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F. Kamp
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University of Amsterdam, BCP Jansen Institute, University of Amsterdam,
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Plantage Muidergracht 12, 10 18 TV Amsterdam, The Netherlands
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Volumetric mass-transfer coefficients were measured in
an 1I-L external-loop airlift fermenter with deionizedwater,
a fermentation medium, and during a fermentation. Both
a Mackareth oxygen electrode and a novel rapid-re-
sponse probe were used. When the conventional step-
change dynamic method was used for water, the long,
transfer rates are also reasonably high. Ho and co-
workers,' Merchuk and c o - w o r k e r ~and, ~ ~Luttmann
~
et al.4-7 have presented mathematical models for mass
transfer in airlift fermenters, taking into account such
variables as axial liquid dispersion and pressure drop
nonlinear response time of the Mackareth electrode made along the tubes.
correction of its readings difficult; this problem did not Weiland and O n k e ~ ~McManamey
,~.~ et a1.,I0and Bello
occur when the rapid-response probe was used. A com- et al. * studied quite extensively physical parameters
parison was made with a method of mass-transfer coef-
ficient determination which does not involve any as-
such as gas holdup, axial liquid dispersion, and mass
sumptions about the gas residence time distribution. transfer in airlift fermenters. Mass transfer has been
However, this method requires that the liquid phase is studied in steady-state conditions during fermentations
well-mixed and this requirement was not met in the airlift (e.g. Luttmann et al.4,5and S ~ h u g e r l ' ~or) with the
fermenter. Comparison of the present results with other assumptions of plug flow of gas and complete liquid
KLadeterminations for airlift fermenters showed that KLa
in water depends on the active gas holdup, the value of
mixing when unsteady-state regassing techniques were
KLale at 20°C being ca. 0.37 s . - ' . Although higher gas used.','2 Chapman and c o - ~ o r k e r shave
' ~ proposed a
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holdups were obtained with the fermentation medium method for determining the volumetric mass-transfer
than for water, the values of KLak were lower, ca. 0.22 coefficient in which no assumptions are made about
s at 20°C. the gas mixing conditions; this method and several
others were tested in the present work, using water as
the liquid. Overall volumetric mass transfer coeffi-
cients ( K L u L ) were also determined in a sterile fer-
INTRODUCTION mentation medium and during the course of a fermen-
External-loop airlift fermenters are types of loop re- tation.
actors in which the injection of air into the bottom of
one of the vertical tubes (the riser) both aerates the
contents and causes liquid circulation up the riser and
down the downcomer. The main advantages of this THEORY
type of reactor are versatility, simple construction, and
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the absence of regions of high shear such as exist near The accuracy of the determined K L u L value depends
the impeller in agitated vessels; the mass and heat on the reliability of the mathematical model used and
on the accuracy of the instruments employed. In this
section, the models used in this work for KLaLdeter-
minations in nonliving aqueous systems and fermen-
* To whom all correspondence should be addressed tation broths will be considered.
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The basic conventional method for local KLuL eval- The DO concentration after a step change of the inlet
uation in a vessel filled with an aqueous solution relies gas concentration depends on the OTR and the oxygen
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on measurements of the response of the dissolved ox- uptake rate (OUR) by the microorganisms, according
ygen concentration (C,) following a step change in the to the following mass balance:
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oxygen content of the inlet gas. An oxygen mass bal-
V,dC,ldt = KLuLVI,(C, - CL) - (0UR)VL (3)
ance gives
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A technique for determining both KLaLand OUR using
V,dCJdt = KLuLVL(Ce- CL);i.e. KLuL a fast-response oxygen probe has been developed by
= - d In (C, - CL)idt (1) Bandyopadhyay and co-workers.'5 It contains two steps.
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First, aeration is stopped and the OUR is determined
From eq. ( l ) , when -In(C, - CL) is plotted versus from the rate of decrease of the DO concentration. The
time, KLaLcorresponds to the slope. second step is the resumption of aeration and the rate
Although C L variations can be followed accurately of increase of CL is measured. Then, KLuL (and C,)
with a rapid-response dissolved oxygen (DO) probe, are calculated by rearranging eq. (3) to give
the value of C,. is not easily found since its value can
vary for every bubble in the fermenter. Because the
oxygen transfer rate (OTR) is usually negligible in com-
parison with the gas flow rate, and because diffusion A disadvantage of this method for airlift fermenters is
in the gas phase is much faster than in the liquid phase, that the flow pattern is considerably altered when the
C , is generally taken as 100% saturation for air. aeration is switched off.
