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Horizontal lifelines - review of regulations and simple design method


considering anchorage rigidity

Article · March 2017


DOI: 10.1080/10803548.2017.1300444

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International Journal of Occupational Safety and
Ergonomics

ISSN: 1080-3548 (Print) 2376-9130 (Online) Journal homepage: http://www.tandfonline.com/loi/tose20

Horizontal lifelines – review of regulations and


simple design method considering anchorage
rigidity

Bertrand Galy & André Lan

To cite this article: Bertrand Galy & André Lan (2017): Horizontal lifelines – review of regulations
and simple design method considering anchorage rigidity, International Journal of Occupational
Safety and Ergonomics

To link to this article: http://dx.doi.org/10.1080/10803548.2017.1300444

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International Journal of Occupational Safety and Ergonomics (JOSE), 2017
http://dx.doi.org/10.1080/10803548.2017.1300444

Horizontal lifelines – review of regulations and simple design method considering


anchorage rigidity
Bertrand Galy ∗ and André Lan
Institut de Recherche Robert-Sauvé en Santé et Sécurité du Travail (IRSST), Canada

Among the many occupational risks construction workers encounter every day falling from a height is the most dangerous.
The objective of this article is to propose a simple analytical design method for horizontal lifelines (HLLs) that considers
anchorage flexibility. The article presents a short review of the standards and regulations/acts/codes concerning HLLs in
Canada the USA and Europe. A static analytical approach is proposed considering anchorage flexibility. The analytical
results are compared with a series of 42 dynamic fall tests and a SAP2000 numerical model. The experimental results show
that the analytical method is a little conservative and overestimates the line tension in most cases with a maximum of 17%.
The static SAP2000 results show a maximum 2.1% difference with the analytical method. The analytical method is accurate
enough to safely design HLLs and quick design abaci are provided to allow the engineer to make quick on-site verification
if needed.
Keywords: horizontal lifeline; design method; anchorage flexibility; SAP2000; fall tests; wire rope; deflection

1. Introduction attachment of fall arrest equipment. This type of PFAS


Among the many occupational risks construction work- allows the workers to have a larger freedom of movement
ers encounter every day, falling from a height is the most compared with fixed anchoring points. It increases their
dangerous. Some specialized occupations, such as steel safety by reducing the number of times the workers have to
erection, are more exposed to fall from height hazards. connect/disconnect their lanyard from the anchorage con-
In Québec during 2009, over 12,000 falls occurred during nector. Once the worker attaches himself to the HLL, he is
working hours and 13 workers died (representing 21% of protected from the beginning to the end of his tasks.
occupational fatalities), making this the third largest cause The basic parameters studied in HLL design are the
of death at work [1]. Moreover, between 2009 and 2011, maximum arrest force (MAF) in the workers lanyard, the
70% of working stoppage orders and 58% of infractions maximum arrest load (MAL) in the line and the total fall
in the construction industry were related to fall protection distance (TFD). The goal is to find an optimum balance
[1]. Fall from height is the second accident cause in terms between the TFD and the MAL. Indeed, when the fall
of economic burden (CAD 388 million/year), just behind distance increases, the line tension diminishes and vice
fall on the same level (CAD 417 million/year) [2]. versa. A high line tension during fall arrest will obviously
The fall protection strategy consists of eliminating the affect the rope diameter but also the anchorage design.
fall risk at the source if possible, by planning most of Research on HLLs, both theoretical and testing, has been
the work at floor level or by having a structure to pro- carried out since the 1970s [3–5] but there are still some
vide protection. If this is not possible, then the primary questions remaining, such as the influence of anchorage
option is to use passive collective fall protection systems flexibility. Simple, yet safe, analytical tools are very use-
such as guardrails or safety nets. A passive fall protection ful to design HLLs for use on construction sites. However,
system does not require any action from the user to acti- most analytical methods presented in past studies do not
vate it. As a last resort, an active system (requiring some consider anchorage flexibility, leading to overdesign of the
actions from the worker) such as a personal fall arrest sys- anchorages.
tem (PFAS) is given to workers. One type of PFAS is a This article presents a short review of the Canadian, US
horizontal lifeline (HLL). A HLL is a system composed and European standards and regulations/acts/codes related
of a synthetic or wire rope, installed horizontally between to the design of HLLs used on construction sites and pro-
two anchors, to which a worker attaches his personal fall poses a simple analytical design method for HLLs, taking
protection system. It provides a continuous anchor for the into account anchorage flexibility. The article also provides

*Corresponding author. Email: bertrand.galy@irsst.qc.ca

© 2017 Central Institute for Labour Protection – National Research Institute (CIOP-PIB)
2 B. Galy and A. Lan

