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https://doi.org/10.1007/s11053-022-10042-x
Original Paper
Jian Zhou ,1,2 Chao Chen,1 Cong Wei,1 and Kun Du1,2
In the context of complex geological environments, coal burst liability (CBL) evaluation
struggles with uncertainty and fuzziness of indices and with obtaining satisfactory accuracy.
Therefore, an improved connection cloud model (ICCM) is proposed for CBL evaluation
based on set pair analysis referring to four indices. The numerical characteristics of the
ICCM, namely expectation (Ex), entropy (En), hyper-entropy (He) and parameter (f), were
determined by set pair analysis and classification standards. Then, the index measurement-
based entropy weight method and the analysis hierarchy process (AHP) were used to
measure clearly the importance of each index. Finally, Euclidean distance was employed to
classify the CBL objectively, making full use of the valuable information mined from the
data. An updated CBL database (of 147 data records) was constructed to validate the
potential of the proposed algorithm for CBL classification. Additionally, a graphical user
interface was developed to make the CBL evaluation visible. The classification metrics of the
ICCM, i.e., accuracy and Kappa coefficient, were 0.88 and 0.772, respectively, which were
better than those of the other conventional uncertainty methods. The results reveal that the
proposed ICCM is a prospective tool for uncertainty information treatment and subjectivity
removal in the field of coal burst control.
KEY WORDS: Coal burst, Bursting liability, Cloud model, Set pair analysis, Euclidean distance,
Classification.
efficiently based on statistics methodology and fuzzy Improved Integration Cloud Model
set theory (Wang et al., 2020b).
Determination of the connection for the
Step 1 Suppose that T and G are the universe and
boundary of adjacent intervals by the conventional
qualitative concept of objects to be evaluated, and
cloud model may be inaccurate, justifying largely the
x is the cloud droplet generated through a specific
use of the ‘‘3En’’ principle (Wang et al., 2020a).
principle. Then, the connection degree l(x) can be
Thus, the connection cloud model was combined
determined as:
with connection number theory to quantify reliably
the membership degree associated with individual
lð xÞ : T ! ½0; 1; 8x 2 T ! lð xÞ ð1Þ indices.
Suppose that universe T consists of n alterna-
tives, and the characteristics of individual alterna-
Step 2 Determine the distribution characteristics of
tives are described through m-dimensional attributes
cloud droplet x by numerical characteristics (Ex,
Ti ¼ fm1 ; m2 ; . . . ; mm gð1 i nÞ. The qualitative
En, He). Ex, the expected value of cloud droplet x
concept can be divided into Kðk ¼ 1; 2; . . . ; KÞ
on universe T, determines the location of concept
grades. If Ti ¼ fm1 ; m2 ; . . . ; mm g satisfies the normal
G. Entropy (En) and hyper-entropy (He) are
distribution fm1 ; m2 ; . . . ; mm g N fExðExk1 ; Exk2 ;
associated with the width and thickness of cloud 0 0 2
droplets, respectively. . . . ; Ex Þ; En Enk1 ; En0k2 ; . . . ; En0km g and En0
0 km 0
Step 3: Generate cloud droplet (xi, lxi) ( i ¼ Enk1 ; Enk2 ; . . . ; En0km N fEnðEnk1 ; Enk2 ; . . . ;
1; 2; . . .; N whereN is determined
by experts),
thus: Enkm Þ; ½HeðHek1 ; Hek2 ; . . . ; Hekm Þ2 g, then the mem-
02 02 2
xi N Exi ; Eni and Eni N Eni ; Hei .
Zhou, Chen, Wei, and Du
bership degree li mkj of index mj ð1 j mÞ
belonging to grade k can be calculated as Hekj ¼ b ð10Þ
0 k1
Xm mk Exk fj
9 j j A
lk mk ðm1 ; m2 ; . . . ; mm Þ ¼ exp@ 0 where Exkj ; Enkj ; Hekj and fjk are the numerical
2 j¼1 3Enkj
characteristics (expectation, entropy, hyper-entropy
ð2Þ and order) of index j belonging to grade k; pkjleft and
pkjright represent the widths of the left and right
clouds, respectively; b ¼ 0:01 (Wang et al., 2020a);
Step 1 Determine the classification boundary. The and Lkj is the value of Lkjmin or Lkjmax .
