You are on page 1of 12

The Spinal Serpent

Author(s): Thomas McEvilley


Source: RES: Anthropology and Aesthetics , Autumn, 1993, No. 24 (Autumn, 1993), pp.
67-77
Published by: The University of Chicago Press on behalf of the Peabody Museum of
Archaeology and Ethnology

Stable URL: https://www.jstor.org/stable/20166880

JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide
range of content in a trusted digital archive. We use information technology and tools to increase productivity and
facilitate new forms of scholarship. For more information about JSTOR, please contact support@jstor.org.

Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at
https://about.jstor.org/terms

Peabody Museum of Archaeology and Ethnology and The University of Chicago Press are
collaborating with JSTOR to digitize, preserve and extend access to RES: Anthropology and
Aesthetics

This content downloaded from


132.174.250.76 on Wed, 16 Feb 2022 16:09:59 UTC
All use subject to https://about.jstor.org/terms
The spinal serpent

THOMAS McEVILLEY

In the Timaeus (69c ff.), Plato describes what he


calls lower soul, the appetitive part of a personality
obsessed with bodily pleasures, and higher soul, the
spiritual part whose reach transcends the bodily realm.
Somewhat surprisingly, he does not consider sexual
desire among the appetites of the lower soul, but as a
degenerate form of higher soul activity. The higher soul,
he says, desires only to be reunited with the World
Soul, or One; this, Plato says, is the true and pure form
of eros. When, however, the soul is embodied and
becomes subject to external influences through the
senses, a degenerate form of desire for the One, and for
immortality in the One, arises. This is exemplified in
the desire of the individual to merge with the species,
which the soul mistakenly sees as the One, and to
attain immortality through offspring. Other factors enter
also, such as seeing, in a sex object, the shadow of the
Idea of Beauty, and mistakenly seeking the Idea in the
shadow that stimulated memory of it. Thus, the true
eros, which is desire for supreme knowledge, freedom,
and eternality, is replaced temporarily by a false eros,
which is sexual desire.
Plato proceeds to describe the physiology of sex Figure 1. Kundalini yoga illustration. Illustrates stylized
intertwined serpent pair (caduceus) with seven points of
(Timaeus 73b ff., 91a ff.). Soul power, he says, resides
intersection or contact homologized to upper human body.
in a moist substance whose true home is in the brain,
From E. A. S. Butterworth, The Tree at the Navel of the Earth
the seat of the higher soul. The brain is connected, (Berlin: Walter de Gruyter, 1970), pi. XVI.
however, with the penis by a channel that passes
through the center of the spine and connects with the
urethra. Under the stimulus of false eros, the soul fluid this description of eros, in the Timaeus, obviously
in the brain is drawn down the spinal passage and applies just as well to the Hindu doctrine of the
ejaculated from the penis in the form of sperm, which kundalini. Similarly in the Hindu version, the natural or
is able to produce new living creatures precisely proper place of the kundalini, or soul-power, is at the
because it is soul-stuff. Although Plato does not speak top of the brain; when it is in this position, the yogin is
directly to this point, it may be inferred that the in a state of union with the divine (quite as Plato said of
practice of philosophy (which, for Plato, requires his philosopher). In an unpurified person, however, the
celibacy except for begetting children) involves keeping kundalini descends through the spinal channel and
the soul-stuff located in the brain, that is, preventing it expresses itself not as divine union but as the drive to
from flowing downward through the spinal channel. sexual union, and is expended through the penis in
This inference is implicit in the Platonic doctrine, ejaculation. The practice of yoga causes the descended
which holds that the philosopher must get beyond false kundalini power to be drawn back upward through a
er?s to attain the true celestial eros. Because the false
channel in the center of the spine. The kundalini may
eros draws the seminal fluid down the spinal channel, occupy seven seats, or chakras: that at the base of the
the avoidance of false eros must end this downward
spine, that at the top of the brain, and five in between
flowing. (Plato, however, mentions only two, the throat and the
Although it has never been mentioned in any text, heart). As in Plato's description, the kundalini power is
especially embodied in semen, and descends in the
This research is part of a larger project still in progress titled The form of semen from the brain to the penis through the
Shape of Ancient Thought: Studies in Greek and Indian Philosophies. spinal channel. Various practices are recommended for

This content downloaded from


132.174.250.76 on Wed, 16 Feb 2022 16:09:59 UTC
All use subject to https://about.jstor.org/terms
68 RES 24 AUTUMN 1993

Figure 2. Greek votive relief. Attica, fourth century b.c. Depicts serpent
emerging from spine of patient at shrine of Amphiaraos. National
Archaeological Museum, Athens.

preventing the semen from descending through the ff.); for him, they run along the sides of the spinal
spinal channel or, if some has already descended, for column and cross one another an unknown number of
forcing it upward through that channel until it resides in times (Plato mentions only the juncture at the throat). In
the brain again;1 there its life-giving force can express Plato, as in the Indian texts, these subsidiary veins are
itself in the form of spiritual rather than physical life.2 secondary carriers of the soul-power.
This correspondence is remarkable enough to invite Finally, the correspondence between Plato's Timaeus
interpretation, but there is more. The Indian texts and the kundalini extends to the imagery of the serpent.
distinguish many subtle channels in the body. The Spinal marrow was associated with the serpent by
foremost is the channel through which the kundalini Aelian (De Natura Animalium 1.51) and by the
passes up and down the spine (sushumna-nadi); nearly kundalini tradition. The kundalini power is described as
as important are two channels that pass along the spine a serpent that, having been awakened, slithers up the
but outside it (ida and p?ngala). These two surrounding spine. According to Aelian, the spinal marrow of a man
channels resemble the ?con of the entwined serpents. leaves his body as a serpent when he dies. It is also
Between their origin in the upper brain and their sometimes conceived as involved in the healing
termination at the base of the spine, they cross one process, as shown in a fourth-century relief (fig. 2).
another five times; their points of intersection are the That these remarkable similarities?which, it seems
five intermediary chakras (fig. 1). Plato also knows of obvious, could not derive from independent
these two veins unknown to anatomists (Timaeus 77c. theorizing?should occur in both Greece and India
demands special explanation. It is of course a
1. See Thomas McEvilley, "An Archaeology of Yoga," RES: widespread belief, found among shamans as well as
Anthropology and Aesthetics 1 (Spring 1981): 44-77, for discussion yogins and philosophers, that the retention of semen
of some of these practices. increases spiritual power; the Taoist alchemists of China
2. Convenient modern descriptions of the system include Mircea
also taught techniques to force the semen up the spine
Eliade, Yoga: Immortality and Freedom, The Bollingen Series (New
York: Princeton Univ. Press, 1971), pp. 134, 236-249; and Swami to the brain where it was expected to lead to the
Sivananda, Kundalini Yoga (Sivanandnagar, India: The Divine Life
alchemical transformation of the mind. The Chinese
Society, 1971). belief probably came from India, and the Greek and

This content downloaded from


132.174.250.76 on Wed, 16 Feb 2022 16:09:59 UTC
All use subject to https://about.jstor.org/terms
McEvilley: The spinal serpent 69

Indian coincidence of the two subsidiary channels is the doctrine either entered India in stages or that it
unique. underwent indigenous development in a series of
A rudimentary form of this occult physiology is stages. Of course, all of these texts contain materials
attested in India as early as the Chandogya Upanishad from different ages, so no conclusion on these matters
(perhaps 700-600 b.c.),3 which says (VIII.6.6): "A can be drawn at present. It is equally possible that there
hundred and one are the arteries of the heart, one of were different versions of the system extant or that
them leads up to the crown of the head. Going upward different teachers purveyed it with different emphases.
through that, one becomes immortal."4 The somewhat The doctrine presented in the Timaeus can be traced
later Maitri Upanishad specifies (VI.21) that the name of back before Plato?and the trail leads to the Sicilian
this channel is sushumna, and that the goal of yoga is and South Italian schools of medicine, which were
to cause the prana, or spirit-energy, to rise through that connected with local Pythagorean and Orphic
channel to the crown of the head (compare also Prasna traditions. These schools taught that semen comes from
Upanishad 111.6). The much later Brahma Upanishad the brain and is of one substance with the spinal
(perhaps circa A.D. 1000) asserts that there are four marrow, by way of which it travels to the genital organ
seats of prana, and then appears to relate two different through the spinal channel, called "the holy tube."8
traditions, first naming navel, heart, throat, and head; This was explicitly taught by Alcmaeon of Crot?n (DK
then eye, throat, heart, and head.5 The Hansa 14A13).9 Crot?n, of course, was the center of the
Upanishad (probably of about the same date) mentions Pythagorean brotherhood, and although Alcmaeon
six: loins, belly, navel, heart, neck, and eyebrows seems not to have been a member, he shared many
(ibid., 213). It is notable, though, that none of these views with the Pythagoreans.10 In fact, the doctrine of
Upanishadic passages mentions the spine, and those the sperm descending through the spinal channel seems
that refer to a channel or vein rising from the heart to have a special connection with the Pythagorean
seem to mean the heart itself, not the heart level of the tradition; besides Alcmaeon and Plato's most
spine. Pythagorean work, the Timaeus, it is found in Hippo of
The Shandilya and Dhyanabindu Upanishads Samos (DK 38A3 and 10) in the fifth century b.c., who
(roughly medieval in date) describe the central channel was probably also a Pythagorean.
and the two subsidiary channels, and mention the anus The association of the spinal marrow with the word
and navel chakras (ibid., 176-177, 205-206). The aion, meaning "life" or "life span," in a fragment of the
Hatha Yoga Pradipika (also a late text) knows of the Orphic or Orphic-influenced poet Pindar, affirms the
arrangement of the three channels, and mentions the Orphic associations of the teaching. Aion, according to
throat and brain chakras (III.50; IV.75, 79).6 Another later writers, was an Orphic name for Dionysus, the
late text, the Siva Samhita, spells out the entire system divine element expressed as sexual power.11 Heraclitus,
of the three channels and seven chakras (V.56-103).7 himself very influenced by Orphism, seems also to have
The relative chronology of these texts is not certain, but taught the retention of semen and a qualified sexual
may be more or less in the order given here. If so, then abstinence.12 Diogenes of Apollonia (DK 64B6), living
the pattern with which the system emerges into probably on the Black Sea in the fifth century b.c., also
articulation suggests, although it does not require, that

