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N.A. BERNSTEIN
To cite this article: N.A. BERNSTEIN (2006) New Lines of Development in the Physiology and
Biology of Activeness: Essay No. 12, Journal of Russian & East European Psychology, 44:2, 68-92
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68 JOURNAL OF RUSSIAN AND EAST EUROPEAN PSYCHOLOGY
N.A. BERNSTEIN
English translation © 2006 M.E. Sharpe, Inc., from the Russian text © 2004
Rossiiskaia Akademiia obrazovaniia, Moskovskii psikhologo-sotsial’nyi institut.
“Novye linii razvitiia v fiziologii i biologii aktivnosti,” in N.A. Bernshtein [Bernstein],
Biomekhanika i fiziologiia dvizhenii (Moscow and Voronezh: Rossiiskaia Akademiia
obrazovaniia, Moskovskii psikhologo-sotsial’nyi institut, 2004), pp. 481–512.
Translated by Stephen D. Shenfield.
68
Russian science has the right to take pride in the fact that it has spawned
a brilliant galaxy of world-renowned physiologists, authors of very im-
portant investigations in all sections of physiology.
And if our era has opened up new horizons and prospects for physio-
logical thought, then it has been able to do so only because physiology
already possessed very important starting points in the treasure-house
of achievements of these leading lights of the classical period in the
science of life activity.
The entire history of positive knowledge leads us to an indisputable
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conclusion. All branches of natural science, from the most ancient times
of Thales and Pythagoras up to our own day, owe their ceaseless progress
to the fact that each successive rung of scientific development found
within itself the strength mercilessly to overcome the preceding rung.
All historical examples, from the triumph of the heliocentric system
to the revolution in physics at the beginning of our century, teach us that
we must be able to combine all due reverence for the greatest scientists
of the preceding era with fearless rejection of the aspects of their legacy
that have outlived their formerly progressive role and may become (as
has happened many times) impediments to the further development of
science.
In natural science, as elsewhere, there are great figures, but there are
not and cannot be any unquestionable authorities.
Continuous development and unbroken development are not one and
the same thing. The history of each branch of natural science knows peri-
ods (sometimes very long ones) of tranquil and unbroken development
along established lines. But these periods of unbroken development from
time to time give way to dialectical leaps in development, to phases of
revolutionary replacement—sometimes stormy, sometimes gentler—of
established ideas and conceptions. An example is the sharp break in the
most fundamental concepts of physics that began with the works and
discoveries of Planck, Einstein, Bohr, and their celebrated contemporar-
ies. These phases of dialectical negation and antithesis are no less marked
by continuity, in the sense of historical necessity and conditionality, than
the phases of tranquil and unbroken development. However, they reflect
the need, which has arisen for various reasons, for critical review of the
starting points of thinking characteristic of the period in the given sci-
ence that has drawn to a close.
All the great achievements of the physiology of the classical period
cannot hide the fact that, as a child of its time, it was on the whole a
The latest period, covering roughly the last half century, has been a
time of profound and many-sided shifts that still continue; they concern
both objects of investigation and the whole theory and methodology of
physiological science. First of all, the physiology of the classical period
was, almost exclusively, the physiology of animals, with a gradual rise
in the position of the animals studied on the phylogenetic ladder (frog–
dove–cat–dog–macaque). For this reason it was weakly related to prac-
tice. In the latest period, by contrast, the specific weight of human
physiology has continually increased, as has the number of its practical
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applications.
The striving, characteristic of the classical period, to study the func-
tions of organs and systems in states of rest (by means of decapitation,
anesthesia, and the immobilizing frame) has given way to the investiga-
tion of man in conditions of activity. Applied disciplines have arisen, such
as the physiology of labor, biomechanics, and occupational physiology.
This shift in interest in favor of active working states is especially evi-
dent in the increased attention devoted to motor functions—a branch of
physiology that with few exceptions was completely neglected through-
out the classical period.
Alongside these changes in the object of investigation, there has been
a deep and fundamental revision and reworking of the most basic con-
cepts of the preceding period.
