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Neuroscience and Biobehavioral Reviews 118 (2020) 669–680

Contents lists available at ScienceDirect

Neuroscience and Biobehavioral Reviews


journal homepage: www.elsevier.com/locate/neubiorev

Associations between sex hormones, sleep problems and depression: A T


systematic review
M.W.L. Morssinkhofa,b,e, D.W. van Wylickb, S. Priester-Vinkc, Y.D. van der Werfd, M. den Heijere,
O.A. van den Heuvelb,d, B.F.P. Broekmana,b,f,*
a
OLVG Hospital, Department of Psychiatry and Medical Psychology, P.O. Box 95500, 1090 HM, Amsterdam, The Netherlands
b
Amsterdam UMC, Vrije Universiteit Amsterdam, Department of Psychiatry, Amsterdam Neuroscience, De Boelelaan 1117, Amsterdam, The Netherlands
c
OLVG Hospital, Medical Library, Department of Research and Epidemiology, P.O. Box 95500, 1090 HM, Amsterdam, The Netherlands
d
Amsterdam UMC, Vrije Universiteit Amsterdam, Anatomy and Neurosciences, Amsterdam Neuroscience, De Boelelaan 1117, Amsterdam, The Netherlands
e
Amsterdam UMC, Vrije Universiteit van Amsterdam, Department of Endocrinology, De Boelelaan 1117, Amsterdam, The Netherlands
f
Singapore Institute for Clinical Sciences, Agency for Science, Technology and Research (A⁎STAR), Singapore

ARTICLE INFO ABSTRACT

Keywords: Sleep problems and depression are both common and have a high impact on quality of life. They are also strongly
Gonadal steroid hormones associated and commonly occur together. During the reproductive age, both sleep problems and depression are
Depression almost twice as common in women than men. Epidemiological studies show that women experience more sleep
Sleep problems and depressive symptoms around times when sex hormones change, such as puberty and menopause,
Insomnia
but it is unclear what effect sex hormones have on sleep problems and depression.
Estrogen
Progesterone
This systematic review aims to summarize and evaluate studies that investigated the relationship between sex
Testosterone hormones, sleep and depression.
Systematic review Systematic search resulted in 2895 articles, of which 13 met inclusion criteria.
Depressed patients showed worse sleep than controls, but no significant difference in endogenous hormone
levels was found. Additionally, higher endogenous estrogen was associated with better sleep in controls, but
associations between endogenous sex hormones and depressive symptoms were inconclusive. More research on
the effect of sex hormones on sleep and depression is necessary.

1. Introduction longer sleep onset latencies (SOL) (Lovato and Gradisar, 2014), have
lower delta sleep ratios (meaning less deep sleep in the beginning of the
1.1. Depression, sleeping problems and gender differences in prevalence night) and spend less time in slow wave sleep (SWS), arrive at REM
(Rapid Eye Movement) sleep faster and experience more REM sleep
Depression and sleep problems are both significant issues in today’s (Pillai et al., 2011). Interestingly, these altered sleep markers are also
society; they have a high prevalence and impact daily functioning and seen in healthy controls who are at high risk for depression (Pillai et al.,
quality of life strongly. Depression and sleep problems are often inter­ 2011), which suggests that these sleep markers may predict future de­
twined: insomnia symptoms, such as difficulty falling asleep and pressive episodes (Palagini et al., 2013). After remission of depression,
waking during the night, are common symptoms of depression the differences in REM sleep, slow wave sleep and delta sleep ratios
(American Psychiatric Association, 2013; Fava, 2004; Hayashino et al., tend to reduce (Wichniak et al., 2013).
2010) and poor sleep quality, insomnia and very long or short sleep There is a widely known sex difference in the risk for sleep problems
duration could be risk factors for depressive episodes (Lustberg and and depression: it is found that women are 1.5 times more likely than
Reynolds, 2000; Paunio et al., 2015; Baglioni et al., 2011; Neckelmann men to suffer from insomnia (Klink et al., 1992; Li et al., 2002; Zhang
et al., 2007; Zhai et al., 2015). and Wing, 2006) and two times more likely to suffer from depression
Differences in sleep physiology between depressed patients and (Kessler et al., 1993; Kuehner, 2003), even after adjustment for race,
controls have been described using electroencephalogram (EEG) mea­ income and employment (Rai et al., 2013). In contrast, sleep EEG stu­
surements. Studies have found that depressed patients often have dies show that women on average have more SWS than men (Santhi


Corresponding author at: Amsterdam UMC, Department of Psychiatry, room ZH3A63, De Boelelaan 1117, 1081 HV, Amsterdam, The Netherlands.
E-mail address: b.f.p.broekman@olvg.nl (B.F.P. Broekman).

https://doi.org/10.1016/j.neubiorev.2020.08.006
Received 13 March 2020; Received in revised form 30 July 2020; Accepted 11 August 2020
Available online 31 August 2020
0149-7634/ © 2020 The Author(s). Published by Elsevier Ltd. This is an open access article under the CC BY license
(http://creativecommons.org/licenses/BY/4.0/).
M.W.L. Morssinkhof, et al. Neuroscience and Biobehavioral Reviews 118 (2020) 669–680

