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§ 1926.800 29 CFR Ch.

XVII (7–1–12 Edition)


Secretary of Labor’s Orders 12–71 (36 FR ronmental controls are effective, and
8754), 8–76 (41 FR 25059), 9–83 (48 FR 35736), 1– when the remaining construction ac-
90 (55 FR 9033), 6–96 (62 FR 111), or 5–2007 (72
tivity will not cause any environ-
FR 31159) as applicable.
mental hazard or structural failure
§ 1926.800 Underground construction. within the facilities.
(a) Scope and application. (1) This sec- (d) Safety instruction. All employees
tion applies to the construction of un- shall be instructed in the recognition
derground tunnels, shafts, chambers, and avoidance of hazards associated
and passageways. This section also ap- with underground construction activi-
plies to cut-and-cover excavations ties including, where appropriate, the
which are both physically connected to following subjects:
ongoing underground construction op- (1) Air monitoring;
erations within the scope of this sec- (2) Ventilation;
tion, and covered in such a manner as (3) Illumination;
to create conditions characteristic of (4) Communications;
underground construction. (5) Flood control;
(2) This section does not apply to the (6) Mechanical equipment;
following:
(7) Personal protective equipment;
(i) Excavation and trenching oper-
ations covered by subpart P of this (8) Explosives;
part, such as foundation operations for (9) Fire prevention and protection;
above-ground structures that are not and
physically connected to underground (10) Emergency procedures, including
construction operations, and surface evacuation plans and check-in/check-
excavation; nor out systems.
(ii) Underground electrical trans- (e) Notification. (1) Oncoming shifts
mission and distribution lines, as ad- shall be informed of any hazardous oc-
dressed in subpart V of this part. currences or conditions that have af-
(b) Access and egress. (1) The employer fected or might affect employee safety,
shall provide and maintain safe means including liberation of gas, equipment
of access and egress to all work sta- failures, earth or rock slides, cave-ins,
tions. floodings, fires or explosions.
(2) The employer shall provide access (2) The employer shall establish and
and egress in such a manner that em- maintain direct communications for
ployees are protected from being coordination of activities with other
struck by excavators, haulage ma- employers whose operations at the job-
chines, trains and other mobile equip- site affect or may affect the safety of
ment. employees underground.
(3) The employer shall control access
(f) Communications. (1) When natural
to all openings to prevent unauthorized
unassisted voice communication is in-
entry underground. Unused chutes,
effective, a power-assisted means of
manways, or other openings shall be
voice communication shall be used to
tightly covered, bulkheaded, or fenced
off, and shall be posted with warning provide communication between the
signs indicating ‘‘Keep Out’’ or similar work face, the bottom of the shaft, and
language. Completed or unused sec- the surface.
tions of the underground facility shall (2) Two effective means of commu-
be barricaded. nication, at least one of which shall be
(c) Check-in/check-out. The employer voice communication, shall be provided
shall maintain a check-in/check-out in all shafts which are being developed
procedure that will ensure that above- or used either for personnel access or
ground personnel can determine an ac- for hoisting. Additional requirements
curate count of the number of persons for hoist operator communication are
underground in the event of an emer- contained in paragraph (t)(3)(xiv) of
gency. However, this procedure is not this section.
required when the construction of un- (3) Powered communication systems
derground facilities designed for shall operate on an independent power
human occupancy has been sufficiently supply, and shall be installed so that
completed so that the permanent envi- the use of or disruption of any one

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Occupational Safety and Health Admin., Labor § 1926.800

phone or signal location will not dis- (5) Rescue teams. (i) On jobsites where
rupt the operation of the system from 25 or more employees work under-
any other location. ground at one time, the employer shall
(4) Communication systems shall be provide (or make arrangements in ad-
tested upon initial entry of each shift vance with locally available rescue
to the underground, and as often as services to provide) at least two 5-per-
necessary at later times, to ensure that son rescue teams, one on the jobsite or
they are in working order. within one-half hour travel time from
(5) Any employee working alone un- the entry point, and the other within 2
derground in a hazardous location, who hours travel time.
is both out of the range of natural un- (ii) On jobsites where less than 25 em-
assisted voice communication and not ployees work underground at one time,
under observation by other persons, the employer shall provide (or make
shall be provided with an effective arrangements in advance with locally
means of obtaining assistance in an available rescue services to provide) at
emergency. least one 5-person rescue team to be ei-
(g) Emergency provisions—(1) Hoisting ther on the jobsite or within one-half
capability. When a shaft is used as a hour travel time from the entry point.
means of egress, the employer shall (iii) Rescue team members shall be
make advance arrangements for power- qualified in rescue procedures, the use
assisted hoisting capability to be read- and limitations of breathing apparatus,
ily available in an emergency, unless and the use of firefighting equipment.
the regular hoisting means can con- Qualifications shall be reviewed not
tinue to function in the event of an less than annually.
electrical power failure at the jobsite.
(iv) On jobsites where flammable or
Such hoisting means shall be designed
noxious gases are encountered or an-
so that the load hoist drum is powered
ticipated in hazardous quantities, res-
in both directions of rotation and so
cue team members shall practice don-
that the brake is automatically applied
ning and using self-contained breathing
upon power release or failure.
apparatus monthly.
(2) Self-rescuers. The employer must
(v) The employer shall ensure that
provide self-rescuers approved by the
rescue teams are familiar with condi-
National Institute for Occupational
tions at the jobsite.
Safety and Health under 42 CFR part
84. The respirators must be imme- (h) Hazardous classifications—(1) Po-
diately available to all employees at tentially gassy operations. Underground
work stations in underground areas construction operations shall be classi-
where employees might be trapped by fied as potentially gassy if either:
smoke or gas. The selection, issuance, (i) Air monitoring discloses 10 per-
use, and care of respirators must be in cent or more of the lower explosive
accordance with 29 CFR 1926.103. limit for methane or other flammable
(3) Designated person. At least one gases measured at 12 inches (304.8 mm)
designated person shall be on duty ±0.25 inch (6.35 mm) from the roof, face,
above ground whenever any employee floor or walls in any underground work
is working underground. This des- area for more than a 24-hour period; or
ignated person shall be responsible for (ii) The history of the geographical
securing immediate aid and keeping an area or geological formation indicates
accurate count of employees under- that 10 percent or more of the lower ex-
ground in case of emergency. The des- plosive limit for methane or other
ignated person must not be so busy flammable gases is likely to be encoun-
with other responsibilities that the tered in such underground operations.
counting function is encumbered. (2) Gassy operations. Underground
(4) Emergency lighting. Each employee construction operations shall be classi-
underground shall have an acceptable fied as gassy if:
portable hand lamp or cap lamp in his (i) Air monitoring discloses 10 per-
or her work area for emergency use, cent or more of the lower explosive
unless natural light or an emergency limit for methane or other flammable
lighting system provides adequate illu- gases measured at 12 inches (304.8 mm)
mination for escape. ±0.25 inch (6.35 mm) from the roof, face,

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§ 1926.800 29 CFR Ch. XVII (7–1–12 Edition)

floor or walls in any underground work (ii) Installation of new equipment, or


area for three consecutive days; or conversion of existing equipment, to
(ii) There has been an ignition of comply with this paragraph (i); and
methane or of other flammable gases (iii) Installation of above-ground con-
emanating from the strata that indi- trols for reversing the air flow.
cates the presence of such gases; or (j) Air quality and monitoring—(1) Gen-
(iii) The underground construction eral. Air quality limits and control re-
operation is both connected to an un- quirements for construction are found
derground work area which is cur- in § 1926.55, except as modified by this
rently classified as gassy and is also section.
subject to a continuous course of air (i)(A) The employer shall assign a
containing the flammable gas con- competent person who shall perform all
centration. air monitoring required by this sec-
(3) Declassification to potentially gassy tion.
operations. Underground construction (B) Where this paragraph requires
gassy operations may be declassified to monitoring of airborne contaminants
Potentially Gassy when air monitoring ‘‘as often as necessary,’’ the competent
results remain under 10 percent of the person shall make a reasonable deter-
lower explosive limit for methane or mination as to which substances to
other flammable gases for three con- monitor and how frequently to mon-
secutive days. itor, considering at least the following
(i) Gassy operations-additional require- factors:
ments. (1) Only acceptable equipment, (1) Location of jobsite: Proximity to
maintained in suitable condition, shall fuel tanks, sewers, gas lines, old land-
be used in gassy operations. fills, coal deposits, and swamps;
(2) Mobile diesel-powered equipment (2) Geology: Geological studies of the
used in gassy operations shall be either jobsite, particularly involving the soil
approved in accordance with the re- type and its permeability;
quirements of 30 CFR part 36 (formerly (3) History: Presence of air contami-
Schedule 31) by MSHA, or shall be dem- nants in nearby jobsites, changes in
onstrated by the employer to be fully levels of substances monitored on the
equivalent to such MSHA-approved prior shift; and
equipment, and shall be operated in ac- (4) Work practices and jobsite condi-
cordance with that part. tions: The use of diesel engines, use of
(3) Each entrance to a gassy oper- explosives, use of fuel gas, volume and
ation shall be prominently posted with flow of ventilation, visible atmospheric
signs notifying all entrants of the conditions, decompression of the at-
gassy classification. mosphere, welding, cutting and hot
(4) Smoking shall be prohibited in all work, and employees’ physical reac-
gassy operations and the employer tions to working underground.
shall be responsible for collecting all (ii)(A) The atmosphere in all under-
personal sources of ignition, such as ground work areas shall be tested as
matches and lighters, from all persons often as necessary to assure that the
entering a gassy operation. atmosphere at normal atmospheric
(5) A fire watch as described in pressure contains at least 19.5 percent
§ 1926.352(e) shall be maintained when oxygen and no more than 22 percent ox-
hot work is performed. ygen.
(6) Once an operation has met the cri- (B) Tests for oxygen content shall be
teria in paragraph (h)(2) warranting made before tests for air contaminants.
classification as gassy, all operations (iii)(A) The atmosphere in all under-
in the affected area, except the fol- ground work areas shall be tested
lowing, shall be discontinued until the quantitatively for carbon monoxide, ni-
operation either is in compliance with trogen dioxide, hydrogen sulfide, and
all of the gassy operation requirements other toxic gases, dusts, vapors, mists,
or has been declassified in accordance and fumes as often as necessary to en-
with paragraph (h)(3) of this section: sure that the permissible exposure lim-
(i) Operations related to the control its prescribed in § 1926.55 are not ex-
of the gas concentration; ceeded.