quick design abaci and a comparison between theoretical shall be designed by a professional engineer or shall meet
and laboratory results. Finally, the article presents a dis- the following minimal criteria [9]:
cussion on the reliability and use of the analytical method
presented in this study. • the HLL is a wire rope with a minimal diameter of
12 mm and with a minimal angle of 1 vertical for 12
horizontal (5°);
2. Review of North American and European • the span between the anchorages is less than 12 m;
regulations/acts/codes for horizontal lifelines • the anchorage breaking strength is at least 90 kN;
This section presents a short review of the current stan- • a maximum of two workers can use the HLL at the
dards and regulations/acts/codes in Canada, the USA and same time.
Europe. For Canada, the case of the three most popu-
lated provinces (Ontario, Québec and British Columbia) is Québec is the only province where a HLL can be installed
discussed more thoroughly. First, the safety and health reg- without the supervision of a professional engineer. How-
ulations are discussed and then the applicable standards on ever, the Québec Safety Code for the Construction Indus-
fall protection are presented. try basically gives the choice between a design properly
made by a professional engineer and a huge overdesign
if only one worker is connected to the HLL. Experimen-
2.1. Canada (Provinces of Québec, Ontario and British tal research work [5] showed that even for long spans
Columbia) (50 m) the maximum arrest load (MAL), which is the peak
Fall protection is required when workers are exposed to: force experienced and measured at the anchorage dur-
ing the dynamic test of a HLL, never exceeded 31.1 kN,
• a fall of 3 m or higher (1.2 m if using a wheelbar- with a MAF of 8.5 kN, which is way beyond what can
row); be expected today because energy absorbers are manda-
• a fall into operating machinery; tory. With two masses falling at the same time at the
• a fall into water or a hazardous liquid; center of the lifeline, the MAL measured was 45.8 kN
• a fall through an opening on a work surface [6,7]. with MAFs of 8.6 and 8.7 kN for each worker respec-
tively [5]. Today, in similar conditions, with the mandatory
The workers shall be protected with guardrail systems; energy absorber we can expect MAFs around 4 kN for
if this is not possible, workers shall be protected with each worker with a Class E4 absorber, compliant with
one of the following means: travel restraint systems, fall Standard No. CAN/CSA Z259.11:2005 [11]. This means
restricting systems, fall arrest systems or safety nets [6]. that the anticipated MAL should be approximately 30 kN,
These components shall be designed by a professional only a third of the minimum anchorage strength of a
engineer in accordance with good engineering practice, HLL not designed by an engineer. Hence, we can see
and shall meet the requirements of the family of fall pro- that the minimal requirements for a HLL not designed
tection standards from the National Standards of Canada by a professional engineer are very conservative, even for
[6,8–10]. the case where two workers are connected to the lifeline
simultaneously.

2.1.1. Ontario
Ontario Regulation 851, Section 85, limits the free fall dis- 2.1.3. British Columbia
tance to 1.5 m, prescribes the use of an energy absorber In British Columbia, the fall arrest system components
that limits the MAF to 8 kN and stipulates that the fall can comply with Standards No. ANSI Z359:2007 instead
arrest system shall have sufficient capacity to absorb twice of Standards No. CAN/CSA Z259 [10]. This case is
the energy of the fall [7]. Ontario Regulation 691 pre- quite unique in Canada; however, Standards No. ANSI
scribes the same MAF. For temporary anchorages, Ontario Z359:2007 and Standards No. CAN/CSA Z259 are quite
Regulation 691 allows dynamic testing in accordance with similar and most PFAS components meet the require-
good engineering practice in order to verify the capacity of ments of both standards. HLLs must be able to sustain
the anchorage to arrest a worker’s fall. However, for per- twice the MAL and at least a tension force of 22 kN.
manent anchorages, such dynamic testing is not allowed Temporary HLLs can be used if they are manufactured
because permanent anchor systems have to be installed products installed and used in accordance with the man-
according to the Building Code [6]. ufacturer’s guidelines, if they are designed and used in
accordance with written instructions certified by a pro-
fessional engineer or if they are designed, installed and
2.1.2. Province of Québec used in a manner acceptable to the Board. However,
In Québec, HLLs are governed by Section 2.10.15 of Reg- permanent HLLs must be certified by a professional
ulation S-2.1, r.4 [9]. This section stipulates that a HLL engineer [10].
International Journal of Occupational Safety and Ergonomics (JOSE) 3

