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Article history: The aim of the present study was to verify that a whey protein-based layer can improve oxygen barrier
Received 6 December 2013 properties of commercial compostable plastic film, while not hindering the biodegradability of the
Received in revised form compostable film as well as not affecting the quality of the compost. The whey protein-based coating was
19 June 2014
applied on a biodegradable commercial film certified to meet the requirements of EN13432. Oxygen
Accepted 2 July 2014
Available online 10 July 2014
barrier properties were significantly improved by the presence of the whey protein layer. This result is
particularly important since biodegradable packaging generally lack in maintaining barrier properties
and the use of not degradable materials to improve barrier to gas and water vapour compromises the
Keywords:
Whey protein isolate
composting of the final packaging. In addition to that, it was important to assess the biodegradability of
Barrier the whey protein layer itself since natural polymers may became not degradable if cross-linked or
Packaging blended with not degradable additives. The material based on denatured whey protein and plasticizer
Biodegradable presented fast biodegradability even after application on the commercial film. These positive results have
Poly lactic acid potential to be used in new cost effective and ecological food packaging designs.
© 2014 Published by Elsevier Ltd.
http://dx.doi.org/10.1016/j.polymdegradstab.2014.07.007
0141-3910/© 2014 Published by Elsevier Ltd.
152 P. Cinelli et al. / Polymer Degradation and Stability 108 (2014) 151e157
and it resulted very promising as barrier to moisture and oxygen The aqueous coating solution used for testing, and hereafter
[11e20], in particular after a denaturation process [21] or in blends referred to as Whey, mainly comprises whey protein isolate (WPI)
with other polymers [22]. Whey is a by-product of cheese BiPro (10 wt% in aqueous solution) of Davisco Foods International
manufacturing that contains approximately 7% dry matter. In (Le Sueur, MN, USA) (dry protein pureness 97.4%; N 6.38). Sorbitol,
general the dry matter includes 13% proteins, 75% lactose, 8% supplied by Merck KG (Darmstadt, Germany), was used as plasti-
minerals, about 3% organic acids and less than 1% fat. Worldwide cizer at 100 wt% based on protein content in the aqueous solution
about 180 to 190 106 tons of whey are produced every year but and mixed with the denatured whey protein solution as reported
only 50% is further processed [23]. elsewhere [13,40,41].
Whey protein-based coating combines high barrier properties The layer of whey protein was coated onto the substrate film
and good processing when blended with appropriate plasticizers using an A4-A3 sample size control coater of Erichson GmbH & Co.
such as polyols [24,25], and thus is suitable to act as part of new KG, Hemer, Germany. The Whey dry coating thickness was 10 mm
eco-efficient food packaging concepts. leading to a total laminate structure (PLA/Whey) thickness of
The time when whey was considered as only a waste product is 68 mm.
long gone. But only 50% of the accruing cheese-whey is treated and The films were dried at 23 C and 50% RH until the samples reached
transformed into different food and feed products whereby about the equilibrium moisture content at the given temperature and hu-
half of this amount is utilized in liquid form, 30% as powdered midity but at least for one week. These samples were used for mea-
cheese-whey, 15% as lactose and its by-products and the remaining surements of permeability, mechanical properties and degradation.
as whey protein concentrates or isolates [26,27].
Whey protein can be separated and purified from the liquid
2.2. Methods
whey in an efficient membrane filtration process followed by spray
drying to obtain either Whey Protein Concentrate (WPC, protein
Oxygen permeability of the substrate and the coated PLA/Whey
concentration 65e80% in dry matter), or Whey Protein Isolate (WPI,
films were measured according to DIN 53380-3 (DIN, 1998) at 23 C
protein concentrations over 90% in dry matter).
and 50% RH using an Ox-Tran 2/20 (Mocon Inc., Minneapolis, MN,
A number of authors have also reported the good barrier
USA). The coated side of the films was exposed to flowing oxygen
properties of whey proteins based coating on paper and on plastic
gas and the other side to flowing nitrogen gas. Resulting oxygen
substrates [28e30]. Previous studies of application of whey based
permeability of multilayer films was deduced in terms of cm3
layer in multi layers films based on polyethylene terephtalate and
(STP)$m2 d1 bar1 and used for further calculations regarding
polyethylene, have outlined that the whey layer is able to achieve
permeability of the single whey protein layer. A Whey-coated
superior barrier properties compared to other bioplastics and
polymer film can be considered as a 2-layer-structure, compara-
approached those of synthetic barrier layers, such as ethylene vinyl
ble to a laminated material [14,26]. The following equations (1) and
alcohol (EVOH) [31].
