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Journal of Biomechanics 79 (2018) 248–252

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Journal of Biomechanics
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Short communication

Between-session reliability of opto-electronic motion capture in


measuring sagittal posture and 3-D ranges of motion of the
thoracolumbar spine
Seyed Javad Mousavi a,b, Rebecca Tromp a, Matthew C. Swann a, Andrew P. White a,b,
Dennis E. Anderson a,b,⇑
a
Beth Israel Deaconess Medical Center, Boston, MA, United States
b
Harvard Medical School, Boston, MA, United States

a r t i c l e i n f o a b s t r a c t

Article history: This study evaluated between-session reliability of opto-electronic motion capture to measure trunk pos-
Accepted 29 August 2018 ture and three-dimensional ranges of motion (ROM). Nineteen healthy participants aged 24–74 years
underwent spine curvature, pelvic tilt and trunk ROM measurements on two separate occasions. Rigid
four-marker clusters were attached to the skin overlying seven spinous processes, plus single markers
Keywords: on pelvis landmarks. Rigid body rotations of spine marker clusters were calculated to determine neutral
Trunk posture and ROM in flexion, extension, total lateral bending (left-right) and total axial rotation
Kinematics
(left-right). Segmental spine ROM values were in line with previous reports using opto-electronic motion
Motion analysis
Repeatability
capture. Intraclass correlation coefficients (ICC) and standard error of measurement (SEM) were calcu-
Spine curvature lated as measures of between-session reliability and measurement error, respectively. Retroreflective
markers showed fair to excellent between-session reliability to measure thoracic kyphosis, lumbar lordo-
sis, and pelvic tilt (ICC = 0.82, 0.63, and 0.54, respectively). Thoracic and lumbar segments showed highest
reliabilities in total axial rotation (ICC = 0.78) and flexion-extension (ICC = 0.77–0.79) ROM, respectively.
Pelvic segment showed highest ICC values in flexion (ICC = 0.78) and total axial rotation (ICC = 0.81) trials.
Furthermore, it was estimated that four or fewer repeated trials would provide good reliability for key
ROM outcomes, including lumbar flexion, thoracic and lumbar lateral bending, and thoracic axial rota-
tion. This demonstration of reliability is a necessary precursor to quantifying spine kinematics in clinical
studies, including assessing changes due to clinical treatment or disease progression.
Ó 2018 Elsevier Ltd. All rights reserved.

1. Introduction Opto-electronic motion capture systems have been used to


measure trunk posture and motion (Hidalgo et al., 2012; Ignasiak
Spinal disorders remain common and costly complaints in clin- et al., 2017; Marich et al., 2017; Nairn et al., 2013; Preuss and
ical practice (Martin et al., 2008). Various disorders, including back Popovic, 2010; Rast et al., 2016; Schmid et al., 2016), but there is
pain, developmental disorders, vertebral fracture, and spinal steno- no preferred or standardized method. Establishing motion capture
sis, impact trunk posture and kinematics (Christe et al., 2017; Chun reliability in assessing three-dimensional spine position would
et al., 2017; Kuwahara et al., 2016; Schmid et al., 2016). Therefore, facilitate its use in clinical studies and clinical trials. A few studies
objective evaluation of trunk posture and motion can help in have reported between-session reliability of motion capture in
assessing the functional impact of spinal disorders (e.g. diagnosis measuring trunk posture (Dunk et al., 2004, 2005; Muyor et al.,
of segmental instability, assessment of spine mobility), and in the 2017) and range of motion (ROM) (Hidalgo et al., 2012;
development and evaluation of evidence-based treatments for Montgomery et al., 2011; Rast et al., 2016). However, none of these
spinal disorders (e.g. surgical planning, tracking rehabilitation utilize marker clusters applied to the spine, which are needed for
progress). appropriate assessment of three-dimensional motion including
evaluation of non-sagittal and coupled motions of the spine. Fur-
thermore, only one study has examined within-session reliability
⇑ Corresponding author at: 330 Brookline Ave, RN115, Boston, MA 02215, United
of motion with marker clusters on the spine (Schinkel-Ivy et al.,
States.
E-mail address: danders7@bidmc.harvard.edu (D.E. Anderson). 2015). Therefore, the aim of this study was to measure thoracic