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Occupational Safety and Health Admin., Labor § 1926.800

(B) The atmosphere in all under- that air contaminants may be present
ground work areas shall be tested in sufficient quantity to be dangerous
quantitatively for methane and other to life, the employer shall:
flammable gases as often as necessary (A) Prominently post a notice at all
to determine: entrances to the underground jobsite
(1) Whether action is to be taken to inform all entrants of the hazardous
under paragraphs (j)(1)(vii), (viii), and condition; and
(ix), of this section; and (B) Ensure that the necessary pre-
(2) Whether an operation is to be cautions are taken.
classified potentially gassy or gassy (vii) Whenever five percent or more
under paragraph (h) of this section. of the lower explosive limit for meth-
(C) If diesel-engine or gasoline-engine ane or other flammable gases is de-
driven ventilating fans or compressors tected in any underground work area(s)
are used, an initial test shall be made or in the air return, steps shall be
of the inlet air of the fan or com- taken to increase ventilation air vol-
pressor, with the engines operating, to ume or otherwise control the gas con-
ensure that the air supply is not con- centration, unless the employer is op-
taminated by engine exhaust. erating in accordance with the poten-
(D) Testing shall be performed as tially gassy or gassy operation require-
often as necessary to ensure that the ments. Such additional ventilation
ventilation requirements of paragraph
controls may be discontinued when gas
(k) of this section are met.
concentrations are reduced below five
(iv) When rapid excavation machines
percent of the lower explosive limit,
are used, a continuous flammable gas
but shall be reinstituted whenever the
monitor shall be operated at the face
five percent level is exceeded.
with the sensor(s) placed as high and
(viii) Whenever 10 percent or more of
close to the front of the machine’s cut-
the lower explosive limit for methane
ter head as practicable.
or other flammable gases is detected in
(v)(A) Whenever air monitoring indi-
the vicinity of welding, cutting, or
cates the presence of 5 ppm or more of
other hot work, such work shall be sus-
hydrogen sulfide, a test shall be con-
pended until the concentration of such
ducted in the affected underground
flammable gas is reduced to less than
work area(s), at least at the beginning
10 percent of the lower explosive limit.
and midpoint of each shift, until the
concentration of hydrogen sulfide has (ix) Whenever 20 percent or more of
been less than 5 ppm for 3 consecutive the lower explosive limit for methane
days. or other flammable gases is detected in
(B) Whenever hydrogen sulfide is de- any underground work area(s) or in the
tected in an amount exceeding 10 ppm, air return:
a continuous sampling and indicating (A) All employees, except those nec-
hydrogen sulfide monitor shall be used essary to eliminate the hazard, shall be
to monitor the affected work area. immediately withdrawn to a safe loca-
(C) Employees shall be informed tion above ground; and
when a concentration of 10 ppm hydro- (B) Electrical power, except for ac-
gen sulfide is exceeded. ceptable pumping and ventilation
(D) The continuous sampling and in- equipment, shall be cut off to the area
dicating hydrogen sulfide monitor shall endangered by the flammable gas until
be designed, installed, and maintained the concentration of such gas is re-
to provide a visual and aural alarm duced to less than 20 percent of the
when the hydrogen sulfide concentra- lower explosive limit.
tion reaches 20 ppm to signal that addi- (2) Additional monitoring for potentially
tional measures, such as respirator use, gassy and gassy operations. Operations
increased ventilation, or evacuation, which meet the criteria for potentially
might be necessary to maintain hydro- gassy and gassy operations set forth in
gen sulfide exposure below the permis- paragraph (h) of this section shall be
sible exposure limit. subject to the additional monitoring
(vi) When the competent person de- requirements of this paragraph.
termines, on the basis of air moni- (i) A test for oxygen content shall be
toring results or other information, conducted in the affected underground