et al., 2016) and higher power in theta and delta frequencies (Carrier sleep and prolong REM sleep duration in a similar fashion to agonistic
et al., 2001), indicating they actually experience deeper sleep than men. GABA-A receptor modulators (Lancel et al., 1996). This sedative effect
might be driven by metabolite products from progesterone, which can
1.2. Sex hormones in depression and sleep problems affect GABA receptors (van Broekhoven et al., 2006). A progesterone
withdrawal paradigm in rats (Li et al., 2012) showed increased anhe­
An important biological difference between the sexes, especially donia and social withdrawal after a sudden reduction of progesterone in
during the reproductive age, is the difference in the level of sex hor­ rats, which was seen as a robust model for premenstrual dysphoric
mones: testosterone, estrogen and progesterone. The sex differences in disorder. Here, a possible underlying role of serotonin was explored,
prevalence of insomnia and depression appear from puberty onwards but progesterone withdrawal did not seem to affect brain serotonin
(Salk et al., 2017) and seems to coincide with the timing of girls’ first levels and serotonin metabolite levels.
menstruation (Johnson et al., 2006). This suggests that female sex Testosterone administration has also shown to reduce depression-
hormones might partly account for the gender difference in prevalence like symptoms in young male mice (Buddenberg et al., 2009) as well as
of depression and sleep problems. ageing mice (Frye and Walf, 2009), and it also increased sleep duration
Another indication that female sex hormones may affect mood is and NREM sleep in sleep-deprived mice. Importantly, testosterone can
found in women suffering from premenstrual syndrome (PMS). An es­ also be metabolized into substances that act like agonistic GABA-A re­
timated 48 % of women suffer from PMS symptoms (Direkvand- ceptor modulators, as seen in progesterone metabolites (Edinger and
Moghadam et al., 2014), reporting a depressed mood and fatigue in the Frye, 2004), and it can be aromatized into estradiol, thus affecting es­
week before onset of menstruation (Baker and Driver, 2007; Halbreich trogen receptors (Frye et al., 2008). Thus, there can be overlap between
et al., 2003; Potter et al., 2009). In 13–18% of women, these symptoms effects of testosterone, progesterone and estrogen.
include severe anhedonia, lability and/or anxiety in such severity that it
fulfils the criteria of the DSM 5-classified “premenstrual dysphoric 1.3. Aims of current systematic review
disorder” or PMDD (APA, 2013; Halbreich et al., 2003; Hantsoo and
Epperson, 2015). Fatigue is a symptom of PMDD, which indicates that There is no recent overview on the relationship between sex hor­
sleep quality might also be affected in PMDD. Moreover, some studies mones, sleep and depressive symptoms. Manber and Armitage (1999)
also reported associations between oral hormonal contraceptives (OC) published an insightful narrative review on the association between sex
and depressive mood (Gingnell et al., 2013), antidepressant use hormones, sleep and depressive problems. Since then, new studies have
(Skovlund et al., 2016) and risk of suicide (Skovlund et al., 2018), al­ been conducted on this topic and new methods have been used, such as
though these findings are not always replicated (Toffol et al., 2011; the more reliable liquid chromatography–mass spectrometry (LC–MS)
Scheuringer et al., 2020; Hamstra et al., 2017). Hormonal contra­ for hormone measurements and advanced ambulant monitoring
ceptives suppress endogenous hormones by administering exogenous methods for sleep. This systematic review of more recent studies, in­
hormones (Montoya and Bos, 2017), so whether these side effects are cluding these methods, can provide new insights in the relation be­
caused by exogenous or endogenous hormone changes is not yet clear. tween sex hormones, sleep and depressive symptoms.
During the menopausal transition, when sex hormones strongly fluc­ In this review, we aim to provide an overview of peer-reviewed
tuate and eventually diminish, sleeping problems, reported as “trouble studies that investigated sex hormones, either via endogenous sex
sleeping” and “sleeping problems”, are a common complaint (Kravitz hormone level measurements or interventions via exogenous hormones
et al., 2003; Schnatz et al., 2005) and depressed mood often occurs (Intervention/Indicator and Control) in healthy reproductive-age adults
(Cohen et al., 2006; Hay et al., 1994; Soares, 2010). Estrogen admin­ (Population and Control) and subjective and objective sleep and diag­
istration in some cases counteracts depressive symptoms and sleep nosis of depression and/or depressive symptoms (Outcome), in retro­
complaints in women during menopause (Miller, 2003; Sarti et al., spective, prospective and cross-sectional studies, with either an ob­
2005). Altogether, we could say that relative changes in estrogen or servational or interventional design (Study designs). These findings
progesterone levels often seem to co-incide with an increase in de­ could provide insight into whether sex hormones influence sleep pro­
pressive symptoms and sleep problems. blems and depressive symptoms.
In men, lowered testosterone levels have been associated with sleep
problems such as nocturnal awakenings and lower sleep efficiency and 2. Methods
symptoms of depression (Barrett-Connor et al., 2008; Westley et al.,
2015). For example, ageing men whose testosterone levels drop have an A review protocol was developed based on the Preferred Reporting
increased risk for depressive symptoms (Seidman, 2003) and testos­ Items for Systematic Reviews and Meta-Analysis (PRISMA) statement
terone administration in depressed patients may lead to a reduction in (www.prisma-statement.org) (Moher et al., 2009) and was submitted to
depressive symptoms (Zarrouf et al., 2009). Testosterone levels can, Prospero under review number CRD42019125970.
conversely, also decline as a result of shortened or fragmented sleep,
possibly due to altered nocturnal testosterone secretion (Leproult and 2.1. Search protocol
Van Cauter, 2011; Schmid et al., 2012). Testosterone therapy is known
to possibly increase the risk of OSAS and sleep breathing disorders. Its Relevant studies were identified by searching PubMed, Embase/
effect on sleep has only been tested once in older men, where testos­ Ovid, PsychINFO/Ovid, Cochrane Database of Systematic Reviews/
terone was found to reduce sleep duration (Liu et al., 2003). Wiley, Cochrane Central Register of Controlled Trials/Wiley, and Web
Preclinical studies in rodents offer insight into mechanistic effects of of Science/Clarivate Analytics from inception up to December 3rd 2019
sex hormones. Sudden estrogen withdrawal in rodents can increase (by MM and DW and SPV, information specialist). The following terms,
“depressive-like” behavior (Galea et al., 2001 Schiller et al., 2013) and including synonyms and closely related words, were used as index
subsequent administration of estradiol can reduce these behaviors. terms or free-text words: ‘sex hormones’, ‘sleep’ and ‘depression’. All
Administration of estradiol in sleep-deprived rats has shown varying three search terms had to be present in title or abstract. Full search
results on sleep, indicating it could either worsen (Schwartz and Mong, strategies for all databases are available as Supplementary Information/
2011) or facilitate recovery after sleep deprivation (Deurveilher et al., appendix. No language or other restrictions were applied to any of the
2009). searches. Outside the defined search terms in aforementioned data­
High doses of exogenous progesterone seem to have an anxiolytic bases, no other sources were searched.
and sedative effect in humans (Söderpalm et al., 2004; van Broekhoven Duplicate articles were excluded by the information specialist (SPV)
et al., 2006). Progesterone administration seems to shorten non-REM using EndNote (Thomson Reuters, 2017).

