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Cognitive Behaviour Therapy, 2015

Vol. 44, No. 5, 389–405, http://dx.doi.org/10.1080/16506073.2015.1017529

Beyond Negative Affectivity: A Hierarchical Model


of Global and Transdiagnostic Vulnerabilities
for Emotional Disorders

Daniel J. Paulus1, Alexander M. Talkovsky1, Luke F. Heggeness1


and Peter J. Norton2
1
University of Houston, Houston, TX, USA; 2School of Psychological Sciences, Monash
University, Melbourne, Australia
Abstract. Background: Negative affectivity (NA) has been linked to anxiety and depression (DEP).
Identifying the common factors between anxiety and DEP is important when explaining their
overlap and comorbidity. However, general factors such as NA tend to have differential relationships
with different disorders, suggesting the need to identify mediators in order to explicate these
relationships. Methods: The current study tests a theoretically and empirically derived hierarchical
model of emotional disorders including both a general factor (NA) and transdiagnostic risk factors
[anxiety sensitivity (AS) and intolerance of uncertainty (IoU)] using structural equation modeling. AS
was tested as a mid-level factor between NA and panic disorder/agoraphobia, while IoU was tested as
a mid-level factor between NA and social phobia, generalized anxiety disorder, obsessive-compulsive
disorder, and DEP. Data from 642 clinical outpatients with a heterogeneous presentation of
emotional disorders were available for analysis. Results: The hierarchical model fits the data
adequately. Moreover, while a simplified model removing AS and IoU fits the data well, it resulted in
a significant loss of information for all latent disorder constructs. Limitations: Data were unavailable
to estimate post-traumatic stress disorder or specific phobias. Future work will need to extend to
other emotional disorders. Conclusions: This study demonstrates the importance of both general
factors that link disorders together and semi-specific transdiagnostic factors partially explaining their
heterogeneity. Including these mid-level factors in hierarchical models of psychopathology can
help account for additional variance and help to clarify the relationship between disorder constructs
and NA. Key words: anxiety; depression; negative affectivity; anxiety sensitivity; intolerance of
uncertainty; transdiagnostic.

Received 13 November 2014; Accepted 6 February 2015

Correspondence address: Daniel J. Paulus, MA, Department of Psychology, University of Houston,


Houston, TX 77024, USA. Tel: 713-743-8056. Fax: 713-743-8588. Email: djpaulus@uh.edu

Introduction of depressive disorders, and bipolar and


related disorders. Despite these refinements
The trend in psychological nosology has been in formal classification, a growing body of
to refine the description of psychological evidence supports clustering emotional dis-
disorders by adding more conditions and orders (anxiety and DEP) together (Barlow,
specifiers. For example, in the DSM-5, Allen, & Choate, 2004). The current paper
agoraphobia and panic disorder are con- briefly reviews this evidence and evaluates the
sidered distinct disorders. In addition, obses- fit of a hierarchical model of emotional
sive-compulsive disorder (OCD) and post- disorders (previously developed from an
traumatic stress disorder (PTSD) have been undergrad sample) using a large clinical
removed from the anxiety disorder class and sample.
placed into their own respective, though Emotional disorders are highly comorbid
related, disorder classes. A similar change with one another (Brown, Campbell, Lehman,
has occurred within the mood disorders, Grisham, & Mancill, 2001) with significant
which have been divided into separate classes diagnostic overlaps among the specific

q 2015 Swedish Association for Behaviour Therapy


390 Paulus, Talkovsky, Heggeness and Norton COGNITIVE BEHAVIOUR THERAPY

disorders (Brown & Barlow, 1992), at times higher order trait variable that is associated
making distinctions between them difficult. with negative emotional states (Keogh &
Perhaps, then, there is a more parsimonious Reidy, 2000). As a trait, NA is considered a
structure to psychological disorders (e.g., broad predisposition to experience negative
Caspi et al., 2014). Caspi et al. (2014) created emotions such as anxiety, fear, and sadness
a hierarchical model of disorders linking (Watson et al., 1988). Clark and Watson
symptoms to an underlying psychopathology (1991) viewed NA as an etiological factor
factor ( p). Notably, their model identified a partially explaining the overlap of anxiety and
sub-factor of p, which they called internalizing DEP.
disorders (DEP, generalized anxiety, fears/ Common factors, such as NA, explain only
phobias, and OCD1), supporting a clustering a portion of the overlap between anxiety and
approach. This organization structure is well DEP (Simms, Grös, Watson, & O’Hara,
supported by previous research, as a number 2008). Barlow (2004) triple vulnerability
of models have provided justification for the model of emotional disorders specifies the
grouping of anxiety and unipolar DEP importance of general genetic, general psycho-
together (e.g., Brown, Chorpita, & Barlow, logical (e.g., NA), and disorder-specific, or
1998; Krueger, 1999; Krueger, Caspi, Moffitt, semi-specific (Taylor, 1998), factors in the
& Silva, 1998; Krueger & Finger, 2001; Slade development of psychopathology. Models
& Watson, 2006; Vollebergh et al., 2001; explaining the comorbidity of different con-
Watson, 2005; Watson, O’Hara, & Stuart, ditions and demonstrating links to common
2008; Wright et al., 2013). factors (e.g., NA) often fail to account for the
Given the overlap among the disorders, it is heterogeneity that occurs within emotional
not surprising that cognitive behavioral disorders. Furthermore, NA is differentially
therapies (CBTs) are effective for each of related to specific diagnostic subgroups of
the anxiety disorders as well as DEP emotional disorders (Kotov et al., 2010).
(Cuijpers et al., 2013; Norton & Price, 2007; There is a need to investigate factors that
Olatunji, Cisler, & Deacon, 2010). Indeed, mediate the relationship between NA and the
the therapeutic ingredients (e.g., cognitive specific manifestations of emotional disorders
restructuring and exposure) of these diag- (e.g., Taylor, 1998), as well as to evaluate the
nosis-specific CBT protocols tend to be quite relative contributions of general (NA) and
similar (Barlow & Lehman, 1996). In line disorder-specific factors for the emotional
with this idea, a number of transdiagnostic disorders (e.g., Watson, Clark, & Stasik,
treatments have been implemented across 2011).
emotional disorders, with promising results In addition to higher order factors that link
(for review, see Reinholt & Krogh, 2014). various conditions together, such as NA,
Encouragingly, initial evidence suggests that additional factors that explain the divergence
transdiagnostic treatments may be able to and phenotypic differences of the disorders are
better ameliorate comorbid anxiety and DEP important in understanding the complexity of
symptoms (Norton et al., 2013), relative to psychopathology. Previous models of
diagnosis-specific treatments, perhaps by emotional disorders have investigated the
targeting of underlying common features of relationships of two such specific factors:
emotional disorders, such as negative affec- anxiety sensitivity (AS) and intolerance of
tivity (NA; Barlow et al., 2004). uncertainty (IoU) in addition to NA (Norton
By identifying and treating common factors, & Mehta, 2007; Norton, Sexton, Walker, &
it may be possible to treat a range of Norton, 2005; Sexton, Norton, Walker, &
difficulties, rather than specific symptom Norton, 2003). While meta-analytic evidence
clusters (e.g., McManus, Shafran, & Cooper, suggests that cognitive vulnerabilities such as
2010). AS and IoU share a common etiology and
A wide body of work has supported the operate transdiagnostically, heterogeneity in
view that NA is a common factor linking the the effect sizes between AS and IoU was
emotional disorders (e.g., Brown et al., 1998; present (Hong & Cheung, 2014), suggesting
Clark & Watson, 1991; Kotov, Gamez, that this pair of vulnerabilities could
Schmidt, & Watson, 2010; Watson, Clark, & help differentiate sub-factors of emotional
Carey, 1988). NA has been conceptualized as a disorders.
VOL 44, NO 5, 2015 Beyond Negative Affectivity 391

