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Platonic Chronology
HOLGER THESLEFF
Although and because far too much is being written on Plato, a brief
restatementand readjustmentof the issues in my 1982Studiesin Platonic
Chronology(= SPC) seems warranted.'To the best of my knowledge,
none of the vital points of my line of argumenthas been refuted so far.2
While the interest taken in Plato's early and middle periods is again in-
creasing,the traditionalview of the "earlyperiod"has, as before, received
only apparentsupportfromthe ever-changinginterpretationswhich (with
or withoutreferenceto SPC) use the conventionalchronology,selectively,
in suitable parts.3Among alternativechronologies suggested in recent
' CommentationesHumanarumLitterarum70, Societas ScientiarumFennica, Helsin-
ki 1982. - It is unavoidable, since SPC is not easily available in ordinarydepartmental
libraries, that in the present paper the book should be quoted at length.
2 To be sure: philologa sunt, non leguntur.I am not surprisedthat few seem to have
studied the book, and that criticismhas sometimes taken the frustratedand frustrating
form of "His bold suggestionsare not convincing(see especiallyhis concludingchronolo-
gical sketches, pp. 236-38)" (Rev. Met. 39, 1985/86, 730 n. 2).
3 Cf. SPC18-19.This is not the place to continue the list in SPC8-17 of the variationsin
the chronologies employed for constructinglines of development in Plato's philosophy.
Such selective and eclectic approachesmay yield results that are philosophicallyquite
interesting,though their bearingon historicaltruthis questionable. Normallythe "early
group" is now considered as a whole and little emphasis is put on internