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1789-04 Design of Radio Cell
1789-04 Design of Radio Cell
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Objectives
Contents
1 Cell Selection/Reselection
1.1 Cell Selection
1.2 Cell Reselection
2 Handover
2.1 General Notes on Handover
2.2 Measurement Preprocessing
2.3 Handover Criteria
2.4 Handover detection algorithms
2.5 Target Cell List Compilation
2.6 Handover Signaling and Timer
2.7 Extended cell handover
2.8 Directed Retry
3 Exercises
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In textbooks on cellular mobile communications radio cells are idealized by regular hexagons which has been
proved to be a good model for explaining principle effects.
However, in reality cell borders do not have this simple geometric structure. The physical cell borders are
fixed on the one hand
· by the algorithms which decide on changing from one serving base station to another one on the basis of
“link quality” measurements.
Though it is controlled by some parameters broadcasted from the BS to the MS, the cell selection/ reselection
algorithm itself is implemented in the MS. Therefore, it is specified in details by the GSM Recommendations
(especially GSM 03.22 and GSM 05.08).
In contrast, the handover decision algorithm is implemented in the BSS (assisted by downlink measurements
reported by the MS). Hence, some degree of freedom is left to the manufacturer to optimize the algorithm.
For this reason and because its very important to take the correct decision when the MS is in connected mode,
the focal point of this chapter is the handover algorithm.
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1Cell Selection/Reselection
As mentioned above, the cell selection/reselection algorithm is implemented in the MS. Because the algorithm
for a GSM phase 1 MSs differs from that of a phase 2 MSs, both variants are described (as far as there is a
difference).
1.1Cell Selection
The MS takes 5 samples of the received level on each RF carrier which are averaged:
Based on these measurements one can estimate whether a cell will be an appropriate serving cell from the
radio propagation point of view, i.e. whether there will a sufficient “link quality”.
This means that the received downlink level has to be above a threshold (RXLEV_ACCESS_MIN).
To ensure a sufficient uplink received level even for MSs of low transmit power level P a further term is
included:
If P < MS_TXPWR_MAX_CCH (the maximum allowed MS transmit power level to access the random access
channel), the C1 criterion is equivalent to
i.e. the received downlink level has to exceed the RXLEV_ACCESS_MIN by a certain margin to have a
reserve for the uplink in the case of a MS of a low power class.
Beside the C1 radio criterion there are some other criteria (administrative and traffic control) for a cell to be
suitable:
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To allow e.g. emergency calls the conditions for a serving cell are less restrictive:
1. is unbarred,
The general strategy for cell selection is to find the “suitable cell” with the highest C1 (best estimated link
quality). If no suitable cell can be found, an “acceptable cell” is selected.
For phase 2 mobile stations there is an additional parameter called CELL_BAR_QUALIFY (values: 0, 1)
used to assign priorities to cells:
First it is tried to select a suitable normal priority cell, if no such cell can be found, a suitable low priority cell
is selected.
The complete cell selection process is illustrated in the flow chart below.
Optionally, the MS may store information on received level on BCCH carriers when switched off.
When switched on, the MS first performs measurements on these carriers. If cell selection for the
corresponding cells is not successful, normal cell selection is carried out.
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Cell Selection
Algorithm
(no BCCH Info)
measure all
carriers
sort by received
level
yes no
trial carrier: Selection of an
best level in list acceptable cell
no remove trial
BCCH
carrier from list
yes
decode BCCH
cell
no no
suitable cell in selected
PLMN
yes yes
yes
Camp on normal
priority cell
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1.2Cell Reselection
While moving within the radio network in idle mode, another cell may be more appropriate to serve the MS.
Therefore, cell reselection may be performed.
Preconditions: The MS camps on a cell which is called serving cell in the following.
The following actions are performed by the MS to detect whether a cell reselection is necessary:
· monitor all BCCH carriers given in the BCCH allocation (neighbor cells) of the serving cell,
· take at least 5 samples of the received level from the serving cell (on paging sub-channel) as well as from
the neighbor cells;
· decoding of full BCCH data of the serving cell at least every 30 sec;
· decoding of BCCH data of the 6 strongest neighbor cells at least every 5 min.
From the radio propagation point of view it is worth to select a new (neighbor) cell if the received level from
that neighbor cell exceeds the received level of the current serving cell. For phase 1 MSs this is expressed
using the C1 criterion defined in the paragraph above:
For the reselection process for phase 1 MSs the neighbor cells are ordered according to their C1-value.
For phase 2 MSs a modified path loss criterion, the so-called C2 criterion, is used which is described in the
following paragraph.
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A timer T is started in the MS for each cell in the list of the 6 strongest neighbor cells as soon as it is placed on
the list. T is reset to 0 if the cell is removed from the list.
C2 = C1 + CELL_RESELECT_OFFSET - TEMPORARY_OFFSET
C2 = C1 + CELL_RESELECT_OFFSET else.
C2
TEMPORARY_OFFSET CELL_RESELECT_OFFSET
C1
PENALTY_TIME T
A negative TEMPORARY_OFFSET reduces the priority of a cell in the list of strongest neighbor cells.
A positive CELL_RESELECT_OFFSET increases the priority of a cell in the list of strongest neighbor cells.
This mechanism may be applied in hierarchical cell structures to keep fast moving mobiles in the umbrella
cells and slow moving mobiles in the micro cells: When a mobile reaches the coverage area of a (neighbor)
micro cell given by the C1 criterion, this cell becomes effectively excluded from reselection during the
PENALTY_TIME.
A fast moving mobile is assumed to have left the coverage area of the micro cell before
PENALTY_TIME is reached and hence the micro cell is not selected. In contrast, a slow moving mobile is
assumed to be still within the coverage area of the micro cell when PENALTY_TIME has expired. Applying
the positive CELL_RESELECT_OFFSET, this cell is selected with preference.
This mechanism will be discussed in more detail when explaining the mobile speed sensitive handover in
Chapt. 5.2 (Hierarchical Cell Structures)
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4.1 Phase 1 MS
4.2 Phase 2 MS
5. A random access attempt is unsuccessful even after the maximum number of repetitions.
6. A location update request has been rejected with cause “location area not allowed”.
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BTS1 BTS2
high power class MS
low power class MS
BTS1 BTS2
CELL_RESELECT_
HYSTERESIS
(h) (l)
C1=0
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Fig. 4
In each cell the absolute radio frequency number BCCH_ARFCN_NC(n) (coding as given in chapter 2) each
of its neighbor cell n has to be known. This information is broadcasted as the so called BCCH Allocation to all
MSs in the respective cell. On the corresponding frequencies the MSs take measurement samples of the
received level used for cell selection / reselection.
Furthermore, the BCCH of neighbor cells has to be decoded by the MS (at least every 5 min) to know the
current values of the control parameters for the reselection algorithm.
Fig. 5
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Fig. 6
A mobile station cannot camp on a barred cell, i.e. a barred cell is not selected by the cell selection/reselection
procedure. Mobile stations which camp on a cell while it becomes barred, initialize the reselection procedure
to find a new (unbarred) cell, i.e. traffic load is distributed to neighbor cells.
This means that e.g. neither a call nor a location update can start in a barred cell.
However, a cell barred for access is not barred for incoming handovers. To barr a cell completely, e.g. for
maintenance reasons also incoming handovers have to be avoided.
To reduce overload in a certain cell more moderately without distributing the overload to neighbor cells,
barring of access classes has to be used. Barring access for an access class does not trigger a cell reselection
for MSs of that class.
Fig. 7
The MS_TXPWR_MAX_CCH field is coded as the binary representation of the power control level defined in
GSM rec. 05.05.
MS GSM900 Phase 1 MS GSM900 Phase 2 MS DCS1800
0 = 43 dBm 0 = 39 dBm 0 = 30 dBm
1 = 41 dBm 1 = 39 dBm 1 = 28 dBm
2 = 39 dBm 2 = 39 dBm 2 = 26 dBm
3 = 37 dBm 3 = 37 dBm 3 = 24 dBm
: : :
15 = 13 dBm 19 = 5 dBm 15 = 0 dBm
16 - 31 = 13 dBm 20 - 31 = 5 dBm 16 - 31 = 0 dBm
The transmit power level the MS uses for the access on the random access channel is given by the minimum of
two values:
· the maximum allowed power for access within the respective cell
(given by MS_TXP WR_MAX_CCH).
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Random access: If there is a collision of channel requests on the random access channel, the one with the
higher received level has a good chance to be decoded and to get a response by the BS.
Hence, MSs with higher output power are preferred. This imbalance can be avoided by choosing a low
maximum allowed transmit power.
Cell Selection: To be selected by the cell selection procedure, a cell has to fulfill the C1 criterion
C1 > 0 where
Choosing for example MS_TXPWR_MAX_CCH = Pmin where Pmin is the output power level for the
minimum power class 5 (29 dBm), the C1 criterion reduces to
for MSs of all power classes. Hence, the same idle mode cell border is seen by each mobile.
Choosing for example MS_TXPWR_MAX_CCH = Pmax where Pmax is the output power level for the
maximum power class 1 (43 dBm), the C1 criterion reduces to
for MSs of all power classes. Hence, a larger cell radius is seen by a mobile of higher output power than by a
mobile of lower output power. On the other hand one can ensure by this mechanism that a certain uplink
received level is exceeded by each MS independent of its power class.
Fig. 8
The parameter POWER_OFFSET is only used by class 3 DCS1800 MS to calculate the C1-criterion described
as follows.
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Fig. 9
The parameter RXLEV_ACCESS_MIN determines the cell border for an MS in idle mode by means of the C1
or C2 criterion, respectively.
Choosing a high value, reduces the risk of a handover immediately after call setup.
On the other hand the value has to be low enough to achieve a sufficient overlap between adjacent cells
(especially if they belong to different location areas). This is illustrated in the figure 3 for phase 1 MSs using
the C1 criterion for cell reselection. It has to be observed that the overlap may be different for mobiles of
different power classes (refer to MS_TXPWR_MAX_CCH).
In any case RXLEV_ACCESS_MIN has to be above the MS receiver sensitivity level (-100 dBm for
DCS1800, -102 dBm for GSM handhelds, -104 dBm for other GSM MSs). Furthermore, it has to harmonize
with the handover thresholds (RXLEV_MIN, L_RXLEV_HO).
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Fig. 10
In idle mode the MS selects a new (neighbor) cell if the received level of the neighbor cell exceeds the
received level of the current cell in order to be served by the cell with the expected best link quality. However,
due to fading effects, the propagation conditions may change rapidly and therefore a reselection may occur
very frequently.
If the cells involved in the reselection process belong to the same location area, frequent cell reselection does
not have an effect on the network performance.
But if the the involved cells belong to different location area, the reselection of a new cell triggers a location
update procedure which causes signaling load (e.g. on the SDCCH) and involves all network elements.
To avoid unnecessary signaling load by forward and backward reselection due to fading, a hysteresis given by
the parameter CELL_RESELECT_HYSTERESIS is introduced, i.e. a cell from another location area is
selected only if the corresponding received level exceeds the level of the current serving cell by the value of
this parameter. This is expressed in terms of the C1 (phase 1) or C2 (phase 2) criterion:
or
respectively.
CELL_BAR_QUALIFY
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Fig. 11
normal priority: 0
low priority: 1
Parameter used to assign a priority to a cell selection process. A suitable cell of low priority is only selected if
no suitable cell of normal priority can be found. This parameter can be used e.g. in hierarchical cell structures
that the MS initially selects an umbrella cell.
Fig. 12
CELL_RESELECT_PARAM_IND=1:
The cell reselection parameters CELL_RESELECT_OFFSET, TEMPORARY_OFFSET and
PENALTY_TIME used for the C2 criterion as well as the parameter CELL_BAR_QUALIFY are broadcasted
on the BCCH. These parameters are taken into account by phase 2 MSs, but are ignored by phase 1 Mss.
