Professional Documents
Culture Documents
Program
Recommendations Report
Introduction • 2
Wait! Is a community engagement campaign to reduce problems with combined
Origin of the
sewer overflow. This program uses printed media and text messages to encourage
residents to limit their use of unnecessary water during rainy events. These activ-
ities include washing dishes, using laundry machines, having multiple baths and
Wait! Program
flushing the toilet. A pilot program is set to start this June on a small targeted area
in Brooklyn. With Success, the pilot will grow to cover all communities in Brooklyn.
After initial planning sessions with city wide water quality advocates including the
S.W.I.M. Coalition and Newtown Creek Alliance, NYC DEP hired Futerra a behavioral
design agency and M&R, a strategy and community engagement firm. Together
they generated printed media, helped create the pilot scope and conducted
preliminary community outreach.
Introduction • 3
Pratt Institute joined the Wait! effort the Spring of 2016 to assist NYC DEP in
assessing the pilot’s success and scaling it up citywide. Pratt’s research team
includes graduate Green Infrastructure Fellows Maria Gonzalez, Lekhana
Introduction • 4
We consider Wait! to be a waterbody stewardship campaign which offers
New Yorkers a way to take action in improving their local water quality.
and Objectives •
•
Harness Community Action
Offer Qualitative Measures of Success for Wait!
To accomplish these objectives and scale the Wait! pilot citywide, we propose
an expansion strategy in which Wait! grows watershed by watershed, following
the City’s ongoing Long Term Control Plan Process.
Our vision for Wait! is to achieve a social cohesion between the multiple communities
that belong to the same watershed, so that they might understand their impact and how
they can take action to change their current habits for a more sustainable environment
in their homes and neighborhood.
Introduction • 5
Wait!
The goal of each Long Term Control Plan as determined by the Department of
Environmental Protection (DEP) is to “identify, with public input, appropriate
CSO controls necessary to achieve waterbody-specific water quality standards
Implementation
(WQS) consistent with the Federal CSO Control Policy and related guidance”.
City-wide
ogy for city-wide implementation in order to integrate the implementation pro-
cess within the existing LTCP schedule and ongoing City and Institutional efforts.
The Long Term Control Plan Process as a Starting Point and Engagement Strategy
Implementation Plan • 6
1. Longterm Control Plan
Implementation
The NYC Department of Environmental Protection has included 11 of these water-
sheds within Combined Sewer Overflow Long Term Control Plans in an effort to
reduce pollution from sewer overflow and improve water quality city-wide. Our
Methodology
recommendation is to work with the established timeframe and watershed order.
2. Waterbody by Waterbody
The plan is to scale up a methodology that goes waterbody to waterbody.
Our recommendation is to work with the established timeframe and watershed
order to align City and State efforts with the plans and public involvement
meetings already in motion.
Implementation Plan • 7
New York City is connected through 13 Watersheds. The NYC Department of
Environmental Protection has included 11 of these watersheds within Combined
Implementation
Sewer Overflow Long Term Control Plans in an effort to reduce pollution from
sewer overflow and improve water quality city-wide.1
by watershed
The Flushing Bay and Flushing Creek watersheds in Queens are the pilot areas
under study for the purpose of this report, as their Public Engagement processes
are next in the LTCP schedule.
Our recommendation is to work with the established timeframe and watershed order,
as established in Fig. 1, to align City and State efforts with the plans and public
involvement meetings already in motion.
Implementation Plan • 8 1
S.W.I.M. Coalition, 2015.
5 WAYS TO SPEAK UP
AT A DEP MEETING
INDIVIDUAL LTCP SCHEDULES
Waterbody Status* Public involvement
2
Own calculations based on the DEP Flushing Bay Fact Sheet of and the Flushing Creek LTCP of 2014.
Implementation Plan • 10 3
Reference area for New York City: 301 square miles. Own calculations based on data from NYC Official
Statistics (http://www.nycgo.com/articles/nyc-statistics-page).
