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European Review for Medical and Pharmacological Sciences 2015; 19: 2275-2281

Neurodegeneration and cognition


in Parkinson’s disease: a review
W. DING1, L.-J. DING2, F.-F. LI3, Y. HAN4, L. MU5
1
Department of Neurosurgery, Rizhao Hospital of TCM, Rizhao, Shandong, China
2
Department of Acupuncture and Massage, Rizhao Hospital of TCM, Rizhao, Shandong, China
3
Nursing Department, Rizhao Hospital of TCM, Rizhao, Shandong, China
4
Medical Service, Rizhao Hospital of TCM, Rizhao, Shandong, China
5
Department of Neurology, Rizhao Hospital of TCM, Rizhao, Shandong, China

Abstract. – Parkinsons Disease (PD) is a Introduction


neurodegenerative disorder of the dopaminer-
gic neurons in the substantia nigra. Much of the Parkinson’s disease (PD) is a neurodegenera-
scientific literature on the Parkinson’s disease tive disorder of the dopaminergic neurons in the
has been focused on the evaluation and man-
agement of motor conditions in PD. Much less
substantia nigra. It is chronic and progressive in
stress has been laid on evaluating and manag- nature with an asymmetric onset. Motor and non-
ing the cognitive disturbances found comorbid- motor deficits are characteristic features of this
ly in this condition. Studies have suggested disease. Previously it was believed that intellect
that the cognitive dysfunction observed in PD is preserved in PD, but several recent researches
can range anywhere from individual cognitive report of cognitive deficits and impairment. It is
deficits to the clinical picture of minimal cogni-
rather strange to note that not enough of stress
tive impairment to as much as a full-blown de-
mentia like clinical picture. Perhaps because of has been laid on this disorder from the neuropsy-
this poor understanding, the treatments for this chological perspective because it seems that al-
comorbidity have not been able to be adequate- most all kinds of cognitive dysfunctions are
ly developed. Right now, only rivastigmine is prevalent in the PD. Studies have suggested that
the approved drug of choice for treatment of the cognitive dysfunction observed in PD can
dementia associated with PD. In this review we range anywhere from individual cognitive
aim at elaborating the individual cognitive
deficits associated with PD instead of focusing
deficits to the clinical picture of minimal cogni-
on full-blown dementia. Our aim at focusing on tive impairment to as much as a full-blown de-
individual symptoms is important because mentia like clinical picture. Perhaps because of
these symptoms should be evaluated even at this poor understanding, the treatments for this
the most beginning stages of PD rather than comorbidity have not been able to be adequately
waiting for the patient to report for the symp- developed. Right now, only rivastigmine is the
toms. Therefore, we will aim at elaborating the
approved drug of choice for treatment of demen-
prevalence, symptomatology and implications
for treatment for these cognitive dysfunctions tia associated with PD. In this review we aim at
individually. Because covering all the domains elaborating the individual cognitive deficits asso-
of cognitive dysfunctions are not possible here, ciated with PD. Our aim at focusing on individ-
we will focus on three cognitive impairments ual symptoms is important because we are of the
which are most commonly observed in the PD opinion that these symptoms should be evaluated
patients. These are the (1) Executive function even at the most beginning stages of PD rather
deficits (2) Memory deficits and (3) visuospatial
deficits. We will, finally, have an overview of the
than waiting for the patient to report for the
condition of minimal cognitive deficits ob- symptoms. Therefore, we will aim at elaborating
served in PD. the prevalence, symptomatology and implica-
tions for treatment for these cognitive dysfunc-
Key Words: tions individually. Because covering all the do-
Parkinson’s disease, Cognitive function, Memory mains of cognitive dysfunctions are not possible
deficit, Rivastigmine, Dementia, Visiospatial deficits,
here, we will focus on three cognitive impair-
Mild cognitive impairment.
ments which are most commonly observed in the

