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Criminology

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DOI: 10.1007/978-3-319-16999-6_3193-1

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Criminology will describe what has been studied under


the umbrella term “criminology,” giving us an
Kristopher J. Brazil and Lisa M. Whittingham appreciation of the history of the field. Then, we
Department of Child and Youth Studies, will explore some of the more prominent theories
Brock University, St. Catharines, ON, Canada in criminology from classical to critical perspec-
tives. Then, we launch into an evolutionary expla-
nation of why criminology exists as a field by
Synonyms framing what it studies – crime and the regulation
of appropriate conduct – as evolutionarily rele-
Criminal behavior; Social factors and crime; The vant phenomena. We then examine how crimino-
psychology of crime logical observations of sex and age as important
predictors reflect evolutionary principles and
expectations of important predictors. Following
Definition this example, we more explicitly describe two
prominent evolutionary models that attempt to
Criminology is an interdisciplinary field of study frame criminological issues using evolutionary
that focuses on crime and the responses to crime. perspectives. Lastly, we give a brief overview of
two varying criminal justice system approaches
that frame the issue of responses to crime
Introduction differently – rational-based approaches and
honor-based approaches.
As the study of crime and society’s responses to it,
criminology is an interdisciplinary field that
brings together scholars, clinicians, and other What Is Criminology?
professionals from all types of disciplines to
seek an understanding of some of the behaviors Criminology is a field primarily interested in
that have deep and broad consequences for soci- acts constituted as crimes and the subsequent
ety. How has crime been studied in the past? How social responses to these criminal acts. Though
has it been conceptualized by different societies? sociological theories have played a prominent
Why are there inappropriate (i.e., criminal and role in the development of the field of criminol-
illegitimate) codes of conduct in all societies ogy, it is an interdisciplinary field organized
where documentation exists? These are some of around the study of law and crime, incorporating
the questions we will pursue in this entry. First, we contributions from other disciplines such as
© Springer Nature Switzerland AG 2019
T. K. Shackelford, V. A. Weekes-Shackelford (eds.), Encyclopedia of Evolutionary Psychological Science,
https://doi.org/10.1007/978-3-319-16999-6_3193-1
2 Criminology

psychology, anthropology, political science, and that are labelled criminal, and are treated as such),
law (Durrant and Ward 2015; White et al. 2018). and power dynamics (i.e., reflect unequal distri-
While there has been a general consensus bution of power and access to resources within
among scholars and researchers that criminology a given society) (Hagan, 1987; as cited in White
should include the study of law, the causes of et al. 2018). Similarly, Agnew (2011) suggested
crime, and the responses of society (including that crime could be broadened to “acts that cause
responses by citizens, criminal justice profes- blameworthy harm, are condemned by the public,
sionals, and institutions) to criminal acts, there and/or are sanctioned by the state” (p. 187). While
continues to be disagreement regarding what these theorists may differ regarding what to
should be considered a crime and what specifi- include in definitions of crime, they agree that
cally should be included under the purview legal definitions of crime do not capture the
of criminology (Durrant and Ward 2015; breadth of acts that can be considered a crime.
White et al. 2018). Furthermore, while Agnew’s (2011) conceptuali-
The most fundamental definition of crime is zation of crime does not account for some of the
any action that has legal consensus of being important factors identified by sociologists (e.g.,
wrong or harmful, that is codified by law or leg- power differences between social groups),
islation, and that has prescribed sanctions by the Durrant and Ward (2015) identify that it enables
state for violation (Agnew 2011; Durrant and contributions to criminology from other disci-
Ward 2015; White et al. 2018). That being said, plines, including evolutionary sciences. They
criminologists have also recognized that what identify that by advancing the definition of crime
constitutes a crime is socially constructed and beyond legal forms of crime, it opens the field to
changes based on historical, cultural, and social include acts that threaten biological fitness and
conditions (Durrant and Ward 2015; White et al. violate social norms in noncriminal ways, such
2018). For example, cannabis was initially crimi- as bullying or sexual harassment (Durrant and
nalized in the United States in 1937; however, Ward 2015, p. 3).
in recent years, many states have changed their Establishing an inclusive definition of crime is
laws to legalize the consumption of cannabis for an important task in criminology given it will help
both medicinal and recreational purposes (Adrian to contribute to a more holistic and comprehen-
2015). Therefore, many criminologists have sive understanding of crime and its responses.
argued that focusing on legal definitions of Scholars (e.g., Durrant and Ward 2015; Wright
crime is “both too narrow and too broad” in and Cullen 2012) have suggested that the study
that “it excludes many harmful acts while includ- of crime could be improved if the field of crimi-
ing many that result in relatively little or no harm” nology incorporated evolutionary sciences as a
(Durrant and Ward 2015, p. 2). As an alternative, means of understanding “the more distal causes
some criminologists have argued that the focus of criminal behaviour – those that reside in the
of criminology should not be crime as it is defined evolutionary history of our species” (Durrant and
by the law but should also include other acts Ward 2015, p. 1). That is, there is a greater role
that draw social disapproval or nonlegal sanctions that biological sciences, specifically evolutionary
(e.g., ostracization) (Agnew 2011; Durrant and psychology, can play in the understanding
Ward 2015). of crime since it has already made a significant
Hagan (1987; as cited in White et al. 2018) contribution in parallel areas of interest to
proposed different dimensions that could be used criminologists (see section on “Evolutionary
to define crime. In addition to the legal definition Models of Criminology”) and can be integrated
of crime, he proposed that the definition of crime into current criminological explanations to
could be expanded to include social harms (i.e., develop a more thorough understanding of crime
causes harm to another individual), cross-cultural (Durrant and Ward 2015; Walsh 2000; Wright
universal norms (i.e., patterns of crime observed and Cullen 2012).
across different cultures), labelling (i.e., actions
Criminology 3

Several researchers have identified that evolu- evolutionary biology and psychology are more
tionary theories and conceptualizations of crimi- aligned with existing criminological theories.
nal behavior have been overlooked in the history
of the field of criminology (i.e., Durrant and Ward
2015; Wright and Cullen 2012). Durrant and Ward Current Perspectives of Criminology
(2015) suggested that one of the possible reasons
for why biological or evolutionary approaches As indicated in the previous section, criminology
have been avoided is the role they have played is an interdisciplinary field of study, and though its
historically in justifying oppressive practices development has been led largely by sociology,
based on deterministic views of criminality, such it is composed of multiple disciplines identified in
as eugenics and institutionalization. For example, the previous section. As the social, historical, and
at the start of the twentieth century, many coun- cultural contexts have changed, several different
tries (e.g., the United States, the United Kingdom) and occasionally competing perspectives of crim-
implemented legislation that promoted the protec- inology have developed (White et al. 2018). Each
tion of society through the containment and elim- perspective attempts to understand crime and the
ination of persons considered feeble-minded. responses to crime by asking different questions,
These individuals were considered morally defec- focusing on different factors that contribute to the
tive and responsible for many social problems, behaviors of the individual, society, and social
such as alcoholism, prostitution, criminality, institutions, explaining crime using different con-
and poverty (Scheerenberger 1983). These beliefs cepts, and constructing a different framework
were based on research, such as the The Kalliakak for analyzing and responding to crime (White
Family: A Study in the Heredity of Feeble- et al. 2018). The four most common perspectives
Mindedness by Henry Goddard in 1912, which of crime are classical theory, positivism, strain
suggested that based on flawed measurements theory, and critical criminology.
of intelligence, that feeblemindedness was hered-
itary and, in turn, recommended the eradication Classical Theories of Criminology
and containment of persons considered a risk for Prior to the Enlightenment period, codes of law
contaminating the population and threatening (e.g., the Code of Hammurabi) existed; however,
the prosperity of the state (Scheerenberger 1983). as Cesare Beccaria – an Italian philosopher and
While historical uses of evolutionary and bio- politician of the time – pointed out, the interpre-
logical sciences have been used to oppress certain tation and execution of the law were inconsistent,
populations in the past and have been understood and punishments were often disproportionately
to endorse a deterministic view of crime, contem- handed out (Hagan and Daigle 2018; White et al.
porary evolutionary and biological sciences 2018). As such, the social and political movement
do not condone oppression, and determinism is in the eighteenth century was characterized by
no longer a tenable position. Wright and Cullen the movement from feudalism to a system in
(2012) suggested that criminologists need to which all citizens had rights that were not
move away from old attempts to integrate biolog- connected to their class. In addition, many insti-
ical and evolutionary theories into criminology tutions, including the criminal justice system,
and recognize the role of a biosocial paradigm were influenced by Enlightenment thinkers that
of criminology, which is “interested in genetic argued humans were rational beings capable of
variation and tend[s] to focus on traits related to the choices associated with free will. Influenced
crime and antisocial behavior to understand how by these philosophers and social thinkers, classi-
much variance in a specific trait can be attributed cal theorist argued that crime was the result of the
to genetic and environmental sources” (p. 245). individual’s choice or as a result of irrational
Durrant and Ward (2015) expand on this point, decisions (e.g., inebriation). In addition, given
suggesting that contemporary developments in each citizen was prescribed individual rights, the
state was empowered to develop and codify laws
4 Criminology

to ensure that all citizens are treated equally world worked and “ultimately provid[ing] a ratio-
(Hagan and Daigle 2018; White et al. 2018). nal means of overcoming existing social problems
Classical theorists argued that when a crime and ills by using the scientific method” (White
occurred, it was a violation of the social contract, et al. 2018, p. 38). Criminology was no exception
an implied agreement that citizens will forfeit to this rule – how could the scientific method and
some of their individual rights in exchange for a new understanding of the world (e.g., evolution)
protection from the state. Cesare Beccaria argued be used to understand crime and provide an effec-
that crime impacted all citizens and “society as tive response to crime? Two areas of interest
a whole,” and therefore it was the role of the state become of interest to positivists: the individual
to re-establish order (White et al. 2018, p. 28). differences that contributed to an offender deviat-
In addition, philosophers such as Jeremy Bentham ing from the general population that caused
argued that all of human behavior could be crimes to happen and social contributions – mech-
reduced to the pleasure-pain principle that anisms within society (e.g., the family unit) that
humans act in ways to maximize pleasure and to no longer operated to ensure the “system was
reduce pain. Therefore, classical theories of crime working as a whole” (White et al. 2018, p. 39).
focused on punishments that were not vengeful Compared to classical theorists who focused
but that acted as a deterrent to prevent both the on the law and the nature of the offense, positivists
individual from committing another criminal act focused on the offender and the individual
and other citizens from committing offenses. and social characteristics that contributed to the
Therefore, the role of the state was not only to offense (Hagan and Daigle 2018; White et al.
decide what constitutes a crime but also what 2018). This shift in focus had a significant impact
punishment was proportionate to the crime on the definition of crime, since it no longer
(Hagan and Daigle 2018; White et al. 2018). focused strictly on legalistic aspects of crime but
That is, by calculating the cost-benefit ratio of began to include deviations from the norm (e.g.,
acting criminally, the state could ensure that the mental illness, deviant social roles). One of
set punishment was painful enough to act as a the most well-known positivists was Cesare
deterrent and would nullify the reward for acting Lombroso, an Italian physician, who tried to
criminally. categorize people based on Darwin’s theory of
While classical theories of criminology have evolution (Hagan and Daigle 2018; White et al.
been largely influential in many international 2018). He initially proposed that criminal behav-
criminal justice systems, critiques have identified ior was the result of atavism, a regression to
that the law remains unequally distributed among an earlier stage in human evolution; however,
citizens, with some populations being overrepre- he later refined his classification to different typol-
sented. Furthermore, with regard to punishment, ogies of the criminal (Lombroso 1911; White et al.
proportional sentencing may not be experienced 2018). For example, he suggested that female
the same by all citizens. For example, persons of offenders were typified by characteristics tradi-
lower socioeconomic status are more likely to tionally ascribed to men.
experience monetary fines as more punitive than Given the deterministic perspectives of
a person with more resources associated with the positivist criminological theorists, it is unsur-
higher socioeconomic status (White et al. 2018). prising that the responses to crime were limited
(Hagan and Daigle 2018; White et al. 2018).
Positivist Perspectives of Criminology While classical theorists emphasized the impor-
In the nineteenth century, ideas regarding tance of sentences that suited the crime, positivists
the nature of humans were being defined by the tended to recommend an indeterminate sentence
colonialism of European nations throughout that took into account the characteristics of the
the world and the development of the natural offender. In addition, positivists focused on inter-
sciences using the scientific method. Positivism ventions such as treatment or containment to
developed as a way of understanding how the prevent further disruption to society.
Criminology 5