CELL_RESELECT_PARAM_IND = 0:
The cell reselection parameters and CELL_BAR_QUALIFY are not broadcasted on the BCCH. A phase 2 MS
then uses the value 0 for all these parameters, i.e. C1 = C2.
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Fig. 13
C2 = C1 + CELL_RESELECT_OFFSET - TEMPORARY_OFFSET
PENALTY_TIME = 31:
C2 = C1 - CELL_RESELECT_OFFSET.
For PENALTY_TIME = 31 the priority of a neighbor cell for reselection is permanently reduced.
TEMPORARY_OFFSET
Fig. 14
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CELL_RESELECT_OFFSET
Fig. 15
Adding CELL_RESELECT_OFFSET increases the priority of a cell in the list of strongest neighbor cells
when the timer has expired.
This mechanism may be applied in hierarchical cell structures to keep fast moving mobiles in the umbrella
cells and slow moving mobiles in the micro cells: When a mobile reaches the coverage area of a (neighbor)
micro cell, given by the C1 criterion, this cell becomes effectively excluded from reselection during the
PENALTY_TIME.
A fast moving mobile is assumed to have left the coverage area of the micro cell before PENALTY_TIME is
reached and hence the micro cell is not selected. In contrast, a slow moving mobile is assumed to be still
within the coverage area of the micro cell when PENALTY_TIME has expired. Applying the positive
CELL_RESELECT_OFFSET, this cell is selected with preference.
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2Handover
The handover algorithm is the most important algorithm in cellular mobile communications.
The handover process can be divided into several sub-processes listed in the table below together with the
network elements involved within the respective process.
1. Measurements
- „link quality“ serving cell MS, BTS
- received level neighbor cells MS
Fig. 16
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Types of Handover
Different types of handover can be distinguished with respect to the changed region: a cell, a BSS area or an
MSC area. These are illustrated in the figure below. The different types of handover can enabled or disabled
by several flags
1. Intracell Handover
2. Intra-BSS Handover
3. Intra-MSC Handover BSC 1a
4. Inter-MSC Handover 2
4
BSC 2 1 MSC 1
3
MSC 2
BSC 1b
Handover Causes
· Radio Criteria - received quality (too low/bit error rate too high) inter-/intracell HO
- received level (too low) intercell HO
- MS-BS distance (too high) intercell HO
- better cell (power budget: relative received level) intercell HO
· Network Criteria - serv. cell congestion > directed retry for call setup intercell HO
- MS-BS distance (too high/low in extended cells) intracell HO
- received level or MS-BS distance
(too low/high in concentric cells) intracell HO
The first three causes are known as mandatory or imperative causes, i.e. if one of these causes occurs, a hand-
over is necessary to maintain the call. This may happen because the MS is leaving the coverage area of the
serving cell (intercell handover) or because there is a strong interferer using the same channel in another cell
(intracell handover).
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The fourth cause is an optional one, i.e. the link quality in the serving cell is sufficiently good, but there are
neighbor cells with better received level. Though its not necessary for the link quality of this specific call,
there is a benefit for overall network performance to handover the call to the better cell: A call in the better
cell causes less interference. Especially, if power control is applied. Since to achieve the same received level
in the better cell, a smaller transmit power can be used in this cell.
In a well planned radio network “better cell” should be the overwhelming handover cause. Hence, the
locations of a “better cell” handover determine the cell “boundaries”.
The fifth cause is named forced handover because it is triggered by the BSC due to a congestion situation, and
not due to radio conditions on the link. This handover (direcred retry) is performed from a SDCCH in the
congested cell to a TCH in a neighbour cell during call setup.
The last two causes are intracell handovers in special cell configurations:
- In extended cells handovers are feasible from single to double timeslots and vice versa.
- In a concentric cell handovers are performed between the inner and complete area.
The flags to enable/disable the different handover types and causes are listed in the table below.
EN_INTER_HO INTERCH Flag to enable/disable all handover types and causes except
for intracell handover.
Fig. 18
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Comments:
Consequences:
- BSS regions should be adapted to traffic flows to reduce the inter-BSS handover rate.
· Normally, intracell handover should be enabled to allow a handover from a channel with high interference
to another one with less interference within the same cell. However, if random frequency hopping (see
chapt. 6.2) is applied, it may be reasonable to disable intracell handover since interference is
approximately the same on all channels and no improvement can be achieved by intracell handover.
· If distance handover is disabled, an MS could largely exceed the planned cell boundaries in the case of
favorable radio conditions at the serving cell without causing a handover. As a consequence,
neighboring cells may suffer from excessive interference produced by this MS. Furthermore, there is a
risk that link quality decreases very suddenly (turn around a corner), i.e. there is the risk of a call drop.
Hence, distance handover should be switched on.
· If power budget handover is disabled, no handovers with cause “better cell” are generated. Nevertheless,
power budget is calculated and evaluated for the ranking of neighbor cells within the target cell list which
also has to be compiled for mandatory handovers (Ch. 4.2.4).
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2.2Measurement Preprocessing
Measurement Values:
The following parameters are measured and calculated each SACCH multiframe (0.48 s):
RXQUAL:
It is defined according to GSM TS 05.08 as function of the bit error rate (BER) before channel decoding:
RXQUAL = 0 : BER < 0.2% assumed value: 0.14%
RXQUAL = 1 : 0.2% < BER < 0.4% assumed value: 0.28%
RXQUAL = 2 : 0.4% < BER < 0.8% assumed value: 0.57%
RXQUAL = 3 : 0.8% < BER < 1.6% assumed value: 1.13%
RXQUAL = 4 : 1.6% < BER < 3.2% assumed value: 2.26%
RXQUAL = 5 : 3.2% < BER < 6.4% assumed value: 4.53%
RXQUAL = 6 : 6.4% < BER < 12.8% assumed value: 9.05%
RXQUAL = 7 : 12.8% < BER assumed value: 18.01%
The RXQUAL values are measured on the dedicated channel for the uplink as well as for the downlink for
each TDMA frame (100 frames) within an SACCH multiframe. The measured RXQUAL values are averaged
over the respective SACCH period using the assumed values of the table above. The resulting RXQUAL value
is the one used within the handover algorithm in the way described below.
