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01 Energy Band and Semiconductors
01 Energy Band and Semiconductors
Type of Solids
Amorphous, single crystal, pholycrystalline are three general type of solids. each type is characterised by
size of an ordered region within the material. An ordered region is a spatial volume in which atoms or melecules
have regular geometric arrangement or periodicity. In amorphous solids the ordered arrangement is only within
a few atoms or molecules, while in polycrystalline material has high degree of order over many atoms and
molecules. These ordered region are also called single crystal region or grains and these grains are seperated by
grain boundaries.
Note: The advantage of single crystal material is that in general their electrical properties are superior to that of
non-single crystal material, since grain boundaries tend to degrade the electrical characteristics.
Space Lattice
The single crystal solid has regular geometry and periodicity in the atomic arrangement. A group of
atoms is repeated at regular interval in each of the three to form the single crystal. The periodic arrangement of
r0 Interatomic distance
Fig 1.1 : The splitting of an energy state into a band of allowed energies.
In the above case we took example of hydrogen which is single electron atom, coming back to crystal
formed by silicon:-
We saw that initially outermost shell (3rd) of atoms will interact and 3rd shell of one atom has 8 states
(3s 2 states, 3p 6 states) so N atoms when brought close to each other then splitting of 3rd shell lead to
splitting of 8N states. When atoms are brought more close to each other then splitting of n = 2 and n = 1 shell
will also take place. The splitting of these discrete energy level is shown in Fig. 1.2.
The splitting is more complicated than as shown in Fig. 1.2, generally only 3rd shell split and the actual
splitting of 3rd shell in silicon is shown is Fig. 1.3.
n=3
Electron energy
n=2
n=1
r0 Interatomic distance
Fig 1.2 : Schematic showing the splitting of three energy states into allowed bands of energies
4N states
0N electrons
6N states
2N electrons
3p
Electron energy
Eg
4N states 3s
4N electrons 2N states
2N electrons
ao r
Fig 1.3 : The splitting of the 3s and 3p states of silicon into the allowed and forbidden energy bands
In fig. 1.3 we can see that out of 8N states in 3rd shell 4N states go in low energy and 4N states gain
higher energy level. Since at 0 K electrons have low energy so the 4N electrons (4 electrons in 3rd shell of each
atom and N atoms) will try to go in low energy state and thus we get all 4N states filled in low energy level and
all 4N states at high energy level are empty .
From Fig. 1.3 we get one more information, a0 is the equilibrium interatomic distance and at this
distance we get band splitting such that the band at higher energy level is called conduction band and it is
completely empty and band at lower energy level is called valence band and it is completely filled, band gap in
Eg. The band gap Eg is the gap between top of valence band and bottom of conduction band.
REMEMBER Stable inter atomic distance is that distance where only outermost shell of atom will split, for
example here stable interatomic dustance is distance where the 3rd shell of Si atom will split
and if we keep as reducing the interatomic distance then 2nd shell will also split and it is not
stable interatomic distance
Case 1. Semiconductor at T = 0 K
At T = 0 K there is no energy in the crystal and all electron of crystal go and settle in the valence
band.Since for semiconductor number of electron is 4N and number of states available in valence band is also
4N . Thus valence band is completely full and conduction band is completely empty. If we look at this situation
through band model then it is similar to that is shown in Fig. 1.4. Here at T = 0 K all the electrons in system are
in their lowest state and are directly involved in covalent bonding. Thus even if we apply electric field across the
semiconductor at T = 0 K no current will flow
I= 0
Semiconductor
T=0K
V volts
Fig 1.5 : Semiconductor at 0 K do not allow any current to flow as no carrier is free
Thus no electron is free in the bond model as all electrons are involved in covalent bond of Si at 0 K and
in band model conduction band is completely empty and valence band is completely filled. Thus when electric
field is applied we always assume the movement of electrons will take place inside the band only. Thus drift
current flow due to flow of carriers within band only that is movement of carriers inside valance band and
conduction band only.
Note: Eg is band gap, Ec is minimum energy in conduction band, Ev is maximum energy in valence band. Ec, Ev,
Eg have unit of ev (electron volt). Electron volt is unit of energy.
Conduction
Band Completely empty
Ec
Eg
Ev
Valence
Band Completely filled
REMEMBER Concept to be remembered: When ever electric field is applied then due to electric field the
carriers or electrons can move intra band or inside band only to flow current and not inter band.
That is electrons can move withing valence band or within conduction band only due to electric
field and not from valence band to conduction band and vice-versa. Current will be generated
through semiconductor by intra band movement of electron only.
Now when elecric field is applied in semiconductor then electrons present in valence band cannot move
and there are no electrons in conduction band thus no current will flow though semiconductor.
Case 2: At T > 0 K
When temperature of crystal is greater than 0 K then electrons present in valence band will get some
energy and few electrons will get enough energy such that it overcome band gap and move from valence band to
conduction band and thus electron moving from valence band to conduction band leave behind an empty space
in valence band and fill empty space in conduction band. This movement of electron from valence band to
conduction band can be modelled as bond breaking in bond model. When temperature is increased then the
atoms start vibrating and the covalent band between atoms break and breaking of covalent bond release an
electron and an empty space. The released electron is negatively charged and empty space effectively get
positive charge of magnitude equal to that of negative charge on electron to maintain charge neutrality.
Thus movement of electron from valence band to conduction band can be modelled as breaking of
covalent bonds. Now at T > 0 K the conduction band is not completely empty and valance band is not completely
filled and now if we apply electric field across the semiconductor then the electrons can move intraband and
produce non zero current.The breaking of covalent bond and jumping of electron from valence band to conduction
band produce free electron which make semiconductor conductive.
–
e
Conduction
Band
Ec
Eg
Ev
Valence
Band
Note: • At T = 0 K the semiconductor act as an insulator and I = 0 for any amount of voltage applied across the
semiconductor bar
• At T = 0 K the semiconductor is obviously neutral (zero charge)
• At T > 0 K few electrons have become free by breaking covalent bond but when electron become free then
it leave behind a positively charged ion behind and still neutrality of semiconductor is maintained even at
T > 0 K.