Possibly, if the oxygen content of the outlet gas is Finally, once the O U R and C , are established, a local
measured and a certain gas phase residence distribu- KLGLcan be found from the steady-state dissolved ox-
tion considered (usually plug flow), the local C,. can be ygen concentration. Under steady-state conditions
estimated more precisely. Chapman and c o - ~ o r k e r s ' ~ dCJdt = 0 and eq. (3) becomes
have overcome this problem by developing a model
for KL,a,evaluation that is independent of the gas res- KLuL = OUR/(C, - CL) (5)
idence time distribution. It involves simultaneous mea- The quantities on the right-hand side can be made di-
surement of both liquid and outlet gas oxygen concen- mensionless by expressing them as fractions of the
tration responses following a step change in the oxygen initial values, giving
concentration of the inlet gas.
The model is based on the following assumptions: KLuL = (OUR)'/(Cl, - C,!) (6)
1) the liquid phase is well mixed, i.e., although CL
changes with time, it is uniform throughout the vessel
at any particular time;
2 ) Henry's law applies at the gas-liquid interface, EXPERIMENTAL
and the mass-transfer coefficient is independent of the
surface area and concentration driving force; and Apparatus
3) the surface-area-to-volumeratio is nearly the same
The external-loop airlift fermenter has been de-
for every bubble, which means that the bubble size
scribed previously.'0 The gas sparger was a stainless-
must be fairly uniform.
steel porous metal plate ("Porosint Rigimesh," 5-pm
In the model,14 the unknown gas concentrations in
rating, supplied by Sheepbridge Sintered Products,
the bubbles are eliminated from the oxygen un-steady-
Notts) and the whole cross-sectional area of the riser
state and overall mass balances, and KLuLcan be eval-
was aerated. As shown in Figure 1, the fermenter was
uated from the outlet gas and liquid concentration re-
equipped with several side arms in which oxygen and
sponses by the following equation
conductivity probes could be inserted. The working
liquid volume was 1 1 L and evaporated water was
replaced daily. The porous metal sparger was removed
180
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regularly for cleaning with sulphuric acid and carbon
tetrachloride.
The temperature of the liquid in the fermenter was
controlled by pumping attemperated water through the
jacket on the downcomer, and was kept at 28 2 0.3"C,
since this is best for the particular strain of Aspergillus
fitmigutus used. All measurements were made at this
The Fermentation
Organism
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Aspergillus fumigatus IMI 255091 was the cellulo-
lytic organism, maintained by monthly subculture on
2% (w/v) malt extract agar slants.
lnoculum Preparation
The starter culture was grown for two days in shake
flasks containing 2% (wh) malt extract, inoculated with
three loopfuls of material from a slant culture. These,
in turn, provided a 15% inoculum for the airlift fer-
menter containing enzyme production medium.
10'
0
I
0
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'"tI
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ILL,- -zyxwvu
c
10 2 0 3 0
-
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experiment, for a gas velocity of 0.015 m/s. Eight sec-
onds after the salt solution had been injected into the
top side arm the salt pulse passed the probe in the
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bottom side arm effectively as a Dirac function, which
shows that plug flow exists in the downcomer and that
the mean residence time ( t d )there is 8 s. The mean
residence time in the riser [tr = (V,Nd)tdlwas calcu-
lated to be 41 s and the corresponding mean liquid
velocity (U,) is 0.028 m/s. If plug flow existed in the
riser the second signal from the probe would occur
after a further complete circulation of the liquid, i.e.
at t,- + 2td from the time of injection of the pulse, or
57 s after the initial injection. However, the response
actually commenced at 26 s due to the longitudinal
dispension of the liquid in the riser. Thus, the forward
penetration depth (8) of the tracer in the riser is UL(tr
+ 2t,, - 26) = 0.87 m. Treating this longitudinal dis-
persion as a diffusional process, penetration theory
gives S = rrDt, so the longitudinal diffusion coefficient
is (0.87)2/(rrt,)= 5.9 x m2/s.
