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ABSTRACT
Packaging is an important component in the development of various drug formulations in pharmaceutical industry.
Packaging of pharmaceutical dosage forms has a close relationship between a pharmaceutical preparation and its
package which is a major concern to the drug stability and safety. The selection of Packaging material is made on
the basis of its efficacy and performance characteristics in preserving the quality, potency and safety of the
pharmaceutical products. The stability testing of pharmaceutical products and compatibility testing of packaging
materials is an integral part of R&D in pharmaceutical industry. The stability of a drug in solid and liquid dosage
forms depends on the efficacy of the packaging materials to protect the drug from chemical degradation and changes
in physical characteristics such as appearance, hardness, friability, dissolution, disintegration, weight variation,
moisture contents and mechanical durability. This is particularly necessary for the storage of the products under
accelerated conditions. It has been observed that the use of substandard packaging materials by some pharmaceutical
industries leads to stability problems, packaging materials - drug interaction, poor efficacy to moisture barrier and
formation of hazardous materials. In order to study the effect of environmental factors on the packaging efficacy of
solid and liquid dosage form preparations, it is intended to study the stability of a number of selected pharmaceutical
products in packaging materials using glass, aluminum foil, plastic, paper and other materials as primary or
secondary packaging material and to determine the extent to which these materials are effective in providing
protection to the product and in maintaining its desirable physical and chemical characteristics under the proposed
storage conditions. It is intended to evaluate the shelf lives of the products stored in different packaging materials
and examine their efficacy and performance characteristics in maintaining the product integrity for a prolonged
period of storage.
Keywords: Pharmaceutical; Packaging materials; Dosage form.
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marketing campaign. It is often considered as the product, packaging proves temper evident, child
most important and critical sales promotional tool resistance and anti counterfeiting, correct packaging
(Essuman, 2008). prevents any wastage (such as leakage or
deterioration) which may occur during transportation
PACKAGING MATERIALS USED FOR and distribution, good packaging and presentation
SOLID AND LIQUID DOSAGE FORMS encourages consumers to buy products, good
packaging extended the shelf lives of the products.
The most commonly used pharmaceutical packaging
The inadequate packaging may be the result of: A
materials for solid dosage form are glass container,
lack of knowledge of the materials and/or the
plastic container, paper and paperboard, metal and
requirements for packaging different products. Each
aluminum foil. There are four basic components of
product has its own characteristics and packaging
pharmaceutical blister packages, strip packaging i.e.
requirements vary. In many countries the choice of
the forming film, the lidding material, the heat-seal
packaging materials may be limited for those that are
coating, strip sealing, closure sealing and the printing
available, supplies are often situated in urban areas
ink. The most common blister package, alu-alu
and this may cause problems for the rural producer in
package, strip package, film, paper, plastic or multi
terms of transportation and often in negotiating with
material backing that is adhered to the sheet of the
suppliers. Packaging can represent a large part of the
thermoformed plastic bubbles. Forming films
total cost of a processed food this may be in part the
accounts for approximately 80-85% of the blister
result of the higher unit cost when small quantities
package and lidding material make up 15-20% of the
are ordered for small-scale production, so the
total weight of the package. The pack is usually
selection of the primary packaging materials must
present in up to three layers. Primary pack or
fulfill the following important requirements like
immediate container, secondary pack, for information
moisture barrier requirements, light barrier
and additional protection and tertiary pack, added for
requirements, Gas barrier requirements, and chemical
storage and distribution.
properties. The selection of the packaging materials
The primary packaging for the product (e.g. bottle
therefore begins with the determination of the
and closure) must be fit for purpose because primary
products physical and chemical characteristics, its
package is in direct contact with the product. It must
protective needs and its marketing requirements. The
adequately protect the product from the environment
material selected must have the following
while being compatible with the product. Usually,
characteristics (Croce et al., 1986). They must not be
primary packages provide the major protective
reactive with products; they must be protective from
barrier. A secondary package usually contains several
environmental condition, they must not be imparted
primary packages, and provides the strength for
to the products tastes or odors, they must be nontoxic,
stacking in the warehouse. Like the secondary, a
they must be approved by FDA or other regulatory
tertiary package contains a number of secondary
agencies, they must meet applicable tamper-
packages. Its function is to hold together the
resistance requirement, they must be adaptable to
secondary packages during distribution.
commonly employed high speed packaging
equipment.
