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Chapter 2
FERTILIZATION
Day 6
Uterus Implantation of blastocyst
Connecting stalk
Day 14 Bilaminar germ disk
Chorionic cavity
Cranial neuropore
Caudal neuropore
Neural crest
Ectoderm
Neural tube
Notochord Endoderm
eFIGURE 2-1 Summary of embryological
events occurring in the first 3 weeks following Cross-section Paraxial mesoderm
fertilization. of 22-day embryo (somite)
103.e2 2 Embryology and early development of the eye and adnexa
The male and female gametes unite at fertilization, which The third week of development commences with for-
generally occurs within the oviduct or uterine tube, to form mation of the primitive streak and primitive knot or node at
the zygote. The newly formed diploid cell undergoes cleav- the caudal (tail) end of the epiblast. It is here that epiblast
age as it travels towards the uterus. Within the solid mass cells detach and migrate laterally and cranially into the
of cells (30-cell stage) or morula, the blastocyst cavity potential space between the epiblast and the hypoblast to
appears. The earliest differentiation of the embryo occurs form the intraembryonic mesoderm or third germ layer.
around this stage when two groups of cells are formed: a Some of the epiblast cells also replace the original hypo
peripheral outer cell mass or trophoblast and a central inner blast to form the definitive or secondary hypoblast. The epi-
cell mass or embryoblast. The embryoblast will give rise to blast is now known as the ectoderm. Formation of the
the embryo proper and some of its attached membranes. By primitive streak establishes the craniocaudal axis and bilat-
day 5 or 6 the embryo is a hollow spheroid of around 100 eral symmetry of the future embryo. The formation of the
cells, known as the blastocyst. The embryoblast is evident as notochord by budding from the primitive knot induces the
a heterogeneous collection of cells at one pole of the blasto- formation of the neural plate. A series of paraxial mesoder-
cyst; the remainder forms the trophoblast. This differentiates mal condensations or somites form along each side of the
into the syncytiotrophoblast and the cytotrophoblast, neural plate as it folds to form the neural tube, the precur-
which contribute to the fetal component of the placenta. sor of the central nervous system (eFig. 2-1). A special
Around this time the blastocyst enters the uterus and com- group of cells, the neural crest cells, detach or delaminate
mences implantation into its rich endometrial lining. from the margins of the neural folds and undergo extensive
At the beginning of the second week two cavities migration throughout the embryo where they differentiate
appear within the embryoblast. One forms the amniotic into a remarkable variety of cells and tissues (eFig. 2-2).
cavity, lined by epiblast cells, while the other forms the Derivatives of trunk neural crest cells are shown in eFigure
yolk sac, lined by cells derived from the hypoblast. Where 2-2. Derivatives in the head are more extensive.
the two cavities impinge there is a double discoid layer of Anatomically, the human embryo is described as being
cells, the epiblast or primary ectoderm and the hypoblast or in the prone (face-down) position. The terms dorsal and
primary endoderm. These two flat disks of cells constitute ventral correspond to posterior and anterior in the adult.
the bilaminar germ disk, which will develop into the embryo The terms rostral and caudal correspond to superior (head
proper. end) and inferior (tail end).
2 Embryology and early development of the eye and adnexa 103.e3
Neural folds
Neural crest
cells
Surface
ectoderm
Neural
tube
A
Migrating
neural crest
cells
Neural
crest
B
Melanocytes
Dorsal root
ganglion
(neurones and
glia), pia and
arachnoid
Schwann cells
Sympathetic
ganglia
Chromaffin cells
C Enteric ganglia
X Cranial neural
folds (fore-, mid- Neural ectoderm
and hindbrain) Optic sulci
Neural crest
Direction of
Somites neural tube Surface ectoderm
closure
Mesoderm/
somitomeres
Cut edge of amnion
A
Neural crest cells
streaming over
END OF WEEK 4 optic cup and stalk
Neural ectoderm of
prosencephalon
Day 27 (4–5 mm)
Choroidal fissure
Limb buds
Hyaloid vessels
C
FIGURE 2-1 Diagrammatic summary of ocular embryonic development from day 22 to week 8. The external appearance of the whole embryo
at the equivalent period is shown on the left. The various ‘germ layers’ are colour-coded to illustrate their origin and final contribution to the
eye and periocular tissues.
2 Embryology and early development of the eye and adnexa 105
START OF WEEK 6
Future
Ear swellings corneal
epithelium
Primary lens
fibres
Future neural
Future RPE retina
D
Future subretinal space
START OF WEEK 7
Hyaloid artery
Mesenchyme between
lens and surface
Developing sclera ectoderm – future corneal
endothelium and stroma
E Developing choroi d
Ganglion cells
Optic nerve Conjunctival
sheaths sac
Vitreous Lid fusion
Anterior
chamber
Cornea
Ganglion cell
axons in optic
nerve
F
FIGURE 2-1, cont’d
106 2 Embryology and early development of the eye and adnexa
eBox 2-1
Mesenchyme
This is a term used to describe the tissue occupying the
embryo between the surface ectoderm (and derivatives
such as neuroectoderm) and the endoderm-derived epi-
thelial layers. It is a loose tissue consisting of stellate
amoeboid mesenchymal cells embedded in a matrix
rich in glycosaminoglycans. Mesenchymal cells may be
derived from several sources, namely mesoderm (der-
matome or sclerotome component of the somites or
lateral plate mesoderm) or neural crest. Thus, the
descriptive term ‘mesenchyme’ does not imply an origin
from any particular embryonic germ layer.
2 Embryology and early development of the eye and adnexa 107
waves of mesenchyme will form the remainder of differentiation into an inner and outer neuroblastic layer
the cornea, iris stroma and iridocorneal angle near its continuity with the optic stalk. The lens cavity
mesenchyme. disappears as the posterior cells elongate to form the
By the end of the embryonic period (defined as the primary lens fibres (Figs 2-1D and 2-2D). Mesenchyme,
end of week 8 in humans) the retina can be clearly mostly derived from neural crest cells, condenses
differentiated into a thin outer layer, which will form around the external surface of the optic cup. The
the retinal pigment epithelium (RPE) and a much thicker innermost layer of this mesenchyme is loose and
inner neural retina (Figs 2-1F and 2-2F). These two highly vascular and will form the choroid (uveocapil-
layers are separated by a narrow intraretinal or subreti- lary lamina) (Fig. 2-2C,D). It lies adjacent to a distinct
nal space, the remains of the almost obliterated ven- basement membrane formed by the RPE, which is
tricular cavity of the optic vesicle. Melanin first appears continuous with a similar membrane around the
in the RPE around 5 weeks (Fig. 2-2C,D) and is visible forebrain. Indeed, the choroid is homologous in its
on external examination of embryos of this gestational embryonic origin with the pia mater and arachnoid
age. The neural retina commences its centrifugal investing the brain. The outer layer of the condensed
2 Embryology and early development of the eye and adnexa 109
mesenchyme will form the sclera, which is homolo- examples of the relevance of such genetic studies
gous to, and indeed continuous with, the dura mater (Table 2-1) (see Ch. 3).
around the optic nerve and brain posteriorly. The basic body plan of all animal embryos is ini-
In the eighth and last week of the embryonic period tially established by a class of regulatory genes called
(Figs 2-1F and 2-2F), ganglion cell axons grow from selector or switch genes which, like the maternal effect
the inner retina towards the optic stalk. The axons genes of the fruit fly, establish longitudinal or antero-
travel within the stalk towards the brain, thus forming posterior (head–tail), dorsoventral and left–right axes.
the optic nerve. Other major landmarks in develop- A further class of genes, the zygotic genes, which
ment occurring in the eighth week include formation includes segmentation genes, is switched on later, after
of secondary lens fibres, lens sutures and the second- the maternal effect genes. The changes induced by the
ary vitreous. segmentation genes cause the expression of another
In summary, by the end of the embryonic period class of selector genes, the homeotic genes, which
the eye comprises a double-layered neural ectoderm- encode a region of DNA called a homeobox (termed
derived optic cup containing a surface ectoderm- Hox genes). These subsequently regulate many down-
derived lens, both enveloped by condensed stream genes and thus act as master control genes.
mesenchyme comprising a dense outer layer (the bulk Hox gene activation plays a critical role in the
of the future cornea and sclera) and an inner vascular differentiation of what initially appear as identical
layer which will form the choroid and stroma of the segments in the embryo (induced by earlier expres-
iris and ciliary body. At this stage the human embryo sion of segmentation genes) into, for example, cervi-
is 30 mm in length (crown–rump length) and the cal, thoracic, abdominal and sacral regions as well
developing eye is 1.5–2.0 mm in diameter (Figs 2-1F as the segmentation of the head and neck, particu-
and 2-2F). larly the pharyngeal arches and subdivision of the
brain.
