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disorders (Brown & Barlow, 1992), at times higher order trait variable that is associated
making distinctions between them difficult. with negative emotional states (Keogh &
Perhaps, then, there is a more parsimonious Reidy, 2000). As a trait, NA is considered a
structure to psychological disorders (e.g., broad predisposition to experience negative
Caspi et al., 2014). Caspi et al. (2014) created emotions such as anxiety, fear, and sadness
a hierarchical model of disorders linking (Watson et al., 1988). Clark and Watson
symptoms to an underlying psychopathology (1991) viewed NA as an etiological factor
factor ( p). Notably, their model identified a partially explaining the overlap of anxiety and
sub-factor of p, which they called internalizing DEP.
disorders (DEP, generalized anxiety, fears/ Common factors, such as NA, explain only
phobias, and OCD1), supporting a clustering a portion of the overlap between anxiety and
approach. This organization structure is well DEP (Simms, Grös, Watson, & O’Hara,
supported by previous research, as a number 2008). Barlow (2004) triple vulnerability
of models have provided justification for the model of emotional disorders specifies the
grouping of anxiety and unipolar DEP importance of general genetic, general psycho-
together (e.g., Brown, Chorpita, & Barlow, logical (e.g., NA), and disorder-specific, or
1998; Krueger, 1999; Krueger, Caspi, Moffitt, semi-specific (Taylor, 1998), factors in the
& Silva, 1998; Krueger & Finger, 2001; Slade development of psychopathology. Models
& Watson, 2006; Vollebergh et al., 2001; explaining the comorbidity of different con-
Watson, 2005; Watson, O’Hara, & Stuart, ditions and demonstrating links to common
2008; Wright et al., 2013). factors (e.g., NA) often fail to account for the
Given the overlap among the disorders, it is heterogeneity that occurs within emotional
not surprising that cognitive behavioral disorders. Furthermore, NA is differentially
therapies (CBTs) are effective for each of related to specific diagnostic subgroups of
the anxiety disorders as well as DEP emotional disorders (Kotov et al., 2010).
(Cuijpers et al., 2013; Norton & Price, 2007; There is a need to investigate factors that
Olatunji, Cisler, & Deacon, 2010). Indeed, mediate the relationship between NA and the
the therapeutic ingredients (e.g., cognitive specific manifestations of emotional disorders
restructuring and exposure) of these diag- (e.g., Taylor, 1998), as well as to evaluate the
nosis-specific CBT protocols tend to be quite relative contributions of general (NA) and
similar (Barlow & Lehman, 1996). In line disorder-specific factors for the emotional
with this idea, a number of transdiagnostic disorders (e.g., Watson, Clark, & Stasik,
treatments have been implemented across 2011).
emotional disorders, with promising results In addition to higher order factors that link
(for review, see Reinholt & Krogh, 2014). various conditions together, such as NA,
Encouragingly, initial evidence suggests that additional factors that explain the divergence
transdiagnostic treatments may be able to and phenotypic differences of the disorders are
better ameliorate comorbid anxiety and DEP important in understanding the complexity of
symptoms (Norton et al., 2013), relative to psychopathology. Previous models of
diagnosis-specific treatments, perhaps by emotional disorders have investigated the
targeting of underlying common features of relationships of two such specific factors:
emotional disorders, such as negative affec- anxiety sensitivity (AS) and intolerance of
tivity (NA; Barlow et al., 2004). uncertainty (IoU) in addition to NA (Norton
By identifying and treating common factors, & Mehta, 2007; Norton, Sexton, Walker, &
it may be possible to treat a range of Norton, 2005; Sexton, Norton, Walker, &
difficulties, rather than specific symptom Norton, 2003). While meta-analytic evidence
clusters (e.g., McManus, Shafran, & Cooper, suggests that cognitive vulnerabilities such as
2010). AS and IoU share a common etiology and
A wide body of work has supported the operate transdiagnostically, heterogeneity in
view that NA is a common factor linking the the effect sizes between AS and IoU was
emotional disorders (e.g., Brown et al., 1998; present (Hong & Cheung, 2014), suggesting
Clark & Watson, 1991; Kotov, Gamez, that this pair of vulnerabilities could
Schmidt, & Watson, 2010; Watson, Clark, & help differentiate sub-factors of emotional
Carey, 1988). NA has been conceptualized as a disorders.