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M.W.L. Morssinkhof, et al. Neuroscience and Biobehavioral Reviews 118 (2020) 669–680

2.2. Eligibility criteria 2.6. Quality assessment

Studies were included if they were empirical published studies after Quality assessment of each article was performed in duplicate by
1998. When a conference abstract was found, the full text study was MM and DW by using National Institute of Health Quality Assessment
searched for inclusion. If no full text was available, studies were not tools that matched the study setup (National Institutes of Health, 2014).
included. Additional criteria were: Each article was rated Good, Fair or Poor, according to the criteria from
the National Institute of Health Quality Assessment tool that was used.
- The study participants, or at least one group of participants in the Inter-rater agreement for quality assessment was 85 %. Conflicts were
study, had to be of reproductive age (18–45 years old), non-meno­ resolved by BB as third reviewer. The specific tool used and full ratings
pausal (regularly menstruating) and healthy (e.g. no chronic ill­ per item are reported in the results, the full rating per item and used
nesses, no endocrine disorders, no pregnancy (in women), no PCOS tool are supplied in Appendix A.
(in women), no endometriosis (in women), no known infertility
problems, no reported psychiatric diagnoses except for depression or 3. Results
PMDD).
- The study reported both sleep measurements, as well as symptoms 3.1. Selection of included studies
of depression or diagnoses of depression.
- The study either used interventions to exogenously influence sex Our search identified 4142 studies, of which 2895 remained after
hormone levels, or measured endogenous sex hormone levels. duplicate removal. 2855 studies were then excluded based on abstract
- Studies that assessed hormones were only included if they measured and title. Full text screening of 40 studies, based on inclusion criteria,
estrogen, testosterone and/or progesterone. resulted in 13 included studies. Fig. 1 also displays the full selection
o Intervention studies were only included if they provided pre- and procedure. Table 1 displays a summary of the methods and results of
post-intervention measurements of both sleep and mood reports. each study. Two out of thirteen studies were sourced from the same
participant group (Hollander et al., 2001 & Freeman et al., 2004).
All included studies were carried out in accordance with the de­
claration of Helsinki; all participants provided informed consent. 3.2. Designs and quality of the included studies

2.3. Outcome measures Ten studies were prospective, three studies were cross-sectional,
and no studies were retrospective. The quality of the included studies
The most relevant outcomes were the effects of sex hormones on was reasonably good; five studies were deemed of fair quality and eight
sleep, effects of sex hormones on depression and the effect of sex hor­ studies were deemed to be of good quality (National Institutes of
mones on the interaction of sleep problems and depression. “Sex hor­ Health, 2014, full quality assessment form available in appendix 2).
mones” either refers to measurement of endogenous sex hormone levels Three out of the thirteen studies assessed effects of a sex hormone in­
or to exogenous sex hormone interventions. “Sleep” includes sleep tervention (Ben Dor et al., 2013; Gingnell et al., 2013; Toffol et al.,
duration, sleep quality and/or sleep physiology, through either objec­ 2019) and ten out of thirteen studies assessed associations with en­
tive measurement (though actigraphy, EEG and/or polysomnography) dogenous sex hormone levels (Antonijevic et al., 2003; Baker et al.,
and/or subjective measurement (through sleep questionnaires). 2012; de Zambotti et al., 2015d; Freeman et al., 2004; Hollander et al.,
Depression measurement either refers to self-reported measures of 2001; Kische et al., 2016; Kravitz et al., 2005; Lee et al., 2000; Li et al.,
symptoms of depression measured with questionnaires or a diagnosis of 2015; Shechter et al., 2012). Three of the studies included a patient
depression by clinical interviews or by a physician. group next to the control group, this group being either a group of
depressed patients or women suffering from premenstrual dysphoric
disorder (PMDD). The depressed patients from Antonijevic et al., 2003
2.4. Study selection were hospitalized for depression, the PMS/PMDD patients (from Baker
et al., 2012; Shechter et al., 2012) were diagnosed by prospectively
MM and DW independently screened the identified articles in a tracking two cycles of PMS/PMDD symptoms. The remaining ten stu­
blinded manner based on title and abstract using Rayyan QCRI software dies only included non-depressed patients or had a mixed group of both
(Ouzzani et al., 2016). MM and DW did not reach agreement on 7 ab­ depressed and non-depressed participants. Study setups and sample
stracts out of 2785 abstracts, which were conflict resolved by BB as a sizes are displayed in Fig. 2.
third reviewer. This resulted in 38 papers to be reviewed in full text.
Full text screening was then performed independently by MM and DW 3.3. Hormone interventions and/or assessments
to see whether the articles fulfilled all inclusion and exclusion criteria.
Full text review resulted in 1 conflict, which was again resolved by the The study by Ben Dor et al. (2013) both intervened in and mon­
third reviewer (BB). The final search result contained 13 included pa­ itored sex steroids. Five studies monitored the menstrual cycle and the
pers. The study selection is also displayed according to PRISMA co-occurring changes in mood and sleep during the cycle (Baker et al.,
guidelines in Fig. 1 below. 2012; Kravitz et al., 2005; Lee et al., 2000; Li et al., 2015; Shechter
et al., 2012); these studies generally divided the cycle in the follicular
2.5. Data extraction phase (the first and second week of the cycle, which starts after onset of
menses and ends with an ovulation, with relatively low progesterone
Data extraction was performed by MM and DW with a custom-made and estrogen levels) and the luteal phase (the third and fourth week of
form to assess methods and outcomes of the studies. The custom-made the cycle, in which progesterone levels peak). Two studies, based on the
form contained the first author’s name, year of publication, journal, same participant group, monitored absolute sex hormone levels over
study design, study objective, number of participants, age of partici­ longer periods of time (e.g. multiple months to years: Freeman et al.,
pants, method of measuring or intervening in sex steroids, sleep mea­ 2004; Hollander et al., 2001). Three studies assessed hormone levels in
surement instrument or method, mood or depression assessment in­ a cross-sectional designs (Antonijevic et al., 2003; de Zambotti et al.,
strument and key findings of every study. MM conducted the full data 2015d; Kische et al., 2016). Sex hormone levels were measured in urine
extraction and DW verified the extraction. A compact version of the (n = 3) or blood (n = 8), two studies conducted interventions without
data extraction table is displayed in Table 1. hormone measurements (Fig. 3).