GENETIC REGULATION OF EYE DEVELOPMENT Paired-box (Pax) genes encode transcription factors
It is now clear that epigenetic development, the process involved in the regulation of several aspects of verte-
by which invertebrates and vertebrates develop their brate and non-vertebrate early development and,
definitive characteristics through the gradual altera- as such, are also considered as ‘master control genes’.
tion of simpler precursors, is regulated by cascades In vertebrates two Pax genes, Pax-6 and Pax-2, are
of gene expression. That is, early acting regulatory important eye field transcription factors.
genes initiate developmental processes and induce
the expression of ‘downstream’ genes, which may sub- EYE FIELD TRANSCRIPTION FACTORS
sequently lead to expression of further genes and so In mammals (and one must appreciate that much of
on until genes encoding actual structural and func- this research is performed in mice) the eye field tran-
tional characteristics of specific cells and tissues are scription factors (EFTFs) include Pax-6, Rax, Six3 and
activated. There is overwhelming evidence that these Lhx2 and these are expressed in an overlapping fashion
cascades have been conserved throughout evolution in the anterior neural plate or future forebrain at the
from insects to fish to mammals. The Drosophila, or paired sites that define the site of the eye primordium
fruit fly, zebra fish and mouse are the most intensively or eye field (Fig. 2-4). There is evidence that Otx2, a
studied experimental species in each respective group transcription factor essential for forebrain develop-
and recent research has shed light on some of the ment, may cooperate with SOX2, a neural ectoderm
critical genes in ocular development, some of which transcription factor, to progressively activate Rax
have been remarkably conserved in evolution. The expression in the eye field, which may in turn activate
clues from animal studies have aided clinical geneti- Pax-6, Rax, Six3 and Lhx2. Evidence of the importance
cists to screen the DNA from patients with abnormali- of these genetic transcription factors in early develop-
ties and have helped reveal how mutations in single mental events can be seen by considering the effects
genes can cause congenital abnormalities, and the eye of mutations in both mouse models and humans (see
has provided science with some of the more elegant Table 2.1).
2 Embryology and early development of the eye and adnexa 111
BOX 2-2 CLINICAL CORRELATES and X) and parasympathetic ganglia (ciliary, otic,
pterygopalatine and submandibular).
Malformations of the neural tube and optic
vesicle and genetic factors
At the same time as cephalic neural crest cell migra-
tion commences, the optic stalks begin to constrict,
These occur in the first month of embryonic life and thus creating a pathway between the stalk and surface
include:
• Anophthalmia. Extremely rare and the result of a ectoderm into which predominantly mesencephalic
failure of formation of the optic vesicle. The orbits do crest cells migrate. The migration of these cells ceases
not contain ocular tissue, but the extraocular when they reach the choroid fissure on the ventral
muscles (mesoderm) and lacrimal gland (ectoderm) aspect of the optic cup (for further information see eBox
are present. Mutations in the RAX and SOX2 genes 2-2).
have been associated with anophthalmia (Table 2-1).
• Nanophthalmia and microphthalmia Formation of the Paraxial mesoderm (somites and the less distinct
optic vesicle without proper subsequent development rostrally situated somitomeres) forms most of the walls
produces a rudimentary eye in the orbit – and floor of the brain case, all voluntary muscles of
nanophthalmia (or dwarf eye). In microphthalmia the craniofacial region (including extraocular muscles),
there is a small but recognizable eye that contains all vascular endothelial cells, the dermis and connec-
recognizable elements, e.g. lens, choroid and retina.
The mouse mutant small eye (Sey) has a tive tissues of the dorsal region of the head, and the
haploinsufficiency in Pax-6. Human mutations in one meninges caudal to the prosencephalon. The seven
copy of PAX6 have aniridia (iris abnormalities) and rostrally situated somitomeres differentiate in a seg-
microphthalmia but homozygous loss causes mental manner within the pharyngeal arches and they
anophthalmia. Mutations in SOX2 can also cause play an important role in eye development by influ-
microphthalmia.
• Cyclopia Mutations in SHH or SIX3 result in midline encing neural crest cell migration and differentiation
defects including cyclopia. and by directly contributing to the periocular mesen-
• Synophthalmia. Fusion of the two eyes may result chyme (Fig 2-6).
from a malformation of the mesenchymal tissue Thus, mesodermally derived mesenchyme contrib-
between the optic vesicles or faulty inductive utes more to the periocular connective tissues
processes. Only rarely is a single eye (cyclops)
formed by this mechanism and in most cases there than experimental studies in birds had previously
are two recognizable corneas and lenses, and suggested.
identifiable parts of the iris and ciliary body. The
midline sclera and uveal tissue may be absent and
the optic nerve may be single or duplicate. This
malformation may be associated with a deletion of The neural retina and retinal pigment
chromosome 18. epithelium are derived from
neuroepithelium
The thickened portion of the optic vesicle that
guided in their migration by components of the extra- invaginates, the retinal disk, is destined to differenti-
cellular matrix, such as fibronectin and glycosaminogly- ate into the neural retina, while the thinner outermost
cans (Fig. 2-5). The pattern of appearance and layer of the optic vesicle is destined to form the
migration of cranial neural crest is closely associated RPE. These layers are continuous at the optic cup
with the expression products of the homeobox (Hox) margin, where a sharp transition in morphology is
gene family within the rhombomeres of the hindbrain. evident (Figs 2-1B,C and 2-2A–D). The optic cup
In the face region, neural crest cells contribute signifi- margin will later be the site from which the neu-
cantly to mesenchyme-derived tissues, such as bone, roepithelial component of the iris and ciliary body
cartilage, connective tissues, meninges and ocular and will arise and ultimately form the pupil margin.
periocular connective tissues (which normally do not Because of the invagination of the optic cup the
arise from trunk neural crest), as well as giving rise to apical aspect of the primitive neural retina comes
the usual crest derivatives: melanocytes, dorsal root to lie adjacent to the apical surface of the RPE,
ganglia equivalents (sensory ganglia of V, VII, IX thereby obliterating the intraretinal space (Fig. 2-1C).
2 Embryology and early development of the eye and adnexa 112.e1
eBox 2-2
Experimental methods of mapping neural
crest cell migration and fate
The fate of neural crest cells from various regions of the
neural plate has been mapped in birds (for reviews, see
Noden, 1982, 1988; Creuzet et al., 2005); it has also
been mapped in mouse and rat embryos (Erickson et al.,
1989; Fukiishi and Morriss-Kay, 1992; Trainor and Tam,
1995). Avian experiments have used a variety of cell-
tracing methods, including transplanted radiolabelled
donor crest cells, chick–quail transplant chimeras and
subsequent tracking of quail cells using natural nucleolus
marker or anti-quail nuclear antigenic determinant (for
review, see Creuzet et al., 2005).
Tracking the fate of neural crest cells in mammals has
been aided by the production of mouse mutants with
neural developmental anomalies and more recently by
utilizing transgenic mice in which a transgene (bacterial
lac Z ‘reporter’ gene which codes for β-galactosidase) is
introduced into the mouse genome in a position where
it will be co-expressed alongside proteins specific for the
cell types under investigation, such as peripherin or
retinoic acid receptor, which are expressed on neural
crest cells during and after migration. The migration
pathways of the cells carrying the transfected genome can
thus be visualized with appropriate chemical substrates
for bacterial β-galactosidase (Mendelson et al., 1994).
Other techniques that are unveiling the destiny and dif-
ferentiation of various cell types in embryonic develop-
ment include micromanipulative cell grafting and
labelling using fluorescent cell markers (Dil and DiO), in
situ hybridization and chimeric and mosaic mouse
models (Osumi-Yamishita et al., 1990; Trainor and Tam,
1995; Collinson et al., 2004) (see Fig. 2-6).
2 Embryology and early development of the eye and adnexa 113
Neural crest
Somitic mesoderm
Neural ectoderm
Surface ectoderm
C
FIGURE 2-5 Diagramatic summary of the interactions between surface ectoderm, neural ectoderm, neural crest and mesoderm early in devel-
opment and their final contributions to the eye and periocular tissues.
Just as the ependymal cells that line the developing AXES IN THE NEURAL RETINA
(and adult) ventricular spaces in the brain are cili- We now understand more clearly how the axes in the
ated, the apposing surfaces of the primitive neural retina which are critical to establishing the pattern of
retina and future RPE are also ciliated. The cilia of retinotopic projection become organized during devel-
the neural retina are important later in development, opment. Mouse studies have shown that when the
in the formation of rods and cones. The cilia of inner layer of the optic cup invaginates to form the
the RPE degenerate. neural retina it must establish three primary axes:
114 2 Embryology and early development of the eye and adnexa
opm opm
D
T FOXD1 P
Vax2
op
A Pax2
A B FOXG1 N
opm V
Optic stalk
FIGURE 2-7 Regulation of the axes in the optic cup and optic stalk
op by differential expression of transcription factors which determine
the regional specificity or fate of the retina along dorsal-ventral (D-V),
naso-temporal (N-T) and antero-posterior (A-P) axes.
C D
FIGURE 2-6 Colonization of the periocular mesenchyme (opm) by neuroepithelium of the neural tube. Both the inner
cells derived from somitomere I in the mouse embryo. In (A) the cells
have been labelled with X-gal (blue) and in (B) with DiO (green fluo-
and outer layers of the optic cup rest on their respec-
rescence). In (B) the red cells are DiI-labelled neural crest cells. tive basal laminae: that of the inner layer becomes the
(C) A bright field view of the same specimen showing the orientation inner limiting membrane, the outer is incorporated into
of the optic vesicle (op) and periocular mesenchyme (opm). (D) A Bruch’s membrane. Differentiation of the retinal layers
confocal image showing the co-distribution of the two cell popula- commences at the posterior pole and progresses in a
tions showing that neural crest cells are found in both the neural
epithelium of the optic vesicle and in the surrounding mesenchyme
centrifugal manner; thus a gradient of retinal differen-
where they share territory with somitomeric-derived mesenchyme tiation can be seen within an individual eye. Miotic
(yellow indicates areas of overlapping distribution but not double- activity in the primitive neural retina is greatest in the
labelled cells). Arrow points rostrally. Bar, 500 µm. (Reproduced from outer part of the nuclear zone (Fig. 2-8A). Around 7
Trainor and Tam, 1995, with permission.) weeks of gestation (16–20 mm) newly formed cells
migrate in a vitread direction into the marginal zone
to form the inner neuroblastic layer. The outer nucleated
dorsoventral, nasal–temporal and anterior–posterior. zone is now referred to as the outer neuroblastic layer
In addition, the optic stalk must form inferiorly rela- (Figs 2-8B and 2-9A). The two neuroblastic layers are
tive to these axes (Fig. 2-7). The signalling that is separated by an acellular zone – the transient layer of
important in the dorsoventral axes are mediated Chievitz. The earliest differentiated cells, which form
through the Pax-6 (highest expression dorsally) and the inner neuroblastic layer, are future ganglion cells,
Pax-2 (highest expression ventrally) transcription Müller cells (radial glial) and amacrine cells. Elegant
factors in addition to the VAX family of homeodomain studies using chimeras and mosaic mouse models
transcription factors. Vax2, in particular, has a steep have revealed that clones of cells radiate in a vitread
ventral–dorsal gradient, wheras Vax 1 is expressed on direction and, as the retina begins to stratify, prolifera-
the optic stalk. Naso-temporal patterning is regulated tion and differentiation cells that have arisen from
by the forkhead transcription factors FOXD1 and these original ‘clones’ appear as columns. Subse-
FOXG1 (Fig. 2-7). quently some cells disperse laterally.
The nerve fibre layer becomes identifiable on the
RETINAL MORPHOGENESIS (Fig. 2-8) inner aspect of the inner neuroblastic layer owing to
The primitive neural retina consists of an outer nuclear growth of ganglion cell axons that converge towards
zone and an inner acellular or marginal zone. The outer the optic stalk. A zone where the processes of cells
nuclear zone is homologous with the proliferative from the inner neuroblastic layer intermingle (the
2 Embryology and early development of the eye and adnexa 115
NFL
GCL
Ganglion
cells
ILM INL
INBL Amacrine
Marginal zone and Müller
cells OPL
TLC
Bipolar and
Outer nuclear horizontal
zone ONBL cells ONL
ONBL
Mitotic figures Photo- Developing
receptor outer
RPE nuclei segments
5-6 weeks 7-8 weeks 10-12 weeks 4 months
A B C D
FIGURE 2-8 (A–D) Summary of early retinal morphogenesis in the human eye. Arrows indicate major patterns of cell movements. ILM, inner
limiting membrane; RPE, retinal pigment epithelium; INBL, inner neuroblastic layer; ONBL, outer neuroblastic layer; TLC, transient layer of
Chievitz; NFL, nerve fibre layer; GCL; ganglion cell layer; INL, inner nuclear layer; OPL, outer plexiform layer; ONL; outer nuclear layer.
inner plexiform layer) becomes identifiable at approxi- • microglia (resident tissue macrophages) invade
mately 10.5 weeks of gestation, thereby obliterating the retina via the retinal vasculature and periph-
the transient layer of Chievitz (Figs 2-8C and 2-9A). eral subretinal space (10–12 weeks onwards)
A new intermediate nucleated layer, the inner nuclear • the terminal expansions of the Müller cells
layer, becomes identifiable in the posterior pole retina beneath the inner limiting membrane mature
and already contains the amacrine and Müller cell around 4.5 months, at around the same time as
bodies, and shortly afterwards the bipolar and hori- their processes can be identified between the
zontal cells differentiate from the outer neuroblastic rods and cones.
layer and migrate into this new nucleated layer (Fig. The onset of cellular differentiation in the neural retina
2-8C). The remaining components of the outer neu- is partly dependent on Shh (sonic hedgehog) and FGF
roblastic layer will form the outer nuclear layer contain- signalling. In addition, a number of bHLH (basic
ing the cell bodies of the photoreceptors (rods and helix-loop-helix, transcriptional activators) genes are
cones). The zone where fibres from this layer inter- likely involved in determining neuronal fate. NOTCH1
mingle with those of the inner nuclear layer consti- signalling appears to be involved in regulating the fate
tutes the new outer plexiform layer (Fig. 2-8D). The of the glial cells, particularly Müller cells.
external limiting membrane (not a membrane per se) of
the retina is identifiable in the earliest stages as rows MACULA AND FOVEAL DEVELOPMENT
of tight junctions between adjacent neuroblasts (Fig. Maculogenesis is first evident as a localized increase
2-10B). in ganglion cell density temporal to the optic disk at
Further important landmarks in retinal develop- around 4.5 months. By 6 months, the ganglion cell
ment include: layer may be eight or nine cells deep in this region.