FEATURES AND FUNCTIONS AND
SELECTION OF PHARMACEUTICAL TYPES OF PACKAGING MATERIALS
PACKAGING MATERIALS FOR SOLID AND LIQUID DOSAGE
The pharmaceutical packaging materials contain
some important features and functions like:
FORMS
Packaging protect against all adverse external GLASS
influence that can alter the properties of the product, Glass is generally the first choice of packaging for all
Packaging protect against biological contamination, types of pharmaceutical products. Glass is the only
packaging protect physical damage, packaging carry packaging material rated 'GRAS' or 'generally
the correct information and identification of the regarded as safe' by the U.S. Food & Drug
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Administration. In the European and the United materials, moisture barrier properties, gas barrier
States pharmacopeias various grades of glass are properties, good puncture resistance, low heat
classified as official based on their chemical conductivity, good sealant properties, and
characteristics and efficacy within the packaging of recyclability. Plastics are inexpensive, lightweight,
pharmaceuticals. Glass containers also are beneficial strong, durable, corrosion-resistant materials, with
from the economical point of view as glass is high thermal and electrical insulation properties,
abundantly present in nature and because of its because of these properties plastics are widely used in
capability to be sterilized and hence be recycled. Its the pharmaceutical packaging industry. In addition to
distinction when compared to other packaging this it can be easily molded into the preferred shape
materials lies in the unique combination of durability, and provide protection against contamination and in
inertness and transparency. The container chosen for the storage and transportation.
a given preparation shall be such that the glass
material does not release substances in quantities TYPES OF PLASTIC CONTAINERS
sufficient to affect the stability of the preparation or POLYETHYLENE (PE)
to present a risk of toxicity. In justified cases, it may Polyethylene is available in three different grades
be necessary to have detailed information on the glass including low (LDPE), medium (MDPE) and high
composition, so that the potential hazards can be (HDPE) density (ranging from 0.91 to 0.96). As the
assessed. The hydrolytic stability of glass containers density of PE increases both physical and chemical
for pharmaceutical use is expressed by the resistance properties vary. The clarity and translucency depends
to the release of soluble mineral substances into water upon the density of PE. The low, medium and high
under the prescribed conditions of contact between density PE have oxygen transmission of 500, 250-535
the inner surface of the container or glass grains and and 185 respectively. High density polyethylene
water. (HDPE) is the most crystalline material and is most
TYPES OF GLASS CONTAINERS widely used for the containers by the pharmaceutical
According to the hydrolytic resistance characteristics, industry for drug packaging because it offers good
glass containers are classified as follows: barrier against moisture but a relatively poor one
against oxygen and other gases. HDPE mostly used
Type I glass containers
for solid oral medication in pharmaceutical industry.
Neutral glass, with a high hydrolytic resistance due to
Polyethylene is the material of choice with
the chemical composition of the glass itself.
polypropylene (PP) as a polymeric material used for
Type II glass containers
on line blow fill seal technology.
Usually of soda-lime-silica glass with a high
hydrolytic resistance resulting from suitable
POLYSTYRENE (PS)
treatment of the surface.
The polystyrene is the clear rigid hard material with
Type III glass containers
good tensile strength but is one of the most brittle
Usually of soda-lime-silica glass with only moderate
plastics when dropped. It is resistant to mineral oil,
hydrolytic resistance.
water and alkali but is soluble in organic solvents. It
Type IV glass container is fairly permeable to moisture and is generally not a
Usually lower-quality flint or soda glass (U.S) or not suitable packaging material for pharmaceutical
for parental use. products.