8. See F. M. Cornford, Plato's Cosmology: The Timaeus of Plato


3. The dates when Indian texts reached their present state are (New York: Bobbs-Merrill [The Library of Liberal Arts], n.d.), p. 295;
often problematic, and the value of such a date, even if it were R. B. Onians, The Origins of European Thought about the Body, the
known, is complicated by the fact that many Indian texts contain Mind, the Soul, the World, Time, and Fate (Cambridge: Cambridge
stratified materials from different eras. The dates given here are only Univ. Press, 1989), p. 208.
exempli gratia, but they do represent a loose and uncodified 9. Hermann Diels and Walther Kranz, Die Fragmente der
consensus of many scholars who have written in the last two Vorsokratiker, 2 vols. (Dublin and Zurich: Wiedmann, 1972).
generations. Hereafter referred to as DK.
4. S. Radhakrishnan, trans., The Principal Upanishads (London: 10. See AI ister Cameron, The Pythagorean Background of the
Allen and Unwin, 1953). Compare Brihadaranyaka Upanishad IV.2.3. Theory of Recollection (Menasha, Wise: George Banta Publishing
5. K. Narayanasvami Aiyar, Thirty Minor Upanishads (El Reno, Company, 1938), pp. 37-42.
Okla.: Santarasa Publications, 1980), pp. 107-109. 11. W. K. C. Guthrie, Orpheus and Greek Religion (New York:
6. Pancham Sinh, trans., The Hatha Yoga Pradipika (New Delhi: Norton, 1966), p. 228.
Munshiram Manoharlal, 1980). 12. These points are argued, for example, by M. L. West, Early
7. Rai Bahadur Srisa Chandra Vasu, trans., The Siva Samhita Greek Philosophy and the Orient (Oxford: The Clarendon Press,
(New Delhi: Munshiram Manoharlal, 1979). 1971), pp. 151-161.

This content downloaded from


132.174.250.76 on Wed, 16 Feb 2022 16:09:59 UTC
All use subject to https://about.jstor.org/terms
70 RES 24 AUTUMN 1993

held the doctrine of the spinal channel with the two new knowledge, including perhaps the metaphysiology
surrounding "veins" and of the connection between the of the spinal channel. In fact, Democedes returned
spinal channel and the testicles. Plato, as previously home to Crot?n, where such ideas would have fed
noted, spoke not only of the three channels but also of directly into the Pythagorean tradition that ultimately
the heart and throat chakras, which he mentioned informed Plato.
earlier than any extant Indian text. Aristotle also wrote The main problem with this reconstruction is that
of the connection between sperm and spinal fluid, and Homer already had the idea that the cerebrospinal fluid
regarded the testicles not as sources of semen but as (which he called engkephalos) was the container of life
receptacles whose purpose is to retard and "steady" its power. Whether he equated it directly with sperm is
flow.13 unknown, but is implied by the fundamental idea that
There is likely to have been some connection the engkephalos was life-power. The connection of the
between the Indian and the Greek doctrines of the spinal fluid with sperm seems present in Hesiod too,
identity of spinal fluid, brain fluid, and sperm; of the well before any known easy opportunity for Indian
spinal channel connecting the brain and the penis; of influence on Greek thought. At least as early as
the surrounding channels that cross one another; of the Democritus (perhaps born circa 460 b.c.), the
chakras where they cross; of the hierarchy of those all engkephalos was believed to issue forth in sexual
the way to the highest chakra, seen as the proper intercourse (DK 68B32), and the term may have been
location of the sperm-marrow-soul; and of the partly interchangable with aion, which Homer describes
association of the marrow with a serpent. (Odyssey 5.160) as "the sweet aion flowing down." The
One hypothesis would focus on the diffusion of total novelty of this doctrine in the Greek tradition in
elements of pre-Socratic lore from India into Greece the sixth century b.c., then, is unlikely, although it may
during the late sixth century b.c., specifically the period have been refined and reinforced by elements imported
540-510, when both northwest India and eastern at that time. (The detail of the crossing secondary veins,
Greece were within the Persian Empire. It has been for example, may have been passed later than the
established (although few classicists have yet taken note doctrine of the central channel.)
of this) that Heraclitus's thought also reflected doctrines The presence of the doctrine of the engkephalos in
learned, directly or indirectly, from Upanishadic the Homeric texts seems well established, as it is taken
sources?and even doctrines related to those under for granted, or treated as a given; therefore, its origin
consideration here.14 If tantric physiology was a part of may extend far back in the Homeric tradition, which is
this wave of Indian influence, it probably entered known to contain elements that go back at least as far
Greece during that brief but crucial period 540-510 as the fifteenth century b.c. In fact, there is some
b.c., when many of the major events of pre-Socratic evidence that the serpent-marrow-seed-soul identity was
thought occurred. The type of situation that would already in place in the Minoan-Mycenaean period.15
provide a concrete means of transmission can be One may want to look, then, for a source earlier than
exemplified by the story of the physician Democedes Democedes's stay in Persia, a source that could have
of Crot?n. Democedes, according to tradition a influenced both Homer and the early Upanishads.
contemporary of Pythagoras, spent years at the Persian Because this doctrine is widespread among Indo
court, where he met and exchanged opinions with European traditions, a second hypothesis is that the
doctors from various parts of the empire, including doctrine may have survived into the Greek and Indian
India, and then returned to Greece, no doubt full of traditions from proto-lndo-European times. Similarities
to the doctrine appear in various European sources:
"The head," Onians says, "was believed by the early
13. De partibus animalium 656a26; De generatione animalium A Romans to contain, to be the source of, the seed"
7?7a20ff.; Problemata 879b and 897b23ff., and see Partibus
animalium. 651b20ff. and 652a25ff. (Onians, Origins, 124-125), and Pliny (Natural History
14. Heraclitus could have reflected an earlier source that also fed
into the Upanishads. See West, Early Greek Philosophy and the 15. Nilsson opines that in Minoan-Mycenaean religion "the snake
Orient, p. 186 and elsewhere. West's argument about the sequence of represents the soul of the deceased" (Martin P. Nilsson, A History of
elemental transformations in Heraclitus amounts to what scholars Greek Religion [New York: Norton, 1964], p. 13). See also Nilsson,
traditionally have called a proof?meaning the correct reading of the The Minoan-Mycenaean Religion and Its Survival in Greek Religion
evidence until the state of the evidence changes. I have argued (Lund, 1927), pp. 273ff.; and Jane Helen Harrison, Prolegomena to
further such diffusion events in The Shape of Ancient Thought: the Study of Greek Religion (New York: Meridian Books, 1957),
Studies in Greek and Indian Philosophies. pp. 235-237, 325-331.