https://doi.org/10.1016/j.jbiomech.2018.08.033
0021-9290/Ó 2018 Elsevier Ltd. All rights reserved.
S.J. Mousavi et al. / Journal of Biomechanics 79 (2018) 248–252 249

kyphosis (TK), lumbar lordosis (LL), and pelvic tilt (PT), as well as first one second if no movement or noise was seen). A custom
three-dimensional spine flexion, extension, lateral bending, and MATLAB (The Mathworks, Inc., Natick, MA, USA) program was used
axial rotation ROMs, with three-dimensional marker clusters on to evaluate 3D orientations. A local coordinate system was created
the spine, and to determine the between-session reliability of these for each spinal marker cluster and the pelvis with x positive to the
measurements. right. In the spine y and z were normal and tangent to the neutral
spine curvature, respectively. In the pelvis y and z were parallel
and perpendicular to the plane of the ASIS and PSIS markers,
2. Methods
respectively. An Euler angle sequence of x (flexion-extension), y
(lateral bending), z (axial rotation) was used to calculate segment
2.1. Participants
orientation and relative orientations between segments, following
previous studies (Cotter et al., 2014; Preuss and Popovic, 2010).
Nineteen healthy (8 female) volunteers participated in this
The relative rotations between clusters in the neutral position were
study. The mean ± SD (range) age, height, weight, and BMI of the
measured for thoracic kyphosis (T1-L1) and lumbar lordosis (L1 –
participants were 47 ± 17 (24–74) years, 172 ± 7 (162–185) cm,
Sacrum), and the orientation of the pelvis for pelvic tilt. Similarly,
71.4 ± 13.9 (44.7–98.1) kg, and 24.0 ± 3.3 (17.0–31.0) kg/m2,
the relative rotations in ROM trials were calculated to determine
respectively. Individuals with recent back pain, history of spinal
ROM outcomes. ROM was defined as the difference in angle for a
surgery, traumatic fracture, thoracic deformity, or conditions that
spine segment (or the pelvis) between neutral posture and the
affect balance, movement, or ability to stand were excluded. This
trial. Total ROM was defined as the largest magnitude of angular
study was approved by the Institutional Review Board of Beth
motion between neutral, flexion, and extension trials (for flexion
Israel Deaconess Medical Center, and all participants provided
– extension), and between neutral, left, and right trials (for lateral
written informed consent before participation.
bending and axial rotation). Circle fitting (Schmid et al., 2016) and
polynomial fitting (Ignasiak et al., 2017) approaches were also
2.2. Procedure applied to estimate sagittal plane angles from marker data, with
details and results provided in Supplement 2.
Each participant underwent the same set of measurements on
two separate occasions, an average of 7 days apart (range 2.4. Statistical analysis
2–14 days). In each session, before marker placement, spine
curvature and pelvic tilt were measured with the flexicurve and Primary outcomes were magnitude and reliability of thoracic
Palpation Meter, respectively (see Supplement 1 for details and (T1-L1), lumbar (L1 – Sacrum), and pelvic neutral posture and
related results). Then anatomical landmarks were found for marker ROMs. Specifically, the primary outcomes for flexion and extension
placement, but no marks were made on the skin (e.g. with grease trials were flexion-extension angles. Since lateral bending and
pencil or marker) as they might have affected placement in the sec- axial rotation include significant coupling with other motions, total
ond session. Rigid clusters with four markers each were attached to ROMs of both primary and coupled motions were examined.
the skin overlying the T1, T4, T5, T8, T9, T12 and L1 spinous pro- Secondary outcomes, including ROMs for left and right ROMs
cesses using double-adhesive tape. Pelvic markers were placed separately and for thoracic sub-segments, are presented in
on the posterior (PSIS) and anterior (ASIS) superior iliac spines Supplement 3. Outcomes were checked for normality by Shapiro-
and iliac crests. An additional 69 single markers were placed on Wilk tests.
C7, head, sternum and clavicles, and extremities. Marker data Reliability of each outcome was examined using intraclass cor-
was collected with a 10-camera motion analysis system (Vicon relation coefficients (ICC), and classified as poor (ICC < 0.4), fair to
Motion Systems, Oxford, UK) while the participant stood in the good (ICC between 0.4 and 0.75) or excellent (ICC > 0.75) (Shrout
middle of the room with feet shoulder-width apart. Marker posi- and Fleiss, 1979). Standard error of measurement (SEM) as a
tions were first captured in the neutral upright standing posture parameter of absolute reliability indicates magnitude of error and
(5 s). Next, participants were instructed to move their trunk within-subject variability across repeated trials and was calculated
toward full flexion, extension, right and left lateral bending, and as:
right and left axial rotation as smoothly as possible, and hold each pffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
position for 5 s while data was collected (Fig. 1). The same protocol SEM ¼ SD 1  ICC ð1Þ
was followed and all participants received consistent instructions
Reliability can be improved by averaging repeated trials, which
in both sessions.
provides a better estimate of the true measure. Given the ICC for an
individual trial, ICC(1), the ICC for m repeated trials can be esti-
2.3. Data reduction, processing, and analysis mated using the Spearman-Brown formula:

Marker positions were averaged over one second from each trial mICCð1Þ
ICC ðmÞ ¼ ð2Þ
with minimal movement and/or noise in the marker data (or the 1 þ ðm  1ÞICCð1Þ

Fig. 1. Posterior views of a subject performing range of motion trials, with spine marker clusters visible. From left to right: neutral posture, full flexion, extension, left lateral
bending, right lateral bending, left axial rotation, right axial rotation trials.
250 S.J. Mousavi et al. / Journal of Biomechanics 79 (2018) 248–252

Thus, using Eqs. (1) and (2), the required number of trials, m, 4. Discussion
was calculated for each outcome measure to meet the criteria
ICC(m)  0.80 and SEM% < 25% as proposed by Schinkel-Ivy et al. Opto-electronic motion capture showed excellent between-
(2015). Analyses were performed with Stata/IC 13.1 (StataCorp session reliability to measure trunk sagittal posture in healthy par-
LP, College Station, TX, USA). ticipants. Our results are in agreement with prior studies reporting
fair to excellent between-session reliability of thoracic and lumbar
3. Results sagittal curves and pelvic tilt with spinal markers (Dunk et al.,
2004, 2005; Muyor et al., 2017). However, these prior studies did
About 13% of primary outcome variables had significant not use motion analysis of spinal clusters.
Shapiro-Wilk tests (p < 0.05), more than would be expected by In agreement with other kinematics studies, lumbar and pelvic
chance, suggesting some outcomes may not be normally dis- segments contributed most to flexion and extension ROM, thoracic
tributed. Thus, both mean (SD) and median (IQR) are reported as segment to lateral bending, and both thoracic and pelvic segments
descriptive statistics. In the neutral posture mean TK, LL, and PT to axial rotation ROM. Mean angles of thoracic and lumbar seg-
were 42.4°, 17.8°, and 4.6°, respectively (Table 1). Lumbar and pel- ments are also in line with previously reported marker-based mea-
vic segments combined to produce the majority of flexion and surements (Schinkel-Ivy et al., 2015; Tojima et al., 2013; Willems
extension ROM (Table 1). The thoracic segment accounted for et al., 1996). Greater contribution of a segment to a particular
about half of lateral bending ROM, with the rest split between lum- motion was often associated with higher reliability. In general,
bar and pelvic motion (Table 2). Thoracic and pelvic segments we found fair to excellent between-session reliability to measure
combined produced the majority of axial rotation ROM (Table 3). ROM during flexion and extension trials. Our results also show fair
The ICC values ranged from 0.54 to 0.82 for trunk posture, 0.56 to excellent between-session reliability for trunk ROM in lateral
to 0.78 for flexion ROM, 0.69 to 0.79 for extension ROM, 0.56 to bending and axial rotation trials for primary and most coupled
0.71 for lateral bending ROM and 0.51 to 0.81 for axial rotation direction motions. It should also be noted that reliability does
ROM (Tables 1–3). Reliability of the trunk segments for coupled not guarantee accuracy of measurement. Motion analysis is subject
motions during lateral bending and axial rotation ranged from to error, for example due to soft tissue artefacts, although it has
poor to good (Tables 2 and 3). The SEM values of the trunk seg- been shown that sagittal angles and motions can be measured with
ments in all ROM trials showed a varied range from 1.6° to 11.5° reasonable accuracy (Schmid et al., 2015; Zemp et al., 2014). Prior
(Tables 1–3). studies measuring 3D spine motion have used rigid clusters that

Table 1
Mean (SD) and median (IQR) of neutral postural measures, flexion ROM and extension ROM (in degrees), between-session ICCs (95% CI), and thoracic, lumbar and pelvic segments.
Negative angles indicate kyphosis, flexion, anterior tilt or anterior pelvic rotation, positive indicate lordosis, extension, posterior tilt or posterior rotation. The number of trials, m,
required to meet the criteria ICC(m)  0.80 and SEM% < 25% are also reported. Bold ICC values are significant (p < 0.05).

Measurement Mean (SD) Median (IQR) ICC (95%CI) SEM # Trials


Neutral posture
Thoracic kyphosis 42.4 (10.9) 43.5 (17.5) 0.82 (0.59–0.93) 4.6 1
Lumbar lordosis 17.8 (7.9) 17.6 (11.4) 0.63 (0.26–0.84) 4.8 3
Pelvic tilt 4.6 (5.6) 3.6 (7.4) 0.54 (0.12–0.79) 3.8 >10
Flexion
Thoracic 7.1 (11.8) 5.9 (12.6) 0.56 (0.17–0.80) 7.8 >10
Lumbar 47.4 (15.6) 46.3 (22.5) 0.77 (0.50–0.91) 7.5 2
Pelvic 51.8 (15.1) 52.8 (21.4) 0.78 (0.51–0.91) 7.1 2
Extension
Thoracic 9.5 (14.2) 8.9 (11.8) 0.78 (0.48–0.92) 6.7 10
Lumbar 10.9 (10.9) 8.1 (5.8) 0.79 (0.50–0.92) 5.0 4
Pelvic 12.5 (6.1) 12.6 (6.4) 0.69 (0.35–0.87) 3.4 2

IQR; InterQuartile Range, ICC: intraclass correlation coefficient; SEM: standard error of measurement (in degrees).

Table 2
Mean (SD) and median (IQR) of the ranges of motion (in degrees), between session ICCs (95% CI), and SEM for the trunk segments in lateral bending tests. Results are reported for
total ranges of motion (left-neutral-right) in primary and coupled directions of motion. The number of trials, m, required to meet the criteria ICC(m)  0.80 and SEM% < 25% are
also reported. Bold ICC values are significant (p < 0.05).

Measurement Mean (SD) Median (IQR) ICC (95%CI) SEM # Trials


Thoracic
Lateral bending 56.2 (16.3) 56.7 (21.9) 0.56 (0.17–0.80) 10.8 4
Flexion-extension (coupled) 12.0 (7.5) 10.4 (9.7) 0.65 (0.29–0.84) 4.4 3
Axial rotation (coupled) 28.4 (14.4) 28.0 (21.6) 0.60 (0.22–0.82) 9.1 3
Lumbar
Lateral bending 28.6 (10.9) 29.2 (18.1) 0.70 (0.37–0.87) 6.0 2
Flexion-extension (coupled) 12.0 (5.7) 12.6 (6.9) 0.04 (0.44 to 0.48) 5.6 >10
Axial rotation (coupled) 10.9 (7.9) 8.6 (9.5) 0.22 (0.27 to 0.61) 7.0 >10
Pelvic
Lateral bending 26.5 (8.8) 26.5 (11.3) 0.71 (0.39–0.87) 4.7 2
Flexion-extension (coupled) 6.5 (4.9) 4.8 (6) 0.48 (0.03–0.75) 3.5 9
Axial rotation (coupled) 15.5 (9.3) 15.8 (13.8) 0.27 (0.22 to 0.64) 7.9 >10