RXLEV:
The received level is measured on the dedicated channel for the uplink as well as for the downlink for each
TDMA frame (100 frames) within an SACCH multiframe. The measured level values in [dBm] are averaged
over the respective SACCH period. The average value is mapped on an RXLEV value using the table below
(refer to GSM TS 05.08):
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RXLEV_NCELL(n):
The mobile measures the level received on the BCCH frequency of each neighbor cell n. The mapping is as for
RXLEV above.
MS_BS_DIST:
The distance MS_BS_DIST between the MS and BS is calculated from the timing advance (TA) value
measured by the BS and is coded as follows:
When Voice Activity Detection (VAD) and Discontinuous Transmission (DTX) is applied not all TDMA
frames within a SACCH multiframe may be transmitted. Hence, RXQUAL and RXLEV measurement values
(SUB values) for the corresponding SACCH frames are less reliable than those for that SACCH with no
silence period (FULL values). Therefore SUB and FULL values have to be distinguished within measurement
preprocessing (see below).
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Fig. 19
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The measured (and reported) data per SACCH multiframe are preprocessed within the BTS using a gliding
average window. The size of the window can be set separately for RXQUAL, RXLEV, DIST and PBGT. The
measured RXLEV_FULL/SUB or RXQUAL_FULL/SUB values are put into the gliding window with a
multiplicity (weight) given by the parameter W_LEV_HO or W_QUAL_HO, respectively. This is illustrated
in the figure below.
average value = 27
Gliding Window
32 27 27 23 29 29 21
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The parameters for measurement preprocessing for handover are administered in the object HAND and are
listed in the table below.
A_PBGT_HO HOAVPWRB 1-31 Averaging window size used for power budget
calculation.
Fig. 21
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Comments:
· The adjustment of the averaging size mainly depends upon rate of change of the radio propagation
conditions.
Example:
Hence, at the cell border the main variation of received level is due to long and short term fading. Within
one SACCH multiframes an MS moves
Using an averaging window size of 10 SACCH frames, short term fading is averaged for pedestrians (as
well as for “fast” moving MSs).
Long term fading is partly averaged for fast moving MSs (the degree of average depends on the exact
speed and the correlation length of long term fading, whereas there is nearly no averaging of long term
fading for pedestrians.
The setting of the averaging window size has to be a compromise between a fast decision and a reliable
decision.
Therefore it is recommended to use a larger window size for the optional handover (better cell) to do not
cause a lot of unnecessary handovers and a smaller window size for the mandatory handover causes
(quality, level, distance) to be able to react quickly on a sudden decrease of link quality.
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2.3Handover Criteria
On TCHs it is possible that the condition for more than one handover cause is fulfilled. Therefore it is
necessary to rank the evaluation of handover causes. On SDCCH where only one cause is evaluated, no
ranking is necessary.
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evaluate HO
criterion
priority 1
N
HO
detected
Y
evaluate HO
criterion
priority 2
N
HO
detected
Y
evaluate HO
criterion
priority 3
N
HO
detected
Y until evaluation
of HO criterion 7
Fig. 23
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In case a Extended cell HO (single/double timeslot) or an Concentric Cell HO (inner/complete area) was
requested but could not be performed due to lack of resources, evaluation of these criteria is skipped the next
time to make evaluation of other HO criteria possible (e.g. Quality, Level etc.).
In case the following HO-attempt is also unsuccessful or no other HO can be detected then the skipped priority
is enabled again for the next try. BTS toggles.
The following flow chart shows in principle the dynamic ranking mechanism of Extended Cell HO /
Concentric Cell HO:
skip evaluation Y
of HO criterion
(skip_flag set)
N
reset skip_flag
HO N
condition
fulfilled
set skip_flag
HO detected
Fig. 24
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The standard handover algorithm for radio criteria uses the decision criteria listed in the table below where the
order of processing within the overall handover algorithm is used (see fig.23).
These criteria will be modified for a speed sensitive handover used within hierarchical cells (refer to Chapt.
5.2).
Fig. 25
Notes:
· XX: used as variable for both UL (uplink) and DL (downlink)
· MS_TXPWR_MAX: maximum allowed transmit power of the MS in the serving cell,
· MS_TXPWR_MAX(n): maximum allowed transmit power of the MS in the adjacent cell “n“
· P [dBm]: the maximum power capability of the MS (power class)
· An intercell handover due quality or level is only performed if the transmit power of the MS or BS
respectively is on its maximum.
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When criteria for Quality Intercell HO are evaluated it is first checked if any Quality handover shall be
performed (averaged UL/DL measurements show a high signal quality value). Then the criterion of Quality
Intracell handover is evaluated. It’s obvious that Quality Intercell HO is detected when the criterion of Quality
Intracell HO is not given.
In case a Quality Intracell HO was requested but could not be performed (HO_FAILS) than Quality Intercell
HO is tried the next time (if criterion is still given). When this Intercell HO attempt also fails then BTS toggles
back and tries again an Intracell HO.
To initiate a Quality Intercell HO after an unsuccessful Quality Intracell HO attempt, a skip_flag is used. This
skip_flag is set after an Intracell HO attempt and is processed in case of Quality Intercell detection.
When the criterion of Quality HO is given and the skip_flag for Intracell HO is not set, it is possible to
perform a Quality Intracell HO if the condition is fulfilled. In this case the evaluation of handover criteria is
resumed with the next priority level.