(2) can be used:
The present research addresses a preliminary development and
assessment of a completely biodegradable packaging solution d d1 d2
combining whey proteins based coatings with commercial biode- ¼ þ (1)
P P1 P2
gradable films based on blends of co-polyester and poly lactic acid
(PLA). Indeed while PLA blends allows the formation of biode-
1 X di 1 1 1
gradable films and foils, its potential to substitute, for example ¼ ¼ þ þ þ… (2)
polyolefin films, could be increased using whey based formulations Qtot Pi Q1 Q2 Q3
to improve PLA's resistance to gas permeation which, among PLA
functionalities, is often the limiting factor for packaging applica- where d represents the thickness of each layer, i, (d ¼ S di) and P
tions. The combination of a carrier film such as PLA with a whey is the oxygen permeability of each layer. Subscript 1 stands for
protein-based coating as coated film is promising and relevant for the polymer film and subscript 2 for the Whey layer coating on
the compatibility studied here. Such bi-layers could be further the surface.
laminated in order to create final laminates for real industrial Oxygen permeability values of whey-based coatings are con-
applications. verted to a thickness of 100 mm (Q100) in order to allow direct
Furthermore, it is well known that protein layers cannot be used comparison of different materials independently of the coating
in packaging applications as standalone films due to their brittle- thickness according to the following equation (3).
ness, which can be tackled by the use of plasticizers or blends with
Q 100 ¼ Q ðd=100Þ (3)
other polymers and their water sensitivity, which can be addressed
by crosslinking or using them in a sandwich configuration [32e39]. Film thicknesses were measured with the instrument Mahr
Modification of natural materials such as denaturation, blending Millimar C1216 of Mahr GmbH (Go € ttingen, Germany) after oxygen
with additives, crosslinking etc can affect the final biodegradability transmission tests. The thickness of the whey layer coating was
of the resulting protein-based material. It was thus important to calculated by subtracting the base for PLA film. Five random posi-
assess that the layer of whey protein was not affecting the tions on the film were measured and averaged.
compostability of the final material. Samples of PLA films and PLA/Whey films were stamp cut in dog
bone shaped specimen: 11.5 cm length, 2.5 cm wide; 4.0 cm neck
2. Experimental length, 0.6 cm neck wide and used for tensile tests with an Instron
4302 tensile machine (Instron, Norwood, MA, USA), 1 kN cell Load,
2.1. Materials and preparation running at 10 mm/min.
Scanning electron microscopy (SEM) was a JEOL JSM-5600LV
Multi layer films were produced using as substrate a commercial (Tokyo, Japan), samples were gold sputtered before the analysis
film under the trade name Bio-FlexR F 2110 (prev. Bio-FlexR 467F) with an Edwards Sputter Coater (Edwards Ltd., Crawley, England).
provided by FKuR Kunststoff GmbH, Willich, Germany, of thickness Film samples with PLA and Whey were analysed for total
58 mm. The BIO-FLEX® trade name indicates blends of co-polyester organic carbon (TOC) content by a modified method of EN13137
and PLA CAS 9051e89e2, this film is hereafter referred to as PLA. (coulometric). The carbon dioxide released by the combustion in
P. Cinelli et al. / Polymer Degradation and Stability 108 (2014) 151e157 153
Table 1
Composition of synthetic solid waste.
Sawdust 40
Rabbit-feed 30
Ripe compost 10
Corn starch 10
Saccharose 5
Corn seed oil 4
Urea 1
Fig. 2. SEM Micrograph (200) of PLA film without (left) and with (right) whey layer
Total 100
coating.
154 P. Cinelli et al. / Polymer Degradation and Stability 108 (2014) 151e157
Table 2 [43] of the coating on the carrier film. Likewise recently published
Mechanical properties of the tested films. studies indicate that the Q100 values of similar Whey protein for-
Sample Elongation Tensile strength (MPa) Young's modulus (MPa) mulations can be more than one order of magnitude higher
at break (%) (20e200 cm3 (STP)$m2 d1 bar1) when the films are produced as
PLA 246 20.5 850 cast films in petri dishes where no film orientation takes place and
PLA/Whey 222 8.6 144 much slower curing and drying is applied [31,45].
Mechanical properties were tested and results are reported in
Table 2. The application of Whey on PLA had a moderate effect on
Table 3 elongation at break, while inducing a significant reduction in ten-
Total content of organic carbon and Kjieldahl nitrogen in the films. sile strength at break and in the elastic modulus in the longitudinal
Sample Mean value of total Mean value C/N ratio direction. The mechanical properties of the films are nevertheless
Kjieldahl nitrogen of TOC [g/100 g] [g/100 g] still compatible for application in packaging.
