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Department of the Interior and Local Government Form CM 3.

11
CY 2022 Seal of Good Local Governance Summary of Initial Results

Seal of Good Local Governance – DOCUMENTARY REVIEW & INITIAL ASSESSMENT


Summary of Initial Results

City/Municipality of : __________________________________ Income Class : ______


Province of : __________________________________ Region : ______
INSTRUCTIONS: PLEASE READ BEFORE PROCEEDING TO THE ITEMS.
(1) Based on the findings in Forms CM 3.1 – 3.10, please tick the appropriate box per indicator under Column 1. (2) Tick “Yes” for items with pending
change request in Column 2. (3) In case of a correction/erasure, RAT leader must affix signature parallel to corrected portion. (4) Affix signature at the
last page of this summary form, and put initials at the bottom of each page.

Column 2 Remarks
Column 1 With pending
Initial Processing change
Indicator request?
PASSED
REQUIREMENT
PASSED
CONSIDERATION
FAILED NA YES NO

FINANCIAL ADMINISTRATION
1.1. Most recent COA Opinion is ☐ ☐ ☐ ☐ _____________
un/qualified plus 30% of
recommendations fully acted
upon
1.2. FDP compliance for CY 2021 2nd ☐ ☐ ☐ ☐ ______________
to 4th quarters and CY 2022 1st
quarter posting period (Three
conspicuous places and FDP Portal)
and FY 2021-Q4 e-SRE in e-SRE
system
1.3. At least positive increase in ☐ ☐ ☐ ☐ ______________
average local revenue growth for
three consecutive years (CYs
2018 to 2020)
1.4. Full utilization of 20% component ☐ ☐ ☐ ☐ ☐ ______________
of the 2020 IRA
Consideration: Passing benchmarks of at
least: Cities = 66%, and Municipalities =
73%
1.5. Full utilization of Performance ☐ ☐ ☐ ☐ ☐ ☐ ______________
Challenge Fund released in 2019
and earlier
Consideration: request for extension until
December 31, 2021 been granted by the
DILG-RO or BLGD
1.6. Full utilization of all Assistance to ☐ ☐ ☐ ☐ ☐ ______________
Municipalities funds
1.7. CY 2022 budget is approved by ☐ ☐ ☐ ______________
Dec. 31, 2021
Consideration: Approved budget by Mar.
31, 2022
Area Processing: Passed all of the ☐ N/A ☐ N/A N/A N/A ______________
applicable items from 1.1 to 1.7
DISASTER PREPAREDNESS
2.1 Full LDRRMC membership and ☐ ☐ ______________
regular meetings for all quarters
CY 2021
2.2 LDRRMO with: ☐ ☐ ☐ ______________
a) Plantilla Head with
prescribed SG (QC and Manila:
24, Other Cities: 22, 1st-3rd Mun: 18,
4th-6th Mun: 15);

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Department of the Interior and Local Government
CY 2022 Seal of Good Local Governance

Column 2 Remarks
Column 1 With pending
Initial Processing change
Indicator request?
PASSED
REQUIREMENT
PASSED
CONSIDERATION
FAILED NA YES NO
b) Minimum number of Plantilla
staff complement (HUC,CC and
1st-3rd Mun: 3, 4th-6th Mun: 1);
c) Workspace
2.3 Approved CLUP covering CY ☐ ☐ ☐ ☐ ☐ ______________
2022 and engagement of
component LGUs in the planning
process or initiative to
communicate the plan to their
component LGUs

Consideration: In case Plan is still under


review, risk assessment should have
been already incorporated in the FINAL
DRAFT.
2.4 Approved CY 2022 LDRRM Plan ☐ ☐ ______________

2.5 Approved LCCAP covering CY ☐ ☐ ______________


2022 submitted to CCC
2.6 Approved Contingency plan for ☐ ☐ ☐ ______________
top 2 high risk hazards
integrating COVID/EREID
concerns

Consideration: Has an existing CP


approved in 2019 onwards but is
currently being updated for
COVID/EREID concerns
2.7 At least 50% fund utilization of ☐ ☐ ______________
the 70% component of CY 2021
LDRRMF (Current Fund; cut-off date:
Dec. 31, 2021)
2.8 Early warning system with: ☐ ☐ ______________
a) at least 1 marker for top 1
and top 2 hazard in high-risk
areas,
b) warning and alarm system,
c) automated or locally-
innovated rain gauge, and
d) information on EWS in
conspicuous places
e) SOP on the end-to-end use
of EWS, including feedback
mechanisms, communicated
to residents in high risk areas
2.9 Pre-emptive and forced
evacuation Mechanism captured
in an EO or equivalent issuance
2.10 Evacuation management with: ☐ ☐ ______________
a) Evacuation center with
minimum required facilities,
Evacuation Center
Management Plan or other
camp management-related
protocol/system integrating
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Department of the Interior and Local Government
CY 2022 Seal of Good Local Governance