• synaptogenesis in cone pedicles at approximately The thickened immature outer nuclear layer consists
4 months, but not in rod spherules until 5 predominantly of immature cones. In the seventh
months month, there is a displacement of ganglion cells and
• photoreceptor outer segment formation com- formation of a foveal depression. There are approxi-
mences around the fifth month mately two layers of ganglion cells in the foveal region
• horizontal cells become distinguishable around in the eighth month and at birth this is reduced to
the fifth month one. By 4 months postpartum the inner nuclear and
116 2 Embryology and early development of the eye and adnexa
INBL
ONBL
RPE
A
IRS
ELM
RPE
BL
B
B
FIGURE 2-9 (A) Human fetal retina (12–13 weeks) showing inner
and outer neuroblastic layers (INBL, ONBL). The inner neuroblastic
layer has commenced differentiation and the transient layer of Chiev-
itz is obliterated. RPE, retinal pigment epithelium. (B) Scanning elec-
tron micrograph of ‘cords’ of endothelial and supporting cells (retinal PM
vessel precursors) ramifying on the retinal surface. Original magni-
fications: A, × 115; B × 55.
TJ
FIGURE 2-10 (A) Human fetal RPE (15 weeks) viewed en face to
demonstrate the regular hexagonal arrangement. (B) Transmission
electron micrograph of human fetal RPE (12 weeks). ELM, external
limiting membrane; IRS, intraretinal or subretinal space; BL, basal
C
lamina. (C) Premelanosomes (PM) and tight junctions (TJ) near apices
of human fetal RPE (22 weeks). Original magnifications: A, × 100;
B, × 4100; C, × 16 000.
2 Embryology and early development of the eye and adnexa 117
ganglion cell layers have receded to the margins of the Day 27–30
fovea, leaving only cone nuclei in the foveal region. Optic vesicle
Elongation of the inner and outer segments occurs
over the next few months. Hyaloid artery
A
Cross-section
PERIPHERAL RETINA
Outer layer of
Until approximately 10–12 weeks of gestation the Newly formed neural ectoderm
periphery of the retina extends to within 50–100 µm neuroglia Cavity of
of the optic cup margin (Fig. 2-2F). By 14 weeks the optic stalk
B
retina terminates immediately posterior to the newly Inner layer
formed ciliary folds, with minimal pars plana. Hyaloid vessels of ectoderm
However, a definite pars plana and a poorly formed in choroidal
fissure Day 40
ora serrata are present by 6 months. The pars plana
Condensing
and the region from the ora serrata to the equator of mesenchyme
the eye continue to grow after birth with continued forming
growth of the eyeball, which occurs up to 2 years of Ganglion cell meninges
axons Neuroglia
age. The area of the retina is approximately 600 mm2
at birth and reaches 800 mm2 by 2 years.
C
DEVELOPMENT OF RETINAL VASCULATURE
Adult
The vessel incorporated into the choroidal fissure is
Nerve bundles
the hyaloid artery, a branch of the ophthalmic artery, surrounded by
itself a branch of the internal carotid artery (Fig. glial septae
2-11A). The hyaloid artery, upon emerging from the Central retinal
centre of the optic stalk, spreads between the lens artery and vein
surface and the marginal zone of the primitive neural Subarachnoid Pia mater
retina (lentoretinal space). With growth of the optic space Arachnoid
cup and formation of the vitreous cavity, the hyaloid Dura mater
artery elongates and courses through the primitive D
vitreous, within the hyaloid canal, to reach the poste- FIGURE 2-11 Diagram summarizing the major events in the develop-
ment of the optic stalk and optic nerve.
rior lens surface.
Early in the fourth month of development, tem-
poral clusters, or angiogenic buds, develop from the capillaries are united by immature punctate tight and
hyaloid vessels at the optic disk. These strands consist gap junctions and their basal laminae are incomplete.
of endothelial cells, future glial cells and macrophages
(Fig. 2-9B). The endothelial cells are canalized and DEVELOPMENT OF THE RETINAL
form new vessels that course along the nerve fibre PIGMENT EPITHELIUM
layer towards the peripheral retina at approximately One of the most dramatic events in eye development
0.1 mm per day, to reach the ora serrata by the eighth is the appearance of melanin in the embryonic RPE,
month. At the same time, dividing vascular endothe- which occurs as early as 28 days after fertilization
lial cells penetrate the depth of the neural retina to (6–7 mm embryo). The RPE arises from the proximal
the outer border of the outer nuclear layer, a process cells of the optic vesicle which go on to form the outer
not completed until the ninth month. Here they form layer of the optic cup (Fig. 2-1B,C). The presumptive
a polygonal network of vessels, the outer retinal RPE expresses the bHLH transcription factor Mitf (Fig.
plexus. 2-4) and this appears to be dependent on canonical
The intraneural portion of the hyaloid vessels WNT signalling as evidenced in mice where inactiva-
becomes the central retinal artery. Developing tion of this signalling pathway causes the RPE to revert
118 2 Embryology and early development of the eye and adnexa
BOX 2-3 CLINICAL CORRELATES Mitotic activity appears to take place early in develop-
ment and is reputed to have ceased by birth; therefore,
Retinopathy of prematurity
growth of the eye, and consequently of the RPE itself,
Altered oxygen tension has complex effects on the is accommodated by hypertrophy or enlargement of
formation of capillary networks in the retina. Placing the existing cells. A component of the future five-
premature infants in high oxygen environments (to aid in
their respiration due to the immature state of their lungs) layered Bruch’s membrane, the RPE basal lamina, is
can result in a delay or reduction in retinal vascularization. recognizable at the optic cup stage. Collagen fibrils are
Upon returning to normal oxygen tension, the retinal subsequently laid down beneath the basal lamina
tissues experience a relative hypoxia which induces the around 10 weeks; the first evidence of the elastic fibre
release of angiogenic factors (VEGF), resulting in episodes layer can be detected around 3.5 months and by mid-
of abnormal neovascularization within the retina and
vitreous, known clinically as retinopathy of prematurity term the elastic layer forms a fenestrated sheet.
(ROP) or retrolental fibroplasia. Progress in modern
neonatal care in many countries has made possible the
survival of premature infants born at gestational ages and Optic nerve and disk development
birth weights that were once considered to offer little hope The hollow optic stalk forms a connection between
of viability. The incidence of ROP increases in prematurity
as both a function of reduced birth weight and lower the cavity of the forebrain (future third ventricle of the
gestational age from approximately 40% in infants with brain) and the cavity of the developing optic vesicles
birth weights 1101–1200 g to more than 90% in those with (Figs 2-1B and 2-2A). It is formed by the constriction
birth weights 501–600 g (image courtesy of Dr S. Tahija.) of the proximal portion of the vesicle, particularly on
the dorsal aspect concurrent with the expansion of the
distal part (Fig. 2-11A). At this stage of morphogenesis
(26–28 days) the central hollow fluid-filled stalk is
lined by neuroectodermal cells. Invagination of the
optic stalk at the ‘choroidal’ fissure, on the ventral
aspect, which occurs simultaneously with invagina-
tion of the optic vesicle, results in a double layer of
neuroectoderm with narrowing and eventual oblitera-
tion of the intervening fluid-filled cavity (Fig. 2-11B).
The invagination process in the distal and ventral por-
tions of the stalk leads to the incorporation of the
hyaloid vessels and surrounding mesenchyme (Fig.
2-11B). The lips of the optic stalk start closing over
the hyaloid vessels near the forebrain (5–6 weeks) and
gradually extend distally. This fusion lags behind that
of the cup. The optic stalks lie at approximately 65°
to neural retina. Initially the RPE comprises a mitoti- to the mid-sagittal plane, compared with 40° in the
cally active pseudostratified columnar ciliated epithe- adult.
lium (Fig. 2-2B,C). The cilia disappear as melanogenesis Axons from developing retinal ganglion cells grow
commences. The RPE cells become hexagonal in shape towards the optic stalk and, upon reaching the optic
and homogeneous in size (Fig. 2-10A) and in section disk, change direction and course towards the brain
appear as simple cuboidal epithelium (Fig. 2-10B), among the inner neuroectodermal cells of the develop-
although a columnar morphology is maintained in the ing optic nerve. The choroidal fissure closes soon after,
peripheral retina for a longer period. By the fourth and by 6 weeks the optic nerve contains numerous
month the RPE has only minimal apical microvilli, few axons that surround the hyaloid artery and vein. The
or no basal infoldings, primitive basolateral interdigi- outer neuroectodermal layer of the stalk differentiates
tations (Fig. 2-10B), mature apical junction complexes into the peripheral glial mantle and the glial compo-
and intracytoplasmic premelanosomes (Fig. 2-10C). nent of the lamina cribrosa. A cone-like structure,
2 Embryology and early development of the eye and adnexa 119
lamina, detaches from the surface ectoderm (10 mm, BOX 2-6 CLINICAL CORRELATE
33 days) it sinks into the underlying rim of the optic
Malformations of the lens
cup (Figs 2-1D and 2-2B). Occasionally, degenerating
cells (epitrichial or periderm cells) are seen within the The lens is particularly susceptible, during its formation
lens cavity (Fig 2-3). It now appears that lens induc- and early growth, to intrauterine toxic insults such as
rubella (German measles). The disorganization that ensues
tion is a multi-stage process requiring signalling by causes degeneration in the fibres and visible opacities in
bone morphogenetic protein (Bmp) and also probably the lens (congenital cataract). If the lens fibre cells recover,
fibroblast growth factor (FGF) combined with the the opacities become buried in the inner part of the cortex
expression of a number of transcription factors, the by the newly formed lens fibres.
most important of which appears to be Pax-6. More Small (microphakic) or round (spherophakic) lenses do
not exhibit a strikingly abnormal histology. Axial bulges on
recently it has been shown that a disk-shaped ‘pad’ of the anterior and posterior surfaces of the lens (anterior and
modified extracellular matrix, consisting of fibronec- posterior lentiglobus) are presumed to be the result of
tin, produced by the lens placode, is critical to ensur- abnormalities in the lens epithelium and the lens capsule.
ing that the thickening of the surface ectoderm,
destined to become the lens placode, is restricted to
the area in close apposition to the optic vesicle and birth and then into adulthood. Basal lamina material
that disruption of this matrix leads to lateral spreading is continually deposited by the lens epithelium on its
of the placode and failure to develop a lens placode external aspect and encases the lens in a membranous
– the so-called ‘restricted expansion hypothesis’. These non-cellular envelope, the lens capsule. During embry-
alterations in the surface ectoderm are Pax-6 depend- onic and fetal development the lens receives nourish-
ant as demonstrated by conditional knockout mice ment via an intricate vascular net, the tunica vasculosa
experiments. lentis (Fig. 2-13E–G), which completely encompasses
The posterior cells of the lens vesicle elongate to the lens by approximately 9 weeks.
form the primary lens fibres (Fig. 2-13A) and com-
mence synthesis of a new group of intracytoplasmic DEVELOPMENT OF THE VITREOUS
proteins known as crystallins. Fibroblast growth factor, AND HYALOID SYSTEM
as well as being an inductive signal, is likely to be At 5 weeks of gestation the lentoretinal space is narrow
involved in lens fibre differentiation. The base of each and occupied by the primary vitreous (Figs 2-1C,D,
elongating lens cell remains anchored to the basal and 2-14A), which consists of the hyaloid artery and
lamina posteriorly and their apices grow towards the its branches, the vasa hyaloidea propria, which become
anterior lens epithelium, thereby obliterating the lens incorporated into the optic cup through the choroidal
cavity (Figs 2-1D,E, 2-2C and 2-13B,C). The nuclei fissure (Fig. 2-13G).
migrate forward within the elongated cell body to The tunica vasculosa lentis has two sources. The first
produce a lens bow, a row of cell nuclei with a conspicu- (visible at around 5 weeks) is a series of capillaries that
ous forward convexity (Figs 2-2F and 2-13C,H). Sub- arise from the hyaloid vessels and form a palisade-like
sequent lens fibres arise from mitotic activity within network of vessels, the capsulopupillary vessels, around
the anterior lens epithelium at the equatorial zone and the equator of the lens (Figs 2-13F and 2-14B). This
are known as secondary lens fibres (Fig. 2-13D,H). The capillary network anastomoses with the anterior com-
tips of the secondary fibres extend around the primary ponent of the tunica, the pupillary membrane (lamina
fibres and meet at the Y-shaped anterior and posterior iridopupillaris), on the anterior lens surface (Fig.
lens sutures (Fig. 2-13D). Every subsequent generation 2-14B). The pupillary membrane vessels are derived
of fibres throughout embryonic, and indeed later, life predominantly from branches of the long posterior
is added superficial to the previous layer. Early in ciliary arteries, which form an annular vessel close to
embryonic development the lens is nearly spherical or the optic cup margin and whose branches pass over
possibly longer in its antero-posterior axis; however, the rim of the optic cup to supply the anterior portion
as secondary fibres are added at the equator the lens of the lens (Fig. 2-14B). The hyaloid system has no
becomes more ellipsoid, a trend that continues until veins and venous drainage occurs anteriorly via the
BM
Lens ALE
cavity
PLF
PLF
PLF
A B C
Suture
SLF
LE
D E
TVL
LE
LB
FIGURE 2-13
For legend see opposite page.
2 Embryology and early development of the eye and adnexa 123
FIGURE 2-13 (A–D) Diagrammatic summary of lens morphogenesis. BM, basement membrane of lens cells; ALE, anterior lens epithelium;
PLF, primary lens fibres; SLF, secondary lens fibres; LE, lens epithelium (former anterior lens epithelium). (E) Macroscopic view of human
fetal eye (20 weeks) with posterior segment removed to reveal the hyaloid artery (HA) and tunica vasculosa lentis (TVL) around the lens. Original
magnification: × 10. (F) Scanning electron micrographic view of a fetal rat lens surrounded by the fine vessels of the TVL. Note the small
spherical macrophages associated with the vessels on the lens surface. Original magnification: × 95. (G) Frozen section of P0 mouse eye (day
of birth) showing hylaoid artery emerging from the optic nerve and ramifying in the vitreous. The lens has been removed. The mouse is a
Cx3cr1-GFP transgenic mouse in which all myeloid-derived cells (monocytes, macrophages, microglia) are fluorescent green. Vessels are stained
red and blue represents nuclei: × 30 (Courtesy of Dr Wai Wong). (H) Fetal lens showing the lens bow (LB) arising from the equatorial region.
LE, lens epithelium. Original magnification: × 90.
35 days
pupillary membrane and the uveal vessels. The expres-
Annular vessel
sion of vascular endothelial growth factor by the lens
Vasa hyaloidea is thought to be a critical molecular event in the for-
propria mation of the hyaloid vascular system.
Lentoretinal space An avascular secondary (definitive) vitreous com-
(filled with primary posed of finely fibrillar material is deposited behind
vitreous) the primary vitreous between 5.5 and 12 weeks. The
A Hyaloid vessels
2 months
primitive hyalocytes, widely recognized as belonging
to the mononuclear phagocyte system, arise at this
Pupillary membrane
time and likely derive from the same population as the
Capsulopupillary
macrophages associated with the hyaloid artery and
vessels
tunica vasculosa lentis (Fig. 2-13G). These cells also
Tunica vasculosa give rise to the microglia of the retina and are all
lentis
Primary vitreous
derived in embryonic life from yolk sac precursors –
namely the origin of haematopoeitic cells prior to this
Vasa hyaloidea role being assumed by the liver and later the bone
propria marrow. Mesenchymal cells in the adventitia of vitreal
Secondary vitreous vessels likely contribute to the vitreous matrix. Much
(avascular, collagen of the hyaluronan and collagen (type II) in the vitreous
fibres)
B Hyaloid artery gel is added after birth.
Long posterior
ciliary artery Around the end of the third month distinct con-
densations of secondary vitreous become evident in
4 months the space between the optic cup margin and the lens.
Pupillary membrane The fibres, which are firmly attached to the inner
limiting membrane of the retina in the developing pars
plana region, are sometimes referred to as the tertiary
Primary vitreous vitreous and, when mature, will form the vitreous base
Tertiary vitreous (Fig. 2-14C). It seems likely that the non-pigmented
Secondary vitreous ciliary epithelial cells in this region are responsible for
synthesis of the tertiary vitreous and zonular fibres.
Regressing hyaloid
artery (site of future During the fourth month the remains of the primary
Cloquet's canal) vitreous, the hyaloid vessels and the vasa hyaloidea
propria, together with the tunica vasculosa lentis,
Central retinal begin to atrophy (Fig. 2-14C). The regression occurs
C artery and vein contemporaneously with the formation of the retinal
FIGURE 2-14 Early development of the vitreous and hyaloid system. vasculature. The remnant of the course these vessels
124 2 Embryology and early development of the eye and adnexa
took through the vitreous is evident in the adult as a Development of the uveal tract
narrow fluid-filled central channel, Cloquet’s canal.
Macrophages play an important scavenging role in the THE CHOROID
regression of the hyaloid vessels (Fig. 2-13F,G) and The choroid arises very early in development from the
may also be responsible for the induction of apoptosis loose vascular layer of mesenchyme that surrounds the
of vascular endothelial cells. Small portions of the optic cup (Fig. 2-1C,D). A palisade layer of vessels lies
pupillary membrane may persist in otherwise normal immediately external to the RPE and forms the basis of
newborn eyes. the future choriocapillaris. Fenestrations in the endothe-
lium become evident very early in development. This
layer of vessels forms communications with the precur-
sors of the posterior ciliary arteries at around 2 months.
A second layer of vessels forms at around 4 months
BOX 2-7 CLINICAL CORRELATES external to the future choriocapillaris and consists of
thin-walled venous channels that will eventually unite
Malformations of the vitreous and hyaloid to form rudimentary vortex veins and branches of the
artery system
long and short posterior ciliary arteries. An intermedi-
Normally, the hyaloid system of vessels vanishes ate or middle layer (future Sattler’s layer) of mainly
completely but in some disorders regression does not
arterioles forms between the larger vessels (Haller’s
occur.
layer) and the choriocapillaris. The choroidal vessels are
Persistent Tunica Vasculosa Lentis
initially embedded in a loose collagenous stroma;
Persistence of the anterior part of the tunica vasculosa lentis
or the pupillary membrane causes deformation of the iris.
however, elastic fibres form later in development in the
outer choroid (future lamina suprachoroidea) and
Persistent Hyperplastic (Anterior)
Primary Vitreous pigment-bearing melanocytes appear around the
If the embryonic fibrovascular tissue in the anterior seventh to eighth month of gestation.
vitreous face persists, the ciliary processes are drawn
internally, providing a valuable clinical diagnostic feature THE CILIARY BODY
that is visible when the pupil is dilated. The lens is opaque The development of the ciliary body has similarities
in persistent hyperplastic anterior primary vitreous,
to iris development because it involves an interaction
because a retrolental fibrovascular mass erodes the
posterior lens capsule and penetrates the lens cortex. The between mesenchyme and neuroectoderm. Ciliary
white retrolental mass (leucocoria) produced by this body and iris development commence in the 11–12th
malformation can lead to a mistaken clinical diagnosis of week with indentation of the outer pigmented layer of
retinoblastoma. the neuroectoderm (presumptive pigmented ciliary
Persistent (Posterior) Hyperplastic epithelium) near the optic cup rim by small capillaries
Primary Vitreous in the inner vascular mesenchyme (Fig. 2-15A,B).
A persistent hyaloid artery and the condensed posterior Investigations of Hox gene expression during early
primary vitreous project from the optic disk and the
adjacent retina. Distortion of the disk by prepapillary and
ocular development in the mouse revealed a highly
preretinal fibrous membranes is associated with radial or restricted expression of Hox 7.1 in the non-pigmented
falciform folds in the retina. Although many cases appear or inner neural epithelium just behind the optic cup
sporadic, there has been some evidence for mutations in margin at the site of the prospective ciliary body and
LRP5 and FZD4 genes and also defects in apoptosis and iris. This gene is expressed 2 days before any morpho-
WNT signalling indicating these processes may be critical
to the normal regression of the hyaloid vascular system. In
logical evidence of these structures is evident and thus
addition, mice lacking the Arf tumour suppressor protein it may be an early molecular marker for regional spe-
(usually produced in response to sustained mitogenic cialization and differentiation in the eye.
activity and important in controlled apoptosis) fail to resorb Initially, the inner non-pigmented ciliary epithe-
the hyaloid system and this leads to persistence of lium is flat, but as the vascular sprouts enlarge they
pericyte-like cells that proliferate and destroy the lens and
retina, causing blindness.
push inwards to form primitive radial folds. This
arrangement of a vascular connective tissue core
2 Embryology and early development of the eye and adnexa 125
FIGURE 2-15 (A–D) Development of the ciliary body and iris in the
12 WK
human fetal eye from 12 to 22 weeks (the lens has been removed in
all specimens). Note that the earliest evidence is the vascular mes-
enchyme indenting the outer neuroectoderm layer (arrows) near the
optic cup margin (OCM) in 12- and 14-week specimens. PM, pupil-
lary membrane; CM, ciliary muscle; SS, scleral spur; TM, trabecular
meshwork anlage; I, iris; CB, ciliary body; R, retina; SC, Schlemm’s
A PM canal; PNPE, posterior non-pigmented epithelium of the developing
OCM iris; CP, ciliary processes. (E) Electron micrograph of iris margin in
a 22-week-old human fetal eye to illustrate sphincter pupillae smooth
14 WK
muscle bundles (arrows) differentiating from the anterior pigmented
iris epithelium. Note that the posterior epithelium (PE) is showing
early evidence of melanogenesis. Original magnifications: A, × 75;
B, × 95; C, × 110; D, × 80; E, × 420.
B
PM
18 WK CP
TM
CM
SS I
C
CB
C R I
The ciliary muscle differentiates at around 15 epithelial layer of the iris (Fig. 2-17), and continues
weeks’ gestation from the mesenchyme between the to develop even after birth. These basal extensions are
neuroectoderm and scleral condensation external to arranged radial to the pupil. This muscle never
the early ciliary folds, namely the region that will form becomes fully independent of the epithelium because,
the future ciliary body stroma. The longitudinally ori- even in adulthood, it is composed of modified basal
ented smooth muscle fibres terminate in the region of processes of the neuroepithelial cells (Fig. 2-17).
the trabecular anlage during fetal development. Circu- During development the posterior (inner) iris epi-
lar or radial ciliary muscle fibres do not differentiate thelium is largely amelanotic. It is continuous with the
until much later in development and indeed are not non-pigmented ciliary epithelium and thus the neural
fully formed until about 1 year of age. retina. Intracytoplasmic melanin increases in the
fourth month, initially near the pupil margin (Fig.
