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Journal of Anxiety Disorders 26 (2012) 215–224

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Journal of Anxiety Disorders

The hierarchical model of social interaction anxiety and depression: The critical
roles of fears of evaluation
Wei-Ting Wang a , Wen-Yau Hsu a,b,∗ , Yu-Chen Chiu a , Chi-Wen Liang a
a
Department of Psychology, National Chengchi University, 64, Sec. 2, Zhinan Road, Wenshan District, Taipei City 11605, Taiwan
b
Research Center for Mind, Brain, and Learning, National Chengchi University, Taiwan

a r t i c l e i n f o a b s t r a c t

Article history: In this paper, we articulate a hierarchical model of social interaction anxiety (SIA) and depression to
Received 16 April 2011 account for their comorbidity and the uniqueness of SIA. First, negative affect (NA) and positive affect
Received in revised form 31 October 2011 (PA) are conceptualized as general factors shared by SIA and depression; the fear of negative evaluation
Accepted 7 November 2011
(FNE) is operationalized as the specific factor, which accounts for more of the variance in SIA than in
depression, and the fear of positive evaluation (FPE) is operationalized as the factor unique to SIA. FPE is
Keywords:
the key feature that differentiates SIA from depression. Second, the proposed hierarchical model describes
Depression
structural relationships among these factors, in which the higher-level factors (i.e., high NA and low PA)
Social phobia
Comorbidity
represent the vulnerability markers of both SIA and depression and the lower-level factors (i.e., FNE and
Social interaction anxiety FPE) are the dimensions of specific cognitive features. In addition, an alternative model, in which all
Fear of negative evaluation of the relationships are the same, except that FPE is operationalized as a specific factor, is proposed to
Fear of positive evaluation clarify the role of FPE. The results from the hierarchical regression and the structural equation modeling
Hierarchical model support the hypothesized hierarchical model. Further theoretical and practical implications for FPE and
Structural model of affect the multilevel model are discussed.
© 2011 Elsevier Ltd. All rights reserved.

1. Introduction comorbidity and, most importantly, the distinguishability between


depression and anxiety disorders. The tripartite model of anxiety
Among anxiety disorders, social anxiety disorder is second only and depression (Clark & Watson, 1991), the hierarchical model of
to general anxiety disorder in terms of comorbidity with depres- anxiety disorders (Zinbarg & Barlow, 1996), the integrative hierar-
sion (Kessler, Chiu, Demler, Merikangas, & Walters, 2005). The chical model of anxiety and depression (Mineka, Watson, & Clark,
remarkable rate of comorbidity that exists between social anxi- 1998), and the multilevel trait predictor model of anxiety dis-
ety and depression has also been documented in a large body of orders (Kotov, Watson, Robles, & Schmidt, 2007) share the core
literature (e.g., Belzer & Schneier, 2004; Brunello et al., 2000). In assumptions that mood and anxiety disorders both subsume a
spite of extensive empirical covariation between social anxiety common component, which contributes to the comorbidity, and
and depression, they are viewed as theoretically distinct con- a unique component, which makes them distinguishable. Never-
structs (Gibb, Coles, & Heimberg, 2005; Krueger, 1999; Sellbom, theless, structural models of depression and anxiety have reached
Ben-Porath, & Bagby, 2008; Watson, 2005; Watson & Clark, 2006). a bottleneck in differentiation in that two well-established charac-
Recent psychopathological studies have shown a growing inter- teristics, positive affectivity (PA) and physiological hyperarousal,
est in discriminating phenotypic features between highly comorbid which differentiate anxiety disorders from major depression, have
diagnostic classes, and explicating the underlying mechanisms of failed to explain the difference between social anxiety and depres-
comorbidity and heterogeneity between social anxiety and depres- sion (Brown, Chorpita, & Barlow, 1998; Hughes et al., 2006).
sion could advance our knowledge of the taxonomic and etiological Following the rationale of the structural models of affect, the cur-
issues. rent study aims to add new components to the structural model
Structural models of affect have been developed to pro- of depression and social anxiety to clarify relationships of their
vide a theoretical framework for explaining the complexity of correlates and address the issue of discriminability.

∗ Corresponding author at: National Chengchi University, Department of Psychol-


1.1. Structural models of affect
ogy, 64, Sec. 2, Zhinan Rd., Wenshan District, Taipei City 11605, Taiwan.
Tel.: +886 2 29387379; fax: +886 2 29366725. According to the structural models of affect, three distinguish-
E-mail addresses: ashleyw1130@gmail.com, hsu@nccu.edu.tw (W.-Y. Hsu). ing components can be used to explain the relationships between

0887-6185/$ – see front matter © 2011 Elsevier Ltd. All rights reserved.
doi:10.1016/j.janxdis.2011.11.004
216 W.-T. Wang et al. / Journal of Anxiety Disorders 26 (2012) 215–224