1-
70
T I M E A F T E R A D D I T I O N OF T R A C E R , s
RESULTS
1 zyxwvutsrqponm
IX
Wul
*-2
u
10
0
zy 0.1
0
.'
\
O\
0.2
I I I I
-i
KLaLin Water
When the method involving the rapid-response probe
described by Chapman and co-workers14 was tested,
the plot of dCZ/dt vs. the denominator of eq. ( 2 ) did
not produce the predicted single linear relationship.
Typical results in the transient response interval are
shown in Figure 3; initially (at high dCQ/dt>a decrease 0'
0 I I 1 I
was found (which would imply a negative K,a,) and 0 20 '-40 60 80
only near saturation was the expected relationship ob- TIME, S
tained. These are the least accurate values, and only Figure 4. Plot of - In ( I - CJC,)determined by the rapid-response
an order-of-magnitude estimate of K L u L could be ob- probe as a function of time after a step change of inlet gas, with
tained from them. As mentioned in the Theory section, Uc = 0.015 mis.
Method
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Water
Conventional
Fermentation medium
Conventional
During fermentation
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&.a[. (S ~ ') 0.023 0.018 0.018 0.016
-
probe). The slopes of these lines correspond to KLuL. be evaluated at steady-state by eq. (6); this gave a value
Values found with the fast probe were ca. 3-5 times of 0.016 s-'.
higher than those found with the Mackareth probe.
This is due to the different response characteristics of
DISCUSSION
the two probes. Whilst the Mackareth electrode was
found to have a long, nonlinear response time (90-120 The conventional step-change dynamic method
s for 90% response), the fast electrode was very much yielded excellent results when the rapid-response probe
quicker and followed linear first-order kinetics with a was used. Table I compares local KLaL values found
63.2% response time of less than 2 s. Hence, it is ex- at the same air rate in water and the fermentation me-
tremely difficult to apply corrections to the measure- dium, both before and during fermentation, and shows
ments with the Mackareth probe, whereas no correc- that consistent results were obtained for conventional
tion had to be made for the rapid-response probe. techniques, the method of Bandyopadhyay and co-
workers,'s and steady-state methods. Thus, provided
that a steam-sterilization-resistant rapid-response probe
KLaLin the Fermentation Medium is used, these methods can be regarded as rapid and
reliable for local determinations of the mass-transfer
The rapid-response probe could withstand steam
coefficient.
sterilization, so aseptic measurements were possible.
In many previous studies of oxygen transfer into
Advantage was taken of this to use the step-change
water the volumetric mass-transfer coefficient was based
method [eq. (l)] to determine KLuL in the sterile me-
on the total volume of aerated dispersion (KLa).This
dium. When the fermenter was filled with enzyme pro-
is related to KLuL [defined by eq. (I)] and gas holdup
duction medium containing 2% (wiv) of Whatman cel-
lulose powder, the behavior of the aerated system was by
seen to be entirely different from the behavior with KLu = KLuL(I - E) (7)
water. In this case, there was a large bubble size dis-
The results of the present work are compared with
tribution with the big bubbles rising much faster than
previous investigations of mass transfer into water in
the small bubbles, and this caused different mixing
external-loop airlift f e r m e n t e r ~ ~ ,by
~ . 'converting
* them
conditions and liquid flow patterns from those with
to KLu, where necessary. In addition, the measure-
water. The results are compared with those for water
ments of Weiland and OnkerF9 were made at 20°C and
in the discussion section.
those of Bello and co-workersi2 were made between
15 and 18°C so, for comparison, KLu values at 20°C
were estimated from the results of the present work
KLaLduring the Fermentation
and those of Belle'* by using the variation of KLu with
KLu,* was determined by the method of Bandyopa- temperature suggested by Andrew l7and Heijnen and
dhyay and c o - ~ o r k e r sseven
'~ days after inoculation. van't Riet.'* The corrections applied were that the
The difference between the inlet and outlet oxygen present KLu values at 28°C were divided by 1.2 and
concentrations in the gas were too low to determine the KLu values of Bello'2 (taken to be at 165°C) were
the oxygen uptake rate (OUR) accurately from them, multiplied by 1.1. The relationships used for these cor-
so after aeration was stopped, (OUR)' was found from rections were found for water but were also used t o
the linear decrease of Ct and was 0.49% s - l . However, calculate KLu values at 20°C for the medium.
150 s after aeration had been stopped, visual inspection Plots of KLu at 20°C and gas holdup versus super-
showed that fluid mixing had become considerably less ficial gas velocity (on log-log coordinates) for the pres-
(which might have affected the probe response) and ent results and those for water of Weiland and Onken*.'
aeration was resumed. Subsequently, Ct increased. are given in Figure 5 . Comparison of both sets of re-
The value of KLuL calculated from the response curve sults for water shows that, at all gas velocities, KLu
by eq. ( 3 ) was 0.018 S K I . This agrees closely with the for the present work was ca. 1.7 times larger than those
KLuL value found for the medium before inoculation found by Weiland and O n k e ~ Pand , ~ the gas holdups
at the same gas rate, as described in the previous sec-
tion. Finally, when (OUR)' was known, KLuL could
were between 2 and 3 times larger. For the present
results, the usual linear relationships were observed
w
-
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X
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N
0
c
c
X
I
2 2
0
0
9
/
/
/
/
/
/
/
/
x o
0
+
O
X
0
me
m
X
+
X
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0
N
5 1
0
2
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Y
h
N
0 01 I 1
0 2 4 6 8
I G A S HOLD-UP x lo2
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v
Figure 6 . Plot of KLa at 20°C vs. gas holdup. Results are shown
V 00. for water for the (0)present work, (X) Weiland and Onken (refs. 8
*
./
O O
"0 and 9), and ( + ) Bello and co-workers (ref. 12), and for the fermen-
cv tation medium for the (0)present work, (---) for a bubble column
+
4 0
0 0
O
with porous plate sparger (ref. 201, and for a (-1 bubble column
with tube sparger (ref. 21).
J
0
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J
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* 1
1 2 4 6 8
the downcomer causes negligible mass transfer in this
region). A plot of KLu at 20°C versus gas holdup is
G A S VELOCITY (m S-1 x 102)
given in Figure 6 for the present work, the results for
Figure 5. Plot of gas holdup and K,aL at 20°C vs. the superficial water of Weiland and O n k e ~ Pand
. ~ the results of Bello
gas velocity, on log-log coordinates: (0)water and (0)fermentation and co-workersI2 for a ratio of downcomer-to-riser areas
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medium. The lines represent the results of refs. 8 and 9. of 0.11 (the ratio in the present work was 0.14, and for
Weiland and was 0.25). The holdup in the
riser (as a fraction of the total volume) was used for
on the log-log plots between KLu and gas velocity and the present results and those of Bello and co-workers,I2
holdup and gas velocity, except for a drop in KLu for whereas only the total holdup was available for the
gas velocities above 0.02 d s . This corresponded to results of Weiland and Onken.8,9 However, the inves-
the transition from bubbly flow (relatively small and tigation of holdup values in the riser and downcomer
uniform bubbles) to slug flow (when some large bubbles by Bello and co-workers'2 showed that the holdup in
form) and, as expected, confirms that the latter type the riser is almost the same a s the total holdup for the
of flow is undesirable for efficient mass transfer. Al- experimental conditions used. The satisfactory agree-
though porous plate spargers were used both by Wei- ment between all three sets of results supports the view
land and O n k e ~ Pand
- ~ in the present work, in the equip- that the active gas holdup has the most important in-
ment used by Weiland and Onken only the central part fluence on KLa. Also shown on Figure 6 are lines rep-
of the riser was aerated, whereas in the present equip- resenting relationships between KLu and the holdup
ment the sparger aerated the whole cross-sectional area found for water in bubble columns. The upper line
of the riser. The proportion of the riser's cross-sec- represents the results of Deckwer and co-workers20
tional area that is gassed has previously been shown (with KLa recalculated to 20°C) obtained with a porous
to have an effect on gas holdup'O (the higher the pro- plate sparger and the lower line was calculated from
portion gassed the higher the holdup), so a similar in- the correlation of Akita and Yoshida,21based on results
fluence on KLu is not unexpected. obtained with a single tube sparger. Similar porous
Andrew" has suggested that gas holdup determines plate spargers were used in the present work, by Wei-
KLa in free bubble rise reactors and McManamey and land and O n k e r ~and
~ , ~by Deckwer and co-workers20;
WaseI9 have pointed out that the KLu results obtained comparison of the results for the airlift fermenters with
by Bello and co-workersI2 in concentric-tube and ex- the upper line shows that the bubble column produces
ternal-loop airlift equipment can all be related to the better mass transfer at similar holdup values. How-
active gas holdup (this is the holdup in the riser ex- ever, all the airlift fermenter results can be approxi-
pressed as a fraction of the total volume; the long res- mated by a line midway between the two extreme lines
idence time and low relative phase velocity of gas in for the bubble columns. This relationship can be ap-
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ments per unit mass for the bubble columns used by liquid volume ( s - I)
Deckwer and co-workersZ0and Akita and Yoshida," gas flow rate W / s )
time (s)
the former requiring ca. one-sixth of the power per unit mean residence time in the downcomer ( s )
mass of the latter to produce the same KLu. However, mean residence time in the riser (s)
such comparisons do not take into consideration the superficial gas velocity (mls)
total power required, which includes the energy needed liquid velocity (m/s)
to overcome the pressure drop through the sparger as volumetric gas holdup (m')
volume of liquid in the downcomer (m')
well as expansion through the liquid. Sufficient infor-
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volume of liquid in the fermenter (m3)
mation about the pressure drops through the spargers volume of liquid in the riser (m')
used is not available to evaluate their effect, but com- gas holdup (dimensionless)
zyxwvutsrqp
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1 . C. S. Ho, L. E. Erikson, and L. T. Fan, Biotechnol. Bioeng.,
19, 1503 (1977).
2. J. C. Merchuk, Y. Stein, and R. I. Mateles, Biorechnol. Bioeng.,
22, 1189 (1980).
12. R. A. Bello. C. W. Robinson, and M. Moo-Young, Biotechnol.
Bioeng., 27, 369 (1985).
13. K. Schugerl, Adv. Biochem. Eng., 22,93 (1982).
14. C. M. Chapman, L. G. Gibilaro, and A. W. Nienow, Chem. Eng.
Sci., 37, 891 (1982).
15. B. Bandyopadhyay, A. E. Humphrey, and H . Taguchi, Bio-
3. J. C. Merchuk and Y. Stein, Biorechnol. Bioeng., 23, 1309 (1981).
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techno/. Bioeng., 9, 533 (1967).
4. R. Luttmann, H. Buchholz, W. Zakrewski, and K. Schugerl,
16. 0. Mendoza, Project report, University of Birmingham, Bir-
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Biorechnol. Bioeng., 24,817 (1982).
mingham, England, 1984.
5. R. Luttmann, M. Thoma, H. Buchholz, J. Lehmann, and
K. Schiigerl, Biotechnol. Bioeng., 24, 1851 (1982). 17. S. P. S. Andrew, Trans. Inst. Chem. Eng., 60, 3 (1982).
6. R. Luttmann, M. Thoma, H. Buchholz, and K. Schiigerl, Com- 18. J. J. Heijnen and K. Van? Riet, Chem. Eng. J., 28, B21 (1984).
put. Chem. Eng., 7, 43 (1983). 19. W. J. McManamey and D. A. J. Wase, Biotechnol. Bioeng., 28,
zyxwvutsrqpon
7. R. Luttmann, M. Thoma, H. Buchholz, and K. Schugerl, Com- 1446 (1986).
put. Chem. Eng., 7, 51 (1983). 20. W.-D. Deckwer, R. Burckhart, and G. Zoll. Chem. Eng. Sci.,
8. P. Weiland, Ph.D. thesis, University of Dortmund, Dortmund, 29, 2177 (1974).
zyxwvutsr
FRG, 1978.
9. P. Weiland and U. Onken, Ger. Chem. Eng., 4, 42 (1981).
10. W. J . McManamey, D. A. J . Wase, S. Raymahasay, and
K. Thayanithy, J. Chem. Techno/.Biotechnol.. 34B, 151 (1984).
I I . R. A. Bello, C. W. Robinson and M.Moo-Young, Can. J. Chem.
Eng., 62, 573 (1984).
21. K. Akitaand F. Yoshida, Ind. Eng. Chem. Proc. Des. Dev., 12,
76 (1973).
22. N . M. G. Oosterhuis, A. P. J. Sweeve and N. W. F. Kossen,
Chem. Eng. Res. Des., 63, 203 (1985).
23. K. Schugerl, J . Lucke. and U. Oels, Adv. Biochem. Eng., 7 , 1
(1977).