g]kfn lwtf]kq af]8{

clws[t t[tLo >]0fL, ;xfos lgb]{zs -k|zf;g ;d"x_ kbsf] v'nf k|ltof]lutfTds
k/LIffsf] kf7\oqmd
o; kf7\oqmdnfO{ b'O{ r/0fdf ljefhg ul/Psf] 5 .

k|yd r/0fM lnlvt k/LIff k"0ff{ÍM @))

låtLo r/0fM cGtjf{tf{ k"0ff{ÍM #)

lnlvt k/LIff of]hgf -Written Examination Scheme_

kq ljifo v08 k|Zg ;+Vof x c+s ef/ ;do k"0ff{Í pQL0ff{Í

@ k|Zg x !) cÍ =
-s_ @) c+Í
cfly{s tyf ^ k|Zg x % cÍ =
Joj:yfkg ;DaGwL #) c+Í
cfly{s tyf k"FhL
k|yd # 306f !)) $)
ahf/ ;DaGwL -v_ @ k|Zg x !) cÍ =
k"FhL ahf/ / u}/ @) c+Í
k"FhL ahf/ ;DaGwL ^ k|Zg x % cÍ =
sfg'gL Joj:yf / #) c+Í
cGt{/fli6«o ;+:yf
$ k|Zg x !) cÍ =
-s_ $) c+Í
låtLo ;]jf ;DaGwL lwtf]kq ahf/ tyf !@ k|Zg x % cÍ = # 306f !)) $)
j:t' ljlgdo ahf/ ^) c+Í

b|i6JoM

!= k|To]s v08sf] 5'§f5'§} pQ/k'l:tsfx? x'g]5g\ .

@= lnlvt k/LIffsf] dfWod efiff g]kfnL jf c+u|]hL cyjf g]kfnL / c+u|]hL b'j} x'g ;Sg]5 .
#= o; kf7\oqmddf h];'s} n]lvPsf] ePtfklg kf7\oqmdf k/]sf P]g, lgodx? k/LIffsf] ldlt eGbf # dlxgf
cufl8 -;+zf]wg ePsf jf ;+zf]wg eO{ x6fOPsf jf yk u/L ;+zf]wg eO{_ sfod /x]sfnfO{ o;
kf7\oqmddf k/]sf] ;Demg'k5{ .
$= of] kf7\oqmd ldlt @)&%.)^.@@ b]lv nfu" x'g]5 .
 g]kfn lwtf]kq af]8{
clws[t t[tLo >]0fL, ;xfos lgb]{zs -k|zf;g ;d"x_ kbsf] v'nf k|ltof]lutfTds
k/LIffsf] kf7\oqmd
k|yd kq
v08 -s_ cfly{s tyf Joj:yfkg ;DaGwL c+ÍM %)
!= cfly{s pbf/Ls/0f tyf ljZjJoflks/0f / g]kfnsf] cy{tGqdf o;sf] k|efj .
@= g]kfnsf] cfly{s cj:yf .
#= cfly{s kl/;"rsx?M cfly{s a[l4 d'b|fl:kmlt, ;/sf/L ljQ, df}lb|s tyf a}lsË, afXo Jofkf/ tyf
e'QmfgL .
$= g]kfnsf] df}lb|s, cf}Bf]lus tyf ljQ gLlt .
%= ljlQo k|0ffnL tyf ljlQo ahf/ .
^= Joj:yfkgsf] cjwf/0ff tyf sfo{x? .
&= dfgj ;+zfwg k|0ffnLsf] cjwf/0ff tyf dxTj .
*= ;+u7gfTds of]hgf tyf lg0f{oM of]hgf tyf lg0f{osf tTjx?, lg0f{o k|s[of .
(= ;+u7gM ;+u7gsf cfwf/e" tTjx?, ;+u7gfTds ;+/rgf tyf 9fFrf .
!)= g]t[TjM e"ldsf, Joj:yfks tyf g]t[Tj (Manager and Leader), g]t[Tjsf] ;d;fdlos d'2fx? (Issues).
!!= lgoGq0f k|s[ofM lgoGq0fsf tTjx?, lgoGq0fsf] k|s[tL, k|efjsf/L lgoGq0fsf ljz]iftfx? .
!@= ;+rf/ tyf ;dGjoM cjwf/0ff, cGt{JolQmut ;+rf/ (Interpersonal Communication), ;+u7gfTds ;+rf/
!#= sd{rf/L pTk|]/0ff tyf sfo{;DkfbgM pTk|]/0ffsf] k|s[tL,pTk|]/0ffsf] ;d;fdlos l;4fGtx?, pTk|]/0ff ;DaGwL
d'2fx? (Issues) .
!$= /0fgLlts Joj:yfkg k|s[ofM /0fgLlts Joj:yfkgsf] dxTj, /0fgLlts Joj:yfkg k|s[of, ;+u7gfTds
/0fgLltsf k|sf/x? .
!%= ;+;bsf] cy{ tyf n]vf ;ldlt
!^= of]hgfj4 cfly{s ljsf; .
!&= PPP Model
!*= ;fj{hlgs ;+:yfgsf] cjwf/0ff .
!(= ljs]Gb|Ls/0f
@)= g]kfnsf] ;+ljwfgdf cfly{s sfo{k|0ffnL .
@!= g]kfnsf] s]Gb|Lo k|zf;g .

v08 -v_ k"FhL ahf/ / u}/ k"FhL ahf/sf] sfg'gL Joj:yf / cGt{/fli6«o ;+:yf c+ÍM %)

!= International Organization of Securities Commission (IOSCO) af/] hfgsf/L .