[g/100 g] Table 3 reports the results of analysis on the samples of the PLA
PLA based film 0.09 21.48 e based film used for the tests: a film prepared by casting of Whey
Whey Cast Film 7.76 18.06 2.3 with same composition as the one applied on the PLA based film,
PLA/Whey 1.44 23.36 16.2 and the composition of the PLA/Whey. The ratio between the total
organic carbon and the nitrogen content of the samples was
3. Results and discussion calculated as a compostable indicator for the samples. As the ni-
trogen content of PLA based films was below the detection limit the
It has been previously demonstrated that when the Whey is ratio was not calculated.
applied on a polyethylene terephtalate (PET) film it is possible to As expected raw PLA based films have no content of nitrogen,
achieve barrier properties to oxygen approaching those of com- while the Whey has a relatively consistent content of nitrogen due
mercial materials such as EVOH and even better than polyamide to the presence of protein. In PLA/Whey the nitrogen content is
[42,43]. obviously lowered by the presence of PLA ratio which has no
The preliminary attempt to apply the Whey coating on films contribution to nitrogen. The value of nitrogen content in compost
based on PLA carried out manually at lab scale was promising and soil is in agreement with values expected for this material. The C/N
the application method will be improved in further studies aimed ratio is frequently used as maturity indicator of compost. Usually
at reaching oxygen-barrier properties similar to those obtained for large proportions of the initial organic matter is mineralized during
Whey-coated PET, as is under development in the running Euro- the composting process, resulting in a faster decrease of TOC at the
pean project Wheylayer2 [44]. The coating appears homogeneous beginning of the process due to the degradation of the most easily
as can be observed in Fig. 2 showing SEM micrograph of uncoated biodegradable organic matter fractions. In parallel the Nitrogen
and coated PLA substrate. concentration tends to increase during the composting process
The PLA based substrate film has an Oxygen Permeability (OP) of since less N than C is lost during composting.
512 cm3 (STP)$m2 d1 bar1, while the PLA/Whey film shows an The C/N ratio is frequently used as maturity indicator. A C/N ratio
OP of 80 cm3 (STP)$m2 d1 bar1. An optimization of the process is smaller than 25, and generally smaller than 20 or 15, is character-
expected lead to significantly higher improvement of the barrier istic of mature composts. Decomposing microbes are the most
properties of PLA based films. However, the Whey performance active and efficient when the C/N ratio is 30:1. C/N ratios of 20e35
can be calculated from the equations mentioned above. The are optimum [46].
10 mm thick Whey coating has a calculated OP of 94.8 cm3 (STP)$ Both PLA based film and PLA/Whey disintegrate according to ISO
m2 d1 bar1 and the 100 mm normalized Whey Q100 value which standard since in all the replicates the amount of sample retrieved
can be derived from the OP values mentioned above is 9.5 cm3 was lower than 10% of the starting material, ranging between 3 and
(STP)$m2 d1 bar1 and thus already really good in comparison 6%. Samples of PLA based films and PLA/Whey layer films were
with other biopolymers. Similar whey protein formulations when disintegrated by ISO 20200 test, and both met the normative
used as film coating of petrochemical based substrates such as specifications for disintegration of over 90% of the starting weight
PET provided lower Whey layer Q100 values from 0.4 up to 7.9 [13]. in about 30 days. Image of the starting compost and of compost
However, a direct comparison of the results of this study to the after different durations where PLA and PLA/Whey layer were
existing literature is not possible since processing parameters, respectively buried are shown in Fig. 3.
scale, measurement conditions and methods differ even though the By thermal gravimetric analysis it was outlined that degraded
formulations are quite similar. The processing itself has a huge in- films show a weight lower than the non-degraded material: the
fluence as reported in a related patent on in-process denaturation
Fig. 3. a) Compost at time 0, b) Compost where PLA was degraded (90 days), c) compost where PLA/Whey was degraded.
P. Cinelli et al. / Polymer Degradation and Stability 108 (2014) 151e157 155
Fig. 9. Oxygen consumption for inoculum (light grey) and cellulose (white line) in
liquid-phase biodegradation tests.
Fig. 10. Oxygen consumption for not coated- (light) and whey coated PLA (dark) in
Fig. 8. Content in saturated and unsaturated fatty acids in the compost samples. liquid-phase biodegradation tests.
P. Cinelli et al. / Polymer Degradation and Stability 108 (2014) 151e157 157