Professional Documents
Culture Documents
Dementia in Parkinson
Disease
a,b, c,d
Jennifer G. Goldman, MD, MS *, Erica Sieg, PsyD
KEYWORDS
Biomarker Dementia Diagnostic criteria Executive function Memory
Mild cognitive impairment Neuropsychological assessment
KEY POINTS
Cognitive impairment in Parkinson disease (PD) is heterogeneous in its symptoms,
severity, and progression and can occur from early to advanced stages of the disease.
Evaluation of cognitive impairment in PD includes the clinician’s assessment, patient and
informant report, and frequently more formalized neuropsychological testing of specific
cognitive domains.
Optimal management of PD cognitive impairment encompasses a multidisciplinary
approach using pharmacologic, nonpharmacologic, and psychosocial strategies to
address patient and care partner needs.
INTRODUCTION
This article was to appear in Clinics in Geriatric Medicine, Volume 36, Issue 1, February 2020.
a
Parkinson’s Disease and Movement Disorders, Shirley Ryan AbilityLab, 355 East Erie Street,
Chicago, IL 60611, USA; b Departments of Physical Medicine and Rehabilitation and Neurology,
Northwestern University Feinberg School of Medicine, 710 North Lake Shore Drive, Chicago, IL
60611, USA; c Neuropsychology, Department of Psychiatry and Behavioral Sciences, North-
western University Feinberg School of Medicine, 710 North Lake Shore Drive, Chicago, IL 60611,
USA; d Department of Neurology, Northwestern University Feinberg School of Medicine, 710
North Lake Shore Drive, Chicago, IL 60611, USA
* Corresponding author.
E-mail address: jgoldman02@sralab.org
neurites, and coexistent Alzheimers pathology (amyloid and tau) and cerebrovascular
disease. To date, medications have been geared to symptomatic treatment, albeit
with modest effects, and the field awaits successful disease-modifying or curative
treatments. Management of cognitive impairment in PD encompasses many different
components including appropriate diagnosis, counseling, and prognostication; incor-
porating pharmacologic, nonpharmacologic, and psychosocial strategies; and
addressing the needs of the person living with PD and their care partners. This review
covers key points regarding the phenotype, diagnosis, evaluations, and management
of PD cognitive impairment.
measures of global cognitive abilities have been studied in PD-MCI, although they vary
in their sensitivity and specificity in detecting PD-MCI.24,26,27 In another study, the
MDS PD-MCI Validation Study Group determined that level I PD-MCI, assessed by
a limited neuropsychological battery, also independently contributes to the hazard
of developing PDD, and level I and level II PD-MCI classifications have similar discrim-
inative ability with respect to time to PDD.28
Regarding the underpinnings of cognitive impairment in PD and PDD, dopamine
depletion in the nigrostriatal pathways has been implicated in impaired working mem-
ory, planning/sequencing, task switching, response inhibition, memory recall, verbal
fluency, and psychomotor speed.4 However, impairments in amnestic memory, lan-
guage (particularly semantic aspects including action verb naming), and visuospatial
impairment, with the latter two showing high sensitivity in detecting transition to
PDD,10,29 implicate other neurotransmitter systems including acetylcholine (particularly
in PDD neuropathology studies), noradrenaline, and serotonin. The “dual syndrome
hypothesis” has been proposed to explain differences in cognitive phenotype and pro-
gression in PD: (1) in some, there is greater frontal-striatal network dysfunction, modu-
lated by dopamine, lending to deficits in attention, working memory, planning, and
response inhibition; this can be present early on in the disease or in some, remain the
predominant features with little progression over time; and (2) greater posterior cortical
degeneration, associated with greater cholinergic loss, wherever present, lending to de-
mentia; in some, greater memory, language, and visuospatial impairment predominate
and may confer a higher risk of developing dementia.30
Of note, although not covered here, whether PDD and dementia with Lewy bodies
(DLB) are the same or distinct entities based on the presence of cognitive impairments
in prodromal and preclinical PD and overlapping clinical manifestations of motor and
cognitive symptoms for DLB has been debated, although the “1-year rule” has been
retained in recently updated DLB criteria.31–33 In addition, supporting a DLB and
PDD continuous spectrum, neuropsychological testing shows no significant differ-
ences in performance (both PDD and DLB showed severe deficits in executive func-
tioning, visual-spatial processing, and verbal learning), with neuropsychological
performance not able to reliably account for relative timing of motor diagnosis versus
diagnosis of dementia.
Neuropathology studies support the dual hypothesis for cognitive impairment in PD.
One postmortem study showed only 38% of patients with PDD had “pure” or exclusive
Lewy body pathology, but 59% presented with combined Lewy body and beta-
amyloid plaques and 3% showed Lewy bodies, beta-amyloid plaques, and neurofibril-
lary tangles.21,34 A significant positive relationship between cortical beta-amyloid
deposition and cognitive impairment exists, and 30% of nondemented PD cases
show beta amyloid accumulation.21,35,36
These multiple overlapping pathologies, however, occur in a complex framework of
multiple neurotransmitter deficiencies and presence of genetic risk factors for demen-
tia such as alpha-synuclein duplication/triplication mutations, the apolipoprotein E
epsilon 4 allele, the glucocerebrosidase gene, and microtubule-associated protein
tau H1 haplotype.21,37–39 The multiple overlapping pathologies, neurotransmitter defi-
ciencies, and genotypes all likely contribute to the heterogeneity of cognitive deficits
presentation in PD and PDD.
Many longitudinal studies focused on PD cognition, to date, provide data over a rela-
tively short period of time (4–5 years), focus on change in global cognitive state using
the MMSE, or have highly varied use of neuropsychological tests across studies
(Table 1).52 Medium-to-strong effect sizes can only be found in studies with follow-
up intervals of 4 years or longer.52 In addition, a lack of consensus regarding neuro-
psychological tests exists with respect to use of composite versus individual tests
or subtest scores and the interpretation of meaningful change, test score abnormal-
ities, and cognitive phenotyping.22,52 These aspects emphasize the need for the
assessment of larger PD cohorts over longer periods of time, with comprehensive,
agreed-upon neuropsychological batteries interpreted in a standardized manner.22,52
Although not a substitute for comprehensive neuropsychological testing, the MDS
Task Force in their rating scale review recommends 3 global screening scales for use
with PD: (1) MoCA, (2) Mattis Dementia Rating Scale Second Edition, and (3) the Par-
kinson’s Disease-Cognitive Rating Scale.27 Neuropsychological assessments are
discussed in detail later; however, caveats exist for normative limitations of screening
instrument’s cutoff scores for cognitive impairment applied to international/multicultural
populations, and using neuropsychological assessment to detect PD compared with
published norms only, rather than site-specific healthy controls.53,54 A PD-specific
cognitive battery with accurate normative data appropriate for multisite international
studies, sensitive to cognitive decline and response to therapeutic intervention, requires
additional research beyond several that have been proposed.53,55
Deep brain stimulation (DBS) is a relatively safe, effective treatment of some PD motor
symptoms and treatment-related complications and is often associated with quality-
of-life gains.56 Most DBS centers require neuropsychological evaluations before (and
less often, after) surgery to provide information to make reasonable risk-benefit as-
sessments regarding surgery.56,57
Adverse events (AE) in DBS are usually related to the procedure, device, or stimu-
lation or are unrelated (such as medications or disease progression).56 Regarding
cognitive or neurobehavioral changes, clinicians may underestimate symptomatic
AEs, interrater reliability may be poor, and AE rates tend to increase as a function of
length of follow-up in a progressive condition such as PD.56,58 Neuropsychologists
must consider the extent a patient’s demographics, disease, and neuropsychological
characteristics resemble those enrolled in DBS clinical trials, as these tend to have
greater homogeneity than generally found in clinical practices.56,59 As such, in clinical
practice, there may be different rates, magnitude, or severity of AEs (or possibly pos-
itive outcomes).56
Presently, regarding cognitive outcomes of DBS, literature indicates a minority of
patients (10%–15%) may experience declines on multiple cognitive measures (verbal
fluency being most common). Typically mild cognitive changes do not preclude, but
rather attenuate, quality-of-life gains and serious adverse events occur in only less
than 1% to 2% of patients.56 However, those with MCI before DBS may experience
greater development of dementia, which may possibly reflect disease progression,
but this is not yet clear. PD-MCI as an overall construct may not affect cognitive out-
comes, but MCI affecting specific domains (which potentially indicates greater extra-
striatal neuropathology) including attention, executive functions, visual spatial, and
memory impairments before DBS may confer cognitive decrements after DBS,
370 Goldman & Sieg
Table 1
Cognitive domains affected in Parkinson disease, their neuroanatomical correlates, and
potential neuropsychological tests for evaluation
Examples of Neuropsychological
Cognitive Neuroanatomical Correlates of Tests for Assessing the Cognitive
Domains Cognitive Dysfunction Domains
Wakefulness, State-Dependent Networks Orientation
Arousal, Midbrain neurotransmitter WMS-III Orientation
Attentional/ projection networks Attention/Working Memory
Executive Thalamus & Basal Ganglia Processing Speed
Frontal Networks WAIS-IV Digit Span, Letter
Dorsolateral frontal cortex Number Sequencing
Ventromedial frontal cortex Trail Making Test A
Subcortical white matter Stroop Test
projections between frontal Executive Attention
lobes and other cortical areas Trail Making Test B
Luria’s 3-step hand sequence
Concept Formation
WAIS-IV Similarities, Matrix
Reasoning
Wisconsin Card Sorting Test
(WCST)
Booklet Category Test (BCT)
Tower of London (TOL)
Speech & Language Left Perisylvian Language Area Verbal Fluency (FAS & Animals)
Broca’s Boston Naming Test (BNT)
Wernicke’s Neuropsychological Assessment
Anterior temporal Battery (NAB) Naming Test
Angular gyrus Aphasia Batteries
Western Aphasia Battery (WAB)
Boston Diagnostic Aphasia
Examination (BDAE)
Visuospatial Parietal lobe (spatial distribution Tests of Spatial Perception
of attention, right hemisphere) Target cancellation
Occipito-temporal (object Line bisection
perception/recognition) Judgment of Line Orientation
Tests of Object Perception
Visual Object and Space
Perception (VOSP) Battery
Facial Recognition Test
Tests of Constructions
WAIS-IV Block Design,
Visual puzzles
Figure copy tests
Memory Limbic Memory System Rey Auditory Verbal Learning
Hippocampus Test (RAVLT)
Entorhinal and Hopkins Verbal Learning Test
parahippocampal cortices (HVLT)
Amygdala California Verbal Learning Test
Thalamic and hypothalamic (CVLT)
nuclei WMS-IV Logical Memory
Rey Osterrieth Complex
Figure Test (RCFT)
Brief Visual Memory Test (BVMT)
WMS-IV Designs and Visual
Reproduction
Table 1
(continued )
Examples of Neuropsychological
Cognitive Neuroanatomical Correlates of Tests for Assessing the Cognitive
Domains Cognitive Dysfunction Domains
Motor Primary and Supplementary Motor Grooved Pegboard
Areas Finger Tapping Test
Basal Ganglia Hand Dynamometer/Grip
Strength
Psychological Anxiety/Depression Mood Anxiety/Depression
Functioning Disturbance: Beck Depression Inventory-2nd
and Behavioral Mesial-Frontal Networks (limbic Ed (BDI-II)
Status system, anterior cingulate, State Trait Anxiety Inventory-
frontal lobes) 2nd Ed (STAI-II)
Behavioral Disturbance: Parkinson’s Specific:
Orbital frontal cortex; right Parkinson’s Disease
cerebral hemisphere Questionnaire-39
(disinhibition, socially Behavioral Disturbance
inappropriate behavior, Frontal Systems Behavioral
anosognosia) Rating Scale (FrSB)
Basal ganglia and dorsolateral Behavior Rating Inventory of
frontal cortex (apathy, lack of Executive Functions (BRIEF)
initiation) Neuropsychiatric Inventory
Questionnaire (NPI-Q)
although inconsistently so.56,60 Contraindications for DBS generally exist for those
with marked cognitive or behavioral impairments, and it is important to discuss these
issues and functional independence following DBS.56,61 Greater research is needed to
evaluate the impact of neurobehavioral criteria on DBS outcomes.56 Psychological as-
pects such as coping mechanisms and expectations seem to affect patient satisfac-
tion and quality of life regardless of actual motor or cognitive outcomes. In addition,
preoperative psychoeducation tends to enhance postsurgical patient satisfaction.56
Abbreviations: ADCS-CGIC, Alzheimer’s Disease Cooperative Study–Clinical Global Impression of Change; AE, adverse event; DBS, deep brain stimulation;
PDDSCOPA-Cog, Scales for Outcomes of Parkinson’s Disease-Cognition.
Cognitive Impairment and Dementia 373
randomized controlled trial studies on PD-MCI have studied MAO-B inhibitors, cholin-
esterase inhibitors, or atomoxetine, although without significant effects on cognitive
outcomes. Physical exercise and cognitive training as well as brain stimulation tech-
niques (eg, transcranial magnetic stimulation) represent potential treatment avenues
for PD cognitive impairment with a growing number of research studies and clinical trials
in PD with executive dysfunction or PD-MCI.65–68 Modifiable risk factors should be
addressed where possible. In a systematic review and meta-analysis, 9 modifiable
risk factors that increased the risk of PD cognitive impairment were identified, that is,
disease-related symptoms (postural instability gait disorder, hallucinations, orthostatic
hypotension), other comorbidities (cerebrovascular disease, diabetes mellitus, obesity,
cardiac disease), and lifestyle factors (alcohol consumption and smoking).69 Physical
activity was a protective factor in the systematic review, and some features were asso-
ciated with specific cognitive domains (eg, depression with attention, verbal learning,
visual learning; hypertension with verbal learning and verbal fluency; and education
with attention, executive function, verbal learning, and verbal fluency).
In addition, management of PD cognitive impairment includes discussions and
monitoring regarding work, driving, and home safety. Driving performance in PD
has been associated with disease severity, specific motor symptoms (axial rigidity,
postural instability), and performance on neuropsychological measures (Rey
Osterreith Complex Figure, Trails B, Hopkins Verbal List Learning Test—delayed
recall), which may be useful in distinguishing safe from unsafe drivers.70 Assess-
ments of driving abilities, with road tests or simulations, may be helpful. Addressing
the psychosocial aspects for someone with PD and their care partner and family fac-
ing cognitive changes are paramount. Caregiver burden and stress can be high in
advanced PD and with associated motor and nonmotor complications, including
cognitive decline and dementia.71 One qualitative study that explored the subjective
impact of PD cognitive impairment (normal cognition, PD-MCI, and PDD) on care
partners identified 4 main themes: threats to identity and role, predeath grief and
feelings of loss in carers, success and challenges to coping in people with PD,
and problem-focused coping and finding meaning in caring.72 For the carers, cogni-
tive impairment had a greater emotional impact than the physical symptoms of PD.
Advanced care planning and palliative care may complement the multidisciplinary
care of the advanced PD patient and with cognitive decline and dementia.73
SUMMARY
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