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§ 1926.800 29 CFR Ch. XVII (7–1–12 Edition)

work areas and work areas imme- (2) A minimum of 200 cubic feet (5.7
diately adjacent to such areas at least m3) of fresh air per minute shall be sup-
at the beginning and midpoint of each plied for each employee underground.
shift. (3) The linear velocity of air flow in
(ii) When using rapid excavation ma- the tunnel bore, in shafts, and in all
chines, continuous automatic flam- other underground work areas shall be
mable gas monitoring equipment shall at least 30 feet (9.15 m) per minute
be used to monitor the air at the head- where blasting or rock drilling is con-
ing, on the rib, and in the return air ducted, or where other conditions like-
duct. The continuous monitor shall sig- ly to produce dust, fumes, mists, va-
nal the heading, and shut down electric pors, or gases in harmful or explosive
power in the affected underground quantities are present.
work area, except for acceptable pump- (4) The direction of mechanical air
ing and ventilation equipment, when 20 flow shall be reversible.
percent or more of the lower explosive (5) Following blasting, ventilation
limit for methane or other flammable systems shall exhaust smoke and
gases is encountered. fumes to the outside atmosphere before
(iii) A manual flammable gas mon- work is resumed in affected areas.
itor shall be used as needed, but at
(6) Ventilation doors shall be de-
least at the beginning and midpoint of
signed and installed so that they re-
each shift, to ensure that the limits
main closed when in use, regardless of
prescribed in paragraphs (h) and (j) are
the direction of the air flow.
not exceeded. In addition, a manual
electrical shut down control shall be (7) When ventilation has been re-
provided near the heading. duced to the extent that hazardous lev-
els of methane or flammable gas may
(iv) Local gas tests shall be made
have accumulated, a competent person
prior to and continuously during any
shall test all affected areas after ven-
welding, cutting, or other hot work.
tilation has been restored and shall de-
(v) In underground operations driven
termine whether the atmosphere is
by drill-and-blast methods, the air in
within flammable limits before any
the affected area shall be tested for
power, other than for acceptable equip-
flammable gas prior to re-entry after
ment, is restored or work is resumed.
blasting, and continuously when em-
ployees are working underground. (8) Whenever the ventilation system
has been shut down with all employees
(3) Recordkeeping. A record of all air
out of the underground area, only com-
quality tests shall be maintained above
petent persons authorized to test for
ground at the worksite and be made
air contaminants shall be allowed un-
available to the Secretary of Labor
upon request. The record shall include derground until the ventilation has
the location, date, time, substance and been restored and all affected areas
amount monitored. Records of expo- have been tested for air contaminants
sures to toxic substances shall be re- and declared safe.
tained in accordance with § 1910.33 of (9) When drilling rock or concrete,
this chapter. All other air quality test appropriate dust control measures
records shall be retained until comple- shall be taken to maintain dust levels
tion of the project. within limits set in § 1926.55. Such
(k) Ventilation. (1)(i) Fresh air shall measures may include, but are not lim-
be supplied to all underground work ited to, wet drilling, the use of vacuum
areas in sufficient quantities to pre- collectors, and water mix spray sys-
vent dangerous or harmful accumula- tems.
tion of dusts, fumes, mists, vapors or (10)(i) Internal combustion engines,
gases. except diesel-powered engines on mo-
(ii) Mechanical ventilation shall be bile equipment, are prohibited under-
provided in all underground work areas ground.
except when the employer can dem- (ii) Mobile diesel-powered equipment
onstrate that natural ventilation pro- used underground in atmospheres other
vides the necessary air quality through than gassy operations shall be either
sufficient air volume and air flow. approved by MSHA in accordance with