IQR; InterQuartile Range, ICC; intraclass correlation coefficient, SEM; standard error of measurement (in degrees).
S.J. Mousavi et al. / Journal of Biomechanics 79 (2018) 248–252 251

Table 3
Mean (SD) and median (IQR) of the ranges of motion (in degrees), between session ICCs (95% CI), and SEM for the trunk segments in axial rotation tests. Results are reported for
total ranges of motion (left-neutral-right) in primary and coupled directions of motion. The number of trials, m, required to meet the criteria ICC(m)  0.80 and SEM% < 25% are
also reported. Bold ICC values are significant (p < 0.05).

Measurement Mean (SD) Median (IQR) ICC (95%CI) SEM # Trials


Thoracic
Axial rotation 108 (18.3) 103.5 (24.5) 0.78 (0.50–0.91) 8.6 2
Flexion-extension (coupled) 40.9 (17) 40.7 (20.8) 0.75 (0.46–0.89) 8.5 2
Lateral bending (coupled) 23.8 (15.2) 19.2 (18.9) 0.46 (0.02–0.75) 11.2 7
Lumbar
Axial rotation 21.2 (13.4) 20.4 (18.1) 0.51 (0.05–0.78) 9.4 6
Flexion-extension (coupled) 14.7 (8.7) 13.6 (9.1) 0.44 (0.00–0.74) 6.5 6
Lateral bending (coupled) 32.4 (18.6) 33.7 (28.4) 0.62 (0.22–0.83) 11.5 3
Pelvic
Axial rotation 103.1 (2.5) 107.7 (34.8) 0.81 (0.55–0.92) 11.0 1
Flexion-extension (coupled) 5.7 (2.6) 5.1 (3.7) 0.62 (0.25–0.83) 1.6 3
Lateral bending (coupled) 8.9 (6.3) 7.1 (3.5) 0.51 (0.06–0.77) 4.4 7

IQR; InterQuartile Range, ICC; intraclass correlation coefficient, SEM; standard error of measurement (in degrees).

spanned the spine and paraspinal musculature (Cotter et al., 2014; tional Science Center (National Center for Advancing Translational
Preuss and Popovic, 2010). We used smaller clusters that fit on the Sciences, National Institutes of Health Award UL1 TR001102) and
spine midline with little overlap of paraspinal muscles. While this financial contributions from Harvard University and its affiliated
may reduce error due to soft tissue artefact, having markers closer academic healthcare centers. The content is solely the responsibil-
together may have increased noise and reconstruction errors. ity of the authors and does not necessarily represent the official
We estimate that three to four trials would provide satisfactory views of Harvard Catalyst, Harvard University and its affiliated aca-
between-session reliability for the majority of measures examined demic healthcare centers, or the National Institutes of Health. The
in this study. Repeated measurements improve error and reliabil- study sponsors had no role in the study design, data collection,
ity, and good within-session reliability can reportedly be obtained analysis, manuscript preparation, or the decision to submit the
with two to five trials for most trunk kinematic measures manuscript for publication.
(Schinkel-Ivy et al., 2015). While between-session reliability might
be expected to be lower than within-session, this suggests that the Conflict of interest
two are not dissimilar. Overall, this shows that reliable measure-
ments of key spine motions can be obtained with a reasonable All authors have declared no conflict of interest.
number of trial repetitions.
While testing a relatively small sample of healthy adults is a
Appendix A. Supplementary material
limitation of this study, our participants included men and women
and ranged in age from 24 to 74 years old. Thus the reliability
Supplementary data associated with this article can be found, in
results are applicable for both sexes and across the age span. The
the online version, at https://doi.org/10.1016/j.jbiomech.2018.08.
BMI of the recruited participants mostly fell in the normal to over-
033.
weight range of BMI, so our results may not be applicable to obese
people, in whom reliability might be affected by increased soft tis-
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