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Case 1:22-cv-03409-ER Document 61 Filed 06/17/22 Page 1 of 18

Filed on 6/17/2022 5:56:19 AM


Docket 22cv3409 (SDNY) (34)
United States District Court
Southern District of New York
Ware v. United States, et al.

Submitted by:
The Office of Ulysses T. Ware
123 Linden Blvd.
Ste 9-L
Brooklyn, NY 11226
(718) 844-1260
utware007@gmail.com
/s/ Ulysses T. Ware
Thursday, June 17, 2022

____________________
June 17, 2022, Request for urgent1 clarification of 06.16.2022, Order, Dkt. 60,
Chief District Judge Laura Taylor-Swain, and the Third Request for Emergency
Local Rule District Court (SDNY) Rule 1.5(b)(5) Disciplinary Relief: In re Damian
Williams and Merrick B. Garland, 22 misc. ____ (SDNY) for (a) Conspiracy to
Obstruct Justice and (b) the Jim Crow Racially-Motivated Hate Crimes perpetrated
against Ulysses T. Ware, Esq., violations of the Rules of Conduct for Lawyers of the
District Court (SDNY).
_________

Certificate of Service
The government was served with this pleading on 06.17.22 via Damian Williams at
damian.williams@usdoj.gov, Jun Xiang was served at jun.xiang@usdoj.gov, and
Merrick B. Garland, via Jeffrey R. Ragsdale, at Jeffrey.ragsdale@usdoj.gov.

1
Petitioner is requesting that the Chief Judge respond by 5:00 pm on June 17, 2022, and serve the parties
with a copy to her clarification and setting of a briefing schedule to address the issues raised herein
regarding the June 16, 2022, Dkt. 60, ultra vires, null and void ab initio purported “Order.” See Exhibit A,
infra.

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Table of Contents
Declaration of Ulysses T. Ware .................................................................................................................... 3
I. .................................................................................................................................................................... 3
A. Introduction and background. ............................................................................................................. 3
Fact 1......................................................................................................................................................... 3
Fact 2......................................................................................................................................................... 4
Fact 3......................................................................................................................................................... 4
Fact 4......................................................................................................................................................... 4
Fact 5......................................................................................................................................................... 5
Fact 6......................................................................................................................................................... 5
Fact 7......................................................................................................................................................... 6
Fact 8......................................................................................................................................................... 6
Fact 9......................................................................................................................................................... 7
Fact 10....................................................................................................................................................... 7
Fact 11....................................................................................................................................................... 8
Fact 12....................................................................................................................................................... 9
Fact 13....................................................................................................................................................... 9
Fact 14....................................................................................................................................................... 9
II. ................................................................................................................................................................. 11
Request for clarification of the June 16, 2022, Ultra Vires Order, Dkt. 60. .............................................. 11
III. ................................................................................................................................................................ 14
Conclusion. ............................................................................................................................................. 14
Exhibits ....................................................................................................................................................... 16
Exhibit A .................................................................................................................................................. 17
Ultra Vires Order (Dkt. 60) (22cv3409 (SDNY)) (Taylor-Swain, C.J.) ..................................................... 17
End of document .................................................................................................................................... 18

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Comes now the Petitioner and requests that the Office of the Chief Judge, Laura Taylor-

Swain, (SDNY), (the “Chief Judge”), provide (i) clarification and (ii) guidance to the parties in

22cv3409, 04cr1224, and 05cr1115, (the “Parties”), with respect to the following pertinent legal

issues.

Declaration of Ulysses T. Ware

I Ulysses T. Ware, under oath and pursuant to the penalty of perjury, having personal

knowledge of the facts, hereby this 17th day of June 2022, in the city of Brooklyn, NY, Kings

County, set my hand and seal, and pursuant to 28 USC 1746, make this Declaration of Material

Facts, (the “Facts”), and state the following.

I.

