Professional Documents
Culture Documents
Instn
Civ. Engrs
Geotech. Engng,
1997, 125, Apr.,
85–96
E. N. Bromhead, B S c , M S c , P h D , D I C , C E n g , M I C E , F G S
Paper 11037
j To most civil engineers, a paper on the is especially the case in southern Britain, where Written discussion
subject of ‘The treatment of landslides’ in the main, slopes are low-angled as a con- closes 16 June 1997
would conjure up a catalogue of stabilization sequence of their geology and geological history
systems. However, the size and scope of (thus causing the onset of movement to be Manuscript received
slope instability problems lead to a variety of slow), but are composed of weak rocks highly 19 October 1995; revised
responses, by no means all of which can be susceptible to mass movements under present manuscript accepted
seen as stabilization. In some cases, the climatic conditions (so that instability is com- 28 May 1996
problem is too large to be addressed monplace). Slow-onset mass movements com-
economically, if at all, by engineering works; monly damage the infrastructure, engineering
in others, it is better avoided rather than works under construction, residential areas, etc.,
met head on. In this paper, the broad from which vulnerable people have withdrawn.
spectrum of responses to slope instability However, even a slow-onset mass movement may
phenomena is discussed, and the resulting cause collapse of dwellings with the burial of
approaches are put into a simple, logical, occupants, or the unexpected disruption of roads
philosophical framework. Where stabiliza- or bridges leading to transport accidents, posing
tion is necessary, there are a variety of some risk to life. Humans are most at risk from
means by which it can be done. A brief fast-onset mass movements, for example rock-
1
overview of the range of stabilization options falls in steep slopes, quick-clay landslides which
is given, with an emphasis on identifying occur in recent marine sediments, volcanic
those stabilization options which give rise to mudslides, and flow-slides in loose natural or
2
an ongoing maintenance commitment in artificial accumulations.
contrast to those that provide a once and for 2. In addition to the infrastructure and
all solution. A comprehensive review is not human population of the unstable area, there
intended. The paper is illustrated with are a wide variety of human activities which are
reference to a number of case examples considered valuable. Should these activities be
drawn from the literature, both in the UK terminated or suspended, it would constitute a
and abroad. further loss to add to the losses of more
tangible assets. Some losses may not easily be
Introduction costed purely in financial terms, for example in
There are a number of potentially damaging the fields of leisure and conservation. The
natural phenomena which are termed ‘geo- broad spectrum of assets and facilities which
hazards’ and slope instability is one of these. are potentially subject to loss constitutes the
3
Engineers often speak loosely of landslides, ‘elements at risk’ from slope instability.
when the mechanics of movement may not be 3. The community faced with any identified
principally sliding, but may be any one of the and quantified geohazard such as a landslide
manifestations of slope instability. Geohazards has a range of strategies for dealing with it. The
may operate over a range of time-scales, and strategies are
several aspects of their time-scales are impor-
( a) avoidance
tant. For instance, the rate of onset may affect
( b) correction
the way people are able to respond, and whether
( c) desensitization
or not early warning systems are of use. Land-
( d) acceptance
slides normally give a range of warnings, in-
cluding ground cracking and deformation, and 4. The avoidance strategy involves the re-
possibly noises. The geohazard may be of location of elements at risk to a less hazardous
variable duration. Large landslides in mountain- location. This strategy may be politically difficult
ous areas tend to move quickly, and then come to implement if the perceived risks are small, or
to rest, but some landslides may continue to where the hazardous area had significant
move for decades. Finally, there may be a period attractions for the community, such as scenery,
of variable length in which the geohazard is proximity to a harbour, or agricultural fertility.
