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MANEUVERING MODELS
4.1. 3DOF Maneuvering Models
The 3DOF horizontal plane models for maneuvering are defined as
𝜼̇ = 𝑱𝜣 (𝜼) v
M𝒗̇ + 𝑪𝑹𝑩 (𝒗)𝒗 + N(𝒗𝒓 )𝒗𝒓 = 𝝉 + 𝝉𝒘𝒊𝒏𝒅 + 𝝉𝒘𝒂𝒗𝒆
In the case of ocean currents, it is possible to express this equation only the relative velocity vector vr and
thus avoiding terms in v. In order to do this, CRB (v) must be parametrized independent of linear velocity
(by using the velocity independent Coriolis-centripetal matrix)
𝑵(𝒗𝒓 )𝒗𝒓
M = 𝑴𝑨 + 𝑴𝑹𝑩
C(𝒗𝒓 ) = 𝑪𝑨 (𝒗𝒓 ) + 𝑪𝑹𝑩 (𝒗𝒓 )
For horizontal motion, vessel kinematic equations of motion reduce to one principal rotation about the z-
axis (only the yaw angle 𝜓 )
cos(ψ) -sin(ψ) 0
𝑱𝜣 (𝜼) = R (𝜓) = [ sin(ψ) cos(ψ) 0]
0 0 1
m 0 0 Assumptions:
𝑴𝑹𝑩 = [ 0 m m𝑥𝑔 ]
• Homogeneous mass distribution and xz plane
0 m𝑥𝑔 𝐼𝑧 symmetry: 𝐼𝑥𝑦 = 𝐼𝑦𝑧 = 0
• {b} frame be set in the centreline (CO): 𝑦𝑔 = 0
0 0 – 𝑚(𝑥𝑔 𝑟 + 𝑣)
𝑪𝑹𝑩 (𝒗) = [ 0 0 m𝑢 ]
𝑚(𝑥𝑔 𝑟 + 𝑣) – mu 0
By assuming added mass is calculated in CO;
0 0 𝑌𝑣̇ 𝑣 + 𝑌𝑟̇ 𝑟
𝑪𝑨 (𝒗) = [ 0 0 – 𝑋𝑢̇ 𝑢 ]
– 𝑌𝑣̇ 𝑣– 𝑌𝑟̇ 𝑟 𝑋𝑢̇ 𝑢 0
Up to now, 𝑴𝑹𝑩 , 𝑪𝑹𝑩 , 𝑴𝑨 , and 𝑪𝑨 defined. Now the expressions for N(𝒗𝒓 ) will be defined as a function
of 𝑪𝑨 (𝒗𝒓 ) and D(𝒗𝒓 ).
1 +𝐿 /2
N = – 2 ρ ∫−𝐿 𝑝𝑝/2 𝑇(𝑥) 𝐶𝑑2𝐷 (x)x|𝑣𝑟 + xr |(𝑣𝑟 +xr) dx
𝑝𝑝
where 𝐶𝑑2𝐷 (x) is the 2-D drag coefficient, T(x) is the draft and vr is the relative sway vel. vr = v - Vc sin(βc -ψ).
This is a strip theory approach where each hull section contributes to the integral.
A 3-D representation of above equations can be obtained by fitting the above cross-flow drag integrals to second-
order modulus functions:
𝑌|𝑣|𝑣 , 𝑌|𝑣|𝑟 , 𝑌𝑣|r| , 𝑌|𝑟|𝑟 , 𝑁|𝑣|𝑣 , 𝑁|𝑣|𝑟 , 𝑁𝑣|𝑟| and 𝑁|𝑟|𝑟 are maneuvering coefficients defined using SNAME.
notation.