Critics of positivist theories have identified that One of the most influential strain theorists
these theories have limited ability to explain all was Émile Durkheim, who proposed that
crimes (e.g., white-collar crime). Furthermore, as crime was the result of egoism and anomie
stated previously, many of these theories were (White et al. 2018). Egoism is the state of society
misappropriated and used to oppress many characterized by excessive individualism – “the
populations (e.g., racism). Finally, it has been unrestricted pursuit of individual desires;”
criticized for focusing too heavily on the individ- whereas, anomie is “a state of normlessness, in
ual and micro-level contributions (e.g., familial which society fails to impose norms that inhibit
trauma) to crime and not accounting for macro such behavior” (White et al. 2018, p. 76). The
social conditions that also contribute to criminal importance of Durkheim’s contributions was that
behavior (e.g., poverty) (Hagan and Daigle 2018; it drew attention to the fact that crime was the
White et al. 2018). Nevertheless, some contempo- by-product of certain types of social order
rary writers still ascribe positivist interpretations (White et al. 2018). Merton (as cited in White
to criminal conduct (e.g., Raine 2014). et al. 2018) further contributed to the idea of
anomie by suggesting that crime could be under-
stood in relation to two main variables – cultural
Strain Theories of Crime
goals shared by all citizens (e.g., wealth, status)
With the development of sociology as a discipline
and the different institutional means of achieving
and international changes following World War II
these goals. He proposed that “depending on
observed in the twentieth century, criminologists
the opportunities available to [citizens], people
became more interested in the distribution of
decide to accept or reject the cultural goals and
opportunities throughout society, the ways indi-
to accept or reject the institutional means to attain
viduals related to each other, and the impact of
commonly accepted goals” (White et al. 2018,
these variables on crime (White et al. 2018).
p. 80). Merton would have argue that the youth
Strain theories of crime were the first sociological
in the Sampson and Laub (1993) study experi-
theories of crime, which suggested that crime was
enced greater barriers to accessing resources,
a social phenomenon and the product of social
which in turn influenced the decisions they made.
processes and structures. While positivist theories
Strain theorists proposed that crime is best
of criminology assumed that crime resulted from
addressed by combining individual rehabilitation
individual deficits, strain theorists believed that
with institutional reform that increased access to
crime represented a violation of social norms –
social programs (Hagan and Daigle 2018; White
the agreed-upon values and behaviors within a
et al. 2018). They recommend removing causes
society (White et al. 2018). That is, crime was
of strain by increasing access to social programs
not a result of individual deficits or pathology
that target citizens at risk of experiencing strain
but the result of social strains or tensions (Hagan
(e.g., job finder clubs or afterschool program-
and Daigle 2018; Walsh 2000; White et al. 2018).
ming) and that reduce the strain experienced
Strain theorists proposed that when citizens do
by these individuals (Hagan and Daigle 2018;
not have equal access to resources (e.g., wealth),
White et al. 2018).
these individuals will seek out alternative, inap-
propriate opportunities to meet their needs.
Critical Perspectives of Crime
For example, Sampson and Laub (1993) exam-
Finally, critical theories of crime are concerned
ined how race and economic opportunities shaped
with the structures of power within society and the
the experiences of African-American youth being
ways that power is institutionalized to privilege
charged with an offense. They found that the
certain groups of citizens. For example, critical
experiences of African-American youth were
feminist criminologists are concerned with the
indeed characterized by poverty, which in turn
ways that the law and the criminal justice system
influenced their confinement, especially when
are structured so women face oppression. Thus,
being charged with a drug offense.
many critical criminologists concern themselves
6 Criminology