classification grade associated with individual in- Step 3 Construct the connection cloud drop gen-
dex consists of closed interval ½Lkjmin ; Lkjmax . For erator as
the semi-infinite interval ½LKj min ; þ1Þ, the upper 0
boundary can be determined as Enkj N Enkj ; Hekj ð11Þ
k0
LK
j max ¼ ExK1
j þ ExK1
j LK2
j min ð3Þ xkt
j N Ex k
j ; En j ð12Þ
complete failure of coal samples under uniaxial CBLs of samples collected from the literature were
loading conditions; it is negatively connected to determined through laboratory tests or the Chinese
CBL. WET is calculated as national standard (GB/T 25,217.2-2010) method. For
the sample grade associated with this method, the
Wst
WET ¼ ð25Þ risk level of the individual index was first deter-
Wsp mined based on its value and classification standard
(Fig. 4b). Then, the results of evaluation of the
where Wst is the elastic energy density and Wsp is the
parameters were considered comprehensively with-
dissipated strain energy, which correspond to the
out the importance of the indicators, through which
area of SAHB and SOHB, respectively. KE is the ratio
the CBL of individual samples can be obtained. The
of the pre-peak area to the post-peak area of the
numerical characteristics of ICCM are shown in
stress–strain curve, thus:
Table 2, including Ex, En, He and f, and its calcu-
uOHGD lation refers to the quantification of index connec-
KE ¼ ð26Þ
Wsf tion, the determination of index importance, the
computation of composite measurement vectors and
where uOHGB and Wsf denote, respectively, the the classification of samples. Figure 5 shows the in-
accumulated strain energy before and after the peak dex connection of the ICCM, which is able to mea-
strength. KE is a measure of the remaining energy sure clearly the degree of membership of each index.
level after complete damage (Ouyang et al., 2020). In Figure 6, a graphical user interface (GUI) was
In Figure 4b, the CBL evaluation indices are divided used to display clearly the risk level and the con-
into three grades, which are presented as ‘‘None,’’ nection relationship, which consists of a background
‘‘Weak’’ and ‘‘Strong,’’ according to Cai et al. graph (Wang et al., 2016), variable inputs, interme-
(2016). diate variables and CBL evaluation results. Evalu-
ation indices were almost benefit indices with DT as
an exception. Then, two-dimensional cloud drops,
Model Calculation i.e., DT vs. WET and KE vs. Rc, are presented in
Figure 7, aiming at considering the impact of dif-
In Table 1, the values of the parameters and ferent indices simultaneously for the CBL evalua-
their risk levels are given to validate the perfor- tion.
mance of the constructed data-driven model. The
An Improved Connection Cloud Model of an Updated Database: A Multicriteria
Table 1. continued
Table 1. continued
In this paper, the calculations for sample 2 are according to Eqs. 3–10, as shown in Table 2. The
used as an example. First, the numerical character- expectations (Ex) of DT belonging to different
istics of the aforementioned indices were calculated grades were specified as 525, 275 and 25. The
Zhou, Chen, Wei, and Du
objective weight of every index was obtained using described by a specified angle. The locations of
the entropy weight theory based on index mea- individual samples shown in the figure are deter-
surement vectors (Eqs. 14 and 15). Then, combined mined by the composite measurement vectors
with the subjective weights {0.4673, 0.16, 0.095, belonging to each grade and specified angle. Simul-
0.2772} raised by Zhou et al. (2021b), the final taneously, a similar distribution characteristic is
weights of sample 2 were presented as {0.56, 0.136, shown in Figure 8b, which determines the location
0.093, 0.211} (after repeating 1000 times) according through the Euclidean distance. As shown in Fig-
to Eq. 16. The connection degrees of sample 2 were ure 8a, the points corresponding to grade 1, i.e.,
{0.082, 0.942, 0.055}, through which the Euclidean ‘‘None,’’ are considerably concentrated and mainly
distance for each grade can be obtained involving distributed on the periphery of polar coordinates in
Eqs. 17 and 18 (i.e., {1.317, 0.114, 1.337}). Then, the Figure 8b. The majority of samples were classified
grade associated with the minimum distance was into risk levels of either ‘‘weak’’ or ‘‘strong,’’ which
considered as the evaluation result (Eq. 19). Thus, are consistent with the outcomes for the confusion
the CBL level of sample 2 was ‘‘weak.’’ matrix.
