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Spondylolisthesis in
Children and Adolescents:
I. Diagnosis, Natural
History, and Nonsurgical
Management
scriptive terms such as dysplastic, ysis and spondylolisthesis, Wiltse6 Form scores between the study pop-
congenital, sclerotic, spondylolytic, and Albanese and Pizzutillo7 noted ulation and the age-matched general
developmental, acquired, traumatic, that 26% and 22%, respectively, of population.
stress fracture, and stress reaction first-degree relatives demonstrated In most studies, no distinction
have resulted in substantial confusion radiographically similar changes. has been made between the dysplas-
in taxonomy. Most affected individuals were un- tic and isthmic types of spondylolis-
aware of the existing spinal changes thesis. Also, most of the reported
and were asymptomatic. Although studies are retrospective. In addition,
Natural History
most patients with an isthmic patients with spondylolysis and
Stress reactions of the pars, lamina, spondylolysis present with some de- spondylolisthesis have often been
and pedicle have been documented gree of slip, <4% of children and ad- considered together in natural histo-
in athletes who participate in high- olescents demonstrate slip progres- ry studies.
risk sports such as gymnastics, div- sion through skeletal maturity and
ing, football, and rowing.9 These in- into adulthood.16,17 Children who are
Clinical Assessment
juries are the result of repetitive diagnosed before their adolescent
loading of the lumbar spine in exten- growth spurt, girls, and those pre- History and Physical
sion and rotation, may be unilateral senting with >50% slip are most Examination
or bilateral, and occur most com- likely to progress.12 Hamstring The child or adolescent typically
monly at L5. With immobilization, spasm is the most frequently associ- presents with low back pain or, occa-
stress injuries may heal, particularly ated neurologic abnormality. Lum- sionally, pain that radiates to the
when the stress reaction is unilater- bar radiculopathy and bowel or blad- buttock or posterior thigh. Although
al and has not yet resulted in cortical der symptoms are rare but may acute injury may precipitate the on-
disruption.16 When left untreated, occur in individuals with severe set of pain, insidious onset is more
healing becomes less predictable, isthmic spondylolisthesis. common. In addition to document-
and well-defined lucent defects may Harris and Weinstein20 studied ing a detailed history of the patient’s
develop. the long-term outcome in patients complaints and their relation to ac-
In dysplastic spondylolisthesis with Meyerding grades III or IV tivity, a record of specific physical
(Wiltse-Newman type I), the L5 ver- spondylolisthesis (≥51% slip) and activities and sports participation is
tebra, with intact posterior elements, found that 36% of the patients treat- helpful. Radicular symptoms and
slips forward on the sacrum. The re- ed nonsurgically were asymptomat- disturbance of bowel or bladder
sulting lumbar stenosis may cause ic, 55% had occasional back pain, function rarely occur with spondy-
L5 nerve radiculopathy as well as and 45% had neurologic symptoms; lolysis or low-grade spondylolisthe-
bowel and bladder dysfunction from none of the patients was inconti- sis, but they may be reported by pa-
compression of sacral nerve roots. nent. At an average follow-up of 18 tients with high-grade (Meyerding
Children and adolescents with dys- years, all patients were leading ac- grade III or IV) slip. A history of night
plastic spondylolisthesis are more tive lives with only minor adjust- pain is not typical; when present, it
like to develop neurologic injury and ments in lifestyle. may suggest the presence of an oc-
carry greater risk of progressive Beutler et al21 reported on the nat- cult neoplasm.
deformity than do patients with ural history of spondylolysis and A thorough orthopaedic and neu-
isthmic spondylolisthesis (Wiltse- spondylolisthesis with a 45-year rologic evaluation is mandatory for
Newman type II). McPhee et al17 re- follow-up. No patients with unilat- all children and adolescents present-
ported a markedly higher frequency eral defects progressed to slippage ing with back pain. Gait should be
of progression in the dysplastic type over the course of the study. Patients observed with the patient wearing
(32%) than in the isthmic type (4%). with bilateral L5 pars defects and underwear or a bathing suit. A short-
Furthermore, patients with dysplas- low-grade (Meyerding grade I or II, ened stride length with flexion at the
tic spondylolisthesis are notably ≤50%) slips followed a clinical hips and knees secondary to ham-
more likely to require surgical treat- course similar to that of the general string contracture may be seen in pa-
ment.18,19 population. Marked slowing of slip tients with advanced degrees of
Isthmic spondylolysis and progression was observed with each spondylolisthesis (Figure 1).
spondylolisthesis, the most com- decade, and no patient reached a Coronal spinal alignment is ob-
monly occurring form in children 40% slip. No correlation was found served for scoliosis, but more defin-
and adolescents, has an incidence of between slip progression and low itive evaluation of scoliosis is de-
4.4% at age 6 years, increasing to 6% back pain. Furthermore, there was ferred until pain and muscle spasm
by age 18 years.3 In family studies of no significant difference in Medical have resolved. A flattened lumbar
individuals with isthmic spondylol- Outcomes Study 36-Item Short lordosis is commonly observed in
Figure 2
Standing lateral (A) and supine oblique (B) radiographs demonstrating spondylolytic defect of the pars interarticularis of L5
(circle, arrow). C, Axial CT image through the L5 vertebra of the same patient, demonstrating the bilateral spondylolytic defects
of the pars interarticularis. Note the sclerotic margins.
Figure 3
A, The Meyerding classification is used to quantify the degree of spondylolisthesis. Grade I is 0% to 25% slip, grade II is
26% to 50% slip, grade III is 51% to 75% slip, and grade IV is 75% to 99% slip. A = width of the superior endplate of S1,
a = distance between the posterior edge of the inferior endplate of L5 and the posterior edge of the superior endplate of S1.
B, Slip angle A quantifies the degree of lumbosacral kyphosis. A value >50° correlates with a significantly increased risk of
progression of spondylolisthesis. (Adapted with permission from Herman MJ, Pizzutillo PD, Cavalier R: Spondylolysis and
spondylolisthesis in the child and adolescent athlete. Orthop Clin North Am 2003;34:461-467.)
Figure 4 Figure 5
Fibrous union of a pars defect does dominal muscles (internal oblique serial physical examination and ra-
not indicate instability, and it often and transversus abdominus) and the diographs for the asymptomatic
leads to a good clinical result with lumbar multifidus (proximal to the child with low-grade dysplastic
resumption of sporting activities.16,26 pars defect). These muscles sur- spondylolisthesis at 6- to 9-month
Surgery is indicated when patients rounding the lumbar spine have the intervals through skeletal maturity.
do not respond clinically despite a primary role of contributing to dy- Children and adolescents with
minimum of 6 months of nonsurgi- namic segmental stability. At 30- symptomatic high-grade spondy-
cal treatment. month follow-up, patients in the lolisthesis, regardless of type, re-
specific exercise group demonstrated spond less reliably to nonsurgical
Spondylolysis With a marked reduction in pain and dis- measures. Symptomatic relief can
Spondylolytic Defect ability compared with the control be expected in <10% of cases. Con-
(Isthmic Spondylolysis) group, who underwent more general sequently, surgical management is
The goals of treatment of the physiotherapy treatment. Also rou- recommended for children and ado-
young patient with a symptomatic tinely prescribed was stretching of lescents with symptomatic high-
spondylolytic defect are alleviation tight lumbodorsal fascia and ham- grade spondylolisthesis.32 There is
of pain and improvement of spinal string muscles. no evidence to support prophylactic
mobility—not bony healing.16 In this Serial examination and radio- fusion for asymptomatic high-grade
clinical scenario, a thorough search graphs are indicated for children who isthmic spondylolisthesis, nor is it
for other sources of pain must be have recurrence of symptoms or un- indicated on the basis of long-term
conducted because many of these ra- dergo change in clinical appearance. evaluation of individuals with high-
diographic lesions are asymptomat- grade spondylolisthesis.20
ic. For most symptomatic children Spondylolisthesis
and adolescents, a period of restrict- In two studies of children and ad-
Indications for Surgical
ed activity and physiotherapy will olescents with symptomatic low-
Management
relieve symptoms and allow a safe grade spondylolisthesis, two thirds
return to activities. The need for in one study32 and all patients in the Surgical treatment is indicated for the
brace treatment is infrequent and is second study34 responded to nonsur- child with persistent pain resulting
reserved for patients who do not re- gical measures, including activity re- from a nonhealing stress fracture of
spond to rest and physical therapy. striction, physiotherapy, and brace the pars, a spondylolytic defect, or
