Professional Documents
Culture Documents
By
HERMAN SCHMID
University of Lund
makers (D) can use scientific knowledge The three types of control need different
to control the system in which they are types of social research, and the differences
decision-makers, i.e. their ’own’ system, have been extensively dealt with else-
and they can use it to control the milieu where.5 Here I will only mention that
that surrounds their own system. The the three types of research seem to need
second dimension is that of vertical hori- - and to develop different kinds of theory.
zontal control. Decision-makers (D) may The typical type 1 theory is the theory of
want to control elements below or above integration: conflict resolution theory,
themselves in the social hierarchy, or they theory of balance, theory of social control,
may want to control systems on the same theory of administration, etc. The type 2
level as their own. These two dimensions theory can be called theory of competition,
combined give three possible types of and includes, for example, game theory
control, internal vertical control (1), external and theory of regulated conflict. Type 3
horizontal control (2), and external vertical is so underdeveloped that it hardly has
control (3), as shown in Figure 1. any theory of its own, but its theory would
have to be a theory of polarization. Closest
An example of the type 1 control is to such a theory are certain types of
when organization initiates a study
an
political theories of revolution.
of its membership, or the industrial It is relatively easy to characterize
management initiates a study of ab-
senteeism, or the government appoints peace research in terms of this scheme and
a fact-finding committee on unemploy- also to relate it to those disciplines which
ment. This type of research is by far
are critical to peace research.
the most common in social sciences
Research on international relations has
today.
The second type of control can be traditionally been of type 2. Such research
has often been initiated by governments
or their sub-agencies, and consists of
Figure 1. Three types of social control. strategic analyses of the behavior of other
nations relative to the situation of one’s
own country. Data collection is done either
in national institutes of international re-
lations or in intelligence organizations.
Policy recommendations have the form,
implicitly or explicitly, of recommenda-
tions to the government. The value behind
this research is to maximize the national
interest.
tions. They study concrete social systems, tion which is identical with those of the
and the criterion of system identification existing international institutions and
must stand the test of application to con- lies very close to those of the rich and
crete situations if it is to be seen as ac- powerful nations.
ceptable. An idea which well illustrates that
Thus, what would the system identifi- this situation has on the whole been
cation mean in concrete cases? In a class accepted in peace research is the idea
conflict it would mean that the peace re- of peace specialists. As peace research
searcher should identify himself with the grows it shall, like all respectable
interests of the nation. In the Vietnam war sciences, produce specialists to stand
at the service of the interests of the
he shall look to the interests of the world, international system. They shall func-
rather than to those of any of the partici- tion as experts for decision-makers on
pants. To defend his position in this second various levels, and their advice shall
case he would have to use his common- always be guided by the interests of
the international system. Furthermore,
interest argument: the Vietnam war may
they shall be impartial and politically
escalate into a nuclear war which would neutral, because they shall pursue only
be disastrous for the world as well as consensual values. In fact, they shall
for the Vietnamese. Since positive values even turn political problems into
technical ones ! i’
are so clearly controversial16 he would
have to fall back on a negative value, To conclude: it is quite clear that peace
in this case the avoidance of a common research does not only aim to become a
doomsday. Thus, negative peace, with its beacon for mankind in general, it wants to
built-in conservative bias, is the only value be institutionalized on the highest levels
which ultimately looks consensual enough to of the international system.
serve as a basis for the system identification of It is not surprising that peace research
the peace researcher. And the problem is that is heavily concentrated in the United
the doomsday-argument can be used in States and Northern Europe,18 and that
any conflict large enough to threaten the contacts between the International Peace
of the value of peace, an analysis of the with a special concern who are engaged
meaning of ’peace’ is essential for a dis- in collective work for peace is there any-
cussion of the nature of peace research. thing like agreement on what a peaceful
Galtung’s earlier mentioned distinction world should be like.27 Thus, positive
between positive and negative peace will peace seems to be an umbrella concept,
be taken as the starting point .23 devoid of meaning of its own, which people
Negative peace is ’the absence of or- fill with their own subjective values. These
ganized collective forms of violence’,24 or values are usually political values, and peace
the absence of war. It is the kind of peace thinking can fruitfully be seen as a function
envisaged by the ’law and order’-oriented of general political orientation.