social interaction anxiety (SIA) and depression: (1) general factors, the recovery process. For these reasons, we restricted our focus in
which are higher-order trait variables responsible for the common this study to SIA rather than the broad category of social anxiety.
variance shared by all disorders, such as negative affectivity (NA) To resolve the predicament of the discriminability among social
(Brown et al., 1998); (2) specific factors, which account for dif- anxiety and depression in structural models, Watson and Clark
ferent attributable variances among distinct syndromes (Mineka (1997) have noted that, as NA and PA are both higher-order per-
et al., 1998); and (3) a unique factor, which is the unique contrib- sonality traits that do not serve for discrimination, studies should
utor to one disorder and the only component for distinguishing investigate the lower-order traits influenced by these syndromes.
the disorder among the observed comorbidity (Kotov et al., 2007). Naragon-Gainey et al. (2009) investigated the relationships among
The specific and unique factors might be lower-order psychological lower facets of positive emotionality with respect to social anxiety
correlates. and depression. They found that depression is related to positive
The structural models of affect, as mentioned above, implicate emotionality; social anxiety, however, is related to all four facets of
two sets of hypotheses—generality and causality. First, generality PA (positive emotionality, sociability, ascendance, and fun-seeking)
refers to the extent to which a component accounts for the shared and, in particular, is strongly associated with sociability. Never-
variance among the observed syndromes. That is, general, specific, theless, this warrants further investigation because the concepts
and unique factors reflect the degree of the generality-specificity of between positive emotionality and depression and between socia-
their contributions to the observed emotional disorders. An emo- bility and social anxiety overlap. In light of these propositions,
tional disorder is viewed as a combination of different variances lower-order correlates subsumed into a structural model could be
attributable to the general, specific, and unique factors (Mineka considered as an improvement over the existing structural models.
et al., 1998). Moreover, the so-called general, specific, and unique Based on structural models of affect, we attempted to synthesize
factors are relative terms, defined in terms of specificity in com- other crucial lower-level factors to shed light on the specific and
parison to other given disorders. Second, relationships among unique factors between SIA and depression.
these factors can be hypothetically presented in a structural order.
Higher-order factors are reflective of dispositional characteristics, 1.3. Factors specific and unique to SIA
such as the traits of NA and PA, which reflect heritable and rela-
tively stable trait dimensions. At the second hierarchical level are Cognitive-behavioral models have been one of the major the-
emotional disorders that are, to a certain degree, influenced by the oretical conceptualizations for social anxiety. In these models,
vulnerable dimensions. At the lowest level, certain symptoms or social evaluative fears have been theorized to be the central cogni-
psychological features, such as physiological hyperarousal, charac- tive features of socially anxious individuals (Clark & Wells, 1995;
terize emotional disorders (Brown et al., 1998). Rapee & Heimberg, 1997). They perceive themselves as not meet-
ing the expectations of others and believe that others will evaluate
them negatively, which leads to undesirable social consequences.
1.2. The general factors Similarly, from the interpersonal point of view, social anxiety is
conceptualized as a self-protective interpersonal pattern in which
Based on extensive evidence from the structural model lit- socially anxious individuals possess an overriding fear of disgrace
erature, negative affectivity, a basic personality dimension, is and strongly attempt to avoid evaluation from others (Stravynski,
undoubtedly a common factor between social anxiety and depres- 2007, p. 9). Moreover, according to the DSM-IV-TR (American
sion. In addition, as same as what has found in depression, recent Psychiatric Association, 2000), marked and persistent fear of evalu-
research has found that social anxiety is characterized by anhedo- ation and rejection are characterized as the cognitive symptoms of
nia (Brown et al., 1998; Hughes et al., 2006; Kashdan, 2002, 2004; social anxiety. In the current study, we attempt to propose a hier-
Naragon-Gainey, Watson, & Markon, 2009; Sellbom et al., 2008; archical model of SIA and depression with fears of evaluation as
Watson, Gamez, & Simms, 2005). A meta-analysis revealed that lower-order specific or unique factors.
a reliable negative association between social anxiety and posi-
tive emotions even holds after controlling for depression (Kashdan, 1.3.1. Fear of negative evaluation
2007). According to the self-regulatory model proposed by Kashdan The fear of negative evaluation (FNE) is among the best estab-
(2007) and colleagues (Kashdan & Breen, 2008; Kashdan & Steger, lished cognitive-behavioral features of social anxiety (Clark &
2006), excessive concerns about potential social threats exhaust Wells, 1995; Collins, Westra, Dozois, & Stewart, 2005; Kocovski &
individuals’ finite self-regulatory resource, eroding opportunities Endler, 2000; Rapee & Heimberg, 1997). Studies indicate that indi-
for pursuing reward-seeking activities, and resulting in hedonic viduals with social anxiety show a more extreme level of FNE than
deficiency. In addition, social activities and interpersonal engage- normal controls (Weeks et al., 2005). Additionally, it is noteworthy
ments, which individuals with social anxiety avoid, have been that FNE shows considerable specificity to social anxiety compared
shown to be vital sources of positive emotion (Clark, Watson, & to other anxiety disorders, such as panic disorder and obsessive-
Mineka, 1994; Watson, Clark, & Tellegen, 1988). compulsive disorder (Ball, Otto, Pollack, Vccello, & Rosenbaum,
In short, although these shared characteristic patterns might 1995; Kotov et al., 2007; Saboonchi, Lundh, & Ost, 1999).
explain the high comorbidity between the two syndromes, rela- With respect to depression, although there is no direct theo-
tively sparse evidence exists regarding the discrimination between retical insight into the relationship between FNE and depression,
social anxiety and depression. Past research has indicated two dis- empirical data have revealed moderate correlations between FNE
tinguishable types of social anxiety: performance anxiety and social and depression (Collins et al., 2005; Duke, Krishnan, Faith, & Storch,
interaction anxiety. Compared with performance anxiety, the fea- 2006; Kocovski & Endler, 2000; O’Connor, Berry, Weiss, & Gilbert,
tures of SIA overlap more extensively with depression due to its 2002; Sato, McCann, & Ferguson-Isaac, 2004). Some indirect evi-
relative unique relation to anhedonia (Alden, Taylor, Mellings, & dence has suggested that symptoms of depression are related to the
Laposa, 2008; Brown et al., 1997; Hughes et al., 2006; Kashdan, fear of rejection, disapproval, and criticism (Clark, Steer, Haslam,
2002, 2007). This makes sense because SIA interferes with a perva- Beck, & Brown, 1997; Sato, 2003). According to the prominent cog-
sive range of social encounters, which serve as sources of pleasure nitive theory of depression by Beck (1976), negative thought is
(Kashdan, 2002, 2007). Moreover, compared to performance anx- central to depression. It makes sense that FNE is related to depres-
iety, SIA exhibits higher comorbidity with depression (Stein & sion because negative evaluation from others verifies the biased
Chavira, 1998) and more severely impairs daily life, chronicity, and schema of personal failure and deteriorates their depressive mood.
W.-T. Wang et al. / Journal of Anxiety Disorders 26 (2012) 215–224 217

For these reasons, we hypothesized that FNE, which is to some


NA PA NA PA
extent related to depression, can be formulated as a specific fac-
tor that is shared by SIA and depression but accounts for larger
variances in SIA than in depression.