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M.W.L. Morssinkhof, et al. Neuroscience and Biobehavioral Reviews 118 (2020) 669–680

Fig. 1. Study selection process of the systematic review, according to PRISMA guidelines and using the PRISMA flow diagram format (Moher et al., 2009).

3.4. Measurement of depression and sleep included despite their age range, which exceeded our set age range
(18–45). This study was of additional value for our review as this was
Two studies assessed depressive symptoms with MDD diagnoses the only study that included men, and the authors corrected for age in
(Antonijevic et al., 2003; Freeman et al., 2004), while nine studies used all the reported results. The ages and sample sizes of all included studies
validated questionnaires for depressive symptoms (Baker et al., 2012; are also displayed in Fig. 2
Bartz et al., 2010; Ben Dor et al., 2013; de Zambotti et al., 2015d;
Freeman et al., 2004; Gingnell et al., 2013; Lee et al., 2000; Shechter 3.6. Established link between sleep and depression
et al., 2012; Toffol et al., 2019) and six used non-validated question sets
or questionnaires for depression (Ben Dor et al., 2013; Gingnell et al., Most study outcomes on the association between sleep and de­
2013; Kische et al., 2016; Kravitz et al., 2005; Lee et al., 2000; Li et al., pression are consistent with previous research. They indicate an asso­
2015). A number of studies also combined both daily ratings of mood ciation between poor subjective sleep (daily diary, question item “Did
and clinical depression questionnaires (Baker et al., 2012; Ben Dor you have trouble sleeping”) and depressive mood (Kravitz et al., 2005).
et al., 2013; Gingnell et al., 2013; Lee et al., 2000). Six studies assessed Additionally, when subjective sleep quality worsens (measured using
sleep with EEG/PSG (Antonijevic et al., 2003; Baker et al., 2012; de St. Mary’s Sleep Questionnaire) depressive symptoms increase
Zambotti et al., 2015d; Kische et al., 2016; Shechter et al., 2012), one (Hollander et al., 2001) and the risk of MDD diagnosis rises (Freeman
study used actigraphy (Lee et al., 2000), five studies used validated et al., 2004; Hollander et al., 2001). In studies using PSG measure­
sleep questionnaires (Baker et al., 2012; de Zambotti et al., 2015d; ments, depressed participants were found to have a longer sleep onset
Freeman et al., 2004; Hollander et al., 2001; Kische et al., 2016) and six latency, spend more time in shallow sleep and show altered ratios of
studies used sleep items from other questionnaires (Ben Dor et al., delta sleep compared to controls (Antonijevic et al., 2003). Only Kische
2013; Gingnell et al., 2013; Kravitz et al., 2005; Lee et al., 2000; Li et al. (2016) found no significant differences in sleep PSG or sleep
et al., 2015; Toffol et al., 2019). A number of studies combined different quality after grouping based on whether participants had experienced
methods of sleep assessment (Baker et al., 2012; de Zambotti et al., depression in the past.
2015d; Kische et al., 2016; Lee et al., 2000). Because of the hetero­
geneity of assessment methods for sleep and depressive symptoms, it
was not possible to determine mean risk ratios or effect sizes of sex 3.7. Link sex hormones and sleep
hormones on depression or sleep across the studies.
Kravitz et al. (2005) and Shechter et al. (2012) found that subjective
sleep quality is worse during the luteal phase (when progesterone levels
3.5. Demographics of study participants are highest) than during the follicular phase. Li et al. (2015) found that
higher urinary progesterone metabolites correlated with worse sleep
Only one study (Kische et al., 2016) included both male and female efficiency, and Baker et al. (2012) found that higher progesterone levels
participants. Studies varied in age range of participants; part of the correlated with more time being awake during the night. In contrast,
studies assessed participants at the end of the reproductive life phase Lee et al. (2000) found that their low luteal progesterone group (non-
towards menopause (35–55 years old), others assessed only younger ovulating women) had more time spent awake during the night
women (18−27) or chose a broader age range. Kische et al. (2016) was (WASO), longer REM latency and more REM sleep in the luteal phase

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Table 1
Study design, measured variables and results of included studies, sorted alphabetically.
First author, Included participants (age Study design and Hormone measurement Study Depression Sleep assessment Results: sex hormones Results: sex hormones Results: association sleep-
year of range or mean) duration and/or intervention quality (symptom) subjective (S) and and sleep and depressive depressive symptoms
publication assessment objective (O) symptoms

Antonijevic 7 depressed women and 5 Cross-sectional case No intervention Fair MDD diagnosis S: None Associations between NR. Depression = ↓ time in
M.W.L. Morssinkhof, et al.

et al., 2003 controls (age range 20−44, control study Indwelling catheter O: Sleep EEG sleep and hormone levels stage 2 sleep * and ↑ SOL*.
mean age 28) measuring nocturnal in controls: NS. Ratio of SWS and delta-
secretion of estradiol, EEG activity between the
progesterone, LH and FSH first and second non-REM
period ↓ in depressed
patients vs. controls*.
Baker et al., 18 women with severe PMS Prospective case- No intervention Fair BDI-II and POMS S: PSQI PMS group (vs. controls): PMS group ↑ BDI scores ↑ P and ↑ E = ↓ % REM
2012 and 18 controls (age range control study (one Blood samples to measure O: Sleep PSG ↑ SWS*, ↓ stage 1 sleep*, in both phases*, sleep ↑ WASO
18−40, mean age 30) menstrual cycle, progesterone and estrogen ↑time in delta band* and deterioration of BDI P and E correlated with
measurement in delta wave amplitude*, ↑ scores in luteal phase in delta power in healthy
follicular and luteal awakenings*, ↓ feeling PMS group but not in group but not PMS
phase) refreshed after sleep*. control group*. group*.
Self-reported sleep onset Difference in P and E
= PSG sleep onset in levels in PMS vs.
both groups*. healthy group = NS
Ben Dor et al., 72 women (age range Prospective Administration of Good BDI every 2 weeks S: Daily Disturbed sleep ratings BDI depression scores Correlation of sadness,
2013 19−52, mean age 33) intervention study (2 leuprolide acetate (3.75 + Daily assessment of after leuprolide ↑*. after leuprolide ↑*. anxiety, or irritability with
months baseline, 2−3 mg im, administered in assessment of nighttime disturbed sleep symptoms:
months of leuprolide follicular phase) depressive mood disturbed sleep NS.
acetate) Assessment of estradiol O: None
serum level.
de Zambotti 11 women (age range 18-27, Cross-sectional Serum FSH, E2 and Fair BDI-II S: PSQI ↑ E = ↓ No. of arousals** NR. NR.

673
et al., 2015d mean age 29) observational study Progesterone O: Sleep PSG ↓ Arousal index **
(cross-sectional with
assessment in follicular
phase)
Freeman et al., 436 women (age range Prospective No intervention Good CES-D and DSM S: St. Mary’s sleep NR. ↑E levels = ↑ CES-D Poor sleep → MDD
2004 35−47, mean age 41) observational cohort Serum estradiol, FSH, LH MDD diagnosis questionnaire levels *. diagnosis, also after
study (4 years, 6 and testosterone at every O: None correction for
assessments each 8 assessment. antidepressants*.
months apart)
Gingnell et al., 34 women with previous Prospective, double Placebo vs. oral Good STAI-S and S: disrupted sleep Post treatment pill group Pill group ↑ daily N.R.
2013 mood symptoms when on blind randomized contraceptive MADR-S, daily symptom ↑ fatigue* and disordered depression symptoms in
oral contraceptives, controlled trial on (monophasic) for one symptom ratings O: None sleep* than pre-treatment final treatment week*
randomized to placebo (n = monophasic oral month/treatment cycle and than placebo post- than own baseline and
17) and oral contraceptive contraceptives (one No hormone treatment final treatment of
(OC) (n = 17) (age range month) measurements N.B. Women assigned to placebo group
18−45, mean age 25) placebo had higher rates MADR-S scores ↑ in pill
or disordered sleep at group
baseline**
Hollander et al., 436 women (age range Prospective Serum E2, FSH, LH, Good CES-D S: St. Mary’s ↓ E2 level over time → ↑ Association depressive ↑ depressive symptoms =
2001 35−47, mean age 41) observational cohort DHEAS and testosterone. Hospital Sleep poor sleep over time symptoms and E2: NS. ↑ poor sleep*, also after
study (4 follicular questionnaire (only in women aged adjustment for E2 levels.
phase assessments O: None 45+).
over 2 years)
Kische et al., 213 women and 204 men Cross-sectional Serum testosterone (T), Fair Questions about S: ISI, ESS In men: NR Grouping based on
2016 (age range 22−81, mean age observational study androstenedione (ASD), E1 previous O: Sleep PSG ↑ ASD = ↓ total sleep depressive symptoms →
52) and E2. depressive time* ↓ ESS score*. ↑ E2/ sleep differences NS.
symptoms TT ratio* and ↑ SHBG* =
↓ WASO
In women:
(continued on next page)
Neuroscience and Biobehavioral Reviews 118 (2020) 669–680
Table 1 (continued)

First author, Included participants (age Study design and Hormone measurement Study Depression Sleep assessment Results: sex hormones Results: sex hormones Results: association sleep-
year of range or mean) duration and/or intervention quality (symptom) subjective (S) and and sleep and depressive depressive symptoms
publication assessment objective (O) symptoms

↑ E2 = ↑ ESS and ↑PSQI.


↑ E2/TT ratio = ↑ESS and
M.W.L. Morssinkhof, et al.

↓ PSQI.
Kravitz et al., 196 women (age range Prospective All not menopausal; Good Daily negative S: Daily report of Reported sleep quality: NR ↑ Negative mood = ↑
2005 42–52, mean age 47) observational cohort menopause status checked mood symptoms trouble sleeping best mid-cycle (when E trouble sleeping*.
study (one menstrual through ovulation tests. O: None peaks) and worst in luteal
cycle) Urinary PdG, E1c, FSH and phase (when P levels are
LH highest).
Lee et al., 2000 34 women, 22 of whom Prospective case- No intervention Good CES-D and POMS S: POMS fatigue Luteal phase P levels and ↑ P in luteal phase = ↑ POMS and sleep in
ovulated (high luteal control study (one Blood samples to measure scale sleep: NS. POMS mood during follicular phase: NS.
progesterone levels) and 12 menstrual cycle, progesterone and estrogen O: Sleep PSG Menstrual cycle and total luteal phase*. ↑ increase in REM latency
of whom did not (low luteal measurement in sleep time, SOL, SE or Correlation with CES-D from follicular to luteal
progesterone levels) (age follicular and luteal WASO in whole group: or the specific POMS phase = worse mood in
range 25−39, mean age 32) phase) NS. depression score: NS. luteal phase*.
Low luteal progesterone Low luteal P group (vs. ↓ POMS mood = ↓ sleep
group = ↑ WASO, longer high luteal P group): ↓ time duration.
REM latency and ↑ % positive mood state
REM sleep high luteal POMS score from
progesterone group. follicular to luteal
phase: ↓*.
Li et al., 2015. 19 women, (age range Prospective No intervention Good Mood items from S: Previous ↑ E1G = ↑ SE*. NR ↑ Previous night’s sleep
18−43, mean age 34) observational cohort Assessment of urinary E1G the DLQ Nights’ Sleep, ↑ PdG = ↓ SE*. positively = ↑ positive
study (42 days) and PdG Daytime mood** ↓ negative
Sleepiness from mood**

674
the DLQ
O: Actigraphy (n
= 13)
Shechter et al., 7 women with PMDD and Prospective case- No intervention Good Prospectively S: None REM sleep ↓ in early P levels in PMDD vs. PMDD group ↑SWS * * and
2012 sleep complaints and 5 control study (one full Measured urinary monitored PMDD O: Sleep PSG luteal phase vs. early control is N.S. ↓ melatonin * than
controls (mean age 31 years menstrual cycle, progesterone symptoms follicular phase (both controls.
old) measurements every groups)*.
3rd night)
Toffol et al., 182 women attending Prospective Intervention: hormonal Fair BDI-13 S: Insomnia Insomnia symptoms more Starting group had n = N.R.
2019 gynecology clinic either observational cohort contraceptives (including symptoms, early likely in HC starters, 6 (9%) who reported
starting (n = 68), continuing study both short-term awakening significant after self-harm at follow up,
(n = 62) or switching (n = contraceptives (e.g. oral) O: None controlling for kind of significantly higher
52) their current hormonal and long-acting (e.g. IUD, contraceptive (long vs. than other groups.
contraceptive (HC) (aged 18 implant) short-acting)* All self-harming
or older) No hormone Early awakening participants reported
measurements significantly more some psychological
persistent in continuers symptoms at baseline, 2
had psychiatric
diagnosis.