2.1.4. Standards No. CAN/CSA Z259 of a worker can trigger the fall of other workers connected
Since the early 1990s fall protection regulations and stan- to the same lifeline. Finally, Subpart M App C recom-
dards have evolved significantly in Canada [1], and today mends testing of installed lifelines and anchors prior to use.
15 Standards No. CAN/CSA Z259 have been published. Hence we can see that the OSHA act does not require a pro-
Standard No. CAN/CSA Z259.13:2016 [12] gives the fessional engineer to design the HLL, contrary to what is
design requirements and test procedures for HLLs. Basi- mandatory in some provinces of Canada.
cally, the minimum strength of a HLL shall be at least twice
the anticipated MAL. Table 1 presents more details on the 2.2.2. Standards No. ANSI Z359:2007
minimum requirements for the lifelines, depending on their
According to Standard No. ANSI Z359.1:2007 [14], a
material. End anchorage connectors shall resist at least
PFAS using body harnesses must limit the MAF to 8 kN
twice the MAL (but not less than 22.2 kN) horizontally and
(4 kN for the sole energy absorber) and the decelera-
at least twice the MAL × sin θ max (but not less than 16 kN)
tion distance shall not exceed 1.067 m (42 in.). Further-
vertically, where θ max is the maximum angle between the
more, Standard No. ANSI Z359.1:2007 indicates that ‘a
lifeline and the horizontal during the worker’s fall.
PFAS, which incorporates a horizontal lifeline (outside
The design temperatures to consider vary between −35
the scope of this standard) shall be evaluated in accor-
and +35 °C (–31 and +95 °F). Special conditioning is
dance with acceptable engineering practice to determine
required before testing in wet and cold conditions. Under
that such system will perform as intended’ [14,p.10]. Stan-
such climatic conditions the MAF of Class E4 absorbers
dard No. ANSI Z359:2007 specifically addressing HLLs
can be increased to 6 kN instead of 4 kN, and to 8 kN for
is currently under development: Standard No. ANSI/ASSE
Class E6 absorbers instead of 6 kN [11].
Z359.17:200X [15]. Standard No. ANSI Z359.2:2007 stip-
ulates that anchorages shall be certified (and designed)
2.2. The USA by ‘a qualified person with experience and training in
designing and using horizontal lifeline systems’ [16, p.35].
In the USA, the Occupational Safety and Health Admin-
Furthermore, anchorages shall be capable of sustaining at
istration (OSHA) mission is to ensure safe and healthful
least twice the maximum tension developed in the lifeline
working conditions for workers by setting and enforc-
[16], quite similar to what is prescribed by Standard No.
ing standards. OSHA Part 1926 has a specific subpart for
CAN/CSA Z259.13:2016 [12].
fall protection: Subpart M 1926.500–1926.503 and appen-
dices. Standards No. ANSI Z359:2007 on fall arrest sys-
tems defines the basic requirements of PFAS components. 2.3. Europe
Both of these documents are discussed in this section.
In Europe, Standard No. EN795:2016 [17] defines different
types of anchors. This standard is referred to in the regula-
2.2.1. The OSHA tions of most European Union countries, sometimes with
Subpart M 1926.502 of the OHS act stipulates that HLLs national adaptations. Class C corresponds to an anchor-
shall be designed, installed and used under the supervision ing device equipped with a flexible horizontal retaining
of a qualified person, and shall maintain a safety factor of cable. According to this standard, the HLL system and
at least 2 [13]. As a rule of thumb, OSHA Subpart M App the end anchorage connectors shall resist at least twice the
C and App E give the amplifying factor between the MAF MAL [17]. More specifically, type C anchors are most of
and the MAL for HLLs as about 6:1 for a 5° sag. OSHA the time pre-engineered commercially available systems,
Subpart M App C also recommends taking extreme care in similarly to systems certified according to Standard No.
the design of HLLs with multiple tie-offs, because the fall CSA Z259.13:2016 [12]. Type C anchors are certified with
static and dynamic testing. For the static testing of the
type C anchor, all of its elements shall resist to a static
Table 1. Minimum requirements for flexible horizontal load of 12 kN, increased to 18 kN for the non-metallic
lifelines according to Standard No. CAN/CSA
Z259.13:2016 [12].
elements without proof of durability. Type C anchor man-
uals shall indicate the maximum deflection and MAL of
Wire rope Synthetic Horizontal the HLL during the fall arrest. Those indications must be
Minimum line and HLL and lifeline energy verified with dynamic laboratory testing. Dynamic testing
requirement in-line fitting in-line fitting absorber
is conducted with a 100-kg mass and an alpine climb-
Strength 2 × MAL 2.5 × MAL 2 × MAL ing rope 11 mm in diameter, compliant with Standard No.
and and and EN 892:2016 [18]. The dynamic loading of the HLL sys-
>28.9 kN >33.3 kN >22.2 kN tem shall be a vertical force between 9.0 and 9.5 kN, and
Note: 28.9 kN = 6500 lbf; 33.3 kN = 7500 lbf; the acceptable range of variation for the dynamic deflec-
22.2 kN = 5000 lbf; HLL = horizontal lifeline; tion and MAL is ±20%. It is very interesting to note
MAL = maximum arrest load. that, even for a short range of dynamic vertical force,
4 B. Galy and A. Lan

the acceptable range of variation for deflection and MAL 3.2. Formulation
is quite high. This is due to the high variability inher- The free body diagram presented in Figure 1 is considered.
ent to dynamic testing and the inelastic behavior of cable The parabolic equation representing the cable sag is given
structures. Finally, the breaking strength of the cable and by Equation (1):
other load-bearing components has to be at least twice
the MAL. wx2
f = , (1)
2T1

3. Simple analytical design method for a HLL where f = initial sag of the HLL at the distance x;
T1 = initial tension in the lifeline; w = linear self-weight
Analysis of cable structures is quite complex under static
of the lifeline; x = distance from the origin.
loading and becomes even more complex when dynamic
Equation (2) presents the sag f1 in Figure 1 (x = L/2):
loading (such as a worker’s fall) is considered. Cables
are highly non-linear structures: they present a non-linear
behavior due to their change in geometry under loading, wL2
f1 = , (2)
and most of the times cable structures present a stiff- 8T1
ening effect due to increasing externally applied loads
[19]. Hence, in order to make a quick, yet safe, design where f1 = initial sag of the HLL at mid-span; L = span
for a HLL, some hypotheses are made to simplify the length; T1 = initial tension in the lifeline; w = linear self-
problem study. Numerous analytical methods have been weight of the lifeline.
proposed to compute HLL deflection and MAL over the The length of the half-parabola can be computed with
years, with different levels of complexity and often lim- Equation (3) [26]:
ited (if any) dynamic laboratory fall testing validation
[3–5,20–22]. A method for synthetic HLLs has been pro-
L w2 L3
posed by Riches [23]. A short review of some of those Sa = + , (3)
methods can be found in Riches [24] and Galy and Lan 2 48T1 2
[25]. This section presents the simplified analytical method
proposed to design HLLs, which is an updated modified where L = span length; Sa = length of the half-parabola;
version of the simplified method proposed by Arteau and T1 = initial tension in the lifeline; w = linear self-weight
Lan [26]. of the lifeline.
During fall arrest, the lifeline elongation is given by
Equation (4):
3.1. Hypotheses T
The following hypotheses are considered in order to sim- ea = , (4)
EA
plify the study of the MAL of a HLL during a worker’s
fall: where A = area of the cable; E = cable Young’s modulus;
ea = lifeline elongation; T = lifeline tension (MAL).
• all components of the HLL are considered to behave
elastically;
• the MAF is taken as 4 kN with an E4 energy
absorber;
• only one worker is considered;
• the worker’s fall is at mid-span because experi-
mental work showed that this was the worst-case
scenario [4,5];
• the HLL has a single span;
• static loading is considered;
• masses of PFAS components are neglected com-
pared with the worker’s mass (100 kg);
• at rest, under its self-weight, the cable geometry is
Figure 1. Free body diagram considered.
approximated by a parabola (instead of a catenary). Note: α = angle between the horizontal and the lifeline under
the vertical force F; ea = lifeline elongation; f1 = initial sag of
the horizontal lifeline at mid-span; f2 = maximum deflection;
These hypotheses allow us to propose a simplified, yet con- F = vertical force applied on the cable; L = span length;
servative, design method for HLLs by taking into account Sa = length of the half-parabola; T = lifeline tension
the anchorage rigidity. (maximum arrest load).
International Journal of Occupational Safety and Ergonomics (JOSE) 5

From the free body diagram shown in Figure 1 and presents the free body diagram at one anchorage: under line
considering infinitely rigid anchorages we obtain Equa- tension T, the post is going to undergo some straining, thus
tions (5)–(7): increasing the ‘cable length’ by the deflection of the post
F = 2T sin α, (5) under the load T (ek ) compared with the original position
of the lifeline. ek and the new formula of cos α are given
L in Equations (10)–(12). Equation (10) computes the deflec-
cos α = , (6)
2Sa (1 + ea ) tion of the post under the load applied at its free end – the
and deflection is simply the load divided by the post stiffness:
L
cos α = , (7) T
2Sa (1 + (T/EA)) ek = , (10)
KA
where A = area of the cable; α = angle between the hori-
zontal and the lifeline under the vertical force F; E = cable where ek = deflection of the post under the load T;
Young’s modulus; ea = lifeline elongation; F = vertical KA = post stiffness; T = lifeline tension (MAL).
force applied on the cable; L = span length; Sa = length of The post stiffness computed by Equation (11) is derived
the half-parabola; T = lifeline tension (MAL). Then from from classic equations of structural analysis, for a can-
Equations (5) and (6) we obtain Equation (8): tilever beam:
3EA IA
F2 F2 KA = , (11)
T2 = = , (8) LA 3
4 sin α
2 4(1 − cos2 α)
where EA = post material Young’s modulus; IA = flexion
where α = angle between the horizontal and the lifeline inertia of the post; KA = post stiffness; LA = post length.
under the vertical force F; F = vertical force applied on Finally, Equation (12) takes Equation (7) and adds the
the cable; T = lifeline tension (MAL). deflection of the post to the denominator; thus the length
Hence, knowing either the initial tension T1 or sag f1 , considered in the denominator is the sum of the half-length
we can solve the non-linear Equation (8) and find the ten- of the parabola including the elongation of the cable under
sion in the line T. Finally, we can compute the maximum loading plus the post deflection:
deflection f2 with Equation (9) [26]:
L
wL2 + 2FL cos α = , (12)
f2 = , (9) 2[Sa (1 + (T/EA)) + ek ]
8T
where A = area of the cable; α = angle between the hori-
where f2 = maximum deflection; F = vertical force zontal and the lifeline under the vertical force F; E = cable
applied on the cable; L = span length; T = lifeline tension Young’s modulus; ek = deflection of the post under the
(MAL); w = linear self-weight of the lifeline. load T; L = span length; Sa = length of the half-parabola;
In order to consider the anchorage rigidity, we can T = lifeline tension (MAL).
recalculate cos α defined in Equations (6) and (7). Figure 2 Hence, using the new formula of cos α given in
Equation (12), we can compute the lifeline tension T by
solving Equation (8).

3.3. Solving
The analytical solution of Equation (8) is quite complex
and a mathematical solver is handy. Classic spreadsheet
software like Excel is able to solve Equation (8). A simple
way to do this is to use the solver option in Excel 2010, set-
ting a goal for a cell where the function f (T) is computed
by Equation (13), by iterating the value of T:

F2
f (T) = T2 − , (13)
4(1 − cos2 α)

where α = angle between the horizontal and the lifeline


Figure 2. Flexible anchorage.
Note: α = angle between the horizontal and the lifeline under under the vertical force F; F = vertical force applied on
the vertical force F; ek = deflection of the post under the load the cable; T = lifeline tension (MAL).
T; LA = post length; T = lifeline tension (maximum arrest The next section presents some results and abaci
load). obtained with this simplified analytical method.
6 B. Galy and A. Lan