This content downloaded from


132.174.250.76 on Wed, 16 Feb 2022 16:09:59 UTC
All use subject to https://about.jstor.org/terms
McEvilley: The spinal serpent 71

XI.37.178) describes the spinal marrow as "descending


from the brain." There are hints of the doctrine in
Germanic and Slavic lore (Onians, ibid., 154-155),
and remnants of it in Shakespeare's line "Spending his
manly marrow in her arms" (All's Well That Ends Well
II.3.298) and in Spenser's assertion that sexuality "rotts
the marrow and consumes the brain" (Fairy Queen
I.4.26).
But there are also similar traces in ancient Semitic
texts. In various passages of the Old Testament (Job
XX.11, XXI.24; Psalms XXII.14, CX.3; Ezekiel XXXVII;
and Isaiah XXVI.19), of Cabalistic tradition (for
example, Ha Idra Rabba Qadisha XXVI1.546; compare
Hippolytus, Refutation of Heresies V.17), and of
Rabbinic literature (see Onians, Origins 288), spirit is
equated with bone marrow, with brain liquid, and with
sperm, implying a system of conduits connecting the
corresponding areas in the body. Other suggestions of
this doctrine occur in the Near East. It has been
proposed, for example, that the priests of Attis and
Figure 3. Line drawing of a Sumerian stone vase ("Gudea
Cybele, who castrated themselves, may have been Vase"), ca. 2050 b.c. Shows intertwined serpent pair with
attempting to shut off the channel from the spine to the seven points of intersection or contact. From Heinrich
genitals, preventing the sperm from leaving the body Zimmer, The Art of Indian Asia, ed. Joseph Campbell, vol. 1
and thus the body from aging.16 Similarly, Epiphanius (Princeton: Princeton Univ. Press, 1955; 1960; renewed in
(Panarion 1, 2, 26, 9), writing of the Gnostic tradition, 1983), fig. 2, p. 50. Photo: Courtesy of Princeton University
says, "They believe the power in both the menstrual Press.
fluid and the semen to be the soul, which, gathering
up, they eat" (compare Onians, ibid., 110).
the ?mage of the entwined serpents, famously found on
There is an Egyptian antecedent for the idea of
the "Gudea Vase," circa 2300 B.c. (fig. 3), and the
attaining salvation or enlightenment through ascending
upright figure surrounded or flanked by intertwined
the spine. In the myth in which Osiris climbs to heaven
serpents, much as in the tantric iconography of the
on the spinal column of his mother, the goddess Nut,
"serpent power" (figs. 4, 5).18 There is also a strong
the vertebrae are used as the rungs of a ladder.17
argument for the likelihood of this doctrine occurring in
Onians proposes that the djed column, representing the
the early Indus Valley culture.19 Generally, then, the
spine of Osiris and worshiped "as an amulet of life,"
fundamental physiological model behind the kundalini
indicates the same idea (ibid., 208 n. 3). The fact that
doctrine?the spinal linkage between the brain and the
the spine and phallus of Osiris were found together at
urethra, and the identity of the brain fluid, the spinal
Mendes, in the myth of the dismemberment, again
marrow, and the semen?seems to have been extremely
implies the doctrine of the spinal channel and its
widespread in the ancient world, although only the
connection with the life and generative powers. "The
tantric and Platonic texts, as already mentioned, speak
vital fluid," Onians notes, "is repeatedly shown [in
of the two subsidiary channels surrounding the spine.
Egyptian iconography] as transmitted by laying the hand
This distribution does not seem to favor the proto
on the top of the spine or passing it down the spine"
Indo-European hypothesis; in fact, it becomes very
(ibid.). It also has been argued that there are hints of
problematic if the Egyptian and Indus Valley
the doctrine in Sumerian iconography, specifically in occurrences of the doctrine are allowed. It can be
accepted only if one adopts the hypothesis of early
16. This follows from the fact that the testicles were not regarded
as the sources of sperm but as carriers or way stations for it. Onians
Indo-European migrations proposed by Renfrew, with
argues the point in Origins, pp. 109-110, n. 4.
17. See Theodor Gaster, Thespis: Ritual, Myth and Drama in the 18. See Heinrich Zimmer, The Art of Indian Asia, The Bollingen
Ancient Near East (New York: Harper and Row [Harper Torchbooks], Series, (Princeton: Princeton Univ. Press, 1955), vol. 1, fig. 6, p. 66.
1966), p. 396. 19. See McEvilley, "An Archaeology of Yoga."

This content downloaded from


132.174.250.76 on Wed, 16 Feb 2022 16:09:59 UTC
All use subject to https://about.jstor.org/terms
72 RES 24 AUTUMN 1993

Figure 7. Indus Valley seal impression from Mohenjo-daro.


Illustrates in lower left motif of symmetrically flanking goats
with hooves up on central tree and mountain. The National
Museum, New Delhi.

Figure 4. Line drawing of a Babylonian cylinder seal,


ca. 2000 b.c. Shows upright male figure surrounded by
intertwined serpents. From William Hayes Ward, The Seal
Cylinders of Western Asia (Washington: Carnegie Institution,
1910), fig. 368b.