1.3.2. Fear of positive evaluation SIA Dep. SIA Dep.


As supported by the psycho-evolutionary point of view (Gilbert,
2001), Weeks, Heimberg, and Rodebaugh (2008) have advocated
that socially anxious individuals have a tendency to disqualify their
positive experiences and have found that the fear of positive eval- FPE FNE FPE FNE
uation (FPE) is a distinguishable and important cognitive feature
of social anxiety. The intent of social anxiety is to avoid unneces- The hypothesized hierarchical model The alternative model
sary conflicts and maintain safe interactions. Individuals with social
anxiety regard themselves as incapable or inferior, and they believe Fig. 1. The hypothesized hierarchical model of social interaction anxiety and
depression and the alternative model. NA: negative affect; PA: positive affect; SIA:
that favorable appraisal and receiving acclaim elevates their social
social interaction anxiety; Dep: depression; FPE: fear of positive evaluation; FNE:
status. This elevation is believed to induce clash and competition, fear of negative evaluation.
as well as higher expectations, which they are unable to reach (see
disorder. That is to say, we could only find specific factors that
also Wallace & Alden, 1995, 1997). Weeks et al. demonstrated that
contribute more variance to one disorder than to another in the
FNE and FPE are independent dimensions and that FPE accounted
hierarchical model.
for unique variances in the prediction of SIA beyond that accounted
for by FNE, implying that FPE is a critical feature of SIA that is 1.4. The current study and hypotheses
independent from FNE.
Do depressed individuals also show characteristics of FPE? To FPE and FNE represent two distinct constructs, and this dis-
our knowledge, no studies have directly addressed this issue. tinction is the prerequisite for testing the hypothesized model.
Some relevant evidence has shown that FPE is significantly more Although Weeks, Heimberg, and Rodebaugh (2008) and Fergus et al.
strongly related to SIA than to depression; one study, however, has (2009) provided evidence for the distinctness of FNE and FPE, these
shown that there is no significant difference between these two results have not been replicated in a Taiwanese sample. Therefore,
correlations and that the relationship between FPE and depres- before testing the main hypotheses in the current study, we con-
sion remained significant upon controlling for SIA (Fergus et al., duct a confirmatory factor analysis to examine the validity of the
2009; Weeks, Heimberg, & Rodebaugh, 2008; Weeks, Heimberg, two-factor structure of FNE and FPE in our sample.
Rodebaugh, & Norton, 2008). As a result of these data, it remains Building on and expanding the structural models of Mineka et al.
unclear whether FPE is related to depression or is a unique quality of (1998) and Brown et al. (1998), we propose a hierarchical model of
SIA because these findings were derived from correlation (or partial SIA and depression. We assume that NA and PA are the higher-order
correlation) analyses, which were confounded by other shared vari- general factors, FNE is the lower-order specific factor that accounts
ances. Thus, although correlation evidence has indicated a possible for more variance in SIA than in depression, and FPE is the lower-
trend suggesting that FPE is specific to SIA, multivariate analyses are order unique factor, which is the key feature that differentiates SIA
required to depict the nature of its uniqueness (Naragon-Gainey & from depression. With all of the relationships among these factors
Watson, 2010). In the current study, we adopt hierarchical regres- being equal, except for FPE being a specific factor rather than a
sions and structural equation modeling to answer this question unique factor, an alternative model was also tested (see Fig. 1 for
because the multilevel structural approach enables us to model the hypothesized hierarchical model and the alternative model).
and control for the correlations among shared constructs, thereby To examine these two models, we first test the incremental vari-
enabling us to identify specific and unique constructs that show ance contributed by FPE, upon the variance explained by NA, PA,
incremental associations with the target disorder (Naragon-Gainey and FNE. We expected that the incremental variance in the SIA
& Watson, 2010). could be accounted for by FPE, whereas the incremental variance in
Theoretically, on the basis of the interpersonal theory of depres- depression could not be accounted for by FPE. If this were true, FPE
sion, depressed individuals are characterized by an overwhelming would represent a unique contributor to SIA rather than a specific
and constant demand for reassurance of their self-worth and attrac- factor.
tion, even when the guarantee has been offered (Coyne, 1976; Secondly, we organized these factors by their structural rela-
Joiner, Alfano, & Metalsky, 1992). This quality contradicts the con- tionships and tested the hierarchical model in which NA and PA
cept of FPE. Secondly, according to behavioral approach/inhibition are considered to be higher-order factors, and FNE and FPE are
systems (BAS/BIS; Carver & Scheier, 1998; Carver & White, considered to be lower-order factors. In the proposed hierarchical
1994), anxiety-related emotions are linked to avoidance, whereas model, we assumed significant paths from NA and PA to both SIA
depression-related emotions are linked to approach behaviors. and depression, significant paths from SIA and depression to FNE,
While the underlying drive for SIA is fear and attempts to avoid and a significant path from SIA to FPE. However, what if FPE is not
any kind of perceived social threats, including FNE and FPE, the unique to SIA but specific to SIA? To test this, we evaluate the alter-
underlying tendency for depression is the inability to move toward native model with all the above relationships being equal, but we
desired goals. Therefore, positive evaluation, a type of favorable add a path from depression to FPE. We predicted that the proposed
reward, might not be a threat to depressed individuals. hierarchical model would fit the data better than the alternative
To summarize, according to empirical data and relevant theo- model.
retical speculation, the current study aims to clarify whether FPE
is a factor unique to SIA. Another possibility is that FPE is not a 2. Methods
unique factor, but a factor specific to SIA, accounting for more
of the variance in SIA than in depression. This possibility echoes 2.1. Participants
the assertion of Mineka and colleagues (1998), “Symptom speci-
ficity must be viewed in relative rather than absolute terms.” It is The participants were 612 undergraduates who were enrolled
highly unlikely to find a unique factor that correlate only to a single in introductory psychology classes at two universities in Taiwan;
218 W.-T. Wang et al. / Journal of Anxiety Disorders 26 (2012) 215–224