• As temperature is increased further more and more covalent bond will break and more electrons will be
generated and conductivity of semiconductor will increase
• Due to increase in temperature the movement of electron is inter band if energy obtained by electron is
greater than equal to Eg but if energy of electron is low, less than Eg then electron will keep vibrating within
the present band and these vibration are not in a particular direction so current produced due to these
random vibration will be zero.
From the above discussion the question arises that as we keep on increasing temperature then covalent
bonds will keep on breaking and at a particular temperature all covalent bonas will break but this is wrong
because there are two random process that are taking place simultaneously that is generation and recombination.
Generation means breaking of covalent bond modelled as movement of electron from valence band to conduction
bond and recombination is another random process that take place with generation that is when a free electron
in crystal come in close proximity with the empty state of the silicon ion (which was created after bond breaking
and the free electron fill the empty state and reform covalent bond. Thus recombination is modelled as movement
of electron from conduction band to valence band.
At a constant temperature number of electrons in conduction band and empty states in valance band
remain constant due to generation and recombination process running together.
REMEMBER When temperature of crystal is increased then electrons will vibrate randomly and equivalently
no current will flow and if electric field is also applied in semiconductor when T > 0 K then
current will flow because the electrons will move in a particular direction.
We can also relate this bond breaking to the E versus k energy bands. Fig 1.8 (a) shows the E versus
k(wave number) diagram of the conduction and valence bands at T = 0 K. The energy states in the valence band
are completely full and the states in the conduction band are empty. Fig 1.8 (b) shows these same bands for T >
0 K, in which some electrons have gained enough energy to jump to the conduction band and have left empty
states in the valence band. We are assuming at this point that no external forces are applied so the electron and
“empty state” distributions are symmetrical with k.
k k
(a) (b)
Fig 1.8 : The E versus k diagram of the conduction and volence bands of a semiconductor at (a) T = 0 K, and
(b) T > 0 K
Since electrons have charge thus electron movement in conduction band will give rise to current. When
no external field is applied then the E – k plot will be symmetric as shown in Fig 1.8 (b) which show that number
of electrons with positive momentum (k) is same as that of number of electron with negative momentum and net
drift current density due to these electron will be zero. This was obvious result as no external force is applied.
If a net force is applied or some electric field is applied then the E – k plot will not be symmetric
anymore, and total momentum will also be non zero and drift current density will also be non zero. The electron
distribution will be seen as shown in Fig. 1.9 which show that now net momentum exist.
We may write the drift current density due to the motion of electrons as
n
J e vi
i 1
where e is the magnitude of the electronic charge and n is the number of electrons per unit volume in
the conduction band. Again, the summation is taken over a unit volume so the current density is A/cm2. We may
note from above equation that the current is directly related to the electron velocity; that is, the current is
related to how well the electron can move in the crystal.
Fig 1.9 : The asymmetric distribution of electrons in the E vursus k diagram when an external force is applied.
Electric Field
Note: Thus when electric field is applied then electrons will flow in conduction band and holes will flow in
valance band to contribute to current flowing.
K
K= 0
p k
p2
and E
2m
2 2
k
E
2m
where k is wave number, is normalised plank constant. Taking 2nd derivative of above equation with
respect to k we have
d2 E 2
dk 2 m
1 d2 E 1
…(1.5)
2
dk 2
m
The second derivative of E with respect to k is inversely proportional to the mass of the particle. For the
case of a free electron, the mass is a constant (nonrelativistic effect), so the second derivative function is a
d2 E
constant. We may also note from Fig. 1.11 that is a positive quantity, which implies that the mass of the
dk 2
electron is also a positive quantity.
If we apply an electric field to the free electron and use Newton’s classical equation of motion, we can
write
F = ma = –eE …(1.6)
where a is the acceleration, E is the applied electric field, and e is the magnitude of the electronic
charge. Solving for the acceleration, we have
E
a …(1.7)
m
The motion of the free electron is in the opposite direction to the applied electric field because of the
negative charge.
We may now apply the results to the electron in the bottom of an allowed energy band. Consider the
allowed energy band in Fig. 1.12(a). The energy near the bottom of this energy band may be approximated by a
parabola, just as that of a free particle. We may write.
E – Ec = C1(k)2
Parabolic
E approximation E
EC
EC
k Parabolic k
approximation
k=0 k k=0 k
(a) (b)
Fig 1.12 : (a) The conduction band in reduced k space, and the parabolic approximation
(b) The valence band in reduced k space, and the parabolic approximation.
The energy Ec is the energy at the bottom of the band. Since E > Ec, the parameter C1 is a positive
quantity.
Taking the second derivative of E with respect to k, we obtain
d2 E
= 2C1 …(1.9)
dk 2
We may put above equation in the form
1 d2 E 2C1
…(1.10)
2
h dk 2
h2
h2
Comparing Eq. (1.5) with Eq. (1.10), we may equate to the mass of the particle. However, the
2C1
curvature of the curve in Fig. 1.12 (a) will not, in general, be the same as the curvature of the free-particle
curve. We may write.
1 d2 E 2C1 1
2 …(1.11)
2
h dk 2
h m*
where m* is called the effective mass. Since C1 > 0, we have that m* > 0 also,
If we apply an electric field to the electron in the bottom of the allowed energy band, we may write the
acceleration as
eE
a …(1.12)
m*n
where mn* is the effective mass of the electron. The effective mass mn* of the electron near the bottom of
the conduction band is a constant.
J e vi …(1.13)
i
Note: Obviously the E – k plot of valence band will be symmetric when no electric field is applied and total
momentum will be zero, as shown in Fig 1.8 (b)
The vi in the summation of eq. (1.13) is related to how well this positively charged particle moves in the
semiconductor. Now consider an electron near the top of the allowed energy band shown in Fig 1.13 (b). The
energy near the top of the allowed energy band may again be approximated by a parabola so that we may write
(E – Ev) = –C2(k)2 …(1.14)
The energy Ev is the energy at the top of the energy band. Since E < Ev for electrons in this band, then
the parameter C2 must be a positive quanity.
E E
k k
(a) (b)
Fig 1.13 : (a) valence band with conventional electron-filled states and empty states
(b) Concept of positive charges occupying the original empty states.