When the criterion of Quality HO is given and the skip_flag for Intracell HO is set, an unsuccessful Intracell
HO has been performed before. The dynamic ranking mechanism forces an Intercell HO instead of the
previous Intracell HO by skipping the evaluation for Quality Intracell HO condition. The skip_flag is reset
again to make a future Intracell HO evaluation possible in case this Intercell HO attempt also fails. BTS
toggles between intracell and intercell handover.
The BTS is informed by the BSC that a number of consecutive and successful Intra Cell HO over the same
connection have been performed. Any further subsequent Intracell HO has to be disabled for a defined period
of time, but if criteria are given during penalisation time a Intercell HO may be tried instead. The O&M flag
‘Enable_Limitation_Intracell_HO’ is used to enable/disable this feature.
Fig. 26
This attribute ‘Max_Inracell_HO’ specifies the maximum number of consecutive successful quality intracell
handovers which are permitted in the same BTS for a single connection. The next intracell HO is suspended
when the threshold Max_Intracell_HO+1 is reached, until the ‘Timer_No_Intracell_HO’ expires.
The following flow charts (fig. 27-28) show in principle the evaluation of Quality HO criterion (incl dynamic
ranking mechanism of Quality inter-/ intracell HO and limitation of intracell HO repetition).
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N
max. power
Condition for N
Quality HO
fulfil ed
Y
N
skip Intracell HO
(skip_flag set)
Y
Intracell HO Y
condition fulfilled
reset skip_flag
Quality Intercell
HO detected
Fig. 27
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Dynamic ranking of quality inter- / intracell handover & limitation of intracell HO repetition
limit. of N
intracell HO rep:
penalisation time
active
Y
set skip_flag
Y
skip Intracell HO
(skip_flag set)
N
Intracell HO
condition fulfilled
set skip_flag
Quality Intracell
HO detected
Fig. 28
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Power Budget:
> HO_MARGIN(n)
RXLEV_DL: averaged value of the measured downlink level in the serving cell,
RXLEV_NCELL(n): averaged value of the measured downlink level of the adjacent cell “n”
HO_MARGIN(n): handover margin; if path loss with respect to the serving cell exceeds the path
loss with respect to the adjacent cell “n” by this margin, the adjacent cell is
considered as the (much) better cell.
Loss(serving) - Loss(adjacent) =
+ BS_TXPWR_MAX - BS_TXPWR_MAX(n)
Assumption:
· if the link budget of the serving cell is designed for MSs of P = MS_TXPWR_MAX and
· if the link budget of the adjacent cell “n” is designed for MSs of P = MS_TXPWR_MAX(n)
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Back-handover (due to power budget) prevention is triggered by BSC by including the old cell and the
previous handover cause (GSM 08.08 Cause) in the Channel activation message. A timer is started in BTS and
until the timer for the specified cell expires,
- no handover condition due to Power Budget will be evaluated for this cell
- this cell is excluded from the target cell list in case of any other handover request due to Power
Budget
Back handovers due to imperative criteria are not affected by this mechanism.
Fig. 29
B TS B SC
C e ll A
H O C o n d In d ( B ,C , D )
C e ll B C h a n A c t iv i n B ( C e l l A , H O - c a u s e )
In c a s e o f P B G T - H O :
C e l l A i s n o t in c l u d e d
in T C L
Fig. 30
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L_RXLEV_DL_IH HOTDLINT 0...63 If the quality falls below a threshold, but the
L_RXLEV_UL_IH HOTULINT received level is high, higher than
L_RXLEV_XX_IH, an intracell handover is
/ HAND initiated.
RXLEV_MIN(n) RXLEVMIN 0...63 The level received from a neighbor cell n has
to exceed this threshold
/ ADJC
- to initiate a better cell handover to that
neighbor cell
- to include this cell in the target cell list for
a mandatory handover
- HO_MARGIN(n) HOM 0...48 The path loss difference between serving and
/ ADJC - 24...+ 24 adjacent cell has to exceed this margin for a
dB better cell handover.
Fig. 31
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Handover Regions
RXQUAL L_RXLEV_XX_IH
7
Intercell HO Intracell HO
due to quality due to quality
L_RXQUAL_XX_H
Intercell HO no handover
due to level action due to
quality or level
RXLEV
0 63
L_RXLEV_XX_H
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For adjusting the handover thresholds one has to distinguish two scenarios:
Large cells (in rural area) with low traffic load: received level at the cell border not much above the
receiver limit sensitivity level.
“Small” cells (in urban area) with high traffic load: received level at cell border significantly exceeds the
receiver sensitivity level, but C/I not much above the reference interference sensitivity.
In any case intercell handover due to quality should be avoided as far as possible, i.e.
· set L_RXLEV_XX_IH to a appropriate value so that in case of low RXQUAL an intracell handover is
initiated for the locations within the cell area defined by the other thresholds.
Scenario A:
Main handover criterion is the level criterion and L_RXLEV_XX_H has to be set to a value just some dBs
above the receiver limit sensitivity level.
Furthermore, there should be a hysteresis between the threshold RXLEV_MIN for incoming handover and the
corresponding one for outgoing handover L_RXLEV_XX_H to avoid a lot of unnecessary forward and
backward handover:
The order of magnitude for the level hysteresis is given by the standard deviation of the long term fading, i.e.
RXLEV_MIN > L_RXLEV_XX_H + 4 ... 10 dB.
Scenario B:
In this scenario the better cell criterion should be the main handover criterion, since
· it is the most suitable criterion for designing well defined cell borders,
· it guarantees that the mobile is served by the cell with (nearly) the lowest path loss and therefore offers the
greatest potential for power control to reduce interference.
To avoid a lot of unnecessary forward and backward power budget handover caused by long term fading
fluctuations of the received levels from the respective BTSs, a hysteresis has to be introduced:
HO_MARGIN(cell1 -> cell2) + HO_MARGIN(cell2 -> cell1) = power budget hysteresis > 0.
