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PEACE RESEARCH AND POLITICS*

By
HERMAN SCHMID
University of Lund

1. Introduction peace,.3 But this formulation to some ex-


Peace research began to emerge as a tent left the problem open. It was obvious
scientific discipline towards the end of that peace research was also intended to
the Cold War. It grew up as a response be research for peace, and chose its subjects
to a certain political situation, fixed in accordingly. Thus peace research could
time and space, alongside with other be characterized both in terms of a
related efforts like the Pugwash movement problem area and in terms of a value
and the ’new’ peace movement (CND, orientation.
etc). It was built by people with a political Ten years have passed since then. The
concern. The East -West arms race, political situation - or perhaps rather
dramatized by the rapid development of the political perspectives and the political
a nuclear capacity to kill and overkill, had climate - have changed. In this new
to be brought under control and the di- situation I for one feel a need to re-
vided world integrated in order to save examine the assumptions upon which
humanity: so it was felt by the young peace research is based. Galtung, in a
generation of the late ’fifties. The at- recent paper, invites his readers to partici-
titudinal polarization in political life, pate in a discussion about the weaknesses
which only allowed thinking in terms of of peace research.4 Much of this article
black and white, had led to a general can be seen as a response to that invi-

disgust with politics and politicians. tation.


Science was seen as the road to a better The first part of the article will be de-
world.’ voted to the applied aspects of peace re-
This problem-oriented nature of peace search ; in the later part, peace research
research was strongly emphasized in all definitions of peace and conflict will be
definitions of peace research. Peace re- discussed. I have chosen to be rather
search was nothing for pure academicians; sparse with documentation for several
it aimed at useful knowledge which could reasons. First, I have no ’hard data’, but
be applied to current problems of war have had to rely on examples and quota-
and want and peace and plenty. Although tions for illustration. More important has
applied science was nothing new, the been, perhaps, that this article is directed
unusually strong political motivation be- to a public of peace researchers who can
hind peace research made for resistance assess the empirical validity of my argu-
from the established scientific and political ments on the basis of their own experience
institutions. This in turn forced peace with the field. Finally, this article by and
researchers to formulate the applied large will omit the epistemological prob-
nature of peace research more precisely. lems of peace research, not because they
The formula found was that peace research are unimportant, but because they de-
is research on the conditions of war and serve a separate article.

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2. Applied science : types of control exemplified by the security research
All science aims at control: physical carried out behalf of national
on

science at control of physical nature, governments with the aim of predicting


the behavior of other nations, or re-
biological science at control of biological search initiated by a firm to investigate
nature, etc. Social science aims at control the resources and intentions of other
of human society or parts thereof. The firms in the same branch.
The third type of control is not very
more applied or problem-oriented a
common, and the research connected
science is, the more direct and visible is with it is often not even deemed worthy
this controlling function. of the name of science. It may be a
First let us distinguish types of control political or cultural minority group
in terms of social space. Two dimensions which initiates critical studies of es-
tablished institutions, often of a ’reveal-
will be used. The first is internal - external
control. By this we mean that decision-
ing’ nature.

makers (D) can use scientific knowledge The three types of control need different
to control the system in which they are types of social research, and the differences
decision-makers, i.e. their ’own’ system, have been extensively dealt with else-
and they can use it to control the milieu where.5 Here I will only mention that
that surrounds their own system. The the three types of research seem to need
second dimension is that of vertical hori- - and to develop different kinds of theory.
zontal control. Decision-makers (D) may The typical type 1 theory is the theory of
want to control elements below or above integration: conflict resolution theory,
themselves in the social hierarchy, or they theory of balance, theory of social control,
may want to control systems on the same theory of administration, etc. The type 2
level as their own. These two dimensions theory can be called theory of competition,
combined give three possible types of and includes, for example, game theory
control, internal vertical control (1), external and theory of regulated conflict. Type 3
horizontal control (2), and external vertical is so underdeveloped that it hardly has
control (3), as shown in Figure 1. any theory of its own, but its theory would
have to be a theory of polarization. Closest
An example of the type 1 control is to such a theory are certain types of
when organization initiates a study
an
political theories of revolution.
of its membership, or the industrial It is relatively easy to characterize
management initiates a study of ab-
senteeism, or the government appoints peace research in terms of this scheme and
a fact-finding committee on unemploy- also to relate it to those disciplines which
ment. This type of research is by far
are critical to peace research.
the most common in social sciences
Research on international relations has
today.
The second type of control can be traditionally been of type 2. Such research
has often been initiated by governments
or their sub-agencies, and consists of
Figure 1. Three types of social control. strategic analyses of the behavior of other
nations relative to the situation of one’s
own country. Data collection is done either
in national institutes of international re-
lations or in intelligence organizations.
Policy recommendations have the form,
implicitly or explicitly, of recommenda-
tions to the government. The value behind
this research is to maximize the national
interest.

