Professional Documents
Culture Documents
!"
#
$ %
&
% '
'
'
(
)
* +, -)*+,
./01(
2
3
3
4
+
5)*+,
/60-.7-/-889/-0
!"#
$
%
&
'
(
)
* (
+
,-'
(
&
&-,./0'
123
4
1 5/,6 %
&
'
(
)
* ( +
&
&5/,6
3UHIiFLR
'HVVD IRUPD WHP VLGR LPSRUWDQWH R DYDQoR QR HVWXGR GDV GLYHUVDV
SURSULHGDGHVGRVELRPDWHULDLVHHPSDUWLFXODUDVSURSULHGDGHVPHFkQLFDVD
FXUWR H D ORQJR SUD]RV WHQGR HP YLVWD TXH HVVHV PDWHULDLV XVDGRV HP
DUWLJRVHSURGXWRVGHYHPPDQWHUVHXGHVHPSHQKRSRUORQJRSHUtRGRGDGDV
jVFRQGLo}HVSDUWLFXODUHVGHVXDLQWURGXomRQRFRUSRKXPDQR
$VVLPGLVWULEXtPRVRVDVVXQWRVDRORQJRGRVFDStWXORVDSUHVHQWDQGR
R FRPSRUWDPHQWR JHQpULFR H ID]HQGR PHQomR TXDQGR SRVVtYHO D DOJXP
ELRPDWHULDOHPSDUWLFXODU
i
1D VHTXrQFLD QR &DStWXOR p GDGD HVSHFLDO H EUHYH DWHQomR j
9LVFRVLGDGH SURSULHGDGH GH IXQGDPHQWDO LPSRUWkQFLD SDUD VH FRQKHFHU R
FRPSRUWDPHQWR GRV IOXLGRV FRUSRUDLV H GH RXWURV XWLOL]DGRV H[WHUQD RX
LQWHUQDPHQWH QR FRUSR KXPDQRV FRPR PHGLFDomR DQHVWpVLFR RX GH
FRUUHomR HVWpWLFD IUHQWH D YDULiYHLV FRPR WHPSHUDWXUD SUHVVmR SHVR
PROHFXODUQDWXUH]DGRVROYHQWHHDUTXLWHWXUDPROHFXODU
ii
GH WRGRV RV PRGHORV PHFkQLFRV TXH SRGHP VHU DVVRFLDGRV DRV PDWHULDLV
UHDLV RX VHMD DTXHOHV XWLOL]DGRV GH IDWR SHOD LQG~VWULD HP VHXV GLYHUVRV
UDPRV
&RP HVVH WH[WR HVSHUDPRV DWHQGHU jV H[SHFWDWLYDV GR OHLWRU HP
WHUPRVGD0HFkQLFDGRV%LRPDWHULDLV
&DPSLQD*UDQGHPDLRGH
5{PXOR)HLWRVD1DYDUUR
3URIHVVRU7LWXODU
8QLYHUVLGDGH)HGHUDOGH&DPSLQD*UDQGH
%UDVLO
iii
iv
ËQGLFH
&DStWXOR7HQVmRGHIRUPDomRHPyGXORQRUHJLPHHOiVWLFR
7HQVRU7HQVmR
7HQVRU7D[DGH'HIRUPDomR
'HIRUPDomRQR5HJLPH(OiVWLFR
0yGXOR
5HODomRHQWUH0yGXORH/LJDo}HV4XtPLFDV
(IHLWRGR*UDXGH$QLVRWURSLDVREUHR0yGXOR
(IHLWRGD7HPSHUDWXUDVREUHR0yGXORGH3ROtPHURV
(IHLWRGDUHWLFXODomRHGDFULVWDOLQLGDGH
(IHLWR GD 7HPSHUDWXUD VREUH R 0yGXOR GH 0HWDLV
&HUkPLFDVH0DWHULDLV9tWUHRV
(IHLWRGH&DUJDV5HIRUoRVH$GLWLYRVVREUHR0yGXOR
(IHLWR GR &RPSULPHQWR H 2ULHQWDomR GDV )LEUDV VREUH R
0yGXOR
(IHLWRVGRV3URFHVVRVGH'HJUDGDomRVREUHR0yGXOR
0RGHORGH1DYDUURG¶$OPHLGDH5DEHOOR
&DStWXOR±9LVFRVLGDGH
9LVFRVLGDGH$EVROXWD
(IHLWRGD7HPSHUDWXUD
(IHLWRGD3UHVVmR
(IHLWRVGR3HVR0ROHFXODUHGHVXD'LVWULEXLomR
(IHLWRGR*UDXGH5DPLILFDomR
9LVFRVLGDGHHP6ROXomR
(IHLWRGD&RQFHQWUDomRGR6ROXWR
(IHLWRGR3HVR0ROHFXODUVREUHD9LVFRVLGDGH,QWUtQVHFD
(IHLWR GD 1DWXUH]D GR 6ROYHQWH VREUH D 9LVFRVLGDGH
v
,QWUtQVHFD
(IHLWRGD7HPSHUDWXUDVREUHD9LVFRVLGDGH,QWUtQVHFD
&DStWXOR±)HQ{PHQRV1mR1HZWRQLDQRV
)HQ{PHQRV1mR1HZWRQLDQRV,QGHSHQGHQWHVGR7HPSR
3VHXGRSODVWLFLGDGH
(IHLWRGD7HPSHUDWXUD
(IHLWRGD&RQFHQWUDomRHGD$UTXLWHWXUD0ROHFXODUGR
6ROXWR
(IHLWRGRS+GD6ROXomR
(IHLWR GR 3HVR 0ROHFXODU H GD 'LVWULEXLomR GH 3HVR
0ROHFXODUGR3ROtPHUR
(IHLWRGD7D[DGH'HIRUPDomR
(IHLWRV &RPELQDGRV GD 7D[D GH 'HIRUPDomR H
7HPSHUDWXUD
'LODWkQFLD
0RGHORGH1DYDUURSDUDD'LODWkQFLD
9LVFRSODVWLFLGDGH
23DUDGR[RGD7HQVmR5HVLGXDO5HDOLGDGHRX0LWR"
7HRULDGH.HH )RQJSDUDD7HQVmR5HVLGXDO
)HQ{PHQRV1mR1HZWRQLDQRV'HSHQGHQWHVGR7HPSR
7L[RWURSLD
7HRULD(VWUXWXUDOGD7L[RWURSLD
$QWLWL[RWURSLDH5HRSH[LD
2FRUUrQFLD6LPXOWkQHDGH )HQ{PHQRV'HSHQGHQWHV H ,QGHSHQGHQWHV
GR7HPSR
&DStWXOR±'LQkPLFDGRV)OXLGRV(VFRDPHQWRV,VRWpUPLFRVQR
5HJLPH3HUPDQHQWH
vi
(VFRDPHQWRVREUHXP3ODQR,QFOLQDGR
(VFRDPHQWRHQWUH3ODFDV3DUDOHODV
(VFRDPHQWRHP'XWRV
'XWR&LUFXODU
'XWRV$QXODUHV
&DVR(VFRDPHQWR$QXODU$[LDO'HYLGRDR*UDGLHQWHGH
3UHVVmR
&DVR(VFRDPHQWR$QXODU'HYLGRDR0RYLPHQWR/LQHDU
GR&LOLQGUR,QWHUQR
&DVR(VFRDPHQWR$QXODU$[LDOGHYLGRDR*UDGLHQWHGH
3UHVVmRHDR0RYLPHQWR/LQHDUGR&LOLQGUR,QWHUQR
(VFRDPHQWR7DQJHQFLDO$QXODU
'XWR&LUFXODU&RQYHUJHQWH
(VFRDPHQWR&RPSUHVVLYRHQWUHGRLV'LVFRV3DUDOHORV
(VFRDPHQWRV5RWDFLRQDLV
(VFRDPHQWR5RWDFLRQDOHQWUH'LVFRV3DUDOHORV
(VFRDPHQWR5RWDFLRQDOHQWUHXP&RQHHXPD3ODFD
(VFRDPHQWRV5DGLDLV
&DStWXOR±9LVFRHODVWLFLGDGH
0RGHORGH0D[ZHOO
0RGHORGH9RLJW
6yOLGR/LQHDU3DGUmRPRGHORGH=HQHU
0RGHORGH2OGUR\G-HIIUH\VRXDQWL=HQHU
0RGHORGH%XUJHUV
0RGHORV*HQHUDOL]DGRV
0RGHORGH0D[ZHOO:LHFKHUW
0RGHORGH.HOYLQ9RLJW
vii
0RGHORGH0D[ZHOO*HQHUDOL]DGR0RGLILFDGR
0RGHORGH.HOYLQ9RLJW0RGLILFDGR
0RGHORVFRP$PRUWHFHGRUHV9DULiYHLV
0RGHORGH+XHW6D\HJK
0RGHORGH+XHW6D\HJK0RGLILFDGR
0RGHORGH+XHW6D\HJK*HQHUDOL]DGR
&DStWXOR±&RPSRUWDPHQWR3OiVWLFR
3RQWRGH(VFRDPHQWR
(VFRUUHJDPHQWR
&ULWpULRGH(VFRDPHQWR
&ULWpULRGH7UHVFD
/HLGH6FKPLG
&ULWpULRGH&RXORPE
0DFODJHP
'HIRUPDomR3OiVWLFDGH0DWHULDLV3ROLFULVWDOLQRV
(IHLWRVGR(QYHOKHFLPHQWRVREUHD7HQVmRGH(VFRDPHQWR
5HIHUrQFLDV
viii
&DStWXOR
7HQVmR'HIRUPDomRH0yGXORQR5HJLPH(OiVWLFR
,QWURGXomR
1HVWHFDStWXORVHUmRDERUGDGRVDVSHFWRVGDPHFkQLFDGRVPDWHULDLV
HVSHFLILFDPHQWH VHX FRPSRUWDPHQWR PHFkQLFR QRV HVWDGRV OtTXLGR
VHPLVVyOLGR H VyOLGR DSOLFDGR DRV PDWHULDLV VHPSUH TXH SRVVtYHO
GHVWDFDQGR RV ELRPDWHULDLV (P SULQFtSLR WRGR H TXDOTXHU IHQ{PHQR TXH
SRVVD VHU H[SHULPHQWDOPHQWH REVHUYDGR SRGH VHU WUDGX]LGR SRU XPD
H[SUHVVmRPDWHPiWLFD(QWUHWDQWRQD0HFkQLFDGRV0DWHULDLVQHPVHPSUH
pXPDWDUHIDIiFLOHRXH[HTXtYHOHVWDEHOHFHUHVVDVUHODo}HVSULQFLSDOPHQWH
SRUTXHpQHFHVViULRFRQVLGHUDURVHYHQWRVTXHDFRQWHFHPHPFDGDSRQWRGR
FRUSRHQDPDLRULDGRVFDVRVDHVSHFLILFLGDGHGDVSURSULHGDGHVPHFkQLFDV
GRV PDWHULDLV SRGH SURGX]LU UHVSRVWDV GLIHUHQWHV TXDQGR VH DSOLFD XPD
WHQVmRHVHYHULILFDDGHIRUPDomRSURGX]LGDGHTXDQGRDWHQVmRpSURGXWR
GHXPDGHIRUPDomRDSOLFDGD1DYDUUR
(P FHUWRV FDVRV D UHVSRVWD GR PDWHULDO j LPSRVLomR GH XP HVIRUoR
H[WHUQR p D ~QLFD SURSULHGDGH FRQILiYHO SDUD FODVVLILFiOR FRPR VHQGR
IOXLGRRXVyOLGR7RGDYLDQHPVHPSUHRVUHVXOWDGRVGHVVDFODVVLILFDomRVmR
FRQILiYHLV 6HJXQGR /HQN XP IOXLGR LGHDOPHQWH p XP FRUSR TXH
VHGHIRUPDLUUHYHUVLYHOPHQWHFRPRUHVXOWDGRGRHVFRDPHQWRHQWUHWDQWRRV
PHWDLV H RXWURV VyOLGRV SOiVWLFRV HVFRDP H SHUPLWHP GHIRUPDo}HV
LUUHYHUVtYHLV H QRWDGDPHQWH QmR VmR IOXLGRV 2 TXH GLVWLQJXH XP VyOLGR
1
SOiVWLFR GH XP IOXLGR p TXH R VHJXQGR QmR UHVLVWH DR SUySULR SHVR H VHX
HVFRDPHQWR p PDMRULWDULDPHQWH YLVFRVR QD WHPSHUDWXUD DPELHQWH 'HVVD
IRUPD D DQiOLVH GD UHODomR WHQVmRGHIRUPDomR QmR EDVWD SDUD FODVVLILFDU
UHRORJLFDPHQWHXPPDWHULDORXVHMDSDUDFODVVLILFDUXPPDWHULDOFRPEDVH
HP VHX FRPSRUWDPHQWR PHFkQLFR e QHFHVViULR YHULILFDU D H[LVWrQFLD GH
HVFRDPHQWRHPSULPHLUROXJDUXPDYH]TXHQmRHVFRDQGRRPDWHULDOFRP
FHUWH]D p XP VyOLGR H SRU ~OWLPR R WLSR GH HVFRDPHQWR YHULILFDGR VH
YLVFRVR RX SOiVWLFR &RQYpP UHVVDOWDU TXH RXWUD FDUDFWHUtVWLFD D
UHFXSHUDomR HVSRQWkQHD RX GHIRUPDomR UHYHUVtYHO DQWHV Vy UHODFLRQDGD
FRP RV VyOLGRV QmR SRGH VHU XP GHWHUPLQDQWH GR FDUiWHU PHFkQLFR GRV
PDWHULDLV XPD YH] TXH WDPEpP SRGH VHU DSUHVHQWDGD SHORV IOXLGRV
YLVFRHOiVWLFRV
2
GR PDLV D PDLRULD GHVVDV YDULiYHLV UHROyJLFDV DGTXLUH FRQILJXUDo}HV
GLIHUHQWHVGHSHQGHQGRGRWLSRGDGHIRUPDomRRXGRHVFRDPHQWRFRPRVHUi
PRVWUDGRQDVVHo}HVTXHVHVHJXHP
7HQVRU7HQVmR
1mR p REMHWLYR GHVWH FDStWXOR H GH UHVWR GR OLYUR XP WUDWDPHQWR
PDWHPiWLFR PDLV SURIXQGR SULQFLSDOPHQWH QR TXH WDQJH j PDWHPiWLFD
WHQVRULDO (QWUHWDQWR FRP ILQV GH LOXVWUDomR VHUmR DSUHVHQWDGRV RV
SULQFLSDLV WLSRV GH WHQVRUHV H DOJXPDV GH VXDV SHFXOLDULGDGHV 'H LQtFLR
VHUiDQDOLVDGRRWHQVRUWHQVmRFXMDUHSUHVHQWDomRp
RtQGLFHLLQGLFDDGLUHomRGHDSOLFDomRGRHVIRUoRRXGRHVFRDPHQWR
RtQGLFHMLQGLFDDGLUHomRTXHLQIOXLQDUHVSRVWDDRHVIRUoRDSOLFDGR
6H R WHQVRU PRVWUDGR HP IRU FRPSRVWR GH YHWRUHV
⃗
TXH
SRVVXHP SHOR PHQRV XP ~QLFR FRPSRQHQWH QmR QXOR HOH UHSUHVHQWD XP
HVWDGR WULD[LDO GH WHQVmR &RPR H[HPSOR GHVVH WLSR GH HVIRUoR VH WHP D
FRPSUHVVmRKLGURVWiWLFDFXMDUHSUHVHQWDomRWHQVRULDOpPRVWUDGDDVHJXLU
− 0 0
{} = 0 − 0
0 0 −
3
6HJXQGR9LQRJUDGRY 0DONLQVHXPDGDVOLQKDVGDPDWUL]
WHQVRULDOIRUQXODLVVRLPSOLFDTXHXPGRVYHWRUHV
⃗pQXOR1HVVHFDVRR
FRUSRVHHQFRQWUDVREXPHVWDGRSODQDURXELD[LDOGHWHQVmRFRPRQRFDVR
GRFLVDOKDPHQWRVLPSOHVHPTXH
0 0
{} = 0 0
0 0 0
)LQDOPHQWH FDVR H[LVWDP GXDV OLQKDV QXODV LQGLFDQGR TXH GRLV GRV
YHWRUHV GR WHQVRU VmR QXORV R HVWDGR GH WHQVmR VHUi XQLD[LDO 3DUD HVVH
FDVR FDUDFWHUtVWLFR GRV SURFHVVRV GH WUDomR H FRPSUHVVmR VLPSOHV D
UHSUHVHQWDomRWHQVRULDOSRGHVHUFRPRPRVWUDGDHP
0 0
{} = 0 0 0
0 0 0
7HQVRU7D[DGH'HIRUPDomR
6HQGR D WD[D GH GHIRUPDomR D UHVSRVWD D XP HVWiJLR GH WHQVmR HP
TXH H[LVWH HVFRDPHQWR RV WHQVRUHV WD[D GH GHIRUPDomR {̇ } = ̇
DVVXPHP IRUPDV VHPHOKDQWHV DRV GD WHQVmR jV TXDLV VH FRQWUDS}HP 6RE
FLVDOKDPHQWR VLPSOHV SRU H[HPSOR R WHQVRU WD[D GH GHIRUPDomR
FRUUHVSRQGHQWHDRWHQVRUWHQVmRPRVWUDGRHPpRVHJXLQWH
0 ̇ 0
^̇ `= 0 0 0
0 0 0
'HIRUPDomRQR5HJLPH(OiVWLFR
4
GHIRUPDomRVHULDUHSUHVHQWDGRSRU⃗ SDUDHVIRUoRVGHWUDomRHSRU⃗ SDUD
RVGHFLVDOKDPHQWRRVTXDLVWrPDVHJXLQWHUHSUHVHQWDomRPDWHPiWLFD
= −
$V )LJXUDV H PRVWUDP RV HVWiJLRV GH GHIRUPDomR SRU
WUDomRFRPSUHVVmRHSRUFLVDOKDPHQWRHDVIyUPXODVPDWHPiWLFDVFRPRVmR
REWLGRVRVYDORUHVQXPpULFRVGDWHQVmRHGDUHVSHFWLYDGHIRUPDomR
!
∆
)LJXUD5HSUHVHQWDomRGDGHIRUPDomRSRUWUDomR
3DUDRHVWiJLRGHWUDomRHVHJXQGRDVQRWDo}HVXVDGDVQD)LJXUD
VmRYiOLGDVDVVHJXLQWHVUHODo}HV
=
∆
=
5
HP TXH ! H VH UHIHUHP j iUHD GD VHomR WUDQVYHUVDO H FRPSULPHQWR
LQLFLDLVHDIRUoDDSOLFDGDSDUDSURGX]LURDORQJDPHQWR∆3HOD)LJXUD
HSHODHTXDomRFRQFOXLVHTXH
= + ∆
VHUiRFRPSULPHQWRILQDOGDEDUUDPRVWUDGDQD)LJXUD
∆
= tan " =
HP TXH ! DJRUD UHSUHVHQWD D iUHD GH DSOLFDomR GR FLVDOKDPHQWR FRPR
PRVWUDGRQD)LJXUD
!
∆
"
)LJXUD5HSUHVHQWDomRGDGHIRUPDomRSRUFLVDOKDPHQWR
0yGXOR
2V HIHLWRV GD DSOLFDomR GH XPD WHQVmR VREUH XP FRUSR VHUmR WDQWR
PDLV GUiVWLFRV TXDQWR PHQRU IRU D UHVLVWrQFLD TXH HVVH FRUSR RIHUHFHU jV
Do}HVGDWHQVmRLPSRVWD$HVVDUHVLVWrQFLDpGDGRRQRPHGHPyGXOR
6
pFKDPDGRGHHOiVWLFRUHSUHVHQWDGRSRU#HpGDGRSHORTXRFLHQWHHQWUHD
WHQVmRLPSRVWDHDGHIRUPDomRFRUUHVSRQGHQWHFRPRPRVWUDGRQD(TXDomR
$
# =
1RFDVRGHDWHQVmRVHUDSOLFDGDGHIRUPDWDQJHQFLDOFRPRPRVWUDGR
QD )LJXUD SDUD D UHJLmR OLQHDU GD FXUYD WHQVmRGHIRUPDomR H[LVWLUi
RXWUR PyGXOR FKDPDGR GH PyGXOR GH ULJLGH] RX GH FLVDOKDPHQWR
UHSUHVHQWDGRSRU%RTXDOpGDGRSRU
$
% = &
# = 2% (1 + ) = 3'(1 − 2 )
3DUDDPDLRULDGRVPDWHULDLV
3
' ≈ #; % ≈ #; ≈ 0,33
8
.45679çã 9:469
1
Q −
.45679çã <6 :69çã
7
5HODomRHQWUH0yGXORH/LJDo}HV4XtPLFDV
2VPDWHULDLVVmRXQLGRVSRUOLJDo}HVTXtPLFDV&HUkPLFDVHPHWDLVR
VmR WRWDOPHQWH SRU OLJDo}HV SULPiULDV RV SROtPHURV SRU SULPiULDV H
VHFXQGiULDV /LJDo}HV IRUWHV H UtJLGDV SURSLFLDP PyGXORV PDLV HOHYDGRV
HQTXDQWR TXH OLJDo}HV PDLV IOH[tYHLV SURGX]HP PDWHULDLV FRP PyGXORV
PDLV EDL[RV $ IRUoD ) TXH PDQWpP RV iWRPRV XQLGRV GHULYD GD HQHUJLD
SRWHQFLDO 8 UHVXOWDQWH GRV SURFHVVRV GH DWUDomR H UHSXOVmR TXH RFRUUHP
GXUDQWHDIRUPDomRGDOLJDomRDW{PLFDRXVHMD
.@
=
.6
HP TXH RV tQGLFHV L D H UHS VH UHIHUHP DR HYHQWXDO WUDEDOKR UHDOL]DGR j
SDUWHDWUDWLYDHjSDUWHUHSXOVLYDUHVSHFWLYDPHQWHGRSURFHVVRGHIRUPDomR
GDOLJDomRHUpDGLVWkQFLDLQWHUDW{PLFD
AB F
>(?) = > − CDE + 6 G
6
H
AB HF
= CDE B
−
6 6 GIJ
8
$ OLJDomR FRYDOHQWH SRU HQYROYHU DSHQDV R FRPSDUWLOKDPHQWR
HOHWU{QLFR> = 0H
F
>(?) = −
6L
+ (M < O)
6G
7 HF
= −
6 LPJ 6 GPJ
S F
= −
6T 6 JU
$ULJLGH]GHXPDOLJDomR6pGHILQLGDSRU
. .B@
V= =
.6 .6 B
.B@
V = W X
.6 B 6Y6
H D OLJDomR HVWDUi VHJXLQGR D /HL GH +RRN SRU VH FRPSRUWDU GH PDQHLUD
HOiVWLFDOLQHDU$VKE\ -RQHVRXVHMDV pDFRQVWDQWHGD
PROD”
GDOLJDomR6HQGRDVVLP
= V (? − ? )
9
6H R VyOLGR HP TXHVWmR VH PDQWLYHU XQLGR SRU 1 OLJDo}HV SRU iUHD
XQLWiULD H FRQVLGHUDQGRVH TXH D iUHD PpGLD SRU iWRPR p ? D WHQVmR
UHVXOWDQWHGRDORQJDPHQWR(? − ? )VHUi
= ZV (? − ? )
&RPRZ ≈ 1/?
V (? − ? )
=
?
6HDGHIRUPDomRGDOLJDomRpGDGDSRU
(? − ? )
=
?
[
= W6X
GRQGHSHOD/HLGH+RRNVHFRQFOXLTXHRPyGXORGHHODVWLFLGDGH (pGH
IDWR
\ [
#= = W X
6
(IHLWRGR*UDXGH$QLVRWURSLDVREUHR0yGXOR
$OpPGHGHSHQGHUGDIRUPDFRPRDWHQVmRpDSOLFDGDDUHVSRVWDGR
FRUSR p IXQomR GR VHX DUUDQMR HVWUXWXUDO QD GLUHomR GH VROLFLWDomR 6HQGR
DVVLPRJUDXGHLVRWURSLDHKRPRJHQHLGDGHGRFRUSRLQIOXLUiQDUHVLVWrQFLD
TXHHOHRIHUHFHUiDRHVIRUoRDRTXDOIRLVXEPHWLGR0DWHULDLVLVRWUySLFRVH
KRPRJrQHRV UHSUHVHQWDP R WLSR GH PDWHULDO PDLV VLPSOHV TXH SRGH VHU
10
LGHDOL]DGR(VVH WLSRGH PDWHULDOSRVVXLFRPSRVLomR HSURSULHGDGHVLJXDLV
HP WRGDV DV GLUHo}HV DR ORQJR GH WRGRV RV SODQRV GH VLPHWULD ,VVR TXHU
GL]HU TXH TXDOTXHU TXH VHMD D GLUHomR GH DSOLFDomR GD FDUJD R PDWHULDO
RIHUHFHUDPHVPDUHVSRVWD
6HQGR DVVLP WDLV PDWHULDLV SRVVXHP DSHQDV XP GH FDGD WLSR GH
PyGXOR HOiVWLFR H FRPR PRVWUD D HTXDomR FRP DSHQDV GRLV
PyGXORV p SRVVtYHO GHVFUHYHU VHX FRPSRUWDPHQWR PHFkQLFR 1LHOVHQ
(VVD HTXDomR p YiOLGD SDUD PDWHULDLV LVRWUySLFRV FRPR SROtPHURV
DPRUIRV H YLGURV UHFR]LGRV QHFHVVLWDQGR GH DMXVWHV SDUD DSOLFDomR HP
RXWURVPDWHULDLV
11
R FDVR GH RVVRV KXPDQRV FRPSDFWRV TXH SRVVXHP VLPHWULD KH[DJRQDO
LVRWURSLD WUDQVYHUVD FRP PyGXORV LQGHSHQGHQWHV FRPSURYDGRV SRU
PHGLo}HVGHXOWUDVVRP/DNHVHGHRVVRVRUWRWUySLFRFRPRIrPXUHV
ERYLQR H KXPDQR D WtELD KXPDQD H R IrPXU SOH[LIRUPH ERYLQR TXH
DSUHVHQWDP PyGXORV LQGHSHQGHQWHV .DUW] FRPR PRVWUDGR D
VHJXLU
= # ; ,
= 1 ] 6
3DUD XP VyOLGR LVRWUySLFR WUDQVYHUVR D PDWUL] HOiVWLFD ^# _ VHUi
GDGDSRU
FRPFRHILFLHQWHVQmRQXORVHLQGHSHQGHQWHVXPDYH]TXH
#SS = (# − # )
.DUW]-/0HFKDQLFVRIKDUGWLVVXHVLQ7KH%LRPHGLFDO(QJLQHHULQJ+DQGERRNQG
HG%URQ]LQR-'HGLWRULQFKLHI&5&3UHVV%RFD5DWRQ
3
8PVyOLGRpFRQVLGHUDGRLVRWUySLFRWUDQVYHUVRTXDQGRRHL[RGHVLPHWULDGRVyOLGRQDV
GLUHo}HVpR~QLFRHL[RGHVLPHWULD4XDOTXHUGLIHUHQoDQDVSURSULHGDGHVHOiVWLFDVHQWUHRV
HL[RVUDGLDOHORQJLWXGLQDOVHUiFRQVLGHUDGDXPGHIHLWRTXHQmRDOWHUDDVLPHWULD
12
3DUDXPVyOLGRRUWRWUySLFRpQHFHVViULRTXHGRVFRPSRQHQWHV
QmRQXORVVHMDPLQGHSHQGHQWHVRXVHMD
1HVVHFDVR#SS DVVXPHYDORULQGHSHQGHQWHHGLIHUHQWHGRPRVWUDGR
QD HTXDomR 1D 7DEHOD HQFRQWUDPVH YDORUHV WtSLFRV SDUD DV
FRQVWDQWHVHOiVWLFDVGHGRLVRVVRVKXPDQRV
7DEHOD&RQVWDQWHVHOiVWLFDVGDWtELDHGRIrPXUKXPDQRV9DORUHVHP*3D.DUW]
2VVR # # # #CC #gg #SS # # #
7tELD
)rPXU
(IHLWRGD7HPSHUDWXUDVREUHR0yGXORGH3ROtPHURV
$VVLPFRPRWRGDSURSULHGDGHItVLFDRPyGXORVRIUHDDomRGDVPDLV
GLYHUVDV YDULiYHLV HVWUXWXUDLV H GH SURFHVVR $ )LJXUD D PRVWUD D
YDULDomR GR PyGXOR GH ULJLGH] % FRP D WHPSHUDWXUD GH XP PHVPR
SROtPHUR FRP GLIHUHQWHV SHVRV PROHFXODUHV 3DUD SROtPHURV DPRUIRV H
VHPLFULVWDOLQRV DSHVDU GH DEDL[R GD WHPSHUDWXUD GH WUDQVLomR YtWUHD hi R
SHVRPROHFXODUQmRH[HUFHUQHQKXPHIHLWRVREUHRPyGXORDSyVDWUDQVLomR
YtWUHDUHJLmRGHTXHGDYHUWLJLQRVDGRPyGXORFRPDWHPSHUDWXUDTXDQWR
PDLRUIRURSHVRPROHFXODUPDLRUVHUiRLQWHUYDORHPTXHRPyGXORQmRLUi
4
4XDQGRPHVPRSHTXHQDDGLIHUHQoDHQWUHDVSURSULHGDGHVWUDQVYHUVDOHUDGLDOIRULPSRUWDQWH
RPDWHULDOVHUiFRQVLGHUDGRRUWRWUySLFR
13
YDULDU FRP D WHPSHUDWXUD SODW{ ERUUDFKRVR DQWHV GD WUDQVLomR
VyOLGRIOXLGRMiTXHHVVHVPDWHULDLVQmRDSUHVHQWDPIXVmRYHUGDGHLUD3DUD
PDWHULDLV GH EDL[R SHVR PROHFXODU RX PDWHULDLV FULVWDOLQRV QRV TXDLV QmR
H[LVWH XPD WUDQVLomR YtWUHD QHP SODW{ ERUUDFKRVR D SDVVDJHP GR HVWDGR
VyOLGRSDUD R OtTXLGRVHUiTXDVHTXHDSDUWLUGHXPDUHWDFRPSRUWDPHQWR
VHJXQGR HTXDomR WLSR $UUKHQLXV TXDQWR PDLRU IRU R VHX SHVR PROHFXODU
PDLRU VHUi D UHVLVWrQFLD GR PyGXOR j DomR GD WHPSHUDWXUD H PDLRU D
WHPSHUDWXUDGHIXVmRFRPRPRVWUDD)LJXUDE
M3>M2>M1
(a)
Módulo
M1
M2
M3
Temperatura
M3>M2>M1
(b)
Módulo
M1
M2
M3
Temperatura
)LJXUD (IHLWR GR SHVR PROHFXODU QD GHSHQGrQFLD GR PyGXOR FRP D
WHPSHUDWXUD SDUD D SROtPHURV DPRUIRV H SROtPHURV VHPLFULVWDOLQRV H E SROtPHURV GH
EDL[RSHVRPROHFXODUHSROtPHURVFULVWDOLQRV
14
(IHLWRGD5HWLFXODomRHGD&ULVWDOLQLGDGH
1RVSROtPHURVDDomRGDVOLJDo}HVFUX]DGDVpVHPHOKDQWHjGRSHVR
PROHFXODU $ GLIHUHQoD UHVLGH QR IDWR GH TXH SRU PHQRU TXH VHMD D VXD
FRQFHQWUDomRDVOLJDo}HVFUX]DGDVLQLEHPRHVFRDPHQWRYLVFRVRYLVWRTXH
FRQWLQXDP HILFD]HV PHVPR HP WHPSHUDWXUDV HOHYDGDV 1D )LJXUD p
SRVVtYHO YHULILFDU R FRPSRUWDPHQWR GR PyGXOR GH XP SROtPHUR
OLJHLUDPHQWHUHWLFXODGRHPFRPSDUDomRFRPGRLVVHPUHWLFXODomRSRGHQGR
VHU YHULILFDGD D H[LVWrQFLD GH XP SODW{ DSyV D WUDQVLomR YtWUHD H D
LQH[LVWrQFLDGDTXHGDFDUDFWHUtVWLFDGRPyGXORSRURFDVLmRGDIXVmR
)LJXUD'HSHQGrQFLDGRPyGXORFRPDWHPSHUDWXUDSDUDSROtPHURVFRPGLIHUHQWHV
JUDXVGHUHWLFXODomR
2HIHLWRGDFULVWDOLQLGDGHWDPEpPpPRVWUDGRQD)LJXUD1HODp
SRVVtYHOYHULILFDUTXHDFXUYDSDUDRSROLHVWLUHQRGHDOWDFULVWDOLQLGDGHQmR
DSUHVHQWD D TXHGD DFHQWXDGD GR PyGXOR QD UHJLmR GD WUDQVLomR YtWUHD
HQTXDQWR HOD p SHUIHLWDPHQWH REVHUYiYHO QD FXUYD SDUD R SROLHVWLUHQR
DPRUIR 3RU RXWUR ODGR QD SDVVDJHP GR HVWDGR VyOLGR SDUD R OtTXLGR D
GLPLQXLomRGRPyGXORTXHRFRUUHGHIRUPDPDLVDWHQXDGDHHPXPDIDL[D
$GDSWDGRGHKWWSSHRSOHYLUJLQLDHGXaO]QPVH&KDSWHUSGIDFHVVDGRHP
15
GH WHPSHUDWXUD PDLV DPSOD SDUD R SROtPHUR DPRUIR p IHLWD TXDVH VRE
WHPSHUDWXUDFRQVWDQWHSDUDRSROtPHURFULVWDOLQR
)LJXUD 9DULDomR GR PyGXOR FRP D WHPSHUDWXUD SDUD LRQ{PHURV GH YLGUR +
$QWRQLDGHVHWDO
16
(03D
$d20E
$d21L
%521=(&
021(/
7L
7 &
)LJXUD(IHLWRGDWHPSHUDWXUDVREUHRPyGXORGHDOJXPDVOLJDVPHWiOLFDV
(IHLWRGH&DUJDV5HIRUoRVH$GLWLYRVVREUHR0yGXOR
6
$GDSWDGRGH7KH(JLQHHULQJ7RROERRNLQKWWSZZZHQJLQHHULQJWRROER[FRP\RXQJ
PRGXOXVGBKWPODFHVVDGRHP
17
8P DGLWLYR TXH SURSRUFLRQH XPD PDLRU IOH[LELOLGDGH DR PDWHULDO
FRPRRVSODVWLILFDQWHVSDUDRVSROtPHURVDJHDXPHQWDQGRDGLVWkQFLDHQWUH
DV FDPDGDV LQWHUQDV GR PDWHULDO H IDYRUHFHQGR RV PRYLPHQWRV UHODWLYRV
GHVVDV FDPDGDV &RPR UHVXOWDGR UHGX] R PyGXOR +DQ HW DO
YHULILFDUDP HVVH HIHLWR TXDQGR DFUHVFHQWDUDP SODVWLILFDQWHV j EDVH GH
WLWkQLR DR SROLSURSLOHQR H DR SROLHWLOHQR GH DOWD GHQVLGDGH UHIRUoDGRV SRU
YiULDV FDUJDV PLQHUDLV (VWD DomR VHUi DLQGD IXQomR GR IRUPDWR GDV
SDUWtFXODVGRDGLWLYR&DUJDVSDUWLFXODGDVHPJHUDOGLPLQXHPRPyGXORGD
PDWUL] PDWHULDO HP PDLRU TXDQWLGDGH QD FRPSRVLomR PHVPR TXH VHX
PyGXOR VHMD PDLRU GR TXH R GD PDWUL] ,VVR SRGH VHU DWULEXtGR DR
FRQWUDEDODQFHDPHQWR GH GRLV IHQ{PHQRV FRQFHQWUDomR GH WHQVmR QDV
YL]LQKDQoDVGDVSDUWtFXODVHWUDQVPLVVmRSDUFLDOGRHVIRUoRGDPDWUL]SDUDD
FDUJD %HUOLQ :ROIVRQ ,VVR RFRUUH SRUTXH H[LVWH
LQFRPSDWLELOLGDGH HQWUH DV SDUWtFXODV GD FDUJD H D PDWUL] D TXDO p
UHSUHVHQWDGD SHOD IDOWD GH DOJXP WLSR GH OLJDomR HQWUH DV GXDV IDVHV 3DUD
HVVHV FDVRV p QHFHVViULR R XVR GH RXWUR DGLWLYR TXH VHMD FDSD] GH
HVWDEHOHFHU XPD SRQWH HQWUH HVVDV IDVHV (VVHV DGLWLYRV FKDPDGRV GH
DJHQWHVGHDFRSODPHQWRWHUmRTXH WHUXPDDomRDJUHJDGRUD PDLRUGR TXH
VXD DomR SODVWLILFDQWH YLVWR TXH SRVVXL SHVR PROHFXODU EDL[R &DVR
FRQWUiULRLUmRSURYRFDUUHGXomRQRPyGXOR+DQHWDO
WLSRGHUHIRUoRFRQWtQXRRXGHVFRQWtQXR
IRUPDFRPRDWUDQVPLVVmRGRHVIRUoRGDPDWUL]SDUDFDUJDVHUiIHLWD
WRWDORXSDUFLDO
18
3RU UHIRUoR FRQWtQXR GHYH VHU HQWHQGLGR R XVR GH ILEUDV ORQJDV
GLVSRVWDV XQLD[LDOPHQWH H FRPR GHVFRQWtQXR R UHIRUoR HP TXH DV ILEUDV
XWLOL]DGDVVmRFXUWDVHDOHDWRULDPHQWHGLVSHUVDVQDPDWUL]
#j = ∅7 #7 + ∅5 #5
HPTXH#pRPyGXORGHHODVWLFLGDGH∅DIUDomRYROXPpWULFDHRVtQGLFHV
l M H m VH UHIHUHP DR FRPSyVLWR j PDWUL] H j ILEUD UHVSHFWLYDPHQWH H
∅7 + ∅5 = 1
1DPDLRULDGRVFDVRVUHDLVHQWUHWDQWRDUHODomROLQHDUSURSRVWDSHOD
HTXDomR QmR VH YHULILFD 9iULDV VmR DV UD]}HV DV TXDLV HQYROYHP
GHVGH R FRPSULPHQWR H RULHQWDomR GDV ILEUDV DWp D FRPSDWLELOLGDGH HQWUH
HVVDV H D PDWUL] 3DUD D VROXomR GR SUREOHPD UHFRUUHVH D DMXVWHV QD
HTXDomRGDVPLVWXUDVDGHTXDQGRDDFDGDVLVWHPDHPSDUWLFXODURXVHQGR
SRVVtYHO OHYDQGRVH HP FRQVLGHUDomR GH IRUPD JHQpULFD FDGD XP GRV
IDWRUHVDIHWDQWHV
19
FRQVWLWXLQWHV VH HQFRQWUDP SHUSHQGLFXODUHV j GLUHomR GH DSOLFDomR GD
WHQVmR GH PDQHLUD TXH R PyGXOR HIHWLYR GR FRPSyVLWR SDVVD D VHU
FDOFXODGRSHODUHODomR
∅L ∅q
op
= + D
oL oq
oL oq
#j = E
∅L oq r∅q oL
)LJXUD 0yGXOR GR FRPSyVLWR HP IXQomR GD IUDomR YROXPpWULFD GH ILEUDV SDUD
KLSRWpWLFRV#7 = 200*3DH#5 = 1.000*3D¡(T{(TE
20
(IHLWRGR&RPSULPHQWRH2ULHQWDomRGDV)LEUDVVREUHR0yGXOR
3DUD RXWURV kQJXORV GH RULHQWDomR )RONHV SURS}H TXH SDUD
PDWHULDLV UHIRUoDGRV SRU ILEUDV HP HVSHFLDO SROtPHURV UHIRUoDGRV FRP
ILEUDVFXUWDVGHYDVHUOHYDGDHPFRQWDDHILFLrQFLDGDRULHQWDomRGRUHIRUoR
ILEURVRuHPUHODomRjGLUHomRGHDSOLFDomRGRHVIRUoR1HVVHFDVRGHYH
VHU LQWURGX]LGR XP FRHILFLHQWH GH DWHQXDomR GD DomR GR FRQWH~GR
YROXPpWULFR GDV ILEUDV VREUH R PyGXOR GR FRPSyVLWR YHU HTXDomR
(VVHFRHILFLHQWHpRSUySULRuTXHDVVXPHYiULRVYDORUHVTXHYDULDPGH
DGHSHQGHQGRGHFRPRDVILEUDVVHHQFRQWUDPGLVSRVWDVHPUHODomRj
GLUHomRGHDSOLFDomRGRHVIRUoRH[WHUQRFRPRPRVWUDGRQD7DEHOD
#j = ∅7 #7 + u∅5 #5
21
FRPSRUWDPHQWRVGLYHUVRVGRLGHDO DMXVWDQGRGHVVDIRUPD RV YDORUHV GRV
PyGXORVHGDFRPSRVLomRHPHTXDo}HVPDLVHODERUDGDVeSRVVtYHODLQGD
TXH RV SUySULRV FRHILFLHQWHV GHSHQGDP WDPEpP GR FRQWH~GR GR
FRPSULPHQWRHGDRULHQWDomRGDVILEUDVFRPRYHULILFDGRSRUdXYDOFLHWDO
0XLWDV YH]HV QmR p SRVVtYHO VH REWHU FRPSyVLWR FRP PyGXOR FRP
YDORUDSUR[LPDGRDRGDILEUDPHVPRHPHOHYDGDVFRQFHQWUDo}HVSHORIDWR
GHTXHDILEUDSDVVDDVHUXPIDWRUSHUWXUEDGRUSDUDDFDSDFLGDGHGDPDWUL]
HPOKHWUDQVIHULUFDUJD
'H DFRUGR FRP 9LODVHFD HW DO R PyGXOR GH HODVWLFLGDGH GH
FRPSyVLWRVGHILEUDVFXUWDVVHJXHXPDOHLGHPLVWXUDVHPHOKDQWHjHTXDomR
PRGLILFDGD SDUD LQWURGXomR GH IDWRUHV GH HILFLrQFLD SDUD R
FRPSULPHQWRHRULHQWDomRGDVILEUDVDVDEHU
#j = ∅7 #7 + u u ∅5 #5
FRP
oL
= J⁄B
6
oq (L ) y
q
22
VHUGHFRPSRVWRFRPRRPXOWLSOLFDGRUGRIDWRUGH RULHQWDomRSHORIDWRUGH
FRPSULPHQWRRXVHMDu = u u 9LODVHFD HWDO1D7DEHODVmR
PRVWUDGRVYDORUHVGDVYDULiYHLVGDVHTXDo}HVSDUDFRPSyVLWRGH
SROLSURSLOHQRFRPIDUHORGHPDGHLUD
7DEHOD9DORUHVSDUDDHILFLrQFLDGDRULHQWDomRGDILEUDHPUHODomRjGLUHomR
GRHVIRUoR)RONHV
'LUHomRGR
HVIRUoR
2ULHQWDomRGD
u
ILEUD
23
7DEHOD 9DORUHV GRV FRHILFLHQWHV SDUD DV HTXDo}HV SDUD R VLVWHPD 33
IDUHORGHPDGHLUD9LODVHFDHWDO
YDORUPpGLR
5 #j *3D u 5 PP
u u
HPTXH# RPyGXORSDUDRDUUDQMRHPVpULHpGDGRSHODHTXDomRH
#< RPyGXORSDUDRDUUDQMRHPSDUDOHORpRPHVPRGDHTXDomRDRX
E 6H D HTXDomR IRU UHVROYLGD SDUD O HP WHUPRV GDV GHPDLV
YDULiYHLVDVROXomRVHUiGHDFRUGRFRP8SDGK\D\HWDO
24
∅ W∅q X
y L oq r oq
L q
O= q
yr∅L ∅q L r
q L
FRPR∅7 + ∅5 = 1YrVHTXHDHTXDomRLPS}HTXHOVHMDIXQomRGH
∅7 #7 H #5 FXMD UHODomR SRGH VHU DMXVWDGD H[SHULPHQWDOPHQWH SRU XP
DMXVWHGRWLSR
O = ! C + + + + #
FRP
⁄ ∅q
= ∅7 ln
∅L
7DEHOD9DORUHVDMXVWDGRVGHGDGRVH[SHULPHQWDLVSDUDRVFRHILFLHQWHVGDVHTXDo}HV
H$GDSWDGRGH8SDGK\D\HWDO
&RPSyVLWRPI $ % & ' ( / 0 1
$O21L$O
6L&$O
$O2=U2
$O$O2
∅L
#45 = #5 + ' #7
∅q
FRP'VHQGRHVFULWDHPWHUPRVGDIUDomRYROXPpWULFDGDVILEUDVSRU
25
H R PHVPR TXH GD HTXDomR 1D 7DEHOD Ki YDORUHV SDUD RV
FRHILFLHQWHV/0H1
1D )LJXUD SRGH VHU YLVWD D FRPSDUDomR GH DOJXQV GRV PRGHORV
DTXL SURSRVWRV FRP GDGRV H[SHULPHQWDLV SDUD RV VLVWHPDV $O21L$O HP
IXQomR GR FRQWH~GR GH $O2 SRGHQGR VHU FRQVWDWDGR TXH RV PRGHORV
SUHYLVWRVSHODVHTXDo}HVDRXEHDSUHVHQWDPDMXVWHVTXDVH
VHPHOKDQWHV VREUHWXGR HP DOWRV WHRUHV GH DOXPLQD (QWUHWDQWR R PRGHOR
KtEULGRUHSUHVHQWDGRSHODHTXDomRDMXVWDVHTXDVHTXHFRPSHUIHLomR
DRVGDGRVH[SHULPHQWDLVHPWRGDVDVIDL[DVGHFRQFHQWUDomR,VVRVHGHYH
SULQFLSDOPHQWHDRIDWRGHVVHPRGHORFRQVLGHUDUXPDGLVWULEXLomRDOHDWyULD
GHRULHQWDomRGDVILEUDVQDPDWUL]RTXHHQJOREDDVRULHQWDo}HVSDUDOHODH
WUDQVYHUVDOSUHVHQWHVQDHTXDomR
)LJXUD 0yGXOR HIHWLYR GR FRPSyVLWR $O2( *3D1L$O( *3D HP
IXQomR GR WHRU GH DOXPLQD $GDSWDGR GH 8SDGK\D\ HW DO { (T
(T
∆(T²YDORUHVH[SHULPHQWDLV
26
(IHLWRVGRV3URFHVVRVGH'HJUDGDomRVREUHR0yGXOR
(VVDVWHQGrQFLDVSRGHPQmRVHUWmRGLUHWDVWRUQDQGRRHQWHQGLPHQWR
GR HIHLWR GR SURFHVVR GH GHJUDGDomR VREUH HVVD SURSULHGDGH DLQGD PDLV
GLItFLO3DUDFRPSOLFDUDLQGDPDLVHQWUHRVSRXFRVWUDEDOKRVH[LVWHQWHVKi
FRQIOLWRV HQWUH RV UHVXOWDGRV REWLGRV 8]XPDK 8JEROXH
REVHUYDUDPXPGHFUpVFLPRQRPyGXORHOiVWLFRFRPRWHPSRGHH[SRVLomR
DWULEXLQGR HVVH IDWR j GLPLQXLomR QD GHQVLGDGH Mi &DUUDVFR HW DO
REVHUYDUDP TXH R PyGXOR SRGH DXPHQWDU RX GLPLQXLU GXUDQWH D
IRWRGHJUDGDomR VHP TXH LVVR HVWHMD FRUUHODFLRQDGR FRP D FULVWDOLQLGDGH
SRLV VHJXQGR HOHV DV SHTXHQDV PROpFXODV IRUPDGDV QR SURFHVVR GH
$GDSWDGR GH 1DYDUUR 5 ) G¶$OPHLGD - 5 0 5DEHOOR 0 6 (ODVWLF SURSHUWLHV RI
GHJUDGHGSRO\SURS\OHQH-RI0DWHULDOV6FLHQFH
27
GHJUDGDomR SRU IRWRH[SRVLomR PLJUDP GD IDVH DPRUID SDUD D FULVWDOLQD
8PDYH]TXHHVVDVPROpFXODVVmRYROXPRVDVHODVUHGX]HPDFRPSDFLGDGH
GD IDVH FULVWDOLQD H SRUWDQWR D GHQVLGDGH H D FULVWDOLQLGDGH GR SROtPHUR
FRPR XP WRGR <DNLPHWV HW DO WHQWDUDP LQWHUSUHWDU R HIHLWR GD
IRWRGHJUDomRVRERDVSHFWRGDPHFkQLFDGDIUDWXUDDUJXLQGRTXHRPyGXOR
pJRYHUQDGRWDQWRSHODGHJUDGDomRTXtPLFDTXDQWRSHODSUHVHQoDGHWULQFDV
VXSHUILFLDLV
8PDYH]TXHDULJLGH]GRPDWHULDODTXDOHVWiGLUHWDPHQWHDVVRFLDGD
DR PyGXOR p LPSRUWDQWH SDUD R SURMHWR GH SHoDV TXH LUmR WUDEDOKDU HP
DPELHQWHV KRVWLV FRPR R LQWHULRU GR FRUSR KXPDQR SRU H[HPSOR p
QHFHVViULRHQWHQGHUTXHYDULDo}HVQHVVDSURSULHGDGHGXUDQWHDGHJUDGDomR
SRGHP FDXVDU VLJQLILFDWLYDV PXGDQoDV QD SHUIRUPDQFH GR SURGXWR
VREUHWXGRHPVLWXDo}HVHPTXHVROLFLWDo}HVPHFkQLFDVQRUHJLPHHOiVWLFR
D HP WHPSRV FXUWRV GH H[SRVLomR R PyGXOR GH HODVWLFLGDGH YDULD HP
WRUQR GH XP YDORU PpGLR SRUpP DSUHVHQWDQGR XPD WHQGrQFLD GH
FUHVFLPHQWRFRPR WHPSRRTXHFDUDFWHUL]DXPUHDUUDQMR HVWUXWXUDO
GHYLGRjUHOD[DomRPROHFXODUHRXWURVDJHQWHVItVLFRVGHH[SRVLomRH
DRDXPHQWRQDFULVWDOLQLGDGH3RLVHQTXDQWRREVHUYRXVHTXHRJUDX
GHFULVWDOLQLGDGHYDULDFRPRWHPSRGHVGHRLQtFLRGDH[SRVLomRRX
28
VHMD∀ ≥ 0IRLYHULILFDGRTXHRtQGLFHGHFDUERQLODTXHUHSUHVHQWD
D GHJUDGDomR TXtPLFD QHFHVVLWD GH XP WHPSR GH LQGXomR SDUD
FUHVFHU FRP R WHPSR 2 TXH GHVFDUWD D YDULDomR GR PyGXOR QHVVD
SULPHLUDHWDSDFRPRSURGXWRGDDomRGRSURFHVVRGHGHJUDGDomR
E DSyV FHUWR WHPSR GH H[SRVLomR R TXDO SRGHUi YDULDU FRP DV
FRQGLo}HVGHH[SRVLomRRPyGXORDSUHVHQWDXPGHFUpVFLPREDVWDQWH
DFHQWXDGR FRP R SDVVDU GR WHPSR (VVD PRGLILFDomR GH
FRPSRUWDPHQWR SDUD R PyGXOR SRGH VHU GHYLGD D XPD FRPELQDomR
HQWUH RV HIHLWRV GDV PRGLILFDo}HV FDXVDGDV SHOR DXPHQWR GD
FULVWDOLQLGDGHHGHFUpVFLPRGRSHVRPROHFXODU
)LJXUD 9DULDomR GR PyGXOR HOiVWLFR VRE WUDomR GH DPRVWUDV GH SROLSURSLOHQR
H[SRVWDVD89$H89%D&DH&E1DYDUURHWDO
29
([SRVLomRHP$PELHQWH6HFR
(P DPELHQWH DXVHQWH GH XPLGDGH R PyGXOR SDVVD D VHU IXQomR GR
WHPSR GH H[SRVLomR L j UDGLDomR 89 UHSUHVHQWDGD SHOD LUUDGLkQFLD WRWDO
,HjWHPSHUDWXUDGHH[SRVLomR7
0RGHORGH1DYDUUR
# = # (, h, )
3DUDFDGD,H7FRQVWDQWHV
# = # ( )
FRP ( ) = m(, ) RX VHMD ( ) p XPDIXQomR GH W GHSHQGHQWH GR YDORU
GD LUUDGLkQFLD WRWDO HPSUHJDGD ¡(h ) = ℎ(h, ) H ' ( )VHQGR XPD IXQomR
H[FOXVLYDGRWHPSR
$ SDUWLU GH SRGHVH GHILQLU XP PyGXOR HOiVWLFR UHODWLYR FRPR
VHVHJXH
o(:)
#6 = o(¤) = #6 ( )
HP TXH # (0) p R PyGXOR GD DPRVWUD QmR H[SRVWD 'HILQLQGRVH XP
PyGXORPpGLRWHPSRUDOFRPRVHQGR
30
¨
o (:)
#¥ () = ¦ §
©(:)
SRUFRPSDUDomRFRPDHTXDomRWHPVHTXH
$SOLFDQGRVHD HTXDomRDRFRQMXQWRGHGDGRVTXHSURGX]LXDV
FXUYDVGD)LJXUDDpSRVVtYHOHQFRQWUDUXPDVROXomRFRPRDPRVWUDGD
QDHTXDomRDVDEHU
HP TXH R FRHILFLHQWH D p R UHVSRQViYHO SHOD TXHGD LQLFLDO GR PyGXOR E
SHOD UHFXSHUDomR QRV HVWiJLRV LQLFLDLV H GLPLQXLomR FRQWtQXD SRVWHULRU GR
PyGXOR GXUDQWH D H[SRVLomR F SHOD GLPLQXLomR GR PyGXOR HQWUH RV
HVWiJLRVLQWHUPHGLiULRHILQDOGHH[SRVLomRGSHORFUHVFLPHQWRGRPyGXOR
GHVGHRVHVWiJLRVLQLFLDLVGHH[SRVLomRYHU1DYDUURSS
8PD YH] TXH VH SRGH GHILQLU ' ( ) = ∀ > 0 FRPSDUDQGRVH DV
HTXDo}HVHDHTXDomRVHWUDQVIRUPDHP
# (0) → = 0
# ( ) =
# (0)[]ª «: + lª .: ]. ∀ > 0
$SOLFDQGRVHRPRGHORGDGRSHODHTXDomRDRVGDGRVUHODWLYRVj
H[SRVLomRGHDPRVWUDVGHSROLSURSLOHQRD89$D&IRUDPREWLGRVRV
VHJXLQWHVYDORUHV
7DEHOD&RHILFLHQWHVGDHTXDomRDSOLFDGDDDPRVWUDVGHSROLSURSLOHQRH[SRVWDV
D89$D&1DYDUUR
&RHILFLHQWHV DK EK FK GK 5
9DORU
31
2 YDORU GH 5 PRVWUD D H[FHOrQFLD GR PRGHOR HP DMXVWDU RV GDGRV
H[SHULPHQWDLV
0RGHORGH1DYDUURG¶$OPHLGDH5DEHOOR
0DLV GR TXH DIHULU R FRPSRUWDPHQWR GR PyGXOR FRP R WHPSR GH
H[SRVLomR p LPSRUWDQWH TXH VH OHYH HP FRQVLGHUDomR R SDSHO GH FDGD
PRGLILFDomR RFRUULGD QR PDWHULDO FRPR PXGDQoD GH FULVWDOLQLGDGH H
GHJUDGDomRTXtPLFDQDYDULDomRGRPyGXORDRORQJRGRWHPSR
'DPHVPDIRUPDDFULVWDOLQLGDGHUHGX]LGDVHUiGDGDSRU
³p (:).:Lá±
¯j∗ =
:
&RPRRWHPSRFDUDFWHUtVWLFRSDUD ( )pRWHPSRGHLQGXomRH.