By using second-order modulus term representation defined above, Norrbin’s nonlinear maneuvering
model:
N(𝒗𝒓 )𝒗𝒓 = 𝑪𝑨 (𝒗𝒓 )𝒗𝒓 + D(𝒗𝒓 )𝒗𝒓
𝑌𝑣̇ 𝑣𝑟 𝑟 + 𝑌𝑟̇ 𝑟 2 – 𝑋|𝑢|𝑢 |𝑢𝑟 |𝑢𝑟
=[ 𝑋𝑢̇ 𝑢𝑟 𝑟 ] + [ – 𝑌|𝑣|𝑣 |𝑣𝑟 |𝑣𝑟 – 𝑌|𝑣|𝑟 |𝑣𝑟 |𝑟 – 𝑌𝑣|r| 𝑣𝑟 |𝑟| – 𝑌|𝑟|𝑟 |𝑟|𝑟 ]
(𝑋𝑢̇ – 𝑌𝑣̇ )𝑢𝑟 𝑣𝑟 – 𝑌𝑟̇ 𝑢𝑟 𝑟 – 𝑁|𝑣|𝑣 |𝑣𝑟 |𝑣𝑟 – 𝑁|𝑣|𝑟 |𝑣𝑟 |𝑟 – 𝑁𝑣|𝑟| 𝑣𝑟 |𝑟| – 𝑁|𝑟|𝑟 |𝑟|𝑟
𝑋𝑣𝑟 𝑣𝑟 𝑟 + 𝑋𝑟𝑟 𝑟 2
= (𝑎𝑙𝑡𝑒𝑟𝑛𝑎𝑡𝑖𝑣𝑒𝑙𝑦: [ 𝑌𝑢𝑢 𝑢𝑟 𝑟 ])
𝑁𝑢𝑣 𝑢𝑟 𝑣𝑟 + 𝑁𝑢𝑟 𝑢𝑟 𝑟
From above expression, it is seen that
0 0 𝑌𝑣̇ 𝑣𝑟 + 𝑌𝑟̇ 𝑟
𝑪𝑨 (𝒗𝒓 ) = [ 0 0 – 𝑋𝑢̇ 𝑢𝑟 ]
– 𝑌𝑣̇ 𝑣𝑟 – 𝑌𝑟̇ 𝑟 𝑋𝑢̇ 𝑢𝑟 0
– 𝑋|𝑢|𝑢 |𝑢𝑟 | 0 0
𝑫(𝒗𝒓 ) = [ 0 – 𝑌|𝑣|𝑣 |𝑣𝑟 | – 𝑌|𝑟|𝑣 |𝑟| – 𝑌|𝑣|𝑟 |𝑣𝑟 | – 𝑌|𝑟|𝑟 |𝑟| ]
0 – 𝑁|𝑣|𝑣 |𝑣𝑟 | – 𝑁|𝑟|𝑣 |𝑟| – 𝑁|𝑣|𝑟 |𝑣𝑟 | – 𝑁|𝑟|𝑟 |𝑟|
As can be seen at first glance, linear potential damping and skin friction D is neglected in 𝑫(𝒗𝒓 ) since the
nonlinear quadratic terms 𝑫𝒏 (𝒗𝒓 ) dominate at higher speeds. This is a good assumption for maneuvering
while stationkeeping models should include a nonzero D.
Abkowitz’s Model: In this model, the hydrodynamic forces acting on the ship-propeller-rudder system
is considered as a holistic, and the hydrodynamic derivatives are expanded in Taylor series near the
equilibrium point of the motion state. Considering a rigid vessel under the influences of external
hydrodynamic forces and moments
where
x = [𝑢, 𝑣, 𝑟, 𝑢̇ , 𝑣̇ , 𝑟̇ , 𝛿]𝑇
Based on these equations, Abkowitz [4] proposed a third-order truncated Taylor-series expansion of the
functions X(x) Y(x) and Z(x)
𝒙𝟎 = [𝑈, 0, 0, 0, 0, 0, 0]𝑇
This gives
Where ∆x = x - 𝑥0 = [∆𝑥1 , ∆𝑥2 , . . . , ∆𝑥7 ]𝑇 . By applying some physical insight, the complexity of these
expressions can be reduced. Abkowitz makes the following assumptions:
1. Most ship maneuvers can be described by a 3rd-order truncated Taylor expansion about the steady
state condition u = 𝑢0 .
2. Only 1st-order acceleration terms are considered.
3. Standard port/starboard symmetry simplifications except terms describing the constant force
and moment arising from single-screw propellers.
4. The coupling between the acceleration and velocity terms is negligible.
Applying these assumptions to the expressions X(x), Y(x) and N(x) yields
X = 𝑋 ∗ + 𝑋𝑢̇ 𝑢̇ + 𝑋𝑢 ∆𝑢 + 𝑋𝑢𝑢 ∆𝑢2 + 𝑋𝑢𝑢𝑢 ∆𝑢3 + 𝑋𝑣𝑣 𝑣 2 + 𝑋𝑟𝑟 𝑟 2 + 𝑋𝛿𝛿 𝛿 2 + 𝑋𝑟𝑣𝛿 𝑟𝑣𝛿 + 𝑋𝑟𝛿 𝑟𝛿 + 𝑋𝑣𝛿 𝑣𝛿 +
𝑋𝑣𝑣𝑢 𝑣 2 ∆𝑢 + 𝑋𝑟𝑟𝑢 𝑟 2 ∆𝑢 + 𝑋𝛿𝛿𝑢 𝛿 2 ∆𝑢 + 𝑋𝑟𝑣𝑢 𝑟𝑣𝑢 + 𝑋𝑟𝛿𝑢 𝑟𝛿∆𝑢 + 𝑋𝑣𝛿𝑢 𝑣𝛿∆𝑢
𝑈 = √𝑢2 + 𝑣 2 ≈ u
The 3DOF maneuvering model can be decoupled in a forward speed (surge) model and a sway-yaw
subsystem for maneuvering.