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Peace research came as a reaction to this about, but how conflicts are polarized to
type of research. Peace researchers de- a degree where the present international
veloped a science aiming at control of system is seriously challenged or even

type 1, focussed on the international broken down.


system. The peace researcher shall not Since this article mainly concerns peace
side with any of the conflict parties in a research as peace research is and has been,
conflict between, say, nations. This does the subsequent discussion will concentrate
not mean that he shall take a position which on research of type 1.

is the arithmetic mean of the positions


taken by the conflict parties. ’The peace
researcher can not do this because he 3. The manipulation of social systems
claims to represent something new, a A most important factor in applied
different point of view not seen by the research of type 1 is the degree of integra-
parties to the conflict.’6 This different tion of the system to be controlled. The
point of view is that of the system in which natural scientist studies systems of high
the conflict is located. The peace researcher integration, in the sense that what is
shall ’try to see the consequences of a functional for one element is usually also
solution certainly not in the light of the functional for the system as a whole.
interest of only one of the parties, nor Thus, the natural scientist can meaning-
merely in the light of the interests of the fully assume an identity of interest among
conflict system (the two or more parties) the elements of the studied system.
as a whole but ... in the light of the This assumption of identity of interest be-
consequences for the total system.17 comes more dubious, the less integrated a system
Peace research aims at control of and is. A physician can assume an identity of
integration of the international system,8 interest among the elements of the human
just as most social science has hitherto body, but the psychiatrist, who is to cure
aimed at control of and integration of mental systems in which the integration
national systems. This also explains why is too low fcr the system to function
peace researchers could do what was smoothly, may find his situation prob-
never possible for the nation-oriented lematical. He will have to define some
international relationists: draw upon the elements of the personality system as
wealth of social science theory developed dysfunctional and others as functional -
for the control and integration of the na- and this he can only do on the basis of
tional system.*9 some idea about the true nature of the

Today peace research is subjected to human being.ll


criticism from another angle.1° This article When we turn to the traditional social
may serve as a convenient example. Much sciences, which study a system much less
of the criticism can be expressed in the integrated than those already mentioned,
following way: peace research should the problem becomes acute - not to
neither be of type 1, nor of type 2: it should mention the magnitude the problem has
be of type 3. It should formulate its prob- for peace research, which studies the inter-
lems, not in terms meaningful to inter- national system. A social system consists
national and supranational institutions, of as many conflicting as cooperating ele-
but in terms meaningful to suppressed ments, and each element can think and
and exploited groups and nations. It should feel and decide to some extent indepen-
explain not how manifest conflicts are dently. When the peace researcher wants
brought under control, but how latent to control and manipulate a system of this
conflicts are manifested. It should ex- kind, he faces a number of problems,
plain not how integration is brought three of which will be discussed here:

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1. He must have some idea about what can be in terms of integration,
expressed
is best for the system as a whole. maintenance and tension manage-
He must know what the interests pattern
of the system are and what values ment, goal attainment and adaption.13
the system should try to maximize. This perspective has been used by theo-
2. He must assume that what is best retical sociologists who have tried to
for the system also is best for all evaluate elements of a system on the basis
the elements of the system, i.e. he of a functionalist analysis, thus deducing
has to assume an identity of interest.
3. He must be able to find some insti- standards of evaluation from the system itself.
tutions or other social actors that As has been frequently pointed out, this
represent the common interest or is bound to lead to conservatism.14
want to pursue the common interest
Peace researchers have used a third
and have the power to apply the
scientific knowledge in social reality. device. They have selected a consensual value,
namely the value of peace. Later we will
discuss the concept of peace and in what
3.1. Selection of values sense it is consensual; here we need only
The most common and most widely to distinguish between negative and pos-
accepted solution has been to leave the itive peace. Negative peace has to do
evaluations to the politicians or to those who with control of the international system;
have initiated the research. This approach positive peace has been defined as inte-
was not open for peace research, for the gration.16 In other words, control and
simple reason that politicians were not, integration of the international system are
and by and large, are not interested in the values selected by peace research. They
research promoting supranational interests. appear suspiciously similar to the values
Furthermore, peace research was a re- deduced by the functionalist sociologists:
action against politicians and political in fact, these two approaches are only
life, and the suspicious attitude of peace seemingly different. Peace research wants
researchers towards at least national to save the international system from con-
politicians probably made this approach flict, violence, and war, and create inte-
impossible. The situation may change gration - and this is precisely what a
gradually if the international superstruc- functionalist perspective leads to when
ture grows, but we should remember that applied to the international system.
the peace research claim of political
neutrality is hardly satisfied by leaving the 3.2. The assumption of identity of interest
evaluations to the decision-makers. ’The However the peace researcher solves his
interest of the international system’ can first problem and selects a set of values
be interpreted to mean two things. First, to guide his work, he meets his second
it can mean that all individuals and problem. He claims to be neutral, ob-
groups in this world have common inter- jective, and impartial, as opposed to
ests. This ’common interest of mankind’- political pursuit of values and ideologies.
interpretation is an expression of an ideal- This claim is based on the assumption of
istic universalism. While it may sound identity of interest among the elements
nice, it is meaningless and has nothing of the system studied, as far as peace is
to do with social reality. It has very little concerned. This assumption was probably
to do also with peace research practise, felt reasonable in those days when the
even if it now and then finds expression in East-West conflict and the fear of a nuclear
peace research ethics. 12 world war dominated the political per-
The second possibility is to think of the spectives. Today, when conflicts in the
international system as a structured social non-European world are in the focus of
system where the interests of the system our attention, it is easier to reject. Conflicts