AS is conceptualized as a fear of anxiety relationship between NA and social anxiety,


sensations and is considered a key risk factor generalized anxiety, and obsessions/compul-
for panic attacks and panic disorder sions, demonstrating the differentiating ability
(McNally, 2002), although it is important to of these risk factors.
note that AS is also elevated in emotional While Sexton et al. (2003) model was
disorders other than panic (Naragon-Gainey, replicated on a clinical sample (Norton et al.,
2010). However, meta-analytic evidence 2005), analyses in both studies used simple
suggests that AS is more strongly associated regression-based path analyses. In addition,
with panic and PTSD, relative to other anxiety neither model estimated a path for SOC—
disorders (Olatunji & Wolitzky-Taylor, 2009). one of the most prevalent emotional dis-
AS is also distinguishable from trait anxiety orders (Brown et al., 2001). Norton and
though it is relatively stable over time and can Mehta (2007) replicated the models and
be considered a trait (Taylor, 2014). IoU is a included SOC (using structural equation
cognitive bias affecting how individuals modeling); however, they did so with a non-
interpret and respond to uncertainty (Dugas, clinical sample, requiring replication in a
Schwartz, & Francis, 2004). While IoU has clinical population with a diverse range of
been considered a distinct etiological factor of emotional disorders. Furthermore, all three
generalized anxiety disorder (GAD; Dugas, of these previous studies used only self-
Buhr, & Ladouceur, 2004), others have report data. This study aimed to validate the
proposed it as a transdiagnostic risk factor model of Norton and Mehta (2007) on a
across emotional disorders (Carleton et al., large clinically diagnosed sample using
2012; Gentes & Ruscio, 2011) with studies structural equation modeling to form a
demonstrating links between IoU and OCD hierarchical structure of five emotional
(Tolin, Abramowitz, Brigidi, & Foa, 2003), disorders: panic disorder with/without agor-
DEP (Yook, Kim, Suh, & Lee, 2010) and aphobia (PDA), SOC, GAD, OCD, and DEP
social anxiety disorder (SOC; Carleton, including both clinician-rated and patient
Collimore, & Asmundson, 2010). self-report information. NA was used as a
There is valuable information that can be higher order factor, AS was included as a
obtained through a hierarchical conceptualiz- mid-level factor with a link to PDA, and IoU
ation of disorders, as it is useful to investigate was a second mid-level factor with links to
higher order factors that link disorders SOC, GAD, OCD, and DEP2 (Figure 1).
together, as well as specific factors explaining An alternative hierarchical model was also
phenotypic heterogeneity (Watson et al., run, including a link from AS to SOC. While
2011). Using an undergraduate sample, Sex- this link was not significant in the Norton
ton et al. (2003) developed a hierarchical path and Mehta (2007) model, SOC was not
model of anxiety using NA as a higher order estimated in prior models by this research
factor and AS and IoU as second-order group (Norton et al., 2005; Sexton et al.,
factors. This model was modified to include 2003) and, given the wealth of evidence
DEP and validated on a clinical sample implicating AS as a transdiagnostic risk
(Norton et al., 2005). Norton and Mehta factor in emotional disorders including SOC
(2007) refined the model to include SOC and (Naragon-Gainey, 2010; Olatunji &
used structural equation modeling to evaluate Wolitzky-Taylor, 2009), it was important to
model fit on an undergraduate sample. Over- test this relationship. This study also
all, the models demonstrated the strong included clinician-rated indicators from a
relationship of NA on both AS and IoU as semi-structured diagnostic interview, allow-
well as the unique contributions that AS and ing multiple methods of measurement.
IoU have toward the different emotional This study had two hypotheses. First, it was
disorders. Specifically, Norton and Mehta expected that the hierarchical model would fit
(2007) observed a significant direct the data well. Second, consistent with the
relationship of NA on AS and IoU and on extant literature, it was expected that a one-
indices of panic, social anxiety, worry, obses- factor model of NA would also fit the data,
sions/compulsions, and DEP. Furthermore, though it would result in significantly reduced
AS mediated the relationship of NA and panic proportion of variance explained in the latent
symptoms while IoU mediated the variables.
392 Paulus, Talkovsky, Heggeness and Norton COGNITIVE BEHAVIOUR THERAPY

PANAS-NA NA

ASI-SOM
IUS-NEG

AS IoU
ASI-COG
IUS-UNF

ASI-PUB

PDA SOC GAD OCD DEP

PDSS ADIS-PHYS SPDQ ADIS-FEAR GADQ ADIS-GADS YBOCS PI-WSUR BDI-II ADIS-DYSS

BAI BFNE PSWQ ADIS-PERS ADIS-MDES

ADIS-
ADIS-FREQ
WDOM

Figure 1. Model based on Norton and Mehta (2007).

