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The history of reductionism

versus holistic approaches to


scientific research
Hanne Andersen

For centuries, reductionism has been the subject of much discussion among scientists and philosophers, and
has come to be an integral part of modern science. In its strongest form the world may be seen as a series
of reductive levels: social groups, multicellular living things, cells, molecules, atoms, and finally as the
smallest parts the elementary particles. In contrast, holism, in the form of systems theories, builds on the
idea that systemic relations arising at complicated stages of integration may produce new and unpredictable
characteristics of the system. This paper presents a brief historical overview, and explains some of the basic
distinctions which are necessary in analyzing what reductionism is all about.

Reductionist debates are about whether specific scientific – including neurons – may eventually be explained in terms
entities, concepts or relations can replace other entities, of their biochemical constitution; and that the behavior of
concept or relations. Attempts at such reductions from molecules – including the macro-molecules that make up
one area of inquiry to another has been an integral part of living cells – may eventually be explained in terms of atomic
much modern science. For example, the development of physics1.
the mechanical philosophy in the late 17th century was an
attempt to explain a wide range of physical phenomena For these authors the assumption that unitary science could
such as optics in terms of mechanical models. Likewise, be attained through cumulative micro-reduction recom-
by the end of the 19th century physicists worked on de- mended itself as a working hypothesis, although they
riving the laws governing the thermodynamics of ideal would not claim that the truth of this hypothesis had been
gases from the mechanical behaviour of the constituent established, or deny that success might finally elude us.
molecules of these gases. However, other scholars at other times have just as
Efforts to explain phenomena related to aggregates of whole-heartedly rejected reduction. By the mid-19th
some sort in terms of the parts by which the aggregates century, the British philosopher John Stuart Mill argued
are formed has been a recurrent tendency. In its strongest that the properties of molecules could not be derived
form the world may be seen as a series of reductive levels from the properties of the constituent elements:
(social groups, multicellular living things, cells, molecules,
atoms, and finally as the smallest parts the elementary …the chemical combination of two substances produces, as
particles) where it is expected that the laws at one level is well known, a third substance with properties different
can be reduced to laws at the lower level; a subclass of re- from those of either of the two substances separately or of
ductions which has been termed micro-reductions. Strong both of them taken together. Not a trace of the properties of
adherents of the Unity of Science idea, which was advanced hydrogen or of oxygen is observable in those of their com-
by logical positivists in the 1930s and maintained until pound, water2.
the late 1950s, stressed the transitive and cumulative
character of micro-reductions, as for example Oppenheim Likewise, Mill denied that the phenomenon of life could
and Putnam in their 1958 paper ‘Unity of Science as a be derived from the constituents of the living body:
Working Hypothesis’:
To whatever degree we might imagine our knowledge of the
It is not absurd to suppose that psychological laws may properties of the several ingredients of a living body to be
eventually be explained in terms of the behavior of individ- extended and perfected, it is certain that no mere summing
ual neurons of the brain; that the behavior of individual cells up of the separate actions of those elements will ever
amount to the action of the living body itself3.

Hanne Andersen A few decades later, another British philosopher, George


Is Assistant Professor at the Dept. of Medical Philosophy and Clinical
Henry Lewes, introduced the term emergence to describe
Theory at the University of Copenhagen. Her research concerns the effects that, although being the resultant of its compo-
development of science, especially conceptual change in the devel-
opment of science, the development of scientific disciplines, and
nents, could not be reduced to the sum of these4. How-
scientific realism. ever, Lewes also noted that whether we call an effect