566 of them provided a complete set of answers, and of these, 344 2.2.4. The Social Interaction Anxiety Scale (SIAS; Mattick &
(60.8%) were female, 220 (38.9%) were male, and 2 failed to report Clarke, 1998)
their gender. The average age was 20.14 years (S.D. = 1.34) with a The SIAS is a 20-item measure of social interaction anxiety.
range of 18–31 years. The respondents were asked to indicate the degree to which the
description of the items on the SIAS is true. The items are rated using
a 0 (not at all characteristic or true of me) to 4 (extremely character-
2.2. Measures and procedures
istic or true of me) scale. Mattick and Clarke (1998) have provided
evidence demonstrating that the SIAS exhibits high test-retest reli-
With the teachers’ approval, the participants completed a bat-
ability (r = .92), excellent internal consistency (˛ = .94), and strong
tery of seven measures during class. We translated all of the
convergent and discriminant validity. Cronbach’s alpha for the SIAS
measures into Chinese except for the Beck Depression Inventory,
was very good in the current sample (˛ = .88). In the current study,
Second Edition (BDI-II); for this measure, we used a published Chi-
the SIAS was used as one of two indicators of social interaction
nese version (see Chang, 2005). Following published guidelines
anxiety.
(Brislin, 1986), these measures were translated into Chinese by
one of the authors of this manuscript with a Master’s degree in
clinical psychology. The Chinese items were then back-translated 2.2.5. The Liebowitz Social Anxiety Scale-Self Report
by a bilingual professional and an experienced translator with a Format-Social Interaction Subscale (LSAS-SR-SI; Safren et al.,
Master’s degree in psychology. Discrepancies between the back- 1999)
translated English version and the original English version were The LSAS-SR-SI was used as the second indicator of social inter-
discussed carefully by the two translators and the second author, a action anxiety in the current study. The original Liebowitz Social
clinical psychology professor. At this stage, the items that might be Anxiety Scale (LSAS; Liebowitz, 1987) is a clinician-administered
inappropriate at a conceptual level and the cognitive equivalence measure designed to assess social anxiety. Currently, the LSAS has
of the translations were discussed. Each item was discussed until been made into a self report version (LSAS-SR) for convenience
the three translators agreed that the original meaning of the item in research settings, and each subscale of the LSAS-SR has been
was appropriately retained in the Chinese item. At the final stage, a shown to possess good internal consistency (Cox, Ross, Swinson, &
pretest was conducted on undergraduate students to ensure com- Direnfeld, 1998). The 12-item LSAS Fear of Social Interaction Sub-
prehensibility and to refine the statements to be reader friendly. scale (LSAS-SR-SI), which assesses fear and avoidance in 12 social
Only minor changes were made according to students’ feedback. interaction situations, was used in the current study (Safren et al.,
1999). Internal consistency for the LSAS-SR-SI was very good in the
current sample (˛ = .88).
2.2.1. Positive and Negative Affect Schedule (PANAS; Watson
et al., 1988)
2.2.6. The BDI-II (Beck, Steer, & Brown, 1996)
The PANAS consists of two 10-item scales that measure positive
The BDI-II is a widely used 21-item measure that assesses
affect (PANAS-P) and negative affect (PANAS-N). The trait version
the severity of depressive symptoms. High internal consistency
of the PANAS, in which responses are made according to the general
(˛ = .91–.93) and robust construct validity have been observed
feelings, was adopted in the current study. The ratings were made
(Beck et al., 1996; Buckley, Parker, & Heggie, 2001). The Chinese
on a 5-point scale ranging from 1 = “very slightly or not at all” to
version of the BDI-II was translated from the English BDI-II by the
5 = “extremely.” In the current study, both the PANAS-P (˛ = .83)
Chinese Behavioral Science Corporation in Taiwan. The Chinese ver-
and the PANAS-N (˛ = .87) subscales exhibited very good internal
sion of the BDI-II has been shown to possess adequate internal
consistency.
consistency in a college student sample (˛ = .86) and good construct
validity (Chang, 2005). Data from our sample indicated that the
2.2.2. The Brief Fear of Negative Evaluation Scale Chinese BDI-II possesses very good internal consistency (˛ = .89).
Straight-forward score (BFNE-S; Rodebaugh et al., 2004; Weeks
et al., 2005) 2.2.7. The Short-Form Version of the Depression Anxiety Stress
The BFNE (Leary, 1983) consists of 12 items describing wor- Scales (DASS-21; Lovibond & Lovibond, 1995)
rying thoughts about receiving negative evaluations from others. The DASS-21 is a 21-item, 4-point instrument measuring the
All of the items are rated on a 5-point scale (1 = not at all to severity of the core symptoms of depression, anxiety, and stress.
5 = extremely). Rodebaugh et al. (2004), Weeks et al. (2005), and The depression scale of DASS-21 (DASS-21-Dep) was used in the
Carleton, Collimore, McCabe, and Antony (2011) have suggested current study as an indicator for depression. The DASS-21-Dep
utilizing the eight straightforward BFNE items (BFNE-S) to calcu- consists of seven items emphasizing dysphoria, hopelessness, self-
late the total score for parsimony because BFNE-S demonstrated deprecation, lack of interest and involvement, and so forth. The
excellent reliability (all ˛s > .92), factorial validity, and construct responses range from 0 (did not apply to me at all) to 3 (applied
validity comparable to the BFNE. Consequently, the BFNE-S were to me very much or most of the time). Strong psychometric prop-
utilized in the present analyses and demonstrated excellent inter- erties have been reported for the DASS-21-Dep (˛ = 83–.88; Henry
nal consistency (˛ = .88). & Crawford, 2005; Norton, 2007). The internal consistency for the
DASS-21-Dep was very good in the current sample (˛ = .82).
2.2.3. The Fear of Positive Evaluation Scale (FPES; Weeks,
Heimberg, & Rodebaugh, 2008; Weeks, Heimberg, Rodebaugh, & 2.3. Analysis plans
Norton, 2008)
The FPES is a 10-item scale that ranges from 0 (not at all true) To address the first research question, hierarchical regression
to 9 (very true). Items 5 and 10 are designed to avoid acquiescence analyses were used to assess the incremental validity of specific fac-
response styles and are not utilized in the calculation of the FPES tors over more general traits. Because these factors are invariably
total score. The FPES has been shown to have acceptable internal correlated, Kotov et al. (2007) suggested that their independent
consistency (˛ = .80) and 5-week test-retest reliability (r = .70), and contributions can only be evaluated appropriately by partialling
adequate convergent validity. Cronbach’s alpha for the FPES items out the variances of correlated factors in the order from general to
was very good in the current sample (˛ = .82). unique.
W.-T. Wang et al. / Journal of Anxiety Disorders 26 (2012) 215–224 219