VOL 44, NO 5, 2015 Beyond Negative Affectivity 391
PANAS-NA NA
ASI-SOM
IUS-NEG
AS IoU
ASI-COG
IUS-UNF
ASI-PUB
PDSS ADIS-PHYS SPDQ ADIS-FEAR GADQ ADIS-GADS YBOCS PI-WSUR BDI-II ADIS-DYSS
ADIS-
ADIS-FREQ
WDOM
specific phobia, 3.1% DEP, 1.4% PTSD, (1) “uncertainty has negative behavioral and
0.8% adjustment disorder with anxiety, 0.5% self-referent implications” (IUS-NEG;
health anxiety, 0.5% bipolar I/II, 0.2% a ¼ .93) and (2) “uncertainty is unfair and
excoriation, 0.2% insomnia disorder (with spoils everything” (IUS-UNF; a ¼ .91).
non-sleep disorder comorbidity), and 0.2% Because of its strong psychometric properties
substance-induced anxiety disorder. There (Sexton & Dugas, 2009) the two subscales of
was considerable comorbidity in the sample, IUS were used as indicators of IoU.
with 61.8% meeting criteria for at least one Panic Disorder Severity Scale—self report
comorbid diagnosis. Across all comorbid (PDSS). The PDSS (Houck, Spiegel, Shear,
diagnoses: 34.3% were DEP, 21.2% GAD, & Rucci, 2002) consists of seven items
15.4% SOC, 8.3% PDA, 6.7% specific assessing severity of panic disorder and
phobia, 4.2% OCD, 4.1% substance/alcohol agoraphobia, each rated on a 0 –4 Likert
use disorder, 2.3% PTSD, 1.7% health scale. The PDSS (a ¼ .89) demonstrates
anxiety, 1.6% bipolar I/II, 0.9% unspecified strong psychometric properties, comparable
anxiety disorder, 0.6% adjustment disorder to the clinician-rated PDSS (Houck et al.,
with anxiety, 0.3% excoriation, and 0.3% 2002) and was used as an indicator of PDA.
trichotillomania. Participants filled out a Beck Anxiety Inventory (BAI). The BAI
battery of self-report questionnaires. (Beck, Epstein, Brown, & Steer, 1988) is a
21-item measure designed to measure anxiety
Measures severity. Respondents rate how much they
Positive Affect Negative Affect Schedule have been bothered by each anxiety-provok-
(PANAS). The PANAS (Watson, Clark, & ing symptom over the past week on four-point
Tellegen, 1988) is a 20-item self-report scales. The BAI has shown excellent reliability
measure with 10-item subscales for positive (Beck et al., 1988). While widely considered a
affect (PA) and NA. respectively. It was general or non-specific anxiety measure, the
written so that PA and NA would be BAI has exhibited stronger links to PDA, with
orthogonal. The psychometric properties of items cross-loading nearly perfectly with other
the PANAS have been demonstrated to be panic-specific measures (Norton, 2006); there-
acceptable in samples of anxiety and DEP fore, the BAI (a ¼ .93) was used as an
(Watson et al., 1988). For this study, trait indicator of PDA.
rather than state instructions for the PANAS- Brief Fear of Negative Evaluation Scale
NA (a ¼ .82) were used to indicate the NA (BFNE). The BFNE (Leary, 1983) is a 12-
construct. item measure of fear of negative evaluation,
Anxiety Sensitivity Index (ASI). The ASI which some call the most prominent charac-
(Peterson & Reiss, 1992) is a self-report teristic of social anxiety. Respondents rate the
measure designed to assess AS. The ASI has extent to which each of the items applies to
demonstrated good psychometric properties them on a five-point Likert scale. The BFNE
in samples of anxiety and DEP (Peterson & has shown strong reliability and validity in
Reiss, 1992). The ASI consists of 16 items both clinical and non-clinical samples (Leary,
answered on a five-point scale. These items 1983; Weeks et al., 2005). The BFNE (a ¼ .93)
make up three sub-scales of the ASI that were was used as an indicator of SOC.