Usually, the handover margin is chosen symmetrically; its value should be a compromise between ideal power
budget handover (low value) and a low rate of forward and backward handovers (high value)
By choosing unsymmetric values for the handover margin, one can adapt the cell area to the traffic load, e.g.
increasing HO_MARGIN(cell1 -> cell2) while keeping the power budget hysteresis constant (i.e. reducing
HO_MARGIN(cell2 -> cell1) by the same amount), increases the effective area of cell 1 while reducing that of
cell 2).
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RXLEV_MIN(n) should be set to a value so that RXLEV_NCELL(n) > RXLEV_MIN(n) for almost all
locations where PBGT(n) > HO_MARGIN(n), i.e. a better cell handover is really initiated if the power budget
condition is fulfilled.
This means that there should be an overlap of the outgoing power budget area of one cell and the incoming
RXLEV_MIN area of the neighbor cell n.
Furthermore, as for scenario A, there should be a level hysteresis between RXLEV_MIN and
L_RXLEV_XX_H.
This is illustrated for an ideal situation without long term fading in the figure below:
RXLEV_MIN L_RXLEV_XX_H
BTS1 BTS2
BTS3
ideal power
budget cell
border
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BTS
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- geographical neighbor cells if there is a traffic flow from the serving cell into these cells
- eventually some alternative cells if there is a congestion in the preferred direct neighbor cell
Example
1 4 01 0
2 4 02 0
3 11 01 1
4 18 01 2
5 25 01 3
6 32 03 4
7 39 02 5
8 39 04 5
Fig. 35
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Measurement Report by MS
reporting of the strongest cells with known and
allowed BSIC;
maximum: 6 cells
Fig. 36
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The parameters for measurement reporting and target cell generation are summarized in the table below.
CI_NELL CELLGLID / 4 CHAR Global cell identifier of the adjacent cell consisting of
MCC + MNC + ADJC + 4 CHAR mobile country code, mobile network code, location
LAC + CI + 1...65535 area identifier and cell identity
+ 0...65535
BSIC = BSIC 0...7 + Base station identity code consisting of national color
NCC + BCC / ADJC 0...7 code and base station color code. Neighbor cell
measurement are identified using the BSIC and the
relative frequency number of the BCCH.
PLMN_ PLMNP 0...255 The MS includes only received level values of those
PERMITTED / BTSB 8 bits cells within the measurement report which are defined
as cells of a permitted PLMN.
A PLMN with NCC = n - 1 is permitted if bit n of
PLMNP is set to 1.
Fig. 37
ARFCN(N1) = ARFCN(n2)
Fig. 38
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Order criterion for handover candidate cells within the Target Cell List:
PBGT(n): averaged value of the power budget (comp. Chapt. 4.2.1, 4.2.2)
Intracell Handover:
HO Condition Indication message with cause Intracell HO without target cell list is sent from the BTS to the
BSC.
BSC selects new channel for the call within the same BTS.
Intercell Handover
HO Condition Indication message with cause and target cell list is sent from the BTS to the BSC. If the first
cell within the target cell list is within its BSS area, the BSC selects a channel at the corresponding BTS. If no
channel is available at that BTS, the next cell within the target cell is tried. If the first target cell (or the ones
tried in further steps) does not belong to the own BSS area, a Handover Required message is sent to the MSC.
This message contains a reduced target cell list (without the cells tried internally). This is illustrated in the
following figure:
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Handover yes
Detection
HO Cond Ind
- cause
- target cell
list
no next cell
Handover available
Failure
yes
select
channel
yes channel
Channel available
Activation
no
try
next cell
Fig. 39
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HO Cond Ind
HO Required
T_HAND_REQ HO Request
T7
HO Request Ack
HO Command
HO Command
HO Command
T8
HO Cond Ind
HO Required
HO Access
HO Access
T3124 HO Detect
Physical Info
NY1 T3105
HO Complete
Physical Info
HO Failure
HO Complete
Clear Command
Channel Release
Channel Release
Fig. 40
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T_HAND_REQ
Fig. 41
Purpose: minimum time for HANDOVER CONDITION INDICATION messages for the same
connection
Default: 4
T7
Fig. 42
Purpose: minimum time for HANDOVER REQUIRED messages for the same connection
Default: HLFSEC-4
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T8
Fig. 43
Purpose: keep the old channel sufficient long to be able to return to it, and to release the channels if
the MS is lost
Stop: receiption of CLEAR COMMAND from MSC or HANDOVER FAILURE from MS at BTS
Action expiry: release of old channels
Default: HLFSEC-20
Purpose: detect the lack of answer from the network at handover access.
Action expiry: deactivation of new channel, reactivation of old channel, send HANDOVER FAILURE
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T3105
Fig. 44
Stop: receiption of correctly decoded signaling or TCH frame on new channel from MS at BTS
Default: MS10-10
NY1
Fig. 45
NY1 is the maximum number of repetitions of the physical information by the BTS.
Default: 20
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To prevent handover repetition after consecutive HO failures to the same cell a Handover Failure Indication
message is received from the BSC. A timer is started and until expiry of the timer the defined cell is excluded
from the target cell list for any kind of handover .
The penalisation time is defined by the O&M parameter ‘Timer_Inhibit_Failure_HO’, the number of permitted
HO failures is defined by the O&M parameter ‘Max_Failure_HO’. The O&M flag
‘Enable_No_Failure_Rep_HO’ is used to enable/disable this feature.
Fig. 46
BTS BSC
C e ll A
H O C o n d In d ( B , C , D )
H O F a i l u r e ( c e ll B )
H O C o n d In d ( B , C , D )
H O F a i l u r e ( c e ll B )
a ft e r M A X F A IL H O
H O F a il u r e I n d ( B ) c o n s e c u t iv e H O
C e l l B is n o t
in c l u d e d i n T C L
f a il u r e s o n t h e
fo r a d e fin e d s a m e a d j a c e n t c e lls
p e r io d o f t im e H O C o n d In d ( C , D )
Fig. 47
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Maximum propagation delay within one timeslot allows a maximum BS-MS distance of 35 km. In “extended
cells“ the operator can configure TCHs optionally as double timeslot channels where two subsequent timeslots
are used for transmission to provide a coverage farther than 35km .