with revealing the underlying power dynamics Evolutionary Logic of Criminology


that structure how different groups of citizens are
treated and finding solutions to address them The problems and issues that stimulate a study of
(Hagan and Daigle 2018; White et al. 2018). criminology reflect both the prevalence and reality
White and colleagues (2018) identified that of crime in society and that there is something
critical criminologists can be divided into two about it requiring and capturing our attention. In
theoretical orientations – structuralists, who other words, criminology is not just the study
focus on power as something that is embedded of crime as a static reality in society, it is also
in social institutions (e.g., the criminal justice revealing of our concern for the welfare of society.
system), and postmodernists, who examine how Humans are an obligate social species that depend
“knowledge production shapes human experience on one another for their survival and well-being,
while simultaneously engendering conflict over making the idea that we should care about the
meaning” (e.g., prostitute vs. sex trade worker) welfare of society completely obvious. But what
(White et al. 2018, p. 233). While structuralists of criminal behavior? Why does criminal behav-
view the marginalization of some social groups as ior emerge at all where it can begin to disrupt
the cause of crime, postmodern approaches iden- social welfare? And why do criminals not only
tify that dominant discourses or popular beliefs face costs associated with their criminal activities
are responsible for establishing what is a crime. but also tend to reap benefits? These are questions
Both structuralists and postmodernists are inter- that are informed by an evolutionary perspective
ested in revealing the underlying power relation- on criminology and are required if criminology is
ships that contribute to the experiences to maintain a nonarbitrary conceptualization of
of different social groups within the criminal crime and criminal activity (Durrant and Ward
justice system; however, structuralists focus on 2012). Here, a nonarbitrary view provides a full
empowering disenfranchised groups and explanation of why things are constituted as they
redistributing resources equitably, and postmod- are and not some other way and is a unique feature
ernists focus on building an inclusive society by offered by evolutionary thinking for the social
defusing the power of dominant beliefs about sciences (e.g., Buss 2009).
criminalized groups of individuals (White The law is an ever-present and structuring fea-
et al. 2018). ture of modern societies. It embodies the criminal
While all of these perspectives have advanced justice system that determines what constitutes
the field of criminology, Durrant and Ward (2015) a crime and upholds the law by responding to
identified that evolutionary approaches have the commission of such crimes. But where does
had limited influence in the field of criminology. it come from? Yes, we can track the legal
Furthermore, several criminologists have identi- operation and history back to its recent origins in
fied that criminology is still a developing disci- Greek and Roman – as well as other –societies
pline and has yet to provide any solutions (see section on “Current Perspectives of Crimi-
regarding how to prevent crime. Durrant and nology”), but where does it really come from?
Ward (2015) proposed that the incorporation of Why is there a law at all? What is it about humans
the evolutionary approach into existing perspec- that seem to compel us to create a law? Again, the
tives may lead to a more complete theory of crime logic provided by an evolutionary perspective is
and develop more effective laws and legal struc- positioned to generate answers and explanations
tures to address crime. The goal of this chapter for these types of questions, suggesting that its
is to explore how an evolutionary approach can inclusion in criminology is not only needed but
be used to enhance criminology. desirable as well (Walsh and Jorgensen 2018).
The questions posed in the above paragraphs
require more expounding. Crime and the law that
defines it are concepts fundamentally important to
criminology, but why should these things exist?
Criminology 7

An evolutionary perspective is able to answer this of individuals within a society, making their juris-
by conceptualizing crime and the law as social diction limited in scope to the group of people
constructs that reflect humans’ morality – what being governed. Even societies that do not have
feels right versus wrong, seems fair versus unfair, written technology abide by codes of conduct that
and deemed just versus unjust – which constitutes monitor, regulate, and punish the behavior of
them as an obligate social species shaped by and in-group members not in the same way as out-
for these features (de Waal 2008; Haidt 2001). group members. An example is the Yanomamö
Most criminologists would easily recognize that tribes in what is now Venezuela and Brazil. This
this is the case that crime and the law are clearly diverse group of tribes strictly regulates and pun-
morally infused. However, an evolutionarily ishes in-group cheating, theft, and assault while
minded criminologist appreciates that moral condoning and sometimes encouraging out-group
impulses and intuitions form the core of what displacement and elimination (Chagnon 2013).
has come to be called “crime” and the “law” that It is expected that this should be the case from
governs it. They acknowledges that these under- an evolutionary perspective; in-group codes of
lying moral impulses and intuitions have been conduct should form the core of human societies,
shaped into us by selection because they have and out-group conduct should be separate, con-
fitness consequences for individuals existing in fined to a separate code of conduct involving
those social groups. Thus, a deeper, nonarbitrary intergroup relations. That international law has
explanation is offered in using an evolutionary not become a preoccupation of individuals around
perspective toward problems of criminology, the globe until the seventeenth century suggests
including the very framing of the discipline and codes of conduct regarding out-group members
its problems. has not been as an important feature of how soci-
Another example that shows the nonarbitrary eties regulate wrongful behavior as have the codes
explanation that evolutionary perspectives offer of conduct within in-group contexts. In other
criminology is understanding our different stan- words, evolutionary logic predicts that human
dards of conduct depending on who the victim societies should first be concerned with governing
of the crime is and the context surrounding it their in-group members because this most
(Walsh and Jorgensen 2018). For instance, ostensibly had fitness consequences for the indi-
offenses committed against members of your viduals abiding by those codes of conduct, espe-
own community were likely the primordial cially in ancestral environments structured by
forms of criminal conduct that warranted punish- nomadic and foraging conditions (Tooby and
ment and/or correction. These crimes likely Cosmides 1992).
included cheating, theft, and assault against So we have seen that crime and the law reflect
in-group members (Durrant and Ward 2012). our moral impulses and intuitions, and this can be
What is interesting in using an evolutionary lens informed by an evolutionary perspective. But the
is that it becomes comprehensible why many final point to make in demonstrating the evolu-
societies do not punish acts against out-group tionary logic behind criminology, as a discipline
individuals that might otherwise be considered and in its subject matter studied, is to show why
criminal conduct. A particularly clear example of crime is classifiable as a concept at all. In humans’
this is murder: killing in-group members is con- struggle for survival, status, and intimate relation-
sidered illegitimate and a supreme form of unac- ships, individual desires can often come into con-
ceptable behavior, whereas the killing of out- flict with the desires of other individuals within
group members has legitimacy, particularly in the social group. While humans are clearly an
the context of war (Daly and Wilson 1988). obligate social species dependent on each other,
Legal documents and codes of conduct have competition for scarce resources abound, espe-
been prevalent in societies for thousands of years cially in our ancestral environments where the
going back to Hammurabi’s Code. These codes traits and features of the mind were shaped
of conduct, however, regulate the behavior (Tooby and Cosmides 1992). Disagreements
8 Criminology

