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Abstract: This paper outlines some historical and current innovative concepts that underpin the developments in
geotechnical engineering. The far reaching aim is to inspirationally encourage further innovation in that innovation
need not necessarily be entirely new and unique ways of doing things. Accordingly, the lessons from the historical
development, bio mimicry and emerging concepts are illustratively presented. The importance of creating added
value to projects through innovation is endorsed. A number of examples based on the author’s research and
experience, ranging widely across the themes of the conference are presented.. In many ways geotechnology has
reached maturity over the last century, but some scenarios continue to remain as challenging engineering problems. In the
recent times, geotechnical engineering finds benefit in being at the crossroads with the advancements in high-tech solutions and
the expanding geo technology applications, and in multi disciplinary collaborations with nanotechnology, biotechnology and
information technology. The goal of innovative geo engineering research must provide effective solutions in both short and long
term, with knowledge and understanding to solve problems with more sustainable certainty
Keywords: Geotechnical engineering, Innovation, .Conceptual models, Sustainable solutions, Soft soil engineering
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mechanical strength of road sub grades and base courses Table 1 Chronological innovative developments in pre
Subsequently the CBR test was described in ASTM Terzaghi soil mechanics.
Standards D1883-05 [1] D4429 [2], AASHTO T193 [3]
YEAR WORK OF INNOVATIVE
and then further fully described in BS 1377 [4]. This
DEVELOPMENT
pragmatically innovative test is used extensively even
today to assess load bearing capacities and it measures 1729 Belidor Angle of repose and early
the stress required to penetrate a soil sample with a ideas on earth pressures
standard plunger and expressing it as a percentage of the 1773 Coulomb Wedge theory of earth
stress required to achieve similar penetration on a pressure, critical height of
standard crushed California limestone. clay banks
Superstructures of the ancient civilizations were 1808 Mayniel Experimental verification
founded on rock as they desired zero tolerances in ground of wedge theory with sands
movement in their choice of sites for construction. Later,
(and even sometimes now) towns were built on wooden 1820 Francais Earth Pressure and stability
piles where such locations demanded it. The lack of cases of slopes in clay
of challenging and difficult ground conditions, during 1840 Poncelet Practical development of
those times facilitated the persistent use of empirical wedge theory
approaches for a long time. During the 19th century, 1846 Collin Field observations on slips
engineers through their wisdom and common sense in clay slopes and shear
insisted on detailed ground investigations and also made strength of clays
use of full scale loading tests; ( Example: 850 tons on the
cylinders of Cannon Street Bridge.[5]. The natural 1856 Darcy Permeability of sands
variability, non homogeneity in soil and rock properties 1857 Rankine Earth Pressure theory
and groundwater regime, often presented the greatest 1879 Airy Stability of clay slopes and
risks and opportunities in challenging civil and building shear tests on clays
projects. Interaction between soil and structure is an ever-
present challenge that used to be solved by empiricism 1885 Boussinesq Distribution of stress
and experience. under loaded areas
Table 1 is a chronological compilation sequence of 1908 Richardson Flow nets in seepage
some of the early innovative contributions to conceptual problems
developments in Soil Mechanics (Pre Terzaghi era). by 1911 Atterberg Concept of clay
the author .Complementing and developing on the 1773 phases(liquid and plastic
work of Coulomb on the wedge theory of earth pressure, limits of clays and silts)
Rankine in 1857 developed an innovative stress field 1911 Petterson Assumption that the surface
solution that defined the active and passive states of earth of a slip in a cohesive soil
pressure. The theory assumed that the soil is cohesionless, is circular
the wall is smooth and frictionless, the soil wall face is
vertical, the surface of the backfill is horizontal, a planar 1915 Bell “The lateral pressure and
failure surface and the resulting thrust on the wall is resistance of clay and the
parallel to the surface of the backfill. His work was supporting power of clay
further developed by Bell with the innovative formulation foundations”
of the Rankine Bell equation . 1918 Krey Stability of foundations,
Since 1961, the British Geotechnical Society slopes and retaining walls
annually commemorates the great engineer and physicist, 1922 Fellenius Swedish geotechnical
William John Maquorn Rankine (1820-1872), by hosting commission on
in March each year, a lecture in London presented by a investigations into
distinguished soil mechanics specialist. Rankine was the landslips, sampling and
Professor of Civil Engineering at Glasgow University and laboratory testing
was one of the first UK engineers to make a significant Karl Van Erdbaumechanik ;
1925
innovative contribution to soil mechanics. The Rankine principles of consolidation,
Terzaghi
Lecture was held for the initial period (1961 to 1972) at shear strength of clays and
the Institution of Civil Engineers, in London. Since 1973, principles of effective stress
the lecture has taken place at Imperial College with the
lecturer for the even numbered years being from the UK,
and the odd numbered tears from outside UK. The 1943 K.V.Terzaghi “Theoretical Soil
Geotechnique, Journal of the Institution of Civil Mechanics”
Engineers publishes each Rankine Lecture together with
1948 K.V.Terzaghi Soil Mechanics in
the text of the biographical introduction of the lecturer
& R.B.Peck Engineering Practice
and the vote of thanks.