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and contradictions between nations and system in which it takes place. If it is not
groups seem to have replaced the common nuclear annihilation that must be avoided,
interest of survival as the dominant feature it may be the horrors of a civil war be-
of the world political arena. Today it tween classes.
seems more meaningful to say that the
interests of the international system are 3.3. The institutionalization of peace research
very similar to those of the nations with a The problem is brought to a head when
good amount of vested interest in the the third problem is added. Power and
system, and that they are opposed to the influence are needed to carry out the
interests of many other nations and groups. policy implications and recommendations
And as soon as one rejects the assumption of peace research. The peace researcher
that the peoples of the world have basic will have to ally himself with those who
interests in common with the present have power in the international structure;
international system, it becomes a political this is probably quite feasible. The rich
and non-neutral act to support this system and powerful nations of the world are also
and to manipulate it in accordance with those most anxious to maintain the inter-
the needs of the system. national system. They want it to be kept
To say that the peace researcher shall under control; they want it to be integrated
identify himself with the international because of their vested interest in it.
system sounds today very abstract, and In other words, peace research has adopted
peace researchers do not study abstrac- a system perspective and a value orienta-

tions. They study concrete social systems, tion which is identical with those of the
and the criterion of system identification existing international institutions and
must stand the test of application to con- lies very close to those of the rich and
crete situations if it is to be seen as ac- powerful nations.
ceptable. An idea which well illustrates that
Thus, what would the system identifi- this situation has on the whole been
cation mean in concrete cases? In a class accepted in peace research is the idea
conflict it would mean that the peace re- of peace specialists. As peace research
searcher should identify himself with the grows it shall, like all respectable
interests of the nation. In the Vietnam war sciences, produce specialists to stand
at the service of the interests of the
he shall look to the interests of the world, international system. They shall func-
rather than to those of any of the partici- tion as experts for decision-makers on
pants. To defend his position in this second various levels, and their advice shall
case he would have to use his common- always be guided by the interests of
the international system. Furthermore,
interest argument: the Vietnam war may
they shall be impartial and politically
escalate into a nuclear war which would neutral, because they shall pursue only
be disastrous for the world as well as consensual values. In fact, they shall
for the Vietnamese. Since positive values even turn political problems into
technical ones ! i’
are so clearly controversial16 he would

have to fall back on a negative value, To conclude: it is quite clear that peace
in this case the avoidance of a common research does not only aim to become a
doomsday. Thus, negative peace, with its beacon for mankind in general, it wants to
built-in conservative bias, is the only value be institutionalized on the highest levels
which ultimately looks consensual enough to of the international system.
serve as a basis for the system identification of It is not surprising that peace research
the peace researcher. And the problem is that is heavily concentrated in the United
the doomsday-argument can be used in States and Northern Europe,18 and that
any conflict large enough to threaten the contacts between the International Peace

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Fig. 2. The assumption of symmetry.

Research Association and for example does he do in an asymmetrical conflict?a


UNESCO are very close.19 Neither is it The answer is simple : he de, fines the conflict
surprising that quite a few peace research system as symmetrical, he assumes symmetry
projects have been financed by grants between the conflict actors (see diagram
from military agencies in the U.S. and 2b). That ’solves’ his problem, because if
elsewhere, or that peace research so far symmetrical actors are treated in the same
has proved unable to establish itself in the way, then the relations between the re-
exploited nations of the world. searcher and the two actors are by def-
finition symmetrical (diagram 2 c).
3.4. Conflict symmetry Going through most of what has been
Given this background, we may wonder labelled peace research literature, I have
how it has been possible for peace re- found an abundance of models of sym-
searchers in their theoretical work to up- metrical conflict, but no single one where
hold both the system identification and the asymmetry is explicitly built into the
claim to neutrality at the same time. model as a variable. The prisoner’s di-
The solution is called symmetry: the re- lemma game and other game theory models
searcher is supposed to have symmetrical relations are but one example. In these, the conflict
to all conflict actors, that is to collect data parties have equal resources, the same
from both (all), to treat them in the same choice of methods, and the same set of goals.
way, and to evaluate them according This assumption of symmetry has been
to the same standards etc.2° This ideal defended on the grounds that ’conflict
model is shown in Figure 2a. dynamics tend to make parties relatively
But obviously this is only an ideal similar’,21 but it should be pointed out that
model. In some cases, for example the symmetrical conflict is exceptional rather
East-West conflict, it might have been than the standard type of conflict. Thus
fairly accurate; but how is it possible to most formal conflict models are approx-
have symmetrical relations to, say, the imations as far as the symmetry-asymmetry
United States and the Vietnamese FNL?a dimension is concerned - very dangerous
I am not thinking of technical problems approximations, too, since there are
like those of data collection, but of the fundamental differences in conflict dy-
problems caused by the dissimilarity namics between the two types.22 The
between the United States and the FNL. practice of assuming symmetry has had
It seems that the symmetry problem can the serious theoretical consequence that
only be solved if the two conflict parties the symmetry-asymmetry dimension is
are fairly similar in resources, methods, almost completely overlooked in peace
and aims. research and that most formal conflict
What does the peace researcher do if models can only be used for a type of
the two parties are very dissimilar, what conflict which is very unfrequent.