@= International Securities Identification Number (ISIN) tyf Association of National

Numbering Agencies (ANNA) af/] hfgsf/L .

#= APG & FATF

$= lwtf]kq ;DaGwL P]g, @)^#, j:t' ljlgdo ahf/ ;DaGwL P]g, @)&$ .
 g]kfn lwtf]kq af]8{
clws[t t[tLo >]0fL, ;xfos lgb]{zs -k|zf;g ;d"x_ kbsf] v'nf k|ltof]lutfTds
k/LIffsf] kf7\oqmd
%= ;/sf/L C0fkq bf]>f] ahf/ Joj:yfkg lgodfjnL, @)^@Ù lwtf]kq ahf/ ;+rfng lgodfjnL, @)^$Ù
lwtf]kq Joj;foL -lwtf]kq bnfn, lwtf]kq Jofkf/L tyf ahf/ lgdf{tf_ lgodfjnL, @)^$Ù g]kfn lwtf]kq
af]8{ lgodfjnL, @)^$Ù lwtf]kq Joj;foL -dr]{G6 a}+s/_ lgodfjnL, @)^$Ù lwtf]kqsf] s]Gb|Lo lgIf]k ;]jf
lgodfjnL, @)^&Ù ;fd"lxs nufgL sf]if lgodfjnL, @)^& tyf qm]l86 /]l6Ë lgodfjnL, @)^*, lwtf]kq
btf{ tyf lgisfzg lgodfjnL, @)&#, j:t' ljlgdo ahf/ ;DaGwL lgodfjnL, @)&$, g]kfn lwtf]kq
af]8{sf] cfly{s k|zf;g ;DaGwL lgodfjnL, @)^^, sd{rf/L ;]jfzt{ lgodfjnL, tyf g]kfn lwtf]kq af]8{
;fj{hlgs v/Lb ;DaGwL lgodfjnL, @)^^ .
^= ;/sf/L C0fkq bf]>f] ahf/ Joj:yfkg ljlgodfjnL, @)^@Ù cf]l6;L -cf]e/ b sfpG6/_ ahf/ ;~rfng
ljgLodfjnL, @)^%Ù lwtf]kq ahf/sf] ;b:otf tyf sf/f]jf/ ljlgodfjnL, @)%%Ù lwtf]kq ahf/sf]
;"lrs/0f ljlgodfjnL, @)%#Ù lwtf]kqsf] s]Gb|Lo lgIf]k ;]jf ljlgodfjnL, @)^* tyf lwtf]kq sf/f]jf/
/fkm;fkm tyf km5of}{6\ ljlgodfjnL, @)&) .
&= nufgL Joj:yfkg -kf]6{kmf]lnof] Dofg]hd]G6_ ;DaGwL lgb]{lzsf, @)^&, ;fd"lxs nufgL sf]if lgb]{lzsf,
@)^(, lwtf]kq lgisfzg tyf afF8kmfF8 lgb]{lzsf, @)&$, ;"rLs[t ;+ul7t ;+:yfx?sf] ;+:yfut ;'zf;g
;DaGwL lgb]{lzsf, @)&$, lwtf]kq ;fj{hlgs lgisfzgsf] s]Gb|Ls[t ljB'tLo ;]jf sfo{ ;+rfng lgb]{lzsf,
@)&$ tyf ;DklQ z'l4s/0f tyf cft+ssf/L lqmofsnfkdf ljQLo nufgL lgjf/0f lgb]{lzsf, @)&$ .
*= sDkgL P]g, @)^#, g]kfn /fi6« a}+s P]g, @)%* a}+s tyf ljlQo ;+:yf ;DaGwL P]g,@)^# tyf aLdf
P]g,@)$(
(= s/f/ P]g, @)%^, cfos/ P]g, @)%* tyf cfos/ lgodfjnL, @)%( .
!)= a}lsË s;"/ tyf ;hfo P]g, @)^$
!!= sd{rf/L ;+ro sf]if P]g, @)!(
!@= gful/s nufgL sf]if P]g, @)$&
!#= bfdf;fxL ;DaGwL P]g, @)^#
!$= ljb]zL ljlgdo -lgoldt ug]{_ P]g, @)!(
!%= cf}Bf]lus Joj;fo P]g, @)&#
 g]kfn lwtf]kq af]8{
clws[t t[tLo >]0fL, ;xfos lgb]{zs -k|zf;g ;d"x_ kbsf] v'nf k|ltof]lutfTds
k/LIffsf] kf7\oqmd