Column 2 Remarks
Column 1 With pending
Initial Processing change
Indicator request?
PASSED
REQUIREMENT
PASSED
CONSIDERATION
FAILED NA YES NO
the observation of minimum
health protocols, system for
registration of evacuees,
localized information guide,
and organized EC
Management
Committees/Teams
b) Evacuation information
guides
c) Prepositioned goods,
resources, and services
2.11 Equipped and trained Search
and Rescue (SAR) or
Emergency Response (ER)
teams
2.12 LDRRM Operations Center with ☐ ☐
SOP
2.13 Established Incident Command ☐ ☐ ______________
System and LDRRMC
head/member or LDRRMO
head/staff trained in any level of
ICS
2.14 At least 75% of brgys have ☐ ☐ ☐
approved CBDRRM Plans and
Budgets
Consideration: Matrix-type barangay
plans detailing DRR-related PPAs with
clear targets, timeframes, budget, and
approved by the BDC.
2.15 Participation in the CY 2022 ☐ ☐ ☐ ☐ ______________
Gawad Kalasag Seal for
LDRRMCOs
Area Processing: Passed all of the ☐ N/A ☐ N/A N/A N/A ______________
applicable items from 2.1 to 2.15
SOCIAL PROTECTION AND SENSITIVITY
3.1 CY 2021 SCFLG awardee ☐ ☐ ☐ ☐ ☐

Consideration: (a) with passing rate of


at least 80% + has at least 60% rating
for each category; OR (b) compliant with
CFLGA indicators on implemented
plans for children, and budget allocation
and utilization
3.2 GAD mechanisms: ☐ ☐ ☐ ______________
a) Focal point system,
b) Database,
c) 2021 Accomplishment report,
d) GAD Code updated not
earlier than CY 2016*,
e) Reviewed CY 2021 and CY
2022 GAD plan and
budget**, and

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Department of the Interior and Local Government
CY 2022 Seal of Good Local Governance

Column 2 Remarks
Column 1 With pending
Initial Processing change
Indicator request?
PASSED
REQUIREMENT
PASSED
CONSIDERATION
FAILED NA YES NO
f) at least 75% utilization/
completion of CY 2021 GAD
budget
Consideration:
* existing GAD Code adopted not earlier
than CY 2011, or old Code that has
been amended or revised by a new
ordinance enacted not earlier than CY
2011
**CY 2022 plan and budget at least
submitted for review to DILG
3.3 VAWC mechanism (Organized ☐ ☐ ☐ ______________
LCAT-VAWC, 100% of
barangays w/ VAW desks, at
least 85% of barangays w/
submitted reports for all quarters
of CY 2021
Consideration: With submitted reports in
3rd and 4th quarter of CY 2021
3.4 Local Code for Children updated ☐ ☐ ☐ ______________
not earlier than CY 2016
Consideration: existing Code adopted
not earlier than CY 2011, or old Code
that has been amended or revised by a
new ordinance enacted not earlier than
CY 2011
3.5 Early Childhood Care and ☐ ☐ ☐ ☐
Development Information
Generation and Sharing

ANY of the following:

a) encoding of at least 80% of


all ECCD Child Profiles in
ECCD-IS,
b) provision of data on ECCD
Service Providers and
Facilities
c) at least 90% accomplishment
rate in the implementation of
SFP Cycle 10
3.6 Compliance with Accessibility ☐ ☐ ☐ ______________
Law in:
a) LG building,
b) LG main hospital/main health
facility, and
c) Tertiary educational
facility/technical vocational
education and training center
(if available)

Consideration: LG building is a historical


site provided that LGU has facility or
building catering to all PWD-related
concerns or services, OR is under
construction provided that LGU has

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Department of the Interior and Local Government
CY 2022 Seal of Good Local Governance

Column 2 Remarks
Column 1 With pending
Initial Processing change
Indicator request?
PASSED
REQUIREMENT
PASSED
CONSIDERATION
FAILED NA YES NO
facility or building catering to all PWD-
related concerns or services and
construction plans include provision of
ramps with 2-level handrails
3.7 Functionality of Persons with ☐ ☐ ☐ ______________
Disability Affairs Office (PDAO):
a) ordinance establishing
PDAO;
b) Permanent PDAO Head;
Consideration: HUC with PDAO
established through an executive
order; provided that there is at least
a designated PWD affairs officer;
CC/M: designated PDA
Officer/focal person

AND any two of:


c) Accomplishment Report of
any PWD-related PPAs,
d) Mechanism for the issuance
of persons with disability IDs,
and
e) Uploading of data to the
DOH PRPWD
3.8 Established Senior Citizens ☐ ☐ ☐ ☐ ______________
Center
3.9 IPMR with COA, if applicable, is: ☐ ☐ ☐ ☐ ☐ ☐ ______________
a) seated in the Sanggunian,
b) receiving appropriate
compensation and other
regular benefits, and
c) attending Sanggunian
meetings.