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4. The concept of peace is absolutely no consensus on this positive
Since peace research is defined in terms aspect of peace. Not among people
even

of the value of peace, an analysis of the with a special concern who are engaged
meaning of ’peace’ is essential for a dis- in collective work for peace is there any-
cussion of the nature of peace research. thing like agreement on what a peaceful
Galtung’s earlier mentioned distinction world should be like.27 Thus, positive
between positive and negative peace will peace seems to be an umbrella concept,
be taken as the starting point .23 devoid of meaning of its own, which people
Negative peace is ’the absence of or- fill with their own subjective values. These
ganized collective forms of violence’,24 or values are usually political values, and peace
the absence of war. It is the kind of peace thinking can fruitfully be seen as a function
envisaged by the ’law and order’-oriented of general political orientation.
person; it is easily shown that it leads to One conclusion can be drawn from this
stability thinking. As Galtung has noted, at once: the fact that everybody is ’for

peace research defined solely in terms of peace’ should not be taken to mean that
negative peace ’will therefore easily be peace is a consensual value. As far as
research into the conditions of maintain- positive peace is concerned, a statement
ing power, of freezing the status quo, of like ’I am for peace’ is purely tautological,
manipulating the underdog so that he does because positive peace means something
not take up arms against the topdog. equivalent to ’the good life’ or ’the best
This concept of peace will obviously be in state of things’.
the interest of the status quo-powers at This character of the concept of peace
the national or international levels, and raises a number of problems for peace
may equally easily become a conservative research.
force in politics’. 25 First, if a scientific discipline that claims
This does not mean, however, that political neutrality is to be defined in terms
Galtung and other peace researchers reject of a value, this has to be a consensual one.
the negative definition of peace. It is only It has been argued that this is not nec-
seen as insufficient, as something that has essarily true. Sometimes an analogy with
to be balanced with a more positive peace medicine has been used. Medicine is
concept, and so it is included as part of the oriented towards the value of health, and
full concept of peace. this works although there is no completely
The balancing factor, positive peace, satisfactory definition of health. However,
was originally defined by Galtung as in medicine there is also the distinction
intergration, but in recent publications between a positive and a negative aspect of
he seems to have abandoned this definition, the value pursued, and just as in peace
at least as far as his choice of words is research there seems to be a sufficient
concerned. He has admitted that ’exactly amount of agreement on what the negative
what one fills into this concept (positive part of the value means (freedom from
peace) is more unclear than is the case illness) and very little agreement on the
with negative peace’ and ’this is one major positive part of the concept (positive
shortcoming of peace research today health). The noteworthy thing here is
The empirical background of the idea that medicine almost completely has been
of positive peace probably is that people organized around the negative concept of
often seem to mean more than the mere health and that applied medicine aims at
absence of war when they speak about control of symptoms of illness rather than
peace. A peaceful world also is something at building up the ideal human body.
positive that is valued and wanted in its In other words, medicine is valid as an
own right. The problem only is that there analogy only in so far as one limits oneself

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to a and per-
negative definition of peace, been possible for peace research to function
haps that
not even far, because the anal- for ten years on the basis of such a vague
ogy between the body organism and the concept of peace? The answer is simple:
human society seems to imply an organis- peace research has been organized around the
mic view of society as almost perfectly value of negative peace. To explore this theme
integrated. further, let us turn to the concept of con-
It has also been argued that one of the flict in peace research.
important tasks of peace research is to
give the concept of peace a more precise 5. The concept of conflict
meaning. This can be interpreted to mean The relation between ’peace’ and con-
two things. First, it could mean that what flict has never been made explicit, although
matters is the ’truth’ or theoretical rele- sometimes these are used as some kind of
vance of the definition rather than the opposites. At any rate, a negative view
social reality which it is supposed to cover. of conflicts goes through peace research
This would be a case of scientific idealism. like a scarlet thread. It manifests itself
The other possible interpretation would in what could be called conflict reductionism.
be that peace research should affect the By conflict reductionism I mean a
social reality to such an extent that it tendency to define conflict so as to reduce
created the social basis for some consensual the frequency, the importance and the
definition of peace. The extension of this severity of conflicts, thus making them
argument would be that peace research manageable and possible to control by
could turn political problems into technical manipulation from the decision-making
problems of social science know-how, and nucleus of the system.
in the far end of the reasoning we can
dimly see the vision of a society without 5.1. The
subjectivistic model of conflict
conflict or controversy. In other words, Although there are in peace research
it is a case of scientific utopianism. many different definitions of conflict,
Thus our problem remains: the concept there seems to be a general consensus
of positive peace is far too diffuse to be about what conflict is. The various def-
the basis for a definition of a science. Once initions are all formulated in terms of
it is made precise enough it is clearly incompatible values or goals. In other
political and controversial in nature. The words, in peace research as in American
basic political values people refer to when social science in general,29 conflict is
they speak about peace are tied to their given a subjectivistic definition. I will
structurally determined interests and will choose to discuss Galtung’s conflict tri-
never be turned into technical problems. angle, not because it is more open to
Conflict is immanent in human society criticism than other subjectivistic def-
and struggle for power will never be elim- initions of conflict, but because it so well
inated by science. represents the research tradition we are
Only one question remains : how has it concerned with here.3°
Galtung distinguishes between three
aspects of conflict: the conflict itself (C)
which is defined in terms of incompatible
Figure 3
values or goals between two or more actors,
(incompatible goals or values) the conflict behavior (B) and the conflict
attitudes (A) of the actors. As the arrows
in Figure 3 indicate, the three components
are mutually interrelated.
Any of the
three factors may be the starting point for

