Doc. No.: OP-SD-04A Eff.

Date: 01 Sep 20XX Reviewed & Approved by: GM

Bestfood Quality Management System - Risk Register - Risk Criteria Doc. Owner: Operation Mgr Rev: 0 Approval Date: 30 Aug 20XX
Page 1 of 1

A. Consequence
Risk (Negative Consequence) Opportunity (Positve Consequence)
Conformance Return on
Performance Fulfilment of Objectives Shareholder Value Best Practices
to compliance obligations investment
Minimal (no customer complaint) or no No perceive change to No perceived value for
Very Low 1 No negative trend <5% below target Potential <5% ROI
impact company value improvement

Pursuing the opportunity will

Moderate impact (noticeable effect, Indicators with negative trend < those Slight increase in company
Low 2 5-10% below target Potential 5-10% ROI slightly improve good
minor customer complaint) with positive trend value
governance

Pursuing the opportunity will

Moderate impact (customer complaint Indicators with negative trend = those Considerable increase in
Medium 3 11-20% below target Potential 11-20% ROI considerably improve good
resulting in claim), alternative available with positive trend company value
governance

Major impact (catastrophic, recall, Pursuing the opportunity will

Indicators with negative trend > those High Increase in company
High 4 fatality, legal action, costly 21-30% below target Potential 21-30% ROI highly improve good
with positive trend value
compensation), alternatives available governance

Pursuing the opportunity will

Major impact (catastrophic, recall,
Consistently all indicators negative Very high Increase in greatly improve good
Very High 5 fatality, legal action, costly > 30% below target Potential >30% ROI
trend company value governance essential for
compensation), no alternatives available
sustainability

B. Likelihood
Risk Opportunity
Rare 1 Not known to happen, proven or completely mitigated by existing procedure Minimal chance of success within next 12-24 months
Low 2 Very low likelihood of happening, less than 1/year, demonstated or well mitigated by existing procedure 0-25% chance of success within next 12-24 months
Medium 3 Known to happen, may happen up to 1x/quarter, partially demonstrated or mitigated by existing procedure 50-75% chance of success within next 12-24 months
High 4 Highly likely to happen, may happen more than 1x/quarter, analytically demonstrated possible mitigate procedure 50-75% chance of success within next 12-24 months
Very High 5 Very likely to happen, may happen more than 1x/month, speculative with no mitigation procedure >75% chance of success within next 12-24 months

C. Risk/Opportunity Grading
Consequence
CxL
Grade
VL (1) L (2) M (3) H (4) VH (5) Number Action on Risk/Opportunity Significance
Priority action, project to be initiated within the next 3 months,
A (15-20)
R (1) E(1) E (2) E (3) D (4) D (5) budget to be approved Significant
Action be second priroty in the absence of Grade A risk action, Risk/Opportunity
B (10-12)
L (2) E (2) D (4) D (6) C (8) B (10) project initiation within next 6 months
Action to be done if there is available resources,
C (8-9)
Likelihood M (3) E (3) D (6) C (9) B (12) A (15) or when no higher Risk Grade exist
Non-Significant
D (4-6) To be noted, no action is needed Risk/Opportunity
H (4) D (4) C (8) B (12) A (16) A (20)
VH (5) D (5) B (10) A (15) A (20) A (25) E (1-3) To be noted, no action is needed

656433846.xlsx 1 of 1