.29 .25

BDI-II DASS-21-
Dep.

.84 .87
NAo
.17 .91 .80 FNEo .35

.21 NA Dep. FNE


NAe .49 .15
FNEe .05
.89 .44 .97

.47
-.45
.85
.28
PAo .82
FPEo .32

PA SIA FPE
.39 -.37 .65
PAe .78
.83 FPEe .32
.82 .80

SIAS LSAS-SR
SI

.33 .36

Fig. 2. The completely standardized solution of the hypothesized structural model. All of the regression coefficients of the paths in the model reached significance at the
˛ = .05 level. NA: negative affect; PA: positive affect; SIA: social interaction anxiety; Dep: depression; FPE: fear of positive evaluation; FNE: fear of negative evaluation. The
subscripts “o” and “e” indicate that the observed variables are the sum of odd and even items, respectively.

Secondly, to evaluate the proposed hierarchical structural rela- expected, PANAS-P was negatively correlated with the FPES, the
tionships, we adopted a structural equation model (SEM) using BFNE-S, the SIAS, the LSAS-SR-SI, the BDI-II, and the DASS-21-Dep,
Lisrel 8.7 (Jöreskog & Sörbom, 2004). The models are illustrated in whereas PANAS-N was positively correlated with these measures.
Fig. 1. The model testing also provides further confirmation of the Most notably, the correlations of the FPES and BFNE-S scores
hypotheses of the general, specific, and unique factors. As noted with makers of SIA were larger than those with markers of
earlier, the SIAS and the LSAS-SR-SI are indicators of the latent depression. Furthermore, although indicators of SIA significantly
variable SIA, and the BDI-II and the DASS-21-Dep are markers of correlated with indicators of depression, these coefficients did not
depression. Because there should be at least two indicators for each exceed .30.
latent variable, the PANAS-P, the PANAS-N, the BFNE-S and the FPES
were even-odd halved (see Fig. 2). 3.2. Confirmatory factor analysis (CFA)

3. Results We conducted CFA in LISREL to ensure the construct of FPE was


separable from the construct of FNE. That is, we examine whether
3.1. Descriptive statistics and correlation analyses the two-factor model (the BFNE-S and FPES items loaded onto sep-
arate latent factors) fit the data better than the unitary factor model
Table 1 presents descriptive statistics and correlations among (all of the BFNE-S and FPES items load onto a single latent factor).
all of the study measures. The means and the standard deviations According to Hu and Bentler (1999), several indicators of model
for the FPES, the LSAS-SR-SI, and the BDI-II were similar to those fit were used to assess the congruence between the data and the
reported in other undergraduate samples in the literature. Of inter- hypothesized model. These include the Bentler–Bonett Normed Fit
est, participants had elevated score on the SIAS compared to the Index (NFI), the Non-Norm Fit Index (NNFI), the Comparative Fit
other undergraduate samples reported by Gilbert (2001), Kashdan Index (CFI), the Standardized Root-Mean-Square Residual (SRMR),
(2002), and Schofield, Coles, and Gibb (2009) and an elevated score and the Root-Mean-Square Error of Approximation (RMSEA).
on the BFNE-S compared to those reported by Weeks et al. (Weeks, According to Hu and Bentler’s (1999), criteria, the results
Heimberg, & Rodebaugh, 2008; Weeks Heimberg, Rodebaugh, & showed that the hypothesized two-factor model fit the data
Norton, 2008; Weeks et al., 2009). Moreover, the average score well (2 (103) = 460.76, 2 /df = 4.47; CFI = .95; NFI = .94; NNFI = .94;
for the SIAS was more than one standard deviation above those RMSEA = .078; SRMR = .063). Relative to the two-factor model,
reported by Mattick and Clarke (1998). It is worth noting that 45.4% the unitary factor model showed a significantly worse fit
of the participants had a SIAS score above the recommended cut- (2 (104) = 2622.30, 2 /df = 25.21; CFI = .78; NFI = .77; NNFI = .75;
off value of 34 or higher (Brown et al., 1997; Rodebaugh, Woods, RMSEA = .21; SRMR = .16). These results support the discriminant
Heimberg, Liebowitz, & Schneier, 2006), 48.1% had a BFNE-S score validity of FNE and FPE in the Taiwanese sample. The factor load-
above the cut-off value of 25 or higher (Carleton et al., 2011), and ings for the BFNE-S items ranged from .52 to .83, and those for the
28.1% of the participants had a BDI-II above the mild depression FPES items ranged from .51 to .81, except for item 7, which had weak
cut-off value of 14. but significant (.21, p < .001) factor loading on the FPES. Moreover,
All of the correlation coefficients were significant, except for the two fear of evaluation factors only showed low positive corre-
the correlation between PANAS-N and PANAS-P (r = −.08). This lation (r = .24, p < .001), indicating that they are quite independent
suggests that NA and PA are two independent dimensions. As from each other.
220 W.-T. Wang et al. / Journal of Anxiety Disorders 26 (2012) 215–224

Table 1
Descriptive statistics and correlations among study measures.