REMEMBER The net motion of electrons in a nearly full band can be described by considering just the empty
states, provided that a positive electronic charge is associated with each state and that the m*
from Eq. (1.15) is associated with each state. We now can model this band as having particles
with a positive electronic charge and a positive effective mass. The density of these particles in
the valence band is the same as the density of empty electronic energy states. This new particle
*
is the hole. The hole, then, has a positive effective mass denoted by m p and a positive electronic
charge, so it will move in the same direction as an applied field.
Note: effective mass of electron will be less than effective mass of holes.
Example 1.1
There are two semiconductor material whose E – k curve shown. Find whose effective mass
of electron will be more than that of other.
E
Semiconductor 1
Semiconductor 2
Ec
K
Solution 1.1
We know that
1 1 d2 E
m* 2
dk 2
we can see that
d2 E d2 E
dk 2 semiconductor 1 dk 2 semiconductor 2
Thus m*n1 m*n2
Conduction
band
(full)
Allowed Allowed
energy energy Eg
band band Valence
(empty) (full) band
(full)
Fig 1.15(a) shows an energy band with relatively few electrons near the bottom of the band. Now, if an
electric field is applied, the electrons can gain energy, move to higher energy states, and move through the
crystal. The net flow of charge is a current. Fig 1.15(b) shows an allowed energy band that is almost full of
electrons, which means that we can consider the holes in this band. If an electric field is applied, the holes can
move and give rise to a current. Fig 1.15(c) shows the simplified energy-band diagram for this case. The band
gap energy may be on the order of 1 eV. This energy-band diagram represents a semiconductor for T > 0K. The
resistivity of a semiconductor, as we will see in the next chapter, can be controlled and varied over many orders
of magnitude.
The characteristics of a metal include a very low resistivity. The energy-band diagram for a metal may be
in one of two forms. Fig 1.16(a) shows the case of a partially full band in which there are many electrons
available for conduction, so that the material can exhibit a large electrical conductivity. Fig 1.16(b) shows
another possible energy-band diagram of a metal. The band splitting into allowed and forbidden energy bands is
a complex phenomenon and Fig. 1.16(b) shows a case in which the conduction and valence bands overlap and
the equilibrium interatomic distance. As in the case shown in Fig.1.16(a), there are large numbers of electrons
as well as large numbers of empty energy states into which the electrons can move, so this material can be
exhibit a very high electrical conductivity.
Conduction
band
(almost full)
Allowed Allowed
Electrons Eg Empty
energy band energy band states
(almost (almost Valence
empty) full) band
(almost full)
Fig 1.15 : Allowed energy bands showing (a) an almost empty band, (b) an almost full band, and
(c) the bandgap energy between the two allowed bands.
Partially
filled
band
Upper band
full Lower Electrons
band band
(a) (b)
From Fig 1.17(a) show the E versus k diagram for GaAs. The valence band maxima and conduction
band minima occur at same value of k, that is at k = 0. The semiconductor material in which the maxima of
valence band and minima of conduction band occur at same value of k are called direct-band gap semiconductor
materials. In such semiconductors the transition between the two allowed bands can take place with no change
in crystal momentum. The Fig 1.17(b) show that E versus k diagram for silicon, here the maxima of valence
band and minima of conduction band donot occur at same value of k. The definition of band gap remain same, Eg
is equal to difference between minima of conduction band and maxima of valence band. The semiconductor
material in which the maxima of valence band and minima of conduction band donot occur at same value of k
are called indirect band gap semicoductor material. In these semiconductors the transition between the two
allowed bands will take place by change of momentum, for conservation of momentum it is obvious that interaction
with crystal will take place.
4 4
GaAs Conduction Si Conduction
band band
3 3
2 2
E = 0.31
Energy (eV)
Energy (eV)
1 1
Eg
Eg
0 0
–1 –1
Valence Valence
band band
–2 –2
[111] 0 [100] [111] 0 [100]
k k
(a) (b)
Fig 1.17 : Energy band structures of (a) GaAs, and (b) Si
E E
Et
Eg h = Eg h = Eg
K K
(a) (b)
Fig 1.18 : Simpler diagram of (a) direct, and (b) indirect bandgap semiconductor
Note: Both germanium and silicon from covalent band in the crystal. The size of germanium atom is greater than
size of silicon atom thus the covalent bond of Ge atom will be weak with respect to covalent bond of Si. Thus
bandgap of germanium (EgGe) will be less than band gap of silicon (ESi)
The band gap of germanium and silicon
EgGe EgSi
at 0 K 0.7 & 5 eV 1.21 eV
at 300 K 0.73 eV 1.1 eV
EgGe(T) = Ego – 2.4 × 10–4 T
EgSi(T) = Ego – 3.6 × 10–4 T
(In both the equation T is temperature in kelvin)
Note: To determine number of electrons in conduction band we will first of all determine the density of states as
function of energy and then we determine probability of existence of electron as a function of energy. Multiplying
these two will give number of electron as a function of energy and if we integrate this over whole conduction band
we can get number of electrons in conduction band.
Similarly we can also find number of holes in valence band.
The analogy to understand the note write above:-
The conduction band is same as class room with chairs placed in number of rows, similarly conduction
band has states at each discrete energy level. So each row in a classroom is energy level and each row has
different number of chairs similar to each energy level has different number of quantum states which is defined
by density of states. If we know probability of presence of a student at each quantum state we can easily find
number of students in class room. Similarly if we know probability of existence of electron at each quantum state
we can find number of electron in conduction band.
The density of quantum states per unit volume of the crystal is defined as
4 (2 m)3/2
g (E) E …(1.19)
h3
The density of quantum states is a function of energy E. As the energy of this free electron becomes
small, the number of available quantum states decreases. This density function is really a double density, in that
the units are given in terms of states per unit energy per unit volume.
Example 1.2
To calculate the density of states per unit volume over a particular energy range.
Consider the density of states for a free electron given by Eq.(1.19). Calculate the density of
states per unit volume with energies between 0 and 1 eV.
Solution 1.2
The volume density of quantum states, from Eq. (1.19), is
1 eV 1eV
4 (2 m)3/2
N g( E)dE EdE
0 h3 0
4 (2 m)3/2 2 3/2
N E
h3 3
The density of states is now
4 [2(9.11 10 31 )]3/2 2 19 3/2
N (1.6 10 ) 4.5 1027 m 3
(6.625 10 34 )3 3
h2 k 2
E – Ec
2 m*n
The general form of the E versus k relation for an electron in the bottom of a conduction band is the
same as the free electron, except the mass is replaced by the effective mass.