The calculations for the remaining samples Additionally, the classification performance of
were similar to that of sample 2. In Figure 8a, data the ICCM and other data-driven models were
records for 147 samples were distributed evenly on compared through a confusion matrix and classifi-
the circle of polar coordinates; each sample can be cation metrics (Eqs. 20 and 21), i.e., accuracy and
An Improved Connection Cloud Model of an Updated Database: A Multicriteria
Kappa coefficient. In Figure 9, there are various lighted by different sizes and colors. In Table 3, the
assessment outcomes for different models evenly accuracy and Kappa coefficient of the ICCM are
distributed on the circle and the grades are high- 0.88 and 0.772, respectively. It can be seen from the
Zhou, Chen, Wei, and Du
Figure 8. Composite measurement vectors and the Euclidean distance of the collected database for the CBL assessment.
confusion matrix (Fig. 10) and related metrics that majority of samples belonging to risk levels of
the ICCM performed better than the other models ‘‘weak’’ and ‘‘strong’’ were classified accurately,
for the CBL assessment. Apart from grade 1, the which is beneficial to improving the reliability of
An Improved Connection Cloud Model of an Updated Database: A Multicriteria
underground projects that are designed based on the classify the CBL. In Table 3, the classification
provided evaluation results. Table 4 illustrates the accuracy and Kappa coefficient for the ICCM were
classification performance of models using various 0.88 and 0.772, respectively, which were better than
metrics such as recall, precision and F-measure for the other uncertainty-based models. A user-
(Eqs. 22–24). friendly GUI, which was developed to display vi-
vidly the parameters together with the CBL result,
was able to highlight the parameters needed. More
DISCUSSION importantly, it was able to evaluate the CBL, it
packages quickly the complex process, and it is ea-
In this work, an updated CBL dataset was sier for on-site workers to accept. The classification
compiled to validate the performance of the im- performance of the ICCM on grades ‘‘weak’’ an-
proved cloud model based on set pair analysis and d’’strong’’ was better than that on grade ‘‘none’’
Euclidean distance. Apart from the proposed cloud according to Table 4, which is safer for underground
model, the unascertained measurement theory and a engineering designs. Simultaneously, for given sam-
one-dimensional cloud model were also used to ples, the ICCM was able to evaluate clearly their
Zhou, Chen, Wei, and Du
Grade Unascertained measurement Improved connection cloud Normal cloud model Support
None 0.89 0.38 0.53 0.11 0.50 0.18 0.44 0.80 0.57 9
Weak 0.69 0.98 0.81 0.90 0.85 0.87 0.97 0.58 0.73 68
Strong 0.97 0.87 0.92 0.96 0.92 0.94 0.39 0.96 0.55 70
uncertainty models. Its inspiring accuracy may be sible to construct more data-driven intelligent
attributed to two fundamental aspects. Firstly, the algorithms.
modelÕs structure determines that the ICCM can (2) The proposed ICCM is able to determine
treat uncertainty and randomness information clearly the membership correlation between
effectively and establish the connection between the adjacent intervals and combine the impact of
qualitative concepts and quantitative parameters. various indices through a multiple dimensional
Secondly, the determination of index weight is fea- cloud model. The ICCM had the best classifi-
sible, which incorporates the benefits of different cation performance according to classification
methods considering sample differences. However, metrics, and its accuracy and Kappa coefficient
there is a limitation that should be considered in were 0.88 and 0.772, respectively.
future research, i.e., calculation in the ICCM is re- (3) The subjective weight used in this work was
peated N times; this aims at removing the uncer- based on previous research. The way to
tainty of generated random numbers, but the quantify the index importance using other
amount of calculation will likely as the index system highly efficient methods and to combine these
becomes complex. Thus, the optimum value of N weights into ICCM has not yet been explored.
should be investigated scientifically by integrating Furthermore, the N times of calculation for the
other methods. current cloud models need to be investigated
further to balance the relationship between the
reliability of outcomes and time complexity.
CONCLUSIONS
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