låtLo kq
v08 -s_ lwtf]kq ahf/ tyf j:t' ljlgdo ahf/ c+ÍM !))
!= lwtf]kq ahf/sf] p2]Zo tyf sfo{x? .
@= g]kfndf lwtf]kq ahf/sf] ljsf;qmd .
#= g]kfnsf] cy{tGqdf lwtf]kq ahf/sf] e"ldsf .
$= g]kfn lwtf]kq af]8{ tyf af]8{sf] sfd, st{Jo tyf clwsf/x? .
%= k|fylds ahf/ / bf]>f] ahf/sf] ljsf;qmd, ;d:of, r'gf}tL .
^= j}slNks nufgL sf]if -private equity, venture capital _ sf] cjwf/0ff .
&= j:t' ljlgod ahf/sf] jt{dfg cj:yf / r'gf}tLx?
*= j:t' ahf/sf Joj;foLx?sf] sfd, st{Jo / clwsf/ .
(= lwtf]kq lalgdo ahf/ (Stock Exchange) sf] sfd, st{Jo tyf clwsf/x? .
!)= lwtf]kqsf] s]Gb|Lo lgIf]k sDkgL (Central Depository Company) tyf lgIf]k ;b:o (Depository
Participant) x?sf] sfd, st{Jo .

!!= lwtf]kq bnfn, lwtf]kq Jofkf/L tyf ahf/ lgdf{tfsf] sfd, st{Jo .
!@= lgisfzg tyf laqmL k|jGws -Issue Manager), z]o/ /lhi6«f/, nufgL Joj:yfks -
Portfolio Manager), lwtf]kq k|Tofe"ltstf{ -Underwriter) tyf qm]l86 /]l6Ë sDkgLsf] sfd st{Jo .

!#= lwtf]kq lalgdo ahf/ (Stock Exchange), lwtf]kqsf] s]Gb|Lo lgIf]k sDkgL tyf lwtf]kq Joj;foL -
dr]{G6 a}+s/, of]hgf Joj:yfks, lwtf]kq bnfn_ ;+:yfx? :yfkgf ;DaGwL sfg'gL Joj:yfx? .
!$= lwtf]kq Joj;foLnfO{ cg'dltkq k|bfg ug]{ ;DaGwL Joj:yf .
!%= lwtf]kq ahf/ tyf Joj;foLx?sf] :ynut tyf u}/:ynut ;'k/Lj]If0f ;DaGwL Joj:yf .
!^= lwtf]kq v/Lb laqmL sf/f]jf/ k|0ffnL .
!&= lwtf]kq sf/f]jf/sf] /fkm;fkm tyf km5\of}{6 ;DaGwL Joj:yf .
!*= lwtf]kqsf] ahf/ d"No lgwf{/0f k|s[of .
!(= lwtf]kq lgisfzg ug]{ ;+ul7t ;+:yfsf] ljj/0fkq :jLs[tL ;DaGwL Joj:yfx? .
@)= lwtf]kqsf] ;fj{hlgs lgisfzg / lwtf]kq afF8kmfF6 ;DaGwL Joj:yf tyf k|s[of .
@!= lwtf]kqsf] ;"lrs/0fsf] p2]Zo tyf ;"lrs/0f ;DaGwL Joj:yfx? .
@@= ;fd"lxs nufgL sf]ifsf] dxTj tyf sf]if :yfkgf ;DaGwL Joj:yfx? .
 g]kfn lwtf]kq af]8{
clws[t t[tLo >]0fL, ;xfos lgb]{zs -k|zf;g ;d"x_ kbsf] v'nf k|ltof]lutfTds
k/LIffsf] kf7\oqmd
@#= ;fd"lxs nufgL sf]if k|j4{s, sf]if ;'k/Lj]Ifs tyf of]hgf Joj:yfkssf] sfd st{Jo .
@$= lwtf]kq ahf/df ;+ul7t ;+:yfx?sf] ;"rgf k|jfxsf] dxTj tyf ;"rgf k|jfx ;DaGwL Joj:yfx? .
@%= g]kfnsf] ;+ul7t If]q tyf ;+:yfut ;'zf;gsf] cj:yf .
@^= ;+ul7t ;+:yfsf] ;+rfns ;ldltsf] sfd, st{Jo tyf bfloTj .
@&= ;+ul7t ;+:yf :yfkgf ;+rfng tyf vf/]hL ;DaGwL Joj:yf .
@*= g]kfn /fi6« a}+s, aLdf ;ldlt, sDkgL /lhi6«f/sf] sfof{no, g]kfn rf6{8{;\ PsfpG6]G6 ;+:yf,n]vfdfg af]8{,
n]vf k/LIf0fdfg af]8{ cflbaf/] hfgsf/L .
@(= k"FhL ahf/sf pks/0fx? (Instruments) .
#)= hf]lvd tyf k|ltkmnsf] cfwf/e"t cjwf/0ff .
#!= lwtf]kq d"NofÍgsf] cfwf/e"t cjwf/0ff .
#@= lwtf]kq ahf/ kl/;"rsx? .
##= cf]e/ b sfpG6/ ahf/ ;DaGwL hfgsf/L .
#$= ;/sf/L tyf ;+:yfut C0fkq ahf/ .
#%= d'b|f ahf/ .