∼ indicates predictor-outcome association, = indicates correlation, * indicates p < 0.05, ** indicates p < 0.01, *** indicates p < 0.0001, NR = not reported, NS = not significant. PSG = polysomnography, SWS = Slow
Wave Sleep, ArI = Arousal Index, ISI = Insomnia Severity Index, ESS = Epworth Sleepiness Scale, PSQI = Pittsburgh Sleep Quality Index, MDD = Major Depressive Disorder, PMDD = Premenstrual Dysphoria Disorder,
PMS = Premenstrual Syndrome, CES-D = Center for Epidemiological Studies Depression Scale, BDI = Beck Depression Inventory, BDI-13 = 13-item Beck Depression Inventory, MADR-S = Montgomery–Åsberg
Depression Rating Scale, STAI-S = State-Trait Anxiety Inventory, DLQ = Daily Life Questionnaire, POMS = profile of mood scale.
P = progesterone, E = estradiol, T = testosterone, PdG = pregnanediol (main urinary metabolite for progesterone), E1 = estrone, E2 = estradiol, OC = oral contraceptives, ISI = insomnia severity index, PdG =
pregnanediol, ASD = androsterone, SHDG = Sex hormone-binding globulin.
Neuroscience and Biobehavioral Reviews 118 (2020) 669–680
M.W.L. Morssinkhof, et al. Neuroscience and Biobehavioral Reviews 118 (2020) 669–680

compared to the high luteal progesterone group (ovulating women). endogenous sex hormones as well as OC use has been associated with an
Kravitz et al. (2005) also found that participants reported the best increase in reported sleep problems and sometimes to increased de­
sleep during the mid-menstrual cycle phase, when estrogen levels are pressive symptoms. Whether these effects are caused by the exogenous
highest. Li et al. (2015) found that estrogen metabolite level was po­ hormones in the contraceptives, or the changes in endogenous hormone
sitively associated with sleep efficiency, also indicating better sleep levels (altered by the contraceptives) is not yet clear.
when estrogen levels were higher.
de Zambotti et al. (2015) found higher estrogen levels to be asso­ 3.10. The relation between sex hormones, sleep and mood
ciated with fewer arousals during sleep. Lowered estrogen levels were
associated with poorer sleep over time in Hollander et al. (2001), but Women with PMDD had more slow wave sleep (Baker et al., 2012;
this was only significant in the older (45+) age group. Kische et al. Shechter et al., 2012) and had longer and more prominent delta band
(2016) found that higher estrogen levels were associated with more activity (Baker et al., 2012) than women without PMDD, although
daytime sleepiness and more sleeping problems. A higher ratio of es­ absolute endogenous progesterone and estrogen levels between the
tradiol to testosterone (E2/TT ratio) was associated with more daytime groups were similar.
sleepiness and fewer sleeping problems. Only one study of all included studies reported the three-way in­
Baker et al. (2012) found that both higher progesterone and es­ teraction between sleep, depressive disorder and sex hormones: Lee
trogen levels were correlated with lower percentage REM sleep, an et al. (2000) included 34 women (age range 25−39) and showed that a
increase in WASO, and an increase in delta power, but only in control stronger increase in REM latency from the follicular to luteal phase was
participants and not in women with PMS. associated with an increase in negative mood. Thus, for understanding
In summary, both higher and lower endogenous progesterone levels the interaction between sleep, sex hormones and mood, the studies that
(through absence of ovulation, or after suppression progesterone levels) investigated differences between women with PMDD and healthy con­
seem to worsen sleep quality. Higher endogenous estrogen levels might trols, and the women with low or high endogenous progesterone were
have a positive effect on sleep quality, although the results vary useful. Women with more depressive symptoms through PMDD showed
strongly. altered sleep despite similar endogenous hormone levels, and women
with lower progesterone levels had a stronger increase in negative
3.8. Link sex hormones and depression mood if their REM sleep timing changed more throughout their cycle.

