ISO 9001:2015 Internal Audit Results

The charts below summarise the level of conformity of your quality management system to the main clauses of the standard. Nonconformances with requirements, depending on their severity, are shown in yellow and red.

Compliant Minor NC Major NC Top 10 Root-causes

100% 1
1 2 2 1
11 5 3
2 Human - Lack of knowledge or training
90% 3 6
4 3
20 Process - Practice does not follow prescribed… 2
80% 7
Materials - Not appropriate for the task 2
70%

60% Human - Inadequate management involvement 2

50% Human - Understands, but did not follow… 2

21 22
40% 21 36 14 Machinery - Defective equipment or tool 1
93 30
30% Machinery - Improper equipment installation 1

20% Materials - Lack of raw material 1

10% 1
Environment - Disorderly workplace
0% 1
Human - Stress demands
4 Context 5 Leadership 6 Planning 7 Support 8 Operation 9 Evaluation 10 Improvement

Summary Score Status The chart below shows the number of minor and major nonconformances shown in yellow and red
4 Context 88% GREEN Compliance Summary Nonconformity
alongside the number of compliant audit questionsBreakdown
shown in green. by Clause
5 Leadership 85% GREEN
6 Planning 78% YELLOW 21% Improvement 2 0
7 Support 82% YELLOW Nonconformity & Corrective Action 2 0
8 Operation 75% YELLOW Nonconformity & Corrective Action 6 3 1
9 Evaluation 71% YELLOW Improvement - General 4 0
10 Improvement 78% YELLOW Management Review - Outputs 7 1 2
Overall 79% Management Review - Inputs 4 2 0
79% YELLOW
Complies with Requirements 79% Management Review - General 1 0
Improvement Needed 21% Internal Audit Programme 4 1 1
Internal Audit - General 2 0 1
Check the following 'Entry Errors' in the checklist: Analysis & Evaluation 6 2 0
Complies with Requirements Improvement Needed
0 Entries yet to be entered 0 Errors Customer Satisfaction 2 0
Performance Evaluation - General 4 1 1
Results Recommendations Nonconforming Outputs 3 1 0
>86% Processes are effective. Proceed with minimal risk. Continue to monitor trends and indicators for change, encourage improvement. Nonconforming Outputs 4 1 0
60-84% Processes have several nonconformances. Implement corrective action by next reporting period or next scheduled audit. Release of Products & Services 2 1 1
<59% Processes have multiple nonconformances. Immediate corrective action, investigate root cause(s). Re-audit/verify in 4 weeks. Control of Changes 2 0
OFI Review and implement actions to improve the process(s). Monitor trends and indicators to determine if improvement was achieved. Post-delivery Activities 5 1 0
Preservation 1 0
Minor NC Major NC 3rd Party Property 1 1 1
This chart displays the number of audit nonconformances and opportunities for improvement throughout the requirements of ISO 14001:2015. Identification & Traceability 2 1 0
10 Improvement 3 1 Control of Production & Service Provision 7 2 1
Purchasing Information 7 1 1
9 Evaluation 7 5 Purchasing Controls 3 2 1
Purchasing - General 6 0
8 Operation 20 11 D&D Changes 3 1 1
D&D Outputs 5 0
7 Support 6 2 D&D Controls 5 1 0
D&D Inputs 7 1 1
6 Planning 4 2 D&D Planning 7 2 1
D&D General 1 0
5 Leadership 3 1 Changes in Requirements 0 1 0
Reviewing Requirements 2 0
4 Context 2 1 Reviewing Requirements 7 1 0
Determining Requirements 1 0 2
Customer Communication 5 0
OFIs by Section Quality Operational Planning & Control 7 2 1
Documented Information - Control 7 1 0
10 Improvement 3
Documented Information - Creating &… 3 0
9 Evaluation 5 Documented Information - General 2 0
Communication 3 1 1
8 Operation 9 Awareness 4 0
Competence 3 1 0
7 Support 3 Organizational Knowledge 2 0 1
Measurement Traceability 4 1 0
6 Planning 3
Monitoring & Measuring Resources 3 1 0
5 Leadership 4 Operational Environment 1 0
Infrastructure 1 0
4 Context 3 People 1 0
Resources - General 2 1 0
Planning for Change 4 1 0