4. Results and abaci The MAF considered is 4 kN with a Class E4 energy


4.1. Discussion on general HLL behavior regarding absorber, and the cable is an aircraft steel wire rope 6 × 19
anchorage flexibility of 12.7 mm in diameter ( 21 in.) with a Young’s modu-
lus of 64.8 GPa. We can see that the more flexible the
Figure 3 presents the MAL T and the deflection f2 with
anchorage, the smaller the MAL (from 18.9 kN in the case
varying anchorage rigidity. Flexible anchorages are fully
of a 10-m HLL with rigid anchorages to 16.5 kN when
embedded posts, made of standard hollow structural sec-
using 102 × 102 × 8 HSSs as anchorages). With decreas-
tions (HSSs). The post characteristics are presented in
ing rigidity there is an increase in the deflection f2 : from
Table 2.
(a)

(b)

Figure 3. MAL T and deflection f2 with varying anchorage rigidity: (a) lifeline tension as a function of span length; (b) maximum
deflection as a function of span length.
Note: f1 = initial sag of the horizontal lifeline at mid-span; f2 = maximum deflection; KA = post rigidity; L = span length;
MAL = maximum arrest load; T = lifeline tension (MAL).

Table 2. Post anchorage characteristics.

Post’s section Mr (kN·m) I (mm4 ) E (GPa) LA (m) KA (kN/m)

HSS 102 × 102 × 8.0 30.4 3,980,000 200 1.2 1382


HSS 127 × 127 × 6.4 41.6 7,050,000 200 1.0 4230

Note: E = Young’s modulus; HSS = hollow structural section; I = moment of inertia; KA = post rigidity; LA = post length;
Mr = resisting moment.
International Journal of Occupational Safety and Ergonomics (JOSE) 7

(a)

(b)

Figure 4. MAL T and deflection f2 with varying initial sag f1 (KA = 4230 kN/m, Ø = 12.7 mm): (a) lifeline tension as a function of
span length; (b) maximum deflection as a function of span length.
Note: f1 = initial sag of the horizontal lifeline at mid-span; f2 = maximum deflection; KA = post rigidity; L = span length;
MAL = maximum arrest load; T = lifeline tension (MAL).

0.53 m in the case of a 10-m HLL with rigid anchorages sag f1 . It is worth noting that the smaller diameter steel wire
to 0.61 m when using 102 × 102 × 8 HSSs as anchorages. rope gives smaller MAL (which was anticipated because
Finally, longer span length means higher MAL. Figure 4 its rigidity is smaller). Hence, with a nominal breaking
presents the MAL T and the deflection f2 with varying ini- strength of 57 kN, a 9.5-mm steel wire rope can be a good
tial sag f1 . We can see that with low initial sag f1 (high option because the factor of safety is higher than 2, the
initial tension T1 ) the MAL is high, especially in the case MAL is reduced and the rope is lighter, which is a huge
of shorter span length. For very long span length, the initial advantage for the workers installing HLLs.
tension T1 has a low impact on the MAL.

4.2. Quick design abaci 5. Comparison with dynamic fall test results
Figures 5 and 6 show quick design abaci for infinitely rigid 5.1. Test protocol
anchorages and steel wire rope diameters of 12.7 ( 12 ) and All of the dynamic fall tests were carried out according
9.5 mm ( 83 in.). With these abaci (or those shown in Figures to the requirements of Standards No. CAN/CSA Z259.
3 and 4) it is quite simple to evaluate the MAL T and the For most of the tests, the test mass was a wood torso
maximal deflection f2 as functions of span length and initial weighing 100 kg and equipped with a Class A full body
8 B. Galy and A. Lan

(a)

(b)

Figure 5. MAL T and deflection f2 with varying initial sag f1 (KA = ∞, Ø = 12.7 mm): (a) lifeline tension as a function of span
length; (b) maximum deflection as a function of span length.
Note: f1 = initial sag of the horizontal lifeline at mid-span; f2 = maximum deflection; KA = post rigidity; L = span length;
MAL = maximum arrest load; T = lifeline tension (MAL).

harness (fall arrest only) and a 1.2 m lanyard with a Class rigid anchorages (W310 × 253 columns) with a 100-kg
E4 energy absorber (limiting the maximal arrest force to steel test mass and a 1.2-m nylon lanyard, 15.9-mm ( 85
4 kN when dry and used at 20 °C). The free fall distance in.) diameter, without an energy absorber. A total of 42
was 1.2 m and the test mass was dropped exactly at mid- dynamic fall tests was carried out. A schematic of the test
span. The dynamic fall testing focused on three spans (5, set-up is presented in Figure 7.
10 and 15 m) with two steel wire rope diameters which are All of the fall parameters are recorded in real time at a
presented in Table 3. The varying parameters were the ini- 1200-Hz sampling rate. The MAL is measured with a 44.5-
tial cable sag and anchorage flexibility. Different HSS and kN load cell at each end of the line. The MAF is measured
anchorage lengths were used and are presented in Table 4. with a 22.3-kN load cell. String potentiometers are used
The testing matrix is presented in Table 5, where the total to monitor the HLL deflection and test mass fall distance.
number of dynamic fall tests for each configuration is indi- Finally, the HSSs are equipped with four strain gauges each
cated in parentheses. The test configurations are specified in order to monitor any torsion and plastic hinge formation.
for the ‘general testing’. We also tested two ‘special con- The strain gauges are placed at a height corresponding to
figurations’: important initial sag (1 in 5 instead of 1 in 25); the half-width of the HSS from the fixed support. At the
International Journal of Occupational Safety and Ergonomics (JOSE) 9

(a)

(b)