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Occupational Safety and Health Admin., Labor § 1926.800

the provisions of 30 CFR part 32 (for- ed in areas having fire or explosion


merly Schedule 24), or shall be dem- hazards.
onstrated by the employer to be fully (3) The employer may store under-
equivalent to such MSHA-approved ground no more than a 24-hour supply
equipment, and shall be operated in ac- of diesel fuel for the underground
cordance with that part. (Each brake equipment used at the worksite.
horsepower of a diesel engine requires (4) The piping of diesel fuel from the
at least 100 cubic feet (28.32 m3) of air surface to an underground location is
per minute for suitable operation in ad- permitted only if:
dition to the air requirements for per- (i) Diesel fuel is contained at the sur-
sonnel. Some engines may require a face in a tank whose maximum capac-
greater amount of air to ensure that ity is no more than the amount of fuel
the allowable levels of carbon mon- required to supply for a 24-hour period
oxide, nitric oxide, and nitrogen diox- the equipment serviced by the under-
ide are not exceeded.) ground fueling station; and
(11) Potentially gassy or gassy oper-
(ii) The surface tank is connected to
ations shall have ventilation systems
the underground fueling station by an
installed which shall:
acceptable pipe or hose system that is
(i) Be constructed of fire-resistant
controlled at the surface by a valve,
materials; and
and at the shaft bottom by a hose noz-
(ii) Have acceptable electrical sys-
zle; and
tems, including fan motors.
(iii) The pipe is empty at all times
(12) Gassy operations shall be pro-
except when transferring diesel fuel
vided with controls located above
from the surface tank to a piece of
ground for reversing the air flow of
equipment in use underground; and
ventilation systems.
(13) In potentially gassy or gassy op- (iv) Hoisting operations in the shaft
erations, wherever mine-type ventila- are suspended during refueling oper-
tion systems using an offset main fan ations if the supply piping in the shaft
installed on the surface are used, they is not protected from damage.
shall be equipped with explosion-doors (5)(i) Gasoline shall not be carried,
or a weak-wall having an area at least stored, or used underground.
equivalent to the cross-sectional area (ii) Acetylene, liquefied petroleum
of the airway. gas, and Methylacetylene Propadiene
(l) Illumination. (1) Illumination re- Stabilized gas may be used under-
quirements applicable to underground ground only for welding, cutting and
construction operations are found in other hot work, and only in accordance
Table D–3 of § 1926.56 of this part. with subpart J of this part, and para-
(2) Only acceptable portable lighting graphs (j), (k), (m), and (n) of this sec-
equipment shall be used within 50 feet tion.
(15.24 m) of any underground heading (6) Oil, grease, and diesel fuel stored
during explosives handling. underground shall be kept in tightly
(m) Fire prevention and control. Fire sealed containers in fire-resistant areas
prevention and protection require- at least 300 feet (91.44 m) from under-
ments applicable to underground con- ground explosive magazines, and at
struction operations are found in sub- least 100 feet (30.48 m) from shaft sta-
part F of this part, except as modified tions and steeply inclined passageways.
by the following additional standards. Storage areas shall be positioned or
(1) Open flames and fires are prohib- diked so that the contents of ruptured
ited in all underground construction or overturned containers will not flow
operations except as permitted for from the storage area.
welding, cutting and other hot work (7) Flammable or combustible mate-
operations in paragraph (n) of this sec- rials shall not be stored above ground
tion. within 100 feet (30.48 m) of any access
(2) (i) Smoking may be allowed only opening to any underground operation.
in areas free of fire and explosion haz- Where this is not feasible because of
ards. space limitations at the jobsite, such
(ii) Readily visible signs prohibiting materials may be located within the
smoking and open flames shall be post- 100-foot limit, provided that:

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§ 1926.800 29 CFR Ch. XVII (7–1–12 Edition)