involving resource competition can progress to impulses have created a more sustainable way to
altercations, violence, and homicide (e.g., Daly survive and reproduce across generations. Thus,
and Wilson 1988); they can progress to stealing while competitively selfish individuals may ben-
from or cheating a competitor; they can progress efit immediately and over one generation, this
to harassment, abuse, and rape. What are these may not be sustainable multi-generationally,
individuals even competing for that makes making the execution of such selfish and often
them so motivated to commit acts that their com- “criminal” conduct more context-specific and
munity will certainly punish? The answer is responsive to certain cues in the environment
connected to resources that guarantee, or at least (more on this in later sections; e.g., Mishra and
enhance, one’s survival and reproductive success. Lalumière 2008). Thus, when cooperating, com-
Ancestors equipped with the capacity to engage in petition for survival as a group of individuals and
these acts – especially in certain contexts signal- as a species can warrant engaging in selfless acts
ling unpredictability, harshness, and competition promoting the well-being of the group over the
(e.g., Durrant and Ward 2012; Mishra and individual. In acting selfless, one may also
Lalumière 2008) – would have left versions of enhance their own reproductive success in gaining
themselves more successfully than alternatives respect, status, and mates.
that could not engage in such acts given the Especially in contexts where biological kin are
appropriate context. Thus, crime exists because prevalent as would have been the case in ancestral
it underlies behavior that reflects the possibility environments, selfless acts are often not fully self-
of creating differential reproductive success in less; instead, they reflect investing in reproductive
the competition for resources and mates. success of closely related kin, suggesting a need to
This begs the question for some people not consider inclusive fitness as opposed to individual
familiar with deploying an evolutionary lens of fitness (Hamilton 1964). Crimes in modern
why everyone is not a murderous, cheating, thiev- society, illustrated by the example of homicide,
ing, and raping despot? Setting aside the fact that illustrate this kin-biased tendency. Estimates sug-
some humans who accumulated enormous and gest around 6% of homicides in the United States
unconstrained power in history fit this bill (e.g., involve biologically related victim-offender
Genghis Khan, Ivan the Terrible), selection pres- relationships, with the vast majority involving
sures have also abounded that shape prosocial, non-related individuals and a lesser amount
moral, and cooperative traits and features into involving spouses or friends who are also not
the human mind. This is why we spent time related (Daly and Wilson 1988). For infanticide
discussing why crime and the law reflect moral specifically, the risk increases approximately
impulses and intuitions. There is something about 100-fold when a stepparent is present than when
humans and other social species that demonstrate the biological parents are present. These data
the survival and reproductive benefits of engaging illustrate the importance of using an evolutionary
in prosocial, empathic, and moral thoughts, emo- framework when examining criminal cases for a
tions, and behaviors (de Waal 2008). It is not deeper, fuller explanation of crime and how to
sufficient to conceive of competition for resources respond to it.
as a prerequisite to optimizing organisms for con-
flictual and individualistic thoughts, emotions, Criminological Problems and Evolutionary
and behaviors. The benefits for survival and Principles: The Elusive Cases of Sex and Age
reproduction of engaging in more cooperative Why are men across cultures responsible for most
acts and forming cooperative networks must be of the violent, sexual, and even “petty” crime in
immense; otherwise, they would not have come to societies (e.g., Krug et al. 2002)? Why does risk
structure human societies the way they have, giv- for criminal activity increase after puberty and
ing rise to codes of conduct, legal systems, and decline thereafter? These two often-taken-for-
morality (Haidt 2001). Cooperative thoughts, granted demographic variables – sex and age –
emotions, and behaviors facilitated by our moral are some of the strongest and most reliable
Criminology 9

predictors of engagement with crime (Hagan and predators. Or imagine a father of a newborn in a
Daigle 2018). Existing criminological theories similar context whose partner passed away in
have difficulty explaining the strength and reli- childbirth. How will the child survive if they
ability of either of these two variables’ prediction cannot yet eat solid food and he has no source of
of crime, let alone providing a theory that providing breast milk? These mental exercises
accounts for and explains both variables’ involve- demonstrate the need of both sexes working in
ment (Durrant and Ward 2015). Evolutionary concert on differentiated tasks to raise healthy
principles, however, easily enable a conceptual offspring in the foraging environments of our
understanding of both how and why sex and ancestors (Friedl 1978).
age should predict involvement in crime and, in This asymmetry articulates parental invest-
addition to this, the types of crimes individuals at ment theory, and as this system reaches an evolu-
different levels of those variables are likely to tionary equilibrium (i.e., the evolution of
commit (e.g., females vs. males, early adolescents mammalian strategies of gene replication), selec-
vs. young adults). Evolutionary theory provides tion pressures would build and maintain this equi-
this conceptual understanding by examining three librium. This is all to say that, evolutionarily, it is
interrelated foundational principles that reveal its expected that males and females will be interested
unique competence in explaining the involvement by and competent at different tasks, not absolutely
of sex and age in predicting crime. but relatively. Criminal activity through this
The first evolutionary principle is parental principle should differ based on sex and age.
investment asymmetry (Trivers 1972). The asym- Younger mothers with less certainty about
metry here refers to the inherent differences that resource procurement and social support should
females and males as potential and actual parents be expected to engage in infanticide at a higher
exhibit in the ways they can invest in their off- rate if they perceive they will not be able to raise
spring. Focusing on humans and other mammals, the infant to reproductive age, a finding supported
females are uniquely responsible for gestation, by research (Daly and Wilson 1988; Hrdy 1999).
placentation, and lactation; even if males wanted Young men who are not yet fathers are expected
to help with sharing the responsibility for ensuring to engage in the highest-risk behavior in efforts
these needs are met, they could only ever do so to demonstrate usefulness and competence to
from a distance and in providing support for the climb the hierarchy of their male peers and appeal
female to do so (Hewlett and Macfarlan 2010). to putative opposite sex partners who may become
Males, on the other hand, are more likely to pro- the mothers of their children. This is also borne
vide parental investment uniquely through acquir- out in research, with young and unmarried men
ing food and other resources and ensuring security representing the highest-risk group for commit-
against predators and other threats (e.g., from ting homicide (Daly and Wilson 1988) and other
other groups). Fathers, and other sources of social crimes (Krug et al. 2002).
support, are also obviously likely to provide The second evolutionary principle informing
extended care of offspring, especially as children sex and age demographics in crime follows inti-
become more mobile and dependent on other mately from the first principle. The second prin-
sources of food besides breast milk (Hewlett and ciple, reproductive success-from-multiple mates,
Macfarlan 2010). To illustrate the profound need is that there is a reproductive limit imposed on
of each sex to specialize in raising offspring, just females in mating with multiple partners that
imagine a mother of newborn twins in a foraging is not experienced by males (Bateman 1948).
society faced with the task of breastfeeding both Putting aside morality, sustainability, or other con-
infants, maintaining social relationships, and straints imposed upon humans, one man could
gathering sources of food but also pressed with impregnate many women within a relatively
the task of finding high-calorie and high-protein short time span. The same is not true if the
food (e.g., hunting) and maintaining land and women in this scenario had multiple men to
securing it against potential invaders and mate with. Women, even if they have multiple
10 Criminology