The demographic information and mapping analysis reveals patterns and indica-
Mapping
tors that can be compared in other areas to select and address correctly other
communities with different characteristics but with the same purpose. The group
developed maps that showed demographics for Flushing Bay & Flushing Creek,
Analysis
including several types of data such as salary, primary language, income, and
population density as well as breaking down the locations of stakeholders and New
York City watersheds to motivate this groups to be involved in the Wait! program.
Analysis of use, water usage related to building types and to the way building residents
are billed. According to the New York City Local Law 84 Benchmarking report
and Building Type data.4 This relates to Median Household Income, as low-income households
tend to be larger than average-income household. In turn, a greater number
of people in the household leads to increased water usage.5
The map shows the watershed areas in New York City and highlights the
The map locates all of New York City’s sewersheds and overlays the Flushing Bay/ Creek watershed
Flushing Bay and Fushing Creek watershed boundary among the other
boundary with the sewersheds. The watershed covers most of the Bowery Bay and Talman Island
watershed boundaries.
sewersheds.
Affordable Housing This is particularly true in “larger apartments occupied by lower income
households in New York City neighborhoods” (University Neighborhood
Housing Program 2015).
• Low-income households use and spend more in water - The report also states
that the owners of buildings with larger households or larger apartments are
guaranteed to have higher usage and larger water charges. A report from
Harvard University about America’s Rental Housing establishes that utility
costs represent 15% to 21% of income for renters with incomes below $15,000,
but just 1% for those with incomes equal or superior to $75,000.
4
http://www.jchs.harvard.edu/sites/jchs.harvard.edu/files/jchs_americas_rental_housing_2013_1_0.pdf
5
According to the Joint Center for Housing Studies of Harvard Univesity, low-income renters are more
likely than higher-income renters to reside in specific housing types such as two-to-four-unit structures
Land Use, Demographic & Building Type Analyses • 16 or mobile homes. Furthermore, among renters living in five-or-higher-unit structures, those with lower
incomes were less likely to have energy-efficient appliances.
Population Density
The census tracts with high population
density overlap with the census tracts that
have a majority of multi family elevator and
no elevator buildings.
Population Density
Distribution of Asian and other Pacific island language speaking population Distribution of Spanish speaking population
Stakeholder
movement is to create and develop community engagement programs to start
creating conscious of CSOs (combined sewer outflow) and make the people
understand the use of grey and dark water when is raining. The Stakeholder
Analysis
Groups can harness community action and engagement by reaching out to
their current and potential members, as well as close neighbours, and explain
to them how does the program works, the benefits of being part of it and the
importance of feeling a sense of identity to their environment. The stakeholder’s
community engagement can provide the necessary information about the the
rainwater runoff and the problem it presents to the sewer systems and ultimately,
the water bodies. This will help motivate people into taking action and aiding the
Wait! program as well as delivering a complicated message, since is more likely
for the community to agree to a program when a local group and people they
know are participating.
Creating concerns about the present situation with each group will help spread
the program just the way it is expected so, in a more developed phase, it can
begin to spread by itself and to the communities that reside in nearby areas.
Although is important to notify that not every single stakeholder that exist in
flushing bay and flushing creek is listed in this work, is likely that we can ask for
their help to engage the community to be a part of the Wait! program as long
as they share the same objectives and principles that the movement does.
Watershed Stewardship map, the Green Infrastructure Group from Pratt Institute has
developed a list of most of the groups that can be found inside the area of
Stakeholders
action or that have an impact or interest in Flushing Bay or Flushing Creek.
This information was taken and analysed in a matrix to understand what kind
of services did the stakeholder’s provided and what their main focussed was
Analysis on. The stakeholders were divided into educational, non-profit, governmen-
tal, community/civic, private, business, sports and others. In this way, it could
be differentiated what kind of work was being done in Flushing Creek and
Flushing Bay and what type of communities was the most common in the area
and have the biggest workforce to deal with. We also added the directions of
all of the Stakeholders to see where was their meeting place or their place of
action. With this information we are able to see where is the most strong
concentration of environmental groups and what places lack them.
These set of maps identify the different stakeholder groups located within the
Flushing Bay/Creek watershed boundary and place of operation. This helps
to identify the areas with strong concentration of environmental groups and
the places that lack them. The groups have a more local appeal and would help
spread the awareness about the CSO concerns among the local population.