M (S.D.) Skewness Kurtosis 1 2 3 4 5 6 7

1. PANAS-N 21.84 (6.61) .34 −.29


2. PANAS-P 30.77 (5.69) −.26 .66 −.08
3. BFNE-S 24.19 (5.95) −.01 −.54 .34*** −.10*
4. FPES 26.61 (12.63) .08 −.57 .25*** −.23*** .25***
5. SIAS 32.54 (9.27) .12 −.32 .42*** −.30*** .45*** .48***
6. LSAS-SR-SI 13.19 (5.70) .29 .36 .31*** −.35*** .37*** .48*** .69***
7. DASS-21-Dep 3.54 (3.55) 1.25 1.37 .41*** −.38*** .30*** .25*** .23*** .27***
8. BDI-II 9.73 (7.84) 1.39 3.44 .43*** −.35*** .27*** .25*** .29*** .29*** .73***

Note: N = 566. PANAS-N: Positive and Negative Affect Schedule, negative affect subscale; PANAS-P: Positive and Negative Affect Schedule, positive affect subscale; BFNE-S:
The Brief Fear of Negative Evaluation Scale; FPES: The Fear of Positive Evaluation Scale; SIAS: The Social Interaction Anxiety Scale; LSAS-SR-SI: The Liebowitz Social Anxiety
Scale, self report format, social interaction subscale; DASS-21-Dep: The short-form version of the Depression Anxiety Stress Scales, depression subscale; BDI-II: The Beck
Depression Inventory, Second Edition.
*
p < .05.
***
p < .001

3.3. Hierarchical regression analyses fit to the data [2 (47) = 99.67, 2 /df = 2.12, less than 3, indicat-
ing very good model fit (Carmines & McLver, 1981)]. The NFI (.98),
The SIAS, the LSAS-SR-SI, the DASS-21-Dep, and the BDI-II were the NNFI (.98), the Goodness-Of-Fit Index (GFI = .97), the Adjusted
examined individually as dependant variables. The entering steps Goodness-Of-Fit Index (AGFI = .95), and the CFI (.99) were all above
of the independent variables were as follows: NA and PA were .90, whereas the SRMR (.043) and the RMSEA (.045) were both far
assessed first, the contributions of FNE were estimated next, and below .05 (Hu & Bentler, 1999; McDonald & Ho, 2002). The alterna-
FPE was examined last. The results are presented in Table 2. tive model resulted in a very close fit [2 (46) = 97.33, 2 /df = 2.12,
As can be seen in Table 2, PANAS-N and PANAS-P significantly NFI (.98), NNFI (.98), GFI (.97), AGFI (.95), CFI (.99), SRMR (.041),
predicted all of the dependent variables, accounting for 20.3–29.8% and RMSEA (.044)]. The difference between these two models [2
of the variance. Step 2 revealed that the BFNE-S had significant (1) = 2.34, p > .05] was not significant. For the principle of parsi-
effects associated with all of the symptom indicators. Specifically, mony, we retained the hypothesized model. Moreover, the sole
the amount of variance explained by the BFNE-S was larger for SIA additional path in the alternative model – depression to the FPES
(10.7% and 6.8%) than for depression (1.8% and 1.1%). The final step – was not significant (standardized path coefficient = .08, p > .05).
revealed that the FPES made an independent contribution to both Therefore, we concluded that the hypothesized model is more
indicators of SIA but not to those of depression. acceptable than the alternative model.
Consistent with our expectation, the results revealed that NA In addition, it is worth noting that, again, SIA showed a stronger
and PA are general factors. FNE was found to be a specific fac- association to FNE than depression (standardized path coeffi-
tor because it had a larger effect on SIA than on depression. FPE cient = .47 and .16, respectively).
emerged as a unique factor linked only to SIA.
4. Discussion
3.4. SEM analyses
The hierarchical model proposed in this study was confirmed
To address the hierarchical relationships and the role of FPE, with hierarchical regression and SEM analyses. First, in agreement
we tested two SEM models utilizing the maximum likelihood esti- with the findings of Brown et al. (1998), Hughes et al. (2006),
mation method. Fig. 2 presents the standardized solutions of the and Watson et al. (2005), our results revealed that NA and PA are
hypothesized model. The hypothetical model provided an excellent the higher-order general factors (i.e., shared features) of SIA and

Table 2
The results of the hierarchical regression analyses.

Dependant variable SIAS LSAS-SR-SI

Step 1 Step 2 Step 3 R2 Step 1 Step 2 Step 3 R2


ˇ ˇ ˇ ˇ ˇ ˇ

NA .36*** .24*** .18*** 20.3 .29*** .20*** .13*** 20.7


PA −.25*** −.23*** −.17*** −.33*** −.31*** −.24***
FNE .35*** .30*** 10.7 .28*** .22*** 6.8
FPE .30*** 8.0 .36*** 11.0

Dependant variable BDI-II DASS-21-Dep

Step 1 Step 2 Step 3 R2 Step 1 Step 2 Step 3 R2


ˇ ˇ ˇ ˇ ˇ ˇ

NA .41*** .36*** .35*** 27.8 .38*** .34*** .33*** 29.8


PA −.31*** −.30*** −.28*** −.36*** −.36*** −.35***
FNE .15*** .14*** 1.8 .11** .10** 1.1
FPE .06 .3 .05 .3

Note: PANAS-N: Positive and Negative Affect Schedule, negative affect subscale; PANAS-P: Positive and Negative Affect Schedule, positive affect subscale; BFNE-S: The Brief
Fear of Negative Evaluation Scale Straight-forward score; FPES: The Fear of Positive Evaluation Scale; SIAS: The Social Interaction Anxiety Scale; LSAS-SR-SI: The Liebowitz
Social Anxiety Scale, self report format, social interaction subscale; DASS-21-Dep: The short-form version of the Depression Anxiety Stress Scales, depression subscale; BDI-II:
The Beck Depression Inventory, Second Edition.
**
p < .01.
***
p < .001.
W.-T. Wang et al. / Journal of Anxiety Disorders 26 (2012) 215–224 221