inactive following which movements recur. This In a densely populated and economically devel-
is a return period. Landslides with return periods oped country such as Britain, it is also
of a year or less may well be thought of as potentially a very expensive operation, both to Edward Nicholas
continuous. Slope instability tends to be less life- abandon a favoured location, and to acquire and B r o m h e a d , P r o f e ss o r
threatening than economically damaging be- develop a new one. of Geotec hnic al
cause there is usually clear development of 5. Correction as a strategy for dealing with a E n g i n ee r i n g ,
premonitory signs, and people can escape. This geohazard is the treatment of the underlying K i n gs to n U n i v ers ity
85
BROMHEAD
source of danger. Most engineers would recog- elements at risk and their value, and V(i ) is the
nize it as appropriate in some situations (e.g. vulnerability, or expected proportion of loss from
stabilizing a landslide) but impossible or inap- such a hazard. The avoidance strategy may be
propriate in others (the source of earthquakes, seen as reducing N(i ) , the correction strategy as
for instance). Of course, where the underlying reducing P(i ), and the desensitization strategy as
problem cannot be addressed, and here, the reducing V(i ). The remaining acceptance ap-
earthquake example is a good one, it may be proach considers TE as acceptable, or unavoid-
more practical to reduce the susceptibility of the able.
elements at risk to damage or loss by appro-
priate construction technologies or patterns of Identification and quantification of
use. Building to codes which cater for seismic landslide hazard
effects (encompassing design and construction) 9. This is an area which cannot be covered
is a perfect example of item ( c) in the list exhaustively in a short review, such as this
above—the desensitization strategy. paper. The principles, however, are clear. In the
6. Finally, a community may need to accept initial stages, an assessment of the surface
the risks from a given geohazard. This accep- morphology of the area must be made. This is
tance might be rational acceptance, in which done by topographic and geomorphological
case the risks are perfectly understood, but are mapping, using whatever techniques are most
offset against the benefits that the community appropriate to the scale of the area. This may
obtains in the particular locality, or it might be range from remote sensing to laborious ground
pover ty-led acceptance. It is not always the case, verification on foot. Excellent examples of field
for instance, that a community with a valuable mapping of landslide area geomorphology are
4
set of elements at risk can contemplate the given by Geomorphological Services Ltd or the
necessary further expenditure to protect them earlier mapping of the same area by Chandler
5
fully. An acceptance strategy is made more and Hutchinson.
palatable by the availability of insurance or 10. Terminology for use in landslide recon-
6
governmental aid in the case of disaster. Risk- naissance has recently been codified in a
sharing across a threatened community is useful multilingual publication. This should bring some
where the geohazard poses threats at a low order to an area in which a number of con-
level, for example in helping individuals worst flicting schemes have operated in the past, e.g.
7 8
hit by landslide activity by rehousing at low cost those of Sharpe, Varnes and Skempton and
9
or reimbursing them for their losses. Care must Hutchinson.
be taken that the use of compensation schemes 11. Landslide hazard assessment of existing
does not encourage high-risk activity, thus landslide areas, in which the most probable
justifying high-expenditure protection at some patterns and mechanisms of future movements
time in the future. are the recurrence of past patterns and
7. All four of these strategies have been mechanisms, is often seen as requiring the
adopted in the treatment of landslide hazards. recognition of those patterns. Areas of different
This paper describes a number of examples of hazard intensity are mapped according to past
each strategy, and discusses the issues arising activity. Examples of this include the study cited
4 5 10
from each choice. However, it is essential to above, an alternate view of the same area or
11
stress that an informed debate about the correct of another area. Details of the hazard can of
strategy to adopt can only be made when the course be better understood following sub-sur-
particular geohazard has been fully identified face investigations in which the mechanics of
and is properly quantified. In the landslide the landslides are discovered, but in the cases
context, it follows that both surface and sub- cited, this does not appear to have been seen as
surface investigations are required and must be necessary, merely desirable. Locating slip sur-
12
made before an informed decision can be taken faces is an essential part of any such sub-
on the correct strategy to adopt. The final surface study of slides in clays.
choice on what to do is often a political one as 12. The surface hazard mapping approach is
well an an economic one, but the politics should useful as a short-term expedient, but does not
follow on from the understanding, not control address the problem in an evolving system
the process of investigation. where there might be a radical change of
8. The total exposure (TE) in financial terms behaviour, either by processes which change
for a community threatened by a set of the magnitude, frequency, rate and/or distribu-
geohazards may be expressed as tion of movements within existing mechanisms,
n or by the development of new mechanisms.