A. Introduction and background.


Fact 1.
On June 13, 2022, Dkt. 56, Ulysses T. Ware, (the “Petitioner” or “Complainant”) filed his

first request for L.R. District Court (SDNY), 1.5(b)(5), application for Emergency Supervisory

Disciplinary Relief, (the “First Application”) addressed to the Office of the Chief District Judge,

the Hon. Laura Taylor-Swain, as required by L.R. 1.5(b)(5)2 and L.R. 1.5(d)(3).

2
“In connection with activities in this Court, any attorney is found to have engaged in conduct violative
of the New York State Rules of Professional Conduct as adopted from time to time by the Appellate
Divisions of the State of New York. In interpreting the Code, in the absence of binding authority from the
United States Supreme Court or the United States Court of Appeals for the Second Circuit, this Court, in
the interests of comity and predictability, will give due regard to decisions of the New York Court of
Appeals and other New York State courts, absent significant federal interests.” (emphasis added).

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Fact 2.
Having received no response from the Chief Judge to the June 13, 2022, First Application,

Dkt. 56, Mr. Ware on June 16, 2022, at 12.11.38 pm, filed his second application for Emergency

Supervisory Disciplinary Relief pursuant to L.R. 1.5(b)(5), (the “Second Application”), Dkt. 59.3

Fact 3.
In the Applications, Mr. Ware specifically requested emergency supervisory disciplinary

relief pursuant to Local Rule, (“L.R.”), 1.5(b)(5), District Court (SDNY), (the “Local Rules”), and

addressed the written Application to the Office of the Chief Judge (Laura Taylor-Swain) as

required by the L. R. 1.5(d)(3).4

Fact 4
L.R. 1.5(d)(3) required the Chief Judge to immediately “refer” the Applications to the

Committee on Grievances, (i.e., “Complaints in writing alleging any ground for discipline or other

relief set forth in paragraph (b) above shall be directed to the Chief Judge, who shall refer such

complaints to the Committee on Grievances”). (emphasis added).

3
The First Application and the Second Application, jointly, (the “Applications”).

4
L.R. 1.5(d)(3). “[Disciplinary] [c]omplaints in writing alleging any ground for discipline or other relief set
forth in paragraph (b) above shall be directed to the Chief Judge [see Dkt.56 and 59, 22cv3409 (SDNY)],
who shall refer such complaints to the Committee on Grievances. The Committee on Grievances, by its
chair, may designate an attorney, who may be selected from the panel of attorneys established pursuant
to paragraph (a) above, to investigate the complaint, if it deems investigation necessary or warranted,
and to prepare a statement of charges, if the Committee deems that necessary or warranted. Complaints,
and any files based on them, shall be treated as confidential unless otherwise ordered by the Chief Judge
for good cause shown or in accordance with paragraph (d)(5) below.”

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Fact 5
The Chief Judge, Laura Taylor-Swain, is not lawfully authorized by the Local Rules to sua

sponte deny the relief requested in the Applications. Only the Committee on Grievance, (the

“Committee”) is authorized to “investigate” the violations of the Code of Conduct for Lawyers of

the District Court (SDNY) allegations made in the Applications against Andre Damian Williams,

Jr., Merrick B. Garland, and other lawyers, (i.e., “The Committee on Grievances, by its chair, may

designate an attorney, who may be selected from the panel of attorneys established pursuant to

paragraph (a) above, to investigate the complaint, if it deems investigation necessary or

warranted, and to prepare a statement of charges, if the Committee deems that necessary or

warranted.”). (emphasis added).5

Fact 6
Pursuant to the Local Rules, L.R. 1.5(d)(3), the Chief Judge has no authorized role in the

“investigation” of the written prosecutorial misconduct allegations in the Applications, other

than to “refer” the matter to the Committee, and the Chief Judge is not lawfully authorized to

sua sponte deny Mr. Ware’s requested supervisory disciplinary relief as was purportedly done in

the illegal and obstruction of justice, null and void ab initio, ultra vires Order, Dkt. 60, (06.16.22)

(Taylor-Swain, C.J.), (the “Ultra Vires Order”).6

5
See L.R. 1.5(d)(3).

6
Dkt. 60, Order, “To the extent the Petitioner is requesting that the undersigned [C.J. Laura Taylor-Swain],
make or alter any rulings in the above case [which the Petitioner did not request, cf., Dkt. 56 at 6, for the
requested disciplinary reliefs], the request is [sua sponte without any required investigation by the
Committee] denied. The Chief Judge does not have the authority to take such actions in the cases assigned
to other members of the Court.” (quoting, Taylor-Swain, C.J., 06.16.2022), (emphasis and alterations
added).