PLASTIC
POLYCARBONATE (PC)
Plastics are long-chain polymers that can be melted,
The poly carbonate material is having good impact
formed into a desired shape, and solidified during
resistance with excellent dimensional stability. It has
cooling. The general advantages of using plastic
a low water absorption capacity and is heat resistant.
materials in pharmaceutical packaging include
PC is used to make membrane filters, reusable bottles
consumer acceptance, preference, excellent safety
and sterilize-able medical packaging (Jain, 2006).
characteristics (non fragility), less weight than other
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of PVC and is comparable to the water vapor size, shape, and weight of the product .The surface of
permeability of PVDC coated PVC. Water- vapor the lidding material must be compatible with the
permeability of uncoated PP is lower than PVC, and heat-seal coating process. Aluminum is used as the
is comparable to PVDC coated PVC. One problem material of construction for most other metered dose
posed by PP processing is thermoforming. The aerosol suspension and emulsion. This material is
temperature required for thermoforming PP and the extremely lightweight and also is essentially inert;
temperature of subsequent cooling process must be although aluminum will react with certain
precisely controlled. Another problem is warping of formulation (especially those that contain only active
package – often resulting in the requirement for PP ingredients and propellant) but many containers are
formed packages to be straightened before cartoning. available that have an internal coating made from an
One problem posed by PP processing is epon- or- expoxy - 0 type resin (Sciarra. 1996).
thermoforming. The temperature required for
thermoforming PP and the temperature of the Types of lidding material
subsequent cooling process must be precisely Hard aluminum is most widely used push-through
controlled. Another problem is warping of package lidding material. The foil usually has a thickness of
often resulting in the requirement for PP formed 0.8 ml. There are endeavors, however to reduce the
packages to be straightened before cartoning. thickness of this foil to 0.6 ml. The hardness of the
(Wikstrøm E., 1999) aluminum facilitates push-through opening.
Soft aluminum (1ml) frequently is used for child
NEW HIGH BARRIER THERMO resistance push through foils. With the exception of
FORMING FILM the type of the aluminum used the structure of this
There is a new high barrier thermoforming film based lidding material corresponds so that of hard
on a new type of plastic granules called COC (cyclo- aluminum (0.8ml). The softness and thickness of this
olefine copolymer). It is suitable for pharmaceutical type of aluminum help prevent children from pushing
and cosmetic packaging applications, where excellent tablets through it.
moisture barrier properties, outstanding transparency Paper aluminum is the combination of paper and
and good rigidity are required. aluminum, weight of the paper amount to 40-
45g/m2. In Europe the thickness of the aluminum
Forming Film typically is 0.28-0.48 pm, but in the United States it
Forming film is the packaging component that has a thickness of 0.6-1 ml.
receives the products in deep drawn pockets. Paper/PET/aluminum Lidding material made of
Consideration must be given to the height and weight paper/PET/aluminum laminate is often called peel off
of the product, sharp or pointed edges of the final –push through foil. This kind of material is used
package and the impact resistance, aging, migration predominately in the United States. The concept is to
and cost of the film. The oriented polyamide (OPA)/ first peel off paper/PET/laminate from the aluminum
aluminum/PVC or nylon/ aluminum/PVC laminates and then to push the tablet through the aluminum
are intriguing a laminate structure consisting of 1-ml (Sciarra. 1996).
OPA, 1.8-ml OPA and 2.4-ml PVC it is possible to
eliminate water vapor permeability almost entirely. Requirements for Lidding Components
Moreover because of the large proportion of the The print primer should meet the following
aluminum in the laminate recycling this material has requirements: It must withstand sealing temperatures
become feasible (particularly most lidding material as high as 300°C without showing discoloration or
also contain aluminum (Pilchik, 2000a, 2000b). tackiness (blocking). It should offer sufficient
resistance to abrasion and be a substrate to which
Lidding material printing inks can adhere strongly enough to withstand
The lidding material provides the base or main the peeling force of adhesive tapes. Finally the print
structural component upon which the final blister primer must comply with FDA recommendations.