TE P (i ) N (i ) V (i ) New mechanisms typically develop as a result of
i 1 the failure of additional masses of previously
where n is the number of geohazards (e.g. types unslipped ground. Similarly, where there is a
and severities of landslides), P(i ) is the prob- gradual evolution of the system, the mapping
ability of occurrence within the specified time needs to be continuously revised. The full
period of the i th hazard, N(i ) is the number of picture can only be gained (and then with
86
TREATMENT OF
LANDSLIDES
considerable difficulty) following detailed sub- strategy may rule it out of contention. This is
surface investigation, testing and analysis, and particularly the case where no disaster has yet
careful observation over an appropriate period happened! To provide convincing data on the
of time. degree of hazard, it may well be necessary to
undertake extensive surface and sub-surface
Avoidance strategies investigations—an investment that is abandoned
13. A full and proper use of the avoidance along with the site. Some forms of construction,
strategy, in the sense of choosing ab initio a for example, passing a landslide area in tunnel,
location free of hazard, or less subject to it, is will avoid the problem (Fig. 2), although some
not often available. More frequently, it has to be tunnels in a landslide area will simply meet the
relocation, when the particular location initially problem head-on. Viaducts can avoid landslides
selected is shown by experience to be unsui- by bridging over them. An interesting variant of
table. Examples abound of inappropriate initial this approach may be seen at the Lago di Fig. 2. The upper
choice of location. One classic example was the Guardialiera, in southern Italy, where the sketch shows bridging
location of the town of Frank, Alberta, de- unstable side slopes of a reservoir are avoided over, and tunnelling
stroyed in a landslide from Turtle Mountain in by the road which runs for most of the length under the landslide. In
13
1903. Inappropriate choice of location was also of the reservoir on a viaduct. Tunnelling to the lower sketch, the
a principal cause of problems with the Seven- bypass a landslide may be used to reduce bridge has a pier in the
14
oaks Bypass road scheme. Related problems subsidiary hazard, for example to drain a slide area, which must
16
arise from inappropriate choice of location for landslide-dammed lake. be designed to resist
earthworks, particularly those associated with forces as the slide
mine waste disposal, such as the disastrous Desensitization moves. Tunnelling in a
2
Aberfan coal mine waste tip failure. Many 16. The vulnerability of a particular landslide is not
other examples exist in the literature. development to landslide activity must depend recommended. Moving
14. Perhaps the best example of a town both on the nature of the development itself, off the landslide is
being completely relocated in a less hazardous and on the nature of the landslide hazard. recommended
location comes from the town of Valdez, in
15
Alaska, shown in Fig. 1 (after van Rose ). In its
original location, on an outwash delta, the town
was ideally located to service the end of the
Trans-Alaska oil pipeline at Jackson Point.
During the earthquake of 1964, the seaward Overbridge
Old
town site
Outwash delta Oil terminal
Submarine
landslide
Fig. 6. A statement of
the obvious: a warning
notice erected near a
landslide at the Nothe
For t, Weymouth
rock-anchored slopes at the toe of the landslide permanent solution, it has been used as a
shown in Fig. 12. As an additional example, temporary expedient to give stability to a
regrading a rock slope would decrease total landslip while other more permanent works are
34
stresses on potential slide surfaces, whereas the carried out. The reason why head unloading
water pressures on such surfaces may be is less common than toe weighting is that it
unaffected by the flattening of the slope. The inevitably increases the risk of the retrogression
shear strength in such a case may be reduced of instability upslope. A useful theory due to
by a greater percentage than the shear stresses. Hutchinson 28 35 helps the designer locate stabi-
30. Slope height is a factor which is most lizing cuts and fills on a pre-existing slope. A
29
significant where the soil or rock stength has a small refinement to this theory overcomes a
high cohesive component, and is less significant slight paradox. This theory readily accounts for
when the strength is dominated by what may the case where failure is caused by slope
loosely be termed ‘friction’. It is often not under flattening mentioned above. On slopes without
the control of the geotechnical engineer, pre-existing failure surfaces, however, the
36
although in the design of, for example, spoil method is of less use.