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Fact 7
The Chief Judge (Laura Taylor-Swain) was named on the face of the 22cv3409 (SDNY)

habeas corpus petition, see Dkt. 1-2 (22cv3409); furthermore, the Chief Judge has been

designated as (i) an adverse party-opponent, (ii) a material fact witness, and (iii) an unindicted

co-conspirator with respect to the Petitioner’s actual innocent claims pending adjudication on

the merits in the District Court.

Fact 8
The Chief Judge pursuant to 28 USC 455(a), and 455(b)(5) is per se, objectively, statutorily

disqualified—that is, per se actual biased, has an actual overt conflict of interest; and also

pursuant to binding Supreme Court’s authority In re Murchison, 349 U.S. 133, 136 (1955), the

Chief Judge is constitutionally disqualified7 from any and all judicial involvement in the

adjudication or investigation of the allegations in the Applications.8 The Chief Judge was fully

aware of her actual per se bias, prejudice, and conflict of interest regarding the Applications “to

7
“A fair trial in a fair tribunal is a basic requirement of due process. Fairness of course requires an absence
of actual bias in the trial of cases. But our system of law has always endeavored to prevent even the
probability of unfairness. To this end no man[or woman] can be a judge in his [or her] own case and no
man [or woman] is permitted to try cases where he [or she] has an interest in the outcome. That interest
cannot be defined with precision. Circumstances and relationships must be considered. This Court has
said, however, that "every procedure which would offer a possible temptation to the average man [or
woman] as a judge . . . not to hold the balance nice, clear and true between the State and the accused,
denies the latter due process of law." Tumey v. Ohio, 273 U.S. 510, 532.” (emphasis added).

8
See Dkt. 56 at 4, para. 2: “Judge Taylor-Swain, Mr. Ware reminds you that you have been named in
22cv3409(SDNY) in your personal and individual capacity as an adverse party, a material fact witness,
and as an unindicted co-conspirator regarding your own personal and official criminal judicial
misconduct concerning your adamant illegal refusal in 2021 to exercise the District Court’s supervisory
authority and ensure the full and complete compliance with the Final Judgments by the USAO’s
prosecutors and others that have appeared before the District Court (SDNY) in the DOJ’s Jim Crow Hate
Crime Conspiracy Cases.”

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the extent” the Applications involved any facts or issues with respect to the 22cv3409 actual

innocent claims currently before the District Court.

Fact 9
The Chief Judge omitted, deliberately and intentionally, to state in the Ultra Vires Order

whether or not she had followed and complied with the requirements of L.R. 1.5(d)(3) and

referred the Applications to the Committee for investigation of the Petitioner’s allegation of

prosecutorial misconduct involved in the 04cr1224 (SDNY) and 05cr1115 (SDNY) criminal

proceedings.

Fact 10
Currently, there is no written record produced by the Chief Judge that confirms whether

or not the requirements of L.R. 1.5(d)(3) have been complied with in regard to the emergency

processing of the Applications. Rather than comply with the Local Rules, the Chief Judge, to

distract from the substance of the Applications, the prosecutorial misconduct committed by the

DOJ’s prosecutors in 04cr1224 and 05cr1115,9 the Chief Judge deliberately, intentionally, and as

an overt act in furtherance of her criminal obstruction of justice to aid and abet the continue

resistance to and overt disobedience of the written commands of the Brady Court Orders—that

is, 18 USC 401(2) and 401(3) criminal contempt, the Chief Judge created a trivially frivolous false

narrative designed to cover up and conceal the criminal acts and omissions, criminal

prosecutorial misconduct, covered by L.R. 1.5(b)(5), committed by the DOJ’s prosecutors.