package is built. It must be selected according to the
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The basic lidding material must meet requirements pouch, strip packing, foil panes, aluminum foil and
for elasticity or inelasticity specific to the type of alufoil lidding. A number of alufoil properties
machine used. It must guarantee water-vapor combine to provide a convenient, safe and versatile
transmission rate that is at least as low as that of the packaging format for tablets, creams, liquids and
forming films and it must be suitable for the type of powders covering an enormous variety of
opening appropriate to the package e.g. push-thru or pharmaceutical products. Alufoil unrivalled barrier
peel-off. The heat-sealing coat must be compatible properties totally exclude moisture, oxygen and other
with the plastic material of the form films and it must gases, microorganisms and light, thus maintaining
ensure constant sealing for any given sealing sensitive products in peak condition for long periods.
parameter. The sealing strength must be suitable for
push-thru or peel-off opening and of course it must Important properties of aluminum foil
comply with FDA recommendations. Barrier
Alufoil total barrier to light, atmosphere and liquids
ALUMINIUM is the principle reason for its use in pharmaceutical
Aluminum is the most abundant metal on the earth’s applications.
surface, but it is one of the most costly constituents in
a laminate. Foil is obtained from metal of 99% purity
Dead fold and mechanical properties
and above. The gauges range from 0.006 mm to
Alufoil is strong and can be laminated with other
0.040 mm. The foil is annealed to give a soft foil with
materials. By using different alloys alufoil can be
a ‘dead fold’ property. Hard tempered (non-annealed)
given a choice of characteristics, which make it
foil occasionally finds special applications, i.e. push-
suitable for ‘push through’ lids or pre-formed trays
through lidding for blister packs. Lubricants are
for tablets.
removed from hard foil by either solvent washing or
controlled heating. For any nominal gauge +8%
Hygiene and safety
variations is normally allowed. For solid dosage form
Alufoil does not harbor bacteria. It can be supplied in
(i.e. tablet, capsules, and powders) aluminum foil is
a fully sterile condition. Many suppliers offer alufoil
the most commonly used packaging material due to
packaging materials produced in hygienic ‘clean-
its protective characteristics with respect to the
room’ facilities.
effects of moisture, heat and light. Aluminum offers
significant saving in the product shipping costs
because of their light weight; they provide the Sustainability
attractiveness to the tin at somewhat lower costs Alufoil is weight saving, effective and minimizes the
(Croce at al., 1986). amount and diversity of packaging material needed.
For solid dosage forms (i.e. tablet, capsules and Added to this reduction at source, it also helps to
powders), aluminum foil is the most commonly used preserve valuable pharmaceutical products, so cutting
packaging material due to its protective waste of materials and energy.
characteristics with respect to the effects of moisture,
heat and light. Aluminum offers significant saving in Applications of aluminum and plastic as
the product shipping costs because of their packaging material
lightweight and also they provide the attractiveness to The various applications of aluminum as packaging
tin at somewhat lower cost. (Croce at al., 1986).The material for pharmaceutical products are given below.
different types of aluminum packaging materials
include lidding aluminum foil containers, casserole, Blister packs
lid punching machine, disposable kitchen foil, cling Alufoil is particularly suitable for blister packs
film, lidding pharma foil, lidding packaging material, because of the range of mechanical properties
cigarette foil, lidding blister foil, aluminum lidding available. Depending on the alloy and its treatment,
foil poly, paper laminated foil, heat sealable lidding alufoil can be made more brittle, tougher or more
foil, foil lidding casserole, triple laminate for ORS ductile. It can also be combined with other materials
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like paper or plastics. Blister packs are tamper- resistance and wear resistance; good sealing and easy
evident and can be designed to be ‘child-proof’ or to to clean; excellent shape and fold, easy to use various
provide more secure access. Most blister packs processing methods; should be in the mechanization
consist of a preformed plastic tray with an aluminum and automation of packaging; have the best printable,
foil closure manufactured to facilitate the necessary easy introduction and landscaping products; lower
‘push-through’ characteristic. A recent development prices, and light weight, can reduce packaging costs
is the all-aluminum blister pack. and transportation costs; easy to handle after use,
reuse and recycling of recyclable and will not pollute
Strip packs the environment and conserve resources; paper and
Strip packs can be produced from Aluminum or in cardboard containers are mainly large cardboard
combination with paper or plastics. A key boxes, cartons, paper bucket, paper bags, paper cans,
requirement is that they should be easy to tear open. paper cups, paper plates, etc., are widely used in
Alufoil is readily printed and its malleability and transport packaging sales packaging. (Yam, K. L.,
dead fold characteristic are important in these "Encyclopedia of Packaging Technology", John
applications, allowing the metal to closely form to the Wiley & Sons, 2009).