0160-9327/01/$ – see front matter © 2001 Elsevier Science Ltd. All rights reserved. PII: S0160-9327(00)01387-9 Endeavour Vol. 25(4) 2001 153
emergent depends upon our current theories. Thus, in the fundamental theories to more fundamental ones and would
case of water, Lewes imagined that we might one day be therefore (for example, in discussing classical mechanics
able to account for the process by which oxygen and and the theory of relativity) discuss the reduction of the
hydrogen result in water, but until then we would have to former to the latter. Scientists, on the contrary, discuss the
consider the properties of water as emergent. same case by saying that under certain circumstances,
But the history of reductionism is not just a reflection of velocities much smaller than the velocity of light, the
the history of science. Admittedly, science has developed special theory of relativity reduces to classical mechanics.
links between areas of inquiry at different times in the
history of science, for example between classical thermo- The standard model of reduction
dynamics and statistical mechanics in the late 19th century, Contemporary philosophical discussions of reduction
and between chemical laws governing valence and bonds originate in the analyses of the formal conditions for re-
and atomic physics in the first half of the 20th century, or duction carried out by the logical empiricist Ernest Nagel
between classical genetics and molecular biology in the in his 1949 essay ‘The Meaning of Reduction in the
late 20th century. Nevertheless, many philosophical dis- Natural Sciences’10 and his book The Structure of Science
cussions remain on the nature of the established links as from 196111.
well as on the strength of arguments against the existence According to Nagel’s model, reduction is “the expla-
of such links. nation of a theory or set of experimental laws established
in one area of inquiry, by a theory usually though not
Some basic distinctions invariably formulated for some other domain”12. Expla-
Discussions on the possible reduction of one area of nation should here be understood according to the
inquiry to another have differed widely in their basic deductive-nomological model favoured by logical empiri-
claims as well as in their terminology. cists, that is, as a logical deduction of the explanandum
Some discussions have addressed the question of onto- from a set of premises containing general laws of nature
logical reduction, i.e. whether the entities of one domain as well as statements on initial conditions.
are composed of the entities of another domain. An im- However, to logically derive the laws of the secondary
portant example of this type of debate is the debate from theory from the primary theory plus initial conditions is
the beginning of the 20th century on whether all biologi- impossible in those cases where the secondary theory
cal entities are composed entirely of physicochemical contains terms that do not occur in the primary theory.
entities, or if (as for example, the biologist Driesch5 and Therefore, Nagel introduced two conditions which had to
other vitalists argued) there are special forces that are be met in these specific instances.
peculiar to living entities. Another important example is First, for every term in the secondary science that does
the debate from the mid- and late 20th century on whether not occur in the primary science, an assumption must be
mental events are just brain processes, as argued by Feigl6 introduced that links the term in question to terms from
and Smart7,8 among others. the primary science. For example, to be able to reduce
Other discussions have addressed the question of classical thermodynamics to statistical mechanics it is
epistemological reduction, that is, whether the laws or necessary to link the term ‘temperature’ that occurs only
theories of one domain can be derived from the laws in thermodynamics with terms from statistical mechanics.
or theories of another domain. Examples of this are whether This is the condition of connectability.
the laws of thermodynamics can be derived from the laws Second, given these assumptions (or bridge laws or
of statistical mechanics, or whether the laws of classical connective principles as they are often called), the laws of
mechanics can be derived from the laws of the relativity the secondary science must be logically derivable from
theory9. the primary science. This is the condition of derivability.
Another distinction between types of reduction pertains Although various points of criticism has been raised
to the object domains involved in the reductive relation. against Nagel’s model – most notably that it may be
Successive reduction (also described as diachronic impossible to formulate a manageable set of relations
reduction, homogenous reduction, or domain-preserving between the individual terms of the two theories13, and
reduction) is a reductive relation between historically suc- that the two theories may be logically incompatible, which
cessive theories addressing the same object domain, for excludes that the one can be logically derived from the
example classical mechanics and the theory of relativity. other14 – it has remained the principal reference point in
Interlevel reduction (also described as synchronic deduction, philosophical discussions of reduction.
heterogenous reduction, or domain-combining reduction)
is a reductive relation between theories that address object Holism
domains at different levels of complexity, for example the Rejections of reductionism have never developed as
level of biological organisms and the level of molecules. systematically as the models for reduction. This is due to
Usually, the theory that is reduced to another is called the the asymmetry inherent in the reductionist debate: argu-
secondary theory, whereas the reducing theory is called ments in favour of reductionism can be construed as
the primary theory. However, it is important to note that existence claims, proving that a certain reductive relation
regarding successive reduction, scientists’ use of the term between two areas of inquiry exists. Arguments in favour
reduction is in some cases the opposite of that of philoso- of anti-reductionism, on the contrary, have to be con-
phers. Philosophers usually speak of reducing less strued as impossibility claims, showing that any attempt

