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Evolution of the

ACI 562 Code—Part 1


Standardization of terminology

by Gene R. Stevens and Keith Kesner

C
larity and precision are required in any code or
Existing Concrete Structures—Learning standard. In particular, terminology, definitions, and
Lessons and Advancing Solutions explanations must be specific. During the drafting of
ACI Committee 562, Evaluation, Repair, and the next edition of “Code Requirements for Evaluation,
Rehabilitation of Concrete Buildings, strives to advance Repair, and Rehabilitation of Concrete Buildings (ACI 562-13)
the practice of engineering and improve the repair and and Commentary,” ACI Committee 562 extensively debated
rehabilitation of existing concrete structures. The the terminology used in both the existing and new documents.
Education subcommittee of Committee 562 (ACI 562-E) In particular, the terms evaluation and assessment garnered
is dedicated to helping engineers, building officials, close attention.
contractors, owners, inspectors, and others by conveying
information in more detail than is possible solely through Evaluation or Assessment?
the ACI 562 Code and Commentary. To this end, and in While these terms have been used in a number of existing
the hope of improving these documents, members of ACI standards, they have not been consistently defined. For
562 are providing a series of articles under the main example, the International Code Council’s “International
theme, “Existing Concrete Structures—Learning Lessons Existing Building Code” (IEBC) has no definitions for these
and Advancing Solutions.” two terms but uses the term “evaluation” extensively.
Through this series, the committee members explain Documents produced by the Federal Emergency Management
the rationale behind some of the upcoming changes in the Agency (FEMA) and the Applied Technology Council
ACI 562 Code as well as share example problems, ideas, (ATC)—such as FEMA-1781 and ATC-14,2 respectively—have
concepts, and the thoughts discussed in ACI 562 used “evaluation” when referring to the process of determining
Committee meetings. It’s also anticipated the series will the current seismic resistance of existing buildings.
help the committee address questions from the Standards and guidelines produced by the American Society
engineering and construction sectors, solicit answers to of Engineers (ASCE) include both terms. ASCE/SEI 41-133
problems, and review areas of needed research. uses a circular definition of evaluation: “An approved process
In each article, a topic related to the evaluation, repair, or methodology of evaluating a building for a selected
or rehabilitation of existing concrete structures is Performance Objective.” However, ASCE/SEI 30-004 defines
addressed. Topics will be selected with the intentions of assessment as: “Systematic collection and analysis of data,
increasing awareness, improving understanding, and documentation, evaluation, and recommendations regarding
expanding perspectives related to this important theme. the various portions of an existing building envelope that are
The first set of articles will discuss key features in the the subject of the investigation.” ASCE/SEI 11-995 also
updated version of the ACI 562 Code. The updated Code defines the assessment procedure and places structural
has been reviewed by the ACI Technical Activities evaluation under the umbrella of the assessment process. Per
Committee (TAC) and is in the public review phase until this document, structural evaluation is: “The process of
February 18. The committee members are looking determining the structural adequacy of the building or
forward to receiving comments on the revised document component for its intended use and/or performance.
and the eventual publication of the Code. Evaluation by its nature implies the use of personal and
subjective judgment by those functioning in the capacity of
experts.” Also per this document, structural assessment is:

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“Systematic collection and analysis of data, evaluation, and members or systems or for presence of contaminants
recommendations regarding the portions of an existing b) Analysis of test results to establish reinforcement,
building which would be affected by its proposed use.” statistical equivalent material properties, limits of faulty
For the updated ACI 562 Code, ACI Committee 562 construction, and structural capacity
adapted these definitions for concrete structures: c) Screening of observations and tests for mechanisms
structural evaluation (evaluation)—the process of and causes of damage, distress, and deterioration
determining, and judging the structural adequacy of a d) Establishing the assessment criteria
structure, member, or system for its current intended use e) Calculating demand loadings, serviceability limits,
or performance objective. lateral displacements, and durability requirements
structural assessment (assessment)—the process of f) Analysis of the structure to determine the capacity of
investigating by systematically collecting information the structure to withstand current or future load demands
that affects the performance of an existing structure; and comply with serviceability limits:
evaluating the collected information to make informed (i) Determination of demand-capacity ratios to
decisions regarding the need for repair or rehabilitation; appraise structural adequacy, ascertain classifications,
detailing of findings as conclusions; and reporting and judge the need for repair and rehabilitation
recommendations for the examined structural concrete (ii) Determination of maintenance requirements
work area (member, system, or structure). necessary for the service life of the structure
Based on these definitions, the committee has revised the Commentary: structural assessment––this definition
title of the updated version of the Code––replacing the term with specific details for existing concrete is adapted
“evaluation” with “assessment” and “concrete buildings” with from ASCE/SEI 11—“Systematic collection and
“existing concrete structures” in ACI 562-13.6 The committee analysis of data, evaluation, and recommendations
also provided extensive commentary on the two terms. regarding the portions of an existing structure which
would be affected by its proposed use.” Herein, assessments
Evaluating Terms should be limited to the work area and may include:
Further reflecting the importance of the terms, ACI a) Investigation of the in-place condition of the existing
Committee 562 provided in-depth discussions of the rationale structure by:
behind each: (i) Collection and review of field data for the
Commentary: structural evaluation––this definition is structure, such as geometry, material strengths,
adapted from ASCE/SEI 11—“The process of conditions, symptoms of distress, extent of damage,
determining the structural adequacy of the structure or measurement of displacements, environment factors,
component for its intended use and/or performance. and reinforcement sizes and placement
Evaluation by its nature implies the use of personal and (ii) Collection of background data, such as plans,
subjective judgment by those functioning in the capacity construction records, original, current, and Code
of experts.” An evaluation should determine, to the best governing existing buildings, and historical events
of the licensed design professional’s knowledge, the b) Evaluation of an existing structure, member, or
level of quality (structural adequacy, serviceability, or system of the work area (see commentary for structural
durability) of an existing structure based upon a evaluation)
measured criteria and the judgment of the licensed design c) Detail findings and conclusions of the investigation
professional. An evaluation may require professional and evaluation include:
judgment to gage structural adequacy. Structural (i) Define the existing structure, member, or system
analyses may be required to determine possible ranges rehabilitation category using the assessment criteria
of existing structure capacities and variations in of this Code
demands. The goal of the evaluation process is to (ii) Identify the work area, scope of work, and likely
appraise the in-place condition to determine adequacy cause or mechanism of damage, distress, and
for current or proposed future use. Structural appraisal deterioration
requires determining capacity and demand, which may (iii) Identify faulty construction limitations
vary widely depending on the acquired information, (iv) Appraise test results to determine cause of failure
tests, models, and analyses; determining the demand- and predict future performance
capacity ratios; and judging structural reliability limits, d) Determine repair and rehabilitation concepts,
which may be open to interpretation based on project strategies, alternates, and recommendations:
requirements, structural experience, knowledge, and (i) Develop cost-impact or economic study as
past performance. necessary to appraise remedial work and
Evaluation activities may include: maintenance
a) Tests to confirm reinforcement location, strength of (ii) Describe repair and rehabilitation work
material properties or structural capacity of existing recommendations