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a conflict to develop. Hostile attitudes may These phenomena can fruitfully be dis-
create hostile behavior and also goal in- cussed in terms of integration and ~bolariza-
compatibility. Hostile behavior may lead tion.
to hostile attitudes and to goal incompat- In the subjectivistic model of conflict,
ibility. Goal incompatibility, in turn, may integration refers to all the three aspects
lead to hostile behavior and hostile of conflict: attitudinal integration, which
attitudes. leads to consensus; behavioral integration,
The obvious problem here is how to which leads to conformity; and goal inte-
distinguish between goals on the one hand gration. Again, I suspect that goal inte-
and behavior/attitudes on the other. gration is not logically independent of the
The three factors are supposed to be other forms of integration. Goal integration
logically independent in the sense that must mean that the goals of the conflict
there can be conflict behavior and conflict actors are defined subjectively by the
attitudes without conflict (non-realistic actors so that they are compatible with
conflict) ;31 but if there is no conflict be- each other. These subjective definitions
havior and no conflict attitudes, how is it express attitudes, and they are a part of the
possible to say that there is incompatibility conflict behavior. But for the moment I
of goals ? will ignore this difficulty and conclude
An example may illustrate this. that integration in this model at any rate
Imagine a system consisting of a master is strongly dependent on the behavioral
and a slave. The master has defined and attitudinal levels. Let us say that an
the role of the slave, and the slave has
internalized it. The slave may see the integrated system according to this model
is one where the actors in the system have
system and the role definition as the
only thinkable one, possibly as given compatible goals and where there is
by God; thus, he does not question its conformity and consensus. Or in other
legitimity. In such a system there is words, a system free from manifest conflict.
no conflict behavior. The relationship
Polarization is in this view the negative
between the two is cooperative. There
are no hostile feelings either. The master counterpart of integration. Consequently
is benevolent towards his slave as we can speak of attitudinal, behavioral,

long as the slave plays his role in and goal polarization, although again the
accordance with the rules. The slave last of these sounds strange. There are two
feels devotion to his master. This is a
definitions of polarization in peace re-
construed example, but the principles
it illustrates are well known to be- search. According to the most common,
havioral scientists. a polarized system is one where the ele-
With a goal definition of conflict ments are divided into two subsystems
one would have to define this system
with many links within each subsystem
as free from conflict. The two actors
conform to rules accepted by both and and few links between them. According
there is value consensus between them. to the less common definition, polarization
Yet most observers would agree that characterizes a system which is split into
there is conflict between the master and two subsystems with friendly relations
the slave, a latent conflict which is not
manifested in behavior and attitudes. within each subsystem and hostile relations
between the two.
Obviously, in this model, conflict be- We should note that these two defini-
havior and conflict attitudes are of central tions are very different in consequences.
importance. Conflict can be created and In the first definition, which may be called
conflict can be solved by manipulation of the quantitative, polarization becomes a
behavior and attitudes, and it may be static situation of separation between two
worthwhile to turn the attention to con- subsystems with few possibilities of change
flict dynamics and conflict resolution. and consequently few possibilities of con-

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flict resolution. When polarization is said weaknesses we must sketch at least the
to ’freeze conflict’, it is this quantitative fundamental principles of an alternative
definition of polarization that lies behind. model.
In peace research, polarization of this kind
seems to have been identified with the
5.2. An objectivistic definition of conflict
Cold War. The second definition, which
In this alternative model, conflict is
may be called the qualitative, portrays conflict of interest. Interest is not seen as
polarization as a dynamic situation with a matter of subjective definition but as
close, hostile, and intense contact between determined by the social structure. In
the actors, as in a civil war, but also with
other words, conflict is given an objectiv-
a high degree of flexibility and many
istic definition. Conflict is incompatible
possibilities of change, indeed even drastic interests built into the structure of the
change.
Both types of system where the conflict is located. A
polarization seem to be class conflict, for example, is not a conflict
regarded dangerous by peace re-
as
because the classes have incompatible
searchers, as something that should be
replaced with integrative mechanisms. goals, fight each other, and hate each
other. It is a conflict because the social
This is not very surprising. Polarization in
structure is such that one class loses what
both cases isthreat to the system. If the
a
the other class wins, and such that ex-
polarization static, it is difficult to re-
is
move. If it is dynamic, it may be removed,
ploitation is profitable. This view of con-
flict is represented in Figure 4.
but it may also be intensified to the point
A comparison with the former triangle
where the system breaks down. Thus, to
shows the considerable differences between
simplify much of this, peace researchers the two models. In the structural conflict
tend to associate integration on the be-
havioral and attitudinal levels with peace- model, the conflict (C) is very clearly
distinct from the conflict behavior (B)
ful relations and absence of conflict, and
and the conflict attitudes (A). C is the
polarization with intensified conflict and central component which leads to or does
violence or, alternatively, with conflict
not lead to B and A. If it leads to B and A,
frozen at an intensive level.
we get a manifest conflict; if it does not,
This view guides the search for conflict
the conflict remains latent. And, according
resolution mechanisms. Resolution of con-
to the definition, if A and B are there,
flict can be initiated at any point in the
C must also be there. Non-realistic conflict
conflict triangle; the general recipe is
is excluded. And the conflict behavior
simple: try to find integrative mechanisms and the conflict attitudes cannot create the
on the behavioral/attitudinal level. This
conflict.
can be done in a number of ways. Most of
them imply manipulation of goal defini- The imagined example of the master
and the slave would according to this
tions which, according to my earlier model be a clear case of a latent con-
arguments, means manipulation of be- flict. If the slave for one reason or
havior and attitudes. Thus a conflict can
be solved through destroying one or both
Figure 4
actors, through brainwashing or ideolog-
ical influence, through reduction of the (structurally determined incompatibility of
goal aspirations of one or both of the actors, interests)
etc.
This whole conflict view is so widely
accepted in peace research as the conflict
view, that in order to lay bare some of its