The main emblem and leading principle of the classical period was
the reflex arc. The positive methodological features of this principle
were fully appraised: the possibility of all-encompassing materialist
determinism and the clarity with which the basic task was set—to find
law-conforming input–output interrelations between the organism and
its environment, to formulate transmission functions, and, finally, to
interpret the organism in clear-cut fashion as a highly organized reac-
tive machine.
The atomism characteristic of mechanistic materialism and the rigid
certainty that the whole is always the sum of its component parts and
nothing more made it easy to tolerate many simplifying constructions
that have since collapsed under the onslaught of new facts and con-
temporary methodology. The acceptance of atomistic views made it pos-
sible to regard the integral organism as an aggregate of cells (as in the
conceptions of Bichat or Virchow), and its behavior and life activity as
similar aggregates or chains of reflexes. The spontaneous materialists
underestimated the decisively important factor of the coherent and sys-
temic character of the organism and of its functions. Their views were
incompatible with an understanding of the fact that a reflex is not an
element of an action, but an elementary action that occupies one or an-
other place in the rank order of complexity and significance of all the
actions of the organism.
The now established universal fact of the regulation and monitoring
of all the functions of the organism in accordance with the principle of
feedback forces us to recognize the necessity of replacing the concept of
the reflex arc, open-ended at the periphery, by that of the reflex ring1
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to the adepts of the reflex arc.) With full consistency, the same principle
of mosaic juxtaposition presented the linguistic system, highly complex
in its structure and in the profound uniqueness of the relations between
thought and word, as another collection of elements—a glossary dis-
tributed among cortical cells of the same kind as those described above.
This interpretation of language (in particular, of speech) as a signal-
ing system reflects, besides the basic methodological error of the prin-
ciple of mosaic juxtaposition, another peculiar oversight on the part of
its authors. Genetically, the speech function developed, apparently, in
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form speech as a glossary into speech as a tool for knowing the world
and acting in it.
In themselves, these operator-words (not, under, for, or, really, etc.)
and etymological operators (copulas, suffixes, case endings, etc.) repre-
sent nothing and bear no object-related load, just like the signs “plus,”
“minus,” “root,” and so on in algebra. But it was, perhaps, precisely
these operator-words and the ideas corresponding to them that were the
greatest discovery at the dawn of human reason. They are, at any rate,
immeasurably more important than the nominator-words that for some
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its precision. Nor shall I dwell on the quite obvious circumstance that
the actual execution of an action inevitably takes place as a struggle
against or active conquest of changing external obstacles, whatever they
may be (uncontrollable external forces of resistance, counteraction by
an adversary, unexpectedness, etc.).
In this connection, it is worth noting that recognition of the reality of
a brain-coded model or extrapolation of a probable future and of the
representation in the brain of action tasks as formulas of a required fu-
ture makes possible a strictly materialist interpretation of such concepts
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so far to physiologists only from their description, now find a model for
themselves in the form of the hierarchy outlined above, consisting of a
lower instrument that possesses significant autonomy in playing the
“game” and a higher command post that guides it. Consistent with such
a model, naturally, is the fact that the ring-wise processes of lower ma-
trix control do not reach the higher levels of consciousness precisely
because they are granted a large measure of independence. These lower
instruments, evidently, also have access to the adoption of urgent tacti-
cal decisions in situations that leave no time for “calling in” higher cen-
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***
Biology has now arrived at concepts of the organism that in many re-
spects differ profoundly from the formulations of the classical period,
which treated the organism as a reactively self-equilibrating or self-regulat-
ing system. The organism is now regarded as an organization character-
ized by the following two chief defining properties.
First, it is an organization that preserves its systemic identity with
itself despite a continual flow of both energy and matter of the substra-
tum passing through it. Although no individual atom in the organism is
retained in the composition of its cells for more than a comparatively
short time (with a few exceptions such as, for instance, the calcites of
the bones), the organism remains the same today as it was yesterday and
its life activity today is conditioned by its entire preceding life.