Figure 8. Achaemenian seal, sixth century b.c. Illustrates


Sumerian dompteur motif with central male figure grasping
symmetrically flanking lions or lion-related monsters. Other
examples, both Sumerian and Egyptian, are from ca. 3000
2600 B.c. Photo: Courtesy of The Pierpont Morgan Library,
New York, seal no. 820.

Figure 5. Akkadian cylinder seal impression from Tell Asmar,


ca. 2350 b.c. Illustrates enthroned male deity flanked by pairs
of intertwined serpents. Photo: Courtesy of The Oriental
Institute of the University of Chicago.

Figure 6. Cylinder seal impression, Uruk period. Illustrates


goats with hooves up on central tree and mountain in heraldic
flanking arrangement. After Henri Frankfort, Cylinder Seals Figure 9. Indus Valley fragmentary seal impression from
(London: Gregg Press, 1965), pi. IVj. Drawing: Maura Mohenjo-daro. Shows dompteur motif. The National
Sheehan. Museum, New Delhi.

This content downloaded from


132.174.250.76 on Wed, 16 Feb 2022 16:09:59 UTC
All use subject to https://about.jstor.org/terms
McEvilley: The spinal serpent 73

Zimmer argued one and one-half generations ago that


the iconography of the serpent power complex moved
from Mesopotamia into India.21 This diffusion, if it
happened, would have occurred in a number of waves,
beginning with the Indus Valley culture and ending
with the fall of Persepolis, when many Near Eastern
craftsmen carrying Mesopotamian traditions came into
India. Indeed, it cannot be denied that certain Sumerian
and Indus Valley icons appear to bear a resemblance
too close to be coincidental. A few examples will make
the point.
Figure 10. Sumerian cylinder seal impression, Uruk period
The heraldic flanking composition is perhaps the
most characteristic of all Sumerian visual trademarks.
(ca. 3000 B.c.). Illustrates lion attacking bull from behind.
From Beatrice Laura Goff, Symbols of Prehistoric Where it occurs in Old Kingdom Egypt, it is commonly
Mesopotamia (New Haven: Yale Univ. Press, 1963). attributed to Sumerian influence. Several instances of
this imagery in the Indus Valley cannot be explained at
present except through the hypothesis of Sumer-lndus
influence, in whichever direction and however
mediated by other cultures. An Indus seal portraying a
ritual of a tree goddess, for example, shows clearly in
the lower left corner of the motif, common in Sumerian
cylinder seals, a mountain or hillock flanked by two
goats with their front feet on it and a tree or pole of
some kind rising from its top (figs. 6, 7).22 One face of
a triangular seal from Mohenjo-daro shows this motif
again, identical in form to many Sumerian icons.23
Numerous other Indus examples of this image have
survived.24 Several Indus seals show another of the
most characteristic of Sumerian ?conographs, often
called the dompteur or Gilgamesh: a male hero
standing between two lions who symmetrically flank
him and whom he is holding in a gesture of mastery
(figs. 8, 9).25 A burial urn from cemetery H at Harappa
shows two dompteurs, each mastering two bulls. They
Figure 11. Indus Valley painted potsherd from Mohenjo-daro.
Illustrates lion attacking bull from behind. The National
Museum, New Delhi. others feel more certain, such as Subhash Kak, "A Frequency Analysis
of the Indus Script," Cryptologia 12.3 (July 1988): 129-143; "The
Indus M?ndala and the Indo-Aryans," Dr. S.R. Rao's Seventieth
Birthday Felicitation Volume, 1992. For a recent discussion of the
the corollary of considering the Indus Valley civilization problems of the hypothesis of the Indus Valley as an Indo-European
as belonging to Indo-European culture and Egyptian culture, see J. P. Mallory, In Search of the Indo-Europeans: Language,
Archaeology and Myth (London: Thames and Hudson), 1989.
culture as having received Indo-European influence at 21. Zimmer, The Art of Indian Asia, vol. I, pp. 42-67.
an earlier date than is presently conceded.20 22. For the Indus seal, see Ernest J. H. Mackay, Further
A third possibility is to see the tantric and Platonic Excavations at Mohenjo Daro, 2 vols. (New Delhi: Indological Book
versions not as survivors from a common Indo Corporation, 1938), pi. XC, p. 13. For a Sumerian example: Henri
European background but as inheritances from some Frankfort, Cylinder Seals (London: Gregg Press, 1965), pi. IVj, Xlg.
23. K. N. Sastri, New Light On the Indus Civilization, 2 vols.
other ancient culture whose influence spread to both. (Delhi: Atma Ram and Sons, 1965), p. 118.
24. See, for example, Sastri, ibid., pi. III.8, pi. V, 4.c, 5.c, and so
20. Colin Renfrew, Archeology and Language: The Puzzle of Indo forth.
European Origins (New York: Cambridge Univ. Press, 1990). Renfrew 25. For example, Mackay, Further Excavations at Mohenjo Daro,
seems to lean toward an Indo-European Indus Valley (pp. 188-196); pi. LXXXIV, pp. 75, 86.