used as indicators of the AS construct: somatic Social Phobia Diagnostic Questionnaire
concerns (ASI-SOM; a ¼ .87), cognitive con- (SPDQ). The SPDQ (Newman, Kachin,
cerns (ASI-COG; a ¼ .82), and public con- Zuellig, Constantino, & Cashman-McGrath,
cerns (ASI-PUB a ¼ .59). 2003) was developed to measure social phobia
Intolerance of Uncertainty Scale (IUS). The based on DSM-IV criteria with items match-
IUS (Freeston, Rhéaume, Letarte, Dugas, & ing the style of ADIS-IV. The SPDQ has
Ladouceur, 1994) consists of 27 self-report strong psychometric properties and correlates
items and was developed in order to measure strongly with other measures of social anxiety
emotional, cognitive, and behavioral (Newman et al., 2003). The SPDQ (a ¼ .95)
responses to various situations/scenarios of was used as an indicator of SOC.
uncertainty. Items are rated on a five-point Generalized Anxiety Disorder Questionnaire-
Likert scale. The IUS can be split into two IV (GADQ). The GADQ (Newman et al.,
subscales (Sexton & Dugas, 2009): beliefs that 2002) is a nine-item questionnaire used to
394 Paulus, Talkovsky, Heggeness and Norton COGNITIVE BEHAVIOUR THERAPY
measure GAD based on the diagnostic criteria BDI-II (a ¼ .91) was used as an indicator of
set by the DSM-IV. The GAD-Q-IV demon- DEP.
strates good convergent and discriminant ADIS. In addition to diagnoses and severity,
validity and successfully differentiates additional information from the ADIS
between individuals who meet criteria for (Brown et al., 1994) was gathered and used
GAD from individuals with individuals meet- for various indicators of the latent con-
ing criteria for other diagnoses (Newman structs. Within this research group, inter-
et al., 2002). The GADQ (a ¼ .80) was used as rater diagnostic agreement has been found to
an indicator of GAD. be high, with 86% agreement (k ¼ .759,
Penn State Worry Questionnaire (PSWQ). p , .001; Chamberlain & Norton, 2013)3.
The PSWQ (Meyer, Miller, Metzger, & The average of panic attack symptom
Borkovec, 1990) is a 16-item instrument severity (ADIS-PHYS; a ¼ .84) was used as
used to measure worry—a key feature of an indicator of PDA. The average of fear
GAD. Respondents answer items using a ratings severity in social situations (ADIS-
five-point scale. The PSWQ demonstrates FEAR; a ¼ .87) was used as an indicator of
excellent convergent and discriminant val- SOC. Two indicators of GAD were obtained
idity when correlated with other measures from the ADIS: the average of the exces-
anxiety and mood disorders, and has been siveness ratings for the GAD worry domains
shown to identify and distinguish individ- (ADIS-WDOM; a ¼ .78) and the average
uals with GAD from anxiety disorders GAD physiological symptom severity
and from non-anxious controls (Brown, (ADIS-GADS; a ¼ .74). For OCD, the
Antony, & Barlow, 1992). The PSWQ average of the persistence/distress of
(a ¼ .90) was used as an indicator of thoughts ratings (ADIS-PERS; a ¼ .64)
GAD. and the average of the frequency of compul-
Yale – Brown Obsessive Compulsive Scale— sions (ADIS-FREQ; a ¼ .61) were used as
self-report (YBOCS). The YBOCS indicators. Finally, for DEP, the average
(Goodman et al., 1989) is an extensively severity of major depressive episode symp-
used measure of OCD symptom severity. toms (ADIS-MDES; a ¼ .71) and the aver-
The YBOCS has shown excellent reliability age severity of dysthymic disorder symptoms
and validity when formatted as both an (ADIS-DYSS; a ¼ .77) were used as
observer and self-reported measure (Ste- indicators.