Corresponding Author: Lei Mu, MD; e-mail: mlwws0633@163.com 2275


W. Ding, L.-J. Ding, F.-F. Li, Y. Han, L. Mu

PD patients. These are the (1) Executive function a study it was observed that the impairment of
deficits (2) Memory deficits and (3) visuospatial shifting conceptual sets of executive dysfunction
deficits. We will finally have an overview of the was higher during the initial period of PD than in
condition of minimal cognitive deficits observed age matched normal control subjects. These find-
in PD. ings were replicated by other studies using cog-
nitive tests such as TMT or Stroop Color-Word
Prevalence of Cognitive Deficits in PD test which assesses the set shifting abilities8,12.
Few studies have explored the prevalence of Other tests have also revealed cognitive impair-
cognitive deficits in PD patients. In a population ments. For example, the initial thinking time was
based cohort study by Foltynie et al (Brain 2004; impaired in a mild stage of PD and the minimum
127: 550-560), it was observed that one of three move solution was revealed at a severe stage of
cognitive tasks (the Mini-Mental State Examina- PD in studies using the TOL. However in the ad-
tion, a pattern recognition task, and the tower of vanced disease, disturbance in almost every cog-
London task) were performed poorly by 36% of nitive parameter have demonstrated9. “Behav-
PD patients in a. In other follow up studies1, it ioural Assessment of the Dysexecutive Syn-
was found that dementia eventually developed in drome” (BADS), is a neuropsychological array
20% to as many as 75% 2 of the PD patients. of subtests which includes the Rule Shift Cards
However, the incidences of individual cognitive Test, Action Program Test, Key Search Test,
impairments has not been assessed earlier. Aars- Temporal Judgement Test, Zoo Map Test, and
land et al2 compared early, untreated Parkinson Modified Six Elements Test13. BADS has been
disease subjects with controls and found a found to be a sensitive tool for the assessment of
twofold increase in the proportion of cognitive executive dysfunction. It offers a broad assess-
impairment. One of the problems with these ment of executive dysfunction, which includes
studies which prevents these results from being the planning of behaviour under concept forma-
acceptable is that there is no clear cut guideline tion to novel situations, problem solving and rea-
in literature to define cognitive impairment in old soning in addition to set shifting and inhibition
age. Usually these studies have used a MMSE, control. This is proven to be more apt tool, in
score below 24 as indicative of cognitive impair- comparison to the traditional tests like WCST,
ment. Similarly, scores of 16/24 on the PRM and Trail making test, Porteus Maze Test, Controlled
8/14 on the tower of London (TOL) are greater Oral Word Association Test, and Tinker Toy
than 1 SD below expected for unaffected age- Test14,15. Perfetti et al (Parkinsonism Relat Disord
and IQ-matched individuals therefore indicating 2010; 16: 46-50) reported the total score of
cognitive impairment. However, there is a lack of BADS and its six subsets to be more sensitive a
well validated criteria for diagnosing the cogni- parameter followed by TOL for assessment of
tive impairments in PD patients. executive functions. This was reported after ex-
amining the BADS with other traditional tests
Executive Function Deficits like WCST, TMT, Jigsaw puzzle test in 25 non-
A set of faculties essential to take decision in demented PD and 24 demographically matched
day to day life are named by the umbrella term of controls.
executive functions. A number of cognitive func- Kamei et al (Mov Disord 2008; 23: 566-573)
tions like planning, monitoring, cognitive flexi- conducted a study on 63 non-demented PD pa-
bility, inhibition of automated responses, retrieval tients to assess executive dysfunction using
from declarative memory and the maintenance BADS along with UPDRS. All of the non-de-
and manipulation of information in working mented PD patients attained a score of ≥24 on
memory are grouped in this category. Several the Mini-Mental State Examination. To evaluate
studies have reported attentional and executive the predisposing factors to executive dysfunction,
function impairments in PD in addition to the they used multiple logistic regression analysis,
hallmark symptoms of motor abnormalities3-7. which was defined as <70 points on the age-con-
Executive function deficits in PD have been trolled standardized score. It was observed that
found to be particularly sensitive to neuropsycho- the total score on the UPDRS was a significant
logical tests like Wisconsin Card Sorting Test independent predisposing factor for executive
(WCST), Trail Making Test (TMT) and TOL dysfunction Moreover, UPDRS part II was
test8-10. The patient’s quality of life can be fore- specifically found to be a significant factor for
seen based on deficits in executive functions11. In executive dysfunction. A significantly lower pro-