This content downloaded from


132.174.250.76 on Wed, 16 Feb 2022 16:09:59 UTC
All use subject to https://about.jstor.org/terms
74 RES 24 AUTUMN 1993

have long hair and seem to be naked, like their It must be granted, however, that the details of this
Sumerian counterparts.26 Other heraldic flanking motifs relationship?especially the direction in which
abound in Indian iconography.27 Additionally, the lion influence is presumed to have moved?are less agreed
bull combat, in which the lion attacks the bull from on today than a generation or so ago, when there was a
above and behind it, a commonplace of Sumerian widespread scholarly consensus about Sumerian
iconography, occurs in the Indus Valley (figs. 10, 11), influence on the Indus Valley culture. Henri Frankfort,
as does the goddess in the tree, a centrally important writing about fifty years ago, went so far as to suppose
icon in both Egypt and Sumer (figs. 12, 13).28 that "an important element in the population of the two
These icons?the eagle and serpents, the mountain
flanked by goats, the hero mastering lions, the lion-bull
combat, the goddess in the tree?are central to
Sumerian religion. Their presence in the Indus Valley
city of Mohenjo-daro (in the strata that indicate
Sumerian trade was active) suggests that significant
cultural exchanges took place during the Bronze Age
between Mesopotamia and the Indus Valley. According
to presently accepted chronologies, which tend to put
the flowering of Sumerian civilization somewhat earlier
than that in the Indus Valley, it would seem that both
iconographical and conceptual elements of Sumerian
religion were assimilated by Bronze Age India. That
Elamite or some other intermediaries might have been
involved does not alter the strength and significance of
Figure 12. Detail of a Sumerian cylinder seal impression, third
this hypothesis.
millennium b.c. Illustrates goddess in tree with horned god.
After Henri Frankfort, Cylinder Seals (London: Gregg Press,
26. Sastri, New Light On the Indus Civilization, p. 12, fig. 13. 1965), pi. Xlg. Drawing: Maura Sheehan.
(Some consider cemetery H to be post-Harappan, others the final
Harappan stratum.)
27. These include an Indus seal showing an eagle heraldically
flanked by serpents (Sastri, New Light On the Indus Civilization,
p. 122); both the eagle-and-serpent motif and the heraldic flanking
format encompassing them are distinctively Sumerian. The heraldic
flanking motif or structure was naturalized and assimilated in India
and became a basic iconographie structure. The Buddha meditating,
or almost any Indian deity, is shown on a central axis with
heraldically flanking figures. One example among many is the
Buddhist ?con sometimes called the "Bath of Lakshmi," in which the
goddess stands on a lotus, heraldically flanked by elephants with their
trunks raised, which appears in a well-known railing medallion of the
stupa at Bharut. This ?con may have passed into the Buddhist milieu
from the Jain. It occurs in the Kalpa Sutra's description of the dream
of the (second) mother of the Jain leader Mahavira on the night when
the embryo was placed in her womb; at that moment "she sat on the
top of Mt. Himavat, reposing on a lotus in the lotus lake, anointed
with water from the strong and large trunks of the guardian elephants"
{Kalpa Sutra, p. 36). The origins of Jain iconography, as one scholar
said, "reach back, like the origins of Jainism itself, to the remotest
depths of the unrecorded Indian past" (Zimmer, The Art of Indian
Asia, vol. I, p. 134). In fact, they may reach back past the Indus
Valley into Sumerian culture.
28. For a Sumerian ?mage of the lion-bull combat, see, for
example, B. M. Goff, The Symbols of Prehistoric Mesopotamia (New
Haven: Yale Univ. Press, 1963), fig. 260; for an Indus example, a
painted potsherd published by Sir John Marshall, Mohenjo-Daro, vol. Figure 13. Indus Valley seal impression from Mohenjo-daro.
3, pi. 92, p. 21. For the Indus goddess in tree, see Mackay, Further Illustrates goddess in tree with bull god and seven vegetation
Excavations, vol. II, pi. XCIX, 677A. spirits. The National Museum, New Delhi.

This content downloaded from


132.174.250.76 on Wed, 16 Feb 2022 16:09:59 UTC
All use subject to https://about.jstor.org/terms
McEvilley: The spinal serpent 75