shape of the tablet. Strip packs provide economical
high barrier performance and can be filled at high METAL CONTAINERS
speeds on modern, sterile, filling lines (Damman Metal is the most adaptable of all the materials used
foils, technical literature). in the packaging; however it is used to dispense only
the non parental medicinal products since it poses the
Sachets and pouches threat of possible shedding of metal particles into the
The sensitive nature of most pharmaceutical product. Different metals like tin, aluminum and
preparations demands that the packaging provides a tinplate are used in pharmaceutical industries. Metals
perfect barrier to moisture, and often to light. Alufoil provide superior protection against contamination as
laminated sachets provide an effective packaging they impervious to light, moisture and gases. They
solution for many products whether in powder, cream are also lighter in weight when compared to most
or liquid form (Damman foils, technical literature). materials. The containers made from metals include
tubes, packs made from foil or blisters, cans, and
Heat-sealed membranes and closures aerosol and gas cylinders (World Health Organization
Many medicines are supplied in glass, plastic or WHO, 2002).
metal containers. Alufoil, laminated with paper or The major disadvantage that they pose is that they are
plastic, is frequently used as a heat-sealed membrane highly expensive. The collapsible metal tube is an
hermetically closing the container, usually under a attractive container that permits controlled amounts
plastic screw cap. The localized heat needed to affect to be dispensed easily, with good re closure and
the sealing process is generated by an electrical adequate environmental protection to the product.
induction process after the screw caps are applied on The risk of contamination of the portion remaining in
the filling and capping line. The resulting alufoil the tube is minimal, because the tube does not "suck
membrane provides excellent barrier properties back." It is light in weight and unbreakable, and it
preventing moisture or gas transmission and lends itself to high-speed automatic filling operations.
providing tamper evidence (Damman foils, technical The ductile metals used for collapsible tubes are tin
literature). (15%), aluminum (60%), and lead (25%). Tin is the
more expensive than lead. Tin is the most ductile of
PAPER AND PAPERBOARD these metals. Tin containers are preferred for foods,
Paper and cardboard is a pillar of traditional pharmaceuticals, or any product for which purity is
packaging materials, consumption of large, wide an important consideration. Tin is chemically inert of
range of applications, its output accounts for about all collapsible tube metals. Laminates of tin-coated
45% of the total output value package. Paper and lead provide better appearance and will be resistant to
paperboard must be appropriate strength, impact oxidation. They are also cheaper compared to tin
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alone. The tin that is used for this purpose is alloyed FUNCTIONS OF CLOSURES
with about 0.5% copper for stiffening. When lead is The functions of closures in both plastic and glass
used, about 3% antimony is added to increase containers include inviolability, non refill ability,
hardness. Lead has the lowest cost of all tube metals measuring and pouring facilities, child resistance,
and is widely used for nonfood products such as sales appeal or two or more of these functions in
adhesives, inks, paints, and lubricants. Aluminum combination (Frank, 1996). They can also assist in
work hardens when it is formed into a tube, and must the dispensing of product.
be annealed to give it the necessary pliability
(Aulton, 2005; [SHA, web link: www.sha.org], 2012; TYPES OF CLOSURES
[DDL, web link: www.testedandproven.com], 2012). The basic types of caps and closures include:
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