3
Appendix 1 gives the details of the past Rankine
Lectures [6]. 25 lecturers have been from the UK, 8 from
USA, 4 from Canada, 3 from Australia, 2 each from
France, Norway and Spain, and 1 each from Austria,
Brazil, Japan and South Africa. The youngest Rankine
Lecturer is probably Brian Simpson, who was 44 years
old when he delivered his Rankine lecture in 1992.
Failures motivating Innovation
It is human nature, that major advances and
innovations frequently precede major disasters. Hence the
statements “Failures are pillars of success” and “supply
meeting demand”. At the beginning of the twentieth
century, a number of serious railway accidents that were
caused by landslides in cuttings and subsidence of
embankments in Sweden, led to the formation in 1913 of
the Swedish Geotechnical Commission to address those
problems. Similar issues were encountered by the US
Engineers during the construction of the Panama Canal,
that led to the formation in the same year (1913) of the Fig. 2 Did it move or didn’t it ? – Now it’s easier than
Committee of American Society of Civil Engineers which ever to find out [6]
investigated a large number of soil tests and emphasized
the importance of expressing the properties of soils by Prediction surveys carried out in the 1990s suggested that
numerical values. Simultaneously, in Germany, active it would collapse by the middle of the 21 st century. Futile
research in soil mechanics problems was stimulated by restoration attempts made the situation worse. The
some important failures during the construction of the English Engineer and Professor of Geotechnical
Kiel Canal, and then Professor Krey carried out some Engineering (Imperial College, London) came up with an
important work on methods of computing the pressures innovative solution of soil extraction, which is a
and resistance of earth with reference to retaining walls technique of creating many little tunnels to cause a
and on shearing resistance of soils. controlled form of subsidence. The augers ran slowly
extracting about 100 litres of earth per day from beneath
Ground Movement and Zero Tolerance the tower’s foundation in a systematic way dictated daily
Zero tolerance (no absolute movement) is sought in by Professor Burland. This technique aptly mimics the
many engineering materials but is often only a myth in natural burrowing of earth worms, which with time have
soft soil engineering. “Did it or will it move?” remains a left evidence marked indelibly on stone. (Fig. 3)
daunting question to geotechnical engineers. The collage
of scenes in Fig. 2 [6] illustrates the need for innovative
adoption of high tech solutions to monitor such
movements with novel instruments.. Multidisciplinary
interactions have facilitated the innovative developments
of electrolytic tiltmeters, inclinometers, settlement gauges
and earth pressure cells to monitor bridges, buildings,
tunnels, dams, slopes, embankments etc.
“Torre Pendente Di Pisa” (Leaning Tower of Pisa
– Fig. 3) is one of the seven wonders of the Medieval
a) Earthworm b) Worm burrows
World. It is also a classic case study for soft soil
engineering. Located in Pisa, Italy (4.3° N, 10° E), the
tower is 60m high with 8 stories. It weighs14,700 tonnes
and lent at 3.99° S with the seventh cornice overhung
about 4.5 m. Construction of the tower commenced in
1173 with the placement of the first foundation stones
(heavy) of Marble and Lime. Unknown to the architect,
this area had once been a large river delta, thus
comprising of alternating sequences of beds of soft
lacustrine deposits (best described as a “bed of jelly”,
comprising of highly compressible soft clays and silty
sands) making the area unsuitable for large and heavy
buildings. For varied reasons, the construction was
abruptly stopped twice, and it was therefore not Fig 3. Soil Extraction Technique for Restoration of
completed until about 1370. Tower of Pisa [7]
4
Soil-pipe interaction studies leading to settlement of By treating the pipelines as beams on elastic foundation,
pipelines is not new. Nevertheless, pipeline failures still the magnitude and location of the maximum bending
occur due to differential ground movements between a moments arising from yielding of the heavy structure can
heavy yielding structure and a pipeline firmly connected be determined. The provision of rocker pipe (Fig. 4– [8])
to it [8]. Such differential movements induce excessive joints that facilitates a permissible rotation help to
stress concentrations in the pipeline. Plastics pipes fail as redistribute the bending moments to acceptable levels and
a consequence of such movements, though their thereby alleviate distress in the pipeline. Fig. 4c illustrates
flexibility can make them less vulnerable than rigid pipes. an innovative Swivel Joint assembly, with a rotational
capability of 3600 and an angular deflection of 150 from
its axis, combined with the provision for longitudinal
Structure expansion/contraction.