heaps, a limiting height criterion may be used 32. Toe fills may be classed as being on top Fig. 7. Cut and fill
to maintain stability. There are also many of the toe of a slide, or in front of it. In the solutions for slope
situations where the slope angle is not readily former case, the weight of the toe fill is the stabilization
changed, especially where natural slopes of
significant size are involved, or even with Lower slide cannot be stabilized Slide head can be removed, but this leaves Slope crest profiled
embankments where further land cannot be by cut, as this would adversely
affect upper slide. Conversely,
a slope to be graded to avoid throwing run-off
onto the slope
acquired for extension of the toe of the slope, fill cannot be used for upper slide.
nor may it be lost at the crest. Reducing the Piles in rows may be sufficiently close to
Ground surfaces
cause arching, otherwise they must resist
slope height is more effective for deep-seated forces as slide moves through them. seeded or planted
to control erosion
modes of failure of the slope, and decreasing Staggered rows of piles may give a
stiffer response if they are tied Pile heads
the slope angle is more effective for shallow at their heads. tiled together with
reinforced concrete
modes of failure. Toe fill on top of slide
is immediately effective
31. The shape of a slope in section may and gains in effectiveness
Stepped
contact formed
influence its stability. For example, undercut as the soil mass
consolidates
during dig-out and
replacement gives good key
toes are obviously adverse. The provision of toe Surface preparation with steps can
weighting or a berm (Fig. 7) is often highly cause instability in critical cases, so
must be done with care
effective in improving the stability of a slope
31 33
against deep-seated failures and often Toe fill placed on
Digging out slide debris and replacing it
with free-draining granular fill is highly effective
drainage blanket, largely
serves the dual purpose of reducing toe erosion. in front of slide. The foundation
for small slides. If the soil is suitable, it may be re-used.
Although head unloading is less often used as a conditions for this fill may need checking.
90
TREATMENT OF
LANDSLIDES
principal stabilizing factor, and comes into play ing. The designer of an embankment will have
as it is placed, although may be subject to the the opportunity to adjust the internal make-up
dissipation of load-induced pore water pressure. of the slopes, whereas when faced with a
The latter case, where the toe fill is ‘in front’ of natural slope, the engineer has fewer options.
a slide, is less effective, both in the short and
long term. This is because it acts in a passive Improvement of soil strength
29
earth pressure mode rather than in a dead 36. The embankment slope designer operat-
weight mode, and needs continuing movements ing on a clean sheet of paper has the choice of
of the slide relative to the toe fill to mobilize what materials to use where, within the overall
this passive resistance. A finite element analysis constraints of what is available in total, and at
37
of the Carsington Dam failure shows how the what cost. Treating a natural slope or pre-
late addition of a berm could not prevent the existing earthwork is often largely a matter of
development of slip surfaces in the main dam accepting what is there and making the best of
body for essentially the above reason. A larger it. However, the effective stress and shear
berm, or one built as the dam was raised, would strength properties can be improved by, for
have been more effective. Natural landslides fall example, digging out slip surfaces and replacing
into a less critical category than the brittle the soil with the slip surfaces broken up and
failure of an embankment, in the sense that the soil recompacted. Slip surfaces in rockslides
they have already lost the slip surface brittle- have on occasion been broken up in situ by
ness, and if still in movement, will eventually blasting. The dig-out operation may, for small
respond to the resistance of a toe berm of the landslides, be accompanied by replacement with
second sort. better quality material, with or without soil
33. Toe fills may accidentally be founded on reinforcement. Digging out the complete slide
subsoils different from that of the slope they are mass and replacing it with a fill with some
intended to stabilize, and may therefore have improved properties is normally only possible
their own special instability problems. Similarly, with small earth slides of the sort which affect
head unloading may expose weaker materials to highway and railway embankments. The recon-
the risk of local failure (imagine the removal of struction of the Carsington embankment, while
the top of the shoulder of an earth dam to leaving some fill in place, may be seen as an
expose the core!). extreme example of this approach. It may be
34. The shape of the slope in plan may also too dangerous to attempt in the case of water-
have a bearing on its stability. All three- retaining structures such as canal banks unless
dimensional analyses of essentially plane strain the water levels are drawn down. For natural
sections of a slope show higher factors of safety slopes, the costs of digging out may be pro-
than the basic two-dimensional case. This is hibitive or may lead to further, retrogressive
inevitably the result of what may loosely be failures.