Method primary diagnoses as per Anxiety Disorders


Participants Interview Schedule (ADIS-IV) guidelines (e.g.,
Participants were 642 outpatient treatment most severe, distressing, and/or impairing).
seekers (54% female) presenting to a univer- For cases where multiple disorders were
sity-based anxiety clinic at a large south- deemed equally severe (i.e., co-primary),
western university, recruited by newspaper patients were asked to choose which they
advertisements, referrals from health pro- would prefer to treat first. Exclusion criteria
fessions, and a clinic website for various were the presence of psychosis, dementia, or
treatment-research studies. All patients were other neurocognitive disorders. Diagnoses
aged 18 or older (M ¼ 32.59; SD ¼ 10.85). were made by student clinicians using the
Approximately half (51.6%) of the sample ADIS for DSM-IV (ADIS-IV; Brown, Di
identified as Caucasian, 10.1% African Amer- Nardo, & Barlow, 1994) under the training
ican, 0.3% Native American, 5.9% Asian and supervision of a Ph.D. level clinical
American, 19.5% Hispanic/Latino, 5.3% as psychologist. Training consisted of watching
multi-racial or “other”, and 7.3% did not blinded recordings of prior ADIS sessions and
disclose racial/ethnic identity. Individuals matching all diagnoses and severity ratings on
were eligible for the study if there was a two consecutive tapes. The breakdown of
primary or clinically significant comorbid primary diagnoses was as follows: 39.2%
emotional disorder diagnosis for which they SOC, 24.6% PDA, 17.0% GAD, 4.4% OCD,
were seeking treatment. Assessors determined 4.5% unspecified anxiety disorder, 3.6%
VOL 44, NO 5, 2015 Beyond Negative Affectivity 393

specific phobia, 3.1% DEP, 1.4% PTSD, (1) “uncertainty has negative behavioral and
0.8% adjustment disorder with anxiety, 0.5% self-referent implications” (IUS-NEG;
health anxiety, 0.5% bipolar I/II, 0.2% a ¼ .93) and (2) “uncertainty is unfair and
excoriation, 0.2% insomnia disorder (with spoils everything” (IUS-UNF; a ¼ .91).
non-sleep disorder comorbidity), and 0.2% Because of its strong psychometric properties
substance-induced anxiety disorder. There (Sexton & Dugas, 2009) the two subscales of
was considerable comorbidity in the sample, IUS were used as indicators of IoU.
with 61.8% meeting criteria for at least one Panic Disorder Severity Scale—self report
comorbid diagnosis. Across all comorbid (PDSS). The PDSS (Houck, Spiegel, Shear,
diagnoses: 34.3% were DEP, 21.2% GAD, & Rucci, 2002) consists of seven items
15.4% SOC, 8.3% PDA, 6.7% specific assessing severity of panic disorder and
phobia, 4.2% OCD, 4.1% substance/alcohol agoraphobia, each rated on a 0 –4 Likert
use disorder, 2.3% PTSD, 1.7% health scale. The PDSS (a ¼ .89) demonstrates
anxiety, 1.6% bipolar I/II, 0.9% unspecified strong psychometric properties, comparable
anxiety disorder, 0.6% adjustment disorder to the clinician-rated PDSS (Houck et al.,
with anxiety, 0.3% excoriation, and 0.3% 2002) and was used as an indicator of PDA.
trichotillomania. Participants filled out a Beck Anxiety Inventory (BAI). The BAI
battery of self-report questionnaires. (Beck, Epstein, Brown, & Steer, 1988) is a
21-item measure designed to measure anxiety
Measures severity. Respondents rate how much they
Positive Affect Negative Affect Schedule have been bothered by each anxiety-provok-
(PANAS). The PANAS (Watson, Clark, & ing symptom over the past week on four-point
Tellegen, 1988) is a 20-item self-report scales. The BAI has shown excellent reliability
measure with 10-item subscales for positive (Beck et al., 1988). While widely considered a
affect (PA) and NA. respectively. It was general or non-specific anxiety measure, the
written so that PA and NA would be BAI has exhibited stronger links to PDA, with
orthogonal. The psychometric properties of items cross-loading nearly perfectly with other
the PANAS have been demonstrated to be panic-specific measures (Norton, 2006); there-
acceptable in samples of anxiety and DEP fore, the BAI (a ¼ .93) was used as an
(Watson et al., 1988). For this study, trait indicator of PDA.
rather than state instructions for the PANAS- Brief Fear of Negative Evaluation Scale
NA (a ¼ .82) were used to indicate the NA (BFNE). The BFNE (Leary, 1983) is a 12-
construct. item measure of fear of negative evaluation,
Anxiety Sensitivity Index (ASI). The ASI which some call the most prominent charac-
(Peterson & Reiss, 1992) is a self-report teristic of social anxiety. Respondents rate the
measure designed to assess AS. The ASI has extent to which each of the items applies to
demonstrated good psychometric properties them on a five-point Likert scale. The BFNE
in samples of anxiety and DEP (Peterson & has shown strong reliability and validity in
Reiss, 1992). The ASI consists of 16 items both clinical and non-clinical samples (Leary,
answered on a five-point scale. These items 1983; Weeks et al., 2005). The BFNE (a ¼ .93)
make up three sub-scales of the ASI that were was used as an indicator of SOC.
used as indicators of the AS construct: somatic Social Phobia Diagnostic Questionnaire
concerns (ASI-SOM; a ¼ .87), cognitive con- (SPDQ). The SPDQ (Newman, Kachin,
cerns (ASI-COG; a ¼ .82), and public con- Zuellig, Constantino, & Cashman-McGrath,
cerns (ASI-PUB a ¼ .59). 2003) was developed to measure social phobia
Intolerance of Uncertainty Scale (IUS). The based on DSM-IV criteria with items match-
IUS (Freeston, Rhéaume, Letarte, Dugas, & ing the style of ADIS-IV. The SPDQ has
Ladouceur, 1994) consists of 27 self-report strong psychometric properties and correlates
items and was developed in order to measure strongly with other measures of social anxiety
emotional, cognitive, and behavioral (Newman et al., 2003). The SPDQ (a ¼ .95)
responses to various situations/scenarios of was used as an indicator of SOC.
uncertainty. Items are rated on a five-point Generalized Anxiety Disorder Questionnaire-
Likert scale. The IUS can be split into two IV (GADQ). The GADQ (Newman et al.,
subscales (Sexton & Dugas, 2009): beliefs that 2002) is a nine-item questionnaire used to
394 Paulus, Talkovsky, Heggeness and Norton COGNITIVE BEHAVIOUR THERAPY

measure GAD based on the diagnostic criteria BDI-II (a ¼ .91) was used as an indicator of
set by the DSM-IV. The GAD-Q-IV demon- DEP.
strates good convergent and discriminant ADIS. In addition to diagnoses and severity,
validity and successfully differentiates additional information from the ADIS
between individuals who meet criteria for (Brown et al., 1994) was gathered and used
GAD from individuals with individuals meet- for various indicators of the latent con-
ing criteria for other diagnoses (Newman structs. Within this research group, inter-
et al., 2002). The GADQ (a ¼ .80) was used as rater diagnostic agreement has been found to
an indicator of GAD. be high, with 86% agreement (k ¼ .759,
Penn State Worry Questionnaire (PSWQ). p , .001; Chamberlain & Norton, 2013)3.
The PSWQ (Meyer, Miller, Metzger, & The average of panic attack symptom
Borkovec, 1990) is a 16-item instrument severity (ADIS-PHYS; a ¼ .84) was used as
used to measure worry—a key feature of an indicator of PDA. The average of fear
GAD. Respondents answer items using a ratings severity in social situations (ADIS-
five-point scale. The PSWQ demonstrates FEAR; a ¼ .87) was used as an indicator of
excellent convergent and discriminant val- SOC. Two indicators of GAD were obtained
idity when correlated with other measures from the ADIS: the average of the exces-
anxiety and mood disorders, and has been siveness ratings for the GAD worry domains
shown to identify and distinguish individ- (ADIS-WDOM; a ¼ .78) and the average
uals with GAD from anxiety disorders GAD physiological symptom severity
and from non-anxious controls (Brown, (ADIS-GADS; a ¼ .74). For OCD, the
Antony, & Barlow, 1992). The PSWQ average of the persistence/distress of
(a ¼ .90) was used as an indicator of thoughts ratings (ADIS-PERS; a ¼ .64)
GAD. and the average of the frequency of compul-
Yale – Brown Obsessive Compulsive Scale— sions (ADIS-FREQ; a ¼ .61) were used as
self-report (YBOCS). The YBOCS indicators. Finally, for DEP, the average
(Goodman et al., 1989) is an extensively severity of major depressive episode symp-
used measure of OCD symptom severity. toms (ADIS-MDES; a ¼ .71) and the aver-
The YBOCS has shown excellent reliability age severity of dysthymic disorder symptoms
and validity when formatted as both an (ADIS-DYSS; a ¼ .77) were used as
observer and self-reported measure (Ste- indicators.
ketee, Frost, & Bogart, 1996). The YBOCS
(a ¼ .91) was used as an indicator of
OCD. Procedures
Washington State University Revision of the The university institutional review board
Padua Inventory (PI-WSUR). The PI-WSUR approved all procedures. Individuals were
(Burns, Keortge, Formea, & Sternberger, screened via phone and provided verbal
1996) is a 39-item questionnaire used to screen consent to be mailed a packet of question-
for OCD. Each item in the PI-WSUR is rated naires. Participants then came into the clinic
on a five-point scale based on the level of and provided written consent for an assess-
disturbance caused by the thought or action. ment (ADIS) and offered psychological
It has demonstrated satisfactory reliability services or appropriate referrals during a
and validity (Burns et al., 1996). The PI- feedback session. All participants were admi-
WSUR (a ¼ .94) was used as an indicator of nistered each questionnaire, regardless of their
OCD. diagnoses, which allowed continuous data
Beck Depression Inventory-II (BDI-II). The collection, and accounted for the range of
BDI-II (Beck, Steer, & Brown, 1996) is a comorbid symptoms, rather than focusing on
widely used measure of depressive symptoms primary diagnoses and risk losing valuable
based on the criteria found in the DSM-IV for information (Norton & Chase, 2015). Given
depressive disorders. The BDI-II consists of 21 the diagnostic heterogeneity of the sample,
items with four options to indicate severity. there are data both at and below the
The BDI-II has exhibited excellent reliability diagnostic threshold for each observed
and validity when used in both clinical and measure, which provides meaningful infor-
non-clinical samples (Beck et al., 1996). The mation (Kessler et al., 2003).
VOL 44, NO 5, 2015 Beyond Negative Affectivity 395