Forward Speed Model (Surge Subsystem)
Starboard-port symmetry implies that surge is decoupled from sway and yaw. Hence, the surge equation
can be written in component form as:
(𝑚 − 𝑋𝑢̇ )𝑢̇ - 𝑋𝑢 𝑢𝑟 - 𝑋|𝑢|𝑢 |𝑢𝑟 |𝑢𝑟 = 𝜏1
Where 𝒗𝒓 = [𝑣𝑟 , 𝑟]𝑇 and δ is the rudder angle. This is based on the assumptions that the cruise speed
u = 𝑢0 ≈ constant
The ocean current force is included as a linear term N(𝑢0 )[𝑣𝑐 , 0]𝑇 . In above representation, N(𝑢0 ) is
represented the summation of rigid body Coriolis-centripetal matrix, 𝑪𝑹𝑩 (𝒗), the hydrodynamic Coriolis-
centripetal matrix, 𝑪𝑨 (𝒗), and the linear damping matrix, D(𝑣).
N(𝑢0 )= 𝑪𝑹𝑩 (𝒗) + 𝑪𝑨 (𝒗) + D(𝒗)
𝑪𝑹𝑩 (𝒗) and 𝑪𝑨 (𝒗) matrices for sway-yaw subsystem can be obtained by extracting 2nd and 6th rows in
6DOF 𝑪𝑹𝑩 (𝒗) and 𝑪𝑨 (𝒗) matrices.
Assumptions
1. For surface ships, the effects of w (heave), p (roll) and q (pitch) are negligible.
2. {b} frame be set in the centreline (CO): 𝑦𝑔 = 0
3. Homogeneous mass distribution and xz plane symmetry: 𝐼𝑥𝑦 = 𝐼𝑦𝑧 = 0
By 𝑪𝑹𝑩 (𝒗) matrix and v vector above, 𝑪𝑹𝑩 (𝒗)𝒗 can be obtained as (using the assumptions above, as well):
– 𝑚(𝑦𝑔 𝑟 – 𝑢0 )𝑟 𝑚𝑢0 𝑟
𝑪𝑹𝑩 (𝒗)𝒗 = [ ] = [ 𝑚(𝑥 𝑟 + 𝑣)𝑢 – 𝑚𝑢 𝑣 ]
𝑚(𝑥𝑔 𝑟 + 𝑣)𝑢0 + 𝑚(𝑦𝑔 𝑟 – 𝑢0 )𝑣 𝑔 0 0
0 𝑚𝑢0 𝑣
𝑪𝑹𝑩 (𝒗) = [
0 𝑚𝑥𝑔 𝑢0 ] [ 𝑟 ]
where
By recalling that the effects of w (heave), p (roll) and q (pitch) are negligible for surface vessels and, by
dropping the surge-sway and surge-yaw coupling terms, the 𝑪𝑨 (𝒗)𝒗 matrix is obtained in the form:
0 −𝑋𝑢̇ 𝑢0 𝑣
𝑪𝑨 (𝒗) = [ ][ ]
(𝑋𝑢̇ − 𝑌𝑣̇ )𝑢0 −𝑌𝑟̇ 𝑢0 𝑟
−𝑌𝑣 −𝑌𝑟
D(v) = [ ]
−𝑁𝑣 −𝑁𝑟
1. Norrbin, N. H. (1970). Theory and Observation on the Use of a Mathematical Model for Ship
Maneuvering in Deep and Confined Waters. In: Proceedings of the 8th Symposium on Naval
Hydrodynamics. Pasadena, CA.
2. Fedyaevsky, K. K. and G. V. Sobolev (1963). Control and Stability in Ship Design. State Union
Shipbuilding House
3. Blanke, M. (1981). Ship Propulsion Losses Related to Automated Steering and Prime Mover Control.
PhD thesis. The Technical University of Denmark, Lyngby.