Figure 6. MAL T and deflection f2 with varying initial sag f1 (KA = ∞, Ø = 9.5 mm): (a) lifeline tension as a function of span
length; (b) maximum deflection as a function of span length.
Note: f1 = initial sag of the horizontal lifeline at mid-span; f2 = maximum deflection; KA = post rigidity; L = span length;
MAL = maximum arrest load; T = lifeline tension (MAL).

beginning of the fall testing campaign, new HSSs were Table 3. Steel wire ropes used in dynamic fall testing.
used for each test. However, because the results from the
Property Steel wire rope A Steel wire rope B
strain gauges indicated that the HSS remained in the elastic
domain, it was decided to keep the same HSS from the pre- Cable type Aircraft wire rope Aircraft wire rope
vious test for all other tests in order to optimize the fall Construction type 7 × 19 6 × 19
testing program. Material Type 304 stainless Type 316 stainless
steel steel
Nominal diameter 9.5 mm ( 83 in.) 12.7 mm ( 12 in.)
5.2. Experimental results compared with analytical Young’s modulus 64.8 GPa 64.8 GPa
results Section 41.9 mm2 64.2 mm2

In this section we compare the test results with the ana-


lytical results obtained with the simple analytical model the analytical results obtained with a 4-kN MAF, which
proposed in Section 3. First, we compare the HLL deflec- would correspond to a scenario where an engineer is
tion and MAL using the measured MAF in the analytical designing the HLL and considering the nominal MAF of
model (Table 6). The test results are then compared with the energy absorber (Table 7).
10 B. Galy and A. Lan

Table 4. Anchorage characteristics.

Post’s section Mr (kN·m) I (mm4 ) LA (m) KA (kN/m) Anchorage identification

HSS 102 × 102 × 8.0 30.4 3.98 × 106 1.5 708 Post 4
1.0 2388 Post 1
HSS 127 × 127 × 6.4 41.6 7.05 × 106 1.5 1253 Post 5
1.0 4230 Post 2
0.8 8262 Post 3

Note: HSS = hollow structural section; I = moment of inertia; KA = post rigidity; LA = post length; Mr = resisting moment.

Table 5. Testing matrix.

Span length L
Anchorage 5 m (f1 = 0.1 m) 10 m (f1 = 0.2 m) 15 m (f1 = 0.3 m)

General testing
Post 1 – E-1-10 (4) (cables A and B) –
Post 2 E-2-5 (6) (cables A and B) E-2-10 (6) (cables A and B) –
Post 3 – E-3-10 (4) (cables A and B) –
Post 4 – E-4-10 (2) (cable B) –
Post 5 – E-5-10 (2) (cable B) E-5-15 (6) (cables A and B)
Rigid anchorage – E-R-10 (3) (cable A) –
Special configuration
Post 2 T1E-2-5 (6) (cables A – –
and B) (f1 = 0.5 m)
ME-R-10 (3) (cable B) (nylon
Rigid anchorage – lanyard +100-kg steel mass) –

Note: Total number of dynamic fall tests for each configuration indicated in parentheses. f1 = initial sag of the horizontal lifeline at
mid-span.

5.2.1. Comparison with the analytical results using the Considering the numerous non-linearities involved in
measured MAF the dynamic behavior of HLLs and the simplicity of the
The difference between the measured MAL and the com- proposed analytical model, it seems to be an accept-
puted MAL varies from –17 to +10% (Table 6), which able estimate. The mean difference calculated without the
means that the proposed simple design method is a bit ‘special configuration’ case scenario shows that the esti-
conservative (except for rigid anchorages). mate is closer to reality for the 9.5-mm ( 38 in.) wire

Figure 7. Test set up.


Note: f1 = initial sag of the horizontal lifeline at mid-span; f2 = maximum deflection; L = span length; T = lifeline tension
(maximum arrest load).
International Journal of Occupational Safety and Ergonomics (JOSE) 11

Table 6. Comparison of test results with analytical results.

Measured Measured Calculated Measured Calculated


Test Wire MAF MAL MAL Difference deflection deflection Difference
configuration rope (kN) (kN) (kN) (%) (mm) (mm) (%)

E-1-10 A 2.9 12.3 12.6 −2 511 580 −14


E-2-10 A 3.1 12.7 13.4 −6 509 580 −14
E-2-5 A 3.2 13.4 13.4 0 281 300 −7
E-3-10 A 3.2 12.9 13.9 −8 500 570 −14
E-5-15 A 3.5 13.9 14.1 −1 831 940 −13
E-R-10 A 3.1 15.3 13.8 10 433 560 −29
T1-E-2-5 A 3.7 7.3 7.7 −5 621 600 3
E-1-10 B 3.2 12.9 14.8 −15 549 540 2
E-2-10 B 3.1 13.8 15.1 −9 523 520 1
E-2-5 B 3.5 13.8 15.8 −14 276 280 −1
E-3-10 B 3.3 13.9 16.1 −16 520 520 0
E-4-10 B 3.5 12.0 13.7 −14 645 640 1
E-5-10 B 3.5 12.8 15.0 −17 623 600 4
E-5-15 B 3.6 14.1 15.8 −12 834 870 −4
ME-R-10 B 8.1 29.8 31.2 −5 555 650 −17
T1-E-2-5 B 3.7 7.6 7.8 −3 623 600 4

Note: MAF = maximum arrest force; MAL = maximum arrest load.