(i) They are located as far as prac- protection to ensure safe access of em-
ticable from the opening; and ployees and equipment. Adjacent areas
(ii) Either a fire-resistant barrier of shall be scaled or otherwise secured to
not less than one-hour rating is placed prevent loose soil, rock, or fractured
between the stored material and the materials from endangering the portal
opening, or additional precautions are and access area.
taken which will protect the materials (2) Subsidence areas. The employer
from ignition sources. shall ensure ground stability in haz-
(8) Fire-resistant hydraulic fluids ardous subsidence areas by shoring, by
shall be used in hydraulically-actuated filling in, or by erecting barricades and
underground machinery and equipment posting warning signs to prevent entry.
unless such equipment is protected by (3) Underground areas. (i)(A) A com-
a fire suppression system or by multi- petent person shall inspect the roof,
purpose fire extinguisher(s) rated at of face, and walls of the work area at the
sufficient capacity for the type and size start of each shift and as often as nec-
of hydraulic equipment involved, but essary to determine ground stability.
rated at least 4A:40B:C. (B) Competent persons conducting
(9)(i) Electrical installations in un- such inspections shall be protected
derground areas where oil, grease, or from loose ground by location, ground
diesel fuel are stored shall be used only support or equivalent means.
for lighting fixtures. (ii) Ground conditions along
(ii) Lighting fixtures in storage haulageways and travelways shall be
areas, or within 25 feet (7.62 m) of un- inspected as frequently as necessary to
derground areas where oil, grease, or ensure safe passage.
diesel fuel are stored, shall be approved
(iii) Loose ground that might be haz-
for Class I, Division 2 locations, in ac-
ardous to employees shall be taken
cordance with subpart K of this part.
down, scaled or supported.
(10) Leaks and spills of flammable or
combustible fluids shall be cleaned up (iv) (A) Torque wrenches shall be
immediately. used wherever bolts that depend on
(11) A fire extinguisher of at least torsionally applied force are used for
4A:40B:C rating or other equivalent ex- ground support.
tinguishing means shall be provided at (B) A competent person shall deter-
the head pulley and at the tail pulley mine whether rock bolts meet the nec-
of underground belt conveyors. essary torque, and shall determine the
(12) Any structure located under- testing frequency in light of the bolt
ground or within 100 feet (30.48 m) of an system, ground conditions and the dis-
opening to the underground shall be tance from vibration sources.
constructed of material having a fire- (v) Suitable protection shall be pro-
resistance rating of at least one hour. vided for employees exposed to the haz-
(n) Welding, cutting, and other hot ard of loose ground while installing
work. In addition to the requirements ground support systems.
of subpart J of this part, the following (vi) Support sets shall be installed so
requirements shall apply to under- that the bottoms have sufficient an-
ground welding, cutting, and other hot chorage to prevent ground pressures
work. from dislodging the support base of the
(1) No more than the amount of fuel sets. Lateral bracing (collar bracing,
gas and oxygen cylinders necessary to tie rods, or spreaders) shall be provided
perform welding, cutting, or other hot between immediately adjacent sets to
work during the next 24-hour period ensure added stability.
shall be permitted underground. (vii) Damaged or dislodged ground
(2) Noncombustible barriers shall be supports that create a hazardous condi-
installed below welding, cutting, or tion shall be promptly repaired or re-
other hot work being done in or over a placed. When replacing supports, the
shaft or raise. new supports shall be installed before
(o) Ground support—(1) Portal areas. the damaged supports are removed.
Portal openings and access areas shall (viii) A shield or other type of sup-
be guarded by shoring, fencing, head port shall be used to maintain a safe
walls, shotcreting or other equivalent travelway for employees working in

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Occupational Safety and Health Admin., Labor § 1926.800

dead-end areas ahead of any support re- (q) Drilling. (1) A competent person
placement operation. shall inspect all drilling and associated
(4) Shafts. (i) Shafts and wells over 5 equipment prior to each use. Equip-
feet (1.53 m) in depth that employees ment defects affecting safety shall be
must enter shall be supported by a corrected before the equipment is used.
steel casing, concrete pipe, timber, (2) The drilling area shall be in-
solid rock or other suitable material. spected for hazards before the drilling
(ii) (A) The full depth of the shaft operation is started.
shall be supported by casing or bracing (3) Employees shall not be allowed on
except where the shaft penetrates into a drill mast while the drill bit is in op-
solid rock having characteristics that eration or the drill machine is being
will not change as a result of exposure. moved.
Where the shaft passes through earth (4) When a drill machine is being
into solid rock, or through solid rock moved from one drilling area to an-
into earth, and where there is potential other, drill steel, tools, and other
for shear, the casing or bracing shall equipment shall be secured and the
extend at least 5 feet (1.53 m) into the mast shall be placed in a safe position.
solid rock. When the shaft terminates (5) Receptacles or racks shall be pro-
in solid rock, the casing or bracing vided for storing drill steel located on
shall extend to the end of the shaft or jumbos.
5 feet (1.53 m) into the solid rock, (6) Employees working below jumbo
whichever is less. decks shall be warned whenever drill-
(B) The casing or bracing shall ex- ing is about to begin.
tend 42 inches (1.07 m) plus or minus 3 (7) Drills on columns shall be an-
inches (8 cm) above ground level, ex- chored firmly before starting drilling,
cept that the minimum casing height
and shall be retightened as necessary
may be reduced to 12 inches (0.3 m),
thereafter.
provided that a standard railing is in-
(8) (i) The employer shall provide me-
stalled; that the ground adjacent to the
chanical means on the top deck of a
top of the shaft is sloped away from the
jumbo for lifing unwieldy or heavy ma-
shaft collar to prevent entry of liquids;
and that effective barriers are used to terial.
prevent mobile equipment operating (ii) When jumbo decks are over 10
near the shaft from jumping over the 12 feet (3.05 m) in height, the employer
inch (0.3 m) barrier. shall install stairs wide enough for two
(iii) After blasting operations in persons.
shafts, a competent person shall deter- (iii) Jumbo decks more than 10 feet
mine if the walls, ladders, timbers, (3.05 m) in height shall be equipped
blocking, or wedges have loosened. If with guardrails on all open sides, ex-
so, necessary repairs shall be made be- cluding access openings of platforms,
fore employees other than those as- unless an adjacent surface provides
signed to make the repairs are allowed equivalent fall protection.
in or below the affected areas. (iv) (A) Only employees assisting the
(p) Blasting. This paragraph applies in operator shall be allowed to ride on
addition to the requirements for blast- jumbos, unless the jumbo meets the re-
ing and explosives operations, includ- quirements of paragraph (r)(6)(ii) of
ing handling of misfires, which are this section.
found in subpart U of this part. (B) Jumbos shall be chocked to pre-
(1) Blasting wires shall be kept clear vent movement while employees are
of electrical lines, pipes, rails, and working on them.
other conductive material, excluding (v) (A) Walking and working surfaces
earth, to prevent explosives initiation of jumbos shall be maintained to pre-
or employee exposure to electric cur- vent the hazards of slipping, tripping
rent. and falling.
(2) Following blasting, an employee (B) Jumbo decks and stair treads
shall not enter a work area until the shall be designed to be slip-resistent
air quality meets the requirements of and secured to prevent accidental dis-
paragraph (j) of this section. placement.