THE IRIS 2-15E), and by months 7–8 this layer is heavily pig-
Until 12–13 weeks of development there are no mented (Fig. 2-17) and the anterior layer has lost its
morphological signs of iris differentiation at the rim pigment.
of the optic cup, and the cup margin lies posterior Iris innervation, both adrenergic and cholinergic, is
to the lateral recess of the anterior chamber (Fig. not established until late in development. In common
2-15A). At around 14 weeks there is an expansion with the choroid, pigment-bearing melanocytes are
or growth of neuroepithelial cells at the cup margin not identifiable in the iris stroma until late in develop-
anterior to the presumptive ciliary body (Fig. ment, around birth or later (Fig. 2-17). The thickness
2-15B,C). The optic cup neuroectoderm grows in a of the stroma and degree of melanogenesis are deter-
centripetal manner between the mesenchyme that mining factors in eye colour at birth, and indeed full
has formed the cornea and the anterior lens surface. pigmentation and the pattern of the anterior surface
As it grows it incorporates some of the vessels of are not complete until a few years postpartum. Blue
the lamina iridopupillaris or pupillary membrane, irides are the result of interference and reflection of
which lie on the anterior surface of the lens. This light from stromal collagen, whereas a thin stroma
vascular mesenchyme is effectively split by the cen-
trally growing neuroepithelial cells into vessels of
the iridopupillary membrane, which now face the 14 weeks
Stroma Sphincter
anterior chamber and form the future iris stroma
myocytes
(Fig. 2-15C,D), and deep to the epithelium the vessels Anterior
of the capsulopupillaris. epithelium
Posterior
The smooth muscles of the iris, the sphincter and 20 weeks iris epithelium
dilator pupillae muscles, are unique in embryological
terms because they differentiate directly from neuroec- Differentiating
toderm. The sphincter pupillae differentiation com- dilator fibres
mences before that of the dilator pupillae. Around Melanocytes
13–14 weeks, anterior iris pigment epithelial cells 8–9 months
Sphincter
delaminate, lose their melanin, develop intracytoplas- pupillae
mic microfilaments (actin) and dense bodies, and muscle
deposit a basal lamina. These are classic characteristics
of smooth muscle cells. Cell-to-cell contact (gap junc- Dilator
pupillae
tions) among the smooth muscle cells in this circum- muscle Posterior
ferential muscle band is not fully established until 7 pigmented
months (Fig. 2-15E), and the muscle becomes free in epithelium
the stroma at around 8 months. The dilator pupillae FIGURE 2-17 Summary of human iris development showing the
muscle develops much later, around 6 months, as differentiation of the sphincter and dilator pupillae from the anterior
basal extensions of the anterior or pigmented iris epithelium (neuroectoderm).
2 Embryology and early development of the eye and adnexa 127
A B C
Trigeminal
nerve
Pre-otic
Facial nerve somites
1
1 1
2
2 2 3
3 3
4
4 4
Neural
crest derived Muscles of
facial
expression
Hyoid
Meckel's cartilage
eFIGURE 2-3 Summary of the embryonic pharyngeal arches and their derivatives in the adult. (A) Arch cartilages (yellow shaded areas represent
bones derived from the neural crest); (B) arch nerves and the sensory territories of the three divisions of the trigeminal nerve shaded green
(V1), blue (B2) and grey (V3) (see also Fig. 1-55); and (C) arch musculature.
TA
AC
13 WK
PM
A C
SC
12–14 weeks
GV GV
20–22 weeks
22 WK
B D
FIGURE 2-18 Development of the iridocorneal or chamber angle (see also Fig. 2-16). (A) Electron micrograph of the trabecular anlage (TA) in
a 13-week-old human fetus. Note the two small capillaries (arrows) on the deep aspect of the anlage, the high density of trabecular cells, and
the poorly developed extracellular matrix. AC, anterior chamber; PM, pupillary membrane (future iris stroma). Original magnification: × 500.
(B) Electron micrograph of the trabecular meshwork in a 22-week-old human fetus. Note the enlarged intratrabecular spaces separated by
well-formed connective tissue trabeculae and the size of Schlemm’s canal (SC), which possesses giant vacuoles (GV) in its inner wall. Original
magnification: × 100. (C) Scanning electron micrograph of the inner surface of the trabecular anlage in a 13-week-old human fetus revealing
the incomplete nature of the endothelial cells facing the anterior chamber. These perforations most likely allow free passage of cells and fluids
from the anterior chamber to the developing meshwork from this early stage onwards. Large arrow in (A) indicates the perspective from which
the scanning micrograph was obtained. Original magnification: × 1600. (D) Summary of the morphogenetic changes that occur during remodel-
ling of the loose mesenchyme of the trabecular anlage to form the trabecular meshwork. (Parts A–C from McMenamin, 1989, 1991; with
permission.)
2 Embryology and early development of the eye and adnexa 129
Development of the extraocular muscles oblique and medial rectus (week 6), followed by
inferior oblique and inferior rectus (common
The extraocular muscles are some of the few periocu- primordium).
lar tissues that have been shown not to be of neural The axons of the general somatic efferent neurones
crest origin (Fig. 2-6). They are thought to arise from of cranial nerves III, IV and VI, which innervate these
presumptive myocytes in the preotic region (paraxial muscles, are ‘dragged’ behind the migrating myocytes
mesoderm) in the area of the prochordal plate (eFig. from the site of their cell bodies in the developing
2-3). brainstem to the periocular region.
They migrate ventrally and caudally around the
developing eye. The presumptive myocytes concen-
trate particularly in the equatorial zone external to the Development of the eyes and surrounding
mesenchymal condensation, which forms the sclera. structures is influenced by the pattern of
Here they proliferate and differentiate. Their flattened development of the skull, pharyngeal
connective tissue tendons, which are of neural crest arches and face
origin, eventually fuse with the sclera.
Investigations of MyoD gene expression in trans- A detailed account of the embryology of the head,
genic mice (using the LacZ reporter gene) have shown skull and face pertinent to understanding the develop-
evidence of myogenesis in situ around the developing ment of the eye and orbit can be found at https://
eye as early as E10.5 (day 10.5 of embryogenesis), at expertconsult.inkling.com/. See also Video 1-2.
about the time when myocytes are appearing in the
hyoid arch mesenchyme.
The extraocular muscles appear in approximately FURTHER READING
the following sequence: lateral rectus, superior rectus A full reading list is available online at https://
and levator palpebrae superioris (week 5), superior expertconsult.inkling.com/.
2 Embryology and early development of the eye and adnexa 129.e1
Future forebrain
Ectoderm
Endoderm
Distal tongue buds
Median tongue bud
I
Copula
II Hypopharyngeal
III eminence
Laryngeal
Mesenchyme IV
orifice
Arch nerve
Arch artery
Arch cartilage
eTABLE 2-1 Pharyngeal arch derivatives (arch arteries and their derivatives not included)
Pouch endoderm Skeletal elements Cranial nerve Muscles
Pharyngeal Ossify in
arch Ossify in cartilage membrane
1 Tympanic cavity Arch cartilage – Arch Maxillary division From cranial
Pharyngotympanic palatoquadrate mesenchyme: of trigeminal somitomere 4:
tube (cleft bar: alisphenoid, upper part (V) (upper part Muscles of
ectoderm incus – maxilla, of arch 1) mastication
– external Meckel’s cartilage zygoma, Mandibular (temporalis,
auditory meatus) – malleus squamous division of masseter,
temporal trigeminal (V) pterygoids) plus
bone lower (lower part of mylohyoid,
part – arch 1) anterior belly of
mandible digastric, tensor
tympani, tensor
veli, palatini
2 Epithelial lining of Reichert’s Facial nerve (VII) From somitomere
tonsillar crypts cartilage: 6: Muscles of
and tonsillar fossa stapes, facial expression
stylohyoid plus posterior
ligament, upper belly of digastric,
part of hyoid stylohyoid,
stapedius
3 Dorsal wing – Lower part of hyoid Glossopharyngeal From somitomere
inferior nerve (IX) 7:
parathyroid Stylopharyngeus
Ventral wing –
epithelioid cells of
thymus (Hassall’s
corpuscles and
epithelial
reticulum)
4 Dorsal wing – Upper laryngeal Superior From occipital
superior cartilages laryngeal somites 2–4:
parathyroid (mesoderm) branch of Pharyngeal
Ventral wing – vagus nerve constrictors,
ultimobranchial (X) cricothyroid,
body: C cells in levator veli
thyroid gland palatini
6 Lower laryngeal Recurrent Intrinsic muscles of
cartilages laryngeal nerve the larynx
(mesoderm) (X)
The accessory nerve has all the hallmarks of a branchial arch nerve as its cell bodies in the brainstem and cervical spinal
cord are in line with other branchial efferent cell bodies (branchial efferent column); however, its evolutionary history, or
more specifically the muscles it supplies (sternocleidomastoid and trapezius), is controversial, as are many of the
musculoskeletal elements of the neck and shoulder (Matsuoka et al., 2005).