male sex partners, will become impregnated dur- that some men may not reproduce at all while
ing only one of those matings, and any matings others may reproduce an inordinate amount
thereafter would not add to her reproductive suc- (Daly and Wilson 1988). This observation of
cess in a straightforward and reliable manner greater variance in reproductive success should
(cf. Hewlett and Macfarlan 2010; Hrdy 1999). be less stark for women because they will have
This reality imposes selection pressures on the both many potential male partners interested in
thoughts, emotions, and behaviors of males to be them and will not experience the same reproduc-
more likely to consider or pursue casual and mul- tive benefits in seeking out multiple partners
tiple sexual partners that is not comparably found (Bateman 1948). This principle observes that
in females. In this framework, males should be men who acquire more resources, dominance,
more preoccupied with and engage in casual sex and influence socially may translate their social
because it was more likely (but not definite) to and cultural capital into having many sexual part-
enhance at least some ancestral males’ reproduc- ners, which subsequently enhances their repro-
tive success (Daly and Wilson 1988). ductive success while making other men lose
How does this second principle influence sex out. This is supported in foraging societies (e.g.,
and age demographics involved in crime? Based Chagnon 2013) and in acute historical examples
on this principle, males are expected to engage such as the life of Genghis Khan. Men in these and
in riskier, more impulsive, and more sexual many other societies left no offspring in the
thoughts, emotions, and behaviors. This could next generation because one or a few men were
facilitate the engagement in extra sexual relation- reproducing with more of the women than a
ships that otherwise would not be acquired; the one-to-one ratio would suggest. This observation
costs associated with risky and impulsive tenden- identifies a hidden anxiety that may structure the
cies is offset by the potential reproductive benefits reproductive efforts of men, especially when
in males that is not the case for females. Thus, environmental cues suggest the variance in repro-
behaviors that involve risk and impulsivity such ductive success is skewed in favor of a few men
as showing off in dangerous situations, adventur- (Daly and Wilson 1988).
ing to unknown areas, and willingness to engage This hidden anxiety and the evolutionary prin-
in anonymous sex are more common in men ciple fueling it may be powerfully positioned to
(Mishra and Lalumière 2008). These noncriminal comprehend both the sex and age disparities in the
but “deviant” actions reflect a sex-biased ten- commission of crime. Why do boys and young
dency to engage in criminal actions as well, men seem so motivated to compete? Why does
including violent altercations, sexual harassment this competition often fuel violence, abuse, and
and assault, and homicide (Daly and Wilson even fatalities? If the stakes are, or could be, as
1988). Thus, the same tendency that may make high as being among the few who reproduce com-
men reduce their threshold for risky and impulsive pared to the many who do not, then competition to
actions because of their potential reproductive be among the few could become fierce. Methods
payoff may form the base for their over- to be counted among the few may be stretched
involvement in crimes as well, helping to explain beyond “appropriate” limits – stealing to acquire
why men and not women are committing most resources, killing to gain status as a fierce fighter,
crimes and especially sexual and violent crimes. and sexually coercing a woman against her will.
The third evolutionary principle of explaining As a male reaches puberty and is entering the
sex and age demographics in crime is reproduc- reproductive pool, this competitive edge and feel-
tive variance asymmetry. This principle relies on ing the hidden anxiety of male reproductive vari-
and follows from the first two principles and states ance begin, explaining the age-crime curve that
that because women can spend lengths of time positions adolescent and young men as the most
caring for existing and not producing new off- criminal. The important thing to consider with this
spring and men can father multiple offspring principle is that it is the perception of boys and
with different women, there is a greater likelihood young men growing up that can fuel this
Criminology 11