X=α
Micro scale ground movements – shear? /
Soil Sub grade drainage channel ?
Reaction
Soil In the latter half of the twentieth century the electron
Y Foundation microscopes were developed as a powerful tool enabling
a) Schematic Problem the study of fabric of soils beyond the optical microscope
magnifications. Fig. 5 (note 40 micron scale marker)
illustrates preferential orientation of kaolinite clay
particles that were observed [9] along the edge of a pore
water channel. This later promotes shear / separation
forming the basis for the formation of fissures in over -
consolidated clays such as London Clay
Innovative methods of photographic Fourier analysis
of electron micrographs to quantify preferred orientation
and also observations of initial cementation in clay –
shale formation are presented in the thesis [9]. Innovative
a) Intake tower Power Station Domestic manhole testing utilising emerging electronic transducers enabled
research study geochemical and micro structural changes
with high pressure consolidation of clays to simulate deep
burial. [10]
5
both deformation and proximity to failure. Thus the latter
half of the 20th century saw the proliferation of
constitutive models based on plasticity, with attempts to
comprehend the more complex behaviour forms such as
hysteresis and anisotropy, cyclic ratchet ting and
liquefaction, creep and ageing. Unfortunately, only a few
models have been able to match comprehensive test and
field data. Those that did match accurately represented a
wide range of behaviour often related to dozens of
parameters which had to be selected by curve-fitting.
The technology of the current 21st century includes Fig. 7 Digital Microscope for shape quantification
fast particle size analysis using lasers which discriminate
[13,14,15]
from nano size through to 0.04 microns to 2.5mm, $400
digital cameras which record 3.3 million pixels per Observing and analyzing the grain shape profile. Shape
picture, optical microscopes with fast computerised and roughness of specimens of glass beads have been
image processing which can recreate three-dimensional observed to influence the mechanical response of
microstructures, and facilities for lab-bench X-ray, specimens of glass beads in terms of compressibility,
computerised tomography CT scan, and MRI. New stiffness and strength [16]. Combination of shape
innovative agenda should be to observe and quantify soil parameters such as circularity, roundness, sphericity,
microstructure as it changes under load, and to establish aspect ratio and compactness impose a significant effect
reasonably economical methods of routine evaluation on the dilatancy of sand samples [17].
which usefully supplement conventional test data The classical Mitchell’ s elementary particle
arrangement classifications [18] have been innovatively
and usefully extended to accommodate a variety of soil
fabrics found in coarse and fine grained soils (see table 2
[19]
Table 2 Micro fabric classification [19]
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The evolution of information technology catalysed the
modern mathematical developments related to particle
mechanics. Developments of Plaxis can be traced back to
1974 for the program of research on finite element
analysis at Delft University of Technology.
Commercialisation and utilization of geotechnical
software has advanced, proliferated with user friendly
approaches such as those of GeoStru Software. Workiing
with GeoStru is more than just buying software. But it
enables a team of professionals beside you willing to
share their knowledge and experience for a wide variety
of geotechnical problems. New applications are being
developed for mobile devices Tablet and SmartPhone
Fig. 9 Stress as a network of contact forces [12] using Android and windows phone operating systems.
Such views of the micro fabrics raise questions on
the load transfer mechanisms within a particulate 4. Innovations in Geotechnical Engineering
medium. Research by de Josselyn de Jong and Verruijt
who did a photoelastic analysis of glass balls have shown The aim of geo engineering research and technology
that the major stress is carried in strong load paths innovation must provide in both the short and long term s
through chains of particles which happen to enjoy knowledge and understanding that will enable problem
favourable contact normals. Fig. 9 shows the contact solving and projects to be done with more certainty,
force response at a given instant due to a moderate faster, cheaper, better, and with proper respect for
vertical compression; the thickness of the contact force sustainability and environmental protection.
lines indicates their magnitude. These strong load paths The uncertainties about the ground conditions poses
switch around suddenly as the deviatoric stress is the greatest element of risk to most civil engineering
increased, so that many particles may take turns in projects. The Mackintosh Probe development was
carrying an unfair proportion of the overall load. prompted by the principles enunciated by Hvorslev [21]
The behaviour of the particulate response based and adopted later by European Group Subcommittee [22].
on computer software simulations (see Fig.10) can The total number of blows (R) required for a specified
improve the understanding and establish some linkage standard pointer to penetrate a distance of 30 cm when
between continuum parameters by monitoring the driven by a small 5 kg hammer falling vertically through
evolution of microstructure during soil testing / loading. a fixed height of 30 cm. The Mackintosh probe test is
Discrete Element Modelling (DEM) with the PFC3D adopted as a JKR Probe test to determine “safe pressure”
program to simulate crushable grains by forming regular P kN/m2 given by a correlation equation (1) for soils with
agglomerates of elementary spheres, and bonding them R>40 (stiff) soils.
have ben carried out by Robertson [20]. Fig. 10 shows the P = (2860+550(R-40)1/2 ) x 0.04788 (1)
computer simulation of the crushing of such agglomerate.