An antilordotic TLSO or soft spinal treatment. When pain, spinal mobil- low-grade spondylolisthesis despite a
corset, which limits the extremes of ity, and hamstring spasm are im- minimum of 6 months of nonsurgi-
spinal motion, is effective in reduc- proved, the patient may return to cal treatment. A careful diagnostic
ing pain and facilitating progression full activities. Low-grade isthmic search for discogenic, abdominal, or
to physiotherapy.30-32 In this popula- spondylolisthesis rarely progresses, pelvic sources of low back pain is
tion, the duration of brace treatment regardless of patient age or activity mandatory because a spondylolytic
rarely exceeds 6 to 8 weeks. Clinical level, and it has a benign clinical defect may be an incidental radio-
observation of diminished pain, im- course in the majority of patients. In graphic finding. Surgery is also in-
proved spinal mobility, and de- their report on the natural history of dicated in young patients with
creased hamstring spasm confirm symptomatic low-grade spondylolis- progressive dysplastic spondylolisthe-
the efficacy of treatment. Activities thesis, Frennered et al35 found that sis, those presenting with neurologic
may be resumed once symptoms only 2 of 47 patients demonstrated deficit, and symptomatic children
have resolved after an appropriate progression of slip. Accordingly, we presenting with a high-grade slip.
period of physiotherapy. routinely advise parents to maintain
Physical therapy incorporating a awareness of the spondylolisthesis;
Summary
“specific exercise” treatment ap- they should not, however, restrict
proach has been found to be more ef- the child’s activity, expect an in- Spondylolysis and spondylolisthesis
fective than other commonly pre- crease in any deformity, or antici- are common causes of back pain in
scribed general therapy programs. pate a higher likelihood of develop- the child or adolescent. The inci-
O’Sullivan et al33 evaluated 44 pa- ment of incapacitating pain. dence of spondylolysis and spondy-
tients with radiographic diagnosis of In contrast, children and adoles- lolisthesis is particularly high in ath-
spondylolysis or spondylolisthesis; cents with low-grade dysplastic letes who participate in sports that
patients were assigned randomly to spondylolisthesis are at greater risk place excessive stress on the lumbar
two treatment groups. Those in one for progression, development of neu- spine. Careful clinical and diagnostic
group were taught specific strength- rologic deficit, and need for surgical evaluation is important to properly
ening exercises to target the deep ab- intervention. Thus, we recommend diagnose and effectively treat pa-
tients with specific types of spondy- ural progression in athletes. Am J ST, Micheli LJ: Low-back pain in ado-
lolysis and spondylolisthesis. Most Sports Med 1997;25:248-253. lescent athletes: Detection of stress
9. Micheli LJ, Wood R: Back pain in injury to the pars interarticularis with
children and adolescents with
young athletes. Arch Pediatr Adolesc SPECT. Radiology 1991;180:509-512.
spondylolysis and low-grade spondy-
Med 1995;149:15-18. 24. Bodner RJ, Heyman S, Drummond
lolisthesis may be successfully 10. Saraste H: Long-term clinical and ra- DS, Gregg JR: The use of single photon
treated by nonsurgical methods with diological follow-up of spondylolysis emission computed tomography
expected return to full activity. Sur- and spondylolisthesis. J Pediatr (SPECT) in the diagnosis of low-back
gical treatment is necessary for indi- Orthop 1987;7:631-638. pain in young patients. Spine 1988;
viduals with persistent symptoms 11. Wiltse LL, Newman PH, Macnab I: 13:1155-1160.
Classification of spondylolisis and 25. Lusins JO, Elting JJ, Cicoria AD, Gold-
despite nonsurgical treatment and
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those with neurologic impairment.
Res 1976;117:23-29. spondylolysis and spondylolisthesis.
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Moe JH: Management of severe 26. Anderson K, Sarwark JF, Conway JJ,
“Spondylolysis and Spondylolis- spondylolisthesis in children and ado- Logue ES, Schafer MF: Quantitative
thesis in Children and Adoles- lescents. J Bone Joint Surg Am 1979; assessment with SPECT imaging of
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will appear in the next issue of the 13. Newman PH: The etiology of spondy- laris and response to bracing.
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