RTXDOpGHILQLGRFRPRR~OWLPRWHPSRGHH[SRVLomRHPTXH ( )SDUDD
DPRVWUD H[SRVWD p LJXDO DR GD DPRVWUD QmR H[SRVWD R tQGLFH GH FDUERQLOD
UHGX]LGRVHUiGDGRSRU
´(:).:Gµ
∗ = :
1D )LJXUD VmR PRVWUDGDV FXUYDV GH # ∗ HP IXQomR GH ¯j∗ H GH
∗ 1HOD p SRVVtYHO YHULILFDU TXH DR WHPSR TXH # ∗ GLPLQXL FRP ∗
32
DXPHQWD FRP ¯j∗ SHUPLWLQGRVH FRQFOXLU TXH R FRPSRUWDPHQWR UHVXOWDQWH
GR PyGXOR HOiVWLFR FRP R WHPSR GH H[SRVLomR )LJ D H E VHMD XPD
VRPDGDLQIOXrQFLDGHDPERVRVIDWRUHVFRQVLGHUDGRVtQGLFHGHFDUERQLODH
JUDX GH FULVWDOLQLGDGH HP FDGD WHPSR GH H[SRVLomR (VVD DERUGDJHP
FRQVLGHUD TXH DV FLV}HV GH FDGHLD TXH RFRUUHP GXUDQWH D GHJUDGDomR p R
~QLFR HYHQWR VLJQLILFDWLYR TXH RFRUUUH QR SURFHVVR GH GHJUDGDomR GH
SROLROHILQDV VHPLFULVWDOLQDV RX VHMD QmR GHYHP RFRUUHU UHDo}HV GH
IRUPDomRGHOLJDo}HVFUX]DGDVRXHODVGHYHPRFRUUHUFRPIUHTXrQFLDEHP
PHQRUTXHDFLVmRGHFDGHLDFRPRSUHYLVWRSRU&DUOVVRQ :LOHV
)LJXUD 5HODomR HQWUH RV YDORUHV UHGX]LGRV SDUD tQGLFH GH FDUERQLOD JUDX GH
FULVWDOLQLGDGHHRPyGXORGHDPRVWUDVH[SRVWDVjUDGLDomR89%1DYDUURHWDO
3DUDREVHUYDUDLQIOXrQFLDGRVSDUkPHWURV tQGLFHGHFDUERQLODH
JUDX GH FULVWDOLQLGDGH ¯j VREUH D GHWHULRUDomR GR PyGXOR HOiVWLFR GH
DPRVWUDVH[SRVWDVGHYHVHULQWURGX]LGDXPDQRYDTXDQWLGDGHFKDPDGDGH
HVSHFWURJOREDOGHFRPSOLkQFLD¶( )GDGDSRU
33
·¦ .´
¶( ) = ∀ > H.
³p
HPTXH6 = #6pDFRPSOLkQFLDHOiVWLFDUHODWLYD
D DXPHQWRQDFLVmRGDVPROpFXODVDWDGRUDVH
E IRUPDomRGHSURGXWRVGHR[LGDomR
)LJXUD 0yGXOR HOiVWLFR H FRPSOLkQFLD HOiVWLFD JOREDO UHODWLYRV HP IXQomR GR
WHPSRGHH[SRVLomR
34
'H IRUPD JOREDO TXDQGR XP SROtPHUR VHPLFULVWDOLQR p H[SRVWR j
UDGLDomR XOWUDYLROHWD REVHUYDVH XP FRPSRUWDPHQWR QmR XQLIRUPH GR
PyGXOR GH HODVWLFLGDGH HP TXDOTXHU WHPSHUDWXUD HRX FRQGLo}HV GH
XPLGDGH GXUDQWH D H[SRVLomR $ H[SOLFDomR PDLV SODXVtYHO EDVHLDVH HP
XPDFRPELQDomRGRVHIHLWRVGDFULVWDOLQLGDGHHGHJUDGDomRTXtPLFDFRPD
FRPSOLkQFLD JOREDO VHQGR D SURSULHGDGH TXH DJUHJD WRGRV HVVHV HIHLWRV
VREUHRFRPSRUWDPHQWRHOiVWLFRREVHUYDGR
35
&DStWXOR
9LVFRVLGDGH
,QWURGXomR
Y
l
F
v
v=0
h perfil de
velocidade
X
)LJXUD3HUILOGHYHORFLGDGHGHXPIOXLGRVXEPHWLGRDRPRYLPHQWRUHODWLYRGHGXDV
SODFDVSODQDVHSDUDOHODV
36
1D )LJXUD SRGH VHU YLVWR XP HVTXHPD UHSUHVHQWDWLYR SDUD D
GHIRUPDomRSRUFLVDOKDPHQWRVLPSOHVRTXDOIRLXWLOL]DGRSRU1HZWRQSDUD
DHODERUDomRGHVXDOHLSDUDDYLVFRVLGDGH
∆¸
¹
~
FRPR
=
HQWmR
∆¸
~
¹
$QDOLVDQGR YiULRV IOXLGRV H DSHVDU GH YHULILFDU TXH SDUD TXDOTXHU
TXHIRVVHDWHQVmRDSOLFDGDVHPSUHHUDREWLGRXPJUDGLHQWHGHYHORFLGDGH
GH IRUPD TXH R TXRFLHQWH WHQVmRJUDGLHQWH GH YHORFLGDGH HUD VHPSUH
FRQVWDQWH 1HZWRQ S{GH FRQVWDWDU TXH HVVH TXRFLHQWH SRGLD YDULDU GH XP
IOXLGRSDUDRXWUR(VVDYDULDomRVHPDWHULDOL]DYDDSDUWLUGDQHFHVVLGDGHGH
SDUD PDQWHU XPD GDGD YHORFLGDGH SDUD D SODFD HP PRYLPHQWR VREUH R
37
IOXLGR HUD QHFHVViULR YDULDU D IRUoD GH DFRUGR FRP R IOXLGR HP DQiOLVH
'HVVD IRUPD 1HZWRQ FRQFOXLX TXH HVVH IDWR HVWDYD UHODFLRQDGR FRP D
FDSDFLGDGH GR IOXLGR HP UHVLVWLU DR HVFRDPHQWR ,PDJLQDQGR VHU HVVD
UHVLVWrQFLD RULXQGD GR DWULWR JHUDGR HQWUH DV FDPDGDV SHOR PRYLPHQWR
UHODWLYR D HODV LPSRVWR SHOR FLVDOKDPHQWR DSOLFDGR 1HZWRQ DFUHVFHQWRX
TXH HVVD UHVLVWrQFLD HUD D PHGLGD GD IULFomR LQWHUQD GR IOXLGR H D
GHQRPLQRXGHFRHILFLHQWHGHYLVFRVLGDGHUHSUHVHQWDGDSRU»2FRHILFLHQWH
GH YLVFRVLGDGH RX VLPSOHVPHQWH YLVFRVLGDGH p D FRQVWDQWH GH
SURSRUFLRQDOLGDGH HQWUH D WHQVmR GH FLVDOKDPHQWR H R JUDGLHQWH GH
YHORFLGDGH1DYDUUR'HVVDIRUPD
∆¸
=» ¹
HP TXH ¾*² ⁄¾¼ H ²½ VmR RV ~QLFRV FRPSRQHQWHV QmR QXORV GRV WHQVRUHV
JUDGLHQWHGHYHORFLGDGHHGHWHQVmRGHFLVDOKDPHQWRUHVSHFWLYDPHQWH
.¸
= »
.
38
FRP DV HTXDo}HV ± VHQGR YiOLGDV SDUD TXDQGR D YHORFLGDGH *
DXPHQWDUFRPDGLVWkQFLDℎ
$DQiOLVHPDWHPiWLFDGRJUDGLHQWHGHYHORFLGDGH¾* ⁄¾
LQGLFDTXH
HOH SRVVXL XQLGDGHV GH UHFtSURFR GH WHPSR | | WDO TXDO D WD[D GH
GHIRUPDomR 2X VHMD R JUDGLHQWH GH YHORFLGDGH p GH IDWR XPD WD[D GH
GHIRUPDomRQDTXHODGLUHomR(QWmR
.¸
= ̇
.
H
39
&DStWXOR HP TXH RV IHQ{PHQRV QmR QHZWRQLDQRV VHUmR GHVFULWRV HP
GHWDOKHV
9LVFRVLGDGH$EVROXWD
(IHLWRGD7HPSHUDWXUD
40
»(h ) = !ª E/À
FRPPVHQGRDYLVFRVLGDGHQHZWRQLDQDDEVROXWD5DFRQVWDQWHGRVJDVHV7
DWHPSHUDWXUDDEVROXWD$XPDFRQVWDQWHHKDHQHUJLDGHDWLYDomRGRIOX[R
YLVFRVR
2,0
1,5
P (cP)
1,0
0,5
0,0
0 20 25 30 35 40 45 50
T (°C)
)LJXUD »(h) SDUD HQ]LPDV H[WUDtGDV GH P~VFXOR GH FRHOKR FRP H VHP |
WUHKDORVH$GDSWDGRGH8ULEH 6DPSHGUR
(IHLWRGD3UHVVmR
8
8ULEH6 6DPSHGUR-*0HDVXULQJ6ROXWLRQ9LVFRVLW\DQGLWV(IIHFWRQ(Q]\PH
$FWLYLW\%LRORJLFDO3URFHGXUHV2QOLQH±GRLESR
41
RXVHMDHPXPDUHODomRGHSRXFRPDLVGHSRGHVHSDVVDUSDUDXPDGH
,VVR p EDVWDQWH SUHRFXSDQWH YLVWR TXH HPERUD D PDLRULD GRV
SURFHVVRV XVXDLV GH WUDQVIRUPDomR GH SROtPHURV QR HVWDGR IXQGLGR RSHUH
HPSUHVV}HVQDIDL[DGHD0SDSURYRFDQGRSDUDPyGXORV%QDIDL[D
GH0SDGHIRUPDo}HVGHDFHUWRVSURFHVVRVGHLQMHomRSRGHP
SURGX]LU SUHVV}HV HVWiWLFDV GD RUGHP GH 03D 3URFHVVRV GHVVH WLSR
SRGHPFDXVDUGHIRUPDo}HV YROXPpWULFDVGHDWpHDXPHQWDUGHIRUPD
FRQVLGHUiYHODYLVFRVLGDGHGRPDWHULDO1DYDUUR
42
TXHDWXDPQDSDUHGHGRYDVRVHUmRGLUHWDPHQWHDOWHUDGDVSRUPXGDQoDVQD
YLVFRVLGDGHGRVDQJXH09/
(IHLWRVGR3HVR0ROHFXODUHGHVXD'LVWULEXLomR
2 SHVR PROHFXODU GR OtTXLGR DJH GH IRUPD LPSRUWDQWH VREUH VXD
YLVFRVLGDGH3DUDOtTXLGRVGHEDL[RSHVRPROHFXODUDGHSHQGrQFLDP30p
FDUDFWHUL]DGD SRU XP DXPHQWR PRQRW{QLFR H OLQHDU GD YLVFRVLGDGH FRP R
SHVR PROHFXODU1HVVHFDVR RDXPHQWRpGHYLGREDVLFDPHQWHDRDXPHQWR
GDSRSXODomRGHiWRPRVHRXPROpFXODVQDFRPSRVLomRTXtPLFDGROtTXLGR
4XDQGR R OtTXLGR HP TXHVWmR p XP SROtPHUR QD UHJLmR GH EDL[R SHVR
PROHFXODURFRPSRUWDPHQWRpHVVHQFLDOPHQWHRPHVPRPDVDVFDXVDVVmR
OLJHLUDPHQWH GLIHUHQWHV H D FRUUHODomR YLVFRVLGDGHSHVR PROHFXODU QHP
VHPSUHpIDFLOPHQWHREWLGD(QTXDQWRRVOtTXLGRVFRPXQVVmRFRQVWLWXtGRV
GHLQ~PHUDVPROpFXODVGHPHVPRWDPDQKRHIRUPDGLVSHUVDVDRORQJRGD
HVWUXWXUD GR OtTXLGR HP RXWURV PDLV FRPSOH[RV FRP RV SROtPHURV
FRH[LVWHPYiULDVPROpFXODVGHGLIHUHQWHVWDPDQKRVHIRUPDV'HVVDIRUPD
FRPR XP SROtPHUR SRGH DSUHVHQWDU YiULRV SHVRV PROHFXODUHV GLIHUHQWHV
GHSHQGHQGRGDIRUPDFRPRHOHpFDOFXODGRVHFRQVLGHUDQGRRWDPDQKRRX
R SHVR GDV HVSpFLHV PROHFXODUHV D GLILFXOGDGH LQLFLDO SDUD R
HVWDEHOHFLPHQWR GD GHSHQGrQFLD P30 VHUi GHWHUPLQDU TXDO R SHVR
PROHFXODUDVHUXVDGR1DYDUUR
9
0(5,',$19$//(</$%09/2QOLQHSURVSHFW7KH5HODWLRQVKLS%HWZHHQ%ORRG
3UHVVXUHDQG%ORRG9LVFRVLW\DFHVVDGRHPHP
KWWSVZZZJRRJOHFRPEUXUO"VD W UFW M T HVUF V VRXUFH ZHE FG FDG UMD XDFW
YHG &'04)M$'2%4 XUO KWWS$))PHULGLDQYDOOH\ODEFRP)WKHUHODWLRQVKLS
EHWZHHQEORRGSUHVVXUHDQGEORRG
YLVFRVLW\ HL BT$9<6E)<QDV$6&R'<$4 XVJ $)4M&1))KI=,%8]5T[&:G]XW'6-*
\3IZ VLJ Z8NX7OUQGP.V[1BPGFZ
43
VXUJLPHQWR GR FRQFHLWR GRV SRQWRV GH FRQWDWR HQWUH VHJPHQWRV GH FDGHLD
HQURODGDDRDFDVRHQWDQJOHPHQWVFRPRRSRQWRYLWDOQDGHWHUPLQDomRGD
YLVFRVLGDGH GRV SROtPHURV YHLR D IDFLOLWDU QD VROXomR GR SUREOHPD
DSUHVHQWDGR &RPR D DomR SULPiULD GR FLVDOKDPHQWR p TXHEUDU R Pi[LPR
GH LQWHUDo}HV PROHFXODUHV SUHVHQWHV QR VLVWHPD OtTXLGR DV TXDLV QR FDVR
GRVSROtPHURVVmRGHYLGDVDHVVHVSRQWRVGHFRQWDWRHGHSHQGHPWDQWRGR
WDPDQKR TXDQWR GR Q~PHUR GH HVSpFLHV PROHFXODUHV SUHVHQWHV D
YLVFRVLGDGH GRV SROtPHURV OtTXLGRV VHUi JRYHUQDGD WDPEpP SHOD
GLVWULEXLomRGHSHVRPROHFXODU
)LJXUD (IHLWRV FRPELQDGRV GR SHVR PROHFXODU SP H GD GLVWULEXLomR GH SHVR
PROHFXODUGSPVREUHDYLVFRVLGDGHGRDFHWDWREXWLUDWRGHFHOXORVH.XQJ
3DUDDOJXQVPDWHULDLVFRPRPRVWUDD)LJXUDRVHIHLWRVGRSHVR
PROHFXODU H GR JUDX GH GLVWULEXLomR GH SHVR PROHFXODU DSUHVHQWDVH FRPR
HTXLYDOHQWH RX VHMD HP DPERV RV FDVRV Ki XPD UHODomR GH FUHVFLPHQWR
GLUHWRGDYLVFRVLGDGHFRPRDXPHQWRQRSHVRPROHFXODUHDFRPSDQKDGRGR
10
+DR<LQJ .XQJ (IIHFWV RI PROHFXODU ZHLJKW SRO\GLVSHUVLW\ DQG VROXWLRQ YLVFRVLW\ RI
FHOOXORVH DFHWDWH EXW\UDWH RQ SURSHUWLHV DQG UHOHDVH FKDUDFWHULVWLFV RI DVFRUE\O SDOPLWDWH
PLFURFDSVXOHV06F7KHVLV8QLYHUVLW\RI5KRGH,VODQG
44
DODUJDPHQWRGDGLVWULEXLomRGHHVSpFLHVPROHFXODUHVGLIHUHQWHVSUHVHQWHVQD
PLFURHVWUXWXUDGRSROtPHUR
(IHLWRGR*UDXGH5DPLILFDomR
9iULRVVLVWHPDVDSUHVHQWDPYLVFRVLGDGHFRPFODUDGHSHQGrQFLDFRP
DUDPLILFDomRVHMDGHFDGHLDFXUWDVHMDGHFDGHLDORQJD
3DUD RV UDPRV GH FDGHLD FXUWD DVVLP FRPR R SHVR PROHFXODU D
DUTXLWHWXUD PROHFXODU UHSUHVHQWDGD SHOR JUDX GH UDPLILFDomR WHP VLGR
REMHWR GH H[WHQVRV HVWXGRV QR TXH GL] UHVSHLWR j VXD LQIOXrQFLD QD
YLVFRVLGDGH GRV SROtPHURV 2V HVWXGRV SUHOLPLQDUHV SUHFRQL]DYDP TXH D
LQWURGXomR GH UDPRV HP XPD FDGHLD SROLPpULFD UHGX]LD RV SRQWRV GH
FRQWDWR HQWUH RV VHJPHQWRV FLQpWLFRV GD FDGHLD OHYDQGR D YLVFRVLGDGH GR
SROtPHUR UDPLILFDGR D YDORUHV LQIHULRUHV DR GRV OLQHDUHV GH PHVPD
FRPSRVLomR TXtPLFD H SHVR PROHFXODU (VVH HIHLWR IRL LQLFLDOPHQWH
YHULILFDGRSRU&KDUOHVE\HSRVWHULRUPHQWHFRPSURYDGRSRU:\PDQ
HWDOHVWXGDQGRSROtPHURVPRQRGLVSHUVRVHOLQHDUHVDRVTXDLVIRUDP
LQWURGX]LGRVUDPRV1DYDUUR
45
(QWUHWDQWRDLQGDVHJXQGR9LQRJUDGRY 0DONLQSRGHKDYHU
DXPHQWR QD YLVFRVLGDGH FRP D LQWURGXomR GH UDPRV QD FDGHLD SULQFLSDO
7RGDYLDRDXPHQWRGDYLVFRVLGDGHFRPRSHVRPROHFXODUpHVSHFLDOPHQWH
OHQWRQDPHGLGDHPRQ~PHURGHUDPRVpDXPHQWDGRHHPERUDSDUDXPD
IDL[D GH SHVR PROHFXODU D YLVFRVLGDGH GH SROtPHURV UDPLILFDGRV VHMD
PHQRU GR TXH D GH VHXV LV{PHURV OLQHDUHV D UHODomR YLVFRVLGDGHSHVR
PROHFXODUpPDLVDJXGDSDUDRVUDPLILFDGRVGRTXHSDUDRVOLQHDUHVFRPR
SRGH VHU YLVWR QD )LJXUD SDUD R SROLLVRSUHQR 3, 6DQWDQJHOR
5RODQG GH DFRUGR FRP DV HTXDo}HV DEDL[R %HUR 5ROODQG
Ä ⁄ Ç
¤,CÆW Å X
Á = 4,47 W ÅX
Ä
ª Ç
SDUDR3,UDPLILFDGRH
3DUDR3,OLQHDUFRPÁ YLVFRVLGDGHHPWD[D]HURPHGLGDD&H
GDGD HP 3DV 9 SHVR PROHFXODU GR PDLRU EUDoR GR UDPR HP IRUPD GH
HVWUHOD GH WUrV SRQWDV H 4 SHVR PROHFXODU HQWUH SRQWRV GH FRQWDWR
HQWDQJOHPHQWV
46
DR ORQJR GD FDGHLD SULQFLSDO 9HJD HW DO 3DUD UDPRV ORQJRV
HQWUHWDQWRDUDPLILFDomRSRGHDXPHQWDUDYLVFRVLGDGHGHVGHTXHXPFHUWR
FRPSULPHQWR FUtWLFR SDUD RV UDPRV VHMD H[FHGLGR RX VHMD TXH RV UDPRV
VHMDP ORQJRV R EDVWDQWH SDUD VH HQJDMDU QRV SRQWRV GH FRQWDWR HQWUH DV
FDGHLDV RX TXH D HVWUXWXUD GD FDGHLD SRVVLELOLWH TXH VHXV HOHPHQWRV VH
WUDQVIRUPHPHOHVSUySULRVHPSRQWRVGHFRQWDWR1DYDUUR
10
T = 60°C
8
PI Ramificado
log K o
(Pa.s)
PI Linear
47
SHQWH QmR DSUHVHQWDP UDPRV JUDQGHV R VXILFLHQWH SDUD IRUPDUHP RV
SRQWRV GH FRQWDWR GDt SRUTXH HVVHV UDPRV SURYRFDP GLPLQXLomR GD
YLVFRVLGDGH GH SROtPHURV GH PHVPR SHVR PROHFXODU OLQHDUHV QRV GR
VHJXQGR WLSR HVWUHOD RV UDPRV SRGHP SURYRFDU DXPHQWRV QD UHODomR
YLVFRVLGDGHSHVR PROHFXODU H[DWDPHQWH SRU SURYRFDUHP PRGLILFDo}HV QD
FRQIRUPDomR PROHFXODU PHVPR TXH R FRPSULPHQWR VHMD PHQRU GR TXH R
HVSHUDGR SDUD XP WDPDQKR FUtWLFR GH XP UDPR SRVWR SHQGXUDGR HP XPD
FDGHLDOLQHDU
H H H H
_ _ _ _
C C C C
_ _ _ _
R R R R
D
R R
R R
E
)LJXUD5DPLILFDomRWLSRSHQWHDHUDPLILFDomRHVWUHODE
9LVFRVLGDGHHP6ROXomR
48
UHODFLRQDGDV FRP DV VROXo}HV GHVVHV PDWHULDLV HP YiULRV VROYHQWHV
6ROXo}HV FXMRV VROXWRV VmR GH EDL[R SHVR PROHFXODU DSUHVHQWDP
SURSULHGDGHV UHROyJLFDV TXH YDULDP GH DFRUGR FRP D FRQFHQWUDomR WHQGR
YDORUHV TXDVH LJXDLV jV GR VROYHQWH HP FRQFHQWUDo}HV EDL[DV H
FRPSRUWDQGRVH FRPR R VROXWR DFLPD GH XPD GDGD FRQFHQWUDomR FUtWLFD
1R FDVR GRV SROtPHURV QHP VHPSUH LVVR DFRQWHFH VHQGR PDLV FRPXP
H[LVWLUHP VROXo}HV FXMDV SURSULHGDGHV UHROyJLFDV VmR EDVWDQWH GLIHUHQWHV
GDVGHVHXVIRUPDGRUHVSULQFLSDOPHQWHQDUHJLmRGHEDL[DFRQFHQWUDomR
(IHLWRGD&RQFHQWUDomRGR6ROXWR
2FRQFHLWRGHVROXomRGLOXtGDSDUDSROtPHURVGLIHUHVREUHPDQHLUDGR
TXHpDFHLWRSDUDVROXo}HVGHVyOLGRVGHEDL[RSHVRPROHFXODU(QTXDQWRD
VROXomR GLOXtGD GHVVHV ~OWLPRV HP VROYHQWH WHWD p FDUDFWHUL]DGD SHOD
LQH[LVWrQFLD GH FRQWDWR HQWUH DV SDUWtFXODV GR VROXWR RX VHMD R FRQWDWR
PDMRULWiULRpRVROYHQWHVROXWRDVPROpFXODVGRVSROtPHURVPHVPRTXDQGR
HP VROXomR DOWDPHQWH GLOXtGD VHPSUH HQWUDP HP FRQWDWR XPDV FRP DV
RXWUDV,VVRJHUDGLYHUVRVHLQWHUHVVDQWHVFRPSRUWDPHQWRV
$IURQWHLUDHQWUHXPDVROXomRSROLPpULFDGLOXtGDHRXWUDVHPLGLOXtGD
QmR p XP PHUR SRQWR PDV LQGLFD XPD PXGDQoD EUXVFD QD YDULDomR GD
YLVFRVLGDGHFRPDFRQFHQWUDomRGRVROXWR8PDUHODomRLQFLDOPHQWHOLQHDU
RX SUy[LPR GLVVR SDVVD D VHJXLU XP SHUILO H[SRQHQFLDO DSyV XPD
FRQFHQWUDomR FUtWLFD TXDQGR D VROXomR WRUQDVH VHPLGLOXtGD DVVXPLQGR
XPD QRYD UHODomR OLQHDU PDLV DPHQD TXDQGR D VROXomR SDVVD D VHU
FRQVLGHUDGD FRQFHQWUDGD $V FRQFHQWUDo}HV FUtWLFDV SUySULDV GH FDGD
VLVWHPDSROtPHURVROYHQWHWrPVLJQLILFDGRGLIHUHQWHVFRQIRUPHRQtYHOGH
FRQFHQWUDomR 1D SDVVDJHP GH GLOXtGD SDUD VHPLGLOXtGD Ki XPD
XOWUDSDVVDJHPGDFRQFHQWUDomRPi[LPDSDUDTXHQmRKDMDFRQWDWRHQWUHDV
FDGHLDV &
D VROXomR DWLQJH R QtYHO HP TXH SDVVD D VHU FRQVLGHUDGD
49
FRQFHQWUDGD TXDQGR R OLPLWH SDUD D FRQFHQWUDomR GH SRQWRV GH FRQWDWR p
DWLQJLGR &
1D )LJXUD p PRVWUDGR HVVH FRPSRUWDPHQWR LGHDOL]DGR
DSUHVHQWDQGR D FDUDFWHUtVWLFD GD IRUPDomR JHO DSyV D FRQFHQWUDomR FUtWLFD
LQLFLDO&
HGRHPDUDQKDGRFRPSOH[RDSyV&
$IURQWHLUDHQWUHXPDVROXomRSROLPpULFDGLOXtGDHRXWUDVHPLGLOXtGD
QmR p XP PHUR SRQWR PDV LQGLFD XPD PXGDQoD EUXVFD QD YDULDomR GD
YLVFRVLGDGHFRPDFRQFHQWUDomRGRVROXWR8PDUHODomRLQFLDOPHQWHOLQHDU
RX SUy[LPR GLVVR SDVVD D VHJXLU XP SHUILO H[SRQHQFLDO DSyV XPD
FRQFHQWUDomR FUtWLFD TXDQGR D VROXomR WRUQDVH VHPLGLOXtGD DVVXPLQGR
XPD QRYD UHODomR OLQHDU PDLV DPHQD TXDQGR D VROXomR SDVVD D VHU
FRQVLGHUDGD FRQFHQWUDGD $V FRQFHQWUDo}HV FUtWLFDV SUySULDV GH FDGD
VLVWHPDSROtPHURVROYHQWHWrPVLJQLILFDGRGLIHUHQWHVFRQIRUPHRQtYHOGH
FRQFHQWUDomR 1D SDVVDJHP GH GLOXtGD SDUD VHPLGLOXtGD Ki XPD
XOWUDSDVVDJHPGDFRQFHQWUDomRPi[LPDSDUDTXHQmRKDMDFRQWDWRHQWUHDV
FDGHLDV &
D VROXomR DWLQJH R QtYHO HP TXH SDVVD D VHU FRQVLGHUDGD
FRQFHQWUDGD TXDQGR R OLPLWH SDUD D FRQFHQWUDomR GH SRQWRV GH FRQWDWR p
DWLQJLGR &
1D )LJXUD p PRVWUDGR HVVH FRPSRUWDPHQWR LGHDOL]DGR
DSUHVHQWDQGR D FDUDFWHUtVWLFD GD IRUPDomR JHO DSyV D FRQFHQWUDomR FUtWLFD
LQLFLDO&
HGRHPDUDQKDGRFRPSOH[RDSyV&
50
Líquido de baixa
viscosidade Material pastoso após a
desidratação e na fratura
C* - concentração crítica
Concentração do polímero
)LJXUD (IHLWR GD FRQFHQWUDomR GR SROtPHUR QD YLVFRVLGDGH LQWUtQVHFD GD VROXomR
DGDSWDGRGH0RQWJRPHU\
$ SULPHLUD PHGLomR p IDFLOPHQWH IHLWD SRU PHLR GD FKDPDGD
YLVFRVLGDGHUHODWLYDÁ6 DTXDOpGDGDSHORTXRFLHQWHHQWUHDYLVFRVLGDGHGD
VROXomRHDGRVROYHQWHRXVHMD
ÊË~Ìçã
Á6 = Ê
Ë~ÍGÎ
FRP»VHQGRDYLVFRVLGDGHQHZWRQLDQDGDVROXomRHGRVROYHQWH
$V PHGLGDV GH YLVFRVLGDGH HP JHUDO VmR IHLWDV HP YLVFRVtPHWURV
WXERFDSLODUHV GH UDLR Ï QRV TXDLV VH PHGH R WHPSR TXH XP
GHWHUPLQDGR YROXPH * GH IOXLGR OHYD SDUD SHUFRUUHU D GLVWkQFLD HQWUH
GXDVPDUFDVSUHIL[DGDVDRORQJRGRFRPSULPHQWRGRFDSLODUGHYLGRDXPD
0RQWJRPHU\ & )UDFWXULQJ )OXLG &RPSRQHQWV LQ (IIHFWLYH DQG 6XVWDLQDEOH +\GUDXOLF
)UDFWXULQJ FDS $QGUHZ 3 %XQJHU -RKQ 0F/HQQDQ DQG 5RE -HIIUH\ HGLWRUHV ,Q7HFK
SXEOLFDGRHPGHPDLRGH'2,
51
GLIHUHQoDGHSUHVVmR∆6HDFRQFHQWUDomRlGHSROtPHURQDVROXomRIRU
WDO TXH HOD WHQKD XPD GHQVLGDGH DSUR[LPDGDPHQWH LJXDO j GR VROYHQWH H
DVVXPLQGRVHFRPSRUWDPHQWRQHZWRQLDQRSDUDRVROYHQWHYHU&DStWXOR
DYD]mRYROXPpWULFDYROXPHWHPSRÐVHUiGDGDSRUYHU&DStWXOR
D∆ÑÀ
¸
Ð= ÒÊ
= :
5HDUUDQMDQGRDHTXDomRpSRVVtYHOVHFKHJDUD
D∆ÑÀ
»=
Ò¸
D∆ÑÀ
= '
Ò¸
HQWmR
» = '
ORJRDHTXDomRVHWUDQVIRUPDHP
:Ë~Ìçã
Á6 =
:Ë~ÍGÎ
0XLWDVYH]HVHQWUHWDQWRRTXHVHGHVHMDVDEHUpRTXDQWRRSROtPHUR
IRLFDSD]GHDXPHQWDUDYLVFRVLGDGHGDVROXomR(VVHDXPHQWRpGDGRSHOD
YLVFRVLGDGHHVSHFtILFDÁ4< GDGDSRU
Á4< = Á6 − 1
52
([SHULPHQWRV IHLWRV FRP YiULRV SDUHV VROYHQWHSROtPHUR PRVWUDUDP
TXH VH SRGHP REWHU Á4< LGrQWLFDV SDUD VLVWHPDV FRP FRQFHQWUDo}HV
GLIHUHQWHV H DWp PDLRUHV SDUD XP GDGR VLVWHPD FRP FRQFHQWUDomR GH
SROtPHURPHQRUGRTXHD YHULILFDGDSDUDRXWURV VLVWHPDV 1HVVHVFDVRVR
LPSRUWDQWH p GHWHUPLQDU FRPR D FRQFHQWUDomR GR SROtPHUR LQIOXL QD
YLVFRVLGDGH GD VROXomR 3DUD HVVD VLWXDomR H[LVWHP GXDV RXWUDV
TXDQWLGDGHV D YLVFRVLGDGH UHGX]LGD Á64. H D YLVFRVLGDGH LQHUHQWH ÁH
GHWHUPLQDGDVSRUPHLRGDVVHJXLQWHVHTXDo}HV
ÓËÔ
Á64. = j
y Ó¦
ÁH =
j
(PERUDIRUQHoDPGDGRVSUHFLVRVVREUHRFRPSRUWDPHQWRGDVROXomR
HP IXQomR GD FRQFHQWUDomR RV UHVXOWDGRV REWLGRV SHODV HTXDo}HV H
QmR HVWmR LQWULQVHFDPHQWH UHODFLRQDGRV FRP TXDOTXHU SDUkPHWUR TXH
IRUQHoDLQIRUPDo}HVVREUHDHVWUXWXUDGRSROtPHUR$VROXomRpHOLPLQDURV
HIHLWRV GD FRQFHQWUDomR ID]HQGRD WHQGHU D ]HUR D ILP GH VH REWHU D
FKDPDGDYLVFRVLGDGHLQWUtQVHFD[Á ]2XVHMD
ÓËÔ y Ó¦
[Á ] = limj→¤ = limj→¤
j j
,GHDOPHQWH RV GDGRV SDUD DV GHSHQGrQFLDV Á64. (l) H ÁH (l)
SULQFLSDOPHQWHTXDQGRVH REWpPVROXo}HVFRPFRQFHQWUDo}HVEDL[tVVLPDV
SRGHP VHU DMXVWDGRV YLD UHJUHVVmR OLQHDU SRU UHWDV TXH WHQGHP D VH
HQFRQWUD HP l = 0 YHU )LJXUD (VVH SRQWR GH HQFRQWUR p R YDORU GD
53
YLVFRVLGDGH LQWUtQVHFD SDUD FDGD VLVWHPD SROtPHURVROYHQWH HP SDUWLFXODU
$RFRQWUiULRGDVRXWUDVPHGLGDVGHYLVFRVLGDGHHPVROXomRD YLVFRVLGDGH
LQWUtQVHFD QmR p DGLPHQVLRQDO WHQGR XQLGDGH GR LQYHUVR GD FRQFHQWUDomR
$XQLGDGHPDLVFRPXPpGOJ
)LJXUD(IHLWRGDFRQFHQWUDomRVREUHDYLVFRVLGDGHGHVROXo}HVSROLPpULFDVGLOXtGDV
$ YLVFRVLGDGH LQWUtQVHFD p XPD SURSULHGDGH ODUJDPHQWH XWLOL]DGD
FRPRPHGLGDGHFRQWUROHGHSURGXomRGHSROtPHURVXPDYH]TXHTXDOTXHU
DOWHUDomR QD IRUPXODomR HVWUXWXUD RX SHVR PROHFXODU LUi DIHWiOD GH
PDQHLUDYLVtYHOHPHQVXUiYHO
(IHLWRGR3HVR0ROHFXODUVREUHD9LVFRVLGDGH,QWUtQVHFD
$YLVFRVLGDGHLQWUtQVHFDGDPDLRULDGRVSROtPHURVHPDVVRFLDomRD
YiULRV VROYHQWHV UHODFLRQDVH FRP R SHVR PROHFXODU SRU XPD OHL GD
SRWrQFLD YHU )LJXUD VHJXQGR D FRQKHFLGD UHODomR 0+6 0DUN
+RXZLQN6DNXUDGD
[Á ] = ×Ø9
54
QD TXDO N H D VHQGR FRQVWDQWHV GR SDU SROtPHURVROYHQWH H Ø R SHVR
PROHFXODUYLVFRVLPpWULFRPpGLR$FRQVWDQWHDDVVXPHYDORUHVHQWUH±
)LJXUD'HSHQGrQFLD[Á](Ø )SDUD3/$HPVROXomRFRPFORURIyUPLR9HQWXUH
&K/WG
$VVLP FRPR QD UHODomR Á(É ) RX VHMD YLVFRVLGDGH DEVROXWD HP
IXQomRGRSHVRPROHFXODUpSRVVtYHOVHYHULILFDUDWUDQVLomRGHEDL[RSDUD
DOWRSHVRPROHFXODUDSDUWLUGDUHODomR [Á ](Ø )SDUDDOJXQVVLVWHPDV(VVH
p R FDVR GR iFLGR KLDOXU{QLFR HP 0 GH 1D&O TXH UHSUHVHQWD WRGD D
VpULHGHSROtPHURVVHPLIOH[tYHLV(PERUDFRPRPRVWUDGRQD)LJXUDR
SRQWR GH PXGDQoD GH FRPSRUWDPHQWR QmR VHMD WmR DJXGR D H[WUDSRODomR
GRV GDGRV SDUD DV GXDV FXUYDV SHUPLWH D LGHQWLILFDomR GR SHVR PROHFXODU
FUtWLFR H GD PHQRU FDGHLD TXH DLQGD VH FRPSRUWD FRPR XP SROtPHUR FRP
FDGHLDV DOHDWRULDPHQWH HQURODGDV &DGHLDV PDLV FXUWDV VH FRPSRUWDU FRPR
3/$ p XP SROtPHUR ELRGHJUDGiYHO H ELRDEVRUYtYHO GR iFLGR OiWLFR '/ EDVWDQWH XWLOL]DGR
FRPRWUDQVSRUWDGRUGHIiUPDFRV
%LRGHJUDGDEOH3RO\PHU9HQWXUH&KHPLFDO/WGGLVSRQtYHOHP
KWWSZZZSOD GUXJFDUULHUFRPJXLGHOLQH!$FHVVRHPGHPDLRGH
55
YHUPHV HVWHQGLGRV e LPSRUWDQWH IULVDU TXH QD UHJLmR GH SHVR PROHFXODU
HOHYDGR R YDORU GH D XOWUDSDVVD R OLPLWH GH FKHJDQGR D (VVH
FRPSRUWDPHQWR QmR p H[FOXVLYR SDUD iFLGR KLDOXU{QLFR SRGHQGR VHU
DSUHVHQWDGRSRURXWURVSROtPHURVVHPLIOH[tYHLV
a = 1,16 a = 0,8
10000
Viscosidade Intrínseca (g/dl)
1000
100 0,022561
10 Mc = 37.500
1
1000 10000 100000 1000000
Mv (g/mol)
)LJXUD[Á](Ø )SDUDVROXo}HVGHiFLGRKLDOXU{QLFRHP0GH1D&ODGDSWDGR
GH&RZPDQ
(IHLWRGD1DWXUH]DGR6ROYHQWHVREUHD9LVFRVLGDGH,QWUtQVHFD
&RZPDQ 0 +\DOXURQDQ 3RO\VDFFKDULGH 6WUXFWXUH DQG ,QWHUDFWLRQV GLVSRQtYHO HP
KWWSUHVHDUFKSRO\HGXaPFRZPDQUHVHDUFK!$FHVVRHPGHPDLRGH
+3&/ IRU 3KDUPDFHXWLFDOV 6FLHQWLVWV .D]DNHYLFK < /REUXWWR 5 HGLWRUV -RKQ :LOH\
DQG6RQV1RYD-HUVH\
56
FRQIRUPDomR GR SROtPHUR R YDORU GD YLVFRVLGDGH GH XPD VROXomR GLOXtGD
GHXPGDGRSROtPHURPXGDGHDFRUGRFRPDQDWXUH]DGRVROYHQWHXWLOL]DGR
YHU)LJXUD,VVRDFRQWHFHSRUTXHRQRYHORPDFURPROHFXODULQFKDGH
IRUPD GLIHUHQWH HP FDGD VROYHQWH 1D PHGLGD HP TXH R VROYHQWH VH
DSUR[LPD GD FRQGLomR GH XP VROYHQWH WHWD HOH SURGX] LQFKDPHQWRV FDGD
YH]PHQRUHVXPDYH]TXHRVROYHQWHLGHDOVROYHQWHWHWDRXVROYHQWHΘQmR
DOWHUD DV GLPHQV}HV GDV PROpFXODV GR VROXWR 7DJHU (VVH IDWR
UHSHUFXWHGHIRUPDDFHQWXDGDQRYDORUGDYLVFRVLGDGHLQWUtQVHFDGDVROXomR
SRLVVH RVROYHQWHLQWHUDJLUIUDFDPHQWHFRP RSROtPHUR R WLSRGHFRQWDWR
PDLVSURYiYHOQDVROXomRVHUiSROtPHURSROtPHUR1HVVHFDVRDFDGHLDLUi
VHHQURODU7RGDYLDVHDDomRGRVROYHQWHIRUHILFD]RFRQWDWRWtSLFRVHUi
SROtPHURVROYHQWH HDFDGHLDQmRVH HQURODUi 1DYDUUR&RPR XPD
FDGHLD HVWHQGLGD RIHUHFH PDLRU UHVLVWrQFLD KLGURGLQkPLFD GR TXH XPD
HQURODGD D YLVFRVLGDGH LQWUtQVHFD GH XPD VROXomR REWLGD FRP VROYHQWH Θ
VHUiPDLRUGRTXHDGDTXHOD HPTXH RVROYHQWHXWLOL]DGRQmRVHMDR LGHDO
3RU H[HPSOR R SROLHVWLUHQR TXDQGR GLVVROYLGR HP WROXHQR GHYLGR j
VLPLOLDULGDGH HQWUH R WROXHQR H R PRQ{PHUR IRUPDGRU GR SROLHVWLUHQR R
WROXHQRLUiVROYDWDUDVPROpFXODVGRSROtPHURHRUDLRGHJLUDomRGHODVLUi
DXPHQWDU 2 FRQWUiULR RFRUUHUi VH R SROLHVWLUHQR IRU GLVVROYLGR HP
WHWUDKLGURIXUDQR1HVVHFDVRRFRQWDWRHQWUHRVVHJPHQWRVPROHFXODUHVGR
SROLHVWLUHQR SUHYDOHFHUi VREUH DV LQWHUDo}HV GHODV FRP DV PROpFXODV GR
WHWUDKLGURIXUDQR H R QRYHOR IRUPDGR VHUi VXEVWDQFLDOPHQWH PHQRU
.D]DNHYLFK /REUXWWR
57
)LJXUD ,QIOXrQFLD GD QDWXUH]D GR VROYHQWH VREUH D YLVFRVLGDGH GH (3'0 HP
VROXomRHPYiULDVWHPSHUDWXUDV.KDOLPRYHWDO
$ 5 .KDOLPRY 0 , $EGXOOLQ 1 1 6LJDHYD DQG <X % 0RQDNRY (IIHFW RI 6ROYHQW
1DWXUH RQ ,QWULQVLF 9LVFRVLW\ RI DQ (WK\OHQH±3URS\OHQH±'LF\FORSHQWDGLHQH &RSRO\PHU
3RO\PHU6FLHQFH6HULH%9RO1 RV±SS±
58
(IHLWRGD7HPSHUDWXUDVREUHD9LVFRVLGDGH,QWUtQVHFD
&RPRPRVWUDGRQD)LJXUDDGHSHQGrQFLD>K@7YDULDFRQIRUPH
R VROYHQWH XWLOL]DGR SRGHQGR VHU FUHVFHQWH RX GHFUHVFHQWH VH D DILQLGDGH
WHUPRGLQkPLFD SROtPHURVROYHQWH DXPHQWDU RX GLPLQXLU FRP D
WHPSHUDWXUD UHVSHFWLYDPHQWH 7DJHU 3DUD DOJXQV VLVWHPDV DSyV
FHUWD WHPSHUDWXUDSRGHUi H[LVWLUXPDFRLQFLGrQFLD HQWUH RV YDORUHVSDUDD
YLVFRVLGDGH LQWUtQVHFD GH VROXo}HV REWLGDV FRP GLIHUHQWHV VROYHQWHV ,VVR
LQGLFD TXH GHSHQGHQGR GD WHPSHUDWXUD GH WHVWH R HIHLWR GD QDWXUH]D GR
VROYHQWH SRGH VHU GHVSUH]DGR 1DYDUUR .DOLPRY HW DO
SURSXVHUDPXPFRHILFLHQWHYLVFRVLGDGHWHPSHUDWXUDΛGDGRSRU
RTXDODVVXPHYDORUQHJDWLYRSDUDRVROYHQWHΘHSRVLWLYRSDUDRVQmRWHWD
1D7DEHODHQFRQWUDPVHYDORUHVGHΛSDUDVROXo}HVGH(3'0DSDUWLU
GRVGDGRVXWLOL]DGRVSDUDDFRQIHFomRGD)LJXUD
7DEHOD9DORUHVGHΛ(TSDUDVROXo}HVGH(3'0HPGLIHUHQWHVVROYHQWHV
6ROYHQWH 7ROXHQR %HQ]HQR +H[DQR ,VRRFWDQR
Λ[
)RQWH.DOLPRYHWDO
59
&DStWXOR
)(1Ð0(126121(:721,$126
,QWURGXomR
= »̇
FRPDYLVFRVLGDGH
» = Û̇ = l
SDUDXPIOXLGRQmRQHZWRQLDQR
» ≠ l
GHIRUPDTXH
Û = Á
̇
60
HPTXHKpDYLVFRVLGDGHDSDUHQWHDTXDOpIXQomRGRFLVDOKDPHQWRHRXGR
WHPSRGHDSOLFDomRGRFLVDOKDPHQWR
)HQ{PHQRV1mR1HZWRQLDQRV,QGHSHQGHQWHVGR7HPSR
2VFRPSRUWDPHQWRVLQGHSHQGHQWHVGRWHPSRSRGHPVHUGLYLGLGRVHP
GXDV FDWHJRULDV XPD HP TXH R IOXLGR p HVVHQFLDOPHQWH YLVFRVR PDV VXD
YLVFRVLGDGH DSDUHQWH YDULD FRP D WD[D GH GHIRUPDomR H RXWUD HP TXH R
IOXLGR p GH DOJXPD IRUPD HVWUXWXUDGR WHQGR XP FRPSRUWDPHQWR SOiVWLFR
DQWHV GH HVFRDU FRPR XP IOXLGR YLVFRVR RX VHMD FRPSRUWDPHQWR
YLVFRSOiVWLFR
61
DRFLVDOKDPHQWRDSOLFDGR$RFRQWUiULRGRVIOXLGRVQHZWRQLDQRVRVIOXLGRV
H[DPLQDGRV DSUHVHQWDYDP XPD UHODomR WHQVmR GH FLVDOKDPHQWR W YHUVXV
WD[D GH GHIRUPDomR ̇ QmR OLQHDU HP TXH D LQFOLQDomR YDULDYD GH IRUPD
WDPEpPQmROLQHDUFRPDWD[DGHGHIRUPDomR7RPDQGRSRUEDVHD/HLGH
1HZWRQ2VWZDOG1DYDUURSURS{VRVHJXLQWHPRGHOR
= '̇ H
HPTXHQpRtQGLFHGDSRWrQFLDH .RtQGLFHGHFRQVLVWrQFLDGRIOXLGRR
TXDOHVWiUHODFLRQDGRFRPDYLVFRVLGDGHDSDUHQWHK'LYLGLQGRVHDPERVRV
PHPEURVGD(TXDomRSHODWD[DGHGHIRUPDomṘ WHPVHTXH
= '̇ H
Û̇
ORJRSRUFRPSDUDomRFRPD(TXDomR
GHIRUPDFODUDDHTXDomRVHUHGX]DRPRGHORGH1HZWRQTXDQGRQ
FRP. P
&RPRRtQGLFH GHFRQVLVWrQFLD.QmRYDULDQHPFRPDWHQVmRGH
FLVDOKDPHQWR QHP FRP D WD[D GH GHIRUPDomR p R tQGLFH Q TXH IDUi D
GLVWLQomRHQWUHRVFRPSRUWDPHQWRVQHZWRQLDQRHGDSRWrQFLD3DUDILQVGH
DGHTXDomRPDWHPiWLFDD(TXDomRVyDGPLWLUiH[SRHQWHQFRPYDORUHV
PDLRUHVTXH8PDYH]TXHTXH R YDORUXQLWiULRpUHVHUYDGR DRVIOXLGRV
QHZWRQLDQRV UHVWDUmR GRLV LQWHUYDORV D VHUHP REVHUYDGRV 0 < O < 1 H
O > 1 3DUD R SULPHLUR LQWHUYDOR WHUVHi XPD IXQomR GH Pi[LPR R TXH
LQGLFD TXH VXD LQFOLQDomR GLPLQXLUi DWp DWLQJLU R SRQWR Pi[LPR H VH
HVWDELOL]DU SDUD R VHJXQGR D IXQomR VHUi FUHVFHQWH FRP LQFOLQDomR
WHQGHQGRDLQILQLWR(PWHUPRVGHYLVFRVLGDGHDSDUHQWHWHPVHTXHTXDQGR
0 < O < 1 D YLVFRVLGDGH DSDUHQWH GLPLQXL FRP R DXPHQWR QD WD[D GH
62
GHIRUPDomRTXDQGRO > 1DYLVFRVLGDGHDSDUHQWHDXPHQWDFRPDWD[DGH
GHIRUPDomR1RVIOXLGRVQHZWRQLDQRVRXVHMDTXDQGRO = 1DLQFOLQDomR
GDFXUYDWHQVmRGHFLVDOKDPHQWR[WD[DGHGHIRUPDomRFKDPDGDGHFXUYD
GH IOX[R p FRQVWDQWH Mi TXH VH WUDWD GH XPD UHWD (VVHV FRPSRUWDPHQWRV
VmRPRVWUDGRVJUDILFDPHQWHQD)LJXUD
$VFXUYDVIRUDPGLVSRVWDVQD)LJXUDDSHQDVSDUDILQVGLGiWLFRVGH
GHPRQVWUDURIRUPDWRGDVFXUYDVFRPDGDSVHXGRSODVWLFLGDGHVHQGRXPD
IXQomR GH PtQLPR D GD GLODWkQFLD GH Pi[LPR H D GR FRPSRUWDPHQWR
QHZWRQLDQR OLQHDU ,VVR QmR TXHU GL]HU TXH RV YDORUHV GD YLVFRVLGDGH
DSDUHQWHVHMDPDLRU RXPHQRU HPTXDOTXHUGRVFRPSRUWDPHQWRVXPD YH]
TXH VHX YDORU LQLFLDO GHSHQGH GH GLYHUVRV IDWRUHV LQFOXLQGR FRPSRVLomR
HVWUXWXUDSHVRPROHFXODUWHPSHUDWXUDGHHQVDLRHWF
63
0<n<1 n=1 n>1
Tensão de Cisalhamento
Taxa de Deformação
)LJXUD&XUYDVGH)OX[RGHIOXLGRVGDSRWrQFLDQQ!HQHZWRQLDQRQ
Taxa de Deformação
)LJXUD &RPSRUWDPHQWR GD YLVFRVLGDGH DSDUHQWH SDUD IOXLGRV QmR QHZWRQLDQRV
LQGHSHQGHQWHVGRWHPSRIUHQWHHGHXPIOXLGRQHZWRQLDQR
64
3VHXGRSODVWLFLGDGH
$SVHXGRSODVWLFLGDGHpGHORQJHRIHQ{PHQRGDSRWrQFLDTXHRFRUUH
FRPPDLRUIUHTXrQFLD1RVIOXLGRVTXHDSUHVHQWDPHVVHFRPSRUWDPHQWRD
YLVFRVLGDGH DSDUHQWH FDL GH XP YDORU Pi[LPR QmR LQILQLWR H FRQVWDQWH
YHULILFDGR HP WD[D GH GHIRUPDomR ]HUR Á¤ QD PHGLGD HP TXH D WD[D GH
GHIRUPDomRpDXPHQWDGDDWpVH HVWDELOL]DU HDVVXPLUXP YDORUQRYDPHQWH
FRQVWDQWH ÁÜ D SDUWLU GH XP YDORU FUtWLFR SDUD D WD[D GH GHIRUPDomR j
FRQIRUPH PRVWUDGR QD )LJXUD GH IRUPD JHQpULFD H QD )LJXUD GH
IRUPD SDUWLFXODU SDUD GDGRV DMXVWDGRV GH YiULDV DPRVWUDV GH VDQJXH HP
HVFRDPHQWRVHJXQGR&KHUU\ (DWRQ
x H[LVWrQFLDQRVLVWHPDOtTXLGRGHSDUWtFXODVDVVLPpWULFDVTXHHVWDQGR
QRUHSRXVRRULHQWDGDVGHIRUPDDOHDWyULDDVVXPHPXPDRULHQWDomR
SUHIHUHQFLDOQDGLUHomRGRHVFRDPHQWR
x VLVWHPDV OtTXLGRV FRQVWLWXtGRV GH PROpFXODV JUDQGHV H IOH[tYHLV
TXH SDVVDP GH XPD FRQILJXUDomR DOHDWRULDPHQWH HQURODGD QR
UHSRXVR SDUD XPD RULHQWDGD QD GLUHomR HVFRDPHQWR DVVXPLQGR
XPDIRUPDTXDVHOLQHDUH
x H[LVWrQFLD GH PROpFXODV TXH HP UHSRXVR VH HQFRQWUDP DOWDPHQWH
VROYDWDGDV H WrP DV FDPDGDV GH VROYDWDomR GHVWUXtGDV SHOD DomR GR
FLVDOKDPHQWR
65
Á¤
Á = Á(̇ )
ÁÜ
)LJXUD )RUPDWR JUiILFR FOiVVLFR SDUD D GHSHQGrQFLD Á(̇ ) SDUD XP IOXLGR
SVHXGRSOiVWLFR
)LJXUD 3VHXGRSODVWLFLGDGH GH DPRVWUDV GH VDQJXH HP HVFRDPHQWR HP WXERV
UHWRVHFXUYRV&KHUU\ (DWRQ
66
SHTXHQDV7RGDYLDRHTXLOtEULRpGHVORFDGRSDUDRODGRGDRULHQWDomRSHOD
DomRGRFLVDOKDPHQWRDSOLFDGR2YDORUGHj FRUUHVSRQGHUiHQWmRDRYDORU
SDUD D WD[D GH GHIRUPDomR HP TXH WRGDV DV RULHQWDo}HV SRVVtYHLV WLYHUHP
VLGRFRPSOHWDGDV&RPRRSURFHVVRGHRULHQWDomRGDVSDUWtFXODVFDXVDXPD
GLPLQXLomRQRVHIHLWRVKLGURGLQkPLFDVHSRUWDQWRQDYLVFRVLGDGHDSDUHQWH
j VHUi D WD[D GH GHIRUPDomR D SDUWLU GD TXDO QmR Ki PDLV GLPLQXLomR QD
YLVFRVLGDGHDSDUHQWH
1RFDVRGDVPROpFXODVDOWDPHQWHVROYDWDGDVDGHVWUXLomRGDFDPDGD
GHVROYDWDomRGHYLGRjDomRGRFLVDOKDPHQWRDSOLFDGRSURYRFDGLPLQXLomR
QDPDJQLWXGHGDLQWHUDomRPROHFXODUHGRWDPDQKRHIHWLYRGDPROpFXODH
SRUFRQVHJXLQWHGDYLVFRVLGDGHGRVLVWHPD
67
HOHYDGD 1HVVH FDVR D SVHXGRSODVWLFLGDGH SRGH VHU PDVFDUDGD H R IOXLGR
HUURQHDPHQWH FRQVLGHUDGR QHZWRQLDQR $ LQIOXrQFLD GR FLVDOKDPHQWR H D
GHRXWURVIDWRUHVVREUHDSVHXGRSODVWLFLGDGHVHUiGLVFXWLGDQDVHTXrQFLD
(IHLWRGD7HPSHUDWXUD
$VVLPFRPRWRGRVRVOtTXLGRVRVIOXLGRVSVHXGRSOiVWLFRVWRUQDPVH
PHQRV YLVFRVRVQD PHGLGD HPTXHDWHPSHUDWXUDp HOHYDGD'HVVDIRUPD
WrPDFHOHUDGRV WRGRV RVSURFHVVRV TXH OHYDPDR HTXLOtEULR HSRUWDQWRDR
FRPSRUWDPHQWRQHZWRQLDQRYHU)LJXUD
'HXPDIRUPDJHUDORVPRWLYRVSDUDWDQWRVmRRVVHJXLQWHV
x DXPHQWR QR JUDX GH OLEHUGDGH GH PRYLPHQWR GDV PROpFXODV HRX
SDUWtFXODVGXUDQWHRHVFRDPHQWR
x DXPHQWRQDHQHUJLDGHDWLYDomRGHIOX[RYLVFRVR
x GLPLQXLomRGRVSRQWRVGHFRQWDWRLQWHUPROHFXODUHQWDQJOHPHQWV
68
x 25°C
+ 37°C
Viscosidade Aparente
(Pa.s)
)LJXUD(IHLWRGDWHPSHUDWXUDVREUHDYLVFRVLGDGHGHXPJHOFRQWUDFHSWLYR2ZHQHW
DO
HP TXH O p R YDORU GH O HP XPD WHPSHUDWXUD h HP TXH SDVVD D VHU
FRQVLGHUDGR XP IOXLGR H E FRQVWDQWH TXH LQGLFD D VHQVLELOLGDGH GD
SVHXGRSODVWLFLGDGHGRIOXLGRjDomRGDWHPSHUDWXUD
69
FUHVFLPHQWROLQHDUDWpRYDORUOLPLWHXQLWiULRFRPRPRVWUDGRQD)LJXUD
3DUDHVVHVVLVWHPDVVmRYiOLGDVDVVHJXLQWHVUHODo}HV
)LJXUD'HSHQGrQFLDO(h)SDUDXPIOXLGRSVHXGRSOiVWLFRKLSRWpWLFRHPGDGDIDL[D
GHWHPSHUDWXUD
HP TXH hÑ p D WHPSHUDWXUD HP TXH VH LQLFLD D UHJLmR GR SODW{ hÄ D
WHPSHUDWXUD GH IXVmR h ∗ XPD WHPSHUDWXUD FDUDFWHUtVWLFD D TXDO VRPDGD j
hÄ SHUPLWH TXH O UHLQLFLH VHX SURFHVVR GH YDULDomR OLQHDU FRP D
WHPSHUDWXUD Ñ H Ä WrP R PHVPR VLJQLILFDGR ItVLFR GH EGD (TXDomR
QDV IDL[DV GH WHPSHUDWXUD YiOLGDV SDUD DV (TXDo}HV H
UHVSHFWLYDPHQWH
70
3DUDDPDLRULDGRVVLVWHPDVDYHULJXDGRVh ∗DVVXPHYDORUHVHPWRUQR
GH & &RP UHODomR j hÑ QmR H[LVWH XP YDORU JHQpULFR VHQGR HVVD
WHPSHUDWXUDFDUDFWHUtVWLFDGHFDGDVLVWHPD
'DV YiULDV FDUDFWHUtVWLFDV GD GHSHQGrQFLD O(h ) D TXH PDLV FKDPD
DWHQomRpDGDH[LVWrQFLDGHXPDIDL[DGHWHPSHUDWXUDQDTXDO OQmRYDULD
FRP D WHPSHUDWXUD RX VHMD SDUD TXDQGR hÑ < h < hÄ + h ∗ e SURYiYHO
TXH QHVVD IDL[D GH WHPSHUDWXUD R IOXLGR SDVVH SRU XP SURFHVVR GH
WUDQVLomRHPTXHVHXVVHJPHQWRVFLQpWLFRVRXSDUWtFXODVSURFXUDPDOFDQoDU
XPD SRVLomR GH HTXLOtEULR UHVLVWLQGR j DomR GD WHPSHUDWXUD $XPHQWRV
SRVWHULRUHV GH WHPSHUDWXUD LUmR SURYRFDU PRYLPHQWRV WpUPLFRV TXH
VXSHUDUmRDWHQGrQFLDDRHTXLOtEULRSRUSDUWHGHVVHVHOHPHQWRVGLPLQXLQGR
R FDUiWHU SVHXGRSOiVWLFR H WDPEpP D YLVFRVLGDGH DSDUHQWH GR VLVWHPD
OHYDQGR Q DR VHX YDORU XQLWiULR H R VLVWHPD FRPR XP WRGR DR
FRPSRUWDPHQWRQHZWRQLDQR
(IHLWRGD&RQFHQWUDomRHGD$UTXLWHWXUD0ROHFXODUGR6ROXWR
(PVHWUDWDQGRGHVROXo}HVSROLPpULFDVTXDQWRPDLRUDFRQFHQWUDomR
PDLRU D SRVVLELOLGDGH GR DSDUHFLPHQWR GD SVHXGRSODVWLFLGDGH 6HJXQGR
.HMXQ *XRZHL LVVR VH GHYH VREUHWXGR DR DXPHQWR QDV
SHUWXUEDo}HV DR HVFRDPHQWR GHYLGR DR DXPHQWR SRSXODFLRQDO 2 IDWR GH
H[LVWLUHP PDLV FDGHLDV SRU XQLGDGH GH YROXPH GH VROXomR VLJQLILFD TXH R
PRYLPHQWR OLYUH VH WRUQD FRRSHUDWLYR LVVR p RV VHJPHQWRV FLQpWLFRV GDV
FDGHLDV HQURODGDV DR DFDVR WrP VHXV PRYLPHQWRV GHSHQGHQWHV GRV GD
YL]LQKDQoD$OpPGLVVRKDYHQGRXPPDLRUQ~PHURGHFDGHLDVQRVLVWHPD
PDLRU VHUi R JUDX GH HQURODPHQWR H PDLRU R Q~PHUR GH FDGHLDV D VHUHP
DOLQKDGDVQDGLUHomRGRHVFRDPHQWR6HQGRDVVLPHPERUDDYLVFRVLGDGHGD
VROXomRDXPHQWHFRPDFRQFHQWUDomRGR VROXWRHVVH YDORUFDLUiGHIRUPD
DFHQWXDGDTXDQGRRFLVDOKDPHQWRIRULPSRVWRDRVLVWHPDRXVHMDRtQGLFH
71
GD SRWrQFLD GLPLQXLUi FRP D FRQFHQWUDomR GR VROXWR FRPR PRVWUDGR QD
)LJXUD .HMXQ *XRZHL FRPSURYDUDP HVWD WHRULD DR HVWXGDU
VROXo}HVDTXRVDVGHSROLDPFRVDQ$RSDVVDUDFRQFHQWUDomRGHSDUD
HP SHVR R tQGLFH GD SRWrQFLD GD VROXomR PXGRX GH SDUD
LQGLFDQGRFUHVFLPHQWRQRJUDXGHSVHXGRSODVWLFLGDGH
)LJXUD ,QIOXrQFLD GD FRQFHQWUDomR GH JOLFHURO QR JUDX GH SVHXGRSODVWLFLGDGH GH
VROXo}HVGHIpFXODGHEDWDWD$\DODHWDO
2V HIHLWRV GR FRQWH~GR GR VROXWR HP XPD VROXomR SROLPpULFD VmR
PDLVGUiVWLFRVTXDQGRVHOHYDHPFRQVLGHUDomRVXDHVWUXWXUDRXDUTXLWHWXUD
PROHFXODU $R FRQWUiULR GRV GHPDLV VyOLGRV RV SROtPHURV TXDQGR HP
FRQWDWRFRPXPVROYHQWHPHVPRVROYHQWHVWHWDQHPVHPSUHVHGLVVROYHP
LPHGLDWDPHQWH4XDQGRRFRUUHDGLVVROXomRHODpSUHFHGLGDSRUXPHVWiJLR
GHLQFKDPHQWRHPTXHpIRUPDGRXPJHOLQVWiYHO$SDVVDJHPGHJHOSDUD
VROXomR YHUGDGHLUD VHUi PDLV UiSLGD TXDQWR PDLV OLQHDU IRU D FDGHLD GR
SROtPHUR (P WHUPRV GH SURSULHGDGHV UHROyJLFDV VH R VROYHQWH IRU
QHZWRQLDQR DV VROXo}HV GH SROtPHURV OLQHDUHV SHUPDQHFHUmR QHZWRQLDQDV
72
HP FRQFHQWUDo}HV GH DWp HP SHVR HQTXDQWR TXH DV VROXo}HV GH
SROtPHURV UDPLILFDGDV RX OLJHLUDPHQWH UHWLFXODGRV VHPSUH VHUmR
SVHXGRSOiVWLFDV7DJHU
(IHLWRGRS+GD6ROXomR
$SDUWLUGHFHUWRYDORUSDUDRS+DYLVFRVLGDGHGDVROXomRQmRPDLV
FDL GHYLGR j DomR GR FLVDOKDPHQWR H DR FRQWUiULR SDVVD D FUHVFHU 'H
DFRUGR FRP .LP 0DLQZDULQJ E HVVH FRPSRUWDPHQWR p IUXWR GH
HIHLWRVHOHWURYLVFRVRVSULPiULRVRVTXDLVFDXVDPDHVWUXWXUDomRGDVROXomR
VREDDomRGRFLVDOKDPHQWR
73
)LJXUD(IHLWRGRS+VREDSVHXGRSODVWLFLGDGHGHVROXo}HVVDOLQDVDOWDPHQWHL{QLFDV
=KLTLDQJ -LDQZHQ
(IHLWR GR 3HVR 0ROHFXODU H GD 'LVWULEXLomR GH 3HVR 0ROHFXODU GR
3ROtPHUR
2HIHLWRGRSHVRPROHFXODUVREUHDUHRORJLDGRVSROtPHURVIXQGLGRVp
VHPHOKDQWH DR GD FRQFHQWUDomR QDV VROXo}HV SROLPpULFDV 'H DFRUGR FRP
9LQRJUDGRY 0DONLQTXDQWRPDLRURSHVRPROHFXODUPDLRUVHUiD
TXDQWLGDGH GH VHJPHQWRV FLQpWLFRV SRU FDGHLD ,VVR LPSOLFD PRYLPHQWRV
FRRSHUDWLYRV PDLV VLJQLILFDWLYRV H PDLRU TXDQWLGDGH GH HIHLWRV
KLGURGLQkPLFRV FDXVDGRUHV GD SVHXGRSODVWLFLGDGH VHP FRQWDU RV HIHLWRV
HOiVWLFRVTXHVXUJHPGXUDQWHRHVFRDPHQWRYHU)LJXUDD
(PJHUDOPDLVLPSRUWDQWHVTXHRHIHLWRGHXPGDGRSHVRPROHFXODU
VREUH D SVHXGRSODVWLFLGDGH VmR RV FDXVDGRV SHOD GLVWULEXLomR GH SHVR
PROHFXODU )LJXUD E (VWXGRV HQYROYHQGR D UHRORJLD GH SROLHWLOHQRV
PRVWUDUDPTXHDPRVWUDVFRPGLVWULEXLomRPDLVHVWUHLWD/'3(DSUHVHQWDP
XPD SVHXGRSODVWLFLGDGH PDLRU GR TXH RV GH GLVWULEXLomR PDLV ODUJD
P//'3(XPDYH]TXHHVVHVRXVmRQHZWRQLDQRVRXVmRUHRORJLFDPHQWH
74
PDLV HVWiYHLV GR TXH DTXHOHV WRUQDQGRVH PHQRV SVHXGRSOiVWLFRV ,VVR VH
GHYH DR IDWR GH TXH D YLVFRVLGDGH PDLRU GRV SROtPHURV FRP GLVWULEXLomR
HVWUHLWDpSURGXWRGHXPDPDLRUTXDQWLGDGHGHSRQWRVGHFRQWDWRGXUDQWHR
UHSRXVR4XDQWRPDLRURQ~PHURGHSRQWRVGHFRQWDWRPDLRUDTXDQWLGDGH
GLVSRQtYHOSDUDTXHEUDHPDLRUDSVHXGRSODVWLFLGDGH1DYDUUR
)LJXUD0RGLILFDomRQRJUDXGHSVHXGRSODVWLFLGDGHHPVLVWHPDVSROLPpULFRVFRPD
SHVRPROHFXODUHEGLVWULEXLomRGHSHVRPROHFXODUYDORUHVVLPXODGRVHPFRPSXWDGRU
75
(IHLWRGD7D[DGH'HIRUPDomR
7RGDHTXDOTXHU&LrQFLDFDOFDGDQDH[SHULPHQWDomRWHPVXDVWHRULDV
H[WUHPDPHQWH GHSHQGHQWHV GRV HTXLSDPHQWRV GLVSRQtYHLV SRU RFDVLmR GH
VXD IRUPXODomR 2 GHVHQYROYLPHQWR GH UH{PHWURV HTXLSDPHQWRV
GHVWLQDGRV j PHGLGD GH YDULiYHLV UHROyJLFDV FDSD]HV GH SURGX]LU
HOHYDGtVVLPDV WD[DV GH GHIRUPDomR WRUQRX SRVVtYHO GHWHFWDU XPD QRYD
UHJLmRGHYDULDomRGDYLVFRVLGDGHDSDUHQWHFRPDWD[DGHGHIRUPDomRDSyV
R VHX DWp HQWmR YDORU OLPLWH H FRQVWDQWH ÁÜ ,VVR TXHU GL]HU TXH PHVPR
DSyVWRGDVDVRULHQWDo}HVGDVFDGHLDVHTXHEUDGHSRQWRVGHFRQWDWRWHQKDP
RFRUULGRDLQGDDVVLPDSyVXPFHUWRYDORUSDUDDWD[DGHGHIRUPDomRD
YLVFRVLGDGH DSDUHQWH GR VLVWHPD SVHXGRSOiVWLFR LQLFLD XP QRYR SURFHVVR
GHTXHGDFRPDWD[DGHGHIRUPDomR1DYDUUR
(VVD QRYD UHJLmR SDUD D GHSHQGrQFLD Á(̇ ) UHSUHVHQWDGD SRU Á(̇ ).