Thus we can write the density of allowed electronic energy states in conduction band as
4 (2 m*n )3/2
gc(E ) E Ec …(1.22)
h3
The above equation is value for E > Ec. Similarly we can get the density of states in valence band
4 (2 m*p )3/2
g v( E ) Ev E …(1.23)
h3
E gc(E)
gv (E)
g(E)
Fig 1.19 : The density of energy states in the conduction band and the density
of energy states in the valence band as a function of energy.
Figure 1.19 show plot of density of states in conduction and valence band. Ideally the forbidden band has
no states for Ev < E < Ec. The gc(E) and gv(E) are not symmetric because m*n m*p .
Thus no carrier can exist inside forbidden band gap.
Note: The density of states in conduction band increases as Energy increase and density of states in valence band
increases as energy decreases. The explaination to equation (1.19) is given by quantum physics and no need of this
for GATE or ESE
The fermi-dirac function defines the probability of existence of electron in the quantum states at energy
E. The fermi dirac function
N( E) 1
fF ( E) …(1.24)
g( E) E EF
1 exp
kT
where EF is called the fermi energy T is temperature in kelvin. The number density N(E) is the number
of particles per unit volume per unit energy and g(E) is the number of quantum states per unit volume per unit
energy. Another interpretation of the distribution function is that fF(E) is the ratio of filled to total quantum
states at any energy E.
T
Note: kT is equal to , where T is in kelvin
11600
1.8.1 The fermi Energy level and distribution function.
Case 1 : T = 0 K
( E EF )
The fermi dirac function is fF(E) and at T = 0 K if we take E < EF then exp will become
kT
( E EF )
exp(– ) = 0. Thus fF(E) = 1 for E < EF. Now if we take E > EF and T = 0 K then exp will become
kT
exp(– ) = , thus fF(E) = 0 for E > EF.
Thus Fermi-Dirac distribution function for T = 0 K is plotted in Fig. 1.20. This result shows that, for
T = 0K, the electrons are in their lowest possible energy states. The probability of a quantum state being
occupied is unit for E < EF and the probability of a state being occupied is zero for E > EF. All electrons have
energies below the Fermi energy at T = 0 K.
Note: Thus at T = 0 K the maximum energy acquired by electron is EF. One definition of fermi energy level is that
it is the maximum energy acquired by electron in crystal at T = 0 K. Thus if vmax is maximum velocity of electron
1 2 2EF
at T = 0 K then at T = 0K mvmax EF , vmax .
2 m
Fig 1.21 shows discrete energy levels of a particular system as well as the number of available quantum
states at each energy. If we assume, for this case, that the system contains 13 electrons, then Fig.1.21 shows
how these electrons are distributed among the various quantum states at T = 0 K. The electrons will be in the
lowest possible energy state, so the probability of a quantum state being occupied in energy levels E1 through E4
is unity, and the probability of a quantum state being occupied in energy level E5 is zero. The Fermi energy, for
this case, must be above E4 but less than E5. The Fermi energy determines the statistical distribution of electrons
and does not have to correspond to an allowed energy level.
E5
fF(E)
E4
1.0
E3
E2
O E EF E1
Fig1.20 The fermi probability function Fig1.21 Discrete energy states and quantum
versus energy for T = 0K states for a particular syste
Note: Suppose in a question density of states g(E) is given and N0 is number of electrons in the system. Then at
T = 0 K all electrons will have energy below EF and probability to find electron for E < EF is 1. Thus to find EF we
can use the formulae
EF
N0 g( E)dE
0
Consider the situation when the temperature increases above T = 0 K. electrons gain a certain amount
of thermal energy so that some electrons can jump to higher energy levels. Which means that the distribution
electrons among the available energy states will change. Figure 1.22 shows the same discrete energy levels and
quantum states as in Fig. 1.20. The distribution of electrons among the quantum states has changed from the
T = 0 K case. Two electrons from the E4 level have gained enough energy to jump to E5, and one electron from
E3 has jumped to E4. As the temperature changes, the distribution of electrons versus energy changes.
The change in the electron distribution among energy levels for T > 0 K can be seen by plotting the
Fermi-Dirac distribution function. If we let E = EF and T > 0 K, then Eq. 1.24 becomes
1 1 1
fF(E = EF)
1 exp(0) 1 1 2
1
The probability of a state being occupied at E = EF is . Figure 1.23 shows the Fermi-Dirac distribution
2
function plotted for several temperatures, assuming the Fermi energy is independent of temperature.
E5
E4
E3
E2
E1
Fig.1.22 : Discrete energy states and quantum states for the same system shown in Fig. 1.21 for T > 0 K
T = T2 > T1
1.0 T = T1
fF = (E)
T=0
1
2
O E EF
Fig.1.23 : The Fermi probability function versus energy for different temperatures
We can see that for temperatures above absolute zero, there is a nonzero probability that some energy
states above EF will be occupied by electrons and some energy states below EF will be empty. This result again
means that some electrons have jumped to higher energy levels with increasing thermal energy.
REMEMBER Another definition of fermi energy level: The energy level at which probability of finding an
electron is 0.5 at all temperature greater than 0 K.
Example 1.3
Example 1.4
To determine the temperature at which there is a 1 percent probability that an energy state
is empty.
Assume that the Fermi energy level for a particular material is 6.25 eV and that the electrons
in this material follow the Fermi-Dirac distribution function. Calculate the temperature at
which there is a 1 percent probability that a state 0.30 eV below the Fermi energy level will
not contain an electron.
Solution 1.4
The probability that a state is empty is
1
1 – fF(E) 1
E EF
1 exp
kT
Then
1
0.01 1
5.95 6.25
1 exp
kT
Solving for kT, we find kT = 0.06529 eV, so that the temperature is T = 756 K.
Since probability to find electron at an energy level E is fF(E) thus probability of finding an empty state
or hole will be 1 – fF(E). Figure 1.24 show fF(E) and 1 – fF(E) and we can see that these are symmetric about EF.