42
termed ‘side shear’, and is found even in quite 37. Some forms of grouting, with cement
sophisticated analyses. It ought, therefore, to be or chemicals, may improve the fundamental
the case that failures occur most frequently on properties of the soil or rock. The effect of
slopes which are convex in plan. However, this natural changes in the soil chemistry is usually
seems rarely to be the case, with many slides a worsening of strength, for example desaliniz-
on slopes which are concave instead. Careful ation in quick clays or dissolution of halite or
examination of a number of these show that the gypsiferous rocks, and these must be protected
essential three-dimensional features are pre- from the damaging effects of water. Grouting or
dicted by the orientation of geological features other techniques for void filling may be used to
in the slope, or three-dimensional variations in counteract mining subsidence, which has the
pore water pressure distribution, together with possible deleterious effects of fracturing the
a subsequent spread of instability laterally from ground mass and tilting critical discontinuities.
a site where it is initiated to more stable parts 38. Usually, however, the simplest and most
38
of the slope. effective way of improving the shear strength of
35. Internally, a slope may have some soil is to reduce the pore pressures in it (joint
geometric features that predispose it to in- water pressures in a rock mass) by some form
stability, as well as controlling the shape of the of drainage. Water pressures may arise from
resulting slide surface. There are several ephemeral infiltration, steady or unsteady seep-
examples in artificial embankment dams, ran- age, or they may be induced by stress changes.
ging from the ‘boot’ on the core of the first Many slopes will have pore water pressure
39
Carsington Dam, the layer of ‘yellow clay’ left regimes which are in the process of equalizing
40
under the Chingford embankment (a similar to a new equilibrium from disturbances experi-
43
layer was also left in place under parts of the enced in the past. Often, especially in the
41
Carsington embankment) and the Acu Dam. cases of unloaded slopes or those formed from
Natural slopes may contain bedding, tectonic compacted clay fills, the pore pressure state
shearing, joints and other smaller-scale discon- immediately after excavation or construction is
tinuities, solution cavities, and folding or fault- a state of pore water suction. Interference in the
91
BROMHEAD
equilibration process may be good or bad, but Overland flow intercepted by cut-off drain
without some understanding of the processes or extensions to main down-slope drains Cut-off drain at
slope crest
involved is more likely to be the latter. Shallow Ground surfaces seeded or planted
trench drains may increase the rate at which Collector drains in chevron or herringbone
suctions are lost (bad) in a cut slope in a stiff pattern connect into deeper main drainage
running straight down slope
clay, but control the final equilibrated level of
Overall details need care:
groundwater (good). manholes are required at breaks of
39. Drainage systems may act to prevent the slope if pipework is installed in
trenches;
ingress of water into a landslide area, or may avoid runs
with low
attempt to remove it once it is there. These two gradients
alternatives generally correspond to shallow and
deep drainage. Some systems are needed for Drain arrays bored from chamber
at base of shaft, discharging through
only a limited time span (e.g. those that a pumping system, or drilled from
dissipate stress-induced or construction-induced Toe fill placed on a tunnel, discharging under gravity
drainage blanket, with
pore water pressures), while others may need to sand drains underneath to
Vertical sand drains may discharge into
underlying higher-permeability stratum
function more or less permanently. Drains in the eliminate undrained pore water pressures
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