154 Endeavour Vol. 25(4) 2001


to establish a reductive relation between two areas of However, since the 1970s a popular, anti-reductionist
inquiry are bound to fail15. counter argument based on a general systems theory per-
A frequently invoked term in rejections of reductionism spective has been that all levels of organization (social,
is holism. This term was originally introduced by the psychological and biological) are linked to each other so
South African statesman Jan Christiaan Smuts16 as a that changes in one affect changes in the other. According
contribution to the philosophy of biology17. Smuts wanted to this view, the rules responsible for the collective order
to argue against reductionism without (as the vitalists had of a system cannot be understood merely by character-
before him) introducing separate, immaterial substances izing the components within each level, but needs to
and the problematic interaction between material and include system characteristics as well. On this basis,
immaterial substances which the introduction of such social, psychological and biological approaches have to
substances imply. Instead, Smuts argued that a unity of be reconciled with an integrated biopsychosocial model
parts could be so… of disease.
In recent years, a specific debate has emerged with the
close and intense as to be more than the sum of its parts; development of the Human Genome Project. The appli-
which not only gives a particular conformation or structure cation of the techniques of molecular biology to problems
to the parts, but so relates and determines them in their syn- of human diseases has led to intense discussions on
thesis that their functions are altered; the synthesis affects whether diseases such as schizophrenia, special forms of
and determines the parts, so that they function towards the cancer, or complex behaviour patterns like alcoholism
‘whole’18. or homosexuality can be fully explained by theories of
molecular genetics alone. These discussions involve the
Since the 1940’s similar ideas have been advanced within standard arguments known from other discussions of
biology, sociology and several other sciences in the form reduction. Similar to the traditional argument that it may
of systems theories, which build on the idea that systemic be impossible to formulate a manageable set of relations
relations arising at complicated stages of integration may between the individual terms of primary and secondary
produce new and unpredictable characteristics of the theory, it has been argued that for several if not most dis-
system. eases the reduction to molecular mechanisms is so com-
Ever since its introduction by Smuts, the term holism plex that it is virtually impossible to achieve in practice19.
has come to mean a multitude of things, not all of them Many of the discussions on whether medicine can
consonant with its original meaning. For example, in ultimately be reduced to molecular biology have not been
debates on conventional versus complementary medicine, confined to medical doctors, molecular biologists, or
holism is often used to denote most if not all of comple- philosophers, but have become part of the public debate
mentary medicine, including practices based on immaterial as well. In these discussions reductionism has become
principles such as ‘Qi’ or ‘vital energy’ as they apply to a heavily loaded term. An affective tone has become a
qi gong and acupuncture, or practices that explain all general problem of most reductionist debates. And one of
diseases by recourse to one underlying principle, such as the leading philosophers within the philosophy of mind
obstacles to the free flow of ‘innate intelligence’ in the community, Jaegwon Kim, describes the current situation
spine (orthodox chiropractics as originally developed by as follows:
Palmer).
Expressions like ‘reduction’, ‘reductionism’, ‘reductionist
Some contemporary debates on reductionism theory’, and ‘reductionist explanation’ have become pejora-
Within recent decades, the philosophical part of the re- tives not only in philosophy, on both sides of the Atlantic,
ductionist debate has largely focused on the possible but also in the general intellectual culture of today. They
reductions of mind states to brain states, and on the have become common epithets thrown at one’s critical tar-
possibility of reducing biology to a chemical level, es- gets to tarnish them with intellectual naivete and backward-
pecially the reduction of Mendelian genetics to molecular ness. To call someone ‘a reductionist’, in high-culture press
biology. if not in serious philosophy, goes beyond mere criticism or
But reductionism is also an important topic within expression of doctrinal disagreement; it is to put a person
many other scientific disciplines. For example, re- down, to heap scorn on him and his work20.
ductionism is a recurrent issue within medicine. A
prominent debate is on whether diseases can be reduced However, in the heat of the debate, the issue of
to biology (often termed the biomedical view of disease), reductionism often gets conflated with other philo-
or if such a reduction is not possible. According to the sophical issues. For example, in the discussion of
biomedical view, diseases can be reduced to physio- conventional versus complementary medicine, conven-
logical disturbances; a view that originates in the French tional medical doctors are occasionally accused of
pathoanatomical school from the late 18th and early reductionism because they do not treat each patient as a
19th century. Within the past two centuries, large parts of unique individual. However, what this allegation ex-
medicine have focused on clarifying the pathogenesis presses is scepticism against any form of classification
underlying a given disease, thus obtaining an expla- as such, while it does not necessarily involve re-
nation in biological terms of the disease process and ductionism in the standard philosophical meaning of
its manifestations. the term.