For E – EF >> kT the equation (1.24) can be approximated (because exponential term in denominator will be
much greater than 1)
1 ( E EF )
fF(E) 1 exp …(1.25)
E EF kT
1 exp
kT
fF( E) 1 – fF(E)
1.0
1
2
0 E EF
Fig.1.24 : The probability of a state being occupied, f F (E), and the probability of a state being empty, 1 – f F (E)
Using equation (1.24) we can find probability of finding an empty state.
Thus is
1
1 – fF(E) 1
E EF
1 exp
kT
E EF
exp
kT
1 – fF(E) …(1.26)
E EF
1 exp
kT
E EF
1 – fF(E) exp
kT
E EF
Equation (1.26) show probability of finding an empty state, for E E F exp will be very small
kT
so denominator can be approximated to 1. Thus we can approximate equation (1.26) to equation (1.27).
Conduction
band
Forbidden EF can be
band present anywhere
Valence
band
gc(E)fF(E) = n(E)
gc(E)
Ec
Area = n0 = electron concentration
fF(E)
EF
Ev
gv(E)
fF(E) = 0 fF(E) = 1
Fig.1.25 : Density of states functions, Fermi-Dirac probability function, and areas
representing electron and hole concentrations for the case when E F is near the midgap energy.
The equation for thermal-equilibrium concentration of electrons may be found be integrating Eq. (1.28)
over the conduction band energy, or
The lower limit of integration is Ec and the upper limit of integration should be the top of the allowed
conduction band energy. However, since the Fermi probability function rapidly approaches zero with increasing
energy as indicated in Fig.(1.25) we can take the upper limit of integration to be infinity.
Since electron exist for E > Ec and EF exist in forbidden band, if Ec – EF >> kT then E – EF >> kT thus
we can approximate Fermi function and write equation (1.30) as
4 (2 m*n )3/2 ( E EF )
n0 3
E Ec exp dE
Ec h kT
REMEMBER Most of the times it is difficult to remember equation (1.32). One way to learn this is that Nc is
very large value and n0 is always smaller than Nc thus we have to multiply Nc with value less
Ec EF E Ec
than 1. Now the doubt is inside the exp we have or F , generally EF is below Ec
kT kT
and to get value of exp less than 1, term inside exp should be negative thus we must have
( EF
Ec )
. Thus thermal equilibrium concentration of electron in conduction band is
kT
E Ec
n0 Nc exp F .
kT
Example 1.5
Calculate the probability that a state in the conduction band is occupied by an electron and
calculate the thermal equilibrium electron concentration in silicon at T = 300 K .
Assume the Fermi energy is 0.25 eV below the conduction band. The value of N c for silicon
at T = 300 K is N c = 2.8 × 10 19 cm –3 .
Solution 1.5
So the probability that an energy state at E = Ec is occupied by an electron is given by
1 ( Ec EF )
fF(Ec) exp
Ec EF kT
1 exp
kT
0.25 5
or fF(Ec) exp 6.43 10
0.0259
The electron concentration is given by
( Ec EF ) 0.25
n0 Nc exp (2.8 1019 )exp
kT 0.0259
or cm–3
n0 = 1.8 × 1015
The thermal-equilibrium concentration of holes in the valence band is found by integrating Eq. 1.29
over the valence band energy, or
1
1 – fF(E) …(1.34)
E E
1 exp F
kT
For energy states in the valence band, E < Ev. If (EF – Ev) >> kT (the Fermi function is still assumed
to be within the bandgap), then we have a slightly different form of the Boltzmann approximation. Equation
(1.34) may be written as
1 ( EF E)
1 – fF(E) exp …(1.35)
EF E kT
1 exp
kT
3/2
2 m*p kT ( EF Ev )
p0 2
exp …(1.37)
h kT
( EF Ev )
p0 Nv exp …(1.39)
kT
REMEMBER • To learn equation (1.39), Nv is very large and p0 is small so we need negative value inside exp,
E EF
generally EF is greater than Ev. So the term will be exp v . Thus thermal equilibrium
kT
concentration of holes in valence band is
Ev EF
p0 Nv exp
kT
• Nc and Nv are proportional to T3/2 which show that as temperature will increase Nc, Nv the
effective density of states will increase because the fermi function will change with temperature
as shown in Fig. 1.26, more states will have non zero probability.
• n0 and p0 are constant values at a fixed temperature that means at a constant temperature
number of electrons and holes remain constant. This is because both recombination and
generation take place simultaneously and at fixed temperature (thermal equilibrium) rate of
recombination = rate of generation.
Example 1.6
p0 ( EF Ev ) 0.27
Nv exp (1.60 1019 )exp
kT 0.03453
or
p 0 = 6.43 × 1015 cm–3
gc(E)
Ec
T1 T2
EF
Ev
gv(E)
fF(E) = 0 fF(E) = 1
Fig.1.26 : Density of states functions, Fermi-Dirac probability, at different temperatures T 2 > T 1 .
( EFi Ev )
p0 pi ni Nv exp …(1.41)
kT
(E c Ev ) Eg
ni2 N c N v exp N c N v exp
kT kT
where Eg is the bandgap energy. For a given semiconductor material at a constant temperature, the
value of ni is a constant, and independent of the Fermi energy.
3/2 3/2
2 m*nkT 2 m*p kT Eg
ni2 2 2
2 2
exp
h h kT
Example 1.7
1 3 m*p
EFi ( Ec Ev ) kT * …(1.46)
2 4 mn
1
The first term, ( Ec Ev ), is the energy exactly midway between Ec and Ev, or the midgap energy. Wee
2
can define
1
( Ec Ev ) = Emidgap
2
so that
3 m*p
EFi – Emidgap kT * …(1.47)
4 mn
If the electron and hole effective masses are equal so that m*p m*n , then the intrinsic Fermi level is
exactly in the center of the bandgap. If m*p m*n , the intrinsic Fermi level is slightly above the center, and if
m*p m*n , it is slightly below the center of the bandgap. The density of states function is directly related to the
carrier effective mass; thus a larger effective mass means a larger density of states function. The intrinsic Fermi
level must shift away from the band with the larger density of states in order to maintain equal numbers of
electrons and holes.