9
Mr. Ware, the Petitioner, was explicit regarding the requested relief he sought from the Committee,
see Dkt. 56 at 3-4, on his claims of “prosecutorial misconduct committed by the DOJ’s prosecutors.“

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Fact 11
The Chief Judge was fully aware, see Dkt. 56 at 6, that the Petitioner had not requested
any relief in the Applications based on her “judicial misconduct” which she referenced in the Ultra
Vires Order as a ruse to ostensibly justify her egregious violation of L.R. 1.5(d)(3) requirements,
the canonical case of abstract judicial incongruent duplicity.10 Cf., Dkt. 56 at 3-4:

“Mr. Ware, the petitioner in Ware v. USA, et al., 22cv3409 (SDNY), and the defendant in
United States v. Ware, 04cr1224 (SDNY), and United States v. Ware, 05cr1115 (SDNY),
jointly, (the “DOJ’s Jim Crow Hate Crime Conspiracy”), is filing this emergency application
for the District Court (SDNY) pursuant to its inherent supervisory authority to insure the
fidelity and full and complete compliance with all lawful court orders, to wit, (1) the Brady
Court Orders, (2) the Rule 41(a)(2) final judgment, and (3) the August 18, 2009, final
judgment entered in United States v. Ware, 07-5670cr (XAP) (2d Cir.), Gov.-I, jointly, (the
“Final Judgments”), to enter an emergency order directed to the Officers of the Court
named in the caption to immediately within the next two (2) days, not later than
Wednesday, June 15, 2022, to show cause in writing why each shall not be disciplined by
the District Court’s inherent supervisory authority ordered to show cause why each shall
not be held in civil and willful criminal contempt of the Final Judgments.11
In support of this emergency application, Mr. Ware incorporates by reference, in heac
verba, Dkts. 1-55 in Ware v. USA, et al., 22cv3409 (SDNY), and makes the same a part
hereof, in addition to (1) the deliberate and intentionally unfiled and undocketed
pleading 53A-9, 01.17.2022, submitted in 04cr1224 and 05cr1115, Ex. 1, infra; however,
Ex. 1 was refused to be docketed by District Judge Edgardo Ramos as a fraud on the court

10
“To the extent Petitioner seeks action based on his allegations of judicial misconduct, Petitioner’s
request is improperly directed to the undersigned in her capacity as Chief Judge because such complaints
are properly directed to the ‘”clerk of the court of appeals for the circuit.’” (citations omitted) (emphasis
added) (quoting the Chief Judge, Dkt. 60, 22cv3409 (SDNY), Order, June 16, 2022).

11
Mr. Ware is the petitioner in the Ware v. USA, et al., 28 USC 2241(a) actual innocent habeas corpus
petition. Mr. Ware filed the petition on March 21, 2022, and no actions whatsoever have been taken by
the District Court, see 28 USC 2243 entry of the required show cause order. Mr. Ware has, is, and will
continue to suffer irreparable harm to his personal and business each day until the 22cv3409 (SDNY)
actual innocence claims are adjudicated on the merits and proceedings are held to address the civil and
criminal contempt of the Officers of the Court and other matters concerning government trial exhibits GX
1-4 and GX-5 (04cr1224), the Illegal Contracts.

United States Attorney (SDNY) Andre Damian Williams, Jr., is the current legal representative for the
government in the DOJ’s Jim Crow Hate Crime Conspiracy cases and is in current malicious civil and willful
criminal contempt, 18 USC 401(2) and 401(3), of the Final Judgments.

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and an overt act in furtherance of the conspiracy to aid and abet the civil and criminal
contempt of the Final Judgments.”

Fact 12

To clarify and make absolutely clear and specific, Petitioner did not and is not requesting

any relief from the Chief Judge in the Applications with respect to her criminal judicial

misconduct. That request will be made in an imminent complaint for judicial misconduct filed

with the “clerk of the court of appeals for the circuit.”

Fact 13
To clarify, Petitioner in the Applications sought emergency supervisory disciplinary relief

pursuant to L.R. 1.5(b)(5) and L.R. 1.5(d)(3) in regard to the criminal prosecutorial misconduct

perpetrated as officers of the court, by the DOJ’s prosecutors that participated in the 04cr1224

and 05cr1115 criminal proceedings in the District Court (SDNY); which is exclusively, within the

scope of the jurisdiction and investigative purview of the Committee on Grievances of the

District Court (SDNY).12

Fact 14
Given the Chief Judge was named as an adverse party opponent in the 22cv3409 actual

innocent habeas corpus petition; and according to the docket the petition was allegedly

randomly assigned to District Judge Edgardo Ramos, see 22cv3409 docket; and given Petitioner

presented supervisory relief claims and requested supervisory relief in the petition against both

12
Local Civil Rule 1.5. Discipline of Attorneys (a) Committee on Grievances. “The Chief Judge shall appoint
a committee of the Board of Judges known as the Committee on Grievances, which under the direction
of the Chief Judge shall have charge of all matters relating to the discipline of attorneys.” (emphasis
added).

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the Chief Judge and Judge Ramos, the Chief Judge, to obstruct justice, illegally and without any

lawful Article III judicial authority, adjudicated the merits of the supervisory relief claims in her

favor in the Ultra Vires Order, Dkt. 60, in the clear absence of the required 28 USC 2243 show

cause order and all Article III subject matter jurisdiction over issues and facts that are moot, ipso

facto, as a matter of law.

I Ulysses T. Ware, have this 17th day of June 2022, while under oath and pursuant to the

penalty of perjury, having personal knowledge of the facts, pursuant to 28 USC 1746, have made

this Declaration of Undisputed Material Facts in Brooklyn, NY.

/s/ Ulysses T. Ware


________________________
Ulysses T. Ware
June 17, 2022
Brooklyn, NY
Kings County

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II.

Request for clarification of the June 16, 2022, Ultra Vires Order, Dkt. 60.

Petitioner, respectfully request that the Chief Judge, the Hon. Laura Taylor-Swain, a

judicial officer of the court, covered by 18 USC 401(2), an adverse party opponent in the 22cv3409

actual innocent habeas corpus proceedings, having a per se objective conflict of interest in

22cv3409, please (i) clarify by 5:00 pm on June 17, 2022, the following matters implicit within the

Ultra Vires Order, Dkt.60, Exhibit A, and (ii) set the requested briefing schedule to permit the parties

to address the concerns raised herein:

A. Clarify whether or not the Chief Judge, the Hon. Laura Taylor-Swain, (SDNY), was statutorily,

28 USC 455(a) and 455(b)(5), and constitutionally, In re Murchison, Id., disqualified from any

and all judicial involvement in the resolution and investigation concerning the prosecutorial

misconduct allegations made in the Applications against her unindicted co-conspirators,

DOJ prosecutors Andre Damian Williams, Jr., Merrick B. Garland, and others named in the

Applications?

B. Clarify whether or not the Office of the Chief Judge pursuant to L.R. 1.5(d)(3) referred the

Applications to the Committee? If so on what date were the Applications referred to the

Committee? To whom were the Applications referred? What, if any, instructions were given

or provided to the Committee by the Office of the Chief Judge? What, if any, actions have

been taken on the Applications?

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C. Clarify whether or not a docket, In re Damian Williams and Merrick B. Garland, 22 misc.

____ (SDNY) was opened to maintain the judicial records and documents generated by the

Committee?

D. If no docket was opened please clarify why no such docket was opened in regard to the

Applications’ investigation.

E. If such docket was opened please provide the docket number to the complainant.

F. The Chief Judge in the Ultra Vires Order, Dkt. 60, see Exhibit A, infra, used the language “to

the extent” with respect to her trivially frivolous presumption Petitioner had requested

alleged “judicial misconduct” and again used the “to the extent” language with respect to

her comment concerning “rulings in the above [22cv3409] case, the request is denied.”

Accordingly, Petitioner is requesting the Chief Judge clarify whether or not her purported

ruling was limited to (i) request for “judicial misconduct” and (ii) any purported request to

“make or alter any rulings in the above case [22cv3409], given the “to the extent” limiting

language?