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227
another changed his attitudes and his starts, through polarization the struggle
behavior into those of a revolutionary, escalates either to a point where the power
this would with a subjectivistic defini- relations between the conflict actors have
tion of conflict mean that he changed
his goal and thereby started the con- changed so much that a structural change
flict ; whereas with an objectivistic can be negotiated or to a point where the
definition we would only say that a system breaks down and is rebuilt with
latent, structurally-determined con-
a new structure.
flict had been manifested in behavior
Clearly the two models are not only
and attitudes.
different but rather contradictory.
The interest definition has one obvious
Also integration and polarization get a weakness: How does one decide what the
different meaning within the framework interests are ? One cannot rely on what the
of the structural model. Integration on the conflict actors think themselves - that
behavioral and attitudinal level is of little would mean to return to a subjectivistic
significance as far as conflict solving is definition. I do not know of any satis-
concerned. Its importance is only negative factory solution to the problem; to me, this
in the sense that conformity and consensus is a challenge rather than a reason to
is a hindrance to conflict solving, because abandon the idea of an interest definition
the first step towards conflict solving is the of conflict.
recognition of the conflict by the conflict If one for practical reasons decides to use
parties. Integration as a conflict solving the definitions by the actors, this should
process has to do with structure, since the be seen as a way of operationalizing an
conflict is built into the social structure. interest definition. Hence, conflict should
Conflicts are solved through structural be seen as in Figure 4 instead of as in
change only, and an integrated system Figure 3.
is one where the system is structured in However, my main aim here is not to
such a way that incompatibilities of interest argue for a replacement of one conflict
are minimized. view for another. I have presented the two
What in the former model were conflict views, one of which is adhered to in peace
solving mechanisms, are here techniques research, and one which is not, in order to
by which conflict behavior and conflict illustrate how political values color the
attitudes can be removed, i.e. techniques terminology and the perspectives of peace
by which a manifest conflict can be turned researchers.
into a latent one and a latent conflict To sum up this section: conflict reduc-
can be kept latent. tionism in peace research is expressed in
If conflict solving is a matter of struc- the choice of a goal definition of conflict
tural change, how is this brought about? which a) leaves out latent conflict, which
Here polarization comes in. Polarization is of immense importance for the under-
is the mechanism through which a conflict standing of conflict relationships; b) leads
is manifested on the behavioral/attitudinal to a substitution of conflict resolution for
level; it is also the mechanism that threat- conflict termination on the behavioral/
ens the system which makes for the in- attitudinal level; and c) focusses attention
compatibility between the conflict actors. on superficial and occasional rather than

Thus, whereas in the,former model behavioral! on basic and permanent aspects of con-
attitudinal integration was the conflict solving flict. Conflict as seen in this perspective is
mechanism, in this model polarization is the a cataclysm, a sudden outbreak of danger-

conflict solving mechanism. Through polariza- ous and often irrational behavior,33 rather
tion a conflict is manifested more and more than as an immanent characteristic of
clearly, through polarization a struggle human society.

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228
5.3. Conflict reductionism continued horse-trading and other conflict solving
The conflict reductionism is of course techniques which presuppose a fixed
caused by a generally negative view of amount of value which can be divided
conflicts. Conflict in peace research is something and exchanged. These techniques are often
to be ’solved’. No peace researcher has, as seen as examples of ’gradualism’, and they
far as I know, studied how to sharpen are often said to be more ’realistic’ than

conflict relations. While this may at first the ’absolutist’ solutions. Sometimes one
seem natural and in accordance with the can get the impression that peace research

general expectations on peace researchers, is the science of compromise and gradual-


I nevertheless maintain my argument ism.3s
from the preceding section, that this is a Finally, a few words ought to be said
biased view not scientifically warranted. about gaming, because game theory models
But the negative view of conflicts can are in some respects different from the
be more or less qualified. It is generally standard peace research model of conflict.
agreed in peace research that social change In gaming the conflict is built into the
and social conflict go hand in hand. structure of the game, instead of being
Therefore the reformism of peace re- determined by the subjective goal def-
searchers presupposes some acceptance of initions of the actors. In other words,
conflict. Thus, in general, large-scale con- conflict is objective.
flicts are seen as bad and limited, low- But this does not mean that the peace
level conflicts as good and ’creative’ or research value bias is absent. The structure
integrative. One way of attacking cen- of the game conflict is chosen by the re-
tralized high-level conflict is to decen- searcher and is influenced by his values.
tralize it down to a large number of small, The most popular and well-known of all
limited, and ’creative’ conflicts. This is the games used by peace researchers is the
done for example through the introduction so called ’prisoner’s dilemma’. The struc-

of criss-crossing loyalties. ture of this game is such that both parties


There is also a tendency to see conflicts as can play either cooperatively or antag-
absolute rather than as relative.34 An absolute onistically. If no one plays cooperatively,
conflict is less serious than a relative one, both lose a little; if one is cooperative and
if there are ways of increasing the total the other antagonistic, the latter wins
amount of value. The relative emphasis much and the former loses much, if
on relative vs. absolute conflict is in po- both play cooperatively, both win a little.36
litical economy an old controversy between The game is played with the same players
liberals, who argue that the solution of over a long series of runs. During this
economic conflicts is to make ’the cake’ series of runs the parties can interact and
bigger, and socialists, who want an equal they can learn something. What they
distribution of ’the cake’. I am not going learn is the moral sense of the game: even
to discuss the arguments in this contro- if an antagonistic (polarizing) strategy
versy, but to judge from the class relations seems completely rational, it leads to
and the political and economic develop- disastrous consequences for both parties.
ment in Western Europe during the twen- Cooperation, mutual trust and confidence,
tieth century, it seems as if increasing a sense of gradualism, pay much better.

