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Data Ethics Canvas What is the

Data Ethics The ODI’s


Canvas? theory
of change
The Data Ethics Canvas is a tool
for anyone who collects, shares or
uses data. We want people who steward
It helps identify and manage ethical
data, and people who create
P O S I T I V E I M PA C T
issues – at the start of a project that things with it, to act in ways that
uses data, and throughout.
AR
IN
G DA
TA
HO
bring about positive impacts.
FE AR
It encourages you to ask important
<
DA
TA DI
NG Ethical use of data helps to
questions about projects that use data, < << >>
>> improve trust, and bring about
and reflect on the responses. These
might be:
the best economic and social
outcomes.
‹ What is your primary purpose for
using data in this project?
DECIDE
We want to avoid a future where
data is feared or hoarded. We
‹ Who could be negatively affected
by this project? want data to work for everyone.
C R E AT E
The Data Ethics Canvas provides a
framework to develop ethical guidance
that suits any context, whatever the
T O
project’s size or scope. U
S P
E
N
R
S T E WA R D

N
ES
S
Original source

INN
CS
TY

CAP
ETHI

O V AT
ENGAGEMENT
The Data Ethics Canvas is based on the

INFR
EQUI

ABILITY
Ethics Canvas, a higher-level framework

ION
ASTRUCTUR
for assessing the ethical implications
of any project, developed by the ADAPT
Centre for Digital Content Technology.
The ADAPT Centre’s Ethics Canvas DATA

E
is itself based on the original Business
Model Canvas by Alex Osterwalder.

ODI
NETWORK Find out more at:
theodi.org/theory-of-change
Methodology and training tools

What is data Why use Before you How to use What next?
The Data Ethics Canvas is a tool ethics? this tool? get started this tool
for anyone who collects, shares or The Open Data Institute defines data Improve project planning Think about who to involve You can start anywhere on the canvas Completing the Data Ethics Canvas
uses data. ethics as: The canvas helps you to consider
potential risks and impacts from the start
We recommend involving people with
a range of perspectives – from people
and complete the sections in any order. is a starting point for transforming how
your team or organisation handles
‘A branch of ethics that evaluates data of your project. It prompts debate about within your organisation (if you have one) For each section, take time to consider data. To get the most of the tool, we
It helps identify and manage ethical practices with the potential to adversely
impact on people and society – in data
project objectives, intention and impact,
and helps you consider wider ethical
to people who may be impacted by
your project.
your answers. It helps to note them
on sticky notes and stick them to the
recommend the following:

issues – at the start of a project using collection, sharing and use’ issues, relevant laws and regulation.
Get leaders onboard
sections as you go. Where you can, share
and discuss your responses with others.
‹‹ Share your notes and actions from
completing the canvas as widely as
data, and throughout. It gives a Data ethics relates to good practice
around how data is collected, used and
Grow impact and trust
Using the canvas, you can design better
Engage senior people in the process of
completing the canvas, to support any When you have completed the canvas,
you can, particularly with people
affected by how your project collects,
framework to develop ethical guidance shared. It is especially relevant when data
activities have the potential to impact
products and services while addressing
bias. It helps you examine the impact
decisions or changes that might emerge. outline next steps and ensure there
is a person responsible for each action.
shares or uses data

that suits any context. people and society, directly or indirectly. that your data activities can have,
and mitigate any harmful impacts for
Consider data literacy
You could run an introductory session Share notes about the discussion more
‹‹ Review progress made towards
your actions
For example, an automated data model about data ethics and key terms before widely if you can.
people and communities.
might make decisions about whether completing the canvas, to help people ‹‹ Monitor the ongoing impact of your
someone is eligible for a mortgage, or Complement other ethics guidelines understand the context. work on individuals, groups and
what insurance they can be offered. Tips society
The canvas helps to tease out risks
And decisions about what data to collect around a project, without predisposing ‹ Use the ODI’s online template to ‹‹ Review and update your answers
– and what to exclude – might affect an outcome. It illustrates how one type record your notes and actions on the canvas, eg quarterly or at
groups in a society. of data activity can have many outcomes
project milestones
and consequences, depending on ‹ Complete the canvas in a group with
Data ethics should be addressed
context, purpose and organisations a range of people ‹‹ Run a retrospective or evaluation
at all stages:
involved. at the end of your project, to review
‹ Be sensitive to any power dynamics
‹‹ Stewarding data – collecting it, your answers on the canvas and
Manage data ethics in the long-term that might be in the room
maintaining it and sharing it inform future work
The canvas guides how you manage
‹‹ Creating information from that data and discuss data ethics, and how you You can share feedback, thoughts
– in the form of products and services, develop ethical frameworks and guidance and ideas about the Data Ethics Canvas
analysis and insights, or stories and around your project. It also helps you with the ODI at policy@theodi.org.
visualisations raise awareness of data issues in your
organisation. The Data Ethics Canvas is also available
‹‹ Deciding what to do – informed at theodi.org/data-ethics-canvas
by information from multiple sources There you can access:
along with experience and
understanding ‹ A print-at-home version of the canvas
This tool is part of the ODI’s wider data toolkit. You can find all
‹ An online template to use alongside or
the tools and resources at theodi.org/tools instead of this hard-copy canvas

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Data Ethics Canvas 2019-05

Data sources Limitations in Sharing data Ethical and Rights around


data sources with others legislative context data sources

Are there limitations that could influence your


project’s outcomes?
What existing ethical codes apply to your sector
Consider:
or project? What legislation, policies, or other Where did you get the data from? Is it produced
>> bias in data collection, inclusion/exclusion, regulation shape how you use data? What by an organisation or collected directly from
analysis, algorithms requirements do they introduce? individuals?
Name/describe your project’s key data sources,
>> gaps or omissions in data Consider: the rule of law; human rights; data Was the data collected for this project or for
whether you’re collecting data yourself or Are you going to be sharing data with other
protection; IP and database rights; anti- another purpose? Do you have permission to
accessing via third parties. >> provenance and data quality organisations? If so, who?
discrimination laws; and data sharing, policies, use this data, or another basis on which you’re
Is any personal data involved, or data that is >> other issues affecting decisions, such as team Are you planning to publish any of the data? regulation and ethics codes/frameworks specific allowed to use it? What ongoing rights will the
otherwise sensitive? composition Under what conditions? to sectors (eg health, employment, taxation). data source have?

Your reason for Communicating Positive effects Negative effects Minimising


using data your purpose on people on people negative impact

Who could be negatively affected by this project?


What is your primary purpose for collecting and Could the way that data is collected, used or What steps can you take to minimise harm?
using data in this project? shared cause harm or expose individuals to risk
Do people understand your purpose – especially How could you reduce any limitations in your
of being re-identified? Could it be used to target,
What are your main use cases? What is your people who the data is about or who are data sources? How are you keeping personal and
profile or prejudice people, or unfairly restrict
business model? impacted by its use? other sensitive information secure?
Which individuals, groups, demographics or access (eg exclusive arrangements)?
Are you making things better for society? How How have you been communicating your organisations will be positively affected by this How are you measuring, reporting and acting on
How are limitations and risks communicated to
and for whom? purpose? Has this communication been clear? project? How? potential negative impacts of your project?
people? Consider: people who the data is about,
Are you replacing another product or service as How are you ensuring more vulnerable How are you measuring and communicating people impacted by its use and organisations What benefits will these actions bring to your
a result of this project? individuals or groups understand? positive impact? How could you increase it? using the data. project?

Engaging with Openness and Ongoing Reviews and Your actions


people transparency implementation iterations

Are you routinely building in thoughts, ideas


How can people engage with you about the How open can you be about this project? and considerations of people affected in your What actions will you take before moving
project? Could you publish your methodology, metadata, project? How? forward with this project? Which should take
datasets, code or impact measurements? priority?
How can people correct information, appeal What information or training might be needed to
or request changes to the product/service? Can you ask peers for feedback on the project? help people understand data issues? How will ongoing data ethics issues be Who will be responsible for these actions, and
To what extent? How will you communicate it internally? measured, monitored, discussed and actioned? who must be involved?
Are systems, processes and resources available
Are appeal mechanisms reasonable and well Will you publish your actions and answers to this for responding to data issues that arise in the How often will your responses to this canvas be Will you openly publish your actions and
understood? canvas openly? long-term? reviewed or updated? When? answers to this canvas?

Open Data Institute  #DataEthicsCanvas theodi.org/tools


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Attribution-ShareAlike 4.0 UK. International Licence

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