regions belonged originally to a common stock."29 A Indian tradition.34 Can recalibrated carbon 14 dates, or
later scholar more moderately posited "idea diffusion" some other chronological technology, put the Indus
from both Mesopotamia and Egypt as the proximate culture earlier than the Sumerian finds? What was the
causes of the Indus culture.30 Another spoke of role of Elam, and what was the connection between the
"stimulus diffusion."31 Yet another doubted that the Elamite and Dravidian languages? Were the Indo
Indus culture sprang "from any separate ultimate Europeans on the scene in India yet? This revisionist
origin," and noted that at least in the technology of impetus attacks the clich?d and long-held assumption
writing it was "likely to be dependent, in the last resort, of the "nuclear" Near East, especially in its
on the inventions of late fourth-millennium date in Sumerocentric form, although little has actually
Mesopotamia."32 In the 1940s, 1950s, and 1960s, then, changed in the evidence. The revisionists have not yet
a formidable consensus of Western scholars generally accounted for the iconographie parallels that Zimmer
held that influences from Sumerian culture stimulated noted in The Art of Indian Asia (or for the additional
the Indus Valley culture to arise out of the village state ones mentioned above).
of the Neolithic Age into the urban planning stage Perhaps the key icon involved is the entwined
uncovered at Mohenjo-daro and Harappa.33 serpents, which are central to the tantric iconography of
More recently, this consensus has been broken up the spinal column with its subsidiary veins, and which
into a series of new debates; the increasing influence of have something to do with the designation of the
scholars who are Indian nationals has contributed to a kundalini as "serpent power." This is first encountered
tendency to minimize external influences into the in Sumerian iconography, for example in the famous
Gudea Vase, where it seems to be the symbol of
29. Frankfort, Cylinder Seals, p. 307. Gudea's personal deity, Ningizzida. It is not found in
30. Mortimer Wheeler, Civilizations of the Indus and Beyond the Indus Valley iconography as presently known and,
(London: Thames and Hudson, 1966), pp. 61-62. in fact, is not documented in India at all until after the
31. Glyn Daniel, The First Civilizations (New York: Thomas Y. fall of Persepolis. In any case, whether this image was,
Crowell, 1968), pp. 114-116.
or was not, still associated with a certain specific
32. Stuart Piggot, Prehistoric India (Baltimore: Penguin, 1950),
doctrinal content is not known.35
p. 141.
33. The excavations conducted at Mehrgarh by Jean-Fran?ois It is of course possible that a complex diffusion
Jarrige and Richard H. Meadow ("The Antecedents of Civilization in situation occurred, where parts of the doctrine
the Indus Valley," Scientific American [August 1980]: 122-133) are descended into both Greece and India from some
frequently mentioned as proof of the internal continuity of the Indus
earlier source, and other parts passed from one of these
Valley culture. But it seems to me that their findings show a major
discontinuity at the point when ancient Near Eastern influence might
have entered?that is, in the third millennium. of a sleepy (emic) culture gradually waking up to international (etic)
At Mehrgarh, Jarrige and Meadow found a continuous cultural currents through progressive foreign trade with Central Asia,
stratigraphical sequence from the prepottery Neolithic to the phase then suddenly catching fire when confronted with Mesopotamian
immediately preceding the appearance of the Indus Valley cities. influence (mediated or unmediated). At the critical moment, a sudden
They feel that this evidence as they have presented it invalidates the influx of Mesopotamian objects occurred along with significant
hypothesis of Sumerian diffusion; I feel that their own evidence, iconographie changes and the appearance of writing.
properly interpreted, shows the need of such influence. Mesopotamian influence occurs at the beginning of the urban
The authors divide their strata into seven levels, the sequence phase and continues throughout the phase. Archaeological evidence
being characterized by increasing complexity along with increasing shows that the Indus cities had prolonged trade contacts with
trade contacts with Central Asia. That a trade stimulus is in effect in Mesopotamia, lasting for at least half a millennium in the Early
the steady complexification of the culture is granted?but there is Dynastic and the Sargonid periods. These contacts were extensive
no sign of West Asian contacts, such as Sumerian, in these seven enough to imply the free movement of skilled artisans between these
levels. It is important to note that, despite the signs of gradual cultures and the establishing of colonies of merchants in one
complexification, this culture shows a remarkably static quality. Stone another's cities.
sickles, for example, remained unchanged from level 2 to level 7, a 34. The extreme example of this type of argument is found in
period measured not in decades or even centuries but millennia. The Paramesh Choudhury, Indian Origin of the Chinese Nation (Calcutta:
appearance is of a stagnant provincial Neolithic culture lacking Dasgupta and Co. Private Ltd., 1990). Choudhury argues that the
pretensions to urbanism and cultural complexity. It is at the end of Bronze Age civilizations of the ancient Near East and North Africa, as
this long period that evidence of West Asian trade appears?precisely well as of China, all developed as colonies sent out from the Indus
at the moment when the Indus cities materialized. Valley.
It seems to me that this new archaeological background renders 35. Onians notes, without mentioning the kundalini parallels,
the hypothesis of West Asian diffusion not less but more useful. When "The union of the two serpents round the wand might for the Greeks
it was believed that the Indus cities arose with no antecedent represent the life-power ... by the union of male psyche (soul;
whatever, they seemed mysterious indeed. Now we have the picture cerebro-spinal fluid) and female psyche" {Origins, p. 122, n. 3).

This content downloaded from


132.174.250.76 on Wed, 16 Feb 2022 16:09:59 UTC
All use subject to https://about.jstor.org/terms
76 RES 24 AUTUMN 1993

Figure 14. Indus Valley seal impression from Mohenjo-daro.


Illustrates seated figure with heels together. The National
Museum, New Delhi.

Figure 15. Australian aboriginal ritual view. Illustrates a Figure 16. Swami Dhirendra Brahmachari in mulabandhasana
position similar to utkatasana. From Geza Roheim, Eternal (his facial expression reflects simhasana, his lower body
Ones of the Dream (New York: International Universities mulabandhasana). From Dhirendra Brahmachari, Yogasana
Press, 1969), fig. 7. Photo: Courtesy of International Vijnana: The Science of Yoga (Bombay: Asia Publishing
Universities Press. House, 1970), pi. 19.

cultures to another at a later time. What is clear, and The system of yogic ideas and methods with which
what should enter the general discussion of the topic, is these asanas ave involved is consistently associated
that the tantric physiology is not exclusively an Indian throughout their long later history with the occult
element. A diffusion probably involving some of the physiology discussed above. Specifically, the function
factors reviewed above was involved in India as well as of these asanas is, by pressing the heels against the
in Greece?and there may be a still more ancient world perineum, to drive the sperm-marrow-soul fluid up the
involved. spinal channel. There is, then, some plausibility to the
In "An Archaeology of Yoga" the six mysterious view that where these asanas are found, that whole
Indus Valley seal images, which are often rightly or system of physiology also may well have been present.
wrongly called "Sivas," were investigated. All the The posture in question does not, in fact, occur in any
figures on these seals, without exception, are in a of the places that from time to time have been
position known in hatha yoga as mulabandhasana, or suggested as providing analogues of the asanas?in
possibly the closely related utkatasana or bhadda Egyptian sculptures of scribes, for example, or the
konasana, three variants of the same yogic function.36 Gundestrup cauldron,37 or pre-Columbian seated