ketee, Frost, & Bogart, 1996). The YBOCS
(a ¼ .91) was used as an indicator of
OCD. Procedures
Washington State University Revision of the The university institutional review board
Padua Inventory (PI-WSUR). The PI-WSUR approved all procedures. Individuals were
(Burns, Keortge, Formea, & Sternberger, screened via phone and provided verbal
1996) is a 39-item questionnaire used to screen consent to be mailed a packet of question-
for OCD. Each item in the PI-WSUR is rated naires. Participants then came into the clinic
on a five-point scale based on the level of and provided written consent for an assess-
disturbance caused by the thought or action. ment (ADIS) and offered psychological
It has demonstrated satisfactory reliability services or appropriate referrals during a
and validity (Burns et al., 1996). The PI- feedback session. All participants were admi-
WSUR (a ¼ .94) was used as an indicator of nistered each questionnaire, regardless of their
OCD. diagnoses, which allowed continuous data
Beck Depression Inventory-II (BDI-II). The collection, and accounted for the range of
BDI-II (Beck, Steer, & Brown, 1996) is a comorbid symptoms, rather than focusing on
widely used measure of depressive symptoms primary diagnoses and risk losing valuable
based on the criteria found in the DSM-IV for information (Norton & Chase, 2015). Given
depressive disorders. The BDI-II consists of 21 the diagnostic heterogeneity of the sample,
items with four options to indicate severity. there are data both at and below the
The BDI-II has exhibited excellent reliability diagnostic threshold for each observed
and validity when used in both clinical and measure, which provides meaningful infor-
non-clinical samples (Beck et al., 1996). The mation (Kessler et al., 2003).
VOL 44, NO 5, 2015 Beyond Negative Affectivity 395
.935
PANAS-NA NA
1.0
.613 .620
.367
.566
.171
ASI-SOM
.659 IUS-NEG
.910
.136 .225 .342 .197 .531
.359
.800 AS IoU .279
.849
ASI-COG
.489 IUS-UNF
.761 .625
Paulus, Talkovsky, Heggeness and Norton
.616
ASI-PUB
0.741 0.685 0.954 0.815 0.773 0.721 0.725 0.933 0.905 0.719
0.848 0.741 0.592
0.728 0.563
PDSS ADIS-PHYS SPDQ ADIS-FEAR GADQ ADIS-GADS YBOCS PI-WSUR BDI-II ADIS-DYSS
0.669 0.602
0.452 0.530 0.090 0.335 0.403 0.480 0.475 0.130 0.180 0.483
BAI BFNE PSWQ ADIS-PERS ADIS-MDES
the factor loading was constrained such that in percentage of variance explained for all five
the estimated R 2 was equal to the reliability latent variables (all p’s , .0001; see Table 4).
of the measure (0.875; Leue & Lange, 2011). Thus, while both models fit the data well,
Accounting for NA influence, AS and IoU adding in specific links of AS and IoU between
were significantly related (r ¼ .367, p , .001). NA and the latent disorder constructs
Consistent with Norton and Mehta (2007), explained a significantly larger proportion of
NA was strongly associated with both mid- each construct, demonstrating the value of
level factors, AS and IoU, as well as each of both general and specific factors.
the latent constructs: PDA, SOC, GAD,
OCD, and DEP (Table 3). Furthermore, Direct and indirect effects of the
controlling for NA, AS had an effect on
PDA and IoU had effects on SOC, GAD,
hierarchical model
Table 5 presents the results for the mediational
OCD, and DEP. Percentage of variance
hypotheses of AS and IoU. NA accounted for
explained (R 2) for the latent constructs ranged
38.40% of the variance in IoU and 37.6% of
from 0.287 to 0.729, all p’s , .001.
the variance in AS.
PDA. A 67.6% of the variability in PDA was
Alternative hierarchical model with explained by the effects of NA and AS. NA
AS-SOC had a weak direct affect (0.14), accounting for
A second hierarchical model was run includ- only 1.8% of the variance directly. AS was a
ing direct and indirect links from AS to SOC. strong direct predictor and mediator, uniquely
Model fit was nearly identical: contributing 33.4% directly (0.73) and an
RMSEA ¼ .065, CFI ¼ .919, SRMR ¼ .06. additional 32.3% via mediation of NA (0.45).