Second, and for all that, at all phases and stages of its existence the
organism undergoes uninterrupted and directed change. This directed-
ness of ontogenetic evolution is proved beyond dispute if only by the
fact that a thousand representatives of a single animal or plant species
develop into individuals that are identical in all their basic or defining
characteristics, even though different individuals are subjected to some-
times widely variant external conditions of life. As for embryogenesis,
today we already know the bearers of hereditary characteristics, their
chemical structure, and the code alphabet through the mediation of which
the organism, starting as a fertilized egg, possesses a coded model of its
future development and formation and a coded program for the succes-
sive phases of this development.8
The identity noted above in the results of morphogenetic develop-
ment against the background of variable conditions bears witness to the
fact that the organism actively overcomes possible and inevitable exter-
nal obstacles on the path of the program of its morphogenesis. Experi-
mental factors of injuries and partial amputations (for example, of the
kidneys or extremities) in embryogenesis—amputations that do not
prevent these organs from developing into full-fledged extremities, cases
of anatomical or even functional regeneration, clinical data—all this
shows that the organism as a whole and, quite possibly, each of its cells
actively struggle for their formation, development, and propagation. The
process of life is not “equilibration with the environment,” as the think-
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ers of the period of classical mechanicism9 understood it, but the con-
quest of this environment, aimed at the maintenance of status or
homeostasis and at movement in the direction of the species program of
development and self-provision.
Thus, what in the special case of the motor functions of animal or-
ganisms looks like modeling of a required future in the form of an ac-
tion task and as the realization of the interpolated program of this action
by overcoming external obstacles and actively fighting for the result
turns out to be a manifestation of a general principle of activeness that
penetrates deeply into biology. This principle manifests itself both in the
processes of growth and development of animals and plants and in their
struggle for the realization of everything that they need and require.
Here there arises one extraordinarily interesting question that encom-
passes, apparently, the entire field of biology. It is connected closely
with both the theoretical principles of biological modeling and the facts
described above concerning the directed evolution of the individual.
I shall begin with a number of parallels between externally extremely
diverse groups of processes, in order to formulate what they have in
common.
On an oak or maple tree there are several thousand leaves. It is noto-
rious that among them you will not find two that are congruent: all con-
ceivable metric indicators for them display wide variability. Nevertheless,
we can say that according to certain indicators that willy-nilly have to
be called essential, there is no doubt whatsoever regarding whether any
given leaf belongs to an oak or a maple.
A person performs repeated habitual movements. He may, for ex-
ample, write on paper or chalk large on a vertical board (as experiments
have shown) with his feet or mouth, and we shall not find even one pair
of congruent inscriptions. In all these cases, however, his individual hand-
writing style is preserved throughout. A savings bank freely gives a cus-
tilevel system of rings of control and adjustment. The need for such a
multiplicity of levels arises both from the very large number of degrees
of freedom possessed by our multilink motor organs and from the enor-
mous number of muscle units that actively participate in maintaining
posture and in accomplishing the required body movement.
Here we must also take into account attendant facts regarding the
elastic extensibility of the muscles and the complex reactive dynamic
of the motor organs. To all this, of course, must be added the entirety of
those uncontrollable, and therefore also unforeseeable, external forces
of resistance the goal-conforming conquest of which constitutes the very
essence of the overwhelming majority of our voluntary motor acts. In
the process of coordinating control of a movement, the numerous kinds
and qualities of ring-wise adjustments are distributed among brain sys-
tems at different levels in accordance with two sets of factors. On the
one hand, the distribution depends on the composition and quality of the
sensory syntheses inherent in those systems. On the other hand, it reflects
the specific weight and significance in terms of meaning of various ad-
justments for the full-fledged realization of the program of the move-
ment.
Strict standardization of the form and metric of cyclical habitual move-
ments is never realized automatically. Nor is it ever a goal in itself.11 It
has to be specially developed, and the brain undertakes this task only in
those cases or in those details or links of the motor act where such stan-
dardization is essential. Hence that metric variability of movements that
I have already described above. But most worthy of attention from the
perspective of our present discussion are two points concerning “lower”
adjustments—that is, adjustments of a purely technical character and
secondary meaning-related significance. First, such adjustments are ob-
served in those details and aspects of a movement where there is the great-
est variability; second, they have a clearly marked reactive character.
It may be said that the apparatus for the control of movements dis-
plays two different coordination tactics. In relation to secondary and
technical discrepancies and hindrances it acts in a reactive-adaptive fash-
ion, not fearing variability, but in relation to programmatically essential
aspects of control, it fights for the required result at all costs, actively
overcoming obstacles, and, if need be, reprogramming itself on the go.