depression. Second, consistent with the findings by Kotov et al. There are two theoretical perspectives that describe the under-
(2007), FNE accounted for a fair amount of variance in SIA mea- lying mechanisms for FPE, which have been raised by Gilbert (2001)
sures above that accounted for by NA and PA, indicating that FNE and Wallace and Alden (1995, 1997). Gilbert’s psycho-evolutionary
is a significant characteristic of SIA. Moreover, the fact that FNE model highlights the cognitive bias of “fear of doing well”. Accord-
accounted for a larger amount of variance in SIA than in depres- ing to Gilbert, individuals with social anxiety consider themselves
sion (in both hierarchical regressions and SEM path coefficients), disadvantaged, but believe that improving their social status will
a pattern also demonstrated by Weeks et al. (2005), validated the incite competition and conflicts with more dominant individu-
hypothesis that FNE is the specific factor in the hierarchical model. als, which will, in turn, lead to the loss of the benefits gained by
The results of the present study are in accordance with the notion being ordinary. Socially anxious individuals would rather main-
that FNE is the crucial feature of social anxiety (Clark & Wells, 1995; tain nonviolent social interactions and keep a low profile. Indeed,
Rapee & Heimberg, 1997), and FNE is more important in SIA than Weeks, Heimberg, Rodebaugh, and Norton (2008) found a mod-
in depression. As suggested by cognitive-behavioral models (Clark erate correlation between FPE and the scores on the Submissive
& Wells, 1995; Rapee & Heimberg, 1997), socially anxious individ- Behavior Scales, which are an indication of keeping oneself in com-
uals have a negative self-image and mainly allocate their attention pliance with group rules and avoiding conflicts with people high
resources to external threats that result from their biased men- on the social hierarchy. Similarly, Naragon-Gainey et al. (2009)
tal representation. Therefore, they view others critically and focus have presented evidence that social anxiety is significantly neg-
on any indicator of negative evaluation in a social environment. atively related to ascendance, an indicator of exhibitionism and
Collectively, the comorbidity between SIA and depression may be dominance. Furthermore, while social anxiety had a remarkable
accounted for by NA and PA and partly by FNE. association with ascendance, depression did not. These findings
Finally, the major contribution of the current study is the discov- echo our assertion that FPE is unique to SIA. Collectively, find-
ery that FPE is significantly associated with SIA, but not depression; ings from Weeks and Naragon-Gainey and their colleagues have
this verifies its role as a unique predictor of SIA. Past research paralleled the view of Gilbert that individuals with social anxi-
has tested the relationship between SIA or depression and FPE ety perceive that positive evaluation would lead to threatening
using correlation (or partial correlation) analyses (Fergus et al., outcome of conflicts, which would afflict them by losing benefits,
2009; Weeks, Heimberg, & Rodebaugh, 2008; Weeks Heimberg, which may lead to social exclusion. Secondly, Wallace and Alden
Rodebaugh, & Norton, 2008), and the findings merely and conser- have proposed an explanation similar to the above-mentioned
vatively concluded that FPE was less related to depression than to etiology, albeit somewhat different: socially anxious individuals
SIA (Weeks et al., 2010). This raised the question of whether FPE is regard the price of success as being scrutinized more critically and
unique to SIA. The multivariate analyses (hierarchical regressions others having higher expectations of them. While they consider
and SEM) adopted in the current study are improvements over their success as contingent and their typical performance of not
correlation analysis with respect to controlling for more general being praiseworthy, they dread higher expectations and failure.
factors in the model, specifying the contribution of FPE. Therefore, With respect to depressed people, a nonsignificant relation-
we are more confidently able to argue that FPE plays a unique role ship between FPE and depression has suggested that depressed
in SIA. individuals do not show FPE. Consistent with the interpersonal
With respect to the discriminant validity of FNE and FPE, the point of view, their constant demands for reassurance of their self-
results of the CFA in the present study corroborate the argument worth might not lead to FPE. Moreover, this difference is in line
and the findings of Weeks, Heimberg, and Rodebaugh (2008) and with the perspective that social anxiety and depression are dis-
Fergus et al. (2009) suggesting that FPE is a characteristic dis- tinct emotional distress that results from BIS and BAS, respectively.
tinct from FNE. This distinction is also supported by the underlying The inability of depressed individuals to pursue desired rewards
mechanisms argued in the literature. While FNE is related to biased should not result in the refusal of positive feedback. Also in line with
mental representation and attentional allocation, FPE underscores Beck’s cognitive-content specificity model, anxiety and depression
their discomfort in response to positive social feedback, leading to can be discriminated in terms of unique cognitive content (Beck,
minimization of positive social experience (Weeks et al., 2010). It 1976; Beck & Emery, 1985); therefore, we can speculate that dis-
should be noted that the results of the CFA showed that FNE and qualifying the positive is specific to social anxiety. While anxious
FPE are only mildly correlated (r = .24), whereas the results from the individuals allocate extensive attention to future threats, depressed
aforementioned studies showed moderate correlations (r = .59 and people are more focused on self-depreciation. It therefore makes
.74, respectively). This implies that the constructs of FNE and FPE sense that the attentional bias for threatening information directly
could be more independent among the Taiwanese. Because the Chi- and strongly links FNE and FPE to social anxiety. On the contrary,
nese culture emphasizes humility, this value might permeate the depressed people are characterized by biases for self-referential
environment of social interaction. Therefore, FPE not only served negative information (Mineka et al., 1998). Negative evaluation by
as part of the fears of evaluation, but also represented a concept others might verify their biased schema of personal failure, thereby,
of manner, making it more separable from FNE. Nonetheless, this to a lesser degree, linking depression to FNE. However, FPE is not
explanation needs more empirical support from future studies. related to depressive self-depreciation. Collectively, findings on the
The present findings especially highlight the importance of FPE specific role of FNE and the unique role of FPE echo the conceptu-
as a unique factor in SIA, which has implications for the theoretical alization of the psychopathology of social anxiety and depression
conceptualization of SIA. This argument is endorsed by the find- in Beck’s theory, the interpersonal model, and the BIS/BAS model.
ings of Weeks (2010) demonstrating that positive minimizing is In contrast, an alternative perspective involving the goals of the
a core feature of social anxiety. Several lines of theoretical per- defense system has been proposed by Trower and Gilbert (1989).
spectives echo this quality in SIA. Disqualifying the positive (Beck, They have suggested that social anxiety and depression are states
1976) is a cognitive bias that emphasizes that socially anxious on a continuous dimension, in which depression is an end state of
individuals tend to attribute their success to external factors and despair at failure of avoidance (anxious state). Based on this per-
disqualify their own self-worth. Alden et al. (2008) have claimed spective, socially anxious individuals adopt submissive strategies
that socially anxious individuals are prone to negatively interpret- to avoid harm or rejection. If unsuccessful, they will escape from
ing positive social events as threatening. In accordance with these or avoid perceived threats. When all of these strategies are unsuc-
studies, findings by Kashdan (2007) also underscore the diminished cessful, depression is experienced by socially anxious individuals
and impaired positive psychological experiences in SIA. (Weeks et al., 2009). According to the current findings, FPE can
222 W.-T. Wang et al. / Journal of Anxiety Disorders 26 (2012) 215–224

