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Granular Soil
Zhangbo Nie1; Shichun Chi2; and Song Gong3
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Abstract: In this study, cyclic triaxial tests under isotropic and anisotropic stress consolidation conditions were performed on Nuozhadu granu-
lar soil, and a constitutive model based on the Bouc–Wen model and endochronic theory was applied to investigate the dynamic stress–strain rela-
tionship and pore-water pressure of granular soils under cyclic triaxial stress states. In the isotropic stress consolidation condition, dynamic stress
degradation occurred as a result of increased pore-water pressure and the reduction of effective stress. This paper presents the general validity of
the model and its ability to describe several features of granular soil, including soil cyclic mobility, plastic strain accumulation, and stiffness and
strength changes resulting from cyclic loading. Then, the equation of the model and key model parameters related to soil behavior, such as hyster-
esis and contractive and dilative behaviors, are further discussed. The proposed model was used to simulate the dynamic stress–strain relationship,
effective stress path, and increased pore-water pressure under undrained conditions. The numerical results were found to have good agreement
with the experimental curves. DOI: 10.1061/(ASCE)GM.1943-5622.0000832. © 2016 American Society of Civil Engineers.
Author keywords: Constitutive law; Cyclic mobility; Plastic strain accumulation; Bouc–Wen model; Dynamic triaxial test.
focusing on the cyclic deformation pattern, pore-water pressure values were applied to the specimens in undrained conditions,
buildup, and cyclic stress path shown in the cyclic triaxial experi- where s d is the dynamic axial stress.
mental results are provided. Then, a constitutive law, based on the
Bouc–Wen dynamic shear stress–strain relationship and endo- Analysis of Test Results
chronic densification model, that can be used to predict different
The behavior of saturated granular soil is illustrated in Figs. 2 and 3,
dynamic failure mechanisms for granular soil is presented. The con-
which show different stress–strain relationships related to the initial
tractive and dilative behavior of the soil were analyzed separately.
consolidation ratio. Fig. 2 shows results for the specimen with initial
Comparisons between tests results and numerical predictions of the
consolidation ratio Kc = 1.0, relative density Dr = 0.8, confining
model, both for cyclic mobility and plastic strain accumulation, are
stress p0 = 200 kPa, cyclic stress ratio CSR = 0.35 subject to sym-
shown for different samples with the same initial relative densities
metric cyclic loading. As shown in Fig. 2(a), in the case of reversal
and different initial effective consolidation stresses.
loading, it is apparent that hysteresis loops occurred in the course of
the load cycle, with strength and stiffness degradation and accumu-
Cyclic Triaxial Test Results and Analysis lated strain amplitude developing rapidly at the low load level. As
cyclic loading progressed, there was a progressive increase in
excess pore-water pressure Du and corresponding reduction in
Sample Materials and Testing Procedure mean effective stress p, as shown in Figs. 2(b and c). With each sub-
The cyclic triaxial device used in this study was designed and manu- sequent cycle of applied deviatoric load q, the effective stress path
factured by GDS Corporation (League City, TX). The device was curve crossed the phase transition line (PTL), which means the sam-
able to vary the deviatoric stress and confining pressure simultane- ple alternated between being incrementally dilative (p increasing)
ously within a range of frequencies between 0.01 and 10 Hz. In this and incrementally contractive (p decreasing) in its response. The
apparatus, the vertical stress was applied by a servo loading system, dilatancy-induced volume increase led to an immediate reduction in
and the confining pressure and back pressure were applied through pore-water pressure and associated increase in effective confine-
a standard GDS 200-cc/3-Mpa digital pressure controller. ment. The axial strains remained relatively small until the excess
The granular soil used in this research for the preparation of pore pressure ratio ru approached 100%; after that, strain amplitude
remolded samples was obtained from the Nuozhadu rockfill dam grew with each additional cycle of loading. As ru approached
project in China, which was set between the rockfill and core wall 100%, the peak pore pressure dropped and returned to peak immedi-
of the dam to avoid large uneven displacements. The dry density of ately as a result of the rise of structure pore pressures, which
the sample was r d = 1.80 g/cm3, the relative density was Dr = 0.8. occurred because the inner structure changed dramatically. The
because of the limitation of the triaxial apparatus, the prototype ma- excess pore pressure ratio increased to a maximum value of 100%,
terial was scaled down; the particle size distribution curves are which corresponds to the sample temporarily having zero effective
shown in Fig. 1. The coefficient of the particle size distribution was stress (i.e., p = 0 and q = 0) and a double-amplitude axial strain of
Cu = 6.38, and the curvature coefficient was Cc = 1.05. 3% in a triaxial test. This state of ru = 100% has been referred to as
initial liquefaction.