Consideration: LGU with


extenuating circumstances, subject
to CGLG deliberation
3.10 Absence of illegal dwelling ☐ ☐ ☐ ☐ ______________
units/structures, OR at least
60% accomplishment of either
the Local Shelter Plan or
resettlement PPAs for CY 2021
[For Cities only]

Consideration: With an ordinance, task


force or similar entity and has an
approved Local Shelter Plan; OR
ordinance prohibiting illegal
settlements/supporting relocation
and/or reintegration of informal settlers
3.11 At least 75% fund utilization/ ☐ ☐ ______________
completion of PPAs in CY 2021
for each:
a) Senior citizen and PWDs,
and
b) LCPC (1% of IRA allocation)
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Department of the Interior and Local Government
CY 2022 Seal of Good Local Governance

Column 2 Remarks
Column 1 With pending
Initial Processing change
Indicator request?
PASSED
REQUIREMENT
PASSED
CONSIDERATION
FAILED NA YES NO
Consideration: at least 75% completion
rate on PPAs for children OR utilization
rate of CY 2021 funds for them
3.12 Full utilization of funds for ☐ ☐ ☐ ☐ ☐ ______________
Salintubig/water project CYs
2019 and 2020
Note: Previous years’ releases must
also be fully utilized; all unobligated
balances must be reverted back to the
National Treasury.
3.13 DSWD-accredited LGU- ☐ ☐ ☐ ☐ ☐ ☐ ______________
managed residential care facility
for the vulnerable sectors [For
HUCs only]
Consideration: Existing partnership with
a DSWD-accredited facility, public or
private, captured in a MOA and
institutional arrangements spelled out
3.14 Functional LSWDO: ☐ ☐ ☐ ______________
a) Registered LSWDO with
valid PRC license,
Consideration and exemption: LGU
conditions cited in technical notes
b) Targeting System for Poor
and Vulnerable Sectors and
Households, and
c) Manual of Operations or
local guidelines on a case
management system
3.15 Local issuance on social ☐ ☐ ☐ ______________
protection adopted

Consideration: Other policies on social


protection enacted or adopted not earlier
than 2011
3.16 Institutionalized Public ☐ ☐ ☐ ______________
Employment Service Office with
Permanent PESO Manager with
prescribed SG
Consideration: With designated PESO
Manager/ Focal Person
3.17 Functional LDC with: ☐ ☐ ______________
a) Appropriate composition;
b) Executive Committee;
c) Secretariat
d) Local Project Monitoring
Committee (either as a
functional committee under
LDC or a stand-alone
committee;
e) Meetings (both semesters in
CY 2021);
f) satisfactory participation of
CSOs; and

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Department of the Interior and Local Government
CY 2022 Seal of Good Local Governance

Column 2 Remarks
Column 1 With pending
Initial Processing change
Indicator request?
PASSED
REQUIREMENT
PASSED
CONSIDERATION
FAILED NA YES NO
g) approved plans and
investment programs - CDP,
LDIP and AIP
Area Processing: Passed all of the ☐ N/A ☐ N/A N/A N/A ______________
applicable items from 3.1 to 3.17
HEALTH COMPLIANCE AND RESPONSIVENESS
4.1 Complete 2020-2022 Local ☐ ☐ ☐ ☐ ______________
Investment Plan for Health
(LIPH) (HUC/ICC: concurred by
the CHD Director/MOH-BARMM
Minister; CC/Mun: endorsed to
PHO)
4.2 Equal or below mean-benchmark ☐ ☐ ☐ ☐ ______________
in stunting rate among children
under-five in CY 2020
4.3 At least 47.5% of households ☐ ☐ ☐ ☐
with access to safely-managed
drinking water services in CY
2020
4.4 TB Case Notification Rate: CY ☐ ☐ ☐ ☐ ______________
2020 rate is equal to, or above
2019 accomplishment
4.5 At least 90% TB Treatment ☐ ☐ ☐ ☐ ______________
Success Rate in CY 2020
4.6 Institutionalized DRRM-H ☐ ☐ ☐ ☐ ______________
System
4.7 Functional local Epidemiology ☐ ☐ ☐ ☐
Surveillance Unit (ESU)
Area Processing: ☐ N/A ☐ N/A N/A N/A ______________
(HUC/ICC) Passed item 4.1 + any 3
from items 4.2-4.7; (CC/M): Passed
item 4.1 + any 2 from items 4.2-4.7
SUSTAINABLE EDUCATION
5.1 LSB Functionality: ☐ ☐ ☐ ______________
a) organized LSB
b) met at least once a month in
CY 2021**
Consideration:
*with LSB that complies with the
mandatory membership provision
under Section 98 of the LGC
**at least 6 LSB meetings in CY
2021 but with justifiable reasons as
specified in the Technical Notes
5.2 At least two (2) PPAs ☐ ☐
conducted in collaboration with
two different external partners in
CY 2021
5.3 At least 85% completion rate on ☐ ☐
either PPAs or utilization rate of
the fund intended for the CY
2021 SEF Budget to support
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Department of the Interior and Local Government
CY 2022 Seal of Good Local Governance