No significant sex hormone differences were found in the depressed 4. Discussion


group compared to healthy controls in the study of Antonijevic et al.
(2003). Baker et al. (2012) and Shechter et al. (2012) found no sig­ 4.1. Summary
nificant differences in sex hormone levels (estrogen and progesterone)
between women with PMDD and controls. Lee et al. (2000) showed that This systematic review summarizes and compares studies that ex­
women with lower luteal progesterone (because of anovulation) had amine sex hormones, sleep problems and depressive symptoms or a
worse mood scores in the luteal phase compared to their own follicular diagnosis of depression. It shows that previous studies mainly in­
phase, as well as compared to the high progesterone/ovulatory group. vestigated the influence of endogenous female gonadal sex hormones,
Freeman et al. (2004) found that higher estrogen levels were associated with most studies exploring effects of endogenous short-term fluctua­
with more depressive symptoms, although their method included long- tions (in the form of menstrual cycle monitoring) (n = 5), and only a
term changes in estrogen instead of short term changes as reported by few studies exploring effects of long-term hormone changes (e.g. pro­
Baker et al. (2012) and Shechter et al. (2012). spective female ageing studies over a number of years) (n = 3). Studies
Thus, depressed participants do not seem to have different absolute in males are lacking (n = 1), and no studies assessed the effect of ad­
sex hormone levels than control participants. There are indications, ministered testosterone. Moreover, controlled pre-post studies assessing
however, that changes in sex hormones, specifically progesterone and the influence of sex hormone interventions are sparse (n = 2).
estrogen, over time could be accompanied by increasing depressive Synthesis of the results of this systematic review firstly replicates
symptoms. the assumed bidirectional relationship between sleep and depression,
showing that depressed patients have prolonged sleep latency and more
3.9. Hormone intervention results subjective sleep problems. Additionally, an increase in sleep problems
can result in - or accompany an increase of - depressive symptoms or a
Ben Dor et al. (2013) suppressed both estrogen and progesterone diagnosis of depression.
levels which was subsequently associated with an increase in reported Secondly, the evidence for a direct relationship between en­
sleep difficulties. In the study of Ben Dor et al. (2013) suppression of dogenous sex hormone levels and sleep seems to be stronger than the
both progesterone and estrogen was related to a small increase in de­ evidence for a relationship between endogenous sex hormone levels
pressive symptoms of the participants. and depressive symptoms. Higher estrogen levels may be protective
Gingnell et al. (2013) only included women who previously ex­ against reported sleep problems, a relationship between endogenous
perienced side effects from the oral contraceptive pill (88% of partici­ hormone levels and depression was inconclusive. In the studies that
pants reported depressive mood and 20% reported disturbed sleep as used a hormone intervention, all three interventions did show an effect
previous side effects). They used a double-blind placebo-controlled on sleep and mood. Both suppression of endogenous sex hormones with
setup and showed that the contraceptive pill, but not placebo, had leuprolide as well as administration of exogenous hormones through
significant negative effects on sleep and depression in the treatment hormonal contraceptives showed negative effects on sleep quality and
group. Toffol et al. (2019) showed that symptoms of insomnia are more an increase in depressive symptoms, although the effect sizes varied
likely after starting hormonal contraceptives (after controlling for strongly (Cohen’s d in Toffol et al.: 0.12; in Ben Dor et al.: 58.3) or were
whether the contraceptive method was short term, like the pill, or long calculated from a specific sample that is not easily generalized to the
term, like an IUD or implant). They also found an increase in odds for general population (Gingnell et al. tested only women who experienced
self-harm, with 6 out of 68 women (9%) reporting self-harm behavior side effects from OC before; Cohen’s d: 0.66).
after starting hormonal contraception, while none of the women in the Two out of the three administration studies showed indications that
other groups reported self-harm. All self-harm reporting participants not all women, but a subgroup of women may be vulnerable to these
reported some psychological symptoms at baseline, with 2 out of 6 effects. Toffol et al. (2019) found that women who showed self-harm
having a previous psychiatric diagnosis. Thus, both suppression of behavior after starting hormonal contraceptives all reported negative

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M.W.L. Morssinkhof, et al. Neuroscience and Biobehavioral Reviews 118 (2020) 669–680

Fig. 2. Visualization of study setups and samples. – Mean


sample sizes (A) and age ranges (B) of included studies, sorted
alphabetically by name of first author. (A): red circle displays
an observational study, blue triangle represents an interven­
tion study. (B): Black squares display lowest and upper age,
diamond shape displays mean age; dashed lines display studies
that only included women, solid line represents studies that
included both men and women. Shechter et al. (2012) did not
report an age range, Toffol et al. (2019) did not report mean
age or age ranges, De Zambotti et al. (2015) reported a mean
age that was higher than the age range.

psychological symptoms before starting the hormonal contraceptives. whereas depressed people have less SWS in comparison to healthy
Gingnell et al. (2013) only included women who had previously ex­ controls; women with PMDD have longer and more prominent delta
perienced depressive symptoms while using hormonal contraceptives, band activity (indicating more deep sleep) whereas depressed people
and found that, even in a placebo-controlled setup, women who were show a decrease in delta activity; in women with PMDD, as well as the
provided hormonal contraceptives experienced significant depressive women in Lee et al. (2000), a longer REM latency predicts worse mood,
mood and disturbed sleep. This suggests that women with a history of whereas in depression a shorter REM latency is seen. These findings
psychological problems and women with previous depressive symptoms suggest that PMDD is not a periodic ‘worsening’ of depression, but may
during hormonal contraceptives use may have an increased risk for be a truly different disorder with respect to sleep architecture.
developing psychological problems when starting hormonal contra­
ceptives.
4.2. Limitations
Interestingly, the studies comparing sleep controls with women who
suffer from PMDD, a hormone-related mood disorder seem to show the
The studies included in this systematic review have several meth­
opposite of the sleep changes that have been found in persons with
odological limitations.
major depressive disorder. Women with PMDD show more SWS
The prospective long-term studies had multiple measurements over

Fig. 3. Visualization and summary of the found possible interactions between sleep, depression and sex hormones. Green arrows represent the known connection
between sleep and depressive symptoms, orange arrows and text boxes represent the hypothetical effects based on the current literature described in this review.

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M.W.L. Morssinkhof, et al. Neuroscience and Biobehavioral Reviews 118 (2020) 669–680