Fig. 3 shows the response of a specimen at an effective confining
100 stress of p0 = 200 kPa and consolidation ratio of Kc = 1.5 subjected
to a cyclic stress ratio of CSR = 0.85. As cyclic loading progressed,
there was a progressive increase in excess pore-water pressure and a
Percent Finer by Weight (%)
80
corresponding reduction in mean effective stress, as in the isotropi-
cally consolidated sample. However, the excess pore pressure ratio
60 ru could not increases to a maximum value of 100% because of the
existence of initial deviatoric stress. The existence of initial static
stress restricts the development of pore pressure. The resulting
40 stress–strain loops shifted to the right, exhibiting the cyclic ratchet-
ing shown in Fig. 3(a), which is an example of plastic strain
accumulation.
20
Prototype
Test Description of the Theoretical Model
0 −1 0 1 2
10 10 10 10 Granular soil tends to densification during cyclic loading. The pore-
Paricle Diameter (mm)
water pressure increases and the effective stress reduces because
Fig. 1. Particle size distribution for Nuozhadu granular soil the saturated sand remains totally undrained or does not drain fast
enough. In isotropic consolidation, cyclic mobility behavior occurs
ru
0
0.4
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−50
0.2
−100
−150 0
−3 −2 −1 0 1 2 0 10 20 30 40
Axial Strain ε1 (%) Number of Cycles
(a) (b)
200
Failure Line
150
PTL
100
50
q (kPa)
−50
−100
−150
0 50 100 150 200 250
p (kPa)
(c)
Fig. 2. Undrained cyclic triaxial test for granular soil (Kc = 1.0, Dr = 0.8, p0 = 200 kPa, CSR = 0.35): (a) stress–strain hysteresis loop; (b) excess pore-
water pressure; (c) effective stress path
600 1
Kc=1.5
p =200kPa
500 0
CSR=0.85
0.8
Deviator Stress q (kPa)
400
300 0.6
ru
200
100 0.4
0
0.2
−100
−200 0
0 2 4 6 8 0 10 20 30 40
Axial Strain ε1 (%) Number of Cycles
(a) (b)
Fig. 3. Undrained cyclic dynamic triaxial test for granular soil (Kc = 1.5; Dr = 0.8; p0 = 200 kPa; CSR = 0.85): (a) stress–strain hysteresis loop;
(b) excess pore-water pressure
The Bouc–Wen model is a versatile action–reaction relationship pro- where the elastic strain increment d g e and plastic strain increment
d g p are computed as
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posed by Bouc (1967) and modified by Baber and Wen (1981) that is
capable of reproducing a variety of stress–strain relationships, includ-
dt
ing monotonic and cyclic loading. It was applied in this study to model dg e ¼ (7)
the cyclic shear stress–strain response of granular soil. The constitu- G
tive relationship for the granular soil reaction can be written as
d g p ¼ ð1 aÞ½ðb þ gÞsinðz d g Þjzjn d g (8)
t ¼ aG g þ ð1 aÞt y z (1)
When the stress path and the phase transformation line intersect, the
0.8 behavior of the soil has been transformed from contraction to dila-
tion. In this situation, the stress–dilatancy relationship, which
b 0.5
0.2 g 0.5
n 1
Elastic shear modulus parameters k 476.09
0 −5 m 0.605
−4 −3 −2
10 10 10 10 h0 0.05
γ Shear strength parameters c 30.02
(a) w 41.98
Dilatancy angle w pt 32.62
0.2
Densification parameter av 8.00
Dilatancy parameter ap 1.33
0.15
60
0.1
ξ
40
0 −5 −4 −3 −2
10 10 10 10 −20
γ
(b)
−40
Fig. 5. Summary comparison of simulations versus data from cyclic Test
triaxial tests for Nuozhadu granular soil: (a) G/Gmax g ; (b) j g −60
−1 −0.5 0 0.5 1
Axial Strain ε1 (%)
(a)
60
40
Dynamic Stress σd (kPa)
0
20
0
−0.1
Mpt−q/p
−20
−40
−0.2 Model
σ =100kPa
3 −60
σ3=200kPa −1 −0.5 0 0.5 1
Axial Strain ε1 (%)
σ3=400kPa (b)
−0.3
−0.8 −0.6 −0.4 −0.2 0 0.2
Dilatancy rate d Fig. 7. Hysteresis loop for Nuozhadu granular soil (Kc = 1.0; Dr = 0.8;
p0 = 100 kPa; CSR = 0.27): (a) experimental measurements; (b) numeri-
Fig. 6. Stress dilatancy under monotonic loading cal model results
Pore Pressure Response bulk stiffness of the soil skeleton and the pore fluid, respectively,
defined as
Cetin and Bilge (2012) investigated semi-empirical excess pore-
water pressure models, including stress-based models, strain-based 2ð1 þ Þ
Ke ¼ G (14)
models, energy-based models, and models based on plasticity theory. 3ð1 2 Þ
Martin et al. (1975) derived the relationship between the tenden-
cies of plastic volumetric straining, d« p, and the increment of the p20
excess pore-water pressure du as Kf ¼ (15)
ð1 Sr0 Þpa
ðs v Þ0:5 p
du ¼ Md dɛp ¼ Kd dɛ (12) where = Poisson’s ratio of the soil; and Sr0 = initial saturation of
ðs v0 Þn the soil.
1
60
Test
0.8 40
20
0.6
q (kPa)
ru
0
0.4
−20
0.2
−40
Test
0 −60
0 20 40 60 80 0 20 40 60 80 100 120
Number of Cycles p (kPa)
(a) (a)
1 60
Model
0.8 40
20
0.6
q (kPa)
u
0
r
0.4
−20
0.2
−40
Model
0 −60
0 20 40 60 80 0 20 40 60 80 100 120
Number of Cycles p (kPa)
(b) (b)
Fig. 8. Excess pore-water pressure for Nuozhadu granular soil (Kc = Fig. 9. Effective stress path for Nuozhadu granular soil (Kc = 1.0; Dr =
1.0; Dr = 0.8; p0 = 100 kPa; CSR = 0.27): (a) experimental measure- 0.8; p0 = 100 kPa; CSR = 0.27): (a) experimental measurements; (b) nu-
ments; (b) numerical model results merical model results
300
1
200
Dynamic Stress σd (kPa)
0.8
100
0.6
0
ru
−100 0.4
−200 0.2
Test Test
−300
−2 −1 0 1 0
Axial Strain ε1 (%) 0 10 20 30
Number of Cycles
(a)
(a)
300 1
200
0.8
Dynamic Stress σd (kPa)
100
0.6
0
ru
0.4
−100
0.2
−200
Model Model
−300 0
−2 −1 0 1 2 0 10 20 30
Axial Strain ε1 (%) Number of Cycles
(b) (b)
Fig. 10. Hysteresis loop for Nuozhadu granular soil (Kc = 1.0; Dr = Fig. 11. Excess pore-water pressure for Nuozhadu granular soil (Kc =
0.8; p0 = 400 kPa; CSR = 0.37): (a) experimental measurements; (b) nu- 1.0; Dr = 0.8; p0 = 400 kPa; CSR = 0.37): (a) experimental measure-
merical model results ments; (b) numerical model results
300
Test 4
200
100 3
0
2
−100
−200 1
−300 Test
0 100 200 300 400 500
0
p (kPa) 0 20 40 60
Number of cycles
(a)
(a)
300
4
Model
200
3
Axial Strain ε1 (%)
100
q (kPa)
0 2
−100
1
−200
Model
−300 0
0 100 200 300 400 500 0 20 40 60
p (kPa) Number of Cycles
(b) (b)
Fig. 12. Effective stress path for Nuozhadu granular soil (Kc = 1.0; Fig. 13. Axial accumulation strain for Nuozhadu granular soil (Kc =
Dr = 0.8; p0 = 400 kPa; CSR = 0.37): (a) experimental measurements; 2.5; Dr = 0.8; p0 = 100 kPa; CSR = 0.9); (a) experimental measure-
(b) numerical model results ments; (b) numerical model results
350 1
300
0.8
Deviator Stress q (kPa)
250
200 0.6
ru
150
0.4
100
50
0.2
0
Test Test
−50 0
0 1 2 3 4 5 0 20 40 60
Axial Strain ε1 (%) Number of Cycles
(a) (a)
350 1
300
0.8
Deviator Stress q (kPa)
250
200 0.6
ru
150
0.4
100
50
0.2
0 Model
Model
−50 0
0 1 2 3 4 5 0 20 40 60
Axial Strain ε1 (%) Number of Cycles
(b) (b)
Fig. 14. Stress–strain hysteresis loop for Nuozhadu granular soil (Kc = Fig. 15. Excess pore-water pressure for Nuozhadu granular soil (Kc =
2.5; Dr = 0.8; p0 = 100 kPa; CSR = 0.9: (a) experimental measurements; 2.5; Dr = 0.8; p0 = 100 kPa; CSR = 0.9): (a) experimental measure-
(b) numerical model results ments; (b) numerical model results
5 1200
1 200
Test
0
0
0 20 40 60 80 100 Test
Number of Cycles −200
0 1 2 3 4 5 6
(a) Axial Strain ε1 (%)
(a)
6
1400
5
1200
Axial Strain ε1 (%)
3 800
2 600
400
1
Model 200
0
0 20 40 60 80 100 0
Number of Cycles
Model
(b) −200
0 1 2 3 4 5 6
Axial Strain ε1 (%)
Fig. 16. Axial accumulation strain for Nuozhadu granular soil (Kc =
(b)
2.5; Dr = 0.8; p0 = 400 kPa; CSR = 0.75): (a) experimental measure-
ments; (b) numerical model results
Fig. 17. Stress–strain hysteresis loop for Nuozhadu granular soil (Kc =
2.5; Dr = 0.8; p0 = 400 kPa; CSR = 0.75): (a) experimental measure-
Acknowledgments ments; (b) numerical model results
The authors are grateful to the anonymous referees for their valuable
d g p ¼ plastic shear strain increment;
comments and suggestions for improving the presentation of this
d« p ¼ plastic volumetric strain increment;
paper. The research described in this paper was financially supported
Ed ¼ dissipated energy;
by the Natural Science Foundation of China (Grants 51179024 and
G ¼ tangent shear modulus;
51379029).
Kc ¼ initial consolidation ratio;
Ke ¼ bulk stiffness of soil skeleton;
Notation Kf ¼ bulk stiffness of pore fluid;
k, m ¼ elastic shear modulus parameters;
The following symbols are used in this paper: Mpt ¼ phase transformation state stress ratio;
B ¼ parameter of Skempton; np ¼ porosity;
b, g, n ¼ parameters controlling the shape of the hysteresis p ¼ mean effective stress;
curve; pa ¼ atmospheric pressure;
Cc ¼ curvature coefficient of particle size distribution; p0 ¼ initial confining stress;
CSR ¼ cyclic stress ratio; q ¼ deviatoric stress;
Cu ¼ coefficient of uniformity of particle size ru ¼ excess pore pressure ratio;
distribution; Sr0 ¼ initial saturation;
c ¼ cohesion strength; z ¼ hysteretic parameter;
Dr ¼ relative density; a ¼ postyielding stiffness ratio;
d ¼ dilatancy rate; ap ¼ dilatancy parameter;
d g e ¼ elastic shear strain increment; av ¼ densification parameter;
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