It is separated into the activities that each stakeholder is focused on, so the
Wait! program can measure what type of organization has a major impact
in the community.
Complete Stakeholder
Locations Map
Development
middle and end. One goal is to determine awareness of CSOs and understanding
the campaign’s success, then coming back to people who have agreed to be a
part of the pilot and asking how it has changed their water habits.
& Measuring
While devising a methodology, we brought forth four indicators — access,
empathy, education and, identity — to create a list of questions.
Success
• Access signifies one’s relationship with, New York City’s waterways and
community centers, water, in general.
Survey Development • 35
Pre-pilot Survey
Access Identity
How close are community centers to your area? In what borough of New York City do you live?
Pre-pilot
Within 5 miles Bronx
Survey
I do not know where my community center is located Queens
Staten Island
How close are gathering spaces to your area?
I do not live in New York City
Within 1 mile
Within 10 miles
White
I do not know where my gathering space is located
Black, African American
Do you visit your closest waterbody? Hispanic, Latino, or Spanish
Annually
Education Yes No
Yes Newspaper
No
Internet
Yes No
Other
Do you know your local voting precinct?
Yes No
Mid-pilot Survey
Empathy
How often do you shower? Do you have a personal green space (e.g., back-
yard or garden)? How often do you water it?
Twice or more a day
Mid-pilot
Every other day No
Survey
Once a week Twice weekly
Yes No
5 to 10 minutes
10 minutes or more
Unsure Access
How far are you from your local bodega?
How often do you wash your hair?
Within 5 blocks
Daily
Within 10 blocks
Weekly
Within 20 blocks
Rarely
I do not know where my local bodega is located
I do not have hair
Do you pay your own water bill? If yes, what is the None, I do not participate in outdoor water-oriented activities
monthly cost?
Yes No $ Education
Are you active on any community boards?
Would you wait to flush your toilet for one hour
during a rain event? Yes No I do not know what a community board is
Post-pilot
Have you ever heard of?
Film screening
Bioswales
Volunteer event
Survey
Permeable paving
Participatory design session
Green roofs
None of the above
Stormwater greenstreets
Aware Unaware
Aging infrastructure Has this survey affected your stance on using wa-
ter during storm events?
Climate change
Which of the following water conservation tech- How likely are you to change your water usage
niques are you most familiar with?? during the next storm?
Zero statement
Coastal protection
Identity
Articles that focus on the behavior of individuals and the reasoning why
Literature
ethnographic research works through those behaviors were our focus. We
looked at how behavior change is developed for sustainable design and how
to create interventions to begin these behavior changes and why ethnographic
Review
research and the reasoning behind using it helps to create more efficient design.
This review included how behavior change is developed for sustainable design
and how to create interventions to begin these behavior changes.
Literature Review • 39
In the 2009 essay, A Behaviour Model for Persuasive Design, scientist B.J. Fogg
A Behavior Model argues that persuasive design depends on the simplicity, and that designers,
while acknowledging that, designers should make the user user experience of
For Persuasive
services and/or products easy. Boggs presents his model, that has three factors
which define behavior: trigger, motivation and ability.
Design
The Fogg Behavior Model (FBM) asserts that ability and motivation are important
aspects human behavior, but certain behaviors will not happens without a trigger.
Fogg believes that with sufficient moderation, behavior can occur even when
one’s ability is low.
Fogg, B. J. “A Behavior Model for Persuasive Design.” Proceedings of
the 4th International Conference on Persuasive Technology. New York, According to this model, elements of ability, called Simplicity Factors are money,
NY, USA: ACM, 2009. 40:1–40:7. Print. Persuasive ’09. social deviance, physical effort, time, brain cycles, and non-routine.
Motivation can be explained through three core motivators with opposing dimen-
sions: pleasure/pain; hope/fear; and social acceptance/rejection. But, whereas
levels of ability and motivation can be manipulated, people depend on triggers
to prompt behavior.
