Professional Documents
Culture Documents
Is your organisation NBFC Count - Is your organisation NBFC Percentage Management clos
No 28 47% 1
yes 32 53% 2
(empty) 3
Total Result 60 4
Mean 30 50% 5
(empty)
Total Result
Mean
Ethical values a
1
2
3
4
5
(empty)
Total Result
Rank the extent to whi
ank the extent to which your organization controls the environment through
management is involved in
internal audit .
superv
Count - Accounting and financial management system Percentage Rank the extent
39 65% 1
14 23% 2
5 8% 3
1 2% 4
1 2% 2;4
(empty)
60 100% Total Result
12 20% Mean
Count - Ethical values are upheld in all management decision Percentage Management has c
30 50% 1
26 43% 2
2 3% 3
1 2% 4
1 2% (empty)
Total Result
60 100%
Timely evaluation
1
2
3
4
(empty)
Total Result
Rank the extent to which your organization’s
Rank the extent to which your organization practices
nagement is involved in risk assessment through
control activities
supervision
Count - Rank the extent to which your Percentage Rank the extent t
35 58% 1
18 30% 2
4 7% 3
2 3% 4
1 2% 5
(empty)
60 100% Total Result
12 20% Mean
60 100%
k the extent to which your organization practices the following Rank the extent to which the following statements relate
control activities organization ‘information and communication syste
Count - It is impossible for one staff to have access to all valuable information without the consent of senior staff
23 38%
22 37%
11 18%
4 7%
60 100%
nk the extent to which the following statements relate to your Rank the extent to which the following statem
organization ‘information and communication system organization “monitoring proced
60 100%
12 20%
Count - Monitoring has helped in assesing the quality of performance of the organisation over time
39 65%
13 22%
6 10%
2 3%
60 100%
To what extent FCount - To what extent Financial Risks impacts Percentage
1 43 72%
2 8 13%
3 8 13%
4 1 2%
(empty)
Total Result 60 100%
Mean 15 25%
2
3
4
5
(empty)
Total Result
Mean
22 37% 2
5 8% 3
2 3% 4
1 2% 5
(empty)
60 100% Total Result
7.5 13% Mean
16 27%
4 7%
1 2%
2 3%
60 100%
5.75 10%
60 100%
5.5 9%
To what extent OCount - To what extent OperationaPercentage An inspection un
1 29 48% 1
2 24 40% 2
3 4 7% 3
5 3 5% 5
(empty) (empty)
Total Result 60 100% Total Result
Mean 15 0.25 Mean
Is your organisa Count - Is your organisation NBFC Percentage The use of preve
No 28 47% 1
yes 32 53% 2
(empty) 3
Total Result 60 100% 4
Mean 30 50% 5
(empty)
Total Result
Mean
Count - An inspection unit that Percentage Strong internal
36 60% 1
15 25% 2
8 13% 3
1 2% 5
(empty)
60 100% Total Result
15 25% Mean
Percentag
Count - Adequate Loan tracking informatio
e
37 62%
18 30%
2 3%
2 3%
1 2%
0%
60 100%
5.75 10%
Percentag
Count - Measures for operational risk e
36 60%
18 30%
5 8%
1 2%
60 100%
15 0.25
To what extent SCount - To what extent Strategic Ri Percentage
1 24 40%
2 25 42%
3 8 13%
4 2 3%
5 1 2%
(empty)
Total Result 60 100%
mean 12 20%
Measures of strat
Count - Measures of strategic risks Percentage
1 38 63%
2 16 27%
3 5 8%
4 1 2%
(empty)
Total Result 60 100%
mean 15 25%
60 100%
15 0.25
Which internal cCount - Which internal control components is used witHow do you examine the performance
a) Internal audit 36 Asset Quality
All 1 Customer satisfaction
b) Supervision 7 Degree of objective attainment
c) Information 1 Performance
Combination of A 1 Profitability
d) Monitoring 13 Return on asset
Risk 1 Return on equity
(empty) (empty)
Total Result 60 Total Result
2
4
1
6
7
1
1
1
1
1
1
1
60
nts? You can choose more than one option
percentage
Is your organisa Count - Is your organisati If risks are controlled th
No 28 47% no
yes 32 53% yes
(empty) (empty)
Total Result 60 100% Total Result
Total
No If risks are controlled th
No
23% yes
Total Result (empty)
may be
50% Total Result yes
yes
27% (empty)
Total Result
Do you think bettCount - Do you think better internal control system helps Cost effective and most eff
Maybe 2 3% Better loan management s
No 1 2% Conservative credit policy
Yes 57 95% Credit score model
(empty) Effective internal control s
Total Result 60 100% Encouraging customer to ta
Total
Staff training
(empty)
2%
1%
Total Result
Maybe
No
50% Yes
48% (empty)
Total Result
Is there any risk manageme
no
yes
(empty)
Total Result
Total
Count - If risks are controlled Percentage
2 3%
no no
58 97% 2% yes
Total Result yes (empty)
50% 48%
60 100% Total Result
Total
Better
Count - Cost effective and mostpercentage loan
manage Conserva
11 18% ment tive
system credit
13 22% 9% policy
Credit
11%
6 10% Total score
18 30% Result Effective
model
50% internal
5%
2 3% control
system
StaffEncourag
15%
ing
training
8%custome
r to take
short
10 17% term
loan
2%
60 100%
60
If yes, who does the risk m Count - If yes, who does the risk management heIs there any nee
Area Manager 1 Maybe
CEO 5 No
Chairman 1 Yes
Chairperson 1 (empty)
Cheif Risk Officer (CRO) 1 Total Result
Chief risk manager 1
Chief Risk Officer 1
CMD 1 If yes, why do yo
CREDIT AND RISK HEAD 1 All of the above
Easily 1 All of the above
Fraud related any activity 1 As it is already i
H.O.D. 1 Internal control
Head Office 6 Internal control
Head Office 1 Internal contro
60 100%
3 6%
52 100%
Count - Do you think good internal control systems increase the performance of your organization?
60
60