36. McEvilley, "An Archaeology of Yoga." 37. However, in an article that makes use of my earlier research

This content downloaded from


132.174.250.76 on Wed, 16 Feb 2022 16:09:59 UTC
All use subject to https://about.jstor.org/terms
McEvilley: The spinal serpent 11

figures. Some Sumerian cylinder seal impressions of the Indeed, brain and marrow cults are of enormous
so-called Displayed Female are close, but the crucial antiquity. At Choukoutien in China, the principal site
element of the joined heels is never precisely found in for Pithecanthropus pekinensis (circa 400,000 b.c.), the
them.38 This posture can, however, be observed in long bones of both animals and humans have been split
ethnographic photographs of Australian aboriginal for extracting the marrow, and human skulls have been
rituals (figs. 14-16).39 Of course, there may be no opened to drink the brain.41 Of course, it may simply
connection. But the Indian and the Australian seem to be, as Clark and Piggott observe, that "brain is good to
be the only two known cases in all the world's record eat."42 But similar practices among modern tribal
of body postures, so perhaps it is permissible to evoke peoples have had ritual purposes based on the idea that
the possibility of a remote connection and surmise that the brain fluid and the bone marrow contain life force.
this yogic position, possibly along with other protoyogic Indeed, the method with which Peking Man opened the
elements, may have survived from the proto-Australoid skull implies a special ritual focus on its connection
stratum of Indian prehistory. with the spine: "the enlargement of the foramen
The physiology of the spinal channel seems, in magnum, the hole at the base of the skull through
Indian cultural history at least, syntactically related to which the spinal column connects with the brain . . .
the heels-joined squatting posture. Of course, syntax for extracting this delicacy without splitting open the
varies, and whether the connection would hold for cranium."43 The special care of this method has implied
earlier cultures is a guess. Still, it is plausible that the to another commentator that "this grim cult might
physiology of the spinal channel also may be extremely reasonably be proposed as the earliest religious rite of
ancient and may have been diffused widely at an early the human species."44 Similar brain and marrow cults
stage of human culture?perhaps even by that are recorded by the remains of Neanderthal societies,
hypothetical wave of migration that brought the and indeed were observed in this century among the
ancestors of the proto-Australoid peoples out of Africa. indigenous peoples of Borneo.45 The sensibility, or
The ethnographer Lorna Marshall, in an article on spirituality, with which such rites were performed may
"!Kung Bushmen Religious Beliefs," writes of an occult not be far removed from the kundalini practitioner's
physiological power called ntum, which, aroused by desire to convert "the reproductive fluid into a radiant
trance dancing, comes to a boil.40 "The men," Marshall vital essence of high potency which, racing along the
writes, "say it boils up their spinal columns into their nerve fibres as well as the spinal canal, nourished the
heads, and is so strong when it does this that it brain and the organs with a rejuvenating substance."46
overcomes them and they lose their senses." Nor may it be so alien to Plato's conviction (Timaeus
73b) that "the marrow is the starting-point, for the
bonds of life, so long as the soul is bound up with the
in "An Archaeology of Yoga," Timothy Taylor notes that the relevant body, were made fast in it as the roots of the mortal
Gundestrup figure does seem to show pressure on the perineum from creature." Finally, this Greek-Indian parallel seems to
one heel, without the heels-joined posture (Timothy Taylor, "The
direct our gaze into the farthest depths of human
Gundestrup Cauldron," Scientific American [March 1992]: 84-89).
38. The Indus Valley seal-amulets portraying figures seated in prehistory.
mulabandhasana have other Mesopotamian connections, however,
which have not been discussed. The motif of three-facedness, for
example?or four-facedness, if the figures are intended to have 41. See, for example, Grahame Clark, World Prehistory in New
another face to the rear?is echoed in Sumer, where various three Perspective, 3d ed. (Cambridge: Cambridge Univ. Press, 1977),
and four-faced figures are known. At Ischali in central Mesopotamia, p. 29; and Grahame Clark and Stuart Piggott, Prehistoric Societies
for example, a four-faced god was worshiped. The closest antecedent (New York: Knopf, 1965), pp. 47-48.
to the posture of mulabandhasana is the so-called Displayed Female
42. Ibid., p. 48.
motif, in which sometimes the heels are very close together. (See,
43. Ibid., p. 47.
e.g., Goff, Symbols of Prehistoric Mesopotamia, fig. 440.) Further, 44. Joseph Campbell, The Masks of God: Primitive Mythology
Sumerian figures are found seated on slightly raised platforms much (New York: Viking Press, 1959), p. 394.
like those on the Indus seals (ibid., fig. 352). Figures seated cross 45. Ibid., and see G. H. R. von Koenigswald, "A Review of the
legged and assuming ritual hand positions also occur (Parrot, Sumer, Stratigraphy of Java and Its Relations to Early Man," in George Grant
fig. 252), although not precisely in the heels-joined position. The MacCurdy, ed., Early Man (Philadelphia: F. B. Lippincott Company,
animals surrounding the figure on one of the Indus seals answer to
1937), p. 31.
the animals floating around the scene in many Sumerian cylinder 46. Gopi Krishna, Kundalini, the Evolutionary Energy in Man
seals (e.g., Frankfort, Cylinder Seals, pi. IV).
(Boulder: Shambala, 1971), p. 163.
39. See, for example, Geza Roheim, The Eternal Ones of the
Dream (New York: International Univ. Press, 1969), pi. 7.
40. Africa, vol. 32, no. 3 (1962).

This content downloaded from


132.174.250.76 on Wed, 16 Feb 2022 16:09:59 UTC
All use subject to https://about.jstor.org/terms

You might also like