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Neurodegeneration and cognition in parkinsons disease: a review

file score was noticed in patients with executive term memory processing in PD through short
dysfunction in all subtests on the BADS when stimulus-test in which there was deficit in con-
compared to patients without executive dysfunc- tent recognition. Short-term memory deficits re-
tion. They also noticed that executive dysfunc- lated with scores on tests of working memory, at-
tion in non-demented PD with was a predispos- tention and executive function showed that atten-
ing factor for greater severity of PD, leading to tion deficits influence both short-term memory
impairment of daily living activities. A wide- and working memory18. Visual short-term memo-
range of components of executive dysfunction ry was affected but not verbal short-term memo-
was found in non-demented PD. With the in- ry. Defects in visual short-term memory corre-
creasing severity of PD, all components of exec- sponded with the severity of the disease and mo-
utive dysfunction were impaired and diversity tor performance19.
was shown in the patterns of each component. It has been observed that the impairment in de-
Variations in the impairment of executive clarative memory in PD is more pronounced
functions with PD subgroups was also taken in- when compared to that seen in age matched
to consideration. These subgroups included healthy elderly subjects. Procedural memory
young onset versus late onset PD, tremor pre- deficits observed were a loss of automatism and
dominant versus akinetic-rigid form, non-tremor was linked with age and pathology20. Verbal re-
subgroup, PD with dementia versus without de- call of words and drawing were impaired where
mentia. It was observed that intelligence, age, as recall of faces was intact, reflecting partial
education, medication etc were the variables loss of explicit memory21. Impairments in work-
which played a significant role in the cognitive ing memory have been reported in many stud-
impairments of PD. ies22-24. In treated PD patients with severe clinical
Liozidou et al (J Geriatr Psychiatry Neurol symptoms, spatial, verbal and visual working
2012; 25: 215-221) compared 73 non-demented memory were affected in direct proportion to the
PD patients with 48 healthy participants on the severity of clinical symptoms and progression of
tasks of working memory (digit span backward), the disease25.
information processing speed (digit symbol sub- Both immediate and delayed visual recognition
scale-WAIS, and trail making (TMT) part A). memory was found to be normal (in whom?).
They observed that in PD without dementia there This kind of memory was not affected by age,
was a significant association between working motor dysfunction or duration of the disease27.
memory (digit span backward) and inflexible be- Hence previously it was thought that the impair-
havior (perseverative errors on WCST). They al- ments in patients with PD are primarily in recall
so studied two categories of PD groups, which rather than in recognition domain26-28. However
were based on their performance on the Weschler impairment in recognition memory in PD was re-
adult intelligence scale (WCST). The first group ported in several consequent studies29-31.
completed 0-2 categories whereas the second Infact, recognition memory deficits have been
group completed 3-6 categories. They found that observed in PD with or without dementia. This
age and general level intelligence (full IQ) signif- was reported by Whittington et al (Neuropsy-
icantly affected the perseverative errors on WC- chology 2000; 14: 233-246), after performing
ST committed by the second subgroup, when power analysis and meta-analysis. They proposed
both these parameters were controlled. This sig- that these recognition memory deficits may
nifies the importance of age and level of intelli- progress with disease progression and the largest
gence in executive functions. deficits occur in PD with dementia. In recall
component, deficits are mainly evident in recall
Memory Deficits of temporal sequence source5,28,32, recollection of
Memory impairments in PD deviate on several sources33 and self-ordered pointing28,34.
lines when compared to other neurodegenerative
disorders. Impairment in memory depends on Visuospatial and Visuoconstructive Abilities
many factors like the age of onset of the disease, PD is known to cause visuospatial deficits35,36
disease duration and severity of clinical symp- and even in the presence of minimal motor in-
toms16. In PD short-term memory is impaired volvement these deficits are obvious37 reported
with intact long term memory 17 . Sagar et al visuospatial deficits in PD. They did this by ex-
(Brain 1988; 111: 525-539) reported recency dis- amining visuospatial function in 76 patients with
crimination deficits and impaired short idiopathic PD and then comparing them with 76

