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Abstract—We present a mathematical analysis and compar- gyro (IFOG), resonant fiber optic gyro (RFOG), MEMS gyro
ison of the performance of integrated on-chip semiconductor and hemispherical resonator gyro (HRG) are steadily emerging
ring laser gyroscope (SRLG) fabricated using GaAs/AlGaAs and as suitable replacement for RLG in high performance military
InP/InGaAsP technologies. The performance parameters of the
gyro are modeled in terms of fundamental material, waveguide, and applications. Some implementations of IFOG and HRG have
resonator parameters. In addition to this, influence of phenomena shown high performance operation, but the signal processing
specific to semiconductor lasers such as nonlinear coupling, spatial for output extraction remains complex, requiring an array of
hole burning, gain grating formation, and carrier induced index components [5]. With the electronic systems getting rapidly
change on the gyro performance is also included. The analysis miniaturized, it is desired to have a compact, on-chip optical
helps in identifying critical parameters, which must be optimized
to improve the gyro performance.Best achievable performance of gyro with high performance to replace the bulky He-Ne RLGs.
integrated SRLG is calculated, and design modifications are sug- Integrated SRLG and resonant micro-optic gyro (RMOG)
gested to enhance it for high-performance military applications. have shown promise of small size, low cost and low power im-
Index Terms—Bias, integrated gyroscopes, lock-in threshold,
plementation of a gyro on-chip. RMOG is a passive device with
quantum limit, scale factor stability, semiconductor ring laser. a silica-on-silicon resonator acting as the primary sensing el-
ement [6], [7]. Light is injected using an external high power
I. INTRODUCTION laser source and a beam splitter. Being a passive device, RMOG
ING laser gyroscopes (RLG) are inertial rotation sensors requires several signal processing elements such as acousto-
R used in Attitude and Heading Reference System (AHRS)
in aircrafts and satellites to provide accurate information about
optic modulators, electro-optic modulators, lock in amplifiers,
isolators etc. to efficiently measure the rotation velocity [8].
their orientation [1]. They work on the principle of Sagnac ef- Implementing such a complex system on a single photonic in-
fect, with an optical gain medium incorporated in the ring cavity tegrated circuit (PIC) require hybrid active-passive integration
to form an active ring laser system. After their first experimen- technology. Also, the final output depends upon the stability and
tal demonstration in 1963 [2], several configurations of RLGs linearity of every signal processing element, thus increasing the
involving gaseous, solid state and semiconductor gain medium possibility of random errors.
have been proposed. They have been used in variety of applica- Integrated SRLG consists of an active ring resonator, fabri-
tions ranging from military navigation to robotics and unmanned cated on GaAs or InP substrate, as its sensing element. Light
vehicular navigation. is generated inside the resonator and interference pattern is de-
Precision inertial navigation systems in military applications tected using a directional coupler and photodetector [9]. Thus,
require highly sensitive gyroscopes which can measure angular the overall footprint of an integrated SRLG is very small as
rotation velocities as low as 0.1–0.01 deg/hr, with good stabil- compared to RMOG [10]. Several configurations of integrated
ity, over a long integration time [3]. The gaseous He-Ne RLG SRLG have been designed and implemented. Although they
has been the preferred choice for these high performance ap- have been used in low performance applications like robotics,
plications. Although the sensitivity and stability of He-Ne RLG automobiles and consumer electronics, their performance re-
have improved, its size, operating lifetime and power require- mains inferior for military navigation applications [11]. Poor
ments still limit the payload carrying capacity of the satellites performance has been attributed to phenomena like gain com-
[4]. Alternate technologies such as interferometric fiber optic petition and mode coupling, but their dependence on waveguide
and material parameters have not been analyzed.
Manuscript received May 15, 2016; revised July 4, 2016 and August 9, 2016; One such analysis was reported by us in [12], which dealt
accepted August 9, 2016. Date of publication August 17, 2016; date of current specifically with the most influential performance degrading
version June 24, 2017.
A. Khandelwal and A. Syed are with the Centre for VLSI and Embedded Sys-
phenomenon in SRLG i.e. lock-in at low rotation rates.
tem Technologies, International Institute of Information Technology, Hyderabad In this paper, we analyze the performance of integrated
500032, India (e-mail: arpit.khandelwal@research.iiit.ac.in; azeemuddin.s@ SRLGs, fabricated in GaAs/AlGaAs and InP/InGaAsP, for other
iiit.ac.in).
J. Nayak is with the Inertial Systems Group, Research Center Imarat, Defence
important metrics such as quantum limit, angle random walk,
Research and Development Organization, Hyderabad 500069, India (e-mail: null shift and scale factor stability. For the analysis, we model
nayal_jagannath@rediffmail.com). the performance metrics in terms of fundamental semiconduc-
Color versions of one or more of the figures in this paper are available online
at http://ieeexplore.ieee.org.
tor material and waveguide parameters. Also included in the
Digital Object Identifier 10.1109/JLT.2016.2601313 model are the equations describing the phenomena specific to
0733-8724 © 2016 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission.
See http://www.ieee.org/publications standards/publications/rights/index.html for more information.
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3556 JOURNAL OF LIGHTWAVE TECHNOLOGY, VOL. 35, NO. 16, AUGUST 15, 2017
TABLE I
SEMICONDUCTOR MATERIAL PARAMETERS
semiconductor laser dynamics such as non-linear coupling, spa- Fig. 1. Variation of Q-factor with output coupling coefficient for
GaAs/AlGaAs and InP/InGaAsP ring lasers showing high Q-factor for InP
tial hole burning, gain grating formation and mode competition. based ring lasers at very low coupling coefficients.
The overall gyro performance is calculated by substituting the
corresponding values of GaAs/AlGaAs and InP/InGaAsP and 1) Scale Factor: The scale factor of the gyro is the propor-
compared. Dependence of gyro performance on critical mate- tionality constant between the input rotation rate and the output
rial parameters is studied and modifications are suggested to beat frequency and is given for circular cavity as
enhance the sensitivity.
2R
S= (3)
II. MATHEMATICAL ANALYSIS λ
where R is the radius of the cavity and λ is the operating wave-
In this section, we will analyze the performance of the
length. The radius of the ring cavity is a trade-off between several
integrated semiconductor gyro based on GaAs/AlGaAs and
parameters and is generally selected so as to obtain sufficiently
InP/InGaAsP material systems which are the two most widely
high scale factor with moderate bending and scattering losses
used systems for integrated optics applications. Some funda-
as in [10], where a ring with radius of 1500 μm is fabricated.
mental parameters related to both the material systems are given
The wavelength depends upon the laser material system being
in Table I. The values of all the parameters are realistic, as re-
used as shown in Table I. Thus, the scale factor for GaAs and
ported in the literature specified beside them. These parameters
InP ring lasers comes out to be 3750 and 2000 respectively.
will be defined in the following sections and used to calculate
2) Q Factor: The Q-factor of the resonator is the ratio of
the performance of the gyro in terms of metrics such as quan-
the total energy stored to the energy lost and depends upon
tum limit, angle random walk, sensitivity, null shift, scale factor
various losses inside the resonator. In case of an integrated
stability and mode competition.
semiconductor ring laser (SRL), the Q factor is given as [21]
A. Quantum Limit 2πnR π 4 41 − ηcoup exp[−(αscat + αabs + αrad )πR/2]
Q=
Quantum limit specifies the fundamental limit of the mea- λ 1 − 1 − ηcoup exp[−(αscat + αabs + αrad )πR]
surement capacity of any optical rotation sensor using laser (4)
light as a probe. It is governed by the uncertainty in the accurate where ηcoup is the coupling efficiency of output coupler and
measurement of the frequency of modes present inside the ring αscat , αabs , αrad are surface scattering, free carrier absorption
resonator and can be calculated from the spontaneous emission and radiation losses respectively inside the ring resonator.
noise. The magnitude of quantum limit for any RLG is given All the losses inside the ring cavity are grouped together as
by [20] the average internal loss (αi ), i.e.
αi = αscat + αabs + αrad (5)
ν Bhν 180 × 3600 The internal loss can be experimentally measured from the
δΩ = × deg/hr (1)
QS Pout π emission characteristics of lasers and typical values for GaAs
and InP system are 4 cm−1 and 1.5 cm−1 respectively [16].
Δν Bhν 180 × 3600
δΩ = × deg/hr (2) The output coupling coefficient between the active ring res-
S Pout π
onator and passive output waveguide is a trade-off between high
where S is the gyro scale factor, Δν is the linewidth and Q is Q-factor and high output power as shown in Figs. 1 and 2. Gen-
the Quality factor of the resonator, ν is the operating frequency, erally, low value of coupling factor (ηcoup = 0.2) is chosen to
B is the sensor bandwidth and Pout is the useful power coupled get sufficiently high output power while maintaining sufficiently
out of the gyro. high Q-factor. Using the above mentioned values in Eq. (4), the
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KHANDELWAL et al.: PERFORMANCE EVALUATION OF INTEGRATED SEMICONDUCTOR RING LASER GYROSCOPE 3557
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3558 JOURNAL OF LIGHTWAVE TECHNOLOGY, VOL. 35, NO. 16, AUGUST 15, 2017
TABLE II
SEMICONDUCTOR LASER PARAMETERS
Fig. 3. Gyro quantum limit variation with coupling coefficient. Quantum limit
of InP based gyros increases more rapidly with coupling coefficient as compared
to GaAs based gyros making them more unstable w.r.t fabrication tolerances.
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KHANDELWAL et al.: PERFORMANCE EVALUATION OF INTEGRATED SEMICONDUCTOR RING LASER GYROSCOPE 3559
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3560 JOURNAL OF LIGHTWAVE TECHNOLOGY, VOL. 35, NO. 16, AUGUST 15, 2017
Fig. 7. Temperature dependence of lock-in threshold for GaAs/AlGaAs and Fig. 8. Variation of scale factor with temperature for GaAs/AlGaAs and
InP/InGaAsP based gyros. InP based gyros show an increase of lock-in threshold InP/InGaAsP based gyros. The slope for GaAs based gyro is higher showing
at higher temperature, limiting their use in space applications. more variation w.r.t temperature as compared to InP based gyros.
For a semiconductor ring laser gyro, the magnitude of error bandgap energy is given by [31]
due to null shift is given by [29]
Eg (T ) = 1.519 − 5.405 ∗ 10−4 ∗ T 2 /(204 + T) (25)
c √
Δfe = b (21) whereas for InP/InGaAsP lasers, the temperature dependence
nπL
of bandgap energy is given as
where b is the coefficient of linear backscattering which de-
pends upon the surface sidewall roughness profile of the ring Eg (T ) = 1.421 − 3.63 ∗ 10−4 ∗ T 2 /(T + 162) (26)
waveguide and is given as
where the temperature (T) is measured in K. This tempera-
b = Re[2Rl exp(jπ)] (22) ture dependence of bandgap energy leads to a corresponding
temperature dependence of peak emitted wavelength.
where Rl is the linear amplitude reflection coefficient given by
Moreover, the effective radius of the semiconductor ring laser
[30]
√ is also a function of temperature as
Rl2 = 2πR(0 ωδn2 hE/4)2 4 π|r|2 Lc exp[−(βr Lc )2 ] (23)
Reff (T ) = Reff [1 + αth (T − T0 )] (27)
where E and βr are the normalized electric field amplitude
where αth is the thermal expansion coefficient of the semicon-
and propagation constant inside the ring, r is the amplitude of
ductor material, whose value for GaAs and InP is 6 × 10−6 /K
sidewall surface roughness, Lc is the correlation length and δn
and 4 × 10−6 /K respectively [14]. The temperature depen-
is the refractive index difference between the core and cladding
dence of all these parameters causes the overall gyro scale factor
layers given by
to be temperature dependent as [10]
δn2 = (n2core − n2clad ) (24)
dS 2αth λ(T ) − 2 dλ(T
dT
)
Reff (T )
From [10], the linear backscattering coefficient (b) for GaAs = (28)
and InP ring laser is equal to 1.2 × 10−9 and 1.3 × 10−9 dT λ2 (T )
respectively. Substituting these values in Eq. (21), the magnitude The variation of scale factor with temperature in semicon-
of null shift for GaAs and InP integrated gyros comes out to be ductor gyros is shown in Fig. 8. By calculating the slope of
100 kHz and 105 kHz respectively. the graphs, the scale factor variations for GaAs and InP gyros
comes out as 319 ppm/K and 236 ppm/K respectively.
E. Scale Factor Stability
For efficient operation of a gyro, it is essential that the scale III. CONCLUSIONS
factor should remain constant over a long period of time and The performance of integrated on-chip SRLG has been ana-
under varying environmental conditions. Since the scale factor lyzed for GaAs/AlGaAs and InP/InGaAsP material systems and
depends upon the dimensions of the ring laser and the operating is summarized in Table III. The gyro performance parameters
wavelength, the stability of these parameters should be taken have been modeled in terms of semiconductor material param-
into account. eters which have been optimized for improved performance of
In a semiconductor laser system, the operating wavelength is the gyro. The analysis shows that lock-in is the most influential
determined by the bandgap energy which is temperature depen- performance degrading phenomenon in integrated SRLG. The
dent. For GaAs/AlGaAs lasers, the temperature dependence of high value of lock-in threshold overshadows the limits imposed
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KHANDELWAL et al.: PERFORMANCE EVALUATION OF INTEGRATED SEMICONDUCTOR RING LASER GYROSCOPE 3561
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