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§ 1926.800 29 CFR Ch. XVII (7–1–12 Edition)

(9) Scaling bars shall be available at (ii) No employee shall ride haulage
scaling operations and shall be main- equipment unless it is equipped with
tained in good condition at all times. seating for each passenger and protects
Blunted or severely worn bars shall not passengers from being struck, crushed,
be used. or caught between other equipment or
(10) (i) Blasting holes shall not be surfaces. Members of train crews may
drilled through blasted rock (muck) or ride on a locomotive if it is equipped
water. with handholds and nonslip steps or
(ii) Employees in a shaft shall be pro- footboards. Requirements applicable to
tected either by location or by suitable Underground Construction for motor
barrier(s) if powered mechanical load- vehicle transportation of employees
ing equipment is used to remove muck are found in § 1926.601 of this part.
containing unfired explosives. (7) Powered mobile haulage equip-
(11) A caution sign reading ‘‘Buried ment, including trains, shall not be left
Line,’’ or similar wording shall be post-
unattended unless the master switch or
ed where air lines are buried or other-
motor is turned off; operating controls
wise hidden by water or debris.
are in neutral or park position; and the
(r) Haulage. (1)(i) A competent person
brakes are set, or equivalent pre-
shall inspect haulage equipment before
cautions are taken to prevent rolling.
each shift.
(ii) Equipment defects affecting safe- (8) Whenever rails serve as a return
ty and health shall be corrected before for a trolley circuit, both rails shall be
the equipment is used. bonded at every joint and crossbonded
(2) Powered mobile haulage equip- every 200 feet (60.96 m).
ment shall have suitable means of stop- (9) When dumping cars by hand, the
ping. car dumps shall have tiedown chains,
(3)(i) Power mobile haulage equip- bumper blocks, or other locking or
ment, including trains, shall have audi- holding devices to prevent the cars
ble warning devices to warn employees from overturning.
to stay clear. The operator shall sound (10) Rocker-bottom or bottom-dump
the warning device before moving the cars shall be equipped with positive
equipment and whenever necessary locking devices to prevent unintended
during travel. dumping.
(ii) The operator shall assure that (11) Equipment to be hauled shall be
lights which are visible to employees loaded and secured to prevent sliding
at both ends of any mobile equipment, or dislodgement.
including a train, are turned on when- (12)(i) Mobile equipment, including
ever the equipment is operating. rail-mounted equipment, shall be
(4) In those cabs where glazing is stopped for manual connecting or serv-
used, the glass shall be safety glass, or ice work.
its equivalent, and shall be maintained (ii) Employees shall not reach be-
and cleaned so that vision is not ob- tween moving cars during coupling op-
structed.
erations.
(5) Anti-roll back devices or brakes
(iii) Couplings shall not be aligned,
shall be installed on inclined conveyor
drive units to prevent conveyors from shifted or cleaned on moving cars or lo-
inadvertently running in reverse. comotives.
(6)(i) (A) Employees shall not be per- (13)(i) Safety chains or other connec-
mitted to ride a power-driven chain, tions shall be used in addition to cou-
belt, or bucket conveyor unless the plers to connect man cars or powder
conveyor is specifically designed for cars whenever the locomotive is uphill
the transportation of persons. of the cars.
(B) Endless belt-type manlifts are (ii) When the grade exceeds one per-
prohibited in underground construc- cent and there is a potential for run-
tion. away cars, safety chains or other con-
(C) General requirements also appli- nections shall be used in addition to
cable to underground construction for couplers to connect haulage cars or, as
use of conveyors in construction are an alternative, the locomotive must be
found in § 1926.555 of this part. downhill of the train.