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W. Ding, L.-J. Ding, F.-F. Li, Y. Han, L. Mu

matched normal controls. Both the groups were working memory, executive, language, memory,
administered Benton’s Judgement of Line Orien- visuospatial functions; (2) impairment on at least
tation (JLO) test. A greater proportion of com- two neuropsychological tests in one cognitive
plex intra quadrant errors and horizontal line er- domain, or one impaired test in two different
rors were observed in idiopathic PD when com- cognitive domains, and (3) impairment below
pared to the controls. In addition they also ad- appropriate norms or significant decline on seri-
ministered JLO twice in a time interval of 20 al cognitive testing or significant decline from
minutes to rule out the possibility of practice ef- estimated premorbid levels.
fect and they found no significant difference be- Diagnosis of MCI based on neuropsychologi-
tween two administrations. Another work38 con- cal assessment, requires longer time and special-
ducted extensive evaluation of the visuospatial ized personnel and reliable, valid and culture
functioning in patients with Parkinson’s disease specific tools, which is a major disadvantage.
by administering the neuropsychological tests of This is usually not possible for the clinician in
basic visual perception, complex perceptual dis- clinical and community practice settings for
crimination, and spatial orientation to assess. Re- which a lesser time consuming is needed which
sults demonstrated that the three variables, age, could be administered with lesser training skills.
duration of disease and degree of dementia were Hence, a globally accepted tool for assessment of
major determinants of the differences of the find- MCI is still deficient. However, to identify subtle
ings observed in the groups. They concluded that cognitive deficits there are some self-reported
decreases in spatial orientation functioning in and care giver-reported questionnaire. 43, 44 Stud-
Parkinson’s disease may reflect the rate of pro- ies indicate that these subtle deficits are more
gression of the disease as reflected by the effects likely to lead to dementia like features in later
of these three variables on the outcome. age and hence an early detection of subtle cogni-
Studies have suggested that motor involvement tive deficits is vital. A 4-year community based
as a major criterion for visuospatial deficits in longitudinal follow up study reported that 62% of
PD. This is reflected in the fact that even in the PD-MCI in comparison to only 20% of patients
initial stages of the illness39. It was reported that without cognitive deficits had developed demen-
when the task had some degree of involvement of tia45.
motor component visuospatial deficits were ob-
served and were absent on the tasks not having Neurodegeneration and Impaired
motor component involvement40,41. Cognition in PD: Gross Pathology
Parkinson’s disease is essentially a progressive
Mild Cognitive Impairment (MCI) neurodegenerative disorder. However, contrary to
An important development in exploring the the earlier understanding that only nigro-striatal
cognitive declines in PD patients has been the pathway undergoes degeneration, atrophy of sev-
exploration of MCI. There is no consensus over eral brain regions have been found in PD. Hence,
the uniform diagnostic criteria of MCI in PD. analyzing the areas of atrophy in brain can be
were by The Movement Disorder Society (MDS) used in studying the association of cognitive im-
Task Force42 proposed two levels of diagnostic pairments with the gross pathology of PD. The
guidelines. The first level consists of following executive function deficits in PD are primarily
criteria: (1) A diagnosis of PD based on the UK due to frontal lobe dysfunction secondary to
PD Brain Bank Criteria, (2) gradual decline in pathophysiological alterations in the basal gan-
cognitive ability reported by either patient or in- glionic-dorsolateral frontal loops46 and are also
formant, or observed by the clinician (3) cogni- thought to be due to degeneration of the fronto-
tive deficits on either formal neuropsychological striatal circuitry47. Melzer et al47 observed that
testing or a scale of global cognitive abilities, the grey matter loss in PD correlated with global
and (4) cognitive deficits are not sufficient to in- cognitive score but not with motor impairment in
terfere significantly with functional indepen- most of the brain regions. He came to this con-
dence. The level two diagnostic criteria consist- clusion by comparing PD with normal cognition
ed of a more precise diagnostic criteria which (PD-N), PD with MCI (PD-MIC) and PD with
were based on comprehensive assessment. These dementia (PD-D) with matched controls. He
include the following (1) neuropsychological found that the brain regions implicated in PD-
testing which should have two tests within each MCI showed partial grey matter atrophy in the
of the five cognitive domains: attention and temporal, parietal and frontal cortex as well as