The most important property of semiconductor is that we can change the conductivity of semiconductor
material by adding small, controlled amounts of specific dopant, or impurity atoms.These doped semiconductors
are called extrinsic semiconductors. Generally doping is done by adding atoms of group III and group V elements.
Note: Thus 5th electron of phosphorous atom do not form any covalent bond thus it is loosely bound than other
electrons as all other form covalent bond.
Si Si Si Si Si Si
Si Si Si Si B Si
e–
Si Si p Si Si Si
Si Si Si Si Si Si
Doped semiconductor at T = 0 K
At very low temperature no covalent bond is broken and the 5th electron of phosphorous atom (the
donor electron) is bound to the phosphorous atom. It is clear that to make this donor electron free the amount
of energy required is less than the energy required to break the covalent bond, also the freeing of 5th phosphorous
electron will create only free electron and no holes in valence bond.
Note: • Thus at 0 K the doped semiconductor act as an insulator as still no free carrier exist
• energy required to elevate the donor electron into the conduction band require less energy than energy
required for breaking covalent bond
• breaking of covalent bond create hole in valence bond and electron in conduction band, but donor
electron produce only electron in conduction bond.
The above explaination is modelled in band diagram as shown in Fig 1.28. Since donor electron need
very less energy to go into conduction band thus all the donor electrons are shown by a discrete energy level Ed.
Ed is the energy state of the donor electron.
Conduction band – – –
Ec Ec
Electron energy
Electron energy
Ed + + + Ed
Ev Ev
Valence band
(a) (b)
Fig.1.28 : The energy-band diagram showing (a) the discrete donor energy state, and
(b) the effect of a donor state being ionized
If a small amount of energy, such as thermal energy, is added to the donor electron, it can be elevated
into the conduction band, leaving behind a positively charged phosphorus ion. The electron in the conduction
band can now move through the crystal generating a current, while the positively charged ion is fixed in the
crystal. This type of impurity atom donates an electron to the conduction band and so is called a donor impurity
atom. The donor impurity atoms add electrons to the conduction band without creating holes in the valence
band. The resulting material is referred to as an n-type semiconductor (n for the negatively charged electron).
energy level.
• Now as temperature is increased the donor impurities get ionised and conduction band start getting
donor electrons and donor impurities convert into donor ions with positive charge. (Thus extrinsic
semiconductor is still neutral at T = 0 K and T > 0 K)
• At T = 300 K (room temperature) we assume that all impurity atoms are ionised and all donor
electrons are present in conduction band. Since breaking of covalent bond also take place at
T = 300 K, so very few electrons in conduction band will be because of bond breaking, thus number
of holes in valence band will also be very less.
Thus in n type semiconductors at room temperature in conduction band concentration of electrons
will be higher than concentration of holes in valence band.
REMEMBER • If semiconductor is group IV element then group V elements are donor impurities as number
of valence electrons are greater in impurity atoms than the number of valence electrons in
atoms of semiconductor
• Impurities with higher number of valence electrons than the valence electrons of atoms of
semiconductor, act as donor impurities.
In n type semiconductors the density of electrons in conduction band is greater than density of holes in
valence band. Since density of states gc(E) and gv(E) will not change due to doping, the change that will occur
is in fermi energy level,
Since
n(E) = fF(E)gc(E)
and p (E ) = gv(E)(1 – fF(E))
in intrinsic semiconductor EF = EFi and n(E) = p(E), for higher number of electrons in n type
semiconductor it is obvious that Fermi energy level will be greater than EFi then only number of electrons will be
greater than number of holes as shown in Fig 1.29
E
gc(E)
Ec
Area = n0 = electron concentration
EF
fF(E)
Efi
Ev
gv(E)
fF(E) = 0 fF(E) = 1
Fig.1.29 : Density of states functions, Fermi-Dirac probability function, and areas representing
electron and hole concentrations for the case when E F is above the intrinsic Fermi energy
The equations for n0 and p0, thermal equilibrium concentration of electrons and holes in conduction
band and valence band:-
EF Ec
n0 Nc exp
kT
Ev EF
and p0 Nv exp
kT
will be valid in extrinsic semiconductor.
Note: From the above equations we can see that when EF = EFi then n0 = p0 = ni and when EF > EFi then n0 >
p0 and when EF < EFi then p0 > n0.
REMEMBER • equation (1.48) is called mass action law, the product of concentration of electron in
conductionband and concentration of hole in valence band is equal to square of intrinsic
concentrations of semiconductor.
• The mass action law is valid in semiconductor at thermal equilibrium.
Concentration of electrons
in conduction band
Intrinsic
extrinsic
ND
ni
Partially
Ionised
T
O
300 K 600 K
Note: Temperature above which extrinsic semiconductor act as intrinsic semiconductor is called curie temperature.
Example 1.9
Consider a silicon semiconductor with n i = 1.5 × 10 10 cm –3 doped with donor atoms with
concentration N D = 1 × 10 15 cm –3 . The find number of electrons and holes in silicon at
300 K .
Solution 1.9
Since ND >> ni thus
n0 = ND = 1 × 1015 cm–3
ni2 (1.5 1010 )2
and p0 2.25 105 cm 3
ND 1 1015
Note: From above example 1.9 we can see that intrinsic semiconductor at 300 K will have n0 = p0 = 1.5×1010 cm–3,
but doped semiconductor has lesser concentration of holes than the intrinsic semiconductor because number of
electrons is large due to which more holes will recombine giving less holes than that of intrinsic semiconductor.
energy to be in the conduction band, so its energy is far smaller than the conduction-band energy. Fig 1.31(b)
shows how valence electrons may gain a small amount of thermal energy and move about in the crystal The
"empty" position associated with the boron atom becomes occupied, and other valence electron positions become
vacated. These other vacated electron positions can be thought of as holes in the semiconductor material.
Si Si Si Si Si Si Si Si Si Si Si Si
Si Si Si Si B Si Si Si Si Si e B Si
Si Si Si Si Si Si Si Si Si Si Si Si
Si Si Si Si Si Si Si Si Si e Si Si Si
(a) (b)
Fig.1.31 : Two-dimensional representation of a silicon lattice (a) doped with a boron atom, and
(b) showing the ionization of the boron atom resulting in a hole
Fig 1.32 shows the expected energy state of the “empty” position and also the formation of a hole in the
valence band. The hole can move through the crystal generating a current, while the negatively charged boron
atom is fixed in the crystal. The group III atom accepts an electron from the valence band and so is referred to
as an acceptor impurity atom. The acceptor atom can generate holes in the valence band without generating
electrons in the conduction band. This type of semiconductor material is referred to as a p-type material (p for
the positively charged hole).