G. Please clarify to the extent that Petitioner was requesting supervisory disciplinary relief

authorized by L.R. 1.5(b)(5) in regard to criminal prosecutorial misconduct committed by

the DOJ’s prosecutors, officers of the court, who appear in or supervised the 04cr1224

and/or 05cr1115 proceedings, did the Ultra Vires Order sua sponte deny that requested

disciplinary relief authorized by L.R. 1.5(b)(5) and exclusively located in the Committee?

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H. Please clarify whether or not the Chief Judge made any fact-finding, conclusions of law, and

made any records regarding the Ultra Vires Order? If so, who has possession of the fact-

finding, conclusions of law, and records?

I. Please clarify whether or not the Chief Judge had any communication(s), whatsoever, with

any DOJ prosecutor, former or current, named in the Applications? Or any communications

with District Judge Edgardo Ramos?

J. And if so was a record made of the communications?

K. Clarify the subject matter of all communication(s) with any DOJ prosecutor named in the

Applications;

L. Clarify the date of the communication(s);

M. Clarify the purpose of the communication(s);

N. Please clarify whether or not the Office of the Chief Judge has any lawful authority delegated

under the Local Rules to sua sponte, outside of the Committee’s purview, to investigate

and/or deny requested emergency disciplinary relief authorized by L.R. 1.5(b)(5)?

O. Please clarify whether or not the Ultra Vires Order, Dkt. 60, has any preclusive effect and/or

legal consequences with respect to the adjudication of the merits of the actual innocent

habeas corpus claims pending in 22cv3409 (SDNY)?

P. If so, please clarify exactly the legal effects and consequences the Ultra Vires Order has on

the merits of the claims in the actual innocent habeas corpus petition.

Q. Given that an alleged order, the Ultra Vires Order, Dkt. 60, was entered in a pending judicial

proceedings, 22cv3409 (SDNY), without briefing by the parties, in violation of due process of

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law, please clarify with citations of authority whether or not the Ultra Vires Order, Dkt. 60,

is null and void ab initio?

R. Please clarify any legal preclusive effect(s) of the Ultra Vires Order on the parties or the

merits of the allegations in the Applications?

S. And please clarify whether or not the Ultra Vires Order is clear and convincing evidence of

an overt act in furtherance of the DOJ’s Jim Crow racially-motivated hate crime conspiracy

perpetrated against Ulysses T. Ware to cover up and conceal the RICO international Hobbs

Act Money Laundering, extortion, and usurious debt criminal enterprise run by

unregistered broker-dealer Alpha Capital, AG (Anstalt) and others named in the

Applications?

III.

Conclusion.

Judge Taylor-Swain, this matter is of grave concern and importance to the public perception

concerning the purported fair, impartial, and unbiased administration of the law in the District

Court (SDNY). Your sua sponte illegal (criminal) acts and actions have placed yourself and the Court

in an untenable position as the purported Chief District Judge (SDNY). You have egregiously and

maliciously violated the Codes of Conduct for Federal Judges, egregiously violated federal laws,

18 USC 2, 157, 241, 242, 371, 401(2), 401(3), 1341, 1343, 1346, 1956-57, 1961(6)(A), 1962(a-d);

and 28 USC 455(a), and 455(b), violated binding Supreme Court authority, In re Murchison, Id.,

and, moreover, your criminal unlawful acts, actions, and omissions constitute overt acts in

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furtherance of the DOJ’s conspiracy to obstruct justice and continue to conceal and suppress

dispositive actual innocent Brady exculpatory and impeachment evidence relevant to 22cv3409,

04cr1224, 05cr1115, 02cv2219, and In re Group Management Corp., 03-93031-mhm (BC NDGA),

Chapter 11 proceedings.

Respectfully submitted by:

/s/ Ulysses T. Ware, Petitioner

June 17, 2022

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Exhibits

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Exhibit A
Ultra Vires Order (Dkt. 60) (22cv3409 (SDNY)) (Taylor-Swain, C.J.)

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End of
document

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