129.e4 2 Embryology and early development of the eye and adnexa
DEVELOPMENT OF THE FACE paranasal sinuses, the facial skeleton steadily increases in
(eFig. 2-5) size relative to the neurocranium. With the exception of
Development of the face commences around the fourth the frontal sinuses, the paranasal sinuses develop as diver-
week and is largely complete by week 10. The basic ticulae from the nasal passages around the fifth month of
arrangement of the face is the result of fusion of five gestation and are rudimentary at birth. The frontal sinuses
swellings around the stomodeum (primitive mouth), nasal appear in the fifth to sixth postnatal year as evaginations
pits and eyes. There are paired maxillary and mandibular from the ethmoid sinuses or middle meatus.
processes plus an unpaired fronto-nasal process (eFig. CONGENITAL MALFORMATIONS
2-5A). The mesenchyme of the fronto-nasal process, a Classification of congenital malformations or abnormalities
conspicuous swelling over the developing forebrain vesi- is difficult for several reasons. First, the aetiology is often
cles, arises from the neural crest and does not appear to unknown and, even where a single genetic or environmen-
have any association with pharyngeal arch development. tal cause is suspected, it is often difficult to ascribe full
The fronto-nasal process is innervated by the ophthalmic responsibility to such agents or events because exposure
division of the trigeminal nerve and forms the tissues to widely different teratogenic agents, such as drugs or
above the eye as far back as the vertex, thus explaining trauma, can result in identical developmental defects.
the sensory cutaneous distribution in the adult. The Second, defects may be strongly associated with chromo-
fronto-nasal process also gives rise to medial and lateral somal abnormality (e.g. trisomy 13).
nasal swellings around the nasal pits (eFig. 2-5B). The Furthermore, disturbances in basic cellular events such
maxillary processes grow medially beneath the developing as neural tube closure may lead to multisystem patholo-
eyes and form the lower eyelids. Concomitant with this gies. In common with more generalized developmental
growth, the eyes also move from their position on the defects, the consequences of exposure to teratogenic agents
lateral aspect of the embryonic head to the front are highly dependent on the timing of major embryonic
of the face. The nasolacrimal groove on each side lies along or fetal developmental events occurring at the time of
the line of fusion of the maxillary process with the lateral exposure: there are important known periods of vulnerabil-
nasal swelling (eFig. 2-5C). The ectoderm of the groove ity, or critical (sensitive) periods, during which morpho-
invaginates (10 mm stage) into the surrounding mesen- genesis of particular systems and organs may be at risk. In
chyme to form the nasolacrimal duct, which at this stage this respect the eye is highly vulnerable for a long period
consists of a solid cord of ectodermal cells that grows of embryonic and fetal development because there are
upwards into the lids to form the canaliculi and down- crucial developmental landmarks from the point of forma-
wards into the nose. Canaliculization of the solid columns tion of the optic pits (day 22) until late in gestation, with
of cells commences first in the vicinity of the lacrimal sac such events as retinal vascularization and pupillary mem-
(3 months). Mesenchyme condenses and ossifies around brane regression occurring close to birth.
this cord of cells to form the bony walls of the nasolacrimal Congenital malformations affecting ocular tissues may
canal. have the following causes:
The upper eyelid develops from the fronto-nasal
process and both lids are visible early in the second month Genetic Causes
(Fig. 2-1E). The primitive lid folds fuse in weeks 9–10 of • Chromosomal anomalies: deletions (cri-du-chat syn-
gestation, enclosing a surface ectoderm-lined cavity, the drome, Turner syndrome), trisomies (trisomy 13 or
conjunctival sac (Fig. 2-2D). Myocytes differentiate in the Patau syndrome, Down syndrome, Klinefelter syn-
mesenchyme of both lids and eventually form the orbicu- drome) and triploidy (see Table 2-1)
laris oculi muscle (second arch derived – nerve supply, • Hereditary: either sporadic mutations (aniridia with
facial nerve). Meibomian glands, sebaceous glands and Wilms’ tumour) or dominant/recessive inheritance.
eyelashes develop as invaginations of the conjunctival epi- Environmental Causes
thelium or epidermis and are therefore ectodermal deriva-
• Drugs: alcohol, tobacco, anticonvulsants,
tives. In the seventh week the future lacrimal gland arises
thalidomide
as a bud of epithelial cells from the region of the upper
• Vitamins and minerals: excess (e.g. hypervitaminosis
temporal conjunctiva sac.
A) or deficiency (e.g. folic acid, zinc)
At birth and in the infant, the eyes in humans are in a
• Infection: e.g. rubella, syphilis, toxoplasmosis
comparatively advanced state of development relative to
• Radiation: X-rays.
the rest of the face; the orbits are therefore large, although
the remainder of the facial skeleton is small by comparison Maternal Age
with the adult. During infancy and childhood, as a conse- There is an increased incidence of genetic abnormalities in
quence of the development of teeth and growth of the the oocyte with advancing maternal age.
2 Embryology and early development of the eye and adnexa 129.e5
Fronto-nasal prominence
eBox 2-3 A
Craniofacial abnormalities Medial and lateral nasal
processes
Maxillary swelling Mandibular
Skeletal development can be considered to have three
Buccopharyngeal membrane process
essential steps: (1) classic induction (as the result of
or future mouth Hyoid arch
mesenchyme–epithelium interactions mediated by high-
ly conserved signalling molecules such as Bmp (bone
morphogenetic protein) and FGF (fibroblast growth fac- 5th week
tor)); (2) condensation of mesenchyme; and (3) overt B
differentiation. Interestingly, 65% of skeletal abnormali-
ties of the head and neck are the result of defects in this Developing eye
first signalling step (Hall, 1998). Lateral nasal process
It is now recognized that a group of craniofacial
abnormalities, the mandibulofacial dysostoses, including
Treacher Collins and Hallerman–Streiff syndromes, are
caused by deficits in neural crest cell migration and dif-
ferentiation in the first and second pharyngeal arches. 6th week
These are manifest as abnormal ear development, hypo- C
plasia of the maxilla and mandible, and lower lid defects.
These and more generalized disturbances of neural crest
migration, e.g. Rieger syndrome, Pierre Robin syndrome, Nasolacrimal groove
and conditions affecting primarily the periocular region
such as Peters’ anomaly, are increasingly being classified Intermaxillary
Auricular hillocks segment
as neurocristopathies because of their proposed link to
disturbances in neural crest cell migration, proliferation
and differentiation.
7th week
D
Oblique facial
cleft
eFIGURE 2-5 Early development of the face (A–C), the adult form
(D), and one of the many congenital abnormalities, oblique facial cleft
(E), that results from incomplete fusion of the facial swellings.
129.e6 2 Embryology and early development of the eye and adnexa
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