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e) Report conclusions and recommendations include: Commentary: repair––the definition of repair from ACI
(i) Work area limits and limitations of information Concrete Terminology (ACI CT-13) is “to replace or
collected and evaluated correct deteriorated, damaged, or faulty materials,
(ii) Assessment criteria and work of the evaluation components, or elements of a structure.” The definition
such as calculations, tests, and analyses of repair from IEBC is “The reconstruction or renewal
(iii) Details of findings (conclusions) and of any part of an existing building for the purpose of its
recommendations maintenance or to correct damage.” The definition
(iv) Safety issue requirements (recommendation for herein is adapted from the IEBC and is specific for
any temporary shoring etc.) repair of materials, components, or elements of existing
A structural assessment is the process of acquiring concrete structures where structural repair or durability
knowledge of the existing structure used for the purpose of is addressed. Faulty materials, components, or elements
judging the future performance. The results of the of a structure are interpreted to be faulty construction
investigation and evaluation are used to make decisions on resulting from errors or omissions in design or construction.
the appropriate course of action regarding the future use of repair, structural––restoring a damaged or deteriorated
the structure and the suitability of the structure to continue structure or increasing the capacity of a structure.
in service. Commentary: repair, structural––this definition is
adapted from ACI Concrete Terminology (ACI CT-13)—
Additional Terms “increasing the load-carrying capacity of a structural
To add clarity, several terms used within the commentary component beyond its current capacity or restoring a
for the terms assessment and evaluation are also defined in damaged structural component to its original design
the updated ACI 562 Code. Commentary is also added capacity.” Herein, the definition addresses increasing the
where the committee determined additional explanation capacity to include enhancements such as ductility of
was warranted. existing concrete members. Repairs to nonstructural
assessment criteria—codes, standards, loads, demands, members, whose failure would cause or result in unsafe
capacities, strength reduction factors, material conditions, are considered structural repairs.
properties, materials, connections, details, and structural analysis (analysis)––process of using
protections used in the evaluation. engineering mechanics to determine internal demands
capacity––the strength, stiffness, ductility, energy on, and capacities of a structure, member, or system.
dissipation and durability of a material, member or
system as determined by analysis or testing. Upcoming Article—Unsafe Conditions
Commentary: capacity––this definition has been This first article has provided an explanation of key
expanded from ACI Concrete Terminology (ACI CT-13) terminology used in the updated version of the ACI 562 Code.
for this Code. In the next article, the framework used by ACI Committee
design-basis criteria—codes, standards, loads, 562 to define unsafe conditions within existing structures will
displacement limits, material properties, connections, be discussed.
details, and protections used in the design of mandated
and voluntary work. References
rehabilitation––repairing or modifying an existing 1. “NEHRP Handbook for Seismic Evaluation of Existing Buildings
structure to a desired useful condition. (FEMA-178),” Federal Emergency Management Agency, 2013.
Commentary: rehabilitation––this definition is adapted 2. “Evaluating the Seismic Resistance of Existing Buildings (ATC-14),”
from ACI Concrete Terminology (ACI CT-13)—“the Applied Technology Council, 1987, 370 pp.
process of repairing or modifying a structure to a desired 3. “Seismic Evaluation and Retrofit of Existing Buildings
useful condition.” The definition is specific for concrete (ASCE/SEI 41-13),” American Society for Civil Engineers, Reston, VA,
rehabilitation and is inclusive of the IEBC definition— 2014, 35 pp.
“Any work, as described by the categories of work 4. “Guideline for Condition Assessment of the Building Envelope
defined herein, undertaken in an existing building.” (ASCE/SEI 30-00),” American Society for Civil Engineers, Reston, VA,
Herein, concrete rehabilitations include: repair to restore 2000, 64 pp.
original capacity; strengthening to increase the capacity 5. “Guideline for Structural Condition Assessment of Existing Build-
to the current building Code requirements; seismic ings (ASCE/SEI 11-99),” American Society for Civil Engineers, Reston,
retrofits per ASCE/SEI 41; and modifications addressing VA, 2000, 160 pp.
additions, alterations, and change of occupancy. 6. ACI Committee 562, “Code Requirements for Evaluation, Repair,
repair––the reconstruction or renewal of concrete parts and Rehabilitation of Concrete Buildings (ACI 562-13) and Commentary,”
of an existing structure for the purpose of its American Concrete Institute, Farmington Hills, MI, 59 pp.
maintenance or to correct deterioration, damage, or
faulty construction of members or systems of a structure. Selected for reader interest by the editors.

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ACI member Gene R. Stevens is a Keith Kesner, FACI, is a Project Manager
Principal with J.R. Harris & Company, with CVM Professional, King of Prussia, PA.
Denver, CO. He is Chair of ACI Subcom- He specializes in the evaluation and
mittee 562-A, General, and the Structural rehabilitation of existing structures and is the
Engineers Association of Colorado Existing Chair of ACI Committee 562, Evaluation,
Structures Committee. He specializes in Repair, and Rehabilitation of Concrete
the analysis and design of structures for Buildings. He also serves on ACI Commit-
seismic effects, evaluation of distress in tees 228, Nondestructive Testing of
existing structures, and design of repairs Concrete; 364, Rehabilitation; and ACI
and upgrades for distressed, damaged, or under-strength Subcommittee C601-F, Nondestructive Testing Technician. He was a
structures. He is a member of ACI Committee 562, Evaluation, co-recipient of the 1998 ACI Construction Practice Award and
Repair, and Rehabilitation of Concrete Buildings, and ACI-ASCE received the 2005 ACI Young Member Award. Kesner received his
Joint Committee 352, Joints and Connections in Monolithic BS from the University of Connecticut, Storrs, CT, and his MS and
Concrete Structures. Stevens received his BS in civil engineering PhD from Cornell University, Ithaca, NY. He is a licensed civil
from the University of Illinois at Urbana-Champaign, Champaign, engineer in several states and a licensed structural engineer in
IL, and his MS in civil engineering from the University of California, Hawaii, and Massachusetts.
Berkeley, Berkeley, CA. He is a licensed professional engineer in
several states and a licensed structural engineer in California.

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