“In real-world design, increasing ability is not about teaching people to do new things or
training them for improvement. People are generally resistant to teaching and training
because it requires effort. This clashes with the natural wiring of human adults: We are
fundamentally lazy. As a result, products that require people to learn new things routinely
fail. Instead, to increase a user’s ability, designers of persuasive experiences must make
the behavior easier to do. In other words, persuasive design relies heavily on the power of
simplicity.” (Fogg, 2009)
Literature Review • 40
Promoting Sustainable In the article, “Promoting Sustainable Behavior”, Doug McKenzie Mohr argues
Behavior: An that environmental psychology literature is best shared with people outside of
the field who design environmental communications programs. McKenzie-Mohr
Introduction To
presents a process, community-based social marketing that makes psychologi-
cal knowledge accessible to designers of environmental programs, and looks at
some of the obstacles to incorporating psychological expertise and programs
McKenzie Mohr also provided case studies that highlight how community-
Social Marketing based social marketing has been applied to a number of projects in Canada.
Two examples are a back yard composting campaign in Nova Scotia (following
the principles of community-based social marketing, they first conducted survey
Mc Kenzie-Mohr, Doug. “Promoting Sustainable Behavior: An research to identify local barriers to back- yard composting and determine
Introduction to Community-Based Social Marketing.” Planning present levels of backyard composting) and ways to encourage water efficiency
perspectives: PP 56.3 2000. Print.
in Nova Scotia. Others examples can be found at www.toolsofchange.com
and www.CBSM.com.
Literature Review • 41
The Behavior Change Michie, Stralen and West evaluate existing frameworks for behavior change
Wheel: A Method For interventions and develop the new framework that overcomes some of their
limitations. To identify these existing frameworks they were evaluated according
Characterizing And
to three criteria: coherence, comprehensiveness and a have a clear association to
an underlying model of behavior. A new framework was created accordingly.
They also provided a chart with definitions of interventions and policies.
Designing Behavior
Change Intervention
Michie, Susan, Maartje M. van Stralen, and Robert West. “The
Behaviour Change Wheel: A New Method for Characterising
and Designing Behaviour Change Interventions.” Implementation
science: IS 6 (2011): 42. Print.
Literature Review • 42
Alan Peshkin writes about defending qualitative research in his article “The
Goodness of Qualitative Research.” He begins by stating his passion for proving
Goodness of
that this style of research has a basis within the more “intellectual insularity” of
the research community. His passion is then replaced by direct common sense
as he continues to describe why this type of research is worth using. The more
Qualitative Research researchers try to classify responses the harder it is to draw simple conclusions
from these. This is an important point of contention with this type of research,
because it makes the data harder to put into a table, but allows it to be a more
human level of understanding.
Peshkin, Alan. “The Goodness of Qualitative Research.” Educational Peshkin defines a list of four categories that a researcher can use to analyze
researcher 22.2 (1993): 23–29. Print.
research outcomes: description, interpretation, verification, and evaluation. He
further breaks these down into subcategories, where many of these can overlap
into other main categories. Description relates to the influences that may effect
the research, the subcategories are processes, relationships, setting and situa-
tions, systems, and people all of these subcategories offer characterization for
the surroundings of the research study. Interpretation is directly related to the
conclusions drawn by the researcher, the subcategories (explain or create gener-
alizations, develop new concepts, elaborate existing concepts, provide insights,
clarify complexity, and develop theory) allow generalizations to be drawn on a
smaller scale. This becomes explanatory research that can help to classify and
provide background information for the findings.
“The more I attempted to locate a particular outcome within one of these four categories
and then within one of several subcategories, the more the locations blurred and blended,
so that thinking of the outcomes as discretely classifiable entities became increasingly
untenable.” (Peshkin, pg 23, 1993)
He tests the validity of findings with assumptions, theories, and generalizations.
He warns that these are not mainstays for all qualitative researchers, but that
every researcher must participate in a way to test the findings of the research and
this is the one he peters to use. The final category of evaluation is the policies,
practices, and innovations related to the research. This is done after the research
is complete and uses the data collected to come to a working conclusion. Due to
Literature Review • 43 the nature of this research the conclusion may not always be concretely defined.