Extended Cell Handover is the intracell handover between a single timeslot channel and a double timeslot
channel and vice versa. Handover detection is based on comparison of actual BS-MS distance with a threshold
(O&M parameter).
Extended Cell handover can be enabled/disabled via O&M flag ‘ENABLE_EXTENDED_CELL_HO’ only if
ther are double and single timeslots configured in the cell.
Fig. 48
A single-to-double handover is detected when the actual BS-MS distance exceeds the threshold
‘HO_MS_TA_MAX’ (handover alarm distance_near_far); a double-to-single handover is detected when the
actual BS-MS distance falls below the threshold minus a hysteresis factor ‘HO_MARGIN_TA’ (handover
alarm distance_far_near).
the following additional condition must be fulfilled for a single to double timeslot handover:
· actual BS-MS distance > HO_MS_TA_MAX
or the following additional condition must be fulfilled for a double to single timeslot handover:
· actual BS-MS distance < HOMSTAM - HOMRGTA
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2.8Directed Retry
Directed retry is the transition (handover) from a SDCCH in one cell to a TCH in another cell during call setup
because of unavailability of an empty TCH within the first cell.
Directed retry is a means to control the traffic distribution between cells and to avoid a call rejection because
of congestion in one cell. If Queueing of ASS REQs is not supported within a BSC Directed retry is merely
triggered by the BSC by sending a Forced HO Request message to the BTS which has to respond with a
"initiated" Intercell HO Cond. Indic. message.
It can happen that the Intercell HO Cond. Indic. message does contain only an empty target cell list (If
triggered by a Forced HO Request message the BTS has to send a Intercell HO Cond. Indic. message even if
no suitable neighbour cell exists - in this case the target cell list is empty!). In this case a TCH can not be
assigned and the BSC shall not send a HO RQD message to the MSC of course but shall send an ASS
FAILURE (cause "no radio resource available").
If the target cell list contains cells from inside and outside the BSC area and if e.g. the first and second cell is
inside, the third outside and the fourth inside the BSC area than the Directed retry attempts shall be carried out
as BSC controlled Directed retries to the first and second one. If these Directed retries are not possible for any
reason (e.g. no empty TCH) than the third attempt and all following attempts (independently whether the
fourth and the following cells lie in- or outside the BSC area) shall be executed as MSC controlled Directed
retry.
If in case of a MSC controlled handover the MS cannot access the new cell and the MSC receives a HO
FAILURE (cause "radio interface failure, reversion to old channel") from the old BSS, it can happen that the
MSC generally releases this SDCCH connection by sending a CLEAR CMD message (cause "radio interface
failure, reversion to old channel") to the BSC independantly.
If the MSC does not support Directed retry HO´s the BSC may perform BSC controlled Directed retries
(approximately 75% of all Directed retries) only. In this case the EN_INTER_SDCCH_HO flag in the BSC
shall be set to "disabled" and the BSC has to check the target cell list of Intercell HO_Cond_Ind messages
belonging to a SDCCH connection. All cell identifiers not belonging to the BSC area shall be skipped and if
there remain cell identifiers belonging to the BSC area the corresponding HO shall be performed to strongest
(if impossible to the second strongest, third strongest etc.) remaining cell. If the target cell list does not contain
a remaining or any cell identifier of the same BSC area, this Intercell HO Cond. Indic. message shall be
discarded and the BSC shall release this SDCCH connection (Sending of an ASS FAILURE with cause "no
radio resource available").
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BSC assigns a
SDCCH in BTS
(Imm_Ass_Cmd.)
Assignment_REQ
from MSC
yes Assign
TCH in BTS TCH
available
no
BSC sends to BTS
Forced_HO_Request
MSC sends to
target BSC
HO_Request
Fig. 49
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The BTS has to send the Intercell HO Cond. Indic. messages toward the BSC. Please note that for Directed
retry the sending of an Intercell HO Cond. Indic. message for a SDCCH may only be triggered by a BTS
external event: The BSC sends a Forced HO Request because of "no TCH available".
If an Intercell HO Cond. Indic. message is to be sent, the target cell list shall contain all neighbour cells with:
in the order of decreasing values of (PBGT - HO_MARGIN <=> 0). Additional parameters specific to speed
sensitive HO shall be taken into account for the ranking of the target cells. Even if no suitable neighbour cell
exist, the BTS shall send an Intercell HO Cond. Indic. message. In this case the target cell list ("Cell Identif.
List Pref. IE") shall be empty! The cause of the Intercell HO Cond. Indic. message shall be FORCED.
FHO_RXLEV_MIN_OFFSET is a cell specific O&M-parameter to select only target cells for forced HO
which the MS can access without any problems. It is a result of radio planning for each individual cell. It
allows to influence the amount of Forced HO´s failed because of empty target cell list, the amount of HO
attempts back to the "old" cell and the success rate of HO ACCESSes to the target cell
Prevention of "back-HO´s"
A major general problem of forced HO (Directed retry is one sort of forced HO!) is the probability of HO due
to PBGT back to the "old" (congested) cell. Its drawbacks are:
1. increased load at the Abis-interface because of periodic sending of Intercell HO_Cond_Ind messages in
intervalls of T7
2. increased load at the A-interface in case of inter-BSC-HO because of the same reason
3. additional processor capacity in BSC (and MSC) is required for HO trials for which it is known in advance
that they are useless
4. the load in the congested cell will not be reduced for a certain time, but it will be kept at a permanent high
level
For the Channel Activation message a new optional information element "Cell Identifier List (no target)" is
defined. This information element contains the cell identifier (CI) of a cell from which a handover request
(intra- or inter-BSC) because of forced HO was received. If this information element exists in the Channel
Activation message, the BTS
· shall not trigger a (TCH-)HO due to PBGT for the time Tbho if the PBGT condition is fulfilled for the
indicated cell only and
· shall not include the indicated CI’s in the target cell list in this case for the time Tbho (i.e. for the
condition HO due QUAL/LEV/DIST the indicated cell identifier may be part of the target cell list)
Tbho is a timer that limits the mentioned prohibitions. It has to be set by O&M command.