AS accounted for less than 1% of the variance SOC. NA and IoU explained 32.3% of the
either as both a direct predictor (2 0.01; variability in SOC via direct and indirect
p ¼ .856) and a mediator (2 0.01; p ¼ .856) effects. NA (0.23) contributed 5.1% directly.
and the more parsimonious hierarchical model IoU contributed an additional 17.3% as a
is described in more detail henceforth. mediator (0.25) and an additional 9.9% of
unique variance (0.40).
Simplified model GAD. A 65.8% of GAD variance was
The simplified higher order only model fits the explained, with NA (0.34) accounting for
data well (SRMR ¼ .04; RMSEA ¼ .046; 11.7% directly and (0.34) 35.3% via IoU
CFI ¼ .976), as expected. The percentage of mediation. IoU contributed an additional
variance explained for the latent constructs 18.8% (0.55) as a direct and unique predictor.
ranged from .153 to .598, all p’s , .001. OCD. NA (0.20) was a weak direct predictor
Consistent with our hypothesis, comparing of OCD, explaining only 3.9% of the variance.
the R 2 for PDA, SOC, GAD, OCD, and A 15.5% (0.24) was explained by the
DEP between the hierarchical and the
simplified model yielded significant decreases
Table 4. Percentage of variance explained in latent
constructs for both models
Table 3. Unstandardized regression coefficients
R2
Variable AS IoU NA
Variable Hierarchical Model NA-only model
PDA 0.744* .103*
SOC .202* .222* PDA 0.676* 0.307
GAD .274* .332* SOC 0.323* 0.219
OCD .534* .527* GAD 0.658* 0.455
DEP .336* .838* OCD 0.287* 0.153
AS .459* DEP 0.729* 0.598
IoU 1.211* Note. R2, proportion of variance explained for each
Note. AS, anxiety sensitivity; IoU, intolerance of latent construct; PDA, Panic Disorder/Agoraphobia;
uncertainty; NA, negative affectivity; PDA, panic SOC, Social Anxiety Disorder; GAD, Generalized
disorder/agoraphobia; SOC, social anxiety disorder; Anxiety Disorder; OCD, Obsessive-Compulsive
GAD, generalized anxiety disorder; OCD, obsessive- Disorder; DEP, Depression.
compulsive disorder; DEP, depression. *p , 0.0001.
VOL 44, NO 5, 2015 Beyond Negative Affectivity 399
NA
mediation of IoU with an additional 9.4% variability in its impact, with stronger links
(0.39) coming directly from IoU. Overall, to DEP and GAD, consistent with past
28.7% of OCD variance was explained by the research (e.g., Kotov et al., 2010). Further-
model. more, the NA relationship can be mediated by
DEP. More than 70% of the variance in DEP other important factors, such as AS and IoU,
was accounted for. NA (0.53) was a much with the amount of variance directly and
stronger predictor of DEP accounting for uniquely accounted for by NA being quite
28.2% of the variance directly and 34.1% small in some cases (5% or less for SOC,
indirectly through IoU (0.26). IoU (0.42) OCD, and PDA), showing the importance of
uniquely contributed an additional 10.6% AS and IoU as explanatory variables, possibly
directly. differentiating emotional disorders (e.g.,
Hong & Cheung, 2014).
Thus, in this study, AS could be serving as a
Discussion proxy for fear-based emotional disorders
This study aimed to test a theoretically derived (PDA, specific phobia) with IoU being more
model on a large clinical sample using representative of anxious-distress emotional
appropriate statistical techniques and to disorders (GAD, DEP, PTSD). Indeed, many
demonstrate superior validity, with regard to have proposed restructuring of emotional
the percentage of variance explained in latent disorders with sub-factors of anxious-misery
variables, over a simplified higher order and fear, (e.g., Krueger, 1999; Krueger &
factor-only model. While both the hierarchical Markon, 2006; Prenoveau et al., 2010; Slade &
and NA-only model fit the data, a significant Watson, 2006; Watson, 2005; Watson et al.,
amount of information was lost when remov- 2008; Wright et al., 2013), at times with OCD
ing the mid-level factors of AS and IoU. While loading on a separate factor of emotional
NA has long been considered a factor linking disorders all together (Wright et al., 2013),
emotional disorders together, this study high- leaving the relationship between OCD and
lights the importance of more complex other emotional disorders unclear (Watson
models. NA was strongly related to each et al., 2008). The results of this study support
disorder, though there was considerable the inclusion of OCD as an emotional disorder
400 Paulus, Talkovsky, Heggeness and Norton COGNITIVE BEHAVIOUR THERAPY
(e.g., Rosellini & Brown, 2014) are being as well as other more specific risk factors,
developed following hybrid dimensional-cat- may allow for a more thorough under-
egorical models (Brown & Barlow, 2009) that standing of both the comorbidity and
go beyond traditional disorder-specific heterogeneity seen in these disorders.