competitive mentality. If they perceive their envi- Life History Theory


ronment as competitive where few males are A unique and fundamental observation made by
succeeding and most are failing, this may be LHT is that organisms make trade-offs during
enough to orient them toward thoughts, emotions, development in the different areas of growth,
and behaviors that facilitate or at least permit the maintenance, and reproduction (Del Giudice
illegitimate use of criminal conduct. This is why et al. 2016). This observation brings to light that
an evolutionary explanation is useful to criminol- investment in some areas can preclude investment
ogy: it offers a conceptualization useful for for- in other areas, particularly when resources and
mulating social policy that reduces the likelihood energy are scarce. Because our ancestral environ-
of crime by working with the desires of youth and, ments (and many modern environments) would
in this case, how to reduce the instance of young have had long periods of resource and energy
men committing criminal acts (see Durrant and scarcity (e.g., Tooby and Cosmides 1992), evolu-
Ward 2012; Walsh and Jorgensen 2018). tion has likely instilled environmentally contin-
These three evolutionary principles – parental gent strategies in organisms that vary the level of
investment asymmetry, reproductive success- investment in these areas of development, leading
from-multiple mates, and reproductive variance to manifesting the capacity for what can be called
asymmetry – provide a powerful framework for different life history strategies. Fundamental
understanding the tendency of sex and age to be trade-offs that organisms make include assessing
predictive of crime across societies. Appreciating current versus future reproduction, quality versus
not just that these variables are predictive but why quantity of offspring, and parenting versus mating
they are as well requires a deeper explanation than effort (Del Giudice et al. 2016). The resulting
what is currently on offer from criminological investment is considered an individual’s life his-
theories (see section on “Current Perspectives of tory strategy, and this strategy represents
Criminology”; Durrant and Ward 2015). An evo- the embodied capital that an individual has, with
lutionary perspective adds complementary, and the notion of “capital” implying currency in the
not necessarily competitive, explanation to capacity for survival and reproduction.
existing criminological theories and concepts LHT proposes that organisms are fashioned
(e.g., Durrant and Ward 2012). We will now turn within their genetic endowment to respond flexi-
to more fully articulated evolutionary models bly to their environments depending on different
that have treated criminological issues as their salient and recurrent environmental cues. This
central focus. flexible responding allows organisms that have
faced variable environments over the course of
generations to have multiple pathways to ensure
reproductive success. Or, different environmental
Evolutionary Models of Criminology
pressures throughout a species history have led to
different gene-environment adaptations (and the
The two most prominent models in constructing
thoughts, emotions, and behaviors they produce)
an evolutionary argument of the problems of
that facilitated reproductive success. LHT argues
crime are life history theory (LHT; for a thorough
that the predecessors of these ancestral organisms
review, see Del Giudice et al. 2016) and evolu-
have inherited a repertoire of adaptations that are
tionary neuroandrogenic theory (ENA; Ellis
“unlocked” and expressed when similar environ-
2005; Ellis and Hoskin 2015). These theories are
ments are faced by this new generation that shares
not mutually exclusive and have more similarities
this genetic endowment. From this perspective,
than differences. LHT and ENA are presented so
LHT claims that evolution has “done the thinking”
that readers may get a different flavor for how
for organisms and provides them with different
evolutionary theory and its principles can guide
developmental pathways that respond to environ-
research in criminology.
mental variability to optimize trade-offs in
12 Criminology

facilitating reproductive success (Del Giudice competitive actions that can vary on their risk or
et al. 2016). chances of victimizing another individual (Ellis
An LHT perspective conceptualizes engaging and Hoskin 2015). Actions that are competitive
in criminal and antisocial conduct as representing but do not have a victim (e.g., competitive sports,
a strategy that leans toward investment in current games) are not considered criminalized behaviors,
reproduction (not future), quantity of offspring but competitive actions with victims are consid-
(not quality), and mating effort (not parenting) ered criminalized (e.g., sexual assault, theft). It is
(Wiebe 2012). In this model, investing in specific no surprise that these actions with victims tend to
cognitive, emotional, and behavioral strategies have consequences for survival and reproductive
that themselves may not constitute criminal con- success of both perpetrator and victim.
duct (e.g., anger, impulsivity, future discounting) The evolutionary component of ENA makes
may lead to increasing the risk of engagement in use of female mate choice to assist with
crime. Strategies that mark more crime-risk cali- explaining why competitive/victimizing behavior
brations are described as faster life history strate- should exist in the first place and particularly in
gies, whereas less crime-risk calibrations are men. Connecting back to parental investment the-
slower life history strategies (Boutwell et al. ory (Trivers 1972), ENA proposes that females
2015). The environment is a key component in have preferred and thus selected for males
this theory. LHT suggests that children (and even throughout humans’ evolutionary history to be
prenatal fetuses) are constantly monitoring their loyal resource provisioners for the successful rais-
environments for cues that help them make ing of offspring. This idea suggests that ancestral
optimal developmental decisions to ensure their females would have been more likely to mate with
survival and reproductive success. Environmental males who were proficient at provisioning
cues that signal unpredictability, harshness, and resources for her and her offspring, making traits
social competition are proposed to orient devel- that facilitate resource provisioning more and
opment toward more crime-risk life history strat- more common in males. Some of these traits
egies, making these types of environments would include competitiveness, status-seeking,
important for criminologists to understand. and hunting skills, of which men across cultures
Because of these concerns, LHT is similar to tend to manifest more than women (Ellis and
other criminological theories such as strain theory Hoskin 2015). Along with this observation for
(Durrant and Ward 2012). LHT is one evolution- more resource provisioning skills in men is the
ary framework that provides a unifying under- accompanying selection pressure for men to fake
standing of many variables that predict crime these skills and rely on deception to mate and, if
including sex, age, race, and socioeconomic status deception fails, to potentially resort to coercion.
(Boutwell et al. 2015). Thus, ENA provides a framework for understand-
ing why the patterns of crime exist and why men
Evolutionary Neuroandrogenic Theory tend to exhibit characteristics that make them
ENA focuses on and provides an explanation of more likely to be counted among the criminals.
both the how proximate mechanisms associated How these characteristics get formed is the con-
with criminal correlates and why such correlates cern of the other component of ENA.
should exist (Ellis 2005). The why part of ENA The neuroandrogenic component of ENA sug-
encapsulates the evolutionary component, and the gests that the way this differentiation of the sexes
how part constitutes the neuroandrogenic compo- occurs is through masculinization of the brain and
nent. The two components of ENA are intimately body through androgen hormones, particularly
connected and conceptually represent a single testosterone (Ellis 2005). This component clar-
underlying construct formulated at different levels ifies that in order for a male reproductive strategy
of analysis (Durrant and Ward 2012). The theory to manifest, changes need to occur in the neural
makes use of the concept of competitive/victim- structures governing behavior, which can then
izing behavior, which describes a continuum of facilitate more male-biased strategies. These are
Criminology 13