person; it is easily shown that it leads to One conclusion can be drawn from this
stability thinking. As Galtung has noted, at once: the fact that everybody is ’for
peace research defined solely in terms of peace’ should not be taken to mean that
negative peace ’will therefore easily be peace is a consensual value. As far as
research into the conditions of maintain- positive peace is concerned, a statement
ing power, of freezing the status quo, of like ’I am for peace’ is purely tautological,
manipulating the underdog so that he does because positive peace means something
not take up arms against the topdog. equivalent to ’the good life’ or ’the best
This concept of peace will obviously be in state of things’.
the interest of the status quo-powers at This character of the concept of peace
the national or international levels, and raises a number of problems for peace
may equally easily become a conservative research.
force in politics’. 25 First, if a scientific discipline that claims
This does not mean, however, that political neutrality is to be defined in terms
Galtung and other peace researchers reject of a value, this has to be a consensual one.
the negative definition of peace. It is only It has been argued that this is not nec-
seen as insufficient, as something that has essarily true. Sometimes an analogy with
to be balanced with a more positive peace medicine has been used. Medicine is
concept, and so it is included as part of the oriented towards the value of health, and
full concept of peace. this works although there is no completely
The balancing factor, positive peace, satisfactory definition of health. However,
was originally defined by Galtung as in medicine there is also the distinction
intergration, but in recent publications between a positive and a negative aspect of
he seems to have abandoned this definition, the value pursued, and just as in peace
at least as far as his choice of words is research there seems to be a sufficient
concerned. He has admitted that ’exactly amount of agreement on what the negative
what one fills into this concept (positive part of the value means (freedom from
peace) is more unclear than is the case illness) and very little agreement on the
with negative peace’ and ’this is one major positive part of the concept (positive
shortcoming of peace research today health). The noteworthy thing here is
The empirical background of the idea that medicine almost completely has been
of positive peace probably is that people organized around the negative concept of
often seem to mean more than the mere health and that applied medicine aims at
absence of war when they speak about control of symptoms of illness rather than
peace. A peaceful world also is something at building up the ideal human body.
positive that is valued and wanted in its In other words, medicine is valid as an
own right. The problem only is that there analogy only in so far as one limits oneself
long as the slave plays his role in and goal polarization, although again the
accordance with the rules. The slave last of these sounds strange. There are two
feels devotion to his master. This is a
definitions of polarization in peace re-
construed example, but the principles
it illustrates are well known to be- search. According to the most common,
havioral scientists. a polarized system is one where the ele-
With a goal definition of conflict ments are divided into two subsystems
one would have to define this system
with many links within each subsystem
as free from conflict. The two actors
conform to rules accepted by both and and few links between them. According
there is value consensus between them. to the less common definition, polarization
Yet most observers would agree that characterizes a system which is split into
there is conflict between the master and two subsystems with friendly relations
the slave, a latent conflict which is not
manifested in behavior and attitudes. within each subsystem and hostile relations
between the two.
Obviously, in this model, conflict be- We should note that these two defini-
havior and conflict attitudes are of central tions are very different in consequences.
importance. Conflict can be created and In the first definition, which may be called
conflict can be solved by manipulation of the quantitative, polarization becomes a
behavior and attitudes, and it may be static situation of separation between two
worthwhile to turn the attention to con- subsystems with few possibilities of change
flict dynamics and conflict resolution. and consequently few possibilities of con-
Thus, whereas in the,former model behavioral! on basic and permanent aspects of con-
attitudinal integration was the conflict solving flict. Conflict as seen in this perspective is
mechanism, in this model polarization is the a cataclysm, a sudden outbreak of danger-
conflict solving mechanism. Through polariza- ous and often irrational behavior,33 rather
tion a conflict is manifested more and more than as an immanent characteristic of
clearly, through polarization a struggle human society.
conflict relations. While this may at first the ’absolutist’ solutions. Sometimes one
seem natural and in accordance with the can get the impression that peace research
the total amount of value is a way of In fact, the prisoner’s dilemma game
avoiding behavioral polarization, i.e. a seems to be a laboratory version of the
way of avoiding an attack on the incom- Cold War situation, where the lesson was:
patibility of class interests. even if armament may seem most rational
The emphasis on absolute conflicts from each actor’s point of view, this is
leads to an emphasis on compromise, only an illusion. It turns into escalation
NOTES
* This article is an elaboration of a number of viewpoints I presented during a ’theory week’
at the International Peace Research Institute, Oslo, in January 1968 as an introduction to a
discussion on the nature of peace research. Naturally, I owe much to the participants in that
discussion. I am also indebted to the seminar on peace research at the Department of Education
in Stockholm, which invited me to a discussion on peace research, as well as to my colleagues at
Lund University, particularly Marianne Schmid, who has come with stimulating criticisms
and suggestions based on her studies of peace visions among peaceniks.
However, more than anyone else Prof. Johan Galtung of the International Peace Research
Institute, Oslo, has stimulated me to write the present article. He has taught me more social
science than anyone else; had not he inspired me I would never have come into the field of
peace research. Nor am I alone in this situation. It is no exaggeration to say that peace research in
Scandinavia is the creation of this one man; and peace research is probably more developed in
Scandinavia than anywhere else.
This is one reason why this very critical review of peace research is so much based on the
publications by Johan Galtung. Another reason is that Johan Galtung is almost the only one
in the field who has formulated explicitly the assumptions on which peace research is based.
He has seen many of them as problematical, and it is no mere coincidence that he himself opened
the current critical debate on peace research. This article is an attack on a research tradition,
and some of Galtung’s statements are used to illustrate this tradition. I do not claim that the
statements quoted are necessarily representative of his points of view.
1 See
for example Lentz, T. F., Towards a Science of Peace. New York, 1955.
2 See
for example Planene for fredsforskning i Norge. Dokumenter m.m. 1961/62, Institute for Social
Research, Section for Research on Conflict and Peace, Oslo 1962.
3
Midgaard-Naess, Forskning i Fredens og Frihetens Tjeneste, Oslo 1958, discusses this and other
definitions of peace research.
4
Galtung, Johan, Peace Research : Science or Politics in Disguise, PRIO publication 23 - 6,
Oslo 1967 (mimeo). The present article should preferably be read parallel with Galtung’s paper.
5
Schmid, Herman, ’Science and the Control of Social Systems’, American Behavioral Scientist
autumn 1968 (forthcoming).
6
Galtung, op. cit. p. 13.
7 Ibid.
p. 16.
8
According to the definition of peace research given in Editorial, Journal of Peace Research
no 1, vol. 1, 1964.
9
This is further corroborated by the fact that the nation-state is very often used as a model
of the international society in peace research.
10
See for example Forsman, Anders, En revolutionär fredsforskning, Kommentar no 2 1968
(Stockholm).
11
Guntrip, Harry, Healing the Sick Mind, London 1964, pp. 19 ff.
12
One example is the parallel made between the Hippocratic rules for physicians and the
ethos of peace research: both groups are to serve mankind. See Galtung, ’International Programs
of Behavioral Science Research in Human Survival, in Schwebel (ed.), Behavioral Science and
Human Survival, Palo Alto 1965.
13
Johnson, Harry M., Sociology. A Systematic Introduction. New York 1960.
14 A well-known
15
example is Myrdal, Gunnar, An American Dilemma II, New York 1944, p. 1056.
See note 8.
SUMMARY
This article first traces the origin of peace research and stresses its applied nature.
A model of three types of applied social science is represented and used to distinguish
between international relations of the traditional type, peace research, and what could
be called revolution research. The value problems of a value-oriented discipline are
discussed, with the conclusion that peace research in the final analysis is based on a
negative concept of peace in line with the institutional needs of the power-holders of
the international system.