Analytic plan Table 1. Univariate summaries of observed indicators


Model fit was tested with MPlus (Muthen &
Muthen, 2012) using Maximum Likelihood Measure M SD Range
for missing data. Structural equation model- PANAS-NA 29.25 7.22 12– 48
ing was employed to test model fit. The first ASI-SOM 15.00 7.74 0– 32
model, based on Norton and Mehta (2007), ASI-COG 6.87 4.39 0– 16
was hierarchical, including NA as a higher ASI-PUB 9.06 3.15 0– 16
order factor and two mid-level factors, AS and IUS-NEG 41.24 14.60 14– 75
IoU. AS was estimated for the latent construct IUS-UNF 36.26 11.16 12– 60
of PDA, while IoU was estimated in the PDSS 11.24 7.00 0– 28
estimation for the other four latent constructs: BAI 25.14 13.31 0– 58
ADIS-PHYS 3.77 1.65 0.07–7.43
SOC, GAD, OCD, and DEP. An alternative
SPDQ 15.26 7.16 0– 27
hierarchical model was then run adding a link BFNE 46.06 11.04 15– 60
between AS and SOC. The final model ADIS-FEAR 3.30 1.64 0–8
omitted AS and IoU, testing the fit of a GADQ 21.13 8.46 0– 33
model with only NA as a higher order factor PSWQ 58.73 12.19 21– 80
predicting all five latent disorder constructs. ADIS-WDOM 3.63 1.72 0.25–7.75
ADIS-GADS 4.81 1.73 0.5–8
PI-WSUR 21.55 19.47 0– 104
YBOCS 4.51 4.67 0– 19
Results ADIS-PERS 1.36 1.08 0.11–5.67
Descriptive statistics for each of the observed ADIS-FREQ 2.27 1.52 0.17–6.17
indicators are provided in Table 1. BDI-II 21.23 11.70 0– 56
ADIS-MDES 3.73 1.80 0.17–8
ADIS-DYSS 4.60 21.23 0.33–8
Structural modeling Note. PANAS-NA, Positive and Negative Affect
Figure 1 shows the theoretically derived Scale, Negative Affect; ASI, Anxiety Sensitivity
hierarchical model that was tested. Dependent Index; SOM, Somatic; COG, Cognitive; PUB,
latent variables were allowed to correlate (not Public; IUS, Intolerance of Uncertainty Scale;
shown in model). Method variance was NEG, Negative Implications; UNF, Unfair; PDSS,
Panic Disorder Severity Scale-self-report; BAI, Beck
accounted for by correlating self-report Anxiety Inventory; ADIS, Anxiety Disorder Inter-
measures together and ADIS measures, view Schedule-IV; PHYS, panic physiological symp-
respectively. Standardized root mean square tom severity ratings; SPDQ, Social Phobia
residual (SRMR) values , .08 have been Diagnostic Questionnaire; BFNE, Brief Fear of
Negative Evaluation Scale; FEAR, social anxiety
proposed as indicators of good fit (Hu & situational fear ratings; GADQ, Generalized Anxiety
Bentler, 1999). Root mean square error of Disorder Questionnaire; PSWQ, Penn State Worry
approximation (RMSEA) should ideally be Questionnaire; WDOM, severity of worry domains;
between .02 and .07 (Browne & Cudeck, 1992). GADS, severity of GAD symptoms; PI-WSUR,
Comparative fit index (CFI), as a rule of Washington State University Revision of the Padua
Inventory; YBOCS, Yale-Brown Obsessive-Compul-
thumb, should be . .90 (Marsh & Hau, 1996). sive Scale; PERS-persistence of thoughts ratings;
FREQ, frequency of behaviors ratings; BDI-II, Beck
Depression Inventory-II; MDES, major depressive
Hierarchical model episode symptoms; DYSS, dysthymia symptoms
As expected, the hierarchical model fit the
data adequately. SRMR for our model was .06
suggesting that the sample covariances were As shown in Figure 2, each observed
well reproduced by the model. RMSEA was indicator was highly associated with the
.065 and CFI was .919, both suggesting respective latent variable (Table 2), providing
adequate fit. The chi-square was significant support for the constructs. All but one of the
[x 2 (144, N ¼ 642) ¼ 535.934, p , .0001], proportions of variance explained in the
which can suggest poor fit; however, chi- observed variables were greater than 0.3
square is sensitive to sample size (Bollen, 1989) (0.317– 0.910). The exception was ASI-PUB
and when there are more than 400 cases (0.239), as it was in Norton and Mehta (2007)
(N ¼ 642 in this study), the chi-square is model. In this model, NA was measured by
frequently significant (e.g., Kenny, 2011). only one observed variable (PANAS-NA) and
.125
396

.935
PANAS-NA NA

1.0

.613 .620

.367
.566
.171

ASI-SOM
.659 IUS-NEG
.910
.136 .225 .342 .197 .531
.359
.800 AS IoU .279
.849
ASI-COG
.489 IUS-UNF
.761 .625
Paulus, Talkovsky, Heggeness and Norton

.616

ASI-PUB

.732 .401 .553 .390 .416

PDA SOC GAD OCD DEP

0.324 0.677 0.342 0.713 0.271

0.741 0.685 0.954 0.815 0.773 0.721 0.725 0.933 0.905 0.719
0.848 0.741 0.592
0.728 0.563

PDSS ADIS-PHYS SPDQ ADIS-FEAR GADQ ADIS-GADS YBOCS PI-WSUR BDI-II ADIS-DYSS
0.669 0.602

0.452 0.530 0.090 0.335 0.403 0.480 0.475 0.130 0.180 0.483
BAI BFNE PSWQ ADIS-PERS ADIS-MDES

0.282 0.452 0.471 ADIS- 0.683 0.650


ADIS-FREQ
WDOM
0.552 0.637
COGNITIVE BEHAVIOUR THERAPY

Figure 2. Model with standardized path coefficients.