proposed to be (1) suboptimal arousal and based on reparation (Little Bear 2000; Sommers
(2) rightward shift in cortical functioning. These 2018). We do not intend to treat these systems as
two proximal explanations of making a brain oppositional or polarized nor to claim they are the
more male-like constitute a higher risk of engag- only two possibilities but merely to explore alter-
ing in competitive/victimizing behavior, since native systems for crime and its regulation. Many
these mechanisms facilitate analgesic modern jurisdictions have developed structures
(pain-reducing), anxiolytic (anxiety-reducing), that blend these two approaches to justice (for
and emotion-attenuating functions (Ellis and a longer discussion of these systems, see
Hoskin 2015). Sommers 2018).
ENA provides an explanation of why crime, as Much of the Anglo-American criminal justice
behavior that is competitive and victimizing, system has developed based on the retributivist
is more common in men than women and why principles first introduced by classical theorists
age, particularly the onset of puberty in boys, (such as Jeremy Bentham). That is, when an
predicts crime to such a great extent. With the offense has been committed, the state is responsi-
relative enormous surge in testosterone at puberty ble for assessing culpability and imposing a fitting
in boys compared to girls, ENA clearly conceptu- punishment. Once the punishment had been
alizes why crime increases after this age in boys served, justice had been served (Wenzel et al.
and young men while also accounting for why this 2008). Wenzel and colleagues (2008) identified
hormone-behavior link should occur to begin that there were two goals of punishment (1) deter-
with. In other words, the link emerged because rence, to prevent the likelihood of future offenses,
of selection pressures for the resource provision- and (2) retribution, a proportionate and just
ing skills required and desired by females in the response to reduce the benefits associated with
ancestral past to ensure the health and survival committing crime. Alternatively, another goal
of their offspring. of the criminal justice system is rehabilitation of
the offender, that is, to address the individual
factors associated with the offense to be able to
Variations in Criminal Justice Systems reintegrate the offender back into society (Wenzel
et al. 2008). Durrant and Ward (2015) noted that
In this final section, we want to explore how from an evolutionary perspective, “we have
evolutionary approaches can support alternative evolved a set of motivational and emotional char-
forms of justice. Just as criminology has devel- acteristics that, taken together, constitute a sense
oped, so too has the criminal justice system. While of justice and guide our decision-making when we
moral impulses and intuitions are expected to encounter situations where individuals have vio-
structure and guide the formulation and response lated moral and social norms” (p. 111). They also
to crime, humans also have a vast capacity to noted that people tend to be naturally motivated
cognitively rationalize and reason which can to punish others who violate group norms in ret-
impart substantial influence on moral judgments ribution; however, as Walsh (2000) noted, a strict
(e.g., Haidt 2001). To illustrate this difference in tit-for-tat strategy that is unforgiving once cheated
criminal justice system approaches, we will may not garner the same benefits that occasional
describe two systems that have different underly- or situational forgiveness would permit. He
ing assumptions about “human nature” and that suggested that while tit-for-tat was effective in
have influenced how crime and responses to crime smaller groups, the addition of punishment is
are conceived. The first is the current dominant more effective in larger groups.
approach in much of the world, a rational-based In contrast to these rational-based systems
retributivist and rehabilitative approach, while the and their measures of correction, relational
second is more prevalent in indigenous commu- honor-based systems may constitute a primordial
nities and likely governed the behavior of much conceptualization of crime and its regulation,
of human history, a relational honor-based system possibly tracing its origins to some of the first
14 Criminology

foraging societies and many modern indigenous by not remaining permanently punitive but
communities (e.g., Little Bear 2000). This instead by cooperating, even when the other
approach assumes that human nature is inherently strategy cheats” (p. 857). That is, everyone
relational and that people are seen as intimate (victim, offender, and community) benefit from
extensions of their social group; the social group forgiveness and the processes of restorative
is the person, and the person is their social group. justice, and the risk of losing a valuable contribu-
Following from these assumptions is that people tor that may help to secure survival is decreased.
have an inherent responsibility toward their soci- It is interesting that restorative justice models
ety and are thus expected to make reparations have been integrated into legislation targeting
when infractions against others within the youth. Walsh (2000) identified that a strict tit-
society have been committed. These infractions for-tat strategy with youth would be detrimental,
(or crimes) are seen as relational injustices, and so especially given adolescence represents a period
they require a relational approach when formulat- in which there is a discrepancy between skill and
ing a model for correction and/or punishment. biology.
In recent years, criminologists have started to
pay attention to other models of justice that reflect
an honor-based system, such as restorative justice.
Conclusion
While scholars and advocates continue to debate
whether this model of justice represents an alter-
Criminology is an interdisciplinary study of
native or addendum to the current criminal justice
crime, and the responses to crime have generated
system, several legislations have started to incor-
a wealth of knowledge surrounding the commis-
porate restorative justice principles in their
sion of crime, its predictors, social situations
legislation (e.g., the Youth Criminal Justice Act
that elicit it, and many other topics. Its inherently
in Canada) (White et al. 2018). Scholars of restor-
interdisciplinary focus makes criminology a
ative justice (e.g., Zehr and Mika 1998) have
prime study for integrating an evolutionary frame-
outlined three key tenets of restorative justice:
work governing human behavior into the realm
recognition that the offense does not only affect
of its focus. Equipped with the wisdom of time in
the victim and the offender but also members of
producing and reproducing thoughts, emotions,
the community; recognition that the offender has
and behaviors related to crime, evolutionary per-
obligations and liabilities to the community as a
spectives provide a complementary approach to
result of their actions; and finally, recognition that
expanding the scope of explanation afforded to
the process promotes community empowerment
criminologists.
and healing.
In restorative justice models, the focus is on
reparation – repairing the relationship between the
offender, the victim, and the community (Wenzel Cross-References
et al. 2008). While punishment can be part of
the restorative justice, it is not the focus of the ▶ Criminal Personality Variables
process. Braithwaite (1989; as cited in Walsh ▶ Criminals Are Made Not Born
2000) suggested that a critical process in restor- ▶ Evolutionary Forensic Psychology
ative justice is reintegrative shaming, which com-
municates social disapproval and also provides
an opportunity for the offender to make amends
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