Observations indicate that the grain initially split into two For softer soils (R<40) ; P is obtained from referring to
on a vertical diametral plane, and then split again when Charts supplied by JKR
the applied force came to bear on the right-hand These relationships have been further modified in the
hemisphere. It is proposed that brittle fracture of grains or quest to determine soil penetration resistance with its
asperities is the essential precursor to the grain dependence on soil moisture and the geological age of
rearrangement that is described as soil plasticity. Physical raised bed deposits in Vietnam [23]
testing which involves shape and roughness Soil sampling and testing is a progressive area of
quantification from simple and innovative tools also development in geotechnical engineering. It must be
provide good estimates of the strength characteristics borne in mind that in all cases, only a minute fraction of
based on the physical properties and applied loading. the total soil mass is investigated. If for example, in the
case of 10m spaced boreholes with one 50 mm sample
being tested every second meter, then only 1/1,000,000 th
of the total volume of soil will be investigated [24].
Innovative geophysics applications in geotechnical
engineering is still underutilized, principally due to poor
understanding and communications of the process by
which meaningful geophysical information techniques is
obtained. [25, 26]
5. Innovations in Soft Soil Engineering
A variety of innovative methods ( Dynami
Fig. 10 Agglomerated modeling crushable grains Compaction, Vibro Compaction, Vibro replacement,
[20] Vibro flotation, Jet grouting, Pressure grouting, soil
7
cement stabilisation, soil lime stabilisation, drainage materials and in particular the conventional concrete is
vegetation and geotextiles) have been adopted to improve characteristically heavy (~2400 kg/m3) in self-weight,
the natural weak ground in order to increase the density, causing it to be a major proportion of the total structural
shear strength and load bearing capacity, and reducing loading. As a consequence, foam concrete has been
settlement. Advantages of innovative soft soil developed as a preferred form of lightweight concrete.
stabilization need to be rapid and use technology familiar This foam concrete, though not strictly to be cellular, can
to most civil engineering contractors, yielding a “value yet be classified as a weight reducing cellular concrete.
added” product to be used in bulk fill economically and Foam concrete has a variably induced distribution of air
with versatility. Cement and its derivative have been used voids throughout the paste or mortar, while “no-fines”
for a long time. The use of cement and lime has been concrete or lightly compacted concretes also contain
particularly suited in highway earthworks. Recent large, irregular voids
experimental progress, since 1997, focuses on innovative Fig. 13a shows the use of expanded polystyrene
applications of protein engineering and chemical blocks as lightweight fill material in areas that are prone
modification. Some of these include peroxidases, to give differential settlement. These however are so light
phospholipase, cellulose, phytase, luciferase, bacterial that are affected by rising water ground levels and
proteases, and others [27]. Innovative thought is deteriorate with acidic ground water, and are attacked by
provoked in pointing to the engineering prowess of the rodents. Construction materials with enhanced stiffness as
“termite engineers” in the construction processes of their in sandwich panels, large portable structures and floating
all weather proof termite mounds (see Fig.11). foundations are examples of such materials. The advent
of cellular structure technology has actively introduced
innovation and enabled design and construction, meeting
engineering requirements such as in the construction of
the body of air crafts. An alternative geocomposite
cellular mat (GCM) is proposed innovatively,These are
porous, permitting water to rise and be stored in its pores
with ease. The cellular structure helps in the sharing of
the highway load while the mat structure negates any
Fig. 11 Termite Mounds and Termite Engineers. differential settlement. [29]. The use of these in
Soil roads are constructed for low traffic volume areas challenging peat soil ground [30] is being explored.
as access roads in rural areas and as estate roads.
Innovative methods, adopting artificial intelligence
techniques are proposed with the view of providing a
proper design guide lines ensuring quality design guide
lines for soil road construction. [28]
8
Furthermore cation exchange capacity (CEC) below, modified slightly replacing the *I^s to *We*s,
differences in Sodium and Potassium montmorillonite emphasizing the values of collaboration. Thus
have to be considered [31]. Field application of the
preferred prefabricated GCL as encapsulated “We see possibilities and we must show up;
embankment / tunnels demonstrates its multifaceted use. We have fun and we get energized;
[32,33] We question and we open the space for learning
We multi sense and we remember;
We do and we understand;
We reflect and integrate and we can share with others;
We apply to real life and we get results.
Acknowledgements
Fig. 14 Demostration of the instantaneous swell healing
of an accidental damage The author is grateful to all his past and present
research students and colleagues for their contributions to
this paper.
6. Future Challenges needing Innovative
Solutions
Geo-mechanics is therefore riven with uncertainty References
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