DR FRQWUiULR GR XVXDO VH GHYH j GHJUDGDomR LUUHYHUVtYHO GRV SROtPHURV
FRPR UHVXOWDGR GD UXSWXUD GH VXDV FDGHLDV HP HOHYDGDV WD[DV GH
GHIRUPDomR2XVHMDDWHRULDJHUDOQmRpVXSODQWDGDYLVWRWHUKDYLGRXPD
WUDQVIRUPDomR ItVLFD QR PDWHULDO TXH SHUGH VXDV FDUDFWHUtVWLFDV TXtPLFDV
RULJLQDLV ([FHGLGR R SURFHVVR GH GHJUDGDomR D YLVFRVLGDGH DSDUHQWH
DVVXPLUi HQWmR XP QRYR YDORU GH HTXLOtEULR TXDQGR WRGDV DV IUDWXUDV
SRVVtYHLV WHQKDP RFRUULGR 'HVVD IRUPD R IRUPDWR FRPSOHWR GD
GHSHQGrQFLD Á (̇ ) SDUD IOXLGRV SROLPpULFRV SVHXGRSOiVWLFRV VXVFHWtYHLV j
GHJUDGDomRSRUFLVDOKDPHQWRVHUiFRPRRPRVWUDGRQD)LJXUD
76
)LJXUD(IHLWRGDWD[DGHGHIRUPDomRVREUHDYLVFRVLGDGHLQFOXLQGRDSRVVLELOLGDGH
GHGHJUDGDomRSRUFLVDOKDPHQWRGHVSROLPHUL]DomR
(IHLWRV&RPELQDGRVGD7D[DGH'HIRUPDomRH7HPSHUDWXUD
77
'H DFRUGR FRP 1DYDUUR FRPR D UHODomR HQWUH R tQGLFH GD
SRWrQFLD H D YLVFRVLGDGH DSDUHQWH SDUWLQGRVH GD (TXDomR SRGH VHU
UHSUHVHQWDGDSRU
. àâ Ó
O = . àâ &̇ + 1
HQWmR
HP TXH $L VmR FRQVWDQWHV GR VLVWHPD H D7 p R IDWRU GH GHVORFDPHQWR GD
(TXDomR:/)(TXDomR
'LODWkQFLD
DH[LJrQFLDGHXPYDORUFUtWLFRSDUDDWD[DGHGHIRUPDomR
EVXFHGHUDXPFRPSRUWDPHQWRQHZWRQLDQR
FSUHFHGHUDXPFRPSRUWDPHQWRSVHXGRSOiVWLFR
G H[LJrQFLD GH VXSHUDomR GH XPD FRQFHQWUDomR FUtWLFD SDUD IDVH GLVSHUVD
HPVXVSHQV}HV
$OpPGRDFLPDH[SRVWRDGLODWkQFLDWHPVXDREVHUYDomRSUHMXGLFDGD
HP JUDQGH SDUWH GRV UH{PHWURV FRPHUFLDLV SRU VHU IUHTXHQWHPHQWH
FRQIXQGLGDFRPRVFLODomRPHFkQLFD&DWHVHWDO3RUWHUHWDORX
3XEOLFDGRRULJLQDOPHQWHSHORDXWRUQD5HYLVWD3ROtPHURV&LrQFLDH7HFQRORJLDSRGHQGRVHU
DFHVVDGRHP1$9$5525{PXOR)$SOLFDomRGHXP0RGHOR5HROyJLFR1mR/LQHDUHP
6LVWHPDV3ROLPpULFRV'LODWDQWHV3ROtPHURV6mR&DUORVYQ
78
FRP GHVYLR H[SHULPHQWDO $FUHVFHQWHVH DLQGD R IDWR GH TXH QmR Ki QD
OLWHUDWXUDUHJLVWURGHRFRUUrQFLDGHVVHFRPSRUWDPHQWRHPSROtPHURVSXURV
VLQWpWLFRVRXQDWXUDLV
$RPHVPRWHPSRTXHpXPDFDUDFWHUtVWLFDGHVHMDGDSDUDFDPSRVWmR
GtVSDUHV FRPR DSOLFDo}HV PpGLFDV H PHFkQLFDV D GLODWkQFLD p D FDXVD GH
IDOKDV GUiVWLFDV HP HTXLSDPHQWRV GD LQG~VWULD GH SURFHVVDPHQWR TXH
SURMHWDGRV SDUD R WUDEDOKR FRP PDWHULDLV GH XPD FHUWD YLVFRVLGDGH WrP
VHXV OLPLWHV Pi[LPRV GH VHJXUDQoD XOWUDSDVVDGRV GHYLGR DR DXPHQWR QD
YLVFRVLGDGH GXUDQWH R SURFHVVDPHQWR GH PDWHULDLV GLODWDQWHV 6WULYHQV
(PERUDDFRQVHTXrQFLDFRPXPVHMDRDXPHQWRGDYLVFRVLGDGHFRPD
WD[D GH GHIRUPDomR DV FDXVDV GD GLODWkQFLD DR FRQWUiULR GD
SVHXGRSODVWLFLGDGHVmRYiULDVSRGHQGRGHSHQGHURXQmRGRWLSRGHVLVWHPD
SROLPpULFRFRQVLGHUDGRVROXomRVXVSHQVmRGLVSHUVmRRXHPXOVmRDOpPGH
QmRVHUHVWULQJLUDXPWDPDQKRHVSHFtILFRSDUDDVSDUWtFXODV(LULFK
j FRQFHQWUDomR GD VROXomR +X HW DO RX GD VXVSHQVmR 1DYDUUR
(VVHVDVSHFWRVDID]HPXPDTXHVWmRDLQGDQmRWRWDOPHQWHUHVROYLGD
QRFDPSRGDGLQkPLFDGRVIOXLGRV.RVYLQWVHYHWDO
79
D GHSHQGrQFLD GR FDUiWHU GLODWDQWH GR WLSR $UUKHQLXV FRP D WHPSHUDWXUD
<DQJ
FFRQYHUVmRHRXEDODQoRHQWUHOLJDo}HVLQWUDHLQWHUPROHFXODUHV7DQHWDO
80
FRPR QDV VHTXrQFLDV TXH VHUmR YLVWDV PDLV DGLDQWH DSHQDV HVVH RXWUR
FRPSRUWDPHQWR SRGHUi VHU LGHQWLILFDGR HP UH{PHWURV PHQRV VHQVtYHLV
PHVPRTXHGHIDL[DDPSODGHFLVDOKDPHQWR
E GLODWkQFLD SUHFHGLGD GH XP SODW{ QHZWRQLDQR 1' .RVYLQWVHY HW DO
(QTXDQWRRVFLQFRSULPHLURVWLSRVSRGHPVHUYLVXDOL]DGRVHPFXUYDV
GHYLVFRVLGDGHDSDUHQWHYHUVXVWD[DGHGHIRUPDomR)LJXUDDR~OWLPR
GRV VHLV WLSRV Vy p SRVVtYHO VH YHULILFDU HP FXUYDV GH WHQVmR GH
FLVDOKDPHQWR YHUVXV WD[D GH GHIRUPDomR FRPR PRVWUDGR QD )LJXUD E
YLVWR TXH D YLVFRVLGDGH DSDUHQWH DVVXPH YDORUHV EDVWDQWH HOHYDGRV HP
EDL[DVWD[DVGHGHIRUPDomR
81
)LJXUDDHE)RUPDVGHRFRUUrQFLDGDGLODWkQFLD1DYDUUR
82
GHIRUPDomR Pi[LPD DSOLFDGD D HVVHV VLVWHPDV D VDEHU 0DXV HW DO
0HZLV 9HUPDQWH'DLO 6WHIIHVQmR
LQYLDELOL]D D SRVVLELOLGDGH GH H[LVWrQFLD GH XP SRQWR GH Pi[LPR H XP
SRVWHULRUGHFUpVFLPRQDYLVFRVLGDGHDSDUHQWHFRPDWD[DGHGHIRUPDomR$
H[FHomRQHVVHFDVRSRGHULDVHUDVVXVSHQV}HVGHDPLGRHPiJXDFXMDWD[D
GH GHIRUPDomR Pi[LPD DSOLFDGD IRL HOHYDGD V 2V FDVRV 3' H
131' VmR SRXFRV H PHUHFHP XPD DYDOLDomR PDLV DFXUDGD VREUH VH
UHSUHVHQWDPXPSDGUmRRXUDUDVH[FHo}HV'HVVDIRUPD DVHTXrQFLD1'3
HP GHVWDTXH QD )LJXUD D GHVWDFDVH FRPR XP SDGUmR SDUD D
UHSUHVHQWDomRFRPSOHWDGDGLODWkQFLD3RLVDOpPGHHVWDUGHDFRUGRFRPD
PDLRULD GDV WHRULDV Mi DSUHVHQWDGDV DGDSWDVH SHUIHLWDPHQWH j Mi
FRPSURYDGD 7HRULD GH +RIIPDQQ H p LJXDOPHQWH FRPXP D VLVWHPDV QmR
SROLPpULFRV3DO
0HVPRVHQGRREMHWRGHFRQWURYpUVLDVDVVHTXrQFLDV'3'131'H
9' SRVVXHP GLYHUVRV PRGHORV HPStULFRV RX QXPpULFRV TXH DMXVWDP FRP
UD]RiYHO SUHFLVmR RV GDGRV H[SHULPHQWDLV $ GLODWkQFLD SXUD H VLPSOHV p
FDUDFWHUtVWLFDGHVLVWHPDVTXHREHGHFHPj/HLGD3RWrQFLDGH2VWZDOGRV
IRUPDWRV 3' H 131' DMXVWDPVH VHJXQGR PRGHOR SURSRVWR SRU =XSDQFLF
HW DO R TXDO p XPD DVVRFLDomR GR PRGHOR GH &URVV FRP D /HL GD
3RWrQFLD D GLODWkQFLD SUHFHGLGD SRU YLVFRSODVWLFLGDGH SRGH VHU DMXVWDGD
WDQWRSHORPRGHORGH+HUVFKHO%XONOH\TXDQWRSHORGH&DVVRQ(QWUHWDQWRD
VHTXrQFLD 1'3 H VXD YDULiYHO 1' PHVPR PDLV UHSUHVHQWDWLYDV SDUD
VLVWHPDV SROLPpULFRV DLQGD QmR SRVVXHP PRGHORV SDUD UHSUHVHQWiODV
PDWHPDWLFDPHQWH
0RGHORGH1DYDUURSDUDD'LODWkQFLD
&RPR SRGH VHU YLVWR QD )LJXUD D D FXUYD GD VHTXrQFLD 1'3
SRVVXLGRLVSRQWRVFUtWLFRVRSULPHLURUHODWLYRDRILPGRSODW{QHZWRQLDQR
83
HRFRQVHTXHQWHLQtFLRGDGLODWkQFLDRVHJXQGRRQGHDYLVFRVLGDGHDSDUHQWH
DWLQJH VHX YDORU Pi[LPR H D SDUWLU GR TXDO VXUJH R FRPSRUWDPHQWR
SVHXGRSOiVWLFR ,VVR VXJHUH TXH D GHSHQGrQFLD JOREDO p GH IDWR XP
VRPDWyULR GRV WUrV FRPSRUWDPHQWRV TXH RFRUUHP VLPXOWDQHDPHQWH FDGD
XPGHOHVSUHYDOHFHQGRHPXPIDL[DGHFLVDOKDPHQWRSDUWLFXODU1D)LJXUD
pPRVWUDGRJUDILFDPHQWHHVVHSURFHVVR
)LJXUD&XUYDVGHPRQVWUDWLYDVGRVFRPSRUWDPHQWRVQHZWRQLDQRSVHXGRSOiVWLFRH
GLODWDQWHTXHRFRUUHPVLPXOWDQHDPHQWHHDFXUYDUHVXOWDQWH1'31DYDUUR
HP TXH m (̇ ) UHSUHVHQWD FDGD XPD GDV UHJL}HV GD GHSHQGrQFLD JOREDO D
VDEHUQHZWRQLDQD1GLODWDQWH'HSVHXGRSOiVWLFD3$QHFHVVLGDGHGH
XP YDORU FUtWLFR SDUD Á(̇ ) SDUD TXH WHQKD LQtFLR LPSOLFD TXH m (̇ )ä DWXD
FRPR UHWDUGDGRUD GH m(̇ )· PDV QmR QHFHVVDULDPHQWH FRPR LQLELGRUD Mi
84
TXH HVVHVFRPSRUWDPHQWRV HPERUD GLIHUHQWHVQmRVmRDQWDJ{QLFRV$OpP
GLVVRm(̇ )· OHYDFRQVLJRDLQIOXrQFLDGHm (̇ )ä 6HQGRDVVLPpSRVVtYHOD
LQWURGXomR GH XPD QRYD IXQomR TXH OHYH HVVHV DUJXPHQWRV HP
FRQVLGHUDomRGHIRUPDTXHDHTXDomRSDVVHDVHU
FRP
SRUFRQVHJXLQWH
FRP O· VHQGR R YDORU GR tQGLFH GD SRWrQFLD QD UHJLmR HP TXH Á (̇ ) =
m (̇ )· , JDUDQWLQGRTXHDYLVFRVLGDGHDSDUHQWHGRVLVWHPDFUHVoDDWṗ = ̇ ´Ñ
&RPLVVRDHTXDomRVHWUDQVIRUPDHP
85
&RPR PHQFLRQDGR DQWHULRUPHQWH RV FRPSRUWDPHQWRV GLODWDQWH H
SVHXGRSOiVWLFR QmR VmR DSHQDV RSRVWRV QD IRUPD FRPR D YLVFRVLGDGH
DSDUHQWH YDULD FRP D WD[D GH GHIRUPDomR PDV VmR HVVHQFLDOPHQWH
FRQIOLWDQWHV QR TXH GL] UHVSHLWR DR PHFDQLVPR GH RFRUUrQFLD
FRQJHVWLRQDPHQWR H DOLQKDPHQWR GH SDUWtFXODV QD GLUHomR GR HVFRDPHQWR
UHVSHFWLYDPHQWH 0HVPR TXH HP ̇ = ̇ ´Ñ , m (̇ )· = m (̇ )Ñ GHYLGR D HVVD
VLQJXODULGDGH FDUDFWHUL]DGD SHOD LQFRQJUXrQFLD GRV GRLV FRPSRUWDPHQWRV
TXDQGR RFRUUHP QD VHTXrQFLD 1' WRUQDVH QHFHVViULR GLYLGLU D HTXDomR
HPGXDVSDUWHVXPDDQWHVHRXWUDDSyV̇ ´Ñ 3DUḊ ≤ ̇ ´Ñ
H FRPR QD UHJLmR SVHXGRSOiVWLFD D GHSHQGrQFLD Á (̇ ) VHJXH D OHL GD
SRWrQFLDSDUḊ > ̇ ´Ñ
86
GDIDVHGLODWDQWHHLPSRUXPYDORUPi[LPRSDUDDWD[DGHGHIRUPDomRHP
TXH D YLVFRVLGDGH DSDUHQWH FRQWLQXH D FUHVFHU -i D HTXDomR p
GHULYDGDGR0RGHORGD3RWrQFLDFXMRYDORUPi[LPRLQLFLDOpLJXDODRYDORU
Pi[LPR ILQDO SDUD D YLVFRVLGDGH DSDUHQWH QD IDVH GLODWDQWH (VWD SDUWH GR
PRGHORJDUDQWHRGHFUpVFLPRFRQWtQXRGDYLVFRVLGDGHDSDUHQWHDWpDWLQJLUR
HTXLOtEULRVREWD[DVGHGHIRUPDomRVXILFLHQWHPHQWHHOHYDGDV
&RPRSRGHVHUYLVWRQDV)LJXUDVDHERPRGHORVHDMXVWDFRP
ERD SUHFLVmR DRV GDGRV H[SHULPHQWDLV SRGHQGR VHU QRWDGD XPD OLJHLUD
GLVFUHSkQFLD PDLV SDUD D VROXomR GR SROLWEXWLOHVWLUHQR HP yOHR PLQHUDO
DPRVWUD GR TXH SDUD D VXVSHQVmR GR FRSROtPHUR 6$0 HP VROXomR
DTXRVDGH3$$DPRVWUDQRYDORUGDWD[DGHGHIRUPDomRSDUDRLQtFLR
GR FRPSRUWDPHQWR GLODWDQWH (QWUHWDQWR HVWD VXSHUHVWLPDomR QmR FDXVD
SUHMXt]RV WHQGR HP YLVWD TXH SUHYHQGR XP YDORU VXSHULRU HYLWD IXWXURV
SUREOHPDV GH SURFHVVDPHQWR FDXVDGRV SRU DXPHQWRV QmR FRQKHFLGRV QD
YLVFRVLGDGHDSDUHQWH
H
87
2 PRGHOR GH &URVV PRGLILFDGR &URVV
HTXDomR SRU RXWUR ODGR
HPERUDSURGX]DUHVXOWDGRVSUDWLFDPHQWHLJXDLVDRVH[SHULPHQWDLVVREWD[DV
GH GHIRUPDomR PDLV EDL[DV DSUHVHQWDVH LQDGHTXDGR D SDUWLU GD WD[D GH
GHIRUPDomR RQGH D YLVFRVLGDGH DSDUHQWH LQLFLD R VHX FUHVFLPHQWR PDLV
DFHQWXDGR 'HSHQGHQGR GR YDORU GH O· R VDOWR YHULILFDGR QD FXUYD GD
GHSHQGrQFLD Á (̇ ) SRGH RFRUUHU VRE WD[DV GH GHIRUPDomR PDLV EDL[DV RX
PDLV HOHYDGDV GR TXH DV YHULILFDGDV H[SHULPHQWDOPHQWH TXDQGR HVWD
GHSHQGrQFLDpDMXVWDGDSHORPRGHORGH&URVVPRGLILFDGR$SyVHVVHVDOWR
GH DFRUGR FRP HVVH PRGHOR R YDORU GD YLVFRVLGDGH DSDUHQWH GR VLVWHPD
GHYHSHUPDQHFHUFRQVWDQWHSRUXPDODUJDIDL[DSDUDDWD[DGHGHIRUPDomR
1D SUiWLFD HQWUHWDQWR QHP R TXH VHULD SUHYLVWR SHOR PRGHOR GD SRWrQFLD
QHPSHORGH&URVVPRGLILFDGRRFRUUHUDP'HVWDIRUPDHVVHVPRGHORVQmR
SRGHPVHUXWLOL]DGRVHPVLWXDo}HVHPTXHDGLODWkQFLDDSDUHFHHQWUHUHJL}HV
GH FRPSRUWDPHQWRV QHZWRQLDQR H SVHXGRSOiVWLFR R SULPHLUR UHWDUGDQGR
VHX LQtFLR H R VHJXQGR LPSRQGROKH OLPLWHV LQIHULRUHV DR TXH VHULD XVXDO
3RURXWURODGRRPRGHORRUDSURSRVWRSRUSUHYHUDVGXDVVLWXDo}HVDFLPD
PHQFLRQDGDV DMXVWDVH FRP UD]RiYHO SUHFLVmR DRV GDGRV H[SHULPHQWDLV
DFRPSDQKDQGR D GHSHQGrQFLD Á (̇ ) DR ORQJR GH WRGD D IDL[D GH WD[D GH
GHIRUPDomR XWLOL]DGD SDUD FDGD XP GRV GRLV VLVWHPDV FRQVLGHUDGRV 3RU
GHSHQGHU GD UHODomR HQWUH RV tQGLFHV GD SRWrQFLD GDV UHJL}HV GLODWDQWH H
SVHXGRSOiVWLFD R PRGHOR DTXL SURSRVWR DSUHVHQWD XPD OLJHLUD LPSUHFLVmR
QD UHJLmR GH WUDQVLomR (VVD LPSUHFLVmR VHUi WDQWR PHQRU TXDQWR PDLRUHV
IRUHPRVGHVYLRVGRFRPSRUWDPHQWRQHZWRQLDQRQDVGXDVUHJL}HVRXVHMD
TXDQGRO· ≫ 1TXDQGṘ ´· < ̇ < ̇ ´Ñ HOÑ ≪ 1TXDQGṘ ≥ ̇ ´Ñ (VVHpR
FDVRGD$PRVWUDFRQIRUPHSRGH VHUYLVWRQD )LJXUDDH7DEHOD
$SHVDUGLVVRRSUHVHQWHPRGHORDSUHVHQWDVHEDVWDQWHDGHTXDGRjSUHYLVmR
GRFRPSRUWDPHQWRUHROyJLFRVREFLVDOKDPHQWRGHIOXLGRVTXHDSUHVHQWDPD
VHTXrQFLD1'3
88
(a)
(b)
)LJXUD $SOLFDomRGRPRGHORUHSUHVHQWDGRSHODV(TXDo}HVHDRVGDGRV
H[SHULPHQWDLVGHDVROXomRGHDESROLWEXWLOHVWLUHQRHPyOHRPLQHUDOJGO0DXVHW
DOHGHEVXVSHQV}HVGHHVWLUHQRFRDFULODWRGHPHWLODHPVROXo}HVDTXRVDVGH
SROLiFLGRDFUtOLFRHPSHVR2WVXER
89
7DEHOD3DUkPHWURVGRPRGHORDMXVWDGRVjVDPRVWUDVH
3DUkPHWURGR0RGHOR $PRVWUD $PRVWUD
å
O·
OÑ
'Ñ ]. ì Hé
Á¤ (]. ì)
9LVFRSODVWLFLGDGH
90
TXDO SDVVRX D VHU D HTXDomR FRQVWLWXWLYD GRV FKDPDGRV )OXLGRV GH
%LQJKDP2PRGHORpRVHJXLQWH
= »Ñ ̇ + ½
GHIRUPDTXHSDUD ≤ ½ DYLVFRVLGDGHGRVLVWHPDDVVXPHYDORULQILQLWR
WDOTXDOXPVyOLGR
W \
Taxa de Deformação
)LJXUD&XUYDVGHIOX[RVGRVIOXLGRVQHZWRQLDQRHGH%LQJKDP
2FRPSRUWDPHQWRFRPRSURSRVWRSRU%LQJKDPQmRpYHULILFDGRHP
VLVWHPDV SROLPpULFRV TXH H[LEHP YLVFRSODVWLFLGDGH %U\GVRQ 3DUD
HVVHVVLVWHPDVJHUDOPHQWHFRPSyVLWRVSDUWLFXODGRVGHDOWDFRQFHQWUDomRR
91
PRGHORPDLVDGHTXDGRpRSURSRVWRSRU+HUVFKHOH%XONOH\HPTXH
jWHQVmRUHVLGXDOHPOXJDUGRSURGXWR»Ñ ̇ ,pVRPDGDDOHLGDRXVHMD
= '̇ H + ½
'H DFRUGR FRP +DQ VHMD TXDO IRU R PRGHOR GH
YLVFRSODVWLFLGDGH D WHQVmR UHVLGXDO DXPHQWD FRP R WHRU YROXPpWULFR GH
VyOLGRV ∅, SUHVHQWHV QR VLVWHPD FRQIRUPH PRVWUDGR QD )LJXUD 'H
IRUPDTXHDFLPDGHXPDGDGDFRQFHQWUDomRTXDQGR∅ > ∅j , RVLVWHPDQmR
SRGHUi PDLV VHU FRQVLGHUDGR FRPR XP OtTXLGR H DVVXPLUi XP
FRPSRUWDPHQWRFDUDFWHUtVWLFRVGRVyOLGRSOiVWLFRLGHDORXGH6W9HQDQWRX
VHMD
92
fl. newtoniano fl. de Bingham
fl. da potência fl. de Herschel-Bulkley
Tensão de Cisalhamento
W \
Taxa de Deformação
)LJXUD(YROXomRGDSVHXGRSODVWLFLGDGHGHVGHRFRPSRUWDPHQWRQHZWRQLDQRLGHDO
DRYLVFRSOiVWLFRLGHDODGDSWDGRGH%U\GVRQ
)LJXUD 9DULDomR GD WHQVmR UHVLGXDO GH VLVWHPDV YLVFRSOiVWLFRV FRP R WHRU
YROXPpWULFRGHFDUJD
½ = ½ (∅)
93
4XDQGR ∅ > ∅j »Ñ = ∞ H D HTXDomR TXH PDLV EHP GHVFUHYHUi R
PDWHULDOVHUi
= ½
DTXDOQmRGHSHQGHGDWD[DGHGHIRUPDomR
23DUDGR[RGD7HQVmR5HVLGXDO5HDOLGDGHRX0LWR"
94
SHUPDQHFLDP SDUDGDV FRP R SDVVDU GR WHPSR $ LQH[LVWrQFLD GH
GHVORFDPHQWRPHQVXUiYHOGDHVIHUDIRLWRPDGDFRPRSURYDGHTXHDWHQVmR
UHVLGXDO HUD XPD UHDOLGDGH GH HQJHQKDULD H TXH D KLSyWHVH GH %DUQHV
:DOWHUVQmRID]LDVHQWLGR
6KUX] SRU RXWUR ODGR FRQFOXL TXH R IRFR QmR GHYH VHU
FHQWUDGR QD H[LVWrQFLD RX QmR GD WHQVmR UHVLGXDO H VLP QR FDUiWHU GHVVD
95
SURSULHGDGH6HJXQGRHOHDWHQVmRUHVLGXDOpXPDSURSULHGDGHGHSHQGHQWH
GR WHPSR H FRPR WDO GHYH VHU HQFDUDGD 6HQGR DVVLP SURS}H XPD WHQVmR
UHVLGXDO DSDUHQWH FDUDFWHUL]DGD SRU XP WHPSR ILQLWR SDUD VXD PHGLomR QD
WD[DGHGHIRUPDomR PDLVEDL[DTXHIRUSRVVtYHO LPSRU H[SHULPHQWDOPHQWH
DRIOXLGR
7HRULDGH.HH )RQJSDUDD7HQVmR5HVLGXDO
$VVXPLQGRTXHRPDWHULDOSRVVXDLQLFLDOPHQWHℕ< SRQWRVHVWUXWXUDLV
VH XPD GDGD WHQVmR GH FLVDOKDPHQWR IRU DSOLFDGD D HVVH PDWHULDO VHX
HIHLWR VHUi UHGX]LU R Q~PHUR GH SRQWRV HVWUXWXUDLV $R PHVPR WHPSR
GHYLGR j GLIXVmR DOJXQV GHVVHV SRQWRV VmR UHFULDGRV HP RXWURV ORFDLV 2
HIHLWR GHVVHV GRLV SURFHVVRV SRGH VHU GHVFULWR SRU XPD HTXDomR VLPSOHV
FRPR
.ℕ(:)
.:
= ×j Wℕ< − ℕ( )X − ×. ℕ( )
ℕ
ℕ( ) = (rñ$ ) {1 + . ªò[−×j (1 + ) ]}
Ô
96
HPTXH = ×. /×j
$HTXDomRPRVWUDTXHℕ( )GLPLQXLQDPHGLGDHPTXHRWHPSR
SDVVDHIHLWRWL[RWUySLFRHTXHRPHQRUYDORUSDUDℕ( )VHUiGDGRSRU
ℕÔ
ℕ = (rñ$ )
3DUDKDYHUHVFRDPHQWRℕ( ) ≤ ℕ
ℕÔ ℕ
7H =
ñℕ
'HVVDIRUPD7H = ½ DEDL[RGDTXDORPDWHULDOQmRLUiHVFRDUSRU
PDLRUTXHVHMDRWHPSRHPTXHHODIRUDSOLFDGDVREUHHOH
'HYH VHU QRWDGR TXH DV PDJQLWXGHV GH H 7H VmR LQYHUVDPHQWH
SURSRUFLRQDLVRXVHMDTXDQWRPDLRUDSULPHLUDPHQRUDVHJXQGD'HVVD
IRUPDFRPRSUHYLVWRSRU&KHQJ$VWDULWDH1JX\HQ %RHU
R PRGHOR SURSRVWR SRU .HH )RQJ PRVWUD TXH D WHQVmR
UHVLGXDOpXPDPHGLGDGDSDFLrQFLDGRDQDOLVWD
)HQ{PHQRV1mR1HZWRQLDQRV'HSHQGHQWHVGR7HPSR
97
IUHQWHDXPFDPSRGHFLVDOKDPHQWR1HVVHFRQWH[WRDPXGDQoDJUDGXDOp
GHILQLGDFRPDTXHODHPTXHDWUDQVLomRHVWUXWXUDOHDYHORFLGDGHFRPTXH
RFRUUHSRGHPVHUH[SHULPHQWDOPHQWHPRQLWRUDGDV'RSRQWRGHYLVWDJHUDO
WRGRVRVSURFHVVRVGHSHQGHPGRWHPSRWRGDYLDDOJXQVRFRUUHPGHIRUPD
WmRUiSLGDTXHDLQGDQmRVHGLVS}HGHPHLRVSDUDDIHULORV'HVVDIRUPDR
IRFR GHYH VHU FHQWUDGR QR HVFRDPHQWR GDTXHOHV VLVWHPDV TXH DSUHVHQWDP
DOJXPWLSRGHKHWHURJHQHLGDGHHTXHGHPDQGHPWHPSRSDUDRFRUUHU
7L[RWURSLD
98
2 IHQ{PHQR p FRQVLGHUDGR UHYHUVtYHO SRUTXH DSyV D UHWLUDGD GR HVIRUoR
H[WHUQR DV OLJDo}HV TXHEUDGDV VmR UHFRQVWLWXtGDV GDQGR YLGD QRYD j
HVWUXWXUD LQWHUQD 'LIHUHQWHPHQWH GR SURFHVVR GH TXHEUD GH OLJDo}HV D
UHFRQVWUXomRpSRUYH]HVPXLWROHQWDVHQGRQHFHVViULRXPWHPSRPDLRUGH
UHSRXVR SDUD TXH HOD VH FRPSOHWH &DVR LVVR QmR RFRUUD SRGHUi KDYHU
PDVFDUDPHQWR GR IHQ{PHQR H R PDWHULDO SRGH VHU HUURQHDPHQWH
FDUDFWHUL]DGRFRPRLQGHSHQGHQWHGRWHPSR$WL[RWURSLDSRGHVHUWDPEpP
HVFDPRWHDGDVHDWD[DGHGHIRUPDomRDSOLFDGDIRUPXLWRDOWD1HVVHFDVRD
HVWUXWXUDLQWHUQDSRGHVHULPHGLDWDPHQWHGHVWUXtGD1DYDUUR
6mRGXDVDVSRVVLELOLGDGHVGHYDULDomRGDYLVFRVLGDGHDSDUHQWHFRP
R WHPSR 6H DSyV D HVWDELOL]DomR FRP R WHPSR HP XPD GDGD WD[D GH
GHIRUPDomRRVLVWHPDWL[RWUySLFRVHPRVWUDULQVHQVtYHODDXPHQWRVQDWD[D
GHGHIRUPDomRRXVHMDVHWRUQDUQHZWRQLDQRRVHXFRPSRUWDPHQWRVHUiR
PRVWUDGR QD )LJXUD D &DVR R VLVWHPD DSUHVHQWH GLPLQXLomR QD
YLVFRVLGDGH DSyV D HVWDELOL]DomR FRP R WHPSR GHYLGR D DFUpVFLPRV
SRVWHULRUHV QD WD[D GH GHIRUPDomR VXD FXUYD GH IOX[R VHUi HTXLYDOHQWH j
PRVWUDGDQD)LJXUDE(VVDGLIHUHQFLDomRSRGHVHUYLVXDOL]DGDGHRXWUD
PDQHLUD VH QR WHPSR = ö DXPHQWRV QD WD[D GH GHIRUPDomR QmR
99
SURGX]LUHPTXHGDQDYLVFRVLGDGHDSDUHQWHRIOXLGRVHUiQHZWRQLDQRDSyVD
HVWDELOL]DomR FRP R WHPSR 7RGDYLD VH IRU FDUDFWHUL]DGD XPD TXHGD QD
YLVFRVLGDGHDSDUHQWHRIOXLGRVHUiSVHXGRSOiVWLFR
(a)
Viscosidade Aparente
̇
̇ (b)
Viscosidade Aparente
100
7HRULD(VWUXWXUDOGD7L[RWURSLD
$LGHLDGHTXHDGLPLQXLomRGDYLVFRVLGDGHDSDUHQWHFRPRDXPHQWR
GD WHQVmR GH FLVDOKDPHQWR p GHYLGD j TXHEUD HVWUXWXUDO TXH RFRUUH
JUDGXDOPHQWH GXUDQWH R SURFHVVDPHQWR VRE GHIRUPDomR GH VLVWHPDV QmR
QHZWRQLDQRV WHP VLGR GHVHQYROYLGD GHVGH RV SULPHLURV WUDEDOKRV HP TXH
HVVHIHQ{PHQRIRLWUDWDGR
1RVWUDEDOKRVSLRQHLURVFRPRRVGH'HQQ\ %URGNH\.LP
%URGNH\H/LQDGHSHQGrQFLDGDYLVFRVLGDGHFRPDWD[DGH
GHIRUPDomR H WHQVmR GH FLVDOKDPHQWR IRL VHPSUH HVWXGDGD HP VLVWHPDV
ELIiVLFRV GLVSHUVRV 'HVVD IRUPD D LGHLD GH TXH D IDVH VyOLGD IRUPD XPD
HVWUXWXUDHVSDFLDOQDIDVHOtTXLGDHUDEDVWDQWHQDWXUDO3DUDWDLVVLVWHPDVD
GHVWUXLomR HVWUXWXUDO SRGHULD VHU SULPHLUDPHQWH VLJQLILFDGR GD TXHEUD GD
HVWUXWXUD UHVXOWDQWH GD FRDJXODomR IRUPDGD SHOD LQWHUDomR HQWUH SDUWtFXODV
GDIDVHGLVSHUVD
(PVLVWHPDVSROLPpULFRVFRPRDPDLRULDGRVVLVWHPDVELROyJLFRVD
SUHVHQoD GH HVWUXWXUDV HVSDFLDLV GHYHVH SULPHLUDPHQWH DR IRUPDWR GDV
PDFURPROpFXODV 6HX HQRUPH FRPSULPHQWR HP FRQMXQWR FRP D
IOH[LELOLGDGH H D SUHVHQoD GH LQWHUDo}HV LQWUD H LQWHUPROHFXODUHV
SURSRUFLRQDPDIRUPDomRGHYiULDVXQLGDGHVHVWUXWXUDLVFRPRVSRQWRVGH
FRQWDWR HQWDQJOHPHQWV QyV H MXQo}HV TXH UHVXOWDP GH LQWHUDo}HV
LQWHUPROHFXODUHVHIRUPDo}HVFRPRQ~FOHRVQDIDVHFULVWDOLQD
20
$GDSWDGRGH9LQRJUDGRY 0DONLQ
101
TXHDSUHVHQoDGHXPFHUWRQ~PHURGHFRQWDWRVHVSHFtILFRVHOLJDo}HVHQWUH
DV SDUWtFXODV WRUQDP R VLVWHPD FRPR XP WRGR XPD UHGH WULGLPHQVLRQDO$
GHIRUPDomR GHVWUyL DOJXPDV GHVVDV OLJDo}HV R TXH WRUQD SRVVtYHO R
HVFRDPHQWRHVWDFLRQiULRGRVLVWHPD
.ä
− .:
= × ZrH − × Z7
Ó(:)Ó÷
Zr = Óø Ó÷
Óø Ó(:)
Z = Óø Ó÷
102
HPTXHÁ ( )pDYLVFRVLGDGHQRWHPSR.
3DUDXPHVFRDPHQWRVREXPDWD[DGHGHIRUPDomṘ DHTXDomR
DVVXPHDVHJXLQWHIRUPD
.Ó Ó(:)Ó÷ H Ó Ó(:) 7
W− X = × W X ̇ < − × W ø X
Óø Ó÷ .: Óø Ó÷ Ó Ó
ø ÷
HPTXHòpDFRQVWDQWHTXHGHWHUPLQDRHIHLWRGDWD[DGHGHIRUPDomRVREUH
RSURFHVVRGHTXHEUDGDVOLJDo}HVPROHFXODUHVGRVLVWHPD
Ó(:)Ó÷ H Ó Ó(:) 7
× W X ̇ < = × W ø X
Óø Ó÷ Ó Ó ø ÷
2HOHYDGRQ~PHURGHFRQVWDQWHVDVHUHPGHWHUPLQDGDVID]FRPTXHD
SUHVHQWHWHRULDQHFHVVLWHGHGDGRVH[SHULPHQWDLVSDUDVHUYDOLGDGD$OpPGR
PDLVRIDWRGHFRQVLGHUDUWRGDVDVOLJDo}HVH[LVWHQWHVFRPRVHQGRLJXDLVR
TXHVHFKRFDFRPDUHDOLGDGHpRXWURIDWRUGHFRPSOLFDomRSDUDRXVRGDV
HTXDo}HV D 7RGDYLD p XP ERP PRGHOR HPStULFR D VHU WRPDGR
FRPRLGHDOL]DGRDVHUFXVWRPL]DGRSDUDFDGDVLVWHPDHPSDUWLFXODU
103
$QWLWL[RWURSLDH5HRSH[LD
)LJXUD&RPSRUWDPHQWRDQWLWL[RWUySLFR
104
$ DQWLWL[RWURSLD p SHUIHLWDPHQWH H[SOLFDGD SHODV WHRULDV DSOLFDGDV j
WL[RWURSLDVyTXHQRVHQWLGRLQYHUVR7RGDYLDGHYHVHUDFUHVFHQWDGRTXHDV
SDUWtFXODVGDIDVHGLVSHUVDGHYHPSRVVXLUXPDWHQGrQFLDjDJORPHUDomRD
TXDOpDXPHQWDGDSHODDomRGRFLVDOKDPHQWRLPSRVWR(PERUDQmRVHMDWmR
FRPXPFRPRDWL[RWURSLDDDQWLWL[RWURSLDRFRUUHFRPPDLVIUHTXrQFLDGR
TXH D UHRSH[LD 0HVPR TXH WRGRV RV VLVWHPDV WL[RWUySLFRV DXPHQWHP GH
YLVFRVLGDGH FRP D UHGXomR GD LQWHQVLGDGH GR FLVDOKDPHQWR R WHUPR
UHRSH[LD GHYH VHU XVDGR QRV FDVRV HP TXH HVVH FRPSRUWDPHQWR WLYHU
RFRUULGR HP YHORFLGDGHV VXSHULRUHV jV FRPXPHQWH HVSHUDGDV SDUD
PRYLPHQWRVVXDYHV,VVRRWRUQDDLQGDPDLVUDURGHVHUREVHUYDGR0HVPR
DVVLPHVVHFRPSRUWDPHQWRMiWLQKDVLGRREVHUYDGRSRU)UHXQGOLFKHP
TXDQGRGHVHXVHVWXGRVFRPSDVWDVGHJHVVR$RSUHSDUDUVXDVVXVSHQV}HV
FRQFHQWUDGDV )UHXQGOLFK YHULILFRX TXH R PDWHULDO GHPRUDYD FHUFD GH
PLQSDUDVHUHVVROLGLILFDU HP UHSRXVRDRSDVVRTXH HVVHSURFHVVR RFRUULD
HPDSHQDVVVHROtTXLGRKHWHURJrQHRIRVVHVXDYHPHQWHDJLWDGRSRUXP
EDVWmRGHYLGUR:LONLQVRQ
105
Proteínas
1DPDLRULDGRVWtWXORVTXHWUDWDPGRVIHQ{PHQRVQmRQHZWRQLDQRVVH
DILUPD TXH WRGR IOXLGR WL[RWUySLFR p SVHXGRSOiVWLFR H TXH WRGR
DQWLWL[RWUySLFRpGLODWDQWHFRPRFRQWUiULRQHPVHPSUHVHQGRYHUGDGHSDUD
DPERVRVFDVRV*HGGHDILUPDTXHWRGRGLODWDQWHpDQWLWL[RWUySLFR
$V SULPHLUDV DILUPDo}HV SDUHFHP VHU SODXVtYHLV QD PHGLGD HP TXH
DVVRFLDP RV IHQ{PHQRV FDUDFWHUL]DGRV SHOD PHVPD IRUPD GH YDULDomR GD
YLVFRVLGDGH FRPD WD[D GH GHIRUPDomR H FRP R WHPSR 7RGDYLD HVVHV
IHQ{PHQRV VHPHOKDQWHV QHP VHPSUH RFRUUHP VHJXQGR XP PHVPR
PHFDQLVPR$WRWDOLGDGHGRVIHQ{PHQRVGHSHQGHQWHVGRWHPSRH[LJHTXH
RVLVWHPDVHMDFRQVWLWXtGRGHPDLVGHXPDIDVHHTXHVHMDKHWHURJrQHR-iD
SVHXGRSODVWLFLGDGH SRGH RFRUUHU HP VLVWHPDV PRQRIiVLFRV GHVGH TXH
SRVVXDP FDGHLDV ORQJDV H HQURODGDV DR DFDVR H TXH SURGX]DP SRQWRV GH
FRQWDWRWHPSRUiULRVFRPRpRFDVRGHFHUWRVSROtPHURVIXQGLGRV(PERUDD
106
GLODWkQFLD VHMD PDLV IDFLOPHQWH YHULILFDGD HP VLVWHPDV ELIiVLFRV FRP DOWR
WHRUGHVyOLGRVGLVSHUVRVHODSRGHRFRUUHUGHYLGRjFULVWDOL]DomRGXUDQWHR
HVFRDPHQWR RX PHVPR GHYLGR j DVVRFLDomR FRORLGDO GH SDUWtFXODV &RPR
HVVHV SURFHVVRV LQGX]LGRV SRU FLVDOKDPHQWR VmR LQVWDQWkQHRV D DomR GR
WHPSR p GHVSUH]tYHO e FRQYHQLHQWH DFUHVFHQWDU TXH QmR p LQFRPXP
VLVWHPDV LQGHSHQGHQWHV GR WHPSR WRUQDUHPVH QHZWRQLDQRV DSyV D
HVWDELOL]DomR QXPD GDGD WD[D GH GHIRUPDomR 'HVVD IRUPD DOpP GH QmR
PDLVGHSHQGHUHPGRWHPSRQmRGHSHQGHPGHIXWXURVDFUpVFLPRVQD WD[D
GH GHIRUPDomR 1HVVHV VLVWHPDV D HVWUXWXUD UHVLVWH j DomR LQVWDQWkQHD GR
FLVDOKDPHQWR VHQGR PLQDGD FRP D FRQWLQXLGDGH GR HVIRUoR (VWXGRV GH
VXVSHQV}HVGHDOXPLQD HPSROLGLPHWLOVLOR[DQR1DYDUUR $OVLQDD
1DYDUUR $OVLQD E PRVWUDUDP TXH DV VXVSHQV}HV DQWHV GH
WRUQDUHPVH SVHXGRSOiVWLFDV DSUHVHQWDUDP DQWLWL[RWURSLD 1HVVHV VLVWHPDV
DVHVWUXWXUDVIRUPDGDVFRPRWHPSRHPXPDGDGDWD[DGHGHIRUPDomRVH
PRVWUDUDP LQVWiYHLV R VXILFLHQWH SDUD TXH SDUWH GHODV IRVVH
LQVWDQWDQHDPHQWH GHVWUXtGD TXDQGR DSyV D HVWDELOL]DomR FRP R WHPSR D
WD[DGHGHIRUPDomRIRLDXPHQWDGD(VVHFRPSRUWDPHQWRSRGHVHUPDLVEHP
YLVXDOL]DGRSRUPHLRGD)LJXUD
&RPR VmR YiULDV DV SRVVLELOLGDGHV GH DVVRFLDomR HQWUH RV YiULRV
FRPSRUWDPHQWRVQmRQHZWRQLDQRVHHQWUHHVVHVHRSURSRVWRSRU1HZWRQR
FHUWR VHULD DILUPDU TXH p EDVWDQWH SURYiYHO TXH XP FRPSRUWDPHQWR QmR
QHZWRQLDQRGHSHQGHQWHGRWHPSRHVWHMDDVVRFLDGRDXPGHSHQGHQWHGDWD[D
GHGHIRUPDomRRXDRFRPSRUWDPHQWRQHZWRQLDQR7RGDYLDDVVLPFRPRXP
IOXLGR QHZWRQLDQR QHQKXP VLVWHPD LQGHSHQGHQWH GR WHPSR SRGHUi
DSUHVHQWDUFRPSRUWDPHQWRQmRQHZWRQLDQRGHSHQGHQWHGRWHPSR
107
̇
Viscosidade Aparente
Tempo
)LJXUD&RPSRUWDPHQWRVDQWLWL[RWUySLFRHSVHXGRSOiVWLFRVFRPELQDGRV$GDSWDGR
GH1DYDUUR
HP TXH ù p XP SDUkPHWUR HVWUXWXUDO GHSHQGHQWH GR WHPSR TXH YDL GH XP
YDORU LQLFLDO XQLWiULR DWp XP YDORU GH HTXLOtEULR ù4 $V GHPDLV FRQVWDQWHV
WrP D GHQRPLQDomR XVXDO Mi DSUHVHQWDGD $ YDULDomR GH ù FRP WHPSR p
DVVXPLGD FRPR XP GHFDLPHQWR TXH REHGHFH D XPD HTXDomR FLQpWLFD GH
VHJXQGDRUGHPRXVHMD
108
.ü
= −× (ù − ù4 ) SDUD ù > ù4
.:
FRP × VHQGR XPD IXQomR GD WD[D GH GHIRUPDomR TXH GHYH VHU
GHWHUPLQDGDH[SHULPHQWDOPHQWHXPDYH]TXHVXDGHWHUPLQDomRDSDUWLUGD
HTXDomRpFRPSOLFDGDSHORIDWRGHTXHRSDUkPHWURHVWUXWXUDO ùQmR
SRGH VHU REWLGR H[SOLFLWDPHQWH SDUWLU GH PHGLo}HV H[SHULPHQWDLV &RP R
ILP GH VXSHUDU HVVD DGYHUVLGDGH RV SDUkPHWURV LQVWDQWkQHR ù H R GH
HTXLOtEULRù4 GHYHPVHUH[SUHVVRVHPWHUPRVGDYLVFRVLGDGHDSDUHQWH$R
FRQWUiULRRVGHPDLVSDUkPHWURVFRPR×½ HOVmRGHWHUPLQDGRVGHIRUPD
GLUHWDDSDUWLUGHJUiILFRVFRPXQVGHlog [log ̇
Á̅ = ⁄̇
H H[WUDLQGRVH RV YDORU GD WHQVmR GH FLVDOKDPHQWR GDV HTXDo}HV H
WHPVHTXH
'HULYDQGRVH D HTXDomR FRP UHODomR DR WHPSR VRE WD[D GH
GHIRUPDomR FRQVWDQWH H FRPELQDQGRVH R UHVXOWDGR FRP D HTXDomR
WHPVH
.Ó
.:
= −] (Á̅ − Á̅4 )
e HYLGHQWH TXH DV HTXDo}HV H WrP D PHVPD IRUPD FRP R
FRHILFLHQWH ] VHQGR UHODFLRQDGR FRP × SHOD HTXDomR 3RUWDQWR D
109
FRQVWDQWH GH YHORFLGDGH × SRGHUi VHU GHWHUPLQDGD FRPR XPD IXQomR GD
WD[D GH GHIRUPDomR D SDUWLU GH GDGRV GD YDULDomR GD YLVFRVLGDGH FRP R
WHPSRGHFLVDOKDPHQWR
× ̇
] (̇ ) = þú + ×̇ H û
½
. :
∫ø B = −] ∫¤ ¾
UHVXOWDQGRDSyVDVGHYLGDVVXEVWLWXLo}HVHP
Ó
=
+ ]
Ó Óø Ó
$ SDUWLU GD HTXDomR p SRVVtYHO YHULILFDU TXH SDUD XPD GDGD
WD[D GH GHIRUPDomR R JUiILFR GH (1⁄Á − Á4 ) [ VHUi XPD UHWD GH
LQFOLQDomR ] YHU )LJXUD $ UHSHWLomR GR SURFHGLPHQWR SDUD RXWURV
YDORUHV̇ SHUPLWLUiR HVWDEHOHFLPHQWRGDUHODomRHQWUH ] Ḣ HSRUWDQWR
HQWUH× Ḣ DSDUWLUGDHTXDomR
110
̇
1⁄ Á̅ − Á̅4
W
)LJXUD5HODomROLQHDUHQWUH 1⁄Á − Á4 H SUHYLVWDSHODHTXDomRDVVXPLQGR
0 ≤ O ≤ 1,0
111
&DStWXOR
',1Æ0,&$'26)/8,'26(6&2$0(1726
,627e50,&26125(*,0(3(50$1(17(
,QWURGXomR
(VFRDPHQWRVREUHXP3ODQR,QFOLQDGR
$ PDLRU SDUWH GRV SURFHVVRV GH UHYHVWLPHQWR GH SODFDV RX FKDSDV
XWLOL]D XP GRV VHJXLQWHV SURFHGLPHQWRV LPHUVmR GR VXEVWUDWR QXP PHLR
OtTXLGRDSOLFDomRGRUHYHVWLPHQWRYLDSLQFHOURORRXSLVWRODHSRUPHLRGR
112
HVFRUULPHQWR GR PDWHULDO UHYHVWLGRU IXQGLGR VREUH R VXEVWUDWR D VHU
SURWHJLGR 4XDOTXHU TXH VHMD R SURFHVVR R REMHWLYR p FRQVHJXLU XPD
FDPDGD UHYHVWLGRUD GH HVSHVVXUD XQLIRUPH GLVWULEXtGD DR ORQJR PDWHULDO
7RGRV HVVHV SURFHVVRV GH UHYHVWLPHQWR SRGHP GH XPD IRUPD JHQpULFD H
VLPSOLILFDGDVHUFRUUHODFLRQDGRVFRPRHVFRDPHQWRGHXPIOXLGRVREUHXP
SODQRLQFOLQDGRFXMRHVTXHPDpPRVWUDGRQD)LJXUD
)LJXUD'HWDOKHVGRHVFRDPHQWRVREUHXPSODQRLQFOLQDGRGHFRPSULPHQWR/
%DODQoRGHIRUoDVVREUHRHOHPHQWRGLIHUHQFLDOGHYROXPH
IRUoDJUDYLWDFLRQDO IRUoDGHFLVDOKDPHQWR
RXVHMD
113
=
HPTXH[pDPHGLGDIHLWDGHVGHDVXSHUItFLHVXSHULRUGRIOXLGRHPGLUHomR
DRSODQRLQFOLQDGRLpDGLUHomRGR HVFRDPHQWR MpDGLUHomRTXHDIHWD R
PRYLPHQWR H D FRPSRQHQWH GD JUDYLGDGH QD GLUHomR GR HVFRDPHQWR
VHUiGDGDSRU
= = lì
$(TXDomRWHPVXDYDOLGDGHGHSHQGHQWHGRIDWRGHTXH = 0 HP
= 0HGHYHVHULJXDODGDjHTXDomRFRQVWLWXWLYDGHFDGDIOXLGRRXDRTXH
UHVWDU GD VLPSOLILFDomR GD HTXDomR GR PRYLPHQWR SDUD D JHRPHWULD HP
TXHVWmR SDUD TXH VHMDP GHWHUPLQDGRV R SHUILO GH YHORFLGDGH H D YD]mR
YROXPpWULFDGRIOXLGRGXUDQWHRHVFRDPHQWR
6LPSOLILFDo}HV
½ = 0
6HDSODFDQmRIRUSRURVDQmRKDYHUiHVFRDPHQWRHP[2XVHMD
² = 0
&RPR DVVXPHYDORUHVGLIHUHQWHVDRORQJRGH[VHQGRPi[LPDHP
= 0HQXODHP = HQWmR
= ()
114
HVFRDPHQWR H QmR YDULD FRP [ GDGD D SHTXHQD HVSHVVXUD FRP R
HVFRDPHQWRVHQGRGHYLGRDSHQDVjDomRGDJUDYLGDGH
'HWHUPLQDomRGR3HUILOGH9HORFLGDGH
6ROXomRSDUDR)OXLGR1HZWRQLDQR
ò
+ + ¼ + =− − + + +
¼
¼ ¼
¼
¼
¼
¼
ò
+ + ¼ + =− − ¼ + + + ¼
¼
¼
¼ ¼¼
¼
ò
+ + ¼ + =− − + + +
¼
¼ ¼
Ø .Ø
1RWHVH TXH FRPR = (), = ≠ 0 PDV FRPR ² = 0 R
² .²
Ø .¸
SURGXWR ² = 03HOD /HLGH1HZWRQSDUDDYLVFRVLGDGH ² = −»
² .²
HQWmR
.Ø
−» = lì
.²
lì
() = − + l
2»
&RPRHP = , = 0,
ijñ
l = Ê
ORJRRSHUILOGHYHORFLGDGHVHUiGDGRSRU
115
ijñ ²
() = Ê
1 − W X
RTXDOVHUiXPSHUILOSDUDEyOLFRFRPRPRVWUDGRQD)LJXUDD
)LJXUD D 3HUILO GH YHORFLGDGH SDUD XP IOXLGR QHZWRQLDQR HVFRDQGR QR SODQR
LQFOLQDGRPRVWUDGRQD)LJXUD
3DUDUHVROYHURSUREOHPDGRHVFRDPHQWRGHIOXLGRVQmRQHZWRQLDQRV
HP UHJLPH SHUPDQHQWH p QHFHVViULD XPD VLPSOLILFDomR PDWHPiWLFD 2
JUDGLHQWH GH YHORFLGDGH ¥¥
∇ ¥¥ p QD YHUGDGH R WHQVRU WD[D GH GHIRUPDomR
.&
̇ = ¥¥¥¥ 3DUD IOXLGRV QmR GHSHQGHQWHV GR WHPSR ̇ = m() 6HQGR
= ∇
.:
DVVLPSDUDXPIOXLGRQHZWRQLDQR
¥¥¥¥ = »̇
= »∇
ORJR
m() = = ̇
»
116
.Ø H
² = W− .²
X = lì
XPDYH]TXHSDUDRFDVRHPTXHVWmR
.Ø
̇² = −
.²
6HQGRDVVLP
¾ H lì
− =
¾
Û
¾ lì H
− =
¾
)D]HQGRVHM = O
lì 7
¾ = − ¾
lì 7 7r
= − + l
M+1
FRPR ( ) = 0
lì 7 7r
l =
M+1
GHIRUPDTXH
ijñ 7 ² 7r
() = W X 1 − W X
7r
1D)LJXUDESRGHPVHUYLVWRVRVSHUILVGHYHORFLGDGHSDUDDOJXQV
IOXLGRVGDSRWrQFLD
117
1,818182
Q
Q
9][
Q
Q
Q
[
)LJXUDE3HUILOGHYHORFLGDGHSDUDIOXLGRVGDSRWrQFLDFRPGLIHUHQWHVYDORUHVGHQ
'HWHUPLQDomRGD9D]mR9ROXPpWULFD
1DPDLRULDGRVFDVRVPDLVLPSRUWDQWHGRTXHRSHUILOGHYHORFLGDGH
p R FiOFXOR GD D YD]mR YROXPpWULFD Ð GDGD SHOR SURGXWR GD YHORFLGDGH
PpGLDSHODiUHDGHHVFRDPHQWRTXHQRSUHVHQWHFDVRpDiUHDSHUSHQGLFXODU
jVXSHUItFLHGHHVFRDPHQWRRXVHMD
Ð = 〈 〉. !
