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COMMUNIQUÉ TO DEPOSITORY PARTICIPANTS

CDSL/OPS/DP/POLCY/2020/338 August 07, 2020

MARGIN OBLIGATIONS TO BE GIVEN BY WAY OF MARGIN

PLEDGE / MARGIN RE-PLEDGE IN THE DEPOSITORY SYSTEM

DPs are advised to refer CDSL Communique no. CDSL/OPS/DP/POLCY/2020/234 dated May 22,
2020 regarding operational modalities and various file formats for implementation of the SEBI
Circular no. SEBI/HO/MIRSD/DOP/CIR/P/2020/28 dated February 25, 2020 regarding Margin
Obligations to be given by way of Margin Pledge (MP) / Margin Re-pledge (MRP) in favour of
Trading Members (TM) / Clearing Members (CM) and Clearing Corporations (CC) respectively and
communique no. CDSL/OPS/DP/POLCY/2020/309 dated July 16, 2020 regarding additional points
for implementation of the guidelines specified in the aforesaid SEBI circular.

Based on feedback received from DPs, CDSL has done the changes in the sequence of status
codes appeared in DP 57 report which will be implemented w.e.f. August 8, 2020. DPs are advised
to refer the attached Annexure to take a note of said changes and do the necessary changes in
their back office, if any.

Queries regarding this communiqué may be addressed to:

CDSL – Helpdesk on (022) 2305-8642, 2305-8663, 2305-8624, 2305-8640 or 2305-8639. Emails

may be sent to: helpdesk@cdslindia.com.

sd/-
Prashant Kokate
Asst. Vice President – Operations

CDSL : your depository Page 1 of 1

KEYWORD : CDSL System
 Annexure

Generation of Transaction Status Codes in DP57 report during Margin Pledge Setup at Pledgor End
Online Setup (With execution date 'Current Online Setup (With execution date 'Future Common Upload (With execution date Common Upload (With execution date
Business Date') Business Date') 'Current Business Date') 'Future Business Date')
Existing Released Scheduled for Existing Released Scheduled for Existing Released Scheduled for Existing Released Scheduled for
Functionality Release (Effective Functionality Release (Effective Functionality Release (Effective Functionality Release (Effective
from August 8, 2020) from August 8, 2020) from August 8, 2020) from August 8, 2020)

Margin Pledge setup 828 - Margin Pledge 828 - Margin Pledge 828 - Margin Pledge 824 -Pending Setup Not Applicable Not Applicable Not Applicable Not Applicable
initiated by pledgor Setup Initiated by Setup Initiated by Setup Initiated by By Pledgor Maker
maker Pledgor Maker Pledgor Maker Pledgor Maker
(No Change)

Margin Pledge setup 829 - Margin Pledge No status code will 829 - Margin Pledge No status code will 829 - Margin Pledge No status code will 829 - Margin Pledge No status code will
approval by pledgor Setup Approve by be reported in DP57 Setup Approve by be reported in DP57 Setup Approve by be reported in DP57 Setup Approve by be reported in DP57
checker Pledgor Checker (Cr. report. Pledgor Checker (Cr. report. Pledgor Checker (Cr. report. Pledgor Checker (Cr. report.
PSB) PSB) PSB) PSB)
No Overdue status No Overdue status
applicable applicable

Link Generation No status code will be reported in DP57 report.

OTP Authentication No status code on OTP No status code on OTP No status code on OTP No status code on OTP
reported in DP57 Authentication, 829 - reported in DP57 Authentication - reported in DP57 Authentication, 829 - reported in DP57 Authentication -
report. Margin Pledge Setup report. No status code will report. Margin Pledge Setup report. No status code will
Approve by Pledgor be reported in DP57 Approve by Pledgor be reported in DP57
Checker (Cr. PSB) report. (generated Checker (Cr. PSB) report. (generated
OR before execution OR before execution
826 -OverDue Setup date) 826 -OverDue Setup date)
By Pledgor Checker on SOD of 'Execution By Pledgor Checker On SOD of 'Execution
Date' Date'
829 - Margin Pledge 829 - Margin Pledge
Setup Approve by Setup Approve by
Pledgor Checker (Cr. Pledgor Checker (Cr.
PSB) PSB)
OR OR
826 -OverDue Setup 826 -OverDue Setup
By Pledgor Checker By Pledgor Checker

Communiqué no. CDSL/OPS/DP/SYSTM/2020/338 dated August 07, 2020 Page 1 of 1