Endeavour Vol. 25(4) 2001 155


Questions on whether specific scientific entities, con- 10 Nagel, E. (1949) The Meaning of Reduction in the Natural
Sciences, in Science and Civilization (Stauffer, R.C., ed.),
cepts or relations can be reduced to other entities, concepts
Madison, pp. 99ff.
or relations, whether new or old, are natural questions for 11 Nagel, E. (1961): The Structure of Science. Problems
science to pose. Answering the questions demands in the Logic of Scientific Explanation, Indianapolis:
Hackett, especially chapter 11: ‘The Reduction of
stringency in specifying both what is reduced, what it is
Theories’.
reduced to, and what the reductive relation implies. 12 Ibid., p. 338
13 Within biology Hull and Rosenberg are among the main
Notes and references proponents of this view, see Hull, D. (1974) Philosophy
1 Oppenheim, P. and Putnam, H. (1958) Unity of science as a of Biological Science, Englewood Cliffs, NJ: Prentice
working hypothesis. In Concepts, Theories, and the Mind- Hall; Rosenberg, A. (1985) The Structure of Biological
Body Problem (Feigl, H., Scriven, M. and Maxwell, G., eds.), Science, Cambridge: Cambridge University Press. Due to
Minnesota Studies in the Philosophy of Science, Vol. II, Hull’s argument that phenomena characterized by a single
pp. 3–36, on p. 7, Minneapolis: University of Minnesota Press Mendelian predicate term can be produced by several
2 Mill, J.S. (1843/1973) A System of Logic, reprinted 1973, different types of molecular mechanisms and that the
London: Routledge & Kegan Paul, p. 371 same types of molecular mechanism can produce
3 Ibid., p. 371f. phenomena that must be characterized by different
4 Lewes, G.H. (1874/1875) Problems of Life and Mind, vol. 1–2, Mendelian terms, hence the relations between Mendelian
London: Trübner & Co, Ludgate Hill. Mill had introduced a predicates and molecular mechanisms are many-many
similar notion, heteropathic effects, in his 1843 A System of relations, the argument is known as the many-many
Logic. Although Mill’s chapter ‘On the Composition of argument. In the philosophy of mind Putnam argued in a
Causes’ is often cited as the origin of the notion of emergence, similar vein that mental states may have many different
it is Lewes’ term ‘emergence’ introduced in his 1875 biological realizations and that, consequently, no mental
Problems of Life and Mind that has become dominant in state can be identified with any single biological state, see
later discussions of anti-reductionism. On the development Putnam, H. (1975) The nature of mental states. In Mind,
of the concept of emergence, see Stephan, A. (1992) Language and Reality: Philosophical Papers Volume 2,
Emergence – A Systematic View on its Historical Facets. In Cambridge: Cambridge University Press, pp. 429–440.
Emergence or Reduction? Essays on the Prospects of This argument has become known as the multiple
Nonreductive Physicalism (Beckermann, A., Flohr, H. and realization argument.
Kim, J., eds.), Berlin: de Gruyter, pp. 25–48 14 Feyerabend, P.K. (1962) Explanation, Reduction, and
5 Driesch, H. (1908) The Science and Philosophy of the Empiricism, in Scientific Explanation, Space, and Time
Organism, London: A.C. Black. (Feigl, M. and Maxwell, G., eds), Minnesota Studies in the
6 Feigl, H. (1958) The ‘Mental’ and the ‘Physical’. In Scientific Philosophy of Science, Vol. III, Minneapolis: University of
Explanation, Space, and Time (Feigl, M. and Maxwell, G., Minnesota Press, pp. 28–97
eds), Minnesota Studies in the Philosophy of Science, Vol. 3, 15 Hoyningen-Huene, P. (1992) On the Way to a Theory of
Minneapolis: University of Minnesota Press, pp. 370–497 Antireductionist Arguments, in Emergence or Reduction?
7 Smart, J.C. (1959) Sensations and Brain Processes, Phil. Essays on the Prospects of Nonreductive Physicalism
Rev. 68:141–156 (Beckermann, A., Flohr, H. and Kim, J., eds.), Berlin: de
8 For an overview of the biology debate see e.g. Schaffner, Gruyter, pp. 289–301
K.F. (1993) Discovery and Explanation in Biology and 16 Smuts, J.C. (1926/1953): Holism and Evolution, reprinted
Medicine, Chicago: University of Chicago Press; for an 1953, London: Greenwood Press.
overview of the mind debate see e.g. Kim, J. (2000) Mind in 17 Although the term “holism” was introduced by Smuts, the
a Physical World. An Essay on the Mind-Body Problem and thesis has much earlier predecessors. For example, similar
Mental Causation, Cambridge MA: MIT Press views on the organism as a whole was advanced half a
9 The distinction between ontological and epistemological century earlier by the French physiologist Claude Bernard
reduction has been introduced by Ayala, F.J. (1974) in 1865; Bernard, C. (1865/1976): Introduction à l’étude de
Introduction, in Studies in the Philosophy of Biology. la médicine expérimentale, reprinted 1976 (Cranfield, P.F.,
Reductionism and Related Problems (Ayala, F.J. and ed.), New York: Science History Publications
Bobzhansky, T., eds.), Berkeley: University of California 18 Op. cit. (note 16), p. 86
Press, pp. vii–xvi. Ayala also distinguishes a third kind of 19 For a discussion of this and other arguments for and against
reduction, methodological reduction which concerns the the reduction of psychiatric diseases to molecular biology,
strategy of research, for example, whether in the study of see Harris, H.W. & Schaffner, K.F. (1992) Molecular
biology we should always proceed by investigating the genetics, reductionism, and disease concepts in psychiatry,
underlying processes, or if we must study higher as well as J. Med. Philos. 17(2):127-53
lower levels of organization. 20 Kim, op. cit. (note 8), p. 89

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