FRPDYHORFLGDGHPpGLDVHQGRGDGDSRU
∬ ¾¾¼
〈 〉 =
∬ ¾¾¼
HDiUHDSRU
! = ¾¾¼
6HQGRDVVLP
118
Ð = ∬ ¾¾¼
3DUDXPIOXLGRQHZWRQLDQR
iÉ U jñ
Ð= Ê
3DUDXPIOXLGRGDSRWrQFLD
6XEVWLWXLQGRVHHPHVHJXLQGRHOHSURFHGLPHQWRXVDGRSDUD
DVROXomRSDUDXPIOXLGRQHZWRQLDQRVHUiREWLGDDVHJXLQWHH[SUHVVmR
É B ijñ 7
Ð = 7r W X
'HWHUPLQDomRGD(VSHVVXUDGD&DPDGD5HYHVWLGRUD
3DUD DOpP GR FiOFXOR GD YD]mR H GD GHWHUPLQDomR GR SHUILO GH
YHORFLGDGH SDUD PXLWDV DSOLFDo}HV FRPR QR FDVR GH UHYHVWLPHQWRV p
LPSRUWDQWHDGHWHUPLQDomRGDHVSHVVXUDGDFDPDGDGHIOXLGR'HSRVVHGDV
H[SUHVV}HVSDUDDYD]mRHSRGHVHGHWHUPLQDUDHVSHVVXUDGD
FDPDGD GH UHYHVWLPHQWR HP IXQomR GDV SURSULHGDGHV GR IOXLGR H GDV
FRQGLo}HVGHHVFRDPHQWR2XVHMDGHREWpPVH
U Ê
= iÉjñ
HGH
L L
(7r) LPB
X
LPB
= Wijñ X W
É
119
$ ILJXUD F PRVWUD D UHODomR HQWUH D HVSHVVXUD GD FDPDGD H R
kQJXORGHLQFOLQDomRGDSODFD
)LJXUDF,QIOXrQFLDGRkQJXORGHLQFOLQDomRGRSODQRQDHVSHVVXUDGDFDPDGDGHXP
IOXLGRQHZWRQLDQR ∗ = ()⁄(0°)
3DUD R 3OiVWLFR GH %LQJKDP GH DFRUGR FRP DV VLPSOLILFDo}HV Mi
DSUHVHQWDGDVHDSDUWLUGDHTXDomRFKHJDVHD
¾²
− = − cos
¾
² = cos + l
120
DEDL[R GD WHQVmR UHVLGXDO ½ QmR Ki HVFRDPHQWR WtSLFR GH IOXLGRV
KDYHQGRRFKDPDGR
SOXJIORZ”,TXHpXPHVFRDPHQWRWtSLFRGHXPVyOLGR
SOiVWLFR2XVHMD < ½ ̇ = 0/RJR
¾
= 0
¾
= *
TXDQGR ≥ ½ RSOiVWLFRGH%LQJKDPIOXLFRPRXPOtTXLGRYLVFRVR
H
= ½ + »< ̇
.Ø
FRPR ̇ = − DHTXDomRDVVXPHDVHJXLQWHIRUPD
.²
.Ø
² = ½ − »<
.²
½
FRP UHSUHVHQWDQGR D YHORFLGDGH GH HVFRDPHQWR IOXLGR GR PDWHULDO
,JXDODQGRVHDVHTXDo}HVHSDUDRILPGHVHHOLPLQDU² FKHJD
VHD
½ cos ½
= − + + l
2»< »<
½
FRPR = 0TXDQGR = HQWmR
cos ½
l = −
2»< »<
H
121
½ i à ñ ² $ ²
= ÊÔ
1 − WX − Ê í1 − î
Ô
½
4XDQGR = ½ * = 'HVVD IRUPD SRGHVH HQFRQWUDU R YDORU
SDUDDYHORFLGDGHGDSDUWHVyOLGDGRHVFRDPHQWRVXEVWLWXLQGRVHSRU ½
QDHTXDomR
i à ñ
*= W1 − X
ÊÔ
TXHpGHIDWRXPDFRQVWDQWH
)LJXUD3HUILOGHYHORFLGDGHSDUDXP3OiVWLFRGH%LQJKDPHVFRDQGRHPXPSODQR
LQFOLQDGR FRP KLSRWpWLFRV »< = 8 ]. ì = 0,4 M = 60°, ½ = 120 Z/M H
= 1200 Z/M
1D)LJXUDSRGHVHUYLVWRDIRUPDJUiILFDGRSHUILOGHYHORFLGDGH
GH XP SOiVWLFR GH %LQJDP HP XP SODQR LQFOLQDGR D SDUWLU GR XVR GDV
HTXDo}HVH
122
RXVHMD
H
.Ø
² = ½ + W− X
.²
TXDQGR ² ≥ ½ 3DUD TXDQGR ² ≤ ½ GD PHVPD IRUPD TXH SDUD XP
.Ø
3OiVWLFRGH%LQJKDP = 0H = *
.²
,JXDODQGRVHDHTXDomRDHTXDomRWHPVHTXH
½ H
¾
² = ½ + − = cos = Υ
¾
½ H
¾
− = Υ − ½
¾
½ H
¾ 1
− = úΥ − ½ û
¾
7
.Ø
W− X = í úΥ − ½ ûî
.²
FRPM = 1ÛO'HILQLQGRVHXPDIXQomR()GDGDSRU
() = úΥ − ½ û
HQWmR
¾() Υ
=
¾
H
123
¾ = ¾()
6XEVWLWXLQGRVHHHPWHPVH
½
¾ = − ()7 ¾()
Υ
½ − ()7r
= + l
M+1 Υ
½
FRPRHP = = 0H( ) = úΥ − ½ ûHQWmR
7r
l = í úΥ − ½ ûî 7r
'HVVDIRUPD
½ 1 Υ ½ 7r Υ ½ 7r
= − − −
M+1 Υ × × Υ × ×
½ 7r 7r
= (7r)L íúΥ − ½ û − úΥ − ½ û î
½
4XDQGR = ½ * = HQWmR
7r 7r
* = (7r)L íúΥ − ½ û − úΥ½ − ½ û î
(VFRDPHQWRHQWUH3ODFDV3DUDOHODV
&DVR(VFRDPHQWRGHYLGRDXP*UDGLHQWHGH3UHVVmR
3DUDTXHKDMDHVFRDPHQWRQDJHRPHWULDPRVWUDGDQD)LJXUDXPD
YH]TXHDVSODFDVQmRHVWmRLQFOLQDGDVHPUHODomRDQHQKXPGRVHL[RVQHP
VHPRYLPHQWDPpQHFHVViULDDDSOLFDomRGHXPDSUHVVmRH[WHUQDHPXPD
GDGD GLUHomR (P FRQWUDSRVLomR j DomR GD SUHVVmR DSOLFDGD H[LVWLUi XPD
124
WHQVmR GH FLVDOKDPHQWR TXH VH RULJLQD GD UHVLVWrQFLD GR IOXLGR DR
HVFRDPHQWR6XSRQGRTXHDSUHVVmRDSOLFDGDJHUHXPJUDGLHQWHQDGLUHomR
GHIRUPDTXH()Y¤ = > ()Y = RIOXLGRLUiVHPRYLPHQWDU
FRPYHORFLGDGHFXMR YDORUQDGLUHomRGH HVFRDPHQWRVHUiIXQomRGH XPD
RXGHGXDVRXWUDVGLPHQV}HVSHUSHQGLFXODUHV(PJHUDOQmRpGLItFLOSURSRU
VLPSOLILFDo}HV GH IRUPD TXH Vy VH WHQKD XP ~QLFR FRPSRQHQWH QmR QXOR
SDUDDYHORFLGDGHHSDUDRJUDGLHQWHGHSUHVVmR
[
\
]
)LJXUD'HWDOKHVGRHVFRDPHQWRHQWUHSODFDVSDUDOHODVHVWDFLRQiULDV
6LPSOLILFDo}HV
125
= ()
≫ ℎ
² = ½ = 0
= ()
ò
+ + ¼ + =− − + + +
¼
¼ ¼
¼
¼
¼
¼
ò
+ + ¼ + =− − ¼ + + + ¼
¼
¼
¼ ¼¼
¼
ò
+ + ¼ + =− − + + +
¼
¼ ¼
ò
− − = 0
²
FRPR = ()
ò ¾
=
¾
$VVXPLQGRVHXPDYDULDomROLQHDUGDSUHVVmRDRORQJRGH]
¾ ∆ − ¤ ∆
= = =
¾ ∆ −0
¾²
=
² ¾
126
3DUDXPIOXLGRQHZWRQLDQR
¾
² = −² = −»
¾
'REDODQoRHQWUHDVIRUoDVGHSUHVVmRHGHFLVDOKDPHQWRUHVXOWDTXH
∆Ñ .$± . B Ø
=− =»
.² .² B
'HDFRUGRFRPD)LJXUDHSHODFRORFDomRGRVHL[RVFRRUGHQDGRV
WHPVHTXH
0 ↔ = 0 (l. l. 1)
() =
0 ↔ = ℎ (l. l. 2)
∆Ѳ B
() =
Ê
+ l + l
SHODFFl = 0HSHODFF
∆ℎ
l = −
2»
∆ ∆ℎ
() = −
2» 2»
127
∆ℙ¹B ² ²
() = Ê
W X − W X
¹ ¹
∆ℙ¹B
7á² =
Ê
$ VROXomR SDUD XP IOXLGR GD SRWrQFLD H[LJH TXH RV HL[RV
FRRUGHQDGRV WHQKDP R SRQWR GH RULJHP VREUH D OLQKD FHQWUDO GH
HVFRDPHQWRXPDYH]TXHGDGDDVLPHWULDRIOXLGRWHPYHORFLGDGHQXODQDV
SDUHGHV DGPLWLQGRVH QmR KDYHU HVFRUUHJDPHQWR H Pi[LPD QR FHQWUR 2
LQYHUVR RFRUUH FRP D WHQVmR GH FLVDOKDPHQWR FXMR YDORU QD SDUHGH É p
VHX YDORU Pi[LPR H QR FHQWUR DVVXPH VHX YDORU PtQLPR $ WHQVmR GH
FLVDOKDPHQWR GH IDWR YDL GH XP YDORU QHJDWLYR PtQLPR DEDL[R GD OLQKD
FHQWUDO GH HVFRDPHQWR DWp XP YDORU Pi[LPR SRVLWLYR QD SDUHGH TXH VH
HQFRQWUDDFLPDGDOLQKDGHHVFRDPHQWRVHQGRFRUUHWRDILUPDUTXH
||²Y¤ = ||²Y¹ = É
¹
GHIRUPDTXHSDUD ≤ ≤ ℎRXVHMDQDSDUWHLQIHULRUjOLQKDFHQWUDOGH
HVFRDPHQWR
.Ø H
² = W− X
.²
¹
HSDUD0 ≤ ≤
.Ø H
² = − W .² X
)D]HQGRVHℎ = 2HFRORFDQGRVHRHL[RVREUHDOLQKDFHQWUDOGH
HVFRDPHQWRYHU)LJXUDRVOLPLWHVSDVVDPDVHU0 ≤ ≤ SDUDD
128
HTXDomRH− ≤ ≤ 0SDUDDHTXDomR'HWHPVHTXH
∆ℙ
² =
&RPELQDQGRVHFRPWHPVHSDUD0 ≤ ≤
.Ø ∆ℙ H
− =W X
.²
)LJXUD 0RGLILFDomRGD)LJXUD SDUDIDFLOLWDURVFiOFXORVGRHVFRDPHQWRSDUD
IOXLGRVGDSRWrQFLD
∆ℙF 7 F ² 7r
() ¤$²$F = W X 1 − W X
7r F
'DPHVPDIRUPDGDFRPELQDomRGHFRPSDUD− ≤ ≤
0UHVXOWD
.Ø ∆ℙ H
.²
= W− õ X
129
FXMDFRQGLomRGHFRQWRUQRVHUi = 0HP = −HDVROXomRVHUi
∆ℙF 7 F ² 7r
()F$²$¤ = W X 1 − W− X
7r F
$VHTXDo}HVHSRGHPVHUFRPELQDGDVHUHSUHVHQWDGDVSRU
XPD~QLFDHTXDomRSDUDRSHUILOGHYHORFLGDGHRXVHMD
'HWHUPLQDomRGD9D]mR9ROXPpWULFD
∆ℙ¹B ² ²
Ð=∬
Ê
W X − W X ¾¾¼
¹ ¹
UHVXOWDQGRHP
∆ℙɹU
Ð=
Ê
3DUD XP IOXLGR GD SRWrQFLD OHYDQGRVH HP FRQWD D )LJXUD
SRGHVHVXEVWLWXLUDHTXDomRQDUHVROYHQGRVHDLQWHJUDOQROLPLWH
GH0 ≤ ≤ PXOWLSOLFDQGRVHSRUGDGDDVLPHWULD2XVHMD
F ∆ℙF 7 F ² 7r
Ð = 2 ∬¤ W X 1 − W X ¾¾¼
7r F
F ∆ℙF 7 F ² 7r
Ð = 2 ∫¤ W X 1 − W X ¾
7r F
ÉFB ∆ℙF 7
Ð= W X
7r
130
&DVR(VFRDPHQWRGHYLGRDRPRYLPHQWRGHXPDGDVSODFDV
6HXPDGDVSODFDVGD)LJXUDHVWLYHUVHPRYLPHQWDQGRQDGLUHomR
GR FRPSULPHQWR RX VHMD QD GLUHomR ] YHU )LJXUD KDYHUi
HVFRDPHQWR PHVPR TXH QHQKXP JUDGLHQWH GH SUHVVmR VHMD DGLFLRQDGR DR
PRYLPHQWR 1HVWH FDVR DV VROXo}HV PXGDP HP UHODomR jV REWLGDV SDUD R
HVFRDPHQWRHQWUHSODFDVSDUDOHODVHVWDFLRQiULDV
[
\
)LJXUD'HWDOKHVGRHVFRDPHQWRHQWUHSODFDVSDUDOHODVFRPXPDGDVTXDLVVH
PRYHQGRQDGLUHomR]FRPYHORFLGDGHY
'HWHUPLQDomRR3HUILOGH9HORFLGDGH
&RP EDVH QR PRVWUDGR QD )LJXUD H FRQVLGHUDQGR TXH QmR
H[LVWH JUDGLHQWH GH SUHVVmR QR HVWDGR HVWDFLRQiULR 3DUD XP IOXLGR
QHZWRQLDQRDHTXDomRGRPRYLPHQWRVHUHGX]LULDj
ò
+ + ¼ + =− − + + +
¼
¼ ¼
¼
¼
¼
¼
ò
+ + ¼ + =− − ¼ + + + ¼
¼
¼
¼ ¼¼
¼
ò
+ + ¼ + =− − + + +
¼
¼ ¼
131
∆ = 0
≫ ℎ
² = ½ = 0
= ()
$± .$±
= = 0
² .²
2X VHMD QmR KDYHQGR DSOLFDomR GH SUHVVmR QHP DomR GD JUDYLGDGH R
FLVDOKDPHQWRpFRQVWDQWHDRORQJRGRHL[R[/RJRDVROXomRSDUDRSHUILO
GH YHORFLGDGH GHYH VHU LQGHSHQGHQWH GD YLVFRVLGDGH H SRU FRQVHTXrQFLD
GR FDUiWHU UHROyJLFR GR PDWHULDO GHVGH TXH R IOXLGR QmR DSUHVHQWH
FRPSRUWDPHQWRYLVFRSOiVWLFR
3DUDXPIOXLGRQHZWRQLDQR
.$± . B Ø
=» = 0
.² .² B
$V FRQGLo}HV GH FRQWRUQR SDUD HVVH WLSR GH HVFRDPHQWR GH DFRUGR
FRPRPRVWUDGRQD)LJXUDVmRDVVHJXLQWHV
0 ↔ = 0 (l. l. 1)
() =
↔ = ℎ (l. l. 2)
$HTXDomRWHPFRPRVROXomR
() = l + l
3HODFFl = 0HSHODFF
132
= l ℎ
ORJR
l =
ℎ
Ø
() =
¹
JUDGLHQWH GH YHORFLGDGH LJXDO j WD[D GH GHIRUPDomR VHMD XPD IXQomR GD
WHQVmRGHFLVDOKDPHQWR
'H XP IRUPD JHUDO D HTXDomR p WDPEpP XPD VROXomR SDUD
WRGRVRVIOXLGRVQmRQHZWRQLDQRVLQGHSHQGHQWHVGRWHPSR
'HWHUPLQDomRGD9D]mR9ROXPpWULFD
&RPRRSHUILOGHYHORFLGDGHpRPHVPRSDUDWRGRIOXLGRQHZWRQLDQR
RXQmRQHZWRQLDQRLQGHSHQGHQWHGRWHPSRQRHVWDGRHVWDFLRQiULRDYD]mR
VHUiGDGDSRU
Ð = ¾¾¼
¹
Ð= % ¾
¤ ℎ
133
ℎ
Ð=
ℎ 2
Ð= ℎ /2
&DVR&DVRVHFRPELQDGRV
2SUREOHPDGRHVFRDPHQWRHQWUHSODFDVSDUDOHODV XPDGDVTXDLVVH
PRYHQGR FRP YHORFLGDGH Y DXPHQWD QD PHGLGD HP TXH R HVFRDPHQWR
SDVVDDVHUGHYLGRWDPEpPjDomRGHXPJUDGLHQWHGHSUHVVmRDRORQJRGR
FRPSULPHQWR 1HVVH FDVR D YHORFLGDGH Pi[LPD QmR VHUi D GD SODFD
VXSHULRUHSRGHUiHVWDUORFDOL]DGDHQWUHDVGXDVSODFDV
(PWHUPRVItVLFRVRHVFRDPHQWRGHYLGRWDQWRDRDUUDVWRSURPRYLGR
SHORPRYLPHQWRGHXPDGDVSODFDVHSRUXPJUDGLHQWHGHSUHVVmRDRORQJR
GR FRPSULPHQWR p GH IDWR XPD DVVRFLDomR HQWUH DV GXDV IRUoDV PRWUL]HV
SDUDRPRYLPHQWR'HVVDIRUPD
() = 9 + Ñ
'HWHUPLQDomRGR3HUILOGH9HORFLGDGH
² ∆ℙ¹B ² ²
() = W X + W X − W X
¹ Ê ¹ ¹
134
$ VROXomR SDUD R IOXLGR GD SRWrQFLD UHTXHU XP WUDWDPHQWR
PDWHPiWLFR EDVWDQWH ULJRURVR R TXDO GHSHQGH GR IRUPDWR GR SHUILO GH
YHORFLGDGHHVSHFLILFDPHQWHVHH[LVWHRXQmRXPPi[LPRQHVVHSHUILOHQWUH
DV GXDV SODFDV (P 1DYDUUR Ki D DSUHVHQWDomR GR GHWDOKDPHQWR
PDWHPiWLFRSDUDVHFKHJDUjVROXomRSDUDGRLVFDVRVHPSDUWLFXODU
&DVR±H[LVWHXPPi[LPRSDUDDYHORFLGDGHHQWUHDVGXDVSODFDV
&DVR±DYHORFLGDGHPi[LPDRFRUUHHPXPSRQWRIRUDGHVVDUHJLmR
2FDVRpGHIDWRXPDVLWXDomRLPDJLQiULDSDUDXPGDGRtQGLFHGH
SRWrQFLD1DSUiWLFDKDYHUiVHPSUHXPDYHORFLGDGHPi[LPDTXHRFRUUHUi
HQWUH DV SODFDV PHVPR TXH HOD QmR VHMD DTXHOD GHWHUPLQDGD SDUD TXDQGR
.Ø
= 06HQGRDVVLPGHYHVHXWLOL]DUDVHJXLQWHH[SUHVVmRSDUDRSHUILOGH
.²
YHORFLGDGHGHXPIOXLGRGDSRWrQFLD
üLPJ (ü&)LPJ
() =
üLPJ (ü)LPJ
²
FRPùVHQGRXPDFRQVWDQWHGHLQWHJUDomRu = HM =
¹ H
'HWHUPLQDomRGD9D]mR9ROXPpWULFD
$VROXomR3DUDXPIOXLGRQHZWRQLDQRVHJXLQGRDSURSRVWDIHLWDQD
HTXDomRVHUiWDPEpPXPDVRPDHQWUHDVGXDVVROXo}HVLQGLYLGXDLV
GDGDVSHODVHTXDo}HVHRXVHMD
É¹Ø É¹U ∆ℙ
Ð= + D
Ê
135
Ø (²)
Ð∗ = = ∫¤ ¾u E
É¹Ø Ø
VHUiREWLGDDVVHJXLQWHVH[SUHVV}HV
SDUDRFDVRH
SDUDRFDVR
(VFRDPHQWRHP'XWRV
'XWR&LUFXODU
r
T
z
)LJXUD 'HWDOKHV GR HVFRDPHQWR HP XP GXWR FLUFXODU GH GLkPHWUR G H
FRPSULPHQWR/
136
?
? "
?
? "2
ò 1
1
W + ? + + − X=− −í (??? ) + + ? î + ?
? ?
"
?
? ?
? ?
" "?
"
ò 1
1
W + ? + + X =− −í ?? + + î +
? ?
"
?
? ?
" "
6LPSOLILFDo}HV
6 = ' = 0
= (?)
= ()
= 0
'HWHUPLQDomRGR3HUILOGH9HORFLGDGH
<
?6 = − D
6 6
1¾ ∆ℙ
?6 =
? ¾?
2TXHUHVXOWDHP
∆ℙ6 j
6 (?) =
+ 6 E
137
8PDYH]TXH6 (?) ≠ ∞TXDQGR? = 0l = 0/RJR
∆ℙ6
6 (?) =
3DUDXPIOXLGRQHZWRQLDQR
¾
6 (?) = −»
¾?
ORJR
¾ ∆ℙ?
−» =
¾? 2
¾ ∆ℙ?
=−
¾? 2»
∆ℙ?
l=− + l
4»
∆ℙÏ
l =
4»
H
∆ℙÀB 6
(?) = 1 − W X
CÊ À
3DUDXPIOXLGRGDSRWrQFLD
¾ H
6 (?) = −
¾?
138
¾ H ∆ℙ?
− =
¾? 2
¾ H ∆ℙ?
− =
¾? 2
.Ø ∆ℙ6 7
=W X
.6
FRPM = 1ÛO
∆ℙ 7 ? 7r
(?) = − + l
2 M + 1
∆ℙ 7 Ï 7r
l =
2 M + 1
ORJR
∆ℙ 7 Ï 7r ∆ℙ 7 ? 7r
(?) = −
2 M + 1 2 M + 1
RX
∆ℙÀ 7 À 6 7r
(?) = W X 1 − W X
7r À
'HWHUPLQDomRGD9D]mR9ROXPpWULFD
3DUDFRRUGHQDGDVFLOtQGULFDVDYD]mRYROXPpWULFDpFDOFXODGDDSDUWLU
GDVHJXLQWHH[SUHVVmR
139
Ð = ∬ ? (?)¾?¾"
D∆ℙÀ
Ð=
ÒÊ
TXHpFRQKHFLGDFRPRDHTXDomRGH+DJHQ3RLVHXLOOH
DÀ U ∆ℙÀ 7
Ð= W X
7r
'XWRV$QXODUHV
8PDUHJLmRDQXODUQDGDPDLVpGRTXHXPGXWRHPFXMRLQWHULRUHVWi
DORMDGR XP HOHPHQWR FLOtQGULFR PDFLoR GH PHVPR IRUPDWR WUDQVYHUVDO
(VVHWLSRGHJHRPHWULDpODUJDPHQWHXWLOL]DGRQDSURGXomRGHWXERVHQR
UHYHVWLPHQWRVXSHUILFLDOGHFRQGXWRUHVPHWiOLFRVHPJHUDO$SHVDUGHVHU
SRVVtYHORXVRGHTXDOTXHUWLSRGHJHRPHWULDSDUDDVHFomRWUDQVYHUVDODGH
XVRPDLVSODXVtYHOpDFLUFXODUDTXDOVHUiWUDWDGDHPGHWDOKHVQDVHTXrQFLD
&DVR(VFRDPHQWR$QXODU$[LDO'HYLGRDR*UDGLHQWHGH3UHVVmR
(VVHWLSRGHHVFRDPHQWRHPUHJLmRDQXODUpRPDLVVLPSOHVHRPDLV
XWLOL]DGR GHQWUH RV YiULRV WLSRV TXH VHUmR WUDWDGRV QHVVH FDStWXOR 1HOH R
IOXLGRHVFRDDRORQJRGRFRPSULPHQWRSRUPHLRGRHVSDoRH[LVWHQWHHQWUH
RFLOLQGURH[WHUQRRFRHRLQWHUQRPDFLoR
140
)LJXUD 'HWDOKHV GR HVFRDPHQWR HP XPD UHJLmR DQXODU GHYLGR D XP JUDGLHQWH GH
SUHVVmR
?
? "
?
? "2
ò 1
1
W + ? + + − X=− −í (??? ) + + ? î + ?
? ?
"
?
? ?
? ?
" "?
"
ò 1
1
W + ? + + X = −
− í?
? ?? + ?
" " +
î +
? ?
"
6LPSOLILFDo}HV
6 = ' = 0
= (?)
= ()
= 0
141
∆ℙ? l
6 (?) = +
2 ?
3DUDXPIOXLGRQHZWRQLDQR
¾ ∆ℙ 1 l
= − ? −
¾? 2» »?
ORJR
∆ℙ 6B jJ
(?) = − W
Ê
X − ln ? + l
Ê
PDV
0 → ? = ×Ï l. l. 1
(?) = (
0 → ? = Ï l. l. 2
∆ℙ õBÀB jJ
l = − W X + ln ×Ï
Ê Ê
∆ℙ ÀB jJ
l = − W X + ln Ï
Ê Ê
)D]HQGRVHDVXEWUDomRHQWUHDV(TXDo}HVHWHPVH
∆ℙ j À
− WCÊX (Ï − × Ï ) + ÊJ ln WõÀ X
RXVHMD
∆ℙ õ B
l = − W X
CÊ yúÛõû
6XEVWLWXLQGRVHHPVHUiREWLGDDVHJXLQWHH[SUHVVmR
142
∆ℙ õ B
l = − WCÊX Ï 1 − ln Ï
yúÛõû
$JRUD SHOD LQWURGXomR GDV (TXDo}HV H QD (TXDomR
DSyVDVGHYLGDVVLPSOLILFDo}HVILQDOPHQWHVHFKHJDUiD
∆ℙ 6 õ B À
(?)õÀ$6$À = W X Ï 1 − W X − ln W X
CÊ À yú Ûõû 6
$YD]mRYROXPpWULFDVHUiREWLGDSHODLQWURGXomRGD(TXDomRQD
UHVXOWDQGRHP
∆ℙ (õ B )
Ð = )W X Ï (1 − × C ) −
ÒÊ yúÛõ û
3DUDXPIOXLGRGDSRWrQFLDSDUWLQGRVHGD(TXDomRE
∆ℙ6 j
6 (?) =
+ 6 E
HXWLOL]DQGRVHGDFFTXHLPS}H
? = ùÏ, 6 = 0
WHPVHTXH
∆ℙù Ï
l=−
2
H
∆ℙ üB
6 (?) = Ï Wu − X
&
6
FRPu = À
$HTXDomRGRPRYLPHQWRSDUDXPIOXLGRGDSRWrQFLDpGDGDSRU
143
.Ø H .Ø
6 = − * .6 * W
.6
X
&RPELQDQGRVHDV(TXDo}HVHGHDFRUGRFRP)UHGULFNVRQ
%LUGLQ+DQNV /DUVHQWrPVH
7
∆ℙÀ 7 & üB
= Ï W X ∫õ W ² − X ¾, × ≤ u ≤ ù
7
∆ℙÀ 7 üB
¤ = Ï W X ∫& W − X ¾, ù ≤ u ≤ 1
²
WHQGRVLGRXVDGDVDVVHJXLQWHVFRQGLo}HVGHFRQWRUQR
(u = × ) = 0, (u = 1) = 0
ü üB 7 7
üB
∫õ W ² − X ¾ − ∫ü W − X ¾ = 0
²
3HODLQWURGXomRGDYDULiYHOuD(TXDomRVHWUDQVIRUPDHP
Ð = 2)Ï ∫õ u ¾u
$ SDUWLU GD LQWURGXomR GDV (TXDo}HV H QD (TXDomR
WHPVHTXH
7 7
∆ℙÀ 7 ü & üB & üB
X ¾
D9U
= 2W X ∫õ u¾u ∫õ W − X ¾ + ∫ü u¾u ∫& W −
© ² ²
144
∫ |ù − |7r 7 ¾
õ
∆ℙÀ 7
=W X ∫õ |ù − |7r 7 ¾
DÀ U
$VROXomRDQDOtWLFDGD(TXDomRpEDVWDQWHWUDEDOKRVDHQWUHWDQWR
+DQNV /DUVHQGHPRQVWUDUDPTXH
ù u M M
ù2 1 ù
ù2 1 ù
% u¾u % − ¾ = ù2 % − ¾ − % u 2−M (ù2 − u 2 )M ¾u
× × 2 × 2 ×
6RPDQGRVHDV(TXDo}HVHHQFRQWUDVH
ù M M
ù2 1
ù2 1 ù 1 1
1
= ù2 +% − ¾ − % − ¾ , − % u 2−M (ù2 − u 2 )M ¾u + % u 2−M (u 2 − ù2 )M ¾u
2 × ù 2 × 2 ù
2WHUPRHQWUHFKDYHVQD(TXDomRpH[DWDPHQWHLJXDOj(TXDomR
TXH p D FRQGLomR GHWHUPLQDQWH GH ù VHQGR LJXDO D ]HUR SRUWDQWR
$VVLP
1 ù 1 1
= − % u 2−M (ù2 − u 2 )M ¾u + % u 2−M (u 2 − ù2 )M ¾u
2 × 2 ù
1D SULPHLUD LQWHJUDO GD (TXDomR VH IRU IHLWD D HVFROKD GH
= u 7 H¾ = (ù − u )u¾uLQWHJUDQGRVHSRUSDUWHVVHFKHJDUiD
1 ù
ù
1 1
− % u 2−M (ù2 − u 2 )M ¾u = − +× 1−M (ù2 − u 2 )1+M + (1 − M) % u −M (ù2 − u 2 )M+1 ¾u ,
2 × 4 M+1 ×
'D PHVPD IRUPD VH QD VHJXQGD LQWHJUDO GD (TXDomR IRUHP
HPSUHJDGRV RV PHVPRV H ¾ DQWHULRUPHQWH XVDGRV D LQWHJUDomR SRU
1 1 2−M 2 1 1 1
% u (u − ù2 )M ¾u = +(1 − ù2 )1+M − (1 − M) % u −M (u 2 − ù2 )M+1 ¾u ,
2 ù 4 M+1 ù
145
SDUWHVSURGX]LUi
$FRPELQDomRGDV(TXDo}HV±FRPD(TXDomRUHVXOWD
HP
Ð ∆ℙÏ M 1 1 1
= + [(1 − ù2 )1+M − × 1−M (ù2 − × 2 )1+M ] − (1 − M) % u −M |ù2 − u 2 |M+1 ¾u ,
)Ï 3 2' 2 M+1 ×
2EYLDPHQWHSRUWUDWDUHPGDPHVPDTXDQWLGDGHDV(TXDo}HVH
GHYHP SURGX]LU UHVXOWDGRV HTXLYDOHQWHV (OLPLQDQGRVH D H[SUHVVmR
DÀ U
GDVGXDVHTXDo}HVREWpPVH
1
1
% u −M |ù2 − u 2 |M+1 ¾u = [(1 − ù2 )1+M − × 1−M (ù2 − × 2 )1+M ]
× 3+M
O)Ï 3 ∆ℙÏ M
Ð=
1 + 3O 2'
[(1 − ù2 )1+M − × 1−M (ù2 − × 2 )1+M ]
3DUDXP 3OiVWLFRGH%LQJKDPDVROXomRLQLFLDVHQRYDPHQWHD
SDUWLU GD (TXDomR E HQWUHWDQWR GDGD D SHFXOLDULGDGH GR HVFRDPHQWR
GHVVH IOXLGR GHYHVH GLYLGLU R FDPSR GH HVFRDPHQWR HP SDUWHV FRPR
PRVWUDGR QD )LJXUD 1D UHJLmR , ×Ï ≤ ? ≤ ù Ï D WHQVmR GH
FLVDOKDPHQWR GR HVFRDPHQWR VXSHUD D WHQVmR UHVLGXDO GR IOXLGR RX VHMD
6 ≥ - H
.Ø .Ø
̇ = , 6 = - + »Ñ
.6 .6
$GDSWDGRGH&KDW]LPLQDHWDO-1RQ1HZWRQLDQ)OXLG0HFK
146
.Ø .Ø
̇ = −
.6
, 6 = −- + »Ñ
.6
r=R
r=O+R
r=O-R
r=kR
)LJXUD$VWUrVUHJL}HVGHHVFRDPHQWRGHXP3OiVWLFRGH%LQJKDPHPXPDUHJLmR
DQXODU
3RU ILP QD UHJLmR ,,, |6 | ≤ - H QmR KDYHQGR HVFRDPHQWR
YLVFRVRRXVHMDRIOXLGRQmRHVWiVXEPLVVRjDomRGRFLVDOKDPHQWRHQWmR
.Ø
̇ = = 0
.6
,PSRQGRVHTXH
FKHJDVHD
∆ℙ
2- = (ùr − ù )Ï
HTXH
üP üI ∆ℙ üP üI
l= Ï = Ï
üP üI -
6XEVWLWXLQGRVHD(TXDomRQD(TXDomREREWpPVH
À ∆ℙ 6 À
6 = − í − ùr ù + î
À 6
6XEVWLWXLQGRVHDJRUDD(TXDomRQD(TXDomRID]HQGRVHD
147
LQWHJUDomRHXWLOL]DQGRVHDFRQGLomRGHFRQWRUQR (×Ï ) = 0REWpPVHR
SHUILO GH YHORFLGDGH QD UHJLmR , 'D PHVPD IRUPD D VXEVWLWXLomR GD
(TXDomRQDFRPDFF (Ï ) = 0LUiSURSRUFLRQDUDH[SUHVVmR
SDUD R SHUILO GH YHORFLGDGH GD UHJLmR ,, 1D UHJLmR ,,, D YHORFLGDGH p
XQLIRUPHH
&RP DV FRQVLGHUDo}HV DFLPD VmR REWLGRV RV VHJXLQWHV SHUILV GH
YHORFLGDGH
? ? 2 ?
⎧2ù+ ù− ln
⎪ ×Ï
− W X + × 2 − 2(ù+ − ù− ) W − ×X , ×Ï ≤ ? ≤ ù− Ï
Ï Ï
Ï ∆ℙ ⎪
2 1
(?) = −2ù+ù− ln + 1 − ù2+ − 2(ù+ − ù− )(1 − ù+) , ù− Ï ≤ ? ≤ ù+Ï
4» ⎨ ù+
⎪
⎪ Ï ? 2 ?
ù ln + 1 − W X − 2(ù+ − ù− ) W1 − X , ù+ Ï ≤ ? ≤ Ï
⎩ −2ù+ − ? Ï Ï
,QWHJUDQGRVHRVSHUILVGHYHORFLGDGHDSUHVHQWDGRVQD(TXDomR
VREUHWRGDDiUHDWUDQVYHUVDODQXODUHQFRQWUDVHDVHJXLQWHH[SUHVVmRSDUDD
YD]mRYROXPpWULFD
)∆ℙÏ4 4 1
Ð=
8»
1 − × 4 − 2ù2+ (1 − × 2 ) − (1 − )ù+(1 + × 3 ) + ù4+ (1 − 2 )(1 + 2 )
3 3
üI
=
üP
&DVR(VFRDPHQWR$QXODU'HYLGRDR0RYLPHQWR/LQHDUGR&LOLQGUR
,QWHUQR
148
JHRPHWULD GH HVFRDPHQWR PRVWUDGR QD )LJXUD p ODUJDPHQWH XWLOL]DGR
QRVSURFHVVRVGHUHYHVWLPHQWRVXSHUILFLDOGHFDERVHDUDPHVPDVIRUPDD
EDVHSDUDRGHVHQYROYLPHQWRHDSOLFDomRGHDODUJDGRUHVGHDUWpULDVHYDVRV
LPSODQWHV GH GLVSRVLWLYRV H GHPDLV SURFHVVRV TXH HQYROYDP D SHQHWUDomR
FXWkQHDSRUH[HPSOR
r
T
z
)LJXUD'HWDOKDPHQWRGRHVFRDPHQWRHPXPDUHJLmRDQXODUGHYLGRDRPRYLPHQWR
OLQHDUGRFLOLQGURLQWHUQR
3DUWLQGRVHGDVVLPSOLILFDo}HVDVHJXLU
6 = ' = 0
= (?)
= 0
DVHTXDo}HVGRPRYLPHQWRVHUHGX]HPD
?
? "
?
? 2
ò 1
1
W + ? + + − "X = − −í (??? ) + + î + ?
? ?
"
?
? ?
? ?
" "?
?
"
ò 1
1
W + ? + + X =− −í ? + + î +
? ?
"
?
? ? ?
" "
149
RXVHMD
?6 = 0
j
6 = 6
3DUDXPIOXLGRQHZWRQLDQRD(TXDomRWUDQVIRUPDVHHP
.Ø j
−»
.6
= 6
j
(?) = − Ê ln ? + l
$V FRQGLo}HV GH FRQWRUQR SDUD D VROXomR GD (TXDomR VmR DV
VHJXLQWHV
0, ? = Ï l. l. 1
(?) = (
*, ? = ×Ï l. l. 2
6XEVWLWXLQGRVHDVFFHFFGD(TXDomRQD(TXDomR
¸ y À
SHUPLWH TXH VH FKHJXH D l = −» H l = −* y õ 'HVVD IRUPD R SHUILO
y õ
GHYHORFLGDGHVHUiGDGRSRU
¸
(?)õÀ$6$À = lnú?ÛÏ û
y õ
6XEVWLWXLQGRVHD(TXDomRQD(TXDomRREWpPVH
DÀ B ¸ (õ B )
Ð= í ⁄ ) − 2× î
y( õ
3DUDXPIOXLGRGDSRWrQFLDD(TXDomRSDVVDDVHU
150
j .Ø H
6 = = − W X
6 .6
RXVHMD
.Ø j 7
− W .6 X = W X
6L
j 7
¾ = − W X
6L
¾?
HQWmR
6 JIL
(?) = −v 7 + l
FRP
j 7
v=W X
¸
l =
õ JIL
H
¸ 7
v = õJIL À JIL
6XEVWLWXLQGRVHDV(TXDo}HVHQD(TXDomRREWpP
VH
(6 ⁄À )JIL
(?) = *
õ JIL
$LQWURGXomRGD(TXDomRQD(TXDomRSURGX]DH[SUHVVmR
151
SDUD D YD]mR YROXPpWULFD SDUD XP IOXLGR GD SRWrQFLD QD JHRPHWULD HP
TXHVWmRDTXDOpGDGDSRU
&DVR(VFRDPHQWR$QXODU$[LDOGHYLGRDR*UDGLHQWHGH3UHVVmRHDR
0RYLPHQWR/LQHDUGR&LOLQGUR,QWHUQR
&RPR VHPSUH p QHFHVViULR SDUWLU GR TXH UHVXOWD GD DSOLFDomR GDV
VLPSOLILFDo}HVVREUHDV(TXDo}HVGR0RYLPHQWR3DUDRFDVRHPTXHVWmR
DVVLPSOLILFDo}HVVmRDVVHJXLQWHV
6 = ' = 0
= (?)
= ()
= 0
?
? "
?
? "2
ò 1
1
W + ? + + − X=− −í (??? ) + "? + î + ?
? ?
"
?
? ?
? ?
"
?
"
ò 1
1
W + ? + + X = −
− í?
? ?? + ?
" " +
î +
? ?
"
UHVXOWDQGRQRYDPHQWHQD(TXDomRERXVHMD
∆ℙ6 j
6 (?) = + E
6
1RFDVRHPTXHKDMDXPDYHORFLGDGHPi[LPDQDUHJLmR×Ï ≤ ? ≤ Ï
HPXPUDLR? = ùÏWHPVH
152
GHIRUPDTXHDFRQVWDQWHlGD(TXDomREVHUiGDGDSRU
∆ℙ(üÀ)B
l=−
VXEVWLWXLQGRVHD(TXDomRQD(TXDomREWHPVH
∆ℙ6 ∆ℙ(üÀ)B
6 (?) =
−
6
RXVHMD
∆ℙ6 üB
6 (?) = W − X
FRP
6
=
À
3DUDXPIOXLGRQHZWRQLDQRSRVWXODQGRVHTXHRVHIHLWRVGRDUUDVWR
SURYRFDGR SHOR PRYLPHQWR GR FLOLQGUR LQWHUQR 9 H SHOR JUDGLHQWH GH
SUHVVmR DR ORQJR GR FRPSULPHQWR 3 VHMDP FRPSOHPHQWDUHV p SRVVtYHO
SURSRUTXH
,QWURGX]LQGRVHD(TXDomRQDV(TXDo}HVHWHPVH
∆ℙ õ B
(?)Ñ = W X Ï 1 − ( ) − ln W X
CÊ yú Ûõû
¸
(?)¸ = y õ ln( )
6RPDQGRVHDV(TXDo}HVHWHPVH
153
∆ℙ 1 − ×
(?)¸Ñ = Ï 1 − ( ) − ln +
4» ln ×
¸
+ y õ ln( )
⎡ ⎤
∆ℙ ⎢ C
(1 − × )⎥
Ð = ) Ï ⎢(1 − × ) − ⎥ +
8» 1
⎢ ln Û× ⎥
⎣ ⎦
DÀ B ¸ (õ B )
+
í ⁄ )
y( õ
− 2× î
3DUDXPIOXLGRGDSRWrQFLD
.Ø H .Ø
6 = − * *
.6 .6
,QWURGX]LQGRVHXPDYHORFLGDGHDGLPHQVLRQDO
Ø
=
¸
TXHLQFOXtGDQD(TXDomRSURGX]LUiHPFRPELQDomRFRPD(TXDomR
.2 H .2 üB
* * = Λ W − X
. .
HPTXH
$GDSWDGRGH0DOLN 6KHQR\
154
∆ℙÀ À H
Λ= W X
¸
SRGHVHUYLVWRFRPRXPSDUkPHWURDGLPHQVLRQDOGRJUDGLHQWHGHSUHVVmRR
TXDOSRGHUiVHUSRVLWLYRRXQHJDWLYRGHSHQGHQGRVHRJUDGLHQWHGHSUHVVmR
DWXDQRPHVPRRXQRVHQWLGRRSRVWRDRGRPRYLPHQWRGRFLOLQGURLQWHUQR
= 0, = 1 l. l. 1
D
= 1, = × l. l. 2
HDVVXSRVLo}HVTXH
&DVR±QmRH[LVWHPtQLPRRXPi[LPRSDUDDYHORFLGDGHQDUHJLmRDQXODU
RXVHMDHP×Ï ≤ ? ≤ RRX× ≤ ≤ 1
.2
1HVVHFDVR . VHUiVHPSUHQHJDWLYD$VVLPD(TXDomRGHYHUi
VHUUHHVFULWDGDVHJXLQWHIRUPD
.2 H üB
W− X = Λ W − X
.
2 ODGR GLUHLWR GD (TXDomR VHUi VHPSUH SRVLWLYR YLVWR TXH
Λ > 0 LPSOLFD ù > × FDVR D H Λ < 0 LPSOLFD ù > 1 FDVR E
,QWHJUDQGRVH D (TXDomR GH DWp 1 H WRPDQGRVH D FF (T
DREWpPVHRSHUILOGHYHORFLGDGHDGLPHQVLRQDO
7
üB
= ∫ íΛ W − Xî ¾
²
'HILQLQGRVHXPDYD]mRYROXPpWULFDDGLPHQVLRQDO
155
Ω = DÀ B = ∫õ ¾
¸
WHPVHTXH
1 O−1 2 O
Ω = ù − ×2 + ó[Λ(1 − ù2 )]1+1⁄O − × 1−1⁄O [Λ(× 2 − ù2 )]1+1⁄O ô
2 3O − 1 2(3O − 1)Λ
2VYDORUHVGHù(Λ, n, k)QHFHVViULRVSDUDDV(TXDo}HVH
VmRREWLGRVSHODLPSRVLomRGDFF(TDQD(TXDomR$VVLP
7
üB
∫õ íΛ W − Xî ¾ = 1
&DVR±H[LVWHXPSHUILOGHYHORFLGDGHFRPPi[LPRRXPtQLPR
.2
1HVVHFDVR PXGDGHVLQDOQDIDL[DHPTXH × < < 1$VVLPD
.
(TXDomRGHYHVHUDGDSWDGDHVHSDUDGDHPGXDVUHJL}HV ≤ ùH ≥
ùGHQRWDQGRRVUHVSHFWLYRVSHUILVDGLPHQVLRQDLVGHYHORFLGDGHGH 4 H 5
RVTXDLVVHUmRREWLGRVSRU
J 7
.26 üB
.
= Λ|Λ|GIJ W − X , × ≤ ≤ ù
J 7
.27 üB
= −Λ|Λ|GIJ W − X , ù ≤ ≤ 1
.