time, with multiple momentary cross-sectional assessments of sex hor­ 4.3. Implications
mones, sleep and/or mood. Although the analyses of these studies did
assess correlations between sex hormones, sleep problems and mood at Estrogen has been associated with sleep, which may be relevant for
each measurement session, their analyses could determine whether sex clinical purposes. Sex hormone levels were not clearly associated with
hormone changes over time make individuals more vulnerable for sleep depressive symptoms nor a diagnosis of depression. It is possible that
problems or depression. Thus, lack of longitudinal data analyses limited not the absolute sex hormone levels, but relative changes in sex hor­
the scope of these studies. mone levels are related to mood changes (Bloch et al., 2003). For ex­
Lee et al. (2000) was the only study that assessed the association ample, a relative reduction in testosterone levels in men is associated
between sleep, mood and sex hormones. They found that participant’s with an increase in depressive symptoms, although in the same parti­
negative mood did not correlate with sleep variables in the follicular cipants absolute testosterone levels do not seem to correlate with re­
phase, but in the luteal phase participants with a higher increase in ported depressive symptoms (Kische et al., 2018).
REM sleep latency (which is also seen in depressed patients) reported Another explanation is that there may be individual differences in
worse mood scores. The finding that the association between negative the sensitivity for sex hormone changes causing some individuals to be
mood and REM sleep latency was only seen in the luteal phase might more susceptible to hormonal mood complaints. Mechanisms involving
suggest that women are more vulnerable to depression or depressive differences in neurosteroids (Rapkin, 1999; Sundström Poromaa et al.,
moods during the luteal phase, even if they do not necessarily suffer 2003), MAO-receptors (Sacher et al., 2010) and GABA-A receptors
from PMDD. This study also found that participants with high proges­ (Bäckström et al., 2011; Klatzkin et al., 2006) have been proposed to
terone levels showed a bettermood, in contradiction to other studies explain individual vulnerability for the effects of sex hormones.
that found that higher progesterone levels had a negative effect on The hypothesis that hormone-related depressive symptoms have a
mood. However, this could be related to a bias in the study design. different etiology than MDD has also been suggested in previous studies
Their participants were all women who wanted to conceive, but 12 out in menopausal women and women with PMDD (Klatzkin et al., 2010;
of 34 did not experience an ovulation in the month of testing. Ovulation Kornstein et al., 2010). These studies suggest that hormonal depressive
was determined by the researchers through luteal progesterone levels complaints may have a different underlying mechanism. One finding
(with high levels of progesterone indicating ovulation), but it is not supporting this hypothesis is that these “hormonal depression phases”
described in the study whether participants themselves knew whether respond to different treatments which seem to target sex hormones and
they had ovulated. It is possible that the lack of ovulation may have their metabolites.. For example, intermittent use of the antidepressant
affected the anovulatory women’s mood negatively, since the differ­ fluoxetine (Prozac) relieves PMDD symptoms in a matter of days,
ences in mood scores may also be affected by their disappointment in whereas the effect is usually noticeable after 6–8 weeks in MDD
lack of ovulation that cycle. (Steinberg et al., 2012; Steiner et al., 2003), which may be related to
Only one study (Kische et al., 2016) included male participants in the much faster effect of fluoxetine on progesterone metabolites (Devall
their setup. In men, the effect of endogenous changes in sex hormones et al., 2015; Steiner et al., 2003). Additionally, depressive symptoms
are harder to study, since they have no defined moments where their during menopause can be relieved through sex hormone replacement
sex hormones endogenously fluctuate (e.g. menstrual cycles). Although therapy (Gordon and Girdler, 2014).
the association between testosterone and sleep has been investigated
(Leproult and Van Cauter, 2011; Schmid et al., 2012; Wittert, 2014), 4.4. Conclusion
studies on the relationship between testosterone, sleep and depression
are scarce. An important note in the findings of Kische et al. is that their This systematic review shows that studies on endogenous sex hor­
participants’ age range was partially outside of the set age range in this mone levels, sleep and depression have mainly been conducted in
review. Although they corrected for age in their analyses, in the in­ women, and that studies on exogenous sex hormone administration are
terpretation of their results it should be noted that the results also rare. Based on the current literature there seems to be more evidence
contain postmenopausal women and older men, who both have lower for an association between absolute sex hormone levels and sleep
endogenous hormone levels than their younger counterparts (Freeman problems, than a relation between absolute sex hormone levels and
et al., 2004; Muller et al., 2003). depressive symptoms or a diagnosis of depression.
Studies with both pre-and post-measurements in healthy women Our findings underscore large gaps in the field of neuroendocri­
starting hormonal interventions (such as oral contraceptives) are very nology and psychiatry: prospective, controlled administration studies
underrepresented in this field. Our initial full search did find three on sex hormones and the effect of short-term hormonal changes on
studies on sleep and depression in users and non-users of oral contra­ sleep and mood are lacking. This is remarkable given that millions of
ceptives. However, these studies were cross-sectional, and included people use hormonal medications worldwide, such as hormonal con­
long-time oral contraceptive users, whose oral contraceptives did not traceptives, sex hormone replacement and hormone suppressors.
represent a hormonal intervention. Thus, we decided not to include Furthermore, men are underrepresented in this area of research.
these studies for this review.
An important consideration in some of the studies, especially the 4.5. Future recommendations
hormone suppression study by Ben Dor et al., is that hormones can also
affect physical state. A well-known factor around menopause is that Since sleep problems and depression are common and impact on
women can experience hot flashes, presumably due to drops in en­ quality of life, it is useful to understand if and how sex hormones
dogenous estrogen and progesterone, which at night can also affect contribute to these problems. Therefore more studies on endogenous
sleep quality and nocturnal awakenings (Joffe et al., 2013). Indeed, Ben sex hormones and exogenous sex hormone changes over time are
Dor et al. reported an increase in hot flashes in their participants after needed.
suppression of sex hormones. OC might have also side effects such as The studies that were currently included used a wide range of ob­
lower libido and weight gain, both of which can affect users’ quality of servations and interventions, as a consequence these data were deemed
life. Additionally, both lower libido and weight gain can be symptoms unfit for a meta-analysis. If the body of research in this field grows, this
of depression in validated depression questionnaires, and as a con­ will make it possible to do meta-analyses to assess effects of specific
sequence oral contraceptive side effects might also cause depression interventions or endogenous hormones on sleep and depression (e.g.
scale scores to increase. Altogether, the physical effects of sex hormone hormone suppression, oral contraceptives or endogenous hormone
changes can also affect sleep and depression indirectly. changes).
Further studies in this area are warranted to understand which

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Funding Sleep 32, 865–877. https://doi.org/10.1093/sleep/32.7.865.
Devall, A.J., Santos, J.M., Fry, J.P., Honour, J.W., Brandão, M.L., Lovick, T.A., 2015.
Elevation of brain allopregnanolone rather than 5-HT release by short term, low dose
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Declaration of Competing Interest 7044.118.6.1352.
Fava, M., 2004. Daytime sleepiness and insomnia as correlates of depression. J. Clin.
Psychiatry 65, 27–32.
Prof. van den Heuvel reports previous support by Benecke, other Freeman, E.W., Sammel, M.D., Liu, L., Gracia, C.R., Nelson, D.B., Hollander, L., 2004.
authors report no other conflicts of interest. Hormones and menopausal status as predictors of depression in women in transition
to menopause. Arch. Gen. Psychiatry 61, 62–70. https://doi.org/10.1001/archpsyc.
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