The Rationale For In “The Rationale for Qualitative Research: A Review of Principles and Theoretical
Qualitative Research:
Foundations” Brett Sutton discusses similar themes as Peshkin but brings forth
some of the problems and solutions that may arise while researching and using
these themes. Sutton defines these as: “1) contextualization, an approach to
A Review Of Principles social-scientific observation that takes into account the environment in which the
observational event takes place; (2) understanding, an approach to the problem
And Theoretical
of knowledge and explanation that addresses the range of what can be learned
from observation; (3) pluralism, the proposition that not only social settings but
also the methods for explaining them resist reduction to a single model; and (4)
Foundations expression, the problem of conveying the results of research. These issues are
intended to serve as vehicles for the discussion of the consequences of qualita-
tive research in library and information science, to illustrate the kinds of problems
Sutton, Brett. “The Rationale for Qualitative Research: A Review that the uses of the methods entail, and to suggest some of the reasons that
of Principles and Theoretical Foundations.” The Library Quarterly:
these problems are not fatal.” (Sutton, pg 412, 1993)
Information, Community, Policy 63.4 (1993): 411–430. Print.
Sutton divides the world of qualitative research within the social sciences and
the definitive research preferred by the heavier sciences. It is in this distinction
that qualitative research becomes important. One of Sutton’s major concerns is
how the researcher behaves during the data collection. Sutton warns that the
researcher must always remain neutral to the surrounds and opinions expressed
by the person they are interviewing. If the researcher can take on the insider’s
point of view they can better relate to how the interviewee is feeling and be more
responsive with questions that will better lead the questions to follow.
“...is involving, cooperative, open-ended, and interpretive, and in important ways actu-
ally allows closer contact with lived experience than methods that depend on reductive
abstraction and quantification.” (Sutton, pg 412, 1993)
Throughout the article Sutton continuously refers to different psychological
modes that allow the researcher to understand the interviewee. Sutton believes
that by creating these relationships the qualitative data will be more valuable in
that it can be analyzed by someone who can identify with the subject. Sutton
closes the article by finding a home for qualitative research. Sutton’s ideal sit-
uation to use this style of research is within the social sciences and library and
information sciences to help people solve old problems in new, more personable
Literature Review • 44
and relatable approaches.
The rationale of engaging people by watershed is not only relative to the LTCP sched-
ule, but also to educate and create a greater awareness in the neighboring communi-
Engagement
ties about the waterbodies that surround them.
The relationship to the waterfront in Flushing Bay and Flushing Creek has been long
by Watershed
dominated by industrial uses that contact or even access to water. Historically,
the site occupied by the Flushing Meadows Corona Park (which comprises much
of the surrounding drainage area of the Creek) was a tidal wetland. Today, 70% of
Flushing Bay and Flushing Creek’s shoreline (approximately 5000 linear feet) is
occupied by industrial uses. This happens despite an appalling 65% of surrounding
land use being exclusively residential and mixed residential-commercial, and 1%
representing industrial land use.8
The predominance of industrial and transportation-related uses has caused the hard-
ening of the shoreline through bulkheads and physical obstructions, which increas-
ingly limits secondary contact recreation opportunities. Currently, the World Fair
Marina tract - the only part of the waterfront that is publicly accessible - is used by
children and families for walking, jogging, riding and fishing (even when there
are physical and sanitary challenges to do so).
The Flushing Meadows-Corona Park serves as another large public space, not without
its challenges. According to the NYC Department of Parks and Recreation’s FMCP
Strategic Framework Plan, the park does not offer facilities for regular primary or
secondary contact recreation. The shallowness of the lakes does not allow for boat-
ing activities; this, along with the proliferation of algae and some lead and petroleum
contamination, has also limited the growth of a diverse fish habitat in the lakes.9
The contradictory relationships with the waterfront make it even more necessary
to develop an engagement process by watershed. Harboring a sense of ownership,
awareness and conservation based on the understanding of existing relationships
to water can help sustain the program and water conservation practices over time -
potentially even after the Wait! program is completed.
8
Estimates and graphics were prepared by authors, based on current satellite imagery
measurements and land use data from Flushing Creek’s Long Term Control Plan of 2014.
9
Flushing Meadows-Corona Park Strategic Framework Plan, 2008.