Table 7. Comparison of test results with analytical results (considering a 4-kN MAF).

Difference with
Measured theoretical Measured Calculated Measured Calculated
Test Wire MAF MAF = 4 kN MAL MAL Difference deflection deflection Difference
configuration rope (kN) (%) (kN) (kN) (%) (mm) (mm) (%)

E-1-10 A 2.9 −37 12.3 15.7 −28 511 640 −25


E-2-10 A 3.1 −30 12.7 16.1 −27 509 620 −22
E-2-5 A 3.2 −25 13.4 15.6 −16 281 320 −14
E-3-10 A 3.2 −26 12.9 16.4 −27 500 610 −22
E-5-15 A 3.5 −15 13.9 15.5 −12 831 970 −17
E-R-10 A 3.1 −31 15.3 16.7 −9 433 600 −39
T1-E-2-5 A 3.7 −7 7.3 8.3 −14 621 610 2
E-1-10 B 3.2 −26 12.9 17.4 −35 549 580 −6
E-2-10 B 3.1 −28 13.8 18.0 −30 523 560 −7
E-2-5 B 3.5 −13 13.8 17.2 −25 276 290 −5
E-3-10 B 3.3 −20 13.9 18.4 −32 520 550 −6
E-4-10 B 3.5 −15 12.0 15.1 −26 645 670 −4
E-5-10 B 3.5 −13 12.8 16.3 −27 623 620 0
E-5-15 B 3.6 −11 14.1 17.0 −21 834 890 −7
T1-E-2-5 B 3.7 −8 7.6 8.4 −11 623 600 4

Note: MAF = maximum arrest force; MAL = maximum arrest load.

rope (−3%) than for the 12.7-mm ( 12 in.) wire rope biggest overestimation is only 9 cm for a 15-m span
(−14%). The mean difference in the HLL deflection is – length.
14% for the 9.5-mm ( 38 in.) wire rope and 0% for the The general observation made for wire rope B (over-
12.7-mm ( 12 in.) wire rope. There are five configura- estimation of the MAL and underestimation of the HLL)
tions in which the HLL deflection was underestimated by is related to the flexibility parameters chosen for the wire
the analytical model; however, this underestimation was rope (Young’s modulus and steel section). A slightly more
about 2 cm, which is negligible compared with the other flexible cable (in the analytical model) would give us
uncertainties in the computation of the clearing distance results closer to those measured in the laboratory. How-
(e.g., worker’s height, harness stretch). For the configu- ever, in a design scenario, the elastic parameters of the
ration E-R-10, which is the biggest difference observed wire rope will not be known exactly. The analytical results
in HLL deflection, the overestimation is about 13 cm, obtained show that a close enough approximation of the
which seems acceptable to compute adequately the clear- MAL and HLL deflection can be obtained using the real
ing distance, especially because the overestimation tends cable diameter, its construction (7 × 19) and Young’s mod-
to make the HLL safer. Besides this case, the second ulus of the material.
12 B. Galy and A. Lan

5.2.2. Comparison with the analytical results using the Both static and dynamic analyses were conducted with
nominal 4-kN MAF SAP2000. The static analysis considers a 4-kN static load
The comparison made in the previous section gives us an applied at mid-span and is made in the non-linear domain
insight into the precision of the analytical model. How- (including) P– effects. The dynamic analysis considers a
ever, if an engineer is willing to design a HLL using our static load of 1 kN applied at mid-span and multiplied by
analytical model, he would be using the nominal MAF of a load function corresponding to the force measure in the
the energy absorber, which is 4 kN in this case. A compar- lanyard during the dynamic fall tests. A 5% mass propor-
ison of this ‘conception scenario’ with the test results is tional damping is considered for the dynamic analyses. The
presented in Table 7. dynamic analysis are conducted in direct integration with
In all of the cases presented in Table 7, the MAL is the Hilber–Hughes–Taylor α method (α = 0, β = 0.25,
overestimated by the analytical method, which makes it γ = 0.5). This type of direct integration scheme has two
conservative. The overestimation range goes from 9 (1.4) advantages: there is no numerical dampening and it is
to 35% (4.4 kN). The HLL deflection is underestimated in unconditionally stable [28].
only two cases (23 and 11 mm, respectively 4 and 2%) Table 8 compares the analytical and model results con-
and overestimated in all other cases (with a maximum of sidering a 4-kN static load applied at mid-span. The mean
167 mm, equivalent to 39%). difference between SAP2000 and the proposed analytical
method is 0.3% for the MAL (0.5% SD) and 1.3% for the
line deflection (0.6% SD). Table 8 indicates that the analyt-
ical results are as good as those obtained with the SAP2000
6. Comparison with a numerical model model.
A comparison with results obtained using a numerical Numerical modeling of the experimental dynamic fall
model has been made. The HLL system was modeled tests was done with SAP2000 Ultimate 16.1.1. The model
with SAP2000 [27]. This software was chosen for mul- is loaded with a 1-kN static load applied at mid-span and
tiple reasons: the cable element available in SAP2000 is multiplied by a load function that was recorded during the
a catenary non-linear elastic element. The non-linearities dynamic fall tests in the laboratory. There are a few differ-
considered include the rigidification during loading (P– ences between the experimental set-up and the numerical
effects) and great displacements. Furthermore, SAP2000 model:
is structural software commonly used in the industry,
and includes the usual HSSs that are found on con- • the load cells (one at each anchorage and one at mid-
struction sites. The cable is subdivided into 20 ele- span) are not represented in the numerical model;
ments and its modulus and section area are presented in • the initial sag is greater in the experimental results
Table 3. because of the mid-span load cell weight;

Table 8. Comparison of model results with analytical results (considering a 4-kN MAF).