I shall deal only briefly here with another question that is now com-
ing to a head and is also closely connected with the field of “well-orga-
nized” Gelfand-Tsetlin functions. This is the question of the mutual
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damental importance.
From the very birth of scientific cybernetics, as soon as the close
connection between the key problems facing physiology and the tasks
conditioning the demarcation of cybernetics as an independent science
became clear, the two sciences began to fertilize one another with fac-
tual data and theoretical formulations and generalizations. The entire
period from the publication of Wiener’s first work up to the present day
is permeated with the search for and use of analogies between living and
artificial systems. These analogies have helped physiologists to com-
prehend systemic interrelations within the organism, and have given tech-
nologists new and valuable ideas for the construction of automatons.
Whether or not this “honeymoon” of the discovery and practical ap-
plication of analogies and similarities has come to an end, in the most
recent period, questions of the opposite orientation have increasingly
been creeping into the literature. Does there exist, all the same, a funda-
mental difference between living and nonliving systems? And if there is
such a difference, then where does the boundary lie between the two?
Of course, this is not a matter of trivial differences like differences in
construction material or the quantitative differences that make it un-
thinkable for contemporary technology to imitate the 15 billion cells of
the cerebrum. At the same time, it is indisputable that, under all condi-
tions, the sought-for difference must be formulated on the basis of the
strict materialist unity of the laws to which living and nonliving matter
are equally subject.
It is becoming extremely plausible to suppose that the sought-for
watershed either directly consists of the general biological principle of
activeness or at least contains this principle as a very important compo-
nent. In support of this judgment it may be pointed out that it is pre-
cisely the active forms of morphogenesis, of the development of
we do not count the kinetic theory of gases and solutions). With respect
to the second law of thermodynamics, scientists knew of and studied
such micro-level phenomena as fluctuation (M. Smolukhovskii) and
Brownian motion (A. Einstein). However, it was still impossible to say
anything about anti-entropic processes in open systems or the condi-
tions for their occurrence and controllability, while now each year adds
new facts in this area.
I have already discussed biological codes and their role in structuring
and self-organization. I shall not continue this enumeration. Its purpose
was merely to show that extensive systems of new facts have now accu-
mulated. Researchers will, undoubtedly, find among these systems points
of support for applying the newly discovered laws of biochemistry,
biophysics, and new branches of mathematics to the unreservedly ma-
terialist description of the specific manifestations of life. They will be
in no danger of falling into idealism, and need only firmly keep in
mind the dialectical principle of the transformation of quantity into new
qualities.
Another objection is much easier to counter. In replacing the reflex
arc (in which reaction follows stimulus in accordance with natural law)
by the closed reflex ring, which can start to function from any point on
its block diagram, we supporters of the physiology of activeness, it is
alleged, retreat from determinism. At the same time, we supposedly aban-
don the clear materialist interpretation of phenomena that is provided
by reflex theory and by assigning the reflex the role as basic construc-
tion element of life and behavior.
As I have already noted above, the “reflex in accordance with the arc
diagram” is only an approximation of the real process. As new facts
about regulation and coordination accumulated, the arc diagram had to
be replaced by the truer and more accurate diagram of a ring-wise, unin-
terrupted process. It further became clear that all receptor processes pro-
ceed actively, starting with the selection of and search for information
and accompanied by tuning, monitoring, haptic processes, and so on.
Correspondingly, the process of forming and strengthening the condi-
tioned connection between afferent signals also had to be regarded not
as a passive imprinting, requiring repetition to consolidate the connec-
tion, but as a series of active processes: (1) differentiation of the condi-
tioned stimulus being inculcated from the entire afferent flow from without;
(2) establishment by the brain of the animal of the a posteriori probability
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Notes
1. It appears that I was the first to propose the term “reflex ring.” See Osnovy
fiziologii truda [Foundations of the Physiology of Labor] (Moscow: Biomedgiz,
1934), p. 447, and others.
2. The term “reverse afferentation,” proposed by P.K. Anokhin, is hardly apt,
because there exists no “nonreverse” (noncentripetal in direction) afferentation.
3. See Essay No. 8 [not translated in this issue].
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