VOL 44, NO 5, 2015 Beyond Negative Affectivity 397

Table 2. Factor loading estimates of observed indicators on latent factors

Measure NA AS IoU PDA SOC GAD OCD DEP R2


PANAS-NA 1.000 0.875a
(0.000)
ASI-SOM 1.000 0.434*
(0.000)
ASI-COG 0.689* 0.641*
(0.057)
ASI-PUB 0.302* 0.239*
(0.034)
IUS-NEG 1.000 0.829*
(0.000)
IUS-UNF 0.713* 0.721*
(0.032)
PDSS 1.000 0.548*
(0.000)
BAI 2.147* 0.718*
(0.129)
ADIS-PHYS 0.224* 0.470*
(0.024)
SPDQ 1.000 0.910*
(0.000)
BFNE 1.211* 0.548*
(0.072)
ADIS-FEAR 0.211* 0.665*
(0.016)
GADQ 1.000 0.597*
(0.000)
PSWQ 1.320* 0.529*
(0.075)
ADIS-WDOM 0.178* 0.448*
(0.016)
ADIS-GADS 0.203* 0.520*
(0.018)
PI-WSUR 1.000 0.870*
(0.000)
YBOCS 0.188* 0.525*
(0.017)
ADIS-PERS 0.032* 0.317*
(0.007)
ADIS-FREQ 0.047* 0.363*
(0.010)
BDI-II 1.000 0.820*
(0.000)
ADIS-MDES 0.102* 0.350*
(0.010)
ADIS-DYSS 0.123* 0.517*
(0.015)
Note: R2, proportion of variance explained for each observed indicator. Values in parentheses are the standard
errors of the estimate. NA, negative affectivity; AS, anxiety sensitivity; IoU, intolerance of uncertainty; PDA,
panic disorder/agoraphobia; SOC, social anxiety disorder; GAD, generalized anxiety disorder; OCD, obsessive-
compulsive disorder; DEP, depression; PANAS, Positive and Negative Affect Scale; ASI, Anxiety Sensitivity
Index; SOM, Somatic; COG, Cognitive; PUB, Public; IUS, Intolerance of Uncertainty Scale; NEG, Negative
Implications; UNF, Unfair; PDSS, Panic Disorder Severity Scale-self-report; BAI, Beck Anxiety Inventory;
ADIS, Anxiety Disorder Interview Schedule-IV; PHYS, panic physiological symptom severity ratings; SPDQ,
Social Phobia Diagnostic Questionnaire; BFNE, Brief Fear of Negative Evaluation Scale; FEAR, social anxiety
situational fear ratings; GADQ, Generalized Anxiety Disorder Questionnaire; PSWQ, Penn State Worry
Questionnaire; WDOM, severity of worry domains; GADS, severity of GAD symptoms; PI-WSUR, Washington
State University Revision of the Padua Inventory; YBOCS, Yale-Brown Obsessive-Compulsive Scale; PERS-
persistence of thoughts ratings; FREQ, frequency of behaviors ratings; BDI-II, Beck Depression Inventory-II;
MDE, major depressive episode symptoms; DYS, dysthymia symptoms.
a
PANAS-NA factor loading was fixed to achieve an R2 equal to the reliability of the measure.
*p , 0.001.
398 Paulus, Talkovsky, Heggeness and Norton COGNITIVE BEHAVIOUR THERAPY

the factor loading was constrained such that in percentage of variance explained for all five
the estimated R 2 was equal to the reliability latent variables (all p’s , .0001; see Table 4).
of the measure (0.875; Leue & Lange, 2011). Thus, while both models fit the data well,
Accounting for NA influence, AS and IoU adding in specific links of AS and IoU between
were significantly related (r ¼ .367, p , .001). NA and the latent disorder constructs
Consistent with Norton and Mehta (2007), explained a significantly larger proportion of
NA was strongly associated with both mid- each construct, demonstrating the value of
level factors, AS and IoU, as well as each of both general and specific factors.
the latent constructs: PDA, SOC, GAD,
OCD, and DEP (Table 3). Furthermore, Direct and indirect effects of the
controlling for NA, AS had an effect on
PDA and IoU had effects on SOC, GAD,
hierarchical model
Table 5 presents the results for the mediational
OCD, and DEP. Percentage of variance
hypotheses of AS and IoU. NA accounted for
explained (R 2) for the latent constructs ranged
38.40% of the variance in IoU and 37.6% of
from 0.287 to 0.729, all p’s , .001.
the variance in AS.
PDA. A 67.6% of the variability in PDA was
Alternative hierarchical model with explained by the effects of NA and AS. NA
AS-SOC had a weak direct affect (0.14), accounting for
A second hierarchical model was run includ- only 1.8% of the variance directly. AS was a
ing direct and indirect links from AS to SOC. strong direct predictor and mediator, uniquely
Model fit was nearly identical: contributing 33.4% directly (0.73) and an
RMSEA ¼ .065, CFI ¼ .919, SRMR ¼ .06. additional 32.3% via mediation of NA (0.45).
AS accounted for less than 1% of the variance SOC. NA and IoU explained 32.3% of the
either as both a direct predictor (2 0.01; variability in SOC via direct and indirect
p ¼ .856) and a mediator (2 0.01; p ¼ .856) effects. NA (0.23) contributed 5.1% directly.
and the more parsimonious hierarchical model IoU contributed an additional 17.3% as a
is described in more detail henceforth. mediator (0.25) and an additional 9.9% of
unique variance (0.40).
Simplified model GAD. A 65.8% of GAD variance was
The simplified higher order only model fits the explained, with NA (0.34) accounting for
data well (SRMR ¼ .04; RMSEA ¼ .046; 11.7% directly and (0.34) 35.3% via IoU
CFI ¼ .976), as expected. The percentage of mediation. IoU contributed an additional
variance explained for the latent constructs 18.8% (0.55) as a direct and unique predictor.
ranged from .153 to .598, all p’s , .001. OCD. NA (0.20) was a weak direct predictor
Consistent with our hypothesis, comparing of OCD, explaining only 3.9% of the variance.
the R 2 for PDA, SOC, GAD, OCD, and A 15.5% (0.24) was explained by the
DEP between the hierarchical and the
simplified model yielded significant decreases
Table 4. Percentage of variance explained in latent
constructs for both models
Table 3. Unstandardized regression coefficients
R2
Variable AS IoU NA
Variable Hierarchical Model NA-only model
PDA 0.744* .103*
SOC .202* .222* PDA 0.676* 0.307
GAD .274* .332* SOC 0.323* 0.219
OCD .534* .527* GAD 0.658* 0.455
DEP .336* .838* OCD 0.287* 0.153
AS .459* DEP 0.729* 0.598
IoU 1.211* Note. R2, proportion of variance explained for each
Note. AS, anxiety sensitivity; IoU, intolerance of latent construct; PDA, Panic Disorder/Agoraphobia;
uncertainty; NA, negative affectivity; PDA, panic SOC, Social Anxiety Disorder; GAD, Generalized
disorder/agoraphobia; SOC, social anxiety disorder; Anxiety Disorder; OCD, Obsessive-Compulsive
GAD, generalized anxiety disorder; OCD, obsessive- Disorder; DEP, Depression.
compulsive disorder; DEP, depression. *p , 0.0001.
VOL 44, NO 5, 2015 Beyond Negative Affectivity 399