J
üB 7
4 = Λ|Λ|GIJ ∫õ W ² − X ¾ + 1, × ≤ ≤ ù
J 7
üB
5 = −Λ|Λ|GIJ ∫õ W − X ¾, ù ≤ ≤ 1
²
'D PHVPD PDQHLUD TXH VH SURFHGHX SDUD D REWHQomR GD (TXDomR
156
SRGHVH REWHU D H[SUHVVmR SDUD D YD]mR YROXPpWULFD DGLPHQVLRQDO
SDUDHVVHFDVRDTXDOVHUiGDGDSRU
1
1 O−1 2 OΛ|Λ|O−1
Ω = ù − ×2 + ó[(1 − ù2 )]1+1⁄O − × 1−1⁄O [(ù2 − × 2 )]1+1⁄O ô
2 3O + 1 2(3O + 1)
J
ü üB 7 7
üB
Λ|Λ|GIJ ∫õ W − X ¾ − ∫ü W − X ¾ = −1
1HVVHFDVRRVLJQLILFDGRItVLFRGH ùVXUJHFRPRVHQGRDVXSHUItFLH
= ù)HPTXHRFRUUHRPi[LPRRXPtQLPRQRSHUILOGHYHORFLGDGH'HVVD
IRUPDHP = ùRFLVDOKDPHQWRpQXORHHVVDVXSHUItFLHVHSDUDDVUHJL}HV
GH FLVDOKDPHQWR QHJDWLYR GDGD SRU × ≤ < ù SDUD R FDVR D H SRU
ù < ≤ 1 SDUD R FDVR E GD UHJLmR GH FLVDOKDPHQWR SRVLWLYR GDGD SRU
ù < ≤ 1SDUDRFDVRDHSRU× ≤ < ùSDUDRFDVRE
(VFRDPHQWR7DQJHQFLDO$QXODU
(VVHWLSRGHHVFRDPHQWRDEUDQJHFLOLQGURVFRD[LDLVRXH[FrQWULFRV
DPERVHPPRYLPHQWRURWDFLRQDORXDSHQDVFRPXPGHOHVVHPRYHQGR(P
JHUDO QmR VH FRQVLGHUD KDYHU PRYLPHQWR QD GLUHomR D[LDO QHP UDGLDO
DSHQDV DR ORQJR GD VXSHUItFLH ?" FRP R PRYLPHQWR URWDFLRQDO QmR
SURPRYHQGRYD]mR$LPSRUWkQFLDGRHVWXGRGHVVHWLSRGHHVFRDPHQWRHVWi
QR IDWR GH VH SRGHU DYDOLDU FRQGLo}HV GH OXEULILFDomR H GHVJDVWH SHOR
PRYLPHQWR GH SHoDV VyOLGDV XPDV HP UHODomR jV RXWUDV GHQWUR GH XP
PHFDQLVPRRXGHXPFRQMXQWRGHWHFLGRVQRFDVRGHLPSODQWHVGHMXQWDV
SRUH[HPSOR
157
7LSR&LOLQGURV&RD[LDLVFRPRH[WHUQRJLUDQGRHRLQWHUQRSDUDGR
)LJXUD'HWDOKDPHQWRJHRPpWULFRGRHVFRDPHQWRWDQJHQFLDODQXODU7LSR
'HVVDIRUPDVmRYiOLGDVDVVHJXLQWHVUHODo}HVHVLPSOLILFDo}HV
= 6 = 0
' = ' (?)
= (?)
158
?
? "
?
? "2
ò 1
1
W + ? + + − X=− −í (??? ) + "? + ? î + ?
? ?
"
?
? ?
? ?
"
"
ò 1
1
W + ? + + X =− −í ?? + + î +
? ?
"
?
? ?
" "
UHVXOWDQGRHP
'
− =−
?
?
H
.
(? 6' ) = 0
.6
3DUDXPIOXLGRQHZWRQLDQR
.Ø
6' = −»
.'
. .
(? ' ) = 0
.6 6 .6
FXMDVROXomRJHUDOVHUi
j
' (?) = ?l + B
6
$V FRQGLo}HV GH FRQWRUQR SDUD VROXomR GD (TXDomR VmR DV
VHJXLQWHV
0 ªM ? = ×Ï, l. l. 1
' (?) =
Ω Ï ªM ? = Ï, l. l. 2
159
,QWURGX]LQGRVH DV FF H PRVWUDGDV QD (TXDomR QD
(TXDomRSURGX]RVHJXLQWHSHUILOGHYHORFLGDGH
¦ 89
W89 ¦ X
' (?) = Ω Ï J
W õX
8
$SDUWLUGRSHUILOGHYHORFLGDGHpSRVVtYHODREWHQomRGRWRUTXHDJH
VREUHRFLOLQGURHVWDFLRQiULRRTXDOpGDGRSHODH[SUHVVmR
õB
h = (−6' )6YõÀ . 2)×Ï. ×Ï = −4)»Ω Ï W
õ B
X
RX VHMD R WRUTXH p GDGR SHOR SURGXWR GR IOX[R GH PRPHQWR SDUD GHQWUR
(−6' ) D iUHD GD VXSHUItFLH GR FLOLQGUR (2)×Ï) H R EUDoR GD DODYDQFD
(×Ï )
3DUDXPIOXLGRGDSRWrQFLDSDUWLQGRVHGD(TXDomR
jJ
6' =
6B
. Ø
6' = −Á? W : X
.6 6
FRP
. Ø H
Á = * W : X*
.6 6
. Ø
̇ = ? .6 W 6: X
%LUGHWDO
$GDSWDGRGHKWWSZZZQSWHODFLQFRXUVHVDFHVVDGRHP
160
VHUiSRVLWLYD(QWmR
H
. Ø
6' = − ? W : X
.6 6
'DV(TXDo}HVHWHPVH
H
¾ ' l
− ;? W X< =
¾? ? ?
DUUXPDQGRVHPDLVXPDYH]
Û
. Ø j H
.6
W : X = − W JB X
6 6 6
JÛ
Ø: H jJ G
=−
6 (B⁄G)IJ
+ l ?
6
Û
= H
l = (íWHX õ B⁄G (×Ï )⁄H î>
H
=
l =
õ B⁄G
89 BL
W X
' (?) = Ω ? ¦
õ BL
FRPM = 1ÛO
161
HRWRUTXHSDUDJLUDURFLOLQGURH[WHUQRVHUi
7
h (Ï ) = 2)Ω (×Ï ) WõBL X
TXHLQWURGX]LGDQD(TXDomRUHVXOWDHP
j
6' = ÀJB = − E
DÀ B
SURSRUFLRQDQGRDREWHQomRGRYDORUGH
l = − F
D
6HDHTXDomRFRQVWLWXWLYDGRSOiVWLFRGH%LQJKDPIRUHVFULWDFRPR
. Ø
6' = −Á? W : X
.6 6
FRPDYLVFRVLGDGHDSDUHQWHÁVHQGRGDGDSRU
\?
Á = +»Ñ + µ Í: , , 6' ≥ - , ? ≤ ?-
*6 W X*
µ¦ ¦
. Ø
HFRPRWHQVRUWD[DGHGHIRUPDomRJUDGLHQWHGHYHORFLGDGH? W : X = 0
.6 6
162
(TXDomR
6HRWRUTXHDSOLFDGRDRFLOLQGURH[WHUQRIRUGHWDOIRUPDSHTXHQRGH
PRGRTXH
6' (?)6YõÀ ≤ -
−6' (?)6YõÀ = WD6 B X ≤ -
6YõÀ
RXVHMDSDUDRPRYLPHQWRGRIOXLGRpQHFHVViULRTXH
FRPR6' = - TXDQGR? = ?-
- = D6 B
?
RXVHMD
?- =
D\?
. Ø
? .6 W 6: X = 0
163
'
= l
?
RX
8WLOL]DQGRVHDFFGD(TXDomR
' = Ω ?
. Ø
6' = −»Ñ ? .6 W : X − -
6
FRP DX[tOLR GD (TXDomR SDUD XP ? TXDOTXHU D (TXDomR VH
WRUQD
h ¾ '
−
= −»Ñ ? W X − -
2)? ¾? ?
TXHDSyVLQWHJUDomRVHUi
Ø:
= −- ln ? − + l
6 CD6 B
HFRPXVRGDFFGD(TXDomR
l = - ln ×Ï −
CD(õÀ)B
6XEVWLWXLQGRVHD(TXDomRQD(TXDomRWHPVH
Ø: \ \
6
= Ê? ln ×Ï + CD(õÀ)B − Ê? ln ? − CD6 B
é é
164
7LSR&LOLQGURV&RD[LDLVFRPRH[WHUQRSDUDGRHRLQWHUQRJLUDQGR
3DUDHVVHWLSRGHHVFRDPHQWRDVFRQGLo}HVGHFRQWRUQRPRVWUDGDVQD
(TXDomRSDVVDPDVHUDVVHJXLQWHV
Ω ×Ï ªM ? = ×Ï, l. l. 1
' (?) =
0 ªM ? = Ï, l. l. 2
UHVXOWDQGRQDVHJXLQWHVROXomRSDUDD(TXDomR
9 ¦
W ¦ 9X
' (?) = Ω ×Ï J
W õX
8
7LSR$PERVRVFLOLQGURVFRD[LDLVJLUDQGR
3DUDXPIOXLGRQHZWRQLDQRDVFRQGLo}HVGHFRQWRUQRPRVWUDGDVQD
(TXDomRSDVVDPDVHUDVVHJXLQWHV
Ω ×Ï ªM ? = ×Ï, l. l. 1
' (?) =
Ω Ï ªM ? = Ï, l. l. 2
)LJXUD'HWDOKDPHQWRJHRPpWULFRGRHVFRDPHQWRWDQJHQFLDODQXODU7LSR
'H IRUPD TXH D SDUWLU GD (TXDomR VmR YiOLGDV DV VHJXLQWHV
165
H[SUHVV}HV
j
' (?)6YõÀ = Ω ×Ï = ×Ïl + õÀB
j
' (?)6YõÀ = Ω Ï = Ïl + B
À
UHVXOWDQGRHP
= =
l = J 8 ×Ï
W X
89 9
9
W= õÀ= 8 X
l = 2 9
WõÀ X
8
= õÀ 6 õÀ = õ B À À 6
' (?) = W − X+ W − X
õ B õÀ 6 õ B 6 À
2WRUTXHVREUHRFLOLQGURLQWHUQRVHUiGDGRSRU
õB
h = 4)»(Ω − Ω ) õB Ï
'XWR&LUFXODU&RQYHUJHQWH
$GDSWDGRGH
KWWSHFODVVXRDJUPRGXOHVGRFXPHQWILOHSKS3+<6/HFWXUH1RWHV)OXLG'\QD
PLFVB3UREOHPVBODWH[SGIDFHVVDGRHP
166
JUDGLHQWHGHSUHVVmRFRPDYDULDomRGRUDLRFRPRFRPSULPHQWR
P0 PL
dz
R0
RL
z=0 z=L
)LJXUD'HWDOKHVGRHVFRDPHQWRHPXPGXWRF{QLFRFLUFXODU1DYDUUR
∆ℙ ∆Ñ ÒÊ
=− =
DÀ
.Ñ ÒÊ
− =
. D6
()
$YDULDomROLQHDUGRUDLRGRWXERPRVWUDGDQD)LJXUDSRGHVHU
HVFULWDFRPR
(VVDDSUR[LPDomRpFKDPDGDGHDSUR[LPDomRGHOXEULILFDomRSRUVHUWDPEpPXVDGDQD7HRULD
GD/XEULILFDomR
167
?() = Ϥ + (Ï − Ϥ )
'LIHUHQFLDQGRVHD(TXDomRFRPUHODomRDWHPVH
.6 À@ Àø
.
=
$(TXDomRpPDLVUDSLGDPHQWHLQWHJUDGDFRPUHODomRDRUDLR?
GR TXH FRP D GLVWkQFLD D[LDO 8WLOL]DQGRVH D (TXDomR SDUD
HOLPLQDU¾GD(TXDomRWHPVH
8л ¾?
−¾ =
) Ï − Ϥ ? C
TXHLQWHJUDGDHQWUH = 0 H =
Ñ@ À@
8л ¾?
% −¾ = %
Ñø ) Ï − Ϥ Àø ? C
UHVXOWDQGRHP
Ñø Ñ@ ÒÊ
= D À@ Àø ÀøU
W − À U X
@
6XEVWLWXLQGRVHD(TXDomRQD(TXDomRWHPVH
D∆ℙ (A)
Ð= ϤC í AIU î
ÒÊ
Ï
FRP¶ = ÛÏ H∆ = − ¤ = −∆ℙ
¤
3DUDXPIOXLGRGDSRWrQFLDWHPVHTXHSDUWLUGD(TXDomRHP
TXH
168
)Ï ∆ℙÏ 7
Ð=
M + 3 2
FRPRM = 1/O
)Ï ∆ℙÏ ⁄H
Ð=
1
+ 3 2
O
∆ℙ Hr H
= 2 W X
À UGPJ
HD
TXH SDUD R HOHPHQWR GLIHUHQFLDO GD )LJXUD DVVXPLQGR TXH ? YDULH
VXDYHPHQWHFRPDGLVWkQFLDD[LDOpRPHVPRTXH
.Ñ Hr H
−
.
= 2 W HD
ÐX 6()UGPJ
)D]HQGRXVRGD(TXDomRREWpPVHDH[SUHVVmRSDUDDYDULDomR
GLIHUHQFLDOGDSUHVVmRFRPRUDLRRXVHMD
Hr H .6
−¾ = 2 W HD
ÐX À@ Àø 6()UGPJ
Ñ@
3O + 1 H À@
¾?
% −¾ = 2 Ð % Hr
Ñø O) Ï − Ϥ Àø ?
RXVHMD
∆ℙ Hr H
= 2 W HD
ÐX H(À@ Àø ) ÀøUG
W − À UGX
@
169
$ (TXDomR SRGH VHU UHDUUDQMDGD SDUD D IRUPD WUDGLFLRQDO GH
H[SUHVVmRSDUDYD]mRYROXPpWULFDGHIRUPDTXH
(VFRDPHQWR&RPSUHVVLYRHQWUHGRLV'LVFRV3DUDOHORV
&RQVLGHUH TXH VREUH RV GRLV GLVFRV SDUDOHORV PRVWUDGRV QD )LJXUD
GHUDLR5HVHSDUDGRVSRUXPDGLVWkQFLDLQLFLDOGH 2ℎ¤VHMDDSOLFDGD
XPD IRUoD 6H XP IOXLGR LQFRPSUHVVtYHO SUHHQFKH WRGR HVSDoR HQWUH RV
GLVFRVKDYHUiXPDPXGDQoDQDGLVWkQFLDGHVHSDUDomRHQWUHRVGLVFRVFRP
R WHPSR XPD YH] TXH R IOXLGR VHUi H[SXOVR UDGLDOPHQWH (QWUHWDQWR DTXL
VHUiSURSRVWDXPDVROXomRTXDVHHVWDFLRQiULDRXVHMDHPTXDOTXHUWHPSR
R SUREOHPD GR IOX[R UDGLDO VHUi WUDWDGR FRPR XP SUREOHPD
KLGURGLQDPLFDPHQWH HVWDFLRQiULR HPERUD D WD[D GH YDULDomR GD YD]mR
YROXPpWULFDGRPDWHULDOHQWUHRVGLVFRVVHMDDGHTXDGDPHQWHFRQVLGHUDGD
'HVVDIRUPDVHUiSRVVtYHOGHWHUPLQDUDIRUoD)TXHDWXDHPFDGDSODFD
&RQVLGHUDQGRTXH
6 = 6 (?, )
= ()
= (?)
170
.Ø
(? 6 ) + = 0
6
6 .
SDUDDHTXDomRGDFRQWLQXLGDGHH
.Ñ
B ئ
0=−
.6
+Ȓ
6 6
6
(? 6 ) +
B
î
SDUDDHTXDomRGRPRYLPHQWR'D(TXDomRHGRIDWRTXH ≠ (?)
pSRVVtYHOYHULILFDUTXHXPDIRUPDYLiYHOSDUD 6 p
6 = ?m()
GH IRUPD TXH D SDUWH HP FLQ]D GD (TXDomR p QXOD $VVLP D
LQWHJUDomR GD (TXDomR HQWUH = 0 H = ℎ H HQWUH ? = 0 H ? = ?
UHVXOWDUiHP
¹
2)? ∫¤ 6 ¾ + )? ℎ̇ = 0
] KW
] KW
5
)
)LJXUD(VFRDPHQWRFRPSUHVVLYRHQWUHGRLVGLVFRVSDUDOHORV
$LQWHJUDomRGD(TXDomRHPUHODomRjYDULiYHOGHYHVHUIHLWD
FRQVLGHUDQGRVHTXH
m = 0HP = ℎ
171
HTXH
m B () = 0HP = 0
$VVLP
¹B 6 .Ñ
6 = ?m = W− X 1 − W X
Ê6 .6 ¹
6XEVWLWXLQGRVHD(TXDomRQD(TXDomRWHPVHTXH
.Ñ ¹
− =−
Ê6 .6 ¹U
$FRPELQDomRHQWUHDV(TXDo}HVHUHVXOWDHP
ú¹̇û
6 = C ? 1 − W¹X
¹
$(TXDomRH[SUHVVDDYHORFLGDGHUDGLDOHPWHUPRVGHℎDTXDO
GHVFUHYHRPRYLPHQWRGDVSODFDV
$LQWHJUDomRGD(TXDomRSURGX]
ú¹̇ û 6
− 9 = C ¹U
»Ï 1 − W X
À
TXHpDGLVWULEXLomRUDGLDOGDSUHVVmRFRP9 VHQGRDSUHVVmRDWPRVIpULFD
$WHQVmRGHFLVDOKDPHQWRTXHDWXDQRSUHVHQWHPRYLPHQWRpDWHQVmR
QRUPDO GDGDSRU
Ø
ú¹̇û
= −2» = 2» 6
6 (? 6 ) = 3» 1 − W X
¹ ¹
&RPR
172
D À
C=% % ( − 9 + )Y¹ ?¾?¾"
¤ ¤
WHPVHTXH
6 6 DÀ
Êú¹̇ û
C = 2)Ï ∫¤ ( − 9 ) W X ¾ W X =
À À Ò¹U
$(TXDomRFKDPDGDGH(TXDomRGH6WHIDQGHWHUPLQDDIRUoD
C( )TXHGHYHVHUDSOLFDGDSDUDPDQWHURPRYLPHQWRGRGLVFRℎ( )$VVLP
VH D IRUoD GDGD SHOD (TXDomR IRU PDQWLGD FRQVWDQWH p SRVVtYHO
GHWHUPLQDURPRYLPHQWRGRGLVFRUHVROYHQGRVHDHTXDomRGLIHUHQFLDOSDUD
ℎ( )QDTXHODHTXDomRRXVHMD
RTXHUHVXOWDHP
SC:
¹(:)
− ¹B = DÀ
Ê
ø
TXHIRUQHFHDYDULDomRGDGLVWkQFLDHQWUHRVGLVFRVFRPRWHPSR
6
6
6
+ 6 +
?
FXMR UHVXOWDGR GHYH VHU LQWURGX]LGR QR ODGR HVTXHUGR GD (TXDomR
6HJXLQGRVHDVHWDSDVGHVFULWDVQDV(TXDo}HVHFKHJDVHD
173
DÀ
Êú¹̇û g¹ú¹̇û ¹B ¹̈
C= í1 + + î
Ò¹U ÆÊ gʹ̇
GIJ
̇
B
= − W ^̇66 + ̇ '' + ̇ + 2̇6 _X
&RQVLGHUDQGRDLQGDTXH
D pDVVXPLGRTXHORFDOPHQWHRHVFRDPHQWRSRGHVHUGHVFULWRFRPRXP
HVFRDPHQWR HVWDFLRQiULR HQWUH GRLV GLVFRV IL[RV H SDUDOHORV ,VVR
SHUPLWHTXHRVWHUPRVGHVWDFDGRVGDHTXDomRGRPRYLPHQWR
VHMDPGHVFRQVLGHUDGRV
1DYHUGDGHQmRVHVDEHSUHFLVDURTXmRVpULDVVmRHVVDVVXSRVLo}HV
RXPHVPRVRETXDOIDL[DGHFRQGLo}HVHVVDVVXSRVLo}HVSRGHPVHUGHIDWR
UHVVRQiYHLV $ VXSRVLomR D p VXJHULGD SHOR IDWR GH TXH RV WHUPRV HP
YHUPHOKR GD (TXDomR GH IDWR GHVDSDUHFHP HVVD VXSRVLomR
FRUUHVSRQGHjDSUR[LPDomRGHOXEULILFDomRYLVWDDQWHULRUPHQWHHPTXHVH
ID]DVXEVWLWXLomRGRHVFRDPHQWRUHDOSRUXPDSUR[LPDGRTXHpHTXLYDOHQWH
174
DRHVFRDPHQWRVREFLVDOKDPHQWRVLPSOHV-iDVXSRVLomREpIHLWDSRUTXH
VH SRGH LQWXLWLYDPHQWH LPDJLQDU TXH RV WHUPRV D VHUHP RPLWLGRV VmR
PHQRUHVTXḢ6 (PTXDOTXHUFDVRRXVRGHVVDVVXSRVLo}HVSHUPLWHTXHVH
IDoD XP SDUDOHOR H[DWDPHQWH FRP R TXH IRL IHLWR SDUD XP IOXLGR
QHZWRQLDQR 6HQGR DVVLP H GH DFRUGR FRP %LUG HW DO DV HTXDo}HV
SDUD D YHORFLGDGH SUHVVmR H IRUoD VmR GDGDV SHODV HTXLYDOHQWHV (TXDo}HV
HUHVSHFWLYDPHQWHPRVWUDGDVDVHJXLU
J Û Û
¹JP ÛG .Ñ H r H
6 = J W−
6 G .6
X 1 − W X
¹
?
rG
G
ú¹̇û Hr H À GPJ 6 Hr
− 9 =
¹BGPJ
W
H
X
Hr
1 − W X
À
G
ú¹̇û Hr H DÀ GPU
=
¹BGPJ
W
H
X
Hr
(VFRDPHQWRV5RWDFLRQDLV
(VFRDPHQWR5RWDFLRQDOHQWUH'LVFRV3DUDOHORV
3DUDRHVFRDPHQWRGHWDOKDGRQD)LJXUDSRVWXODVHTXH 6 = 0H
= 0'DHTXDomRGDFRQWLQXLGDGHFKHJDVHD
'
= 0
"
175
LQFRPSUHVVtYHOHPVXDFRPSRQHQWH"UHVWD
B Ø:
(? ' ) +
6 6
6
B
3DUDDVROXomRGDHTXDomRGLIHUHQFLDOSUHVHQWHQD(TXDomRVmR
YiOLGDVDVVHJXLQWHVFRQGLo}HVGHFRQWRUQR
= 0 ∀?, ' = 0 − l. l. 1]
= ℎ ∀?, ' = Ω? − l. l. 2]
:
] K
]
5
)LJXUD(VFRDPHQWRURWDFLRQDOHQWUHGRLVGLVFRVSDUDOHORV
6XEVWLWXLQGRVHHPWHPVHTXH
¾m
= 0
¾
ORJR
¾m
= l
¾
176
H
m = l + l
&RP EDVH QD UHODomR DV FRQGLo}HV GH FRQWRUQR SUHVHQWHV HP
SDVVDPDVHUDVVHJXLQWHV
= 0 ∀?, ' = 0 → m = 0 − l. l. 1E
= ℎ ∀?, ' = Ω? → m = Ω − l. l. 2E
GHl H l QD(TXDomRWHPVHTXH
=
m =
¹
SRUWDQWRFRPDFRPELQDomRHQWUHH
=
' = ? ¹
2WRUTXHPHGLGRQRGLVFRVXSHULRURXVHMDHP = ℎVHUiGDGRSRU
À
h(FG) = ∫¤ [(−' )2)? ¾?]Y¹
3DUDXPIOXLGRQHZWRQLDQR
¾ '
' = −»
¾
'D(TXDomRWHPVHTXH
.Ø: =
.
= ? ¹
ORJR
177
2)»Ω À
h(FG) = % ? ¾?
ℎ ¤
RX
DÊ=
h(FG) = ÏC
¹
8PD YH] TXH QmR Ki YDULDomR SUHVVmR DR ORQJR GD VXSHUItFLH GH
HVFRDPHQWR R SHUILO GH YHORFLGDGH PRVWUDGR QD (TXDomR p YiOLGR
SDUDWRGRVRVIOXLGRVLQGHSHQGHQWHVGRWHPSR(QWUHWDQWRQRTXHVHUHIHUH
DR WRUTXH Ki PXGDQoDV SHOR IDWR GH TXH D WHQVmR GH FLVDOKDPHQWR PXGD
FRQIRUPHRIOXLGRHPFRQVLGHUDomR
3DUDXPIOXLGRGDSRWrQFLD
.Ø H
' = − W .: X
RXVHMDGHDFRUGRFRP
= H
' = − W? X
¹
6XEVWLWXLQGRVHHPWHPVHTXH
HIJ JÀ rH
h(FG) = W X
rH ¹
3DUDXP3OiVWLFRGH%LQJKDPHPTXH
.Ø:
−»Ñ + - ∀ > -
' = + .
0 ∀ < -
178
À
Ȅ J
h(FG) = % ? − - 2)? ¾? =
6? ℎ
DÊé J 6 C DÀ U \? 6
= Ï C 1 − W ? X − 1 − W ? X
¹ À À
(VFRDPHQWR5RWDFLRQDOHQWUHXP&RQHHXPD3ODFD
D RPRYLPHQWRWHPVLPHWULDD[LDO
E FDGDSDUWtFXODGRIOXLGRVHPRYHHPXPFtUFXORQRSODQRKRUL]RQWDO
SHUSHQGLFXODU DR HL[R GH URWDomR RX VHMD DV IRUoDV FHQWUtIXJDV VmR
GHVSUH]DGDV
F QmRH[LVWHHVFRUUHJDPHQWRRXPRYLPHQWRUHODWLYRHQWUHDVSDUHGHVH
RIOXLGRH
G QmRKiIRUoDFRUSyUHDDWXDQGRVREUHRIOXLGR
H RVHIHLWRVILQDLVVmRGHVSUH]DGRV
I (PFRRUGHQDGDVHVIpULFDV?, ", HVDEHQGRVHTXH
J 6 = ' = 0
Ø
K = 0
2
179
LQWHUHVVDQWHVSDUDDJHRPHWULDHPTXHVWmRVmRRVVHJXLQWHV
Ky'
Ø
M '2 = »9 W X
6
' Ky'
Ø
N 26 = »9 ? W X
6 6
I
T
r
5
)LJXUD(VFRDPHQWRURWDFLRQDOHQWUHXPFRQHHXPDSODFD
'DVLPSOLILFDomREWHPVHTXH
2 = ?Lsen"
HPTXHLpDYHORFLGDGHDQJXODUGDVSDUWtFXODVGRIOXLGRHPWRUQRGRHL[R
GRFRQH$VVLP
M
'2 = »9 sen"
'
M
26 = »9 ? sen"
6
180
1
L 1
L
L 2 cotg "
L
» ? 3
? 2
? ]
?
sen" + »
?
" ]
"
sen" + »]
?
sen" +
?
»]
"
sen" = 0
'DVXSRVLomRFWrPVHDVVHJXLQWHVFRQGLo}HVGHFRQWRUQR
D
L = 0 quando " = − å
D
L = Ω quando " =
8PDYH]TXH?QmRDSDUHFHQDVFRQGLo}HVGHFRQWRUQRDSUHVHQWDGDV
QDV(TXDo}HVHDVVXPHVHL = L (")DSHQDVRXVHMDDFDVFD
F{QLFD H[LVWHQWH HQWUH " H " + ¾" JLUD FRPR VH IRVVH XP FRUSR UtJLGR
&RQVHTXHQWHPHQWHD(TXDomRpVLPSOLILFDGDSDUD
.
M
M
W»9 sen"X + 2 cotg " W»9 sen"X = 0
.'
'
'
$LQWHJUDomRGD(TXDomRUHVXOWDHP
M
»9
'
sen " = l
RX
jJ
'2 =
KyB '
$VVLP'2 DVVXPLUiVHXYDORUPi[LPRQDVSDUHGHVGRFRQH&RPR
L = L(")DSHQDV
26 = 0
\: .M
ÊÅ
= W .' X sen" = m ( )
181
0XGDQGRVHDYDULiYHOLQGHSHQGHQWHHFRPRXVRGD(TXDomR
D(TXDomRWRUQDVH
.M 5(\)
=−
.\ N\ (\jJ )
PXGDQGRVHQRYDPHQWHDYDULiYHOVDEHQGRVHTXH
= l sec
WHPVHTXH
.M
= −secm (l sec )
.2
D
HPTXH = − "$LQWHJUDomRGD(TXDomRUHVXOWDHP
H DV FRQGLo}HV GH FRQWRUQR PRVWUDGDV QDV (TXDo}HV H VH
WRUQDP
L2YO = 0
L2Y¤ = Ω
,QWURGX]LQGRVHDV(TXDo}HVHQD(TXDomRWHPVH
TXH
O
Ω = ∫¤ m (l sec ) sec¾
&RPR HP JHUDO å p PXLWR SHTXHQR SRGH VHU YLVWR D SDUWLU GD
(TXDomRTXHDWD[DGHGHIRUPDomRpDSUR[LPDGDPHQWHLJXDOD ΩÛå
PHVPRHPIOXLGRVQmRQHZWRQLDQRV
182
$FRQVWDQWHl SUHVHQWHQD(TXDomRUHODFLRQDVHFRPRWRUTXH
hQDSODFDFLUFXODU3RUGHILQLomRRWRUTXHHPFRRUGHQDGDVFLOtQGULFDVp
GDGRSRU
D À
h = ∫¤ ∫¤ ?ú'2 û ⁄ ?¾¾?
'YD
6XEVWLWXLQGRVH'2 GD(TXDomRQD(TXDomRUHVXOWDHP
DÀ U
h= l
RX
l =
DÀ U
GHIRUPDTXHD(TXDomRVHWUDQVIRUPDHP
O
Ω = ∫¤ m W sec X sec¾
DÀ U
'DV(TXDo}HVHWHPVHTXH
O
ω = ∫2 m W sec X sec¾
DÀ U
3DUDXPIOXLGRGDSRWrQFLD
m () = Q 7
FRPQHMVHQGRFRQVWDQWHV6XEVWLWXLQGRVHD(TXDomRQD(TXDomR
WHPVH
O
Ω = Ql 7 ∫¤ sec 7r ¾
GHIRUPDTXHD(TXDomRVHWRUQD
183
7 O
Ω = QW X ∫¤ sec 7r ¾
DÀ U
3RUWDQWRWHPVHTXH
Û
DÀ U = 7
h= V
U ∫ø KBLPJ 2.2
$VVXPLQGRVHTXHå → 0HQWmR
O
∫¤ sec 7r ¾ = å
HD(TXDomRWRUQDVH
Û
DÀ U = 7
h= í î
UO
DÀ U W=
h= V
∫ø KU 2.2
pLGrQWLFDjHTXDomRSDUDIOXLGRVQHZWRQLDQRVHPTXH
−1
h=
2)Ï 3
S
3 ∫)Û2
μΩ
T=
4)Ï 3
3
senå ) å
μΩ í 3 − log tg W − Xî
cos å 4 2
)Û −å cosec3 ¾
2
184
FRPR 0D(TXDomRVHUiUHGX]LGDSDUD
RXVHMDDFRQVWDQWH GD(TXDomRVHUiHQWmR
9ROWDQGRj(TXDomRVH IRUGHVHQYROYLGRHPXPDVpULH
GH7D\ORUWHPVHTXH
1Û 1Û
2)Ï 3 Ω 2M + 1 2 12M2 + 16M + 5 4
h=
3
1 +
6
å +
120
å + ⋯
TXHpYiOLGDSDUDTXDOTXHUYDORUGHM
$YHORFLGDGHDQJXODUXVDQGRVHD(TXDomRVHUiGDGDSRU
W X ∫
3DUDR3OiVWLFRGH%LQJKDP
( ),
m () = +
6XEVWLWXLQGRVHD(TXDomRQD(TXDomRREWpPVH
Ω
SDUD
185
O
Ω = ∫2 (l sec − - ) sec ¾
? Êé
SDUD
2)Ï 2)Ï
- cos å < h < -
3 3
HPTXH- pGHILQLGRSRU
- = l sec -
H
O
Ω = ∫¤ (l sec − - ) sec ¾
Êé
SDUD
2)Ï
h> -
3
'DV(TXDo}HVHWHPVHTXH
1 1 1 1 1 1 + senå 1 + senY Y 1 + senå Y 1 + senY
Ω= − − + + log − log l − log + log
4» 1 − senå 1 − senY 1 + senå 1 + senY 1 − senå 1 − senY 2» 1 − senå 2» 1 − senY
SDUD
DÀ U DÀ U
- cos å < h <
-
Ω=
1
1
+
1
+ log
1 + senå
l −
Y
log
1 + senå
4» 1 − senå 1 + senå 1 − senå 2» 1 − senå
SDUD
2)Ï
h> -
3
186
QHVVHFDVRΩpOLQHDUHPUHODomRDh$VVLP»Ñ H- SRGHPVHUREWLGRVD
SDUWLUGDLQFOLQDomRHGRLQWHUFHSWRGDFXUYDGHΩ[hUHVSHFWLYDPHQWH
(VFRDPHQWRV5DGLDLV
3DUDXP)OXLGR1HZWRQLDQR
'D(TXDomRGDFRQWLQXLGDGHHPFRRUGHQDGDVFLOtQGULFDVVDEHQGRVH
TXH ' = 0H = 0HXPDYH]TXH
(? 6 ) = 0
?
HQWmR
'D)LJXUDHGDVFRQGLo}HVGHFRQWRUQRTXHLPS}HPTXH
0, = E∀", ? − l. l. 1
6 =
0, = −E∀", ? − l. l. 2
GHSUHHQGHVHTXHRSHUILOGHYHORFLGDGHVHUiVLPpWULFRHPUHODomRDRHL[R
HTXHQmRVRIUHUiPRGLILFDo}HVFRPRkQJXOR"$VVLP
? 6 = m ()
ئ
Ñ
B ئ
W 6 X=− +»í W (? 6 ) + Xî
6
6
6 6
6
B
KWWSZZZV\YXPFRPFJLRQOLQHVHUYHFJLHQJIOXLGIOXLGKWPODFHVVDGRHP
187
m
&RPR = (?) H GH DFRUGR FRP D (TXDomR 6 = Û? D
(TXDomRUHGX]VHSDUD
5B .Ñ Ê .B5
−
6U
=− +
.6 6 . B
$ (TXDomR QmR WHP VROXomR D PHQRV TXH R WHUPR GR ODGR
HVTXHUGR VHMD GHVFRQVLGHUDGR DGPLWLQGRVH TXH KDMD HVFRDPHQWR GH
IOXrQFLDFUHHSLQJIORZRXVHMDTXH 6 ≠ 6 (?)$VVLPWHPVHTXH
.Ñ .B5
? =»
.6 . B
SDUDTXHRODGRHVTXHUGRGHVHMDIXQomRDSHQDVGH?HRODGRGLUHLWR
DSHQDV GH p QHFHVViULR TXH DPERV VHMDP LJXDLV D XPD FRQVWDQWH
l TXDOTXHURXVHMD
.Ñ
?
.6
= l
.B5
» = l
. B
,QWHJUDQGRVHSDUD? ≤ ? ≤ ? FKHJDVHD
ÑB ÑJ
l = 6
yú BÛ6J û
6XEVWLWXLQGRVHHPWHPVHTXH
.B5
( − ) + » ln ?Û? B = 0
.
,QWHJUDQGRVHGXDVYH]HVHPUHODomRDUHVXOWDHP
Ƅ
m= 6 + l + l
Ê6 yú BÛ6J û
188
'HWHPVHTXH
Ƅ j
6 = 6 + l + U
Ê6 yú BÛ6J û 6 6
'H
l = 0
H
−∆
l = E
?
2»? ln Û?
GHIRUPDTXH
−∆
6 = E 1 − W X
? E
2»? ln Û?
&RPRSRUGHILQLomR
«
Ð = ∫« 6 2)?¾ D
HQWmR
3DUD XP )OXLGR GD 3RWrQFLD IRL SRVWXODGR SRU 1D +DQVHQ
TXHDHTXDomRGRPRYLPHQWRVHULD
.Ñ
ئ H
+ W− X = 0
.6
RXHPWHUPRVGHm
189
.Ñ
5 H
+ W− X = 0
.6 6G
5HVROYHQGRDHTXDomRGLIHUHQFLDOSUHVHQWHHPSDUD−E ≤ ≤
EREWpPVH
Û G
H G (H)(Ñ Ñ ) H GPJ
J
6 = Hr E GPJ ú6 JIG6 B
JIG û 1 − W X
«
B J
6XEVWLWXLQGRVHHPDWHPVH
Û
CDH (H)(Ñ Ñ ) H
J
Ð = Hr ú6 JIG6 B
JIG û E
Hr
B J
3DUDHVVHIOXLGRDH[SUHVVmRSDUDRWHQVRUGHWHQVmRp
.Ø
² = - − »Ñ
.²
UHVXOWDQGRQDVVHJXLQWHVH[SUHVV}HV
D RHVFRDPHQWRRXIOX[RWDPSmRVHUiHP
'DL* %LUG5%-RI1RQ1HZW)OXLG0HFK
190
\
- = ± (∆Ñ?⁄)
E QDUHJLmRH[WHUQDjGRIOX[RWDPSmRRSHUILOGHYHORFLGDGHVHUiGDGR
SRU
∆Ñ«B ² \? « ²
= Ê 1 − W X − í1 − W ? Xî
é « Êé «
FHQDUHJLmRGHIOX[RWDPSmR
∆Ñ«B ² \? « ²
= 1 − W ? X − í1 − W ? Xî
Êé « Êé «
GDYD]mRYROXPpWULFDVHY« ≥ - VHU
Z«B \? \?
Ð= Y« 1 − W\ X+ W X
Êé F[ \F[
HPTXH
(ÑJ ÑB )«
Y« =
FRPEHÐSHUPDQHFHQGRRVPHVPRVDYD]mRYROXPpWULFDVHUiGDGDSRU
Ð=
2(2)?)E2
Y −
E ¾ 3 ¾ −1 1 ¾ −3
1 − − + −
3» Y ¾? 2 ¾? 2 ¾?
DTXDOQmRSHUPLWHXPDVROXomRH[DWDHVLPXPDVROXomRQXPpULFDDSDUWLU
GD LQWURGXomR GH YiULDV YDULiYHLV DGLPHQVLRQDLV FXMR WUDWDPHQWR
PDWHPiWLFRIRJHDRVREMHWLYRVGHVWHOLYUR
191
7DEHOD&RQVWDQWHV$P%QDHE
Am Bn
-1 1
0 3/2 0 1
1 0 1 1
2 -1/2 2 2/3
3 3/2 3 5/18
4 -27/8 4 1/27
5 25/4 5 -7/216
6
a
-285/32
5,548637
6
b
-4/243
0,0096338
7DEHOD9DORUHVSDUDFDOFXODU∆DSDUWLUGHÐ
[E O
[E O
0,001 6,9542 0,55 0,25214
0,002 6,2596 0,60 0,49147
0,003 5,8526 0,65 0,72000
0,004 5,5634 0,70 0,93927
0,005 5,3388 0,75 1,15050
0,006 5,1549 0,80 1,35470
0,007 4,9993 0,85 1,55280
0,008 4,8643 0,90 1,74530
0,009 4,7450 0,95 1,93300
0,010 4,6381 1,00 2,11610
0,020 3,9300 2,00 5,22880
0,030 3,5095 3,00 7,83840
0,040 3,2068 4,00 10,22300
0,050 2,9687 5,00 12,47400
0,060 2,7714 6,00 14,63700
0,070 2,6023 7,00 16,73500
,QWURGX]LQGRVHDVTXDQWLGDGHVDGLPHQVLRQDLV
å=
-
?
u=
E
3»Ñ Ð
=
4)E -
¾å
åB = −
¾u
192
D(TXDomRWRUQDVH
ñ
å B − W + & X å B + = 0
(VWD HTXDomR SRGH VHU UHVROYLGD SDUD WRUQDU å B XPD H[SDQVmR HP
u
VpULHHP = Û GHIRUPDTXH
u
7Y !7 + Ï
Û < å B = ∑7
7
u
Û > å B = ∑HHY¤ H ¼ H/ + V
HPTXH
Ï = !9 9
! = « ¼ «
H[SUHVV}HVSDUDDTXHGDGHSUHVVmRDGLPHQVLRQDOGHIRUPDTXH
M OÛ −1 OÛ −1
u 1 å(1⁄2) − å(u ⁄ ) 2u O 4 2 2 2 E 4 E−1 2 E−1
Û > : = 2 ln + ^ O _ − `+ −
2 (2/3)
O=0
ú Û2 − 1û 3
O≠2
3u E−1 3 3u
M
u 1 å(u ⁄ ) − å(1⁄2) !M 1 M +1 u M +1 !] 1 ]+1 u ]+1
Û < : = !−1 ln + ^ − + −
2 2u M+1 2
M =0
]+1 2
193
$OJXQVYDORUHVSDUD
å(u ⁄ ) − å(1⁄2)
ù∗ =
H
å(1⁄2) − å(u ⁄ )
ù∗∗ =
(2/3)
VmR PRVWUDGRV QD 7DEHOD 3DUD YDORUHV GLIHUHQWHV GRV DSUHVHQWDGRV
QDTXHODWDEHODGHYHVHFRQVXOWDUD'DL %LUG
194
&DStWXOR
9,6&2(/$67,&,'$'(
,QWURGXomR
$OJXQVPDWHULDLVVREUHWXGRRVSROLPpULFRVDSUHVHQWDPSURSULHGDGHV
PHFkQLFDV TXH HP GHWHUPLQDGRV DVSHFWRV VH DVVHPHOKDP D XP VyOLGR
HOiVWLFRTXHREHGHFHjOHLGH+RRNHSDUDDHODVWLFLGDGHHHPRXWURVjOHL
GH 1HZWRQ SDUD D YLVFRVLGDGH $ HVVH FRPSRUWDPHQWR GXDOtVWLFR GiVH R
QRPHGHYLVFRHODVWLFLGDGH
195
SDUWH GD GHIRUPDomR VRIULGD HP XP SURFHVVR FKDPDGR GH UHFXSHUDomR
HOiVWLFDUHWDUGDGDSRUpPSHUPDQHFHQGRXPDIUDomRGDGHIRUPDomRVRIULGD
PHVPRHPWHPSRVLQILQLWRVÜ *UDILFDPHQWHVHULDRTXHVHVHJXH
H(t)
Tensão/Deformação
H R
H 0 V = V0 H f
V = 0
Tempo
Deformação Tensão
)LJXUD(VWiJLRVGRFRPSRUWDPHQWRYLVFRHOiVWLFRHPIXQomRGH().