If a HO is necessary the target BSC has to generate the Channel Activation message. The target BSC shall
insert the Cell Identifier List (no target) IE into this message
The BSC shall derive the CI for the Cell Identifier List (no target) IE from the stored context in case of intra
BSC HO or from the mandatory Cell Identifier (serving) IE of the HO REQ message in case of inter BSC HO
with cause "Directed retry".
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EN_FORCED_HO
Fig. 50
This BSC specific O&M flag allows to enable/disable the sending of Forced HO Request messages for running
SDCCH connections (e.g. queued or not queued ASS REQ´s which do not find an empty TCH). It is used to
enable/disable Directed retry. This flag should be set to "disable" by an operator if in a network the MSC
which the BSS is connected to or other adjacent BSSs do not support the prevention of "back-HO".
EN_INTER_SDCCH_HO
Fig. 51
This BSC specific O&M flag allows to enable/disable inter BSC SDCCH-HOs (i.e. SDCCH-SDCCH-HO and
Directed retry). It simply prevents the sending of HO RQD messages for SDCCH connections to the MSC. If it
is set to "disable" the BSC shall skip all cell identifiers of the target cell list of the Intercell HO Cond. Ind.
message which belong to another BSC area.
The flag should be set to "disable" if the MSC does not support Directed retry.
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FHO_RXLEV_MIN_OFFSET
Fig. 52
Default: 6
Tbho
Fig. 53
Tbho (bho=back handover) is a neighbour cell specific O&M parameter. It is the value of a timer running in
the BTS that controls the duration how long a former serving cell from which forced HO was performed to the
new serving cell may not be considered in the HO decision algorithm of the new seving cell and may not be
contained in the target cell list. It is started at the reception of a Channel Activation message containing a Cell
Identifier (no target) IE.
Default: 12
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3Exercises
Consider a static (not moving) MS of power class 3 camping on cell 1 in idle mode.
The MS monitors the BCCH of cell 1 and cell 2 and measures the following levels:
AV_RXLEV = 26 in cell 1
AV_RXLEV = 20 in cell 2
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Consider of output power P = 39 dBm in connected mode served by cell 1. In cell 1 the following handover
parameter are valid (consider only the downlink in the following):
A_QUAL_HO = 7 L_RXQUAL_DL_H = 5
A_LEV_HO = 7 L_RXLEV_DL_H = 10
A_PBGT_HO = 8 L_RXLEV_DL_IH = 13
W_QUAL_HO = 3
W_LEV_HO = 3 MS_TXPWR_MAX = 39
The measurement reports for the last 8 SACCH frames have contained the following values:
SACCH frame 1 2 3 4 5 6 7 8
RXQUAL_SERV 3S 4S 4F 4F 6F 4S 5S 7F
RXLEV_SERV 21 S 16 S 15 F 16 F 12 F 16 S 14 S 10 F
BCCH_FREQ_NCELL/ 0/ 0/ 0/ 0/ 0/ 0/ 0/ 0/
BSIC 00 00 00 00 00 00 00 00
RXLEV_NCELL 14 15 16 17 17 18 19 20
BCCH_FREQ_NCELL/ 1/ 1/ 1/ 1/ 1/ 1/ 1/ 1/
BSIC 00 00 00 00 00 00 00 00
RXLEV_NCELL 15 16 17 18 18 19 20 21
Due to DL power control the BTS transmit power level is reduced by the following values:
PWR_C_D 8 8 8 6 6 6 4 2
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d) Which value for HO_MARGIN (cell 1 ® cell 3) is required to allow a better cell handover to cell 3?
e) Assume that a better cell handover to cell 3 occurs. Some seconds after the handover the received level
form cell1 has increased by 6 dB, while the received level from the new serving cell 3 remains constant. To
which HO_MARGIN (cell 3 ® cell 1) has to be set to prevent a „back-handover“ to cell?
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Solutions
For a phase 1 MS the following conditions for cell reselection have to be fulfilled:
If cell 1 and cell 2 belong to the same location area, cell reselection takes place. If they belong to
different location areas and if CELL_RESELECT_HYSTERESIS > 2 dB, no cell reselection takes
place.
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a) The cell with BCCH_FREQ_NCELL = 0 is the lowest ARFCN of the bcch frequencies (among the
neighbor cells of cell 1), i.e. cell 3.
b) The averaging windows for RXLEV and RXQUAL of the serving cell contain 7 values. Since the weight
for full values is three, the value of frame 8 is taken with multiplicity 3; frame 7 and 6 is taken with
multiplicity 1. The remaining 2 values for the averging window are take from the full value of frame 5.
Therefore one has:
- AV_RXQUAL = 1/7 * (3 * 7 + 5 + 4 + 2 * 6) = 6
- AV_RXLEV = 1/7 * (3 * 10 + 14 + 16 + 2 * 12) = 12
For calculation of the power budget the values of SACCH frame 1...8 are averaged without taking into
account multiplicities. The power budget is given by the following formula:
RXLEV_DL + PWR_C_D = 15 + 6 = 21
RXLEV_NCELL (cell 2) = 18
RXLEV_NCELL (cell 3) = 17
=>
PBGT (cell 2) = 18 - 21 + 2 = - 1
PBGT (cell 3) = 17 - 21 + 0 = - 4
d) To allow a better cell handover to cell 3, the HO_MARGIN (cell1 ® cell 3) has to be set to - 5 or a lower
value.
e) PBGT (cell 3 ® cell 1) = - PBGT (cell 1 ® cell 3) + 6 dB improvement of cell1 = 10 dB hence to prevent a
power budget handover from cell 3 to cell1, HO_MARGIN (cell 1® cell 3) has to be set to 10 dB or higher
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