SAP2000 Analytical SAP2000


Test Analytical Ultimate 16.1.1 Difference deflection deflection Difference
configuration MAL (kN) MAL (kN) (%) (mm) (mm) (%)

E-1-10-A 15.7 15.7 0.0 639 643 0.6


E-1-10-B 17.4 17.4 0.0 581 582 0.2
E-2-5-A 15.6 15.6 0.0 321 326 1.5
E-2-5-B 17.2 17.1 −0.6 292 296 1.4
E-2-10-A 16.1 16.1 0.0 623 626 0.5
E-2-10-B 18.0 18.0 0.0 561 562 0.2
E-2-15-A 16.3 16.4 0.6 926 941 1.6
E-2-15-B 18.3 18.5 1.1 831 841 1.2
E-3-10-A 16.4 16.5 0.6 612 621 1.4
E-3-10-B 18.4 18.5 0.5 547 553 1.1
E-4-10-A 14.1 14.1 0.0 713 726 1.8
E-4-10-B 15.1 15.0 −0.7 670 680 1.5
E-5-15-A 15.5 15.6 0.6 974 993 1.9
E-5-15-B 17.0 17.1 0.6 892 905 1.4
T1-E-2-5-A 8.3 8.3 0.0 606 619 2.1
T1-E-2-5-B 8.4 8.5 1.2 597 608 1.8
E-R-10-A 16.7 16.8 0.6 601 610 1.5
E-R-10-B 18.9 19.1 1.0 532 537 0.9

Note: MAF = maximum arrest force; MAL = maximum arrest load.


International Journal of Occupational Safety and Ergonomics (JOSE) 13

(a)

(b)

Figure 8. Comparison of experimental, numerical and analytical results for the test configuration E-2-10-B: (a) deflection as a
function of span length; (b) lifeline tension as a function of span length.
Note: f2 = lifeline deflection (sag at mid-span); HLL = horizontal lifeline; F = vertical load applied at mid-span; MAF = maximum
arrest force; t = time; T = lifeline tension (maximum arrest load).

• the experimental MAL is expected to be a little for the Construction Industry are met. Those minimal cri-
higher because the initial line tension is higher due teria are very conservative, especially if only one worker
to weight of the load cells; is connected to the lifeline. Cable analysis is quite com-
• during the fall arrest, the tension in the HLL is going plex, especially with dynamic loading, and that is why a
to unscrew a little the line tensioners, and as a con- simplified design method is handy. The method proposed
sequence the fundamental period of the system is in this article considers a single span cable, a unique static
going to be a little higher at the end of the test. load applied at mid-span and the anchorage rigidity. The
method proposed is quite simple to use and the equations
For brevity reasons, only an example is provided, but all can be solved easily with common spreadsheet software. A
of the results compare similarly. Figure 8 shows a compar- smaller cable diameter or flexible anchorages will mean
ison of the experimental and numerical results. It can be a smaller MAL. Longer spans come with higher MAL
seen that the experimental, numerical and analytical results and higher maximum deflections. Some quick design abaci
compare well and that the analytical method gives a pre- were also presented in this article and can be used to verify
cise enough estimation of the line tension and deflection to or quickly estimate the expected MAL or maximal deflec-
safely design a HLL system. tion. Finally, the results of the proposed simplified design
method are compared with dynamic laboratory fall tests
and numerical modeling. The results show that the analyt-
7. Conclusions and recommendations
ical method gives a good estimate of the line tension and
This article presents a short review of the standards and deflection during fall arrest and hence is appropriate for the
regulations concerning HLLs in Canada, the USA and design of simple HLL systems. An extension of the calcu-
Europe. Most of the time in Canada, a professional engi- lation method to take into account multi-span HLL systems
neer is required to design the HLL, unless the minimal and their simultaneous use by more than one user would be
requirements of article 2.10.15 of the Québec Safety Code valuable in the future.
14 B. Galy and A. Lan

Acknowledgements – fall protection for the construction industry. Washington


The authors would like to acknowledge the technical team from (DC); OSHA; 1998. Regulation No. OSHA 1926 – M –
the structural laboratory of the École Polytechnique de Montréal 1998.
for their help in the dynamic fall testing process and the IRSST [14] American National Standards Institute/American Society of
for the funding of this research project. Safety Engineers (ANSI/ASSE). Safety requirements for
personal fall arrest. Washington (DC); ANSI/ASSE; 2007.
Standard No. ANSI/ASSE Z359.1:2007.
[15] American National Standards Institute/American Society of
Disclosure statement Safety Engineers (ANSI/ASSE). ASSE Z359 Committee
No potential conflict of interest was reported by the authors. information – current Z359 standards projects. Washington
(DC): ANSI/ASSE; 2013.
[16] American National Standards Institute/American Society
Funding of Safety Engineers (ANSI/ASSE). Minimum require-
The IRSST funded this research project. ments for a comprehensive managed fall protection pro-
gram. Washington (DC): ANSI/ASSE; 2007. Standard No.
ANSI/ASSE Z359.2:2007.
[17] European Committee for Standardization (CEN). Personal
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