3DUD H[SOLFDU DV YiULDV QXDQoDV GD YLVFRHODVWLFLGDGH p IHLWR XVR GH
DQDORJLDV PHFkQLFDV FRPR XPD PROD SDUD H[SOLFDU R FRPSRUWDPHQWR
HOiVWLFR LQVWDQWkQHR DSyV DSOLFDomR GD FDUJD H D SRVWHULRU UHFXSHUDomR
TXDQGR GH VXD UHPRomR H XP DPRUWHFHGRU RX DPRUWHFHGRU SDUD
FDUDFWHUL]DU R FRPSRUWDPHQWR YLVFRVR RX VHMD D UHVSRVWD UHWDUGDGD GR
PDWHULDOjDSOLFDomRGDFDUJDDRFUHVFLPHQWRGDGHIRUPDomRFRPRWHPSR
HDLPSRVVLELOLGDGHGHUHOD[DomRWRWDOPHVPRHPWHPSRVLQILQLWRV
0RGHORGH0D[ZHOO
196
3DUDHOHPHQWRVHPVpULHDWHQVmRpDPHVPDHPFDGDXPGHOHVHD
GHIRUPDomRGRVHUiDVRPDGDVGHIRUPDo}HVLQGLYLGXDLVRXVHMD
= 7 = < (5.1)
= 7 + < (5.2)
HPTXHRVtQGLFHVMHòHVWmRUHODFLRQDGRVFRPDPRODHRDPRUWHFHGRU
UHVSHFWLYDPHQWHH
7 = # 7 (5.3)
H
¾<
< = Á (5.4)
¾
#
Á
)LJXUD0RGHORGH0D[ZHOO
3HODIRUPDFRPRDWHQVmRVHUHODFLRQDFRPPRODHDPRUWHFHGRUYr
VHVHULPSRVVtYHOUHDOL]DUDVRPDSUHYLVWDQD(T7RGDYLDVDEHVHTXH
197
¾ ¾7 ¾<
= + (5.5)
¾ ¾ ¾
7
7 = =
# #
DVVLP
¾7 1 ¾
= (5.6)
¾ # ¾
¾<
= (5.7)
¾ Á
¾ 1 ¾
= + (5.8)
¾ # ¾ Á
)OXrQFLD
6H R PRGHOR GH 0D[ZHOO IRU VXEPHWLGR HP = 0 D XPD WHQVmR
FRQVWDQWH = ¤ D(TVHUHGX]D
¾ ¤
= (5.9)
¾ Á
198
RXVHMDRSUHVHQWHPRGHORVHFRPSRUWDUiFRPRXPIOXLGRQHZWRQLDQRFXMD
IXQomR GH IOXrQFLD VHUi REWLGD SHOD LQWHJUDomR GH GHVGH 0 DWp
$VVLPXPDYH]TXHRPRGHORSHUPLWHXPDGHIRUPDomRLPHGLDWDSHODDomR
GDWHQVmRVREUHDPROD
¤
( ):Y¤ = ¤ =
#
GHIRUPDTXHDSDUWLUGDVHSDUDomRGDVYDULiYHLVGH
(:) :
¤
% ¾( ) = % ¾
ø ¤ Á
H
¤
( ) = ¤ + (5.10)
Á
( ) ¤
= + (5.11)
¤ ¤ Á
'HILQLQGRVHFRPSOLkQFLDFRPRVHQGRRLQYHUVRGRPyGXORSRGHVH
DSUHVHQWDUD(THPWHUPRVGDFRPSOLkQFLDGHIOXrQFLDRXVHMD
b( ) = b¤ + (5.12)
Á
HPTXH
¤ 1
b¤ = =
¤ #
199
HOiVWLFD LPHGLDWD j DSOLFDomR GD WHQVmR HP = 0 $ )LJXUD PRVWUD R
IRUPDWRGDGHSHQGrQFLDb( )
1/K1
J(t)
J0
)LJXUD&RPSOLkQFLDGHIOXrQFLDSDUDR0RGHORGH0D[ZHOO
1DV)LJXUDDHEpSRVVtYHOREVHUYDUDLQIOXrQFLDGDYDULDomRQR
YDORU GR PyGXOR HOiVWLFR LQLFLDO H GD YLVFRVLGDGH GR DPRUWHFHGRU
LPDJLQiULRQRIRUPDWRGDGHSHQGrQFLDb( )4XDQWRPDLRURPyGXORPHQRU
DFRPSOLkQFLDLQVWDQWkQHDb¤FRPRFUHVFLPHQWRGH-WVHQGRPDLVDJXGR
SDUDPyGXORVPDLVDOWRV)LJXUDD
)LJXUDD(IHLWRGRPyGXORHOiVWLFRVREUH-WGR0RGHORGH0D[ZHOO
200
1R FDVR GD YLVFRVLGDGH PDQWHQGRVH R PHVPR PyGXOR LQLFLDO DV
FXUYDV GH b( ) LQLFLDPVH HP XPD PHVPD FRPSOLkQFLD LQVWDQWkQHD b¤
WHQGR XP FUHVFLPHQWR PHQRV DJXGR TXDQWR PDLRU IRU R YDORU GD
YLVFRVLGDGH)LJXUDE
-W*SD
3DV
3DV
3DV
3DV
WV
)LJXUDD(IHLWRGDYLVFRVLGDGHVREUH-WGR0RGHORGH0D[ZHOO
5HOD[DomR
6H QR WHPSR = 0 IRU DSOLFDGD XPD GHIRUPDomR FRQVWDQWH ¤ DR
0RGHORGH0D[ZHOOD(TVHUHGX]D
1 ¾
+ = 0
# ¾ Á
TXHSRGHVHUWUDEDOKDGDJHUDQGR
()
¾( ) = − ¾
ù
201
¾( ) ¾
= ¾ ln ( ) = −
() ù
1
% ¾ ln ( ) = − % ¾ +
ù
ln ( ) = − Ûù +
= ln ¤
ORJR
( )
ln ( ) − ln ¤ = ln = − Ûù
¤
HQWmR
Á
FRPù = Û# VHQGRWHPSRGHUHOD[DomRGRPRGHOR
6H D (T IRU GLYLGLGD HP DPERV RV ODGRV SHOD GHIRUPDomR
FRQVWDQWH ¤ REWpPVH R PyGXOR GH UHOD[DomR GR 0RGHOR GH 0D[ZHOO
GDGRSRU
( )
# ( ) = = # ª :/ ù (5.14)
¤
202
(W*SD
V
V
V
V
WV
)LJXUD (IHLWR GR WHPSR GH UHOD[DomR QD GHSHQGrQFLD #() SDUD R PRGHOR GH
0D[ZHOO
&RPR PRVWUDGR QD )LJXUD TXDQWR PDLRU R WHPSR GH UHOD[DomR
PDLV OHQWD VHUi D TXHGD GR PyGXOR GH UHOD[DomR FRP R WHPSR 3DUD XPD
PHVPD YLVFRVLGDGH XP WHPSR PDLRU GH UHOD[DomR VLJQLILFD XP PyGXOR
PHQRURXVHMDPyGXORVPHQRUHVLPSOLFDPHPPHQRUTXHGDFRPRWHPSR
&DUUHJDPHQWR+DUP{QLFR
(P WHUPRV GH kQJXOR GH IDVH HP XP PDWHULDO LGHDOPHQWH HOiVWLFR
203
KRRNHDQRWHQVmRHGHIRUPDomRHVWmRHPIDVHRXVHMDRkQJXORGHIDVH
pQXOR = 0)FDUDFWHUL]DQGRTXHWRGRRHVIRUoRpDUPD]HQDGR HWRGD
GHIRUPDomRVHUiUHFXSHUDGD3RURXWURODGRXPIOXLGRLGHDOPHQWHYLVFRVR
QHZWRQLDQR LUi DSUHVHQWDU WHQVmR H GHIRUPDomR GHIDVDGDV HP
FDUDFWHUL]DQGR XP SURFHVVR LUUHYHUVtYHO 8P PDWHULDO YLVFRHOiVWLFR
LUiDSUHVHQWDUXPkQJXORGHIDVH0° < < 90°
2VHVIRUoRVKDUP{QLFRVJHUDOPHQWHVmRDSUHVHQWDGRVGHVWDIRUPD
f = ]ª «
TXHSHODLGHQWLGDGHGH(XOHUDVVXPHDIRUPDSRODU
f = ](cos E + sen E )
TXHSDVVDSDUDDIRUPDUHWDQJXODURXFDUWHVLDQD
f = + ¼
FRP
|f| = ]
= ] cos E
¼ = ] sen E
$VVLP VH XP HOHPHQWR RX PRGHOR GH 0D[ZHOO IRU VXEPHWLGR HP
= 0DXPHVIRUoRGRWLSR
( ) = ¤ ª M:
204
¾( ) 1 ¤ ª M:
= L¤ ª M: +
¾ # Á
1 ¤ ª M:
% ¾( ) = % L¤ ª M: ¾ + % ¾
# Á
¤ ª M: ¤ ª M:
( ) = + (5.15)
# LÁ
'HILQLQGRVHXPDFRPSOLkQFLDFRPSOH[D
( )
b∗ (L ) =
( )
WHPVHTXH
1 1
b∗ (L ) = + (5.16)
# LÁ
1 1
b∗ (L ) = − (5.17)
# LÁ
VHQGRSURSRVWRXPPRGHORGRWLSR
b∗ (L ) = bB − b" (5.18)
GHILQHVHbB = o FRPRVHQGRDFRPSOLkQFLDGHDUPD]HQDPHQWRHb" = MÓ
J J
DFRPSOLkQFLDGHSHUGDSDUDRPRGHORGH0D[ZHOO
(:) \(:)
(PERUD b = 1Û# b( ) ≠ o(:) Mi TXH b( ) = \ø
e # ( ) = ø
.
205
7RGDYLD
1
b∗ (L ) =
# ∗ (L )
1 1 bB + b"
# ∗ (L ) = = =
bB − b" bB − b" bB + b"
bB b"
= B
+ =
b + b" bB + b"
1 1
# LÁ
= +
1 1 1 1
W X +W X W X +W X
# LÁ # LÁ
UHRUJDQL]DQGR
L ù Lù
# ∗ (L ) = # + # (5.19])
L ù +1 L ù +1
SURSRQGRVH
# ∗ (L ) = # B + #"
WHPVHTXH
L ù
# B = #
L ù +1
H
206
Lù
#" = #
L ù + 1
0yGXORV
(
(
Z
)LJXUD0yGXORVFRPSOH[RGHDUPD]HQDJHPHSHUGDHPIXQomRGDIUHTXrQFLDSDUD
RPRGHORGH0D[ZHOO
kQJXORGHIDVHRXGHSHUGDpGDGRSRU
i" o"
arctg( ) = = oj E
ij
SDUDRPRGHORGH0D[ZHOO
1
LÁ #
tg( ) = =
1 LÁ
#
LQWURGX]LQGRVHDGHILQLomRGRWHPSRGHUHOD[DomR
1
tg( ) = (5.20)
Lù
207
&RPRSHOD(TEtg( ) = #"Û WHPVHTXH
#′
Lù
# W X
tg( ) = L ù +1 = 1
L ù Lù
#
L ù +1
ÆQJXORGH3HUGDJUDXV
( ( ( ( (
WV
)LJXUD9DULDomRGRkQJXORGHIDVHFRPRWHPSRSDUDRPRGHORGH0D[ZHOO
0RGHORGH9RLJW
3DUDPRGHORVHPSDUDOHORDWHQVmRWRWDOVHUiDVRPDGDVLQGLYLGXDLV
208
HDGHIRUPDomRVHUiLJXDOHPWRGRVRVHOHPHQWRV'HVVDIRUPDVmRYiOLGDV
DVVHJXLQWHVUHODo}HV
= 7 + < (5.21)
= 7 = < (5.22)
# Á
)LJXUD0RGHORGH9RLJW
¾< ()
() = # 7 () + Á
¾
¾ ( )
( ) = # ( ) + Á (5.23)
¾
)OXrQFLD
6HDRPRGHORGH9RLJWIRUDSOLFDGDXPDWHQVmRFRQVWDQWHHP = 0
D(TDVVXPHDVHJXLQWHIRUPD
¾() () ¤
+ = (5.24)
¾ ù Á
209
Á
FRP ù = Û# DJRUD VHQGR R WHPSR GH UHWDUGDPHQWR RX UHWDUGDomR RX
VHMD R WHPSR TXH R PRGHOR OHYD SDUD DSUHVHQWDU XPD GHIRUPDomR DSyV D
LPSRVLomRGDWHQVmR
¾¼
+ ò()¼ = m () (5.25)
¾
FXMDVROXomRpDVHJXLQWH
m m
¼ = ¼¤ − ª <(²ø ²) + (5.27)
ò ò
¤ :⁄ü ¤ ¤
( ) = − ª + = ú1 − ª :⁄ü û (5.28)
# # #
( )Û
FRP b( ) = ¤ SRGHQGR VHU GHILQLGD FRPR XPD IXQomR GH IOXrQFLD
210
SDUDRPRGHORFRPFRPSOLkQFLDb¤ = 1Û#
&RPRPRVWUDGRQD)LJXUDTXDQWRPHQRURWHPSRGHUHWDUGDomR
PDLV UDSLGDPHQWH b() FRQYHUJH SDUD D FRPSOLkQFLD GH HTXLOtEULR b¤ =
1Û LVWRpTXDQWRPDLRURPyGXORGRPRGHORPDLVFHGRHOHDSUHVHQWDR
#
FRPSRUWDPHQWRWtSLFRGHVyOLGR$UHVLVWrQFLDTXHRDPRUWHFHGRURIHUHFHj
GHIRUPDomR LQLFLDO p FDUDFWHUL]DGD SRU XPD FRPSOLkQFLD TXDVH QXOD HP
WHPSRV FXUWRV RX VHMD R PDWHULDO QmR VH GHIRUPD LQVWDQWDQHDPHQWH H Vy
PXLWROHQWDPHQWHLUiSHUPLWLQGRXPDGHIRUPDomRTXHFUHVFHFRPRWHPSR
-W-R
V
V
V
V
)LJXUD)XQomRGHIOXrQFLDSDUDRPRGHORGH9RLJWb = b():YÜ )
5HOD[DomR
6H HP = 0 IRU LPSRVWD XPD GHIRUPDomR (0) = ¤ TXH VHUi
PDQWLGDFRQVWDQWHDRORQJRGRWHPSRUHVXOWDHP
( ) = # ¤ (5.30)
211
RX VHMD R PRGHOR GH 9RLJW VH WRUQD XP VyOLGR HOiVWLFR LGHDO QR TXDO D
WHQVmRSHUPDQHFHUiFRQVWDQWHGXUDQWHDDSOLFDomRGDGHIRUPDomR/RJRR
PyGXOR GH UHODomR GDGR SRU VHUi WDPEpP FRQVWDQWH H LJXDO DR
PyGXORGDPROD
()
# ( ) = = # (5.31)
¤
&DUUHJDPHQWR+DUP{QLFR
( ) = ¤ ª M: (5.32)
UHVXOWDQGRHPXPDWD[DGHGHIRUPDomR
¾
( ) = L¤ ª M: (5.33)
¾
( )
'HILQLQGRVHXPPyGXORFRPSOH[R# ∗ (L ) = þ ( )HQWmR
# ∗ (L ) = # + LÁ (5.35)
3URSRQGRVHXPDUHODomRGRWLSR
# ∗ (L ) = # B + #"
212
tg( ) = ùL (5.36)
(
(
)LJXUD9DULDomRGRVPyGXORVGRHOHPHQWRGH9RLJWFRPDIUHTXrQFLD
213
ÆQJXORGH3HUGDJUDXV
W
)LJXUD(YROXomRGRkQJXORGHSHUGDFRPRWHPSRSDUDRHOHPHQWRGH9RLJW
6yOLGR/LQHDU3DGUmR
2VPRGHORVTXHVHJXHPRSDGUmRFKDPDGRGH6yOLGR/LQHDU3DGUmR
6/6 HP LQJOrV WDPEpP FKDPDGRV GH PRGHORV GH =HQHU VmR REWLGRV
SHODDVVRFLDomRHPVpULHHQWUHXPDPRODHXPHOHPHQWRGH9RLJWRXSHOD
DVVRFLDomRHPSDUDOHORHQWUHXPDPRODHXPHOHPHQWRGH0D[ZHOOFRPR
PRVWUDGRVQD)LJXUD
3RGHVH HQWmR SDUWLU GH TXDOTXHU GRV PRGHORV SDUD VH REWHU D
HTXDomR FRQVWLWXWLYD GR 6/6 8WLOL]DQGRVH R PRGHOR GD DVVRFLDomR HP
VpULHWHPVHTXHGHDFRUGRFRPDV(TVH
H
=HQHU&(ODVWLFLW\DQG$QHODVWLFLW\RI0HWDOV&KLFDJR8QLYHUVLW\RI&KLFDJR3UHVV
214
# #
#
Á Á
#
)LJXUD0RGHORVGH=HQHU6/6
HP TXH RV tQGLFHV M1 H ª VH UHIHUHP j PROD H DR HOHPHQWR GH 9RLJW
UHVSHFWLYDPHQWH&RPR
¾
4Ø = # 7 + Á (5.40)
¾ 7
¾
# 7 = # 7 + Á (5.41)
¾ 7
.
FRṖ = .: 'HHWHPVHTXH
215
̇
̇7 = (5.43)
#
# 7
4Ø = − (5.44)
Á Á
4Ø = − (5.45)
#
̇ #
̇ = + − −
# Á Á #
# ̇ #
̇ + = + + =
Á # Á Á #
̇ #
= + 1 +
# Á #
# ̇ # + #
̇ + = + (5.46)
Á # Á #
)OXrQFLD
6HHVVHVyOLGRHP = 0IRUVXEPHWLGRDXPDWHQVmRFRQVWDQWH¤
D(TVHUiUHGX]LGDSDUD
216
¾ # ¤ # + #
( ) + ( ) =
¾ Á Á #
'HDFRUGRFRP
¤ # + # ¤ # + #
W X o W X
Á # : ÓB Á #
( ) = S¤ − Tª + =
# #
Á Á
# + # :Û # + #
= ¤ − ¤ ª ün + ¤
# # # #
¤ :Û ¤
( ) = ¤ − ª ün + (5.47)
#À #À
H(t) ¤
#À
¤
#
t
)LJXUD&RPSRUWDPHQWRVREIOXrQFLDGR6/6=HQHU
FRP ¤ VHQGR D GHIRUPDomR LQVWDQWkQHD GR PRGHOR GHYLGR j DSOLFDomR GH
¤ RX VHMD FRPR HP = 0 DSHQDV D PROD p GHIRUPDGD Mi TXH R
DPRUWHFHGRU GR HOHPHQWR GH 9RLJ UHWDUGD D GHIRUPDomR GD PROD
¤ = ¤Û# R TXH SRGH VHU YLVWR GR ODGR HVTXHUGR GD )LJXUD ù =
217
Á
Û# pRWHPSRGHUHWDUGDomRGRHOHPHQWRGH9RLJWSUHVHQWHGRPRGHORGH
=HQHU WDPEpP FKDPDGR GH WHPSR GH UHOD[DomR VRE WHQVmR FRQVWDQWH H
oB oJ
#À RPyGXORUHVXOWDQWHGDGRSRU#À = (VWDVROXomRHVWiGHDFRUGR
oJ roB
1D )LJXUD SRGHVH REVHUYDU TXH TXDQWR PHQRU R WHPSR GH
UHWDUGDomR PDLV UDSLGDPHQWH D GHIRUPDomR FRQYHUJH SDUD R YDORU GH
HTXLOtEULR Ü = ¤Û# PRVWUDGD QR ODGR GLUHLWR GD )LJXUD 4XDQWR
À
PRVWUDGDVQDV)LJXUD
5HOD[DomR
1 ¾ ( ) # + # #
( ) + = ¤
# ¾ Á # Á
¾ ( ) # #
( ) + (# + # ) =
¾ Á Á ¤
1L[:'
KWWSMUJUHHUFDOWHFKHGXFRQWHQWWHDFKLQJ06)LOHV/HFWXUHVB$QHODVWLFLW\SGIFDSWXUDGR
HP
218
FXMDVROXomRp
# # # #
Á ¤ o ro
W J Ó B X: Á ¤
( ) = S¤ − Tª + =
(# + # ) (# + # )
Á Á
# # # #
= ¤ − ª :/ü9 +
# + # ¤ # + # ¤
Ó
FRP ùÀ = VHQGR R WHPSR GH UHOD[DomR GR PRGHOR 9HU FXUYD WtSLFD
oJ roB
O
O
H(t) O
O
)LJXUD,QIOXrQFLDGRWHPSRGHUHOD[DomRQDIOXrQFLDGR6/6=HQHU
219
E1=5E2
E1=2E2
H(t) E1=E2
E1=0,5E2
E1=0,2E2
E1=0
t
)LJXUD,QIOXrQFLDGDUHODomRHQWUHRVPyGXORVQDIOXrQFLDGR6/6=HQHU
V(t)
¤ = # ¤
#À ¤
)LJXUD&RPSRUWDPHQWRVREUHOD[DomRGRPRGHORGH=HQHU
&DUUHJDPHQWR+DUP{QLFR
220
6HHP = 0IRUDSOLFDGDXPDGHIRUPDomRKDUP{QLFD
( ) = ¤ ª M: (5.49)
¾
( ) = L¤ ª M: (5.50)
¾
1 ¾ # + # ¤ ª M:
( ) + = L¤ ª M: +
# ¾ Á # ù
¾ ( ) Lù + 1
( ) + = # ¤ ª M:
¾ ùÀ ù
Lù + 1
( )ª :⁄ü9 = % # ¤ ª M: . ª :⁄ü9 ¾ +
ù
Lù + 1
W X
ù IJ
( )ª :⁄ü9 = # ª úMrü9 û: +
LùÀ + 1 ¤
W X
ùÀ
Lù + 1
( ) = # ª M: + ª :⁄ü9 (5.51)
LùÀ + 1 À ¤
VH(0) = ¤
Lù + 1
= ¤ − #
LùÀ + 1 À ¤
221
Lù + 1
( ) = # ª M: + ¤ ª :⁄ü9
LùÀ + 1 À ¤
Lù + 1
− # ª :⁄ü9 (5.52)
LùÀ + 1 À ¤
Lù + 1 Lù + 1
( ) − ¤ ª :⁄ü9 = # ( ) − # ª :⁄ü9
LùÀ + 1 À LùÀ + 1 À ¤
RXVHMD
Lù + 1
( ) − ¤ ª :⁄ü9 = # ú() − ¤ ª :⁄ü9 û
LùÀ + 1 À
( ) − ¤ ª :⁄ü9
= # ∗ (L)
( ) − ¤ ª :⁄ü9
HQWmR
Lù + 1
# ∗ (L ) = # (5.53)
LùÀ + 1 À
1 + L ù ùÀ ù − ùÀ
# ∗ (L ) = #À + L (5.54)
1 + L ùÀ 1 + L ùÀ
&DVXOD* &DQFLRQH-0*HQHUDOL]HG0HFKDQLFDO0RGHO$QDORJLFRI/LQHDU9LVFRHODVWLF
%HKDYLRXU%XOOHWLQRGL*HRILVLFD7HRULFDHG$SSOLFDWD9RO;;;,91
222
3URSRQGRVH
# ∗ (L ) = # B + #"
1 + L ù ùÀ
#B = # (5.55)
1 + L ùÀ À
L(ù − ùÀ )
#" = # (5.56)
1 + L ùÀ À
H
L(ù − ùÀ )
tg( ) = (5.57)
1 + L ù ùÀ
E"
Z
)LJXUD9DULiYHLVFRPSOH[DVGRPRGHORGH=HQHU
&RPR PRVWUDGR QD )LJXUD R PRGHOR GH =HQHU UHSUHVHQWD GH
IDWR XP VyOLGR VRE HVIRUoR KDUP{QLFR YLVWR TXH R PyGXOR FRPSOH[R
FRLQFLGH FRP R PyGXOR GH DUPD]HQDJHP H R YDORU GD WDQJHQWH GH SHUGD
HVWiVREUHWXGRQDVIUHTXrQFLDVLQLFLDLVHILQDLVVHPSUHFRPYDORUHVQXORV
1R ODUJR HVSHFWUR GH IUHTXrQFLDV REVHUYDGR R PRGHOR GH =HQHU QmR
DSUHVHQWD D TXHGD FDUDFWHUtVWLFD WtSLFD GD IXVmR KDYHQGR OLJHLUD TXHGD QD
223
WUDQVLomRYtWUHD(VVDpDUD]mRSDUDQmRKDYHURHQFRQWURHQWUHDVFXUYDVGH
# B ª #"HPIXQomRGDIUHTXrQFLD
(
)LJXUD (IHLWR GD UHODomR HQWUH RV PyGXORV # H # QD GHSHQGrQFLD #∗ (L) GR
PRGHOR=HQHU
&RPR YLVWR QD )LJXUD # ∗ (L) VRIUH LQIOXrQFLD GD UHODomR HQWUH
RV PyGXORV DIHWDGR # H QmR DIHWDGR # SHOD DomR GR DPRUWHFHGRU GH
YLVFRVLGDGH Á 4XDQWR PDLRU R YDORU GR PyGXOR # PHQRU R WHPSR GH
Á
UHWDUGDomR ù = Û# H SRUWDQWR PDLRU R FDUiWHU HOiVWLFR GR PRGHOR
FRPR XP WRGR ,VVR SRGH VHU YLVWR SHOD FUHVFHQWH GLPLQXLomR DWp D
HOLPLQDomR GD WUDQVLomR GH FRPSRUWDPHQWR REVHUYDQGRVH TXH SDUD
#
Û# > 1 D WHQGrQFLD p # ∗ VH WRUQDU LQGHSHQGHQWH GD IUHTXrQFLD FRP R
PDWHULDODSUHVHQWDQGRXPFRPSRUWDPHQWRPDLVXQLIRUPH
3DUD ILQV GH SURYD FRQVLGHUHVH R PRGHOR HP SDUHOHOR HQWUH XP
HOHPHQWR GH 0D[ZHOO ª7 H XPD PROD M2 R TXDO VHUi FKDPDGR GH
PRGHORGH=HQHU3DUDHOHPHQWRVHPSDUDOHOR
224
= 4L + 7 (5.58)
H
,QGLYLGXDOL]DQGRVH
H
3DUDRHOHPHQWRGH0D[ZHOOYLGH(T
¾ ¾ 1
# ( ) = 4L + 4L (5.62)
¾ ¾ ù
Á
FRPù = Û# VHQGRRWHPSRGHUHOD[DomRGRPRGHOR=HQHU
3DUDDPRODSHODOHLGH+RRNH
7 = # ( ) (5.63)
RX
¾ ¾
7 = # ( ) (5.64)
¾ ¾
'H
¾ ¾ ¾
( ) = 4L + 7 (5.65)
¾ ¾ ¾
225
¾ ¾ 1 ¾
(# + # ) ( ) = 4L + 4L + 7 (5.66)
¾ ¾ ù ¾
RXVHJXQGRD(T
¾ ¾ 1
(# + # ) ( ) = ( ) + 4L (5.67)
¾ ¾ ù
'LYLGLQGRVHDPERVRVWHUPRVGD(TSRUùWHPVHTXH
7 # ( )
= (5.68)
ù ù
\LB oB (:)
6RPDQGRVH DR ODGR GLUHLWR H DR ODGR HVTXHUGR GD (T
ü ü
WHPVHTXH
¾ # ( ) ¾ 1 7
(# + # ) ( ) + = ( ) + 4L +
¾ ù ¾ ù ù
¾ # ( ) ¾ 1
(# + # ) ( ) + = ( ) + (5.69)
¾ ù ¾ ù
$ (T p D HTXDomR FRQVWLWXWLYD GR PRGHOR GH =HQHU TXH p
HVVHQFLDOPHQWH D PHVPD TXH D (T ID]HQGRVH D VXEVWLWXLomR GH ù
Á
SRU Û# HRVGHYLGRVDUUDQMRV
0RGHORGH2OGUR\G-HIIUH\VRXDQWL=HQHU
0DLQDUG) 6SDGD*&UHHS5HOD[DWLRQDQG9LVFRVLW\3URSHUWLHVIRU%DVLF)UDFWLRQDO
0RGHOVLQ5KHRORJ\7KH(XURSHDQ3K\VLFDO-RXUQDO6SHFLDO7RSLFV9RO
226
XP HOHPHQWR GH 9RLJW RX SHOD DVVRFLDomR HP SDUDOHOR HQWUH XP
DPRUWHFHGRU H XP HOHPHQWR GH 0D[ZHOO FRPR PRVWUDGR QD )LJXUD
$TXL R PRGHOR VHUi FKDPDGR GH DQWL=HQHU SRLV HQTXDQWR R PRGHOR GH
=HQHU UHSUHVHQWD XP VyOLGR OLQHDU SDGUmR 6/6 R PRGHOR WDPEpP
FKDPDGRGHPRGHORGH2OGUR\GRXGH-HIIUH\VUHSUHVHQWDXPIOXLGROLQHDU
SDGUmR6/)
3DUWLQGRVH GD DVVRFLDomR HP VpULH GR DPRUWHFHGRU H HOHPHQWR GH 9RLJW
PRGHORDWHPVHTXH
= < + Ø (5.70)
H
= < = Ø (5.71)
Á
#
Á
# Á Á
DE
)LJXUD5HSUHVHQWDomRGRPRGHORGH2OGUR\GRXDQWL=HQHU
227
'H
Ø = − <
̇Ø = ̇ − ̇< o (5.72)
̈Ø = ̈ − ̈<
3DUDRHOHPHQWRGH9RLJWVHJXQGRD(T
¾Ø ( )
( ) = # Ø ( ) + Á
¾
TXHGLIHUHQFLDGDHPUHODomRDRWHPSRVHUi
3HOD/HLGH1HZWRQ
̇< = (5.75)
Á
ORJR
̇
̈< = (5.76)
Á
̇
̇ = # ̇ − + Á ̈ −
Á Á
RX
228
Á #
1 + ̇ + = Á ̈ + # ̇ (5.77)
Á Á
)OXrQFLD
o
B:
( ) = + 1 − ª ÓB (5.78)
Á #
6HHP = 0( ) = ¤
¤ ¤ o
B:
( ) = + 1 − ª ÓB
Á #
(:)
VHQGRDIXQomRGHIOXrQFLDb( ) = \ø
HQWmR
1 o
B:
b ( ) = + 1 − ª ÓB (5.79)
Á #
1
" " =
Á KD
J(t)
KE
KF
KDKEKF
)LJXUD)XQomRGH)OXrQFLDGRPRGHORDQWL=HQHU
229
&RPR YLVWR QD ILJXUD D YLVFRVLGDGH GR DPRUWHFHGRU HP VpULH
FRP R PRGHOR GH 9RLJW WHP LQIOXrQFLD GHFLVLYD QD IRUPD FRPR D
GHIRUPDomRDYDQoDFRPRWHPSR4XDQWRPDLRUHVVDYLVFRVLGDGHPHQRUYDL
VHURFUHVFLPHQWRHDGHIRUPDomRILQDOGRFRUSRVREWHQVmRFRQVWDQWH
5HOD[DomR
¾ ¾ ¾
1 + ] ( ) = E + ( ) (5.80)
¾ ¾ ¾
FRP
D ( )VHQGRDIXQomRGHOWDGH'LUDF
E ù\ = ]
«
F # = 9B
J
«J «B
G #r = −
9J 9JB
230
Á + Á Á Á
] = ; E = Á ; E =
# #
Á Á Á #
( ) = ¤ ( ) + ª oB :/(ÓJ rÓB ) (5.82)
Á + Á (Á + Á )
&DUUHJDPHQWR+DUP{QLFR
H
1
̇ + = ÁÀ ̈ + #¥ ̇ (5.85)
ù
ÓJ rÓB Ó Ó o Ó
FRPù = oB
ÁÀ = Ó JrÓB H#¥ = Ó BrÓJ
J B J B
1
̇ + = L ÁÀ ¤ ª M: + L#¥ ¤ ª M: =
ù
FXMDVROXomRREWpPVHSRU
231
= ! % ª F: ¾ +
MüJ r
FRP! = ( L ÁÀ + L#¥ )¤H = 6H(0) = ¤
ü J
!
= ¤ −
H
! M: ! :
( ) = ª + ¤ ª :/üJ − ª üJ =
:
( L ÁÀ + L#¥ )¤ ª M: ( L ÁÀ + L#¥ )¤ ª üJ
:
= − + ¤ ª üJ =
( L ÁÀ + L#¥ )
:
:
= () − ¤ ª üJ + ¤ ª üJ
$VVLP
:
( ) − ¤ ª üJ ( L ÁÀ + L#¥ )
: = = # ∗ (L ) (5.86)
( ) − ¤ ª üJ
3URSRQGRVH# ∗ (L ) = # B + #"WHPVHTXH
232
#¥ − LÁÀ 1 − Lù
# B = Lù ¥
= Lù # (5.88)
1 + L ù 1 + L ù
H
#¥ + L ÁÀ ù 1 + L ù ù
#" = Lù = Lù
¥
# (5.89)
1 + L ù 1 + L ù
'HIRUPDTXH
#" 1 + L ù ù
= = (5.90)
#′ 1 − Lù
Á
FRPù = Û#
0RGHORGH%XUJHUV
6HJXLQGRDWHQGrQFLDYHULILFDGDQRVPRGHORVGH=HQHURPRGHORGH
%XUJHUV YLVD D HOLPLQDU DOJXPDV LQFRQJUXrQFLDV DSUHVHQWDGDV SHORV
PRGHORV VLPSOHV GH 0D[ZHOO H GH 9RLJW 7RGDYLD ID]HQGR XVR GHVVHV
PHVPRV PRGHORV $VVLP R PRGHOR GH %XUJHUV DVVLP FRPR R GH =HQHU
DSUHVHQWDP YiULDV FRQILJXUDo}HV PDV WRGDV WHQGR D PHVPD HTXDomR
FRQVWLWXWLYD 2 PRGHOR WUDWDGR QHVVH WySLFR p XPD DVVRFLDomR HP VpULH
HQWUHXPPRGHORGH0D[ZHOOHXPGH9RLJWRXGRLVHOHPHQWRVGH0D[ZHOO
HP SDUDOHOR RX VHMD VmR PRGHORV GH =HQHU DRV TXDLV IRL DGLFLRQDGR XP
DPRUWHFHGRUFRPRPRVWUDGRQD)LJXUD
233
# #
# #
Á
# Á
Á Á
Á
# Á
DEF
)LJXUD)RUPDVGHUHSUHVHQWDomRGRPRGHORGH%XUJHUV
0DLQDUG) 6SDGD*&UHHS5HOD[DWLRQDQG9LVFRVLW\3URSHUWLHVIRU%DVLF)UDFWLRQDO
0RGHOVLQ5KHRORJ\7KH(XURSHDQ3K\VLFDO-RXUQDO6SHFLDO7RSLFV9RO
234
FDUDFWHUL]DU GHIRUPDomR LQVWDQWkQHD UHSUHVHQWDGD SHOD PROD GH PyGXOR
# GHIRUPDomR YLVFRHOiVWLFD FRPSRQHQWH HOiVWLFD SHOD PROD GH PyGXOR
# HPSDUDOHORFRPDFRPSRQHQWHYLVFRVDSHORDPRUWHFHGRUGHYLVFRVLGDGH
Á H GHIRUPDomR YLVFRVD SHOR DPRUWHFHGRU GH 0D[ZHOO GH YLVFRVLGDGH
Á 35
= 7 + Ø (5.91)
= 7 = Ø (5.92)
GH
Ø = − 7 (5.93)
¾
= # ( − 7 ) + Á ( − 7 ) (5.94)
¾
TXHGHULYDQGRVHHPUHODomRDRWHPSRUHVXOWDHP
¾ ¾ ¾ ¾
= # − 7 + Á ( − 7 ) (5.95)
¾ ¾ ¾ ¾
&KDNHVSDUL$*5DMDELSRXU$ 0REOL+$QLVRWURSLF5HOD[DWLRQDQGFUHHS3URSHUWLHV
RI$SSOH$GYDQFH-RXUQDORI)RRG6FLHQFHDQG7HFKQRORJ\
235
¾ 1 ¾
= + (5.96)
¾ 7 # ¾ Á
H
¾ 1 ¾ ¾
7 =
+ (5.97)
¾ # ¾ ¾ Á
¾ ¾ 1 ¾ ¾ 1 ¾ ¾
= # − + + Á − +
¾ ¾ # ¾ Á ¾ # ¾ ¾ Á
TXHVHSDUDQGRVHDVYDULiYHLVUHVXOWDHP
Á # Á #
̈ + 1 + + ̇ + = # ̇ + Á ̈ (5.98)
# # Á Á
. .B
HPTXHå̇ Hå̈ UHSUHVHQWDP.: åH.: B åUHVSHFWLYDPHQWH
)OXrQFLD
6NU]\SHN-M *DQF]DUVNL$:0HFKDQLFVRI$QLVRWURSLF0DWHULDOV(QJLQHHULQJ
0DWHULDOV&KDSWHU6SULQJHU,QW3XEOLVKLQJ6ZLW]HUODQG=XULFK
236
#
# ̇ + Á ̈ = (5.99)
Á ¤
¤ ¤ ¤ o
B:
( ) = + + 1 − ª ÓB (5.100)
# Á #
¤
7 =
#
¤ o
B:
Ø ( ) = 1 − ª ÓB
#
H
1LHOVHQ/)3RZHU/DZ&UHHSDV5HODWHGWR$GDSWHU%XUJHUV&UHHS5HSUHVHQWDWLRQVDQG
,QFUHPHQWDO$QDO\VLV%<*'785
=KLMXQ)-LDPLQJ= +RQJVXR<$&RQVWLWXWLYH0RGHOIRU0XGVWRQH6KHDU&UHHS
(-*(9RO
0DLQDUG) 6SDGD*&UHHS5HOD[DWLRQDQG9LVFRVLW\3URSHUWLHVIRU%DVLF)UDFWLRQDO
0RGHOVLQ5KHRORJ\7KH(XURSHDQ3K\VLFDO-RXUQDO6SHFLDO7RSLFV9RO
237
¤
< ( ) =
Á
5HOD[DomR
Á # Á #
̈ + 1 + + ̇ + = 0 (5.102)
# # Á Á
FXMD VROXomR QmR p GDV PDLV VLPSOHV 7RGDYLD VH VH SDUWH GR PRGHOR E
WHPVHTXH
4 .
= 7 + 7 (5.103)
HP TXH ª H ¾ VH UHIHUHP DRV HOHPHQWRV GH 0D[ZHOO GD HVTXHUGD H GD
GLUHLWDUHVSHFWLYDPHQWH
: :
( ) = ¤ # ª üJ + # ª üB (5.104)
Á Á
FRP ù = Û# H ù = Û# RV WHPSRV GH UHOD[DomR GRV GRLV HOHPHQWRV
GH0D[ZHOO
&DUUHJDPHQWR+DUP{QLFR
3DUD ILQV GH VLPSOLILFDomR SDUD R PRGHOR GH %XUJHUV VHUi IHLWD D
LPSRVLomR HP = 0 GH XPD WHQVmR ( ) = ¤ ª M: $VVLP ̇ = Ll H
̈ = L ¤ ª M: HD(TVHWUDQVIRUPDHP
238
Á # Á #
L + 1 + + L + ¤ ª M: = # ̇ + Á ̈ (5.105)
# # Á Á
\(:)
'HILQLQGRVH D FRPSOLkQFLD FRPSOH[D b∗ (L ) = GD VROXomR GD
(:)
1 1 1
b∗ (L ) = + + (5.106)
# LÁ # + LÁ
TXHH[SDQGLGDUHVXOWDHP
oB MÓB
b∗ (L ) = − +W X
oJ MÓJ oBB rMB ÓBB
1 #
= + −
# # + L Á
1 LÁ
− + (5.107)
LÁ # + L Á
1 #
bB = + (5.108)
# # + L Á
1 LÁ
b" = + (5.109)
LÁ # + L Á
H
# # + L Á + L Á Á
= (5.110)
LÁ # + L Á + # #
)HQJ+3HWWLQDUL0+RINR% VWDQJ+6WXG\RIWKHLQWHUQDOPHFKDQLFDOUHVSRQVHRI
DQDVSKDOWPL[WXUHE\'GLVFUHWHHOHPHQWPRGHOLQJ&RQVWUXFWLQJDQG%XLOGLQJ0DWHULDOV
239
0RGHORV*HQHUDOL]DGRV
0RGHORGH0D[ZHOO:LHFKHUW
3DUDRHOHPHQWRQ~PHURGHDFRUGRFRPD(T
¾ 1 ¾
= +
¾ # ¾ Á
DVVLPFRPRSDUDRHOHPHQWR
¾ 1 ¾
= + (5.111)
¾ # ¾ Á
H
( ) = ^ (5.112)
Y
8VDVHDTXLDQRPHQFODWXUDSURSRVWDSRU$NORQLV-- 0DF.QLJKW:-LQ,QWURGXFWLRQ
WR3RO\PHU9LVFRHODVWLFLW\QGHG-RKQ:LOH\DQG6RQV1HZ<RUN
1DYDUUR5))XQGDPHQWRVGH5HRORJLDGH3ROtPHURV('8&6&D[LDVGR6XO
240
# # #H
Á Á ÁH
)LJXUD0RGHORGH0D[ZHOO:LHFKHUW
.
8VDQGR = DV(TVHVHWUDQVIRUPDPHP
.:
= (5.113)
1
+
# Á
H
H
( ) = ^ (5.114)
1
Y +
# Á
H
1
t +
# Á
Y
241
RRSHUDGRUSRGHVHUUHPRYLGRGRGHQRPLQDGRUGHVVDHTXDomR$VVLP
WHPVHTXH
1 1
+ + … . . ( )
# Á # Á
1
= +
# Á #
1
+ … . . Sv wv w … . . T ( ) (5.115)
Á 1 1
+Á +Á
# #
2GHQRPLQDGRUFRPXPGDH[SUHVVmRHQWUHFROFKHWHVGRODGRGLUHLWR
GDH[SUHVVmRTXHPXOWLSOLFD ( )pLGrQWLFRjH[SUHVVmRHQWUHFROFKHWHVGR
ODGRHVTXHUGRHDPERVSRGHPVHUHOLPLQDGRV'HVVDIRUPD
1 1
+ + … . . ( )
# Á # Á
1 1
⎡ + + … … . +⎤
# Á # Á
=⎢ ⎥ ( ) (5.116)
⎢ + + 1 + 1 … … ⎥
⎣ # Á # Á ⎦
5HOD[DomR
)LQGOH\:1/DL6- 2QDUDQ.&UHHSDQG5HOD[DWLRQRI1RQOLQHDU9LVFRHODVWLF
0DWHULDOVZLWK,QWURGXFWLRQWR/LQHDU9LVFRHODVWLFLW\'RYHU3XEOLFDWLRQV,QF1HZ<RUN
.DUOVVRQ3'HWHUPLQDWLRQRI9LVFRHODVWLF3URSHUWLHVRI$GKHVLYHV7HVHGH0HVWUDGR
/LQ XV8QLYHUVLW\9D[MR6XqFLD
242
o
:
= ¤ # ª Ó (5.117)
$ (T p R UHVXOWDGR GD LQWHJUDomR GD (T SDUD XPD
GHIRUPDomRFRQVWDQWH¤ 'HDFRUGRFRP
H
o
Ó :
( ) = ¤ ^ # ª (5.118)
Y
( )
'HILQLQGRVHRPyGXORGHUHOD[DomR# ( ) = Û¤ HQWmR
# ( ) = ^ # ª :/ü (5.119)
Y
&DUUHJDPHQWR+DUP{QLFR
H
# L ù
#B = ^ (5.120)
1 + L ù
Y
H
"
# Lù
# =^ (5.121)
1 + L ù
Y
0RGHORGH.HOYLQ9RLJW
45
$NORQLV-- 0DF.QLJKW:-LQ,QWURGXFWLRQWR3RO\PHU9LVFRHODVWLFLW\HQGHG-RKQ
:LOH\DQG6RQV1HZ<RUN
243
Á
#
ÁH
#H
)LJXUD0RGHORGH.HOYLQ9RLJW
3DUDHOHPHQWRVHPSDUDOHOR
= = ⋯ H (5.122)
HDGHIRUPDomRVHUiDVRPDGDVGHIRUPDo}HVLQLFLDLV$VVLP
= ^ (5.123)
Y
¾ ()
( ) = # () + Á
¾
244
RXVHMDUHDUUDQMDGDFRPRXVRGRRSHUDGRUUHVXOWDHP
1
= (5.124)
Á + #
H
1
= ^ (5.125)
Á + #
Y
t(Á + # )
Y
)OXrQFLD
¤
() = ú1 − ª :⁄ü û (5.127)
#
)LQGOH\:1/DL6- 2QDUDQ.&UHHSDQG5HOD[DWLRQRI1RQOLQHDU9LVFRHODVWLF
0DWHULDOVZLWK,QWURGXFWLRQWR/LQHDU9LVFRHODVWLFLW\'RYHU3XEOLFDWLRQV,QF1HZ<RUN
245
TXHVXEVWLWXtGDQD(TUHVXOWDHP
H
¤
( ) = ^ ú1 − ª :⁄ü û (5.128)
#
Y
&DUUHJDPHQWR+DUP{QLFR
RXVHMD
( )
( ) = ¤ ª M: = (5.131)
# + Á L
H
( )
( ) = ^ (5.132)
# + Á L
Y
(:) Ó
8PDYH]TXHb∗ (L ) = Hù = H = 1Û# ,
\(:) o
246
H H
∗(
Lù
b L) = ^ −^ (5.133)
1 + L ù 1 + L ù
Y Y
0RGHORGH0D[ZHOO*HQHUDOL]DGR0RGLILFDGR
#H #
# #
#f
Á ÁH
)LJXUD0RGHORJHQHUDOL]DGRGH0D[ZHOOPRGLILFDGR0*00
8PD YH] TXH Mi IRL FDOFXODGD D WHQVmR SDUD R PRGHOR GH 0D[ZHOO
:LHFKHUW0:SDUDR0*00
Ü
( ) = 7 + ÄZ
HP TXH 7
Ü
p D WHQVmR QD PROD GH PyGXOR #Ü $VVLP FRP XVR GD (T
247
H
( ) = #Ü ( ) + ^ ( ) (5.134)
1
Y +
# Á
5HOD[DomR
6HJXQGR 5DIDO VH ¤ HP XPD PHVPD GHIRUPDomR ¤ SDUD
WRGRVRVHOHPHQWRVHPSDUDOHORHQWmR¤ = # ¤ HD(TPXGDSDUD
( )
(RPyGXORGHUHOD[DomR#() = Û¤ VHUi
# ( ) = #Ü + ^ # ª :/ü (5.138)
Y
5DIDO0,PSOHPHQWDWLRQRI*HQHUDOL]HG9LVFRHODVWLF0DWHULDO0RGHOLQ$EDTXV&RGH
/RJLVW\ND
248
LQWURGX]LQGRVHQD(TWHPVHTXH
H :
ü
# ( ) = #¤ − ^ # 1 − ª (5.139)
Y
6HJXQGR 0HQJ HW DO D (T p HVVHQFLDOPHQWH XPD
VpULHGH3URQ\FRP#Ü VHQGRRPyGXORGHORQJRWHUPRRXGHHTXLOtEULRH
# Hù R SDU GH 3URQ\ 6H #¥ IRU XP PyGXOR DGLPHQVLRQDO GHSHQGHQWH GR
WHPSRD(TSRGHVHUUHHVFULWDGDVHJXLQWHIRUPD
H :
#¥ ( ) = 1 − ^ #{ 1 − ª ü
(5.140)
Y
&DUUHJDPHQWR+DUP{QLFR
H H
∗
# ù L
# = #¤ |y^ z y1 − ^ # z
1 + L ù
Y Y
H
# ù L
+ #¤ y^ z} (5.141)
1 + L ù
Y
0HQJ<;LD<<RXQJ70&DL= :DQJ69LVFRHODVWLFLW\RI:RRG&HOOZLWK
'LIIHUHQW0RLVWXUH&RQWHQWDV0HDVXUHGE\1DQR,GHQWDWLRQ56&$GYDQFHVS
249
0RGHORGH.HOYLQ9RLJW0RGLILFDGR
&RQVLGHUHVH XPD DVVRFLDomR HP VpULH GH XP PRGHOR GH .HOYLQ
9RLJW0.9 HPVpULHFRPXPD PRODGHPyGXOR #¤ FRQIRUPHPRVWUDGR
QD )LJXUD REWpPVH XP PRGHOR TXH SHUPLWH DSHQDV IOXrQFLD SRUpP
FRPXPDGHIRUPDomRLQVWDQWkQHDSURPRYLGDSHODPRODGHPyGXOR#¤
#¤
Á
#
ÁH
#H
)LJXUD0RGHORGH.HOYLQ9RLJWPRGLILFDGR
)OXrQFLD
%HWWHQ-&UHHS0HFKDQLFVWK(GS6SULQJHU%HUOLQ
250
9RLJWHPVpULH3DUDRPRGHORGH=HQHUFRPPyGXORV#¤ # HYLVFRVLGDGH
Á 'HILQLQGRVH
Á
b¤ = 1Û# ; b = 1Û# ; l = Û#
¤
()
b( ) = = b¤ + b ^1 − ª :/üJ _ (5.142)
¤
0RGHORVFRP$PRUWHFHGRUHV9DULiYHLV
0RGHORGH+XHW6D\HJK
&RQIRUPHPRVWUDGRQD)LJXUDRPRGHORGH+XHW6D\HJKpXP
PRGHORGH+XHW PRGLILFDGRSDUDDWLQJLU ODUJR HVSHFWURGHIUHTXrQFLDV Hp
FDUDFWHUL]DGRSHODDVVRFLDomRHPSDUDOHORGHXPDPRODGHPyGXOR#¤ FRP
XP FRQMXQWR HP VpULH IRUPDGR SRU XPD PROD GH PyGXOR # = #Ü − #¤
#Ü VHQGRRPyGXORYtWUHR #¤ RPyGXORHVWiWLFRHGRLVDPRUWHFHGRUHV
GHYLVFRVLGDGHYDULiYHOFRPFRQVWDQWHVℎH×GHPRGRTXH0 < × < ℎ < 1
'RSRQWRGHYLVWDGRkQJXORGHIDVHXPDPRUWHFHGRUOLQHDUHVWiIRUDGH
IDVH )Û2) FRP XPD PROD OLQHDU 8P DPRUWHFHGRU YDULiYHO HVWi
=ELFLDN$ 5DIDO0&KDUDUDWHUL]DWLRQRIWKH&RPSOH[0RGXOLIRU$VSKDW$JJUHJDWH
0L[WXUHVDV9DULRXV7HPSHUDWXUHV3URFHGLD(QJLQHHULQJS
251
GHIDVDGRGDPRODOLQHDUSRUXPP~OWLSORGH] )Û2)
# = #Ü -#0
#¤
Á , ×
Á , ℎ
)LJXUD0RGHORGH+XHW6D\HJK
&DUUHJDPHQWR+DUP{QLFR
'H DFRUGR FRP 3URQN D RSHUDomR PDWHPiWLFD FRP
DPRUWHFHGRUHVYDULiYHLVVypGHILQLGDSDUDVLQDLVVHQRLGDLVFRPR
Á
ª M: = Á 9 Ω9 ^ª (M:) _ = ( L)9 ^ª (M:) _ (5.144)
3URQN$&5HYLYDORIWKH+XHW6D\HJK5HSRQVH0RGHO1RWHVRQ+XHW6D\HJK
5KHRORJLFDO0RGHO'::
252
VHU YLVWR FRPR XP HOHPHQWR UHROyJLFR SDUD VLQDLV VHQRLGDLV HQWUH XPD
PRODOLQHDU(] = 0)HXPDPRUWHFHGRUOLQHDU(] = 1).