Conduction band
Ec Ec
Electron energy
Electron energy
– – –
Ea Ea
Ev + + + Ev
Valence band
(a) (b)
Fig.1.32 : The energy-band diagram showing (a) the discrete acceptor energy state, and
(b) the effect of an acceptor state being ionized
The pure single-crystal semiconductor material is called an intrinsic material. Adding controlled amounts
of dopant atoms, either donors or acceptors, creates a material called an extrinsic semiconductor An extrinsic
semiconductor will have either a preponderance of electrons (n type) or a preponderance of holes (p type).
REMEMBER • If semiconductor is group IV element then group III elements are acceptor impurities as
number of valence electrons are less in impurity atoms than the number of valence electrons
in atom of semiconductor
• Impurities with lesser number of valence electrons than the valence electrons of atoms of
semiconductor, act as acceptor impurities.
In p type semiconductor the density of electrons in conduction band is less than the density of holes in
valence band. Thus Fermi level EF will be below EFi as shown in Fig 1.33. The equations for n0 and p0 are valid
here also
E
gc(E)
Ec
fF(E) Area = no = electron concentration
Efi
EF
Ev
gv(E)
fF(E) = 0 fF(E) = 1
Fig.1.33 : Density of states functions, Fermi-Dirac probability function, and areas representing
electron and hole concentrations for the case when E F is below the intrinsic Fermi energy
EF Ec
n0 Nc exp
kT
E EF
and p0 Nv exp v
kT
2
and n 0p 0 n1
REMEMBER mass action law is valid in both n and p type semiconductor at thermal equilibrium.
Intrinsic
extrinsic
NA
Partially ni
Ionised
T
O
300 K 600 K
REMEMBER In extrinsic semiconductor as temperature increases Fermi level move toward centre of forbidden
band.
REMEMBER To learn equations (1.49) and (1.50), as we know that in n type semiconductor n0 > ni and
EF > EFi and p0 < ni. Thus in equation (1.49) inside exp the term should be positive that is
EF – EFi and in equation (1.50) inside exp the term should be negative EFi – EF.
Nd
nd …(1.51)
1 E EF
1 exp d
2 kT
where nd is the density of electrons occupying the donor level and Ed is the energy of the donor level.
1 1
The factor in this equation is a direct result of the spin factor just mentioned. The factor is sometimes
2 2
written as 1/g, where g is called a degeneracy factor.
Equation (1.51) can also be written in the form
nd Nd Nd …(1.52)
where Nd is the concentration of ionized donors. In many applications, we will be interested more in
the concentration of ionized donors than in the concentration of electrons remaining in the donor states.
If we do the same type of analysis for acceptor atoms, we obtain the expression
Na
pa Na Na …(1.53)
1 E Ea
1 exp F
g kT
where Na is the concentration of acceptor atoms, Ea is the acceptor energy level, pa is the concentration
of holes in the acceptor states, and Na is the concentration of ionized acceptors. A hole in an acceptor state
corresponds to an acceptor atom that is neutrally charged and still has an “empty” bonding position. The
parameter g is, again, a degeneracy factor. The ground state degeneracy factor g is normally taken as four for the
acceptor level in silicon and gallium arsenide because of the detailed band structure.
If in a question percentage ionisation is given then
% Ionisation
Nd Nd …(1.54)
100
% Ionisation
and Na Na …(1.55)
100
Nd ( Ed EF )
nd 2Nd exp …(1.54)
1 E EF kT
exp d
2 kT
If (Ed – EF) >> kT, then the Boltzmann approximation is also valid for the electrons in the conduction
band so that,
( Ec EF )
n0 Nc exp
kT
We can determine the relative number of electrons in the donor state compared with the total number
of electrons; therefore we can consider the ratio of electrons in the donor state to the total number of electrons
in the conduction band plus donor state. Thus
( Ed EF )
2Nd exp
nd kT
…(1.55)
nd n0 ( Ed EF ) ( Ec EF )
2Nd exp Nc exp
kT kT
The Fermi energy cancels out of this expression. Dividing by the numerator term, we obtain
nd 1
nd n0 Nc (Ec Ed )
1 exp
2N d kT
The factor (Ec – Ed) is just the ionization energy of the donor electrons.
REMEMBER At room temperature we assume complete ionisation and at 0 K the condition is of complete
freeze out.
Example 1.10
To determine the fraction of total electrons still in the donor states at T = 300 K if E d is
0.045 ev below E c .
Consider phosphorus doping in silicon, for T = 300 K , at a concentration N d = 10 15 cm –3 .
Solution 1.10
we find
nd 1
19
0.0041 0.41%
n0 nd 2.8 10 0.045
1 16
exp
2(10 ) 0.0259
Example 1.11
N d = Nd nd
and pa is the concentration of holes in the acceptor states thus ionized acceptors are
N a = Na pa
The charge neutrality condition is expressed by equating the denisty of negative charges to the density
of positive charges. We then have
n0 Na p0 Nd …(1.56)
or
n0 + (Na – pa) = p0 + (Nd – nd) …(1.56)
where n0 and p0 are the thermal-equilibrium concentrations of electrons and holes in the conduction
band and valence band, respectively. The parameter nd is the concentration of electrons in the donor energy
states, so Nd Nd nd is the concentration of positively charged donor states. Similarly, pa is the concentration
of holes in the acceptor states, so Na Na pa is the concentration of negatively charged acceptor states. We
e
have expressions for n0, p0, nd, and pa in terms of the Fermi energy and temperature.
If we assume complete ionization, nd and pa are both zero, and Eq. (1.57) becomes
n0 + Na = p0 + Nd …(1.58)
ni2
If we express p0 as , then Eq. (1.55) can be written as
n0
ni2
n0 + Na Nd …(1.59)
n0
which in turn can be written as
Example 1.12
To determine the thermal equilibrium electron and hole concentrations for a given doping
concentration.