differentiate SIA from depression. However, Trower and Gilbert’s the participants reached the cut-off scores. Therefore, our sample
model implies that SIA utilizes strategies that involve FNE- and FPE- might share similar characteristics with respect to the SIAS and
related cognition in the beginning stage, and if these strategies fail, the BFNE-S. Although our results provide strong support for all
they experience depressive mood in a later stage. Future research of these hypotheses, replicating the hierarchical model of SIA and
is required to clarify whether social anxiety and depression are two depression in clinical samples is required. Third, the proposed hier-
distinct categorizations or different stages on the same continuum. archical model primarily focuses on the roles of FNE and FPE but
Because FPE is the unique contributor to SIA, this implies a does not attempt to elaborate all of the related correlates concern-
role for FPE in psychological interventions. Two major cognitive- ing SIA and depression. Thus, the current model may have ignored
behavioral models (Clark & Wells, 1995; Rapee & Heimberg, 1997) several related correlates, such as blushing propensity, rejection
have underscored the importance of excessive worry over negative sensitivity, and rewards of social attention. We speculate that these
evaluation and its detrimental consequences. Our findings, how- constructs may be related to the concept of fears of evaluation, and
ever, indicated that the significance of FPE might be greater than their relationships warrant further studies. In addition, the rela-
that of FNE, as the results of the SEM analysis revealed that the tion between PA and SIA in the current model might be simplistic.
standardized path coefficient from SIA to FPE was .65, while that Research has shown that this association is not straightforward and
from SIA to FNE was only .47. This implies that, for assessment that affect regulatory strategies serve as moderators (Kashdan &
and treatment, focusing on the negative impact of FNE on individ- Breen, 2008; Kashdan & Steger, 2006). Again, future studies that
uals with social anxiety would be unsatisfactory. Merely providing aim to clarify the structural model of SIA and depression should take
positive social feedback or social experiences (e.g., interactions this delicate association into consideration. Fourth, the present data
with friendly individuals) does not diminish their social anxiety were obtained exclusively from self-report measures, which may
because they typically feel uncomfortable toward compliments and be suspect due to shared method effects. It is noteworthy that the
consider them inaccurate, which foreshadow their future failure findings have been paralleled by results obtained from interviews
(Weeks, Heimberg, & Rodebaugh, 2008). Taken together, socially for DSM diagnoses (e.g., Brown et al., 1998). However, examina-
anxious individuals do not absorb positive information into their tion of the generalizability using multiple forms and modalities of
existing schema, and even worse, this feedback causes remarkable measurements is required. Last, because the current study mainly
distress. This has been an obstacle in psychotherapy (Heimberg & focused on the unique feature of SIA, the unique factor for depres-
Becker, 2002). According to the self-verification theory (Giesler, sion remains an issue for future exploration.
Josephs, & Swann, 1996), people desire and look for evaluative
feedback that they believe to be accurate because this enhances 5. Conclusions
their senses of predictability and controllability. It is possible
that socially anxious individuals are not confident in their social Despite these limitations, our findings are encouraging in that
skills, and as a result, positive feedback is inconsistent with their they are among the first to address the unique role of FPE in SIA
self-concept and produces discomfort. To reduce this discomfort, relative to depression and to examine their hierarchical relation-
individuals doubt of the accuracy of the information because they ships. We developed a hierarchical model of SIA and depression
expected negative feedback. Future work will hopefully clarify this based not only on the specificity/generality of the correlated fea-
cognitive-interpersonal mechanism. tures but also on their hierarchical relationships. The results from
Gilboa-Schechtman, Franklin, and Foa (2000), Wallace and the hierarchical regression and SEM analyses support our hypoth-
Alden (1997), and Weeks, Heimberg, and Rodebaugh (2008) esized hierarchical model. These structural relationships provide
have suggested efficiently incorporating FPE-related elements further evidence with respect to the underlying etiology of these
in the contemporary cognitive-behavioral therapy of social disorders and should facilitate the development of interventions
anxiety. Examples include cognitive reconstructions of FPE- for social anxiety.
related automatic thinking and exposure therapy directed at
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