Ü
1
( → ∞) = lim L % ¾ = 0 (5.145)
M→¤ Á 9 ( L )9 Ü
#
# ∗ (L ) = #¤ + õ
(5.146)
1 + ( L ) + ( L )¹
$ o@
FRP = Ó
VHQGR XPD FRQVWDQWH DGLPHQVLRQDO 2 PyGXOR HVWiWLFR H R
PyGXORYtWUHRUHODFLRQDPVHFRPRPyGXORFRPSOH[RGDVHJXLQWHIRUPD
# ∗ (L → 0) = #¤
∗ (5.147)
# (L → ∞) = #Ü
0RGHORGH+XHW6D\HJK0RGLILFDGR
253
WHPRPyGXORFRPSOH[RGDGRSRU
# ∗ (L )
#
= #¤ + (5.148)
1 + ( L )õ + ( L )¹ + ( L )
Ó
FRP =
$U o@
# = #Ü -#0
#¤
Á , ×
Á , ℎ
)LJXUD0RGHORGH+XHW6D\HJK0RGLILFDGRRX0RGHOR63'
0RGHORGH+XHW6D\HJK*HQHUDOL]DGR
=ELFLDN$ 5DIDO0&KDUDUDWHUL]DWLRQRIWKH&RPSOH[0RGXOLIRU$VSKDW$JJUHJDWH
0L[WXUHVDV9DULRXV7HPSHUDWXUHV3URFHGLD(QJLQHHULQJS
254
#
# ∗ (L ) = #¤ + (5.149)
1 + ( L)õ + ∑ä
HY H ( L )
õG
# = #Ü -#0
#¤
×
×
×ä
)LJXUD0RGHORGH+XHW6D\HJK*HQHUDOL]DGR
255
&DStWXOR
&203257$0(1723/È67,&2
,QWURGXomR
256
3RQWRGH(VFRDPHQWR
V
H
)LJXUD&XUYDWtSLFDGHWHQVmR[GHIRUPDomRSDUDPDWHULDLVG~FWHLV
257
V
½
H
)LJXUD&XUYD7'WtSLFDGHOLJDVGH)H&GHEDL[RWHRUGH&
1,4 2,98
2 3,8
3 4,5
V 4 4,5
5 4,3
5,5 3,8
H
)LJXUD&XUYD7'WtSLFDGHPDWHULDLVYtWUHRV
3DUD PDWHULDLV TXH DSUHVHQWDP XPD FXUYD 7' FRPR D PRVWUDGD QD
)LJXUDIRLSURSRVWDXPDUHJUD HPTXH RSRQWRGH HVFRDPHQWRVHULDR
YDORUGDWHQVmRUHVXOWDQWHGDLQWHUVHomRGHXPDUHWDSDUDOHODjUHJLmROLQHDU
GDFXUYD 7'LQLFLDQGRVH HPXPD GHIRUPDomRGHFRPR PRVWUDGR
(PLQJOrVHVVDWHQVmRpFKDPDGDGHRIIVHW\LHOGSRLQW
258
QD)LJXUDTXHVHULDXPDHVSpFLHGHSRQWRFRPSHQVDGRGHHVFRDPHQWR
DGHGHIRUPDomR(PERUD HVVDPHWRGRORJLDVHMDVHPSUH YiOLGDSDUD
RV PHWDLV SDUD RXWURV PDWHULDLV TXH DSUHVHQWDP GXFWLOLGDGH LVVR QHP
VHPSUH RFRUUH 3DUD HVVHV PDWHULDLV VH D UHJLmR GH EDL[D GHIRUPDomR GD
FXUYD 7' IRU DPSOLDGD FRQYHQLHQWHPHQWH VH YHUi TXH DQWHV PHVPR GD
GHIRUPDomRGHRPDWHULDOMiDSUHVHQWDIDOWDGHOLQHDULGDGHQDUHODomR
7'
)LJXUD&XUYD7'VHPHOKDQWHjGD)LJXUDHVXDSULPHLUDGHULYDGD
8PDPDQHLUDUDFLRQDOGHVHREWHU½ DSDUWLUGHXPDFXUYD7'FRPR
D PRVWUDGD QD )LJXUD VHULD DSOLFDU D SULPHLUD H VHJXQGD GHULYDGDV QD
FXUYD2VUHVXOWDGRVVmRPRVWUDGRVQD)LJXUDVSDUDDSULPHLUDGHULYDGD
1RSRQWRGHLQIOH[mRGD)LJXUDpRQGHDVHJXQGDGHULYDGDGHYHDVVXPLU
R YDORU Pi[LPR $VVLP D GHIRUPDomR UHODWLYD DR SRQWR GH LQIOH[mR GD
)LJXUD p XP SRQWR GH WUDQVLomR H HVWi DVVRFLDGR FRP ½ H D FXUYD
PRVWUDGD QD )LJXUD SDVVDULD D WHU D IRUPD GD )LJXUD $VVLP D
259
GHIRUPDomRQHVVHSRQWRVHULD = ½ H½ VHULDXPSRQWRVLPSOHVQDFXUYD
7' QR TXDO R PyGXOR WDQJHQWH #: VH HQFRQWUD HP PRGLILFDomR QD WD[D
PDLVHOHYDGDHPUHODomRDRDXPHQWRQDGHIRUPDomRRXVHMD
.B\
= ½ HP* *Pi[LPR
. B
RX
.U\
= ½ HP = 0
. U
V
H
)LJXUD&XUYDGD)LJXUDDSyVLQWURGXomRGRVSRQWRVUHODWLYRVDRGHHVFRDPHQWR
GHFUHVFHQWHjPHGLGDTXH FUHVFHHSRVVXLUXPSRQWRGHLQIOH[mRFRPR
260
QD )LJXUD Dt VH LGHQWLILFDUi R SRQWR GH HVFRDPHQWR (QWUHWDQWR QHP
VHPSUH RPDWHULDOPXGDUiGHXPFRPSRUWDPHQWRLGHDOPHQWH HOiVWLFRSDUD
DSUHVHQWDU XP UHDO HVFRDPHQWR SOiVWLFR SRU UD]}HV GLYHUVDV TXH LQFOXHP
HIHLWRV GD DQLVRWURSLD GR HVFRDPHQWR RX GR ORFDO GH RFRUUrQFLD GR
HVFRDPHQWR
V
H
)LJXUD&RPSRUWDPHQWRHOiVWLFRSHUIHLWDPHQWHSOiVWLFR
7
= − ] ln 1 − (6.3)
# ¤
HPTXHDPH¤ VmRSDUkPHWURVDVHUHPGHWHUPLQDGRV2EVHUYDQGRVHD
(TYHULILFDVHTXHTXDQGRPVHWRUQDPXLWRJUDQGHHODUHSUHVHQWDR
FRPSRUWDPHQWR HOiVWLFRSHUIHLWDPHQWH SOiVWLFR FRPR PRVWUDGR QD )LJXUD
$VVLP H[FHWR QHVWH FDVR OLPLWH D (T UHSUHVHQWD XPD IXQomR
261
FRQWtQXD FRP GHULYDGDV FRQWtQXDV GH DFRUGR FRP D PDLRULD GDV
REVHUYDo}HVH[SHULPHQWDLVSDUDDVUHODo}HV7'
3RU ILP XP PpWRGR EDVHDGR QR HPSLULVPR PRVWUD VHU EDVWDQWH
SUHFLVDDREVHUYDomRGHTXHROLPLWHHOiVWLFRpWRPDGRFRPRVHQGRDWHQVmR
QD TXDO D GHIRUPDomR HIHWLYD p PDLRU TXH DTXHOD FRUUHVSRQGHQWH j
SURMHomRHOiVWLFDOLQHDUYHU)LJXUDRXVHMD
½
V
- H
)LJXUD&RQGLomRGHGHVYLRGHGHIRUPDomRQD(T
(VFRUUHJDPHQWR
&ULWpULRGH(VFRDPHQWR
262
V
H
)LJXUD&XUYD7'SDUDXPPDWHULDOUtJLGRSOiVWLFRLGHDO
3DUD R PDWHULDO UHSUHVHQWDGR SHOD FXUYD 7' GD )LJXUD SDUD
WHQV}HV PHQRUHV TXH R SRQWR GH HVFRDPHQWR QmR Ki GHIRUPDomR 2
HVFRDPHQWR SOiVWLFR DVVLP SRGH VHU SURGXWR GH XPD DPSOD IDL[D GH
HVWDGRV GH WHQVmR H QmR DSHQDV SRU WUDomR (P JHUDO HQWUHWDQWR GHYHVH
DVVXPLU TXH DV FRQGLo}HV SDUD R HVFRDPHQWR SOiVWLFR GHSHQGHP GH XPD
IXQomR GR FDPSR WULGLPHQVLRQDO GD WHQVmR 3RU H[HPSOR R VLVWHPD
FDUWHVLDQR p GHILQLGR SRU VHLV FRPSRQHQWHV GD WHQVmR ²² ½½ ²½
½ H² 3RUpPRVYDORUHVQXPpULFRVGHVVHVFRPSRQHQWHVGHSHQGHPGD
RULHQWDomR GRV HL[RV H p IXQGDPHQWDO TXH R FULWpULR GR HVFRDPHQWR VHMD
LQGHSHQGHQWHGRSRQWRGHREVHUYDomRHVFROKLGR:DUG 6ZHHQH\
$VVLP p PDLV SUiWLFR ID]HU XVR GDV WHQV}HV SULQFLSDLV FXMRV GLUHo}HV H
YDORUHVVmRGHWHUPLQDGRVXQLFDPHQWHSHODQDWXUH]DGRFDPSRGHWHQVmR6H
R PDWHULDO SRVVXLU XPD WHQGrQFLD QDWXUDO D DSUHVHQWDU R HVFRDPHQWR
LQGHSHQGHQWHGDGLUHomRGDV WHQV}HVRXVHMDVH R PDWHULDOIRULVRWUySLFR
HQWmR R FULWpULR GR HVFRDPHQWR VHUi IXQomR DSHQDV GDV WHQV}HV SULQFLSDLV
3RUWDQWRRWHQVRUGHWHQVmRJHUDOGDGRSRU
263
²² ²½ ²
_²½ ½½ ½ ` (6.5)
² ½
OHPEUDQGR TXH = FRUUHVSRQGH DR WHQVRU GH WHQVmR QRV HL[RV DR
ORQJRGDVGLUHo}HVSULQFLSDLV
0 0
_0 0` (6.6)
0 0
HPTXHRV VmRDVWHQV}HVSULQFLSDLV
m ( , , ) = (6.7)
&ULWpULRGH7UHVFD
− = (6.8)
GHVGH TXH > > 2 FULWpULR GH 7UHVFD SUHVVXS}H TXH D WHQVmR GH
FLVDOKDPHQWR FUtWLFD VHMD LQGHSHQGHQWH GD WHQVmR QRUPDO ä VREUH R
SODQRQRTXDOHVWiRFRUUHQGRRHVFRDPHQWRSOiVWLFR
1HVWH SRQWR p SUHFLVR WHU HP PHQWH TXH RV PHWDLV SRU VH
DSUHVHQWDUHP WDQWR VRE D IRUPD GH PRQRFULVWDLV H VRE D IRUPD
SROLFULVWDOLQDDSUHVHQWDPPHFDQLVPRVGLYHUVRVGHGHIRUPDomRSOiVWLFD
7UHVFD+&5$FDG6FL3DULV$SHQDVSDUDILQVGHLQIRUPDomR
264
/HLGH6FKPLG
(PPHWDLVPRQRFULVWDOLQRVSXURVDWHQVmRQHFHVViULDSDUDSURPRYHU
RHVFRUUHJDPHQWRGHSHQGHHPJUDQGHSDUWHGDHVWUXWXUDFULVWDOLQDGRPHWDO
H WDPEpP GDV FDUDFWHUtVWLFDV GH VXD OLJDomR DW{PLFD GD WHPSHUDWXUD GH
GHIRUPDomR H GD RULHQWDomR GRV SODQRV GH HVFRUUHJDPHQWRV DWLYRV HP
UHODomR jV WHQV}HV GH FLVDOKDPHQWR 6PLWK +DVKHPL 2
HVFRUUHJDPHQWR VH LQLFLD QR LQWHULRU GR FULVWDO TXDQGR D WHQVmR GH
FLVDOKDPHQWR QR SODQR GH HVFRUUHJDPHQWR VHJXQGR D GLUHomR GH
HVFRUUHJDPHQWR DWLQJH XP GHWHUPLQDGR YDORU FKDPDGR GH WHQVmR GH
FLVDOKDPHQWR UHVROYLGD FUtWLFD j 'H IRUPD FRQFUHWD HVVH p R YDORU GD
WHQVmR GH HVFRDPHQWR GH XP PRQRFULVWDO H p HTXLYDOHQWH j WHQVmR GH
HVFRDPHQWRGHXPPHWDORXOLJDSROLFULVWDOLQRGHWHUPLQDGDDSDUWLUGHXPD
FXUYD7'REWLGDGHXPHQVDLRGHWUDomR
6HJXQGRD/HLGH6FKPLGDUHODomRHQWUHDWHQVmRXQLD[LDOTXHDWXD
VREUH XP PRQRFULVWDO FLOtQGULFR GH XP PHWDO SXUR H D FRUUHVSRQGHQWH
WHQVmRGHFLVDOKDPHQWRTXHDWXDQRVLVWHPDGHHVFRUUHJDPHQWRQRLQWHULRU
GRFLOLQGURSRGHVHUGHGX]LGD3DUDWDQWRGHYHVHFRQVLGHUDUTXHDWHQVmR
XQLD[LDOGHWUDomRTXHDWXDVREUHRFLOLQGURPHWiOLFRpSURGXWRGDDomR
GD IRUoD D[LDO VREUH D iUHD WUDQVYHUVDO ! FRPR PRVWUDGR QD )LJXUD
6HQGR! DiUHDGRSODQRGHHVFRUUHJDPHQWRRXGHFLVDOKDPHQWRVREUH
D TXDO DWXD D IRUoD GH FLVDOKDPHQWR UHVROYLGD 6 SRGHVH GHILQLU DV
RULHQWDo}HV WDQWR GR SODQR FRPR GD GLUHomR GH HVFRUUHJDPHQWR SHORV
kQJXORV¶H "VHQGR¶RkQJXOR HQWUHDIRUoDHDQRUPDODRSODQRGH
HVFRUUHJDPHQWR GH iUHD ! H " R kQJXOR HQWUH H D GLUHomR GH
HVFRUUHJDPHQWR
265
3DUD TXH KDMD HVFRUUHJDPHQWR D SDUWLU GR PRYLPHQWR GH XPD
6
GLVFRUGkQFLD SRU H[HPSOR D WHQVmR UHVROYLGD 6 = Û! GHYHUi VHU
VXSHULRUDXPGHWHUPLQDGRYDORU'HDFRUGRFRPD)LJXUD
¶
!¤ "
direção de escorregamento
!
6
6 =
!
= normal ao plano de escorregamento
ø
)LJXUD 5HODomR HQWUH DV WHQV}HV D[LDO H GH FLVDOKDPHQWR UHVROYLGD $GDSWDGD GH
6PLWK +DVKHPL
!Û
FRPR! = cos ¶DWHQVmRGHFLVDOKDPHQWRUHVROYLGDVHUiGDGDSRU
cos "
6 = = cos " cos ¶ = cos " cos ¶ (6.10)
!Û !
cos ¶
266
&ULWpULRGH&RXORPE
= j − »ä (6.11)
HPTXHj pXPDWHQVmRGHFRHVmRH»FRHILFLHQWHLQWHUQRGHIULFomR
0DFODJHP
267
cristal original
'HIRUPDomR3OiVWLFDGH0DWHULDLV3ROLFULVWDOLQRV
268
IDYRUiYHO HP UHODomR j RULHQWDomR RULJLQDO 1HVVH WLSR GH GHIRUPDomR DV
OLQKDVGHHVFRUUHJDPHQWRVmREDVWDQWHYLVtYHLVHQRFDVRGHDOJXQVPHWDLV
SROLFULVWDOLQRV FRPR R FREUH SROLFULVWDOLQR GRLV VLVWHPDV GH
HVFRUUHJDPHQWRVRFRUUHPVLPXOWDQHDPHQWHSDUDDPDLRULDGRVJUmRVRTXH
p HYLGHQFLDGR SRU GRLV FRQMXQWRV SDUDOHORV GH FRQMXQWR GH OLQKDV TXH VH
LQWHUFHSWDP
4XDQWR PHQRU R WDPDQKR GR JUmR GR PHWDO H GH VXDV OLJDV PDLRU D
UHVLVWrQFLDTXHRPDWHULDODSUHVHQWDYHU)LJXUD7RGDYLDILFDPPDLV
VXVFHWtYHLV j FRUURVmR H j IOXrQFLD 7RGDYLD D UHVLVWrQFLD PHFkQLFD p D
KWWSDNKVDQDPLQXOODKEORJVSRWFRPEUSODVWLFGHIRUPDWLRQRISRO\FU\VWDOOLQHKWPO
KWWSDNKVDQDPLQXOODKEORJVSRWFRPEUSODVWLFGHIRUPDWLRQRISRO\FU\VWDOOLQHKWPO
269
FDUDFWHUtVWLFD PHFkQLFD PDLV UHOHYDQWH QD PDLRULD GDV DSOLFDo}HV 'Dt D
LPSRUWkQFLD GD UHODomR HQWUH R WDPDQKR GR JUmR H D UHVLVWrQFLD PHFkQLFD
'HQWUHHVVDVUHODo}HVGHVWDFDVHDFRQKHFLGDHTXDomRGH+DOO3HWFKXPD
UHODomRHPStULFDDTXDOUHODFLRQDDWHQVmRGHHVFRDPHQWRGHXPPHWDOFRP
RGLkPHWURPpGLRGHVHXVJUmRV¾GDVHJXLQWHIRUPD
×
½ = ¤ + (6.12)
(¾ )¤,g
FRP¤ H×VHQGRFRQVWDQWHVUHODFLRQDGDVFRPRPDWHULDOHPTXHVWmR
policristalino
Tensão
monocristalino
deformação
)LJXUD &XUYDV GH 7' GHIRUPDomR WtSLFDV SDUD XP PHWDO HP VXDV IRUPDV SROL H
PRQRFULVWDOLQD$GDSWDGRGH-HQNLQV .KDQD
2QtTXHOSROLFULVWDOLQRHRQDQRFULVWDOLQRH[LEHPFXUYDVGHWHQVmRH
GHIRUPDomRGHHQJHQKDULDEHPGLVWLQWDVFRPRPRVWUDGRQD)LJXUD2
QtTXHO SROLFULVWDOLQR SRVVXL XPD WHQVmR GH HVFRDPHQWR GH 03D
UHVLVWrQFLDjWUDomRPi[LPDGH03DHGHDORQJDPHQWRjIUDWXUD
3RU RXWUR ODGR R QtTXHO QDQRFULVWDOLQR PRVWUD XPD WHQVmR GH HVFRDPHQWR
KWWSZZZXVHOVHYLHUKHDOWKFRPERRNVHOVHYLHUFRPSDQLRQVLWHV-HQNLQV.KDQQDPPG\LHOGSR
LQW\LHOGSRLQWDKWPO
270
GH 03D UHVLVWrQFLD j WUDomR Pi[LPD GH 03D H GH
DORQJDPHQWR j IUDWXUD (VVHV UHVXOWDGRV LOXVWUDP TXH D WHQVmR GH
HVFRDPHQWR HDUHVLVWrQFLD PHFkQLFDPHOKRUDPVLJQLILFDWLYDPHQWHTXDQGR
R WDPDQKR GR JUmR p UHILQDGR GH PP SDUD QP ,VVR HVWi GH DFRUGR
FRPDVREVHUYDo}HVTXHOHYDUDPjHTXDomRGH+DOO3HWFK
(IHLWRVGR(QYHOKHFLPHQWRVREUHD7HQVmRGH(VFRDPHQWR
1D)LJXUDREVHUYDVHRTXHVHULDXPFRPSRUWDPHQWRSUy[LPR
DR LGHDOQRTXDOQmRKDYHULDPRGLILFDomRQHPQRPyGXORQHPQDWHQVmR
GH HVFRDPHQWR DSHQDV UHGXomR GDV SURSULHGDGHV WHUPLQDLV QR FDVR
GHIRUPDomRHWHQVmRQDUXSWXUDFRPRDXPHQWRGRWHPSRGHH[SRVLomRHP
XPDGDGDWHPSHUDWXUD'HIDWRLVVRRFRUUHDWpTXDVHKGHH[SRVLomRD
SDUWLU GH TXDQGR DXPHQWDVH PXLWR WDQWR R PyGXOR TXDQWR D WHQVmR GH
HVFRDPHQWR (VVH FRPSRUWDPHQWR WtSLFR SDUD WLUDV GH ERUUDFKD QDWXUDO
YHULILFDGRSRU/XRHWDOIRLWDPEpPFLWDGRSRU9HUGXFRPR
FRPXP D SROtPHURV YtWUHRV FRPR R 300$ QR TXDO QmR VH YHULILFRX
DOWHUDomRQDWHQVmRGHHVFRDPHQWRDRORQJRGRWHPSRGHH[SRVLomRFRPR
PRVWUDGRQD)LJXUD
,Q6LWX+HDW*HQHUDWLRQDQG6WUDLQ/RFDOL]DWLRQRI3RO\FU\VWDOOLQHDQG1DQRFU\VWDOOLQH
1LFNHO(PKWWSZKDWZKHQKRZFRPWKHUPRPHFKDQLFVDQGLQIUDUHGLPDJLQJLQVLWXKHDW
JHQHUDWLRQDQGVWUDLQORFDOL]DWLRQRISRO\FU\VWDOOLQHDQGQDQRFU\VWDOOLQHQLFNHO
271
Tensão (Mpa)
7HQVmR0SD
Alongamento
$ORQJDPHQWR
)LJXUD (IHLWR GR WHPSR H[SRVLomR D & GH WLUDV GH ERUUDFKD FRP HP
YROXPHGHQHJURGHIXPR
$ORQJDPHQWR GD )LJXUD VH UHIHUH j TXDQWLGDGH GH YH]HV TXH R
FRPSULPHQWRLQLFLDOIRLDXPHQWDGRDXPDYHORFLGDGHGHPPPLQ
Tensão
t1
7HQVmR
t2
V\
t3
t4
'HIRUPDomR
G5G5G5G5
)LJXUD &XUYD 7' WtSLFD SDUD SROtPHURV YtWUHRV VHJXQGR 9HUGX FRP
W!W!W!WG5!G5!G5!G5
;LDROLQJ+X<DQ/L;LX/LX:HQER/XR([SHULPHQWDO6WXGLHVRI7KHUPDO$JLQJ(IIHFWV
RQWKH7HQVLOHDQG7HDULQJ)UDFWXUH%HKDYLRURI&DUERQ%ODFN)LOOHG5XEEHUVWK
,QWHUQDWLRQDO&RQIHUHQFHRQ)UDFWXUH-XQH±3HTXLP&KLQDSJ
272
$PRVWUD GH SROLXUHWDQR H[SRVWDV D & SRU YiULDV VHPDQDV
DSUHVHQWD XP FRPSRUWDPHQWR QmR UHJXODU SDUD YiULDV SURSULHGDGHV
PHFkQLFDV IUHQWH DR WHPSR GH H[SRVLomR WRGDYLD DSyV XPD VHPDQD GH
H[SRVLomRDWHQVmRGHHVFRDPHQWRGLPLQXLJUDGDWLYDPHQWHFRPRWHPSRGH
H[SRVLomRVHPTXHLVVRLPSOLTXHGLPLQXLomRQDFDSDFLGDGHGHDSUHVHQWDU
GHIRUPDomRSOiVWLFD2XVHMDQmRKiWUDQVLomRG~FWLOIUiJLOPDVRPDWHULDO
PHVPRQmRWHQGRDOWHUDGDVLJQLILFDWLYDPHQWHVXDGHIRUPDomRQDUXSWXUDVH
URPSH HP WHQV}HV FDGD YH] PDLV EDL[DV FRPR SRGH VHU YLVWD QD )LJXUD
Tensão (Mpa)
7HQVmR0SD
'HIRUPDomR
)LJXUD(IHLWRGDH[SRVLomRGHDPRVWUDVGHSROLXUHWDQRD&SRUXPDFXUYD
GXDVWUrVTXDWURQRYHHVHPDQDVHGRLVGLDVGHH[SRVLomR
$FXUYDpGRPDWHULDOQmRH[SRVWR
9HUGX-(IIHFWRIDJLQJRQWKHPHFKDQLFDOSURSHUWLHVRISRO\PHULFPDWHULDOV-RXUQDORI
0DFURPROHFXODU6FLHQFH3DUW$3XUHDQG$SSOLHG&KHPLVWU\
7FKDUNKWFKL$)DU]DQHK6$EGDOODK(OKLUWVL6(VPDHLOORX% 1RQ\)WHUPDODJLQJ
HIIHFWRQPHFKDQLFDOSURSHUWLHVRISROXUHWKDQH,QW-RI3RO\PHU$QDO\VLVDQG&KDUDFWHUL]DWLRQ
7D\ORU )UDQFLVSJ
273
7HQVmR
Tensão (Mpa)
'HIRUPDomR
Deformação
)LJXUD(IHLWRGDH[SRVLomRD&GHDPRVWUDGHSROLFDUERQDWRQmRH[SRVWDH
H[SRVWD
$OJXPDV OLJDV PHWiOLFDV FRPR DV GH DOXPtQLR GD VHULH ;;; WrP
VXDWHQVmRGHHVFRDPHQWRDXPHQWDGDVFRPRWHPSRGHH[SRVLomRFRPHVVH
9HUGX-(IIHFWRIDJLQJRQWKHPHFKDQLFDOSURSHUWLHVRISRO\PHULFPDWHULDOV-RXUQDORI
0DFURPROHFXODU6FLHQFH3DUW$3XUHDQG$SSOLHG&KHPLVWU\
-XOLH3+DUPRQDQG&KDUOHV/%HDWW\ 7KHUPDO6WUHVVHVDQG3K\VLFDO$JLQJ”LQ
(QJLQHHULQJ3ODVWLFV9ROXPH(QJLQHHUHG0DWHULDOV+DQGERRN$60,QWHUQDWLRQDO
S$GDSDWDGRHUHSXEOLFDGRHP&KDUDFWHUL]DWLRQDQG)DLOXUH$QDO\VLVRI3ODVWLFVS
$60,QWHUQDWLRQDOZZZDVPLQWHUQDWLRQDORUJ
274
DXPHQWRVHQGREDVWDQWHGHSHQGHQWHGDWHPSHUDWXUDXWLOL]DGD4XDQWRPDLRU
D WHPSHUDWXUD PDLRU R DXPHQWR YHULILFDGR HP FXUWR HVSDoR GH WHPSR
3RUpP PDLV FHGR D WHQVmR GH HVFRDPHQWR LUi GLPLQXLU FRP R WHPSR GH
H[SRVLomR(PWHPSHUDWXUDQDIDL[DGH&±&YHU)LJXUDR
FUHVFLPHQWR PDLV WrQXH GD WHQVmR GH HVFRDPHQWR FRP R WHPSR GH
H[SRVLomR IDYRUHFH D TXH HVVD SURSULHGDGH SHUPDQHoD FUHVFHQWH RX
FRQVWDQWH SRU PDLV WHPSR 2 DXPHQWR LQLFLDO QD WHQVmR GH HVFRDPHQWR p
GHYLGR DR PHFDQLVPR GH GLIXVmR DVVLVWLGD GH YDQFkQFLDV H j IRUPDomR GH
]RQDVGHDOWDFRQFHQWUDomRGH*3VHJXLGDSHODIRUPDomRGHSUHFLSWDGRVGH
E¶ HE” PHWDHVWiYHLV TXH SHUWXUEDP D UHJXODULGDGH GR UHWtFXOR FULVWDOLQR
DVVLP FRPR GHYLGR j SUHVHQoD GH SDUWtFXODV GH RXWUD IDVH SHUWXUEDQGR R
OLYUHPRYLPHQWRVGDVSDUWtFXODVGHVWDIDVH2GHFUpVFLPRDSyVRSLFRSRGH
VHU GHYLGR j FRDOHVFrQFLD GRV SUHFLSWDGRV HP SDUWtFXODV PDLRUHV H FRP
PDLRUWDPDQKRGHJUmRSURSRUFLQDQGRPHQRVREVWiFXORVDRPRYLPHQWRGD
GLVORFDomRHWDPEpPGHYLGRSURFHVVRGHUHFR]LPHQWRGRVGHIHLWRV
9HUGX-(IIHFWRIDJLQJRQWKHPHFKDQLFDOSURSHUWLHVRISRO\PHULFPDWHULDOV-RXUQDORI
0DFURPROHFXODU6FLHQFH3DUW$3XUHDQG$SSOLHG&KHPLVWU\
275
WUDomR DXPHQWDP FRP R DXPHQWR GD WHPSHUDWXUD GH H[SRVLomR 2
FRPSRUWDPHQWR PRVWUDGR QD )LJXUD HVWi GH DFRUGR FRP R
PHOKRUDPHQWR H UHIRUoDPHQWR GD LQWHUIDFH PDWUL]ILEUD GHYLGR DR
HQYHOKHFLPHQWR DXPHQWDQGR D HILFLrQFLD GD WUDQVIHUrQFLD GH FDUJD GD
PDWUL]SDUDDVILEUDV
7HQVmRGH(VFRDPHQWR03D
Tensão de Escoamento (Mpa)
7HPSRGH([SRVLomRK
Tempo de Exposição (h)
)LJXUD (IHLWR GR WHPSR GH H[SRVLomR HP YiULDV WHPSHUDWXUDV VREUH D WHQVmR GH
HVFRDPHQWRGDOLJDGHDOXPtQLR$$
&DUHOOL($9HWDO(IHFWVRIWHUPDODJLQJRQWKHPHFKDQLFDOSURSHUWLHVRIDSRURXVPDWUL[
FHUDPLFFRPSRVLWH-$P6RF
2]WXUN)$YVDU0 3RODW$(IIHFWVRIWKHDUWLILFLDODJLQJWHPSHUDWXUHDQGWLPHRQ
PHFKDQLFDOSURSHUWLHVDQGVSULQJEDFNEHKDYLRURI$$0DWHULDOVDQG7HFKQRORJ\
SJ
276
7HQVmR03D 1200°C
Tensão (Mpa)
1100°C
não exposta
'HIRUPDomR
Deformação
)LJXUD&RPSRUWDPHQWRVREWUDomRGHDPRVWUDVFRPSyVLWRVGHDOXPLQDFRPILEUDV
GHPXOLWDFRPRULHQWDomRGHQmRH[SRVWDVHH[SRVWDVSRUKD&H&
YHUUHIHUrQFLD
277
5HIHUrQFLDV
$VKE\ 0 -RQHV ' (QJHQKDULD GH 0DWHULDLV YRO HG &DPSXV
5LRGH-DQHLUR
$VWDULWD*-5KHRO
$\DOD * 9DUJDV 5 $JXGHOR $ ,QIOXHQFH RI JO\FHURO DQG
WHPSHUDWXUH RQ WKH UKHRORJLFDO SURSHUWLHV RI SRWDWR VWDUFK VROXWLRQV
,QIOXHQFH RI JO\FHURO DQG WHPSHUDWXUH RQ WKH UKHRORJLFDO SURSHUWLHV RI
SRWDWR VWDUFK VROXWLRQV ,QW $JURSK\V GRL
LQWDJ
%LQJKDP (& )OXLGLW\ DQG 3ODVWLFLW\ 0F*URZ +LOO %RRN &R 1RYD
<RUN
%LUG 5 6WHZDUW : /LJKWIRRW ( '\QDPLFV RI 3RO\PHULF /LTXLGV
9RO:LOH\1RYD<RUN
$VGHPDLVUHIHUrQFLDVFLWDGDVHVWmRLQGLFDGDVHPQRWDGHURGDSpDRORQJRGROLYUR
278
%LUG 5 6WHZDUW : /LJKWIRRW ( )HQ{PHQRV GH 7UDQVSRUWH HG
/7&5LRGH-DQHLUR
%LUG56WHZDUW: /LJKWIRRW()HQyPHQRVGH7UDQVSRUWH(GLWRULDO
5HYHUWp6$%DUFHORQD
%RXUUHW(5DWVLPED]DI\90DXU\/ %URVVDUG&-3KDUPDF\DQG
3KDUPDFRORJ\S
%U\GVRQ - )ORZ 3RUSHUWLHV RI 3RO\PHU 0HOWV HG *HURJH *RGZLQ
/7'/RQGUHV
&DUUDVFR ) 3DJHV 3 3DVFXDO 6 &RORP ; (XU 3RO\P -
&DVVRQ1$)ORZ(TXDWLRQIRU3LJPHQW2LO6XVSHQVLRQVRIWKH3ULQWLQJ
,QN 7\SH ,Q 0LOO && (G 5KHRORJ\ RI 'LVSHUVH 6\VWHPV 3HUJDPRQ
3UHVV2[IRUG
&DWHV 0 0F/HLVK 7 0DUUXFFL * (XURSK\V /HWW S
&KDUOHVE\$-RI3RO\P6FL
&KHQJ'5KHRO$FWD
&KHUU\( (DWRQ-6KHDUWKLQQLQJHIIHFWVRQEORRGIORZLQVWUDLJKWDQG
FXUYHGWXEHV3K\VLFVRI)OXLGVGRL
279
&KULVWHQVHQ 5
2EVHUYDWLRQV RQ WKH 'HILQLWLRQ RI <LHOG 6WUHVV”, $FWD
0HFK
dXYDOFL+(UED\. øSHN+,QYHVWLJDWLRQRIWKH(IIHFWRI*ODVV)LEHU
&RQWHQW RQ WKH 0HFKDQLFDO 3URSHUWLHV RI &DVW 3RO\DPLGH $UDE - 6FL (QJ
KWWSVGRLRUJV
&\U0/HJUDQG& 0RXUHW0&HPHQWDQG&RQFUHWH5HVHDUFKS
*HGGH8SRO\PHU3K\VLFV&KDSPDQDQG+DOO/RQGUHV
+DQ&6WDQIRUG& <RR+(IIHFWVRIWLWDQDWHFRXSOLQJDJHQWVRQWKH
UKHRORJLFDO DQG PHFKDQLFDO SURSHUWLHV RI ILOOHG SRO\ROHILQV 3RO\P (QJ
$QG6FL
+DQNV 5 /DUVHQ . 7KH IORZ RI SRZHUODZ QRQ1HZWRQLDQ IOXLGV LQ
FRQFHQWULFDQQXOL,QG(QJ&KHP)XQGDPSS±
280
+$QWRQLDGHV 0 3DSDGRJLDQQLV < /DNHV 5 3DODJKLDV *
3DSDGRJLDQQLV'7KH(IIHFWRI7HPSHUDWXUHRQ9LVFRHODVWLF3URSHUWLHVRI
*ODVV,RQRPHU&HPHQWVDQG&RPSRPHUV-RXUQDORI%LRPHGLFDO0DWHULDOV
5HVHDUFK 3DUW % $SSOLHG %LRPDWHULDOV S '2,
MEPE
.HH' )RQJ&/HWWHUWRWKHHGLWRU$WUXH\LHOGVWUHVV"-5KHRO
.RVYLQWVHY65LDQGH(9HODUGH0 *X]PiQ-3RO\PHUS
/DNHV59LVFRHODVWLF0DWHULDOV&DPEULGJH8QLYHUVLW\3UHVV&DPEULGJH
/HQN53RO\PHU5KHRORJ\$SSO6FL3XEOLVKHUV/WG/RQGUHV
/LQ2-$SSO3RO\P6FL
281
0DLWL6-$SSO3RO\P6FL
0DOLN 5 6KHQR\ 89 *HQHUDOL]HG DQQXODU FRXHWWH IORZ RI D SRZHU
ODZIOXLG,QGXVWULDODQG(QJLQHHULQJ&KHPLVWU\5HVHDUFKYROLVVXH
SS
0DXV & )D\W 5 -pU{PH 5 7H\VVLp 3K3RO\PHU S
1D 7< +DQVHQ $* 6LPLODULW\ VROXWLRQV RI FODVV RI ODPLQDU WKUHH
GLPHQVLRQDO ERXQGDU\ OD\HU HTXDWLRQV RI SRZHUODZ IOXLGV ,QW - 1RQ²
/LQHDU0HFKS
1DYDUR53URFHHGLQJVRI3RO\PH[¶
282
1DYDUUR5 $OVLQD2,QIOXHQFLDGHOD&RQFHQWUDFLRQGH6ROXWRHQORV
,QGLFHV GH 3RWHQFLD \ &RQVLVWHQFLD GH 6XVSHQVLRQHV 3ROLPHULFDV
6HXGRSODVWLFDV LQ /LEUR GH 5HVXPHV GHO 6LPSRVLR ,EHURDPHULFDQR GH
3ROLPHURVS9LJR(VSDxDMXQMXO
1DYDUUR50DWHULDLVH$PELHQWH('8)3%-RmR3HVVRD
1DYDUUR5)XQGDPHQWRVGH5HRORJLDGH3ROtPHURV('8&6&D[LDVGR
6XO
1DYDUUR57HVHGH'RXWRUDGR8QLYHUVLGDGH)HGHUDOGH&DPSLQD*UDQGH
1LHOVHQ / 0HFKDQLFDO 3URSHUWLHV RI 3RO\PHUV DQG &RPSRVLWHV YRO
0HUFHO'HNNHU1RYD<RUN
1]LKRX$$WWLQV/6KDUURFN3 5LFDUG$3RZGHU7HFKS
2DWHV..UDXVH:-RQHV5&ROE\55KHRSH[\RIV\QRYLDOIOXLGDQG
SURWHLQDJJUHJDWLRQ-RXUQDORIWKH5R\DO6RFLHW\,QWHUIDFH
3XEOLFDGRRQOLQHHPGRLUVLI
283
2ND 6 7DNDPL $ 7KHRU\ RI D VWHDG\ QRQ‐QHZWRQLDQ IORZ LQ D FRQH
DQG SODWH YLVFRPHWHU - 3RO\P 6FL 3RO\PHU 6\PS S
2WVXER<&KHP(QJ6FLS
2ZHQ ' 3HWHUVD - /DYLQHE 0 .DW]D ' (IIHFW RI WHPSHUDWXUH DQG
S+RQFRQWUDFHSWLYHJHOYLVFRVLW\&RQWUDFHSWLRQ±
3DO57KH&KHP(QJ-RXUQDOS
3HHWKDPEDUDQ1-$SSO3RO\P6FL
5DR 0 2NHFKXNZX 3 'D 6LOYD 3 2OLYHLUD -&DUERK\GU 3RO\P
S
5LFKDUGVRQ0HGLWRU3RO\PHU HQJLQHHULQJFRPSRVLWHV$SSOLHG6FLHQFH
3XEOLVKHUV/WG/RQGUHV
6KXU]--5KHROS
60,7+: +$6+(0,-)XQGDPHQWRVGHHQJHQKDULDHFLrQFLDGRV
PDWHULDLVHG3RUWR$OHJUH$0*+
284
7DJHU $ 3K\VLFDO &KHPLVWU\ RI 3RO\PHUV 0LU 3XEOLVKHUV 0RVFRX
7DQ + 7DP . -HQNLQV 5- RI $SSO 3RO\P 6FL S
8SDGK\D\$%HQLZDO5 6LQJK5(ODVWLFSURSHUWLHVRI$O2±1L$O
D PRGLILHG YHUVLRQ RI +DVKLQ±6KWULNPDQ ERXQGV &RQWLQXXP 0HFK
7KHUPRG\QKWWSVGRLRUJV[
9HJD - 'D 6LOYD < 9LFHQWH$OLTXH ( 1XQH]5DPLUH] 5 7UXMLOOR
0$UQDO00XOOHU$-'XERLV3 0DUWLQH]6DOD]DU-,QIOXHQFH
RI &KDLQ %UDQFKLQJ DQG 0ROHFXODU :HLJKW RQ 0HOW 5KHRORJ\ DQG
&U\VWDOOL]DWLRQ RI 3RO\HWK\OHQH&DUERQ 1DQRWXEH 1DQRFRPSRVLWHV
0DFURPROHFXOHV±'2,PDJ
9LODVHFD)0XWMp30DQVRXUL1%RXIL6 /ySH]-33FRPSRVLWHV
EDVHG RQ PHFKDQLFDO SXOS GHLQNHG QHZVSDSHU DQG MXWH VWUDQGV $
FRPSDUDWLYH VWXG\ &RPSRVLWHV 3DUW % (QJLQHHULQJ 9ROXPH ,VVXH
'HFHPEHU3DJHV
285
:DUG , 6ZHHQH\ - $Q ,QWURGXFWLRQ WR WKH 0HFKDQLFDO 3URSHUWLHV RI
6ROLG3RO\PHUVQGHG-:LOH\DQG6RQV/WG&KLFKHVWHU
:HVWRYHU56RF3ODVWLFV(QJ7UDQV
=XSDQFLF $ /DSDVLQ 5 =XPHU 03URJ 2UJ &RDWLQJV S
286