Consider an n -type silicon semiconductor at T = 300 K in which N d = 10 16 cm –3 and
N a = 0. The intrinsic carrier concentration is assumed to be n i = 1.5 × 10 10 cm –3 .
Solution 1.5
The majority carrier electron concentration is (by equation (1.61))
2
1016 1016
n0 (1.5 1010 )2 1016 cm 3
2 2
The minority carrier hole concentration is found as
ni2 (1.5 1010 )2
p0 2.25 104 cm 3
n0 1 1016
Example 1.13
ni2
Note: If the semicoductor is doped with donor impurity concentration Nd. If Nd > ni then n0 Nd and p0 .
Nd
ni2
If Nd ni then to find n0 we use equation 1.61 and p0 .
n0
ni2
If we reconsider Eq.(1.58) and express n0 as , then we have
p0
ni2
Na = p0 + Nd
p0
which we can write as
2
Na Nd Na Nd
p0 ni2 …(1.64)
2 2
where the positive sign, again, must be used. Equation (1.64) is used to calculate the thermal-equilibrium
majority carrier hole concentration in a p-type semiconductor, or when Na > Nd. This equation also applies for
Nd = 0.
ni2
Here n0 = Nd and p0
ND
Case 2 : p type semiconductor (Na >> ni)
ni2
Here p0 = NA and n0
NA
Case 3 : n type semiconductor (Nd is of order of ni)
To find n0 we use equation (1.61) with Na = 0, we get
2
Nd Nd
n0 ni2
2 2
ni2
and p0
n0
Case 4 : p type semiconductor (Na is of order of ni)
To find p0 we use equation (1.64) with Nd = 0, we get
2
Na 2 Na
p0 ni
2 2
ni2
and n0
p0
Case 5 : Compensated n type semiconductor (Na, Nd >> ni)
It is n type because ND > NA and
n0 = ND – NA
ni2
and p0
n0
Case 6 : Compensated p type semiconductor (Na, Nd >> ni)
It is p type because NA > NA and
p 0 = NA – ND
ni2
and n0
p0
Case 7 : Compensated n type semiconductor (Na, Nd are of order of ni)
In n type compensated semiconductor Nd > Na.
To find n0 we use equation (1.61)
2
Nd Na Nd Na
n0 ni2
2 2
ni2
and p0
n0
ni2
and n0
p0
Example 1.14
Nv
EF – Ev kT ln …(1.66)
Na
The distance between the bottom of the conduction band and the Fermi energy is a logarithmic function
of the donor concentration. As the donor concentration increases, the Fermi level moves closer to the conduction
band. Conversely, if the Fermi level moves closer to the conduction band, then the electron concentration in the
conduction band is increasing. We may note that if we have a compensated semiconductor, then the Nd term in
Eq. (1.65) is simply replaced by Nd – Na, or the net effective donor concentration.
Similarly in p type semiconductors
The distance between the Fermi level and the top of the valence-band energy for a p-type semiconductor
is a logarithmic function of acceptor concentration; as the acceptor concentration increases, the Fermi level
moves closer to the valence band. Again, if we have a compensated p-type semiconductor, then the Na term in
Eq.(1.66) is replaced by Na – Nd, or the net effective acceptor concentration.
Example 1.15
To determine the required donor impurity concentration to obtain a specified Fermi energy.
Silicon at T = 300 K contains an acceptor impurity concentration of N a = 10 16 cm –3 .
Determin the concentration of donor impurity atoms that must be added so that the silicon
is n type and the Fermi energy is 0.20 eV below the conduction band edge.
Solution 1.5
From Eq.(1.65), we have
Nc
Ec – EF kT ln
Nd Na
which can be rewritten as
( Ec EF )
Nd – Na Nc exp
kT
Then
0.20
Nd – Na 2.8 1019 exp 1.24 1016 cm 3
0.0259
or
Nd = 1.24 × 1016 + Na = 2.24 × 1016 cm–3
n type
Efi
p type
Ev
1012 1013 1014 1015 1016 1017 1018
Na(cm ) –3
Fig.1.36 : Position of Fermi level as a function of donor concentration (n type and acceptor concentration (p
type )
Electron energy
Ec
Filled states Empty states
(electrons) (holes)
Ev
Ev EF
Valence band Valence band
(a) (b)
Fig.1.37 : Simplified energy-band diagrams for degenerately doped (a) n-type, and (b) p-type semiconductors.
Example 1.16
(b) n0 ND = 4.421×1015/cc
ni2
and p
n
(2.5 1013 )2
p
4.421 1015
p = 1.41×1011/cc
Example 1.17
A pure semiconductor doped with impurity to extent of 4 impurity ( N a ) atoms per every
million atoms of semiconductor. Find electron and hole concentration in semiconductor.
( n i = 1.5×10 10 /cc and number of atoms = 5×10 22 /cc)
Solution 1.17
Here doping
4
Na 5 1022 2×1017/cc
106
and p Na
ni2 (1.5 1010 )2
n 1.125×103/cc
p 2 1017
Following are some important properties and standard values used in determination of semiconductor
parameters in the exercises of the chapter.
kT
Thermal Voltage (T = 300 K) Vt 0.0259 volt, kT 0.0259 eV
e
(b) Based on the band diagram oppsite (Ei is in the Common Data for Q. 15 and 16
middle of the gap), would you expect that the
The electron concentration in silicon at T = 300 K is
conduction band density of states effective mass
is greater than, equal to, or smaller than the n0 = 5 × 104 cm–3
valence band effective mass? Circle one: 15. What will be the hole concentration (in cm–3) in
Greater than/equal/smaller than silicon?
(c) What, if any, of the following conditions by (a) 9 × 1015 (b) 3 × 109
themselves could lead to the above band (c) 4.5 × 10 15 (d) 3 × 105
diagram? Circle each correct answer.
(a) very high temperature 16. The material is
(b) very high acceptor doping (a) p-type (b) n-type
(c) very low acceptro doping (c) intrinsic (d) can’t be determined
11. What is the difference between density of states of Common Data for Q. 17 and 18
effective density of states, and why is the letter such Consider Ec – EF = 0.25 eV in gallium arsenide (GaAs)
a useful concept? at T = 400 K.