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Occupational Safety and Health Admin., Labor § 1926.801

(iii) Such safety chains or other con- cept as modified by this paragraph (t),
nections shall be capable of maintain- the following provisions of subpart N of
ing connection between cars in the this part apply: Requirements for ma-
event of either coupler disconnect, fail- terial hoists are found in §§ 1926.552(a)
ure or breakage. and (b) of this part. Requirements for
(14) Parked rail equipment shall be personnel hoists are found in the per-
chocked, blocked, or have brakes set to sonnel hoists requirements of
prevent inadvertent movement. §§ 1926.552(a) and (c) of this part and in
(15) Berms, bumper blocks, safety the elevator requirement of
hooks, or equivalent means shall be §§ 1926.552(a) and (d) of this part.
provided to prevent overtravel and (u) Definitions. ‘‘Accept’’—Any de-
overturning of haulage equipment at vice, equipment, or appliance that is
dumping locations. either approved by MSHA and main-
(16) Bumper blocks or equivalent tained in permissible condition, or is
stopping devices shall be provided at listed or labeled for the class and loca-
all track dead ends. tion under subpart K of this part.
(17)(i) Only small handtools, lunch ‘‘Rapid Excavation Machine’’—Tun-
pails or similar small items may be nel boring machines, shields,
transported with employees in man- roadheaders, or any other similar exca-
cars, or on top of a locomotive. vation machine.
(ii) When small hand tools or other [54 FR 23850, June 2, 1989; 58 FR 35311, June
small items are carried on top of a lo- 30, 1993, as amended at 61 FR 5510, Feb. 13,
comotive, the top shall be designed or 1996; 63 FR 1297, Jan. 8, 1998; 71 FR 16674, Apr.
modified to retain them while trav- 3, 2006; 75 FR 48135, Aug. 9, 2010]
eling.
(18)(i) Where switching facilities are § 1926.801 Caissons.
available, occupied personnel-cars shall (a) Wherever, in caisson work in
be pulled, not pushed. If personnel-cars which compressed air is used, and the
must be pushed and visibility of the working chamber is less than 11 feet in
track ahead is hampered, then a quali- length, and when such caissons are at
fied person shall be stationed in the any time suspended or hung while work
lead car to give signals to the loco- is in progress so that the bottom of the
motive operator. excavation is more than 9 feet below
(ii) Crew trips shall consist of per- the deck of the working chamber, a
sonnel-loads only. shield shall be erected therein for the
(s) Electrical safety. This paragraph protection of the employees.
applies in addition to the general re- (b) Shafts shall be subjected to a hy-
quirements for electrical safety which drostatic or air-pressure test, at which
are found in subpart K of this part. pressure they shall be tight. The shaft
(1) Electric power lines shall be insu- shall be stamped on the outside shell
lated or located away from water lines, about 12 inches from each flange to
telephone lines, air lines, or other con- show the pressure to which they have
ductive materials so that a damaged been subjected.
circuit will not energize the other sys- (c) Whenever a shaft is used, it shall
tems. be provided, where space permits, with
(2) Lighting circuits shall be located a safe, proper, and suitable staircase
so that movement of personnel or for its entire length, including landing
equipment will not damage the circuits platforms, not more than 20 feet apart.
or disrupt service. Where this is impracticable, suitable
(3) Oil-filled transformers shall not ladders shall be installed with landing
be used underground unless they are lo- platforms located about 20 feet apart to
cated in a fire-resistant enclosure suit- break the climb.
ably vented to the outside and sur- (d) All caissons having a diameter or
rounded by a dike to retain the con- side greater than 10 feet shall be pro-
tents of the transformers in the event vided with a man lock and shaft for the
of rupture. exclusive use of employees.
(t) Hoisting unique to underground con- (e) In addition to the gauge in the
struction. Employers must comply with locks, an accurate gauge shall be main-
§ 1926.1501(g) of § 1926 subpart DD. Ex- tained on the outer and inner side of

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