Column 2 Remarks
Column 1 With pending
Initial Processing change
Indicator request?
PASSED
REQUIREMENT
PASSED
CONSIDERATION
FAILED NA YES NO
initiatives that produce
substantial impact in the
improvement of quality Basic
Education delivery and
performance indicators
5.4 LGU-initiated planned PPAs in ☐ ☐
their LDIP/AIP or SEF
Budget/LSB Plan covering CY
2022 aligned with identified
local priority education reform
areas of DepEd Schools
District/Division Office
5.5 Support to programs and ☐ ☐
projects that promote inclusive
education in CY 2021
Area Processing: Passed any 3 from ☐ N/A ☐ N/A N/A N/A ______________
items 5.1 to 5.5
BUSINESS-FRIENDLINESS AND COMPETITIVENESS
6.1a Finalist of 2021 PCCI’s Most ☐ ☐ ☐ ☐ ☐ ______________
Business-Friendly LGUs Award
6.1b Ranked among the Top 20 ☐ ☐ ☐ ☐ ☐ ______________
Cities/Municipalities in the 2021
Competitiveness Index
6.2 Established Local Economic ☐ ☐ ______________
Development and Investment
Promotions Office/Unit i.e., has
structure, organization and staff
(Mun: Designated LEDIPO)
6.3 Updated citizens charter ☐ ☐ ______________

6.4 Streamlined process in doing ☐ ☐ ______________


business: (a) fully
automated/transitioning with the
required number of steps; (b) not
more than 3 days processing for
new business and renewals; and
(c) Business-One-Stop-Shop
(Cities: all year-round, Mun:
seasonal)
6.5 Computerized or computer-aided ☐ ☐ ______________
tracking system of economic
data: (a) no. of new business; (b)
no. of business renewal; (c)
amount of capital investment
derived from registered new
businesses; and (d) no. of
employees derived from
registered new businesses and
business renewals (HUC: all 4
data, ICC/CC and mun: at least
3)

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Department of the Interior and Local Government
CY 2022 Seal of Good Local Governance

Column 2 Remarks
Column 1 With pending
Initial Processing change
Indicator request?
PASSED
REQUIREMENT
PASSED
CONSIDERATION
FAILED NA YES NO
6.6 Local investment and incentives ☐ ☐ ☐ ☐ ______________
code updated not earlier than CY
2016 [For Cities only]
Consideration: existing Code adopted
not earlier than CY 2011, or old Code
that has been amended or revised by a
new ordinance enacted not earlier than
CY 2011
Area Processing: Passed item 6.1a ☐ N/A ☐ N/A N/A N/A ______________
or 6.1b, OR all items from 6.2 to 6.6
SAFETY, PEACE AND ORDER
7.1 2021 POC Performance Audit ☐ ☐ ☐ ☐ ______________
passer
7.2 Highly functional in CY 2021 ☐ ☐ ☐ ☐ ______________
ADAC Performance Audit
7.3 Logistical support to local PNP ☐ ☐ ______________
office in CY 2021
7.4 Barangay peacekeeping action ☐ ☐ ______________
teams: 100% organized and
100% trained
7.5 Drug-free city/municipality or ☐ ☐ ☐ ☐
increase in drug-cleared
barangays
7.6 Designated firecracker zones ☐ ☐
Area Processing: Passed all items ☐ N/A ☐ N/A N/A N/A ______________
from 7.1 to 7.6
ENVIRONMENTAL MANAGEMENT
8.1 SWM board should have: ☐ ☐ ______________
a) composition showing the
CSO, and private sector
membership; and
b) convened at least once in CY
2021
8.2 No operating open and/or ☐ ☐ ☐ ☐ ☐ ______________
controlled dumpsite
Consideration: Closed dumpsite as of
CY 2021 with an approved SCRP, and
access to an authorized landfill or with
Residual Containment Area with
proposed programs for access to
authorized SLF
8.3 Approved 10-year solid waste ☐ ☐ ☐ ☐ ☐ ______________
management plan
Consideration: SWM Plan that is still
under review of NSWMC
8.4 All component brgys serviced by ☐ ☐ ☐ ______________
Materials Recovery Facility
Consideration: with planned programs
on increasing operations MRFs or
expanding its operation of a single MRF
servicing multiple brgys
8.5 Access to sanitary landfill ☐ ☐ ☐ ☐ ☐ ______________
Consideration: with Operational
Temporary Residual Containment Area,
PLUS ongoing construction of LGU’s
own sanitary landfill or programs for
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Department of the Interior and Local Government
CY 2022 Seal of Good Local Governance

Column 2 Remarks
Column 1 With pending
Initial Processing change
Indicator request?
PASSED
REQUIREMENT
PASSED
CONSIDERATION
FAILED NA YES NO
access to authorized SLF, budgeted
under the LGU’s Approved 10-Year
SWM Plan
Area Processing: Passed all (HUC); ☐ N/A ☐ N/A N/A N/A ______________
items 8.1 and 8.2, plus any two from
8.3, 8.4, 8.5 (ICC/CC/Mun)
TOURISM, HERITAGE DEVELOPMENT, CULTURE AND THE ARTS
9.1 Permanent local tourism officer ☐ ☐ ☐ ______________

9.2 Tourist information and ☐ ☐ ☐ ______________


assistance center or desks
9.3 Tracking system of tourism data ☐ ☐ ☐ ______________
(at the minimum: tourist arrivals
and tourism enterprises)
9.4 Council for the promotion of ☐ ☐ ______________
culture and the arts
9.5 At least 75% utilization rate of ☐ ☐ ______________
the budget appropriated for the
conservation and preservation of
cultural property, CY 2021
9.6 Cultural property inventory ☐ ☐ ☐ ______________
updated not earlier than 2021,
adopted by the LGU, and
submitted to NCCA for review

Consideration: updated not earlier than


2021, and is yet to be adopted and
transmitted to NCCA for review.
9.7 Published narrative history ☐ ☐ ______________

Area Processing: Passed any two of ☐ N/A ☐ N/A N/A N/A ______________
9.1 to 9.3 (for LGUs where tourism is
a significant industry only), AND any
three of 9.4 to 9.7
YOUTH DEVELOPMENT
10.1. Functional local youth ☐ ☐ ☐ ______________
development council:
a) Composition
b) Meetings, and
c) Trained members
10.2. Established local youth ☐ ☐ ______________
development office- Met any
two of the following:
a) Designated officer,
b) Database of youth
organizations,
c) At least 50% utilization of
appropriated CY 2021
budget for youth
development, and
d) Provided TA in conduct of
training for SK and LYDC
members from 2018
onwards

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Department of the Interior and Local Government
CY 2022 Seal of Good Local Governance

Column 2 Remarks
Column 1 With pending
Initial Processing change
Indicator request?
PASSED
REQUIREMENT
PASSED
CONSIDERATION
FAILED NA YES NO
10.3. Local Youth Development Plan ☐ ☐ ☐ ______________
Consideration: Final draft that is
already submitted to LYDC for review
and approval
10.4. LGU support to youth ☐ ☐ ______________
development- Met any two of
the following:
a) Policy,
b) Facility, and
c) Completed PPA by LGU
office other than LYDO.
Area Processing: Passed any two of ☐ N/A ☐ N/A N/A N/A ______________
items 10.1 to 10.4

FINDINGS:

☐ Passed 2022 SGLG criteria based on review and initial processing

☐ Did not pass the 2022 SGLG criteria based on review and initial processing

REMARKS:

_______________________________________________________________________________________
_______________________________________________________________________________________
_______________________________________________________________________________________
_______________________________________________________________________________________
_______________________________________________________________________________________
_______________________________________________________________________________________

Date: _______________________________

1. RAT Leader

Signature over Printed Name Agency/Organization

2. RAT Member

Signature over Printed Name Agency/Organization

3. RAT Member

Signature over Printed Name Agency/Organization

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Department of the Interior and Local Government
CY 2022 Seal of Good Local Governance

Official Release of this Form: (Please affix release stamp of DILG RO/PO here)

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