the total amount of value is a way of In fact, the prisoner’s dilemma game
avoiding behavioral polarization, i.e. a seems to be a laboratory version of the

way of avoiding an attack on the incom- Cold War situation, where the lesson was:
patibility of class interests. even if armament may seem most rational

The emphasis on absolute conflicts from each actor’s point of view, this is
leads to an emphasis on compromise, only an illusion. It turns into escalation

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229
and reduced security. Disarmament pays in the international system. So peace re-
much better for both parties in the long search becomes a factor supporting the
run. - Integration was felt to be needed status quo of the international power
in the end of the Cold War period, and the structure, providing the decision-makers
structure of the prisoner’s dilemma game of the system with knowledge for control,
is built up so that integration is the only manipulation and integration of the system.
reasonable strategy. That is the institutional aspect of peace
A second characteristic gaming shares research.
with other sections of peace research is The theoretical frame of reference
the emphasis on behavior and attitudes. dominating peace research closely cor-
The conflict structure is given, and the responds to the institutional needs: the
research tries to find out how people peace researcher jspecialist is trained in an
adapt themselves to this structure. Be- ideology of internationalism; he has
havior aiming at structural change is learned how to solve conflicts, how to
doomed to fail. integrate a system, how to avoid manifest
Thus we are ready to sum up this sec- organized violence, how to prevent major
tion. uprisings against the system; and he be-
Behind the diffuse concept of peace lieves that what is good for the system is
we have found a value orientation accord- in the long run also good for its elements.
ing to which conflict is a negative thing His concept of peace is essentially a
which should be prevented or, if this is negative one, stressing the need for stable
not possible, should be decentralized or peace,38 and the ’common interest’ he
solved, the sooner the better. To make this will have to fall back on is the avoidance
possible, conflict is seen as a matter of of catastrophe. His positive concept of
subjective goal definitions which are far peace is not sui generis but a negation of
more easy to manipulate than the social his negative peace concept. The essence
structure. of peace research is concentrated in the
Integration, cooperation, gradualism, concepts of control of the international sys-
compromise, and mutual trust are identi- tem to prevent major breakdowns, and
fied with peaceful relations and are seen integration of the international system to
as the road to peace. These positive values make it more stable.
can be summarized into one concept: That is the ideological aspect of peace
non-violence. Hence the positive values of research.
peace are not sui generis but based on a negative The institutional and the ideological
definition of peace.37 aspects presuppose and condition each
other. To become applied, peace research
6. Conclusion must meet the needs of the decision-
Peace research is an applied or ’oriented’ makers. To satisfy their concern about
science. An applied science has to be stable peace, peace researchers must ally
applied by somebody who has the power themselves with the decision-makers of
to apply it. In the case of peace research, the international system.
this means there must be some kind of Given this situation, change ofthe system
institutionalized link between peace re- can not be advocated by peace research.
searchers and decision-makers on the Structural change would be a threat to the
supranational level. Thus, the universalist power-holders of the international system.
ethos of peace research becomes operation- Only adaptive change within the system
alized into identification with the interests is possible.
of the existing international system, that Finally, why has peace research this
is the interests of those who have power character ?

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230
One would be arrived at by
answer Reforms would not suffice: a more
studying peace research as a function of drastic change would be needed. In my
the situation in which it merged. Another, opinion, peace research should be changed
but probably rather similar, answer would into research aiming at control of type 3;
be arrived at by studying peace research and then it would not be very meaningful
as a scientific formulation of pacifism. to keep the label of ’peace research’ any
Neither will be attempted here. Nor will more, given the usual connotations of the
I try to propose reforms of peace research. term.

NOTES
* This article is an elaboration of a number of viewpoints I presented during a ’theory week’
at the International Peace Research Institute, Oslo, in January 1968 as an introduction to a
discussion on the nature of peace research. Naturally, I owe much to the participants in that
discussion. I am also indebted to the seminar on peace research at the Department of Education
in Stockholm, which invited me to a discussion on peace research, as well as to my colleagues at
Lund University, particularly Marianne Schmid, who has come with stimulating criticisms
and suggestions based on her studies of peace visions among peaceniks.
However, more than anyone else Prof. Johan Galtung of the International Peace Research
Institute, Oslo, has stimulated me to write the present article. He has taught me more social
science than anyone else; had not he inspired me I would never have come into the field of
peace research. Nor am I alone in this situation. It is no exaggeration to say that peace research in
Scandinavia is the creation of this one man; and peace research is probably more developed in
Scandinavia than anywhere else.
This is one reason why this very critical review of peace research is so much based on the
publications by Johan Galtung. Another reason is that Johan Galtung is almost the only one
in the field who has formulated explicitly the assumptions on which peace research is based.
He has seen many of them as problematical, and it is no mere coincidence that he himself opened
the current critical debate on peace research. This article is an attack on a research tradition,
and some of Galtung’s statements are used to illustrate this tradition. I do not claim that the
statements quoted are necessarily representative of his points of view.
1 See
for example Lentz, T. F., Towards a Science of Peace. New York, 1955.
2 See
for example Planene for fredsforskning i Norge. Dokumenter m.m. 1961/62, Institute for Social
Research, Section for Research on Conflict and Peace, Oslo 1962.
3
Midgaard-Naess, Forskning i Fredens og Frihetens Tjeneste, Oslo 1958, discusses this and other
definitions of peace research.
4
Galtung, Johan, Peace Research : Science or Politics in Disguise, PRIO publication 23 - 6,
Oslo 1967 (mimeo). The present article should preferably be read parallel with Galtung’s paper.
5
Schmid, Herman, ’Science and the Control of Social Systems’, American Behavioral Scientist
autumn 1968 (forthcoming).
6
Galtung, op. cit. p. 13.
7 Ibid.
p. 16.
8
According to the definition of peace research given in Editorial, Journal of Peace Research
no 1, vol. 1, 1964.
9
This is further corroborated by the fact that the nation-state is very often used as a model
of the international society in peace research.
10
See for example Forsman, Anders, En revolutionär fredsforskning, Kommentar no 2 1968
(Stockholm).
11
Guntrip, Harry, Healing the Sick Mind, London 1964, pp. 19 ff.
12
One example is the parallel made between the Hippocratic rules for physicians and the
ethos of peace research: both groups are to serve mankind. See Galtung, ’International Programs
of Behavioral Science Research in Human Survival, in Schwebel (ed.), Behavioral Science and
Human Survival, Palo Alto 1965.
13
Johnson, Harry M., Sociology. A Systematic Introduction. New York 1960.
14 A well-known
15
example is Myrdal, Gunnar, An American Dilemma II, New York 1944, p. 1056.
See note 8.