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Neurodegeneration and cognition in parkinsons disease: a review

the bilateral caudal hippocampus, amygdala and jects with PD without dementia on amyloid bur-
right putamen. A more wide spread atrophy was den. A worsening in executive function, as well
observed in PD-D subjects in regions involved in as visuospatial function, activation retrieval, and
PD-MCI but in addition they also had reduced performance on the Mini-Mental State Examina-
grey matter volume in other large areas of the tion was related to the APOE 4 allele.
temporal lobe (including the parahippocampi), The fronto-striatal dysfunction presumed to re-
the intracalcarine and lingual gyri, posterior cin- sult from dopamine deficiency may lead to mild
gulate gyrus, frontal regions and bilateral cau- cognitive deficits50,51. This may be a contributing
date. factor for the cognitive decline in PD as it has
Similarly, Mak et al48,49 comparing PD-NIC been observed that in the initial stages of PD,
(no cognitive impairment) with PD-MIC, found particularly evident cortical thinning ensues in
that patients with PD-MCI had lower global frontotemporal regions. This dopamine deficien-
cognition scores compared with PD-NCI (Mini- cy has been observed more closely recently when
Mental State Examination: 26.9 vs 28.4, p = Barut et al (Acta Neurol Belg 2013; 113: 117-
0.011; Montreal Cognitive Assessment: 24.5 vs 125) conducted a comparative study between ET
27.0, p < 0.001). A significantly poorer perfor- (essential tremor) with PD (ET-PD) with the
mance was exhibited by PD-MIC group on al- groups having ET only or PD only. They found
most all of the cognitive domains including the that ET-PD patients demonstrated more frequent
executive function, attention, memory and lan- familial tremor histories and lower levodopa re-
guage abilities. At the same time, the neu- sponsiveness than PD patients. Severe cognitive
ropathological findings of greater reductions in impairments were seen in ET-PD patients’ popu-
grey matter volumes in the left insular, left su- lation when compared to pure-ET patients. This
perior frontal and left middle temporal areas study concludes that a more extensive neurode-
were also observed in patients with PD-MCI generation is seen in ET-PD patients which are a
compared to PD-NCI. When multiple regres- subset of ET patients. Such as overlap between
sions were performed by on the variables like ET and PD may indicate the presence of a syn-
age, education and cardiovascular risk factors, a drome.
significant positive correlation was noticed be- In PD patients with MCI regional cerebral glu-
tween left insular atrophy and executive-atten- cose metabolism has been studied and its defi-
tion dysfunction. ciencies have been implicated. For example, ex-
The degree of degeneration in the thalamus tensive hypometabolism has been observed in
was examined in a series of studies by Halliday temporo parietal regions of PD patients50,51. Re-
(Parkinsonism Relat Disord 2009; 15(Suppl 3): cently it has been hypothesized that the non-cod-
S152-155). He reported that in levodopa-respon- ing RNA oxidation could be a major neuropatho-
sive Parkinson’s disease patients a selective de- logical reason for cognitive loss in PD52.
generation of the intralaminar thalamic nuclei
was seen. The caudal intralaminar nuclei (the
centre-median/parafascicular complex), the –––––––––––––––––-––––
Conflict of Interest
parataenial, cucullar and central lateral nuclei The Authors declare that there are no conflicts of interest.
were the nuclei involved.

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