assessment.
While the current model fits the data well,
there are still improvements that can be made,
Limitations
particularly for SOC and OCD where NA and While the hierarchical model fits the data well
IoU only explained approximately 30% of the and was developed by replication and exten-
variance in the two latent constructs. Future sion of previous models conducted by this
work should advance upon the current model research team (Norton & Mehta, 2007;
by testing other relevant mediators. For SOC, Norton et al., 2005; Sexton et al., 2003),
mediators such as estimated social cost, future work is needed from other research
perceived self-efficacy, and emotional control groups to provide converging evidence for the
have all been identified (Hofmann, 2000) and results. In addition, there is a high rate of
could be included. In addition, thought action comorbidity in the sample. While this is
fusion is a cognitive bias highly associated typical of most clinical samples (e.g., Nemer-
with OCD and other emotional disorders off, 2002) and speaks of the representativeness
(Brown & Naragon-Gainey, 2013), making it of the sample, future work should compare
a key variable to be considered. samples of patients with one disorder with
Of note, the current results were obtained those experiencing comorbidity to rule out the
using the IUS, which has been said to use a possibility of differences in cognitive vulner-
“GAD definition” of IoU (for review, see abilities (AS and IoU) between the two groups
Gentes & Ruscio, 2011). The IUS, though, (e.g., McTeague & Lang, 2012). For example,
mapped onto GAD and OCD, as well as SOC it might not be known whether responses on
and DEP. However, the use of the IUS could AS or IoU measures were influenced by
partially explain why a relatively lower primary or comorbid diagnosis symptoms. In
percentage of OCD variance was accounted addition, the sample contained a majority of
for in the model. Future work could aim to primary anxiety patients. While DEP comor-
replicate the current model using multiple bidity was high, it will be important to
indicators of the IoU concept, including the replicate models on samples balanced in
IoU domain of the Obsessional Beliefs terms of primary (and comorbid) anxiety and
Questionnaire ( Obsessive Compulsive Cogni- DEP.
tions Working Group, 2003). Regarding measurement, this study
This study, though, follows a body of improves upon past models by including
literature demonstrating the underlying simi- clinician-rated information from the ADIS as
larities of the emotional disorders via their well as self-report data, but is still limited by
link to NA. Moreover, the importance of the lack of more objective indices (e.g., startle
other transdiagnostic features (e.g., AS and reflex, attention bias/control indices, and so
IoU) has been exhibited, potentially serving on.) Furthermore, the dataset is archival and
as cross-cutting features indicating some is limited by measures available at the start of
degree of heterogeneity (e.g., Hong & the parent clinical trial. For example, this
Cheung, 2014). By incorporating such cross- study relies on the ASI to estimate the AS
cutting risk factors, a significantly larger construct, whereas updated measures (e.g.,
proportion of variability in the latent ASI-3) have been shown to be superior tools
disorder constructs was explained relative to and should be considered for future extension
a NA-only model. These mid-level risk models.
factors provide a significant amount of
unique information (over and above that
accounted for by NA). Results are in line with Acknowledgement
past research (e.g., Caspi et al., 2014) that We thank Fanny Kuang for help with data
hierarchical conceptualizations of emotional entry.
disorders may be superior to one-factor Disclosure statement: The authors have
models. Accounting for higher order factors, declared that no conflict of interest exists.
402 Paulus, Talkovsky, Heggeness and Norton COGNITIVE BEHAVIOUR THERAPY
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