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16 See section 4 of this article.
17
Galtung, Johan, Peace Research : Science or Politics in Disguise, pp. 10 f.
18
Ruge, Mari Holmboe, ’Present Trends in Peace Research’, in IPRA Studies in Peace Research,
Assen 1966, p. 296.
19 See article 4 in the statutes of the International Peace Research
Association, which states
that the IPRA activities will be carried out ’as far as possible in close cooperation with UNESCO’.
20
Galtung, Johan, op. cit. p. 13.
21
Ibid., p. 13 f.
22
See Schmid, Herman, Notes on Asymmetrical Conflict, Dept. of Sociology, University of Lund,
1968, (mimeo).
23 The discussion of the concept of peace will keep so closely to Galtung’s publications that
only in the case of direct quotations will specific references be given.
24
25
Galtung, op.cit., p. 1.
Ibid., p. 2 f.
26
Ibid., p. 3.
27 See
Schmid, Marianne, Peace Visions among Members of Peace Organisations. Dept, of Sociology,
University of Lund, 1968. (Forthcoming as mimeo).
28
Wiberg, Håkan, ’Social Position and Peace Philosophy’, Journal of Peace Research, No 3 1968,
shows that for a sample of politically-active students in Lund, political orientation accounted
for more of the variation in peace philosophy than did social position. Admittedly, the sample
does not have a good dispersion on social position.
29 See
’Conflict, social’ in the old Encyclopedia of the Social Sciences, where conflict is seen as the
conscious pursuit of exclusive values.
30
The ’conflict triangle’ was presented by Galtung during a series of lectures at the PRIO
in January 1968. Thus my following discussion is based on an oral presentation of an unfinished
piece of research.
31
Coser, Lewis, The Functions of Social Conflict, Glencoe 1956.
32
’Objectivistic’ is not the same as ’objective’. By objectivistic definition I mean a definition
which is independent of the subjective definitions of the actors.
33
Rapoport has made the distinction between the cataclysmic and the strategic view of conflict.
See IPRA Studies in Peace Research, pp. 78 ff. The cataclysmic view of conflict seems to be natural
for research aiming at control of type 1 (See section 2), whereas the strategic view of conflict
seems to correspond to research aiming at control of type 2.
34
The distinction between absolute and relative conflict was discussed by Galtung during
the theory week mentioned above.
35
Galtung, Johan, Peace Research : Science or Politics in Disguise, p. 13.
36
Rapoport-Chammah, Prisoner’s Dilemma, Ann Arbor 1965.
37
See Schmid, Marianne, op.cit., who points out that the same is true for the peace thinking
of members of peace organisations. Guntrip, op. cit., points out that positive mental health must
be understood as some kind of negation of negative mental health.
38 The
quest for stable peace has been formulated by many: Boulding writes about his belief that
’stable peace is both possible and necessary’ in Dunn (ed), Alternatives to War and Violence, London
1963. SIPRI (Swedish International Peace Research Institute) wrote in its first self-presentation
that it would work for the achievment of ’stable and peaceful international relations’, (undated
mimeo). The list could be made very long.

SUMMARY
This article first traces the origin of peace research and stresses its applied nature.
A model of three types of applied social science is represented and used to distinguish
between international relations of the traditional type, peace research, and what could
be called revolution research. The value problems of a value-oriented discipline are
discussed, with the conclusion that peace research in the final analysis is based on a
negative concept of peace in line with the institutional needs of the power-holders of
the international system.

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232
In the final sections of the article the concepts of peace and conflict are discussed.
It is concluded that the concept of positive peace is devoid of concrete content, and
that conflict by and large is seen by peace researchers as something negative. The
tendency to conflict reductionism is related to the subjectivistic definition of conflict
which characterizes peace research, as well as to the heavy emphasis on conflict resolu-
tion. An objectivistic, structural model of conflict is presented as a contrast.
The article argues that peace research supports the existing social order, and that
this is expressed both in its theory and in its institutional needs of close cooperation with
decision-makers. The article proposes a change of peace research from research for
control and integration of the international system, towards research for liberation and
revolution.

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