Table 5. Direct, indirect, and total effects

NA

Outcome Effect Unstandardized Standardized


PDA Indirect via AS 0.342* 0.449*
Total 0.445* 0.584*
Direct 0.103* 0.136*
SOC Indirect via IoU 0.245* 0.248*
Total 0.467* 0.474*
Direct 0.222* 0.225*
GAD Indirect via IoU 0.332* 0.343*
Total 0.664* 0.685*
Direct 0.332* 0.342*
OCD Indirect via IoU 0.646* 0.242*
Total 1.173* 0.439*
Direct 0.527* 0.197*
DEP Indirect via IoU 0.407* 0.258*
Total 1.245* 0.789*
Direct 0.838* 0.531*
Note. NA, negative affectivity; AS, anxiety sensitivity; IoU, intolerance of uncertainty; PDA, panic disorder/
agoraphobia; SOC, social anxiety disorder; GAD, generalized anxiety disorder; OCD, obsessive-compulsive
disorder; DEP, depression.
*p , .05.

mediation of IoU with an additional 9.4% variability in its impact, with stronger links
(0.39) coming directly from IoU. Overall, to DEP and GAD, consistent with past
28.7% of OCD variance was explained by the research (e.g., Kotov et al., 2010). Further-
model. more, the NA relationship can be mediated by
DEP. More than 70% of the variance in DEP other important factors, such as AS and IoU,
was accounted for. NA (0.53) was a much with the amount of variance directly and
stronger predictor of DEP accounting for uniquely accounted for by NA being quite
28.2% of the variance directly and 34.1% small in some cases (5% or less for SOC,
indirectly through IoU (0.26). IoU (0.42) OCD, and PDA), showing the importance of
uniquely contributed an additional 10.6% AS and IoU as explanatory variables, possibly
directly. differentiating emotional disorders (e.g.,
Hong & Cheung, 2014).
Thus, in this study, AS could be serving as a
Discussion proxy for fear-based emotional disorders
This study aimed to test a theoretically derived (PDA, specific phobia) with IoU being more
model on a large clinical sample using representative of anxious-distress emotional
appropriate statistical techniques and to disorders (GAD, DEP, PTSD). Indeed, many
demonstrate superior validity, with regard to have proposed restructuring of emotional
the percentage of variance explained in latent disorders with sub-factors of anxious-misery
variables, over a simplified higher order and fear, (e.g., Krueger, 1999; Krueger &
factor-only model. While both the hierarchical Markon, 2006; Prenoveau et al., 2010; Slade &
and NA-only model fit the data, a significant Watson, 2006; Watson, 2005; Watson et al.,
amount of information was lost when remov- 2008; Wright et al., 2013), at times with OCD
ing the mid-level factors of AS and IoU. While loading on a separate factor of emotional
NA has long been considered a factor linking disorders all together (Wright et al., 2013),
emotional disorders together, this study high- leaving the relationship between OCD and
lights the importance of more complex other emotional disorders unclear (Watson
models. NA was strongly related to each et al., 2008). The results of this study support
disorder, though there was considerable the inclusion of OCD as an emotional disorder
400 Paulus, Talkovsky, Heggeness and Norton COGNITIVE BEHAVIOUR THERAPY

as it demonstrated significant associations However, this study was unable to model


with the general NA factor and a PTSD, specific phobias, or health anxiety,
relationship with IoU, as do the other which we would expect to load strongly on AS
“anxious-misery” conditions of GAD and (e.g., Norton et al., 2005; Olatunji &
DEP. More work is needed in order to fully Wolitzky-Taylor, 2009; Sexton et al., 2003).
understand the optimal placement of OCD, as Current results could be strengthened by
it is a heterogeneous disorder and many evaluating the hierarchical structures of these
hierarchical models have not included OCD— disorders as well as the range of OCD- and
a limitation noted by others (e.g., Caspi et al., PTSD-related disorders (e.g., acute stress,
2014; Vollebergh et al., 2001; Watson, 2009). hoarding, and so on.)
Furthermore, in this study, SOC was highly Considering the importance of AS and IoU
related to IoU, suggesting links to the anxious- over and above NA could have treatment
misery cluster of disorders, while many have implications for the future. While transdiag-
proposed that SOC fall within the fear cluster. nostic treatments have shown promise in
Like OCD, SOC has shown links to both fear treating emotional disorders broadly
and anxiety (Hettema, Prescott, Myers, Neale, (Reinholt & Krogh, 2014), transdiagnostic
& Kendler, 2005). Importantly, a model was treatments targeting specific features that
tested with SOC linked to both AS and IoU. cross-cut diagnoses such as AS (Keough &
The pattern of results was not different from Schmidt, 2012) and IoU (Dugas & Ladouceur,
the main hierarchical model; AS was not 2000) directly could improve treatment out-
associated with SOC as a significant direct come moving forward. Future work is needed
predictor or mediator of NA and IoU in order to determine how best to focus clinical
remained significantly linked to SOC, consist- attention on higher order factors that link
ent with results from Norton and Mehta emotional disorders together (e.g., NA;
(2007). These findings highlight the need to Barlow, Sauer-Zavala, Carl, Bullis, & Ellard,
control for other risk factors when developing 2014) as well as those such as AS and IoU,
models rather than studying them in isolation which might differentiate them. By targeting
(e.g., Brown & Naragon-Gainey, 2013). While common factors in highly comorbid emotional
a wealth of information has linked AS to SOC disorders, it is likely that treatment will be
(Naragon-Gainey, 2010; Olatunji & Wolitzky- more efficacious by addressing the underlying
Taylor, 2009), this study demonstrated that source common to the comorbidity (e.g.,
AS explained less than 1% of SOC variance, Norton et al., 2013), such as NA, AS, or
when accounting for IoU. IoU. Identifying and treating transdiagnostic
Our results were consistent with Starcevic features is in line with movements in DSM-5 to
and Berle (2006) review, suggesting that AS assess and treat cross-cutting symptoms,
appears to be relatively more specific to PDA defined as “mental health domains that are
than the other emotional disorders, and with a important across psychiatric diagnoses”
growing body of work suggesting that IoU is a (American Psychiatric Association, 2013).
transdiagnostic risk factor (Carleton et al., Furthermore, this approach could help to
2012; Gentes & Ruscio, 2011). In the Hong treat underlying features that may be part of
and Cheung (2014) meta-analysis of risk other disorders, not just the emotional
factors, IoU had the strongest factor loading disorders discussed here. For example, AS
to a one-factor model of emotional disorders, has been connected to substance and alcohol
which is supported in part by the current misuse (Novak, Burgess, Clark, Zvolensky, &
model, linking AS only to PDA and IoU to Brown, 2003). In addition, our findings
SOC, OCD, GAD, and DEP. While AS is also demonstrate the important information con-
considered transdiagnostic and has been tained within these crosscutting features.
shown to be elevated in emotional disorders As nosology moves away from disorder-
other than PDA, meta-analytic evidence specific symptom cluster assessments (e.g.,
suggests no difference between mood and Research Domain Criteria; RDoC), assess-
non-PDA anxiety disorders on AS (Olatunji & ment of continuous transdiagnostic features,
Wolitzky-Taylor, 2009), further implicating such as AS and IoU, that underlie traditional
AS as a comparatively stronger component of diagnoses becomes all the more valuable (e.g.,
PDA relative to the other emotional disorders. Slade, 2007). Indeed, newer assessment tools
VOL 44, NO 5, 2015 Beyond Negative Affectivity 401

(e.g., Rosellini & Brown, 2014) are being as well as other more specific risk factors,
developed following hybrid dimensional-cat- may allow for a more thorough under-
egorical models (Brown & Barlow, 2009) that standing of both the comorbidity and
go beyond traditional disorder-specific heterogeneity seen in these disorders.
assessment.
While the current model fits the data well,
there are still improvements that can be made,
Limitations
particularly for SOC and OCD where NA and While the hierarchical model fits the data well
IoU only explained approximately 30% of the and was developed by replication and exten-
variance in the two latent constructs. Future sion of previous models conducted by this
work should advance upon the current model research team (Norton & Mehta, 2007;
by testing other relevant mediators. For SOC, Norton et al., 2005; Sexton et al., 2003),
mediators such as estimated social cost, future work is needed from other research
perceived self-efficacy, and emotional control groups to provide converging evidence for the
have all been identified (Hofmann, 2000) and results. In addition, there is a high rate of
could be included. In addition, thought action comorbidity in the sample. While this is
fusion is a cognitive bias highly associated typical of most clinical samples (e.g., Nemer-
with OCD and other emotional disorders off, 2002) and speaks of the representativeness
(Brown & Naragon-Gainey, 2013), making it of the sample, future work should compare
a key variable to be considered. samples of patients with one disorder with
Of note, the current results were obtained those experiencing comorbidity to rule out the
using the IUS, which has been said to use a possibility of differences in cognitive vulner-
“GAD definition” of IoU (for review, see abilities (AS and IoU) between the two groups
Gentes & Ruscio, 2011). The IUS, though, (e.g., McTeague & Lang, 2012). For example,
mapped onto GAD and OCD, as well as SOC it might not be known whether responses on
and DEP. However, the use of the IUS could AS or IoU measures were influenced by
partially explain why a relatively lower primary or comorbid diagnosis symptoms. In
percentage of OCD variance was accounted addition, the sample contained a majority of
for in the model. Future work could aim to primary anxiety patients. While DEP comor-
replicate the current model using multiple bidity was high, it will be important to
indicators of the IoU concept, including the replicate models on samples balanced in
IoU domain of the Obsessional Beliefs terms of primary (and comorbid) anxiety and
Questionnaire ( Obsessive Compulsive Cogni- DEP.
tions Working Group, 2003). Regarding measurement, this study
This study, though, follows a body of improves upon past models by including
literature demonstrating the underlying simi- clinician-rated information from the ADIS as
larities of the emotional disorders via their well as self-report data, but is still limited by
link to NA. Moreover, the importance of the lack of more objective indices (e.g., startle
other transdiagnostic features (e.g., AS and reflex, attention bias/control indices, and so
IoU) has been exhibited, potentially serving on.) Furthermore, the dataset is archival and
as cross-cutting features indicating some is limited by measures available at the start of
degree of heterogeneity (e.g., Hong & the parent clinical trial. For example, this
Cheung, 2014). By incorporating such cross- study relies on the ASI to estimate the AS
cutting risk factors, a significantly larger construct, whereas updated measures (e.g.,
proportion of variability in the latent ASI-3) have been shown to be superior tools
disorder constructs was explained relative to and should be considered for future extension
a NA-only model. These mid-level risk models.
factors provide a significant amount of
unique information (over and above that
accounted for by NA). Results are in line with Acknowledgement
past research (e.g., Caspi et al., 2014) that We thank Fanny Kuang for help with data
hierarchical conceptualizations of emotional entry.
disorders may be superior to one-factor Disclosure statement: The authors have
models. Accounting for higher order factors, declared that no conflict of interest exists.
402 Paulus, Talkovsky, Heggeness and Norton COGNITIVE BEHAVIOUR THERAPY

Notes Brown, T.A., Campbell, L.A., Lehman, C.L.,


Grisham, J.R., & Mancill, R.B. (2001). Current
1. OCD was placed on the thought disorder factor, and lifetime comorbidity of the DSM-IV
though the authors note that comparable results were anxiety and mood disorders in a large clinical
obtained when OCD was placed on the internalizing sample. Journal of Abnormal Psychology, 110,
factor with the anxiety disorders and DEP. 585. doi:10.1037/0021-843X.110.4.585
2. A link from IoU to DEP was included in this study Brown, T.A., Chorpita, B.F., & Barlow, D.H.
given the significant relationship in past clinical (1998). Structural relationships among dimen-
samples (e.g., Norton et al., 2005). sions of the DSM-IV anxiety and mood
3. Inter-rater reliability was established by having disorders and dimensions of negative affect,
additional blinded student clinicians watch record- positive affect, and autonomic arousal. Journal
ings of ADIS sessions and determine diagnoses and of Abnormal Psychology, 107, 179– 192. doi:10.
severity. 1037/0021-843X.107.2.179
Brown, T.A., Di Nardo, P.A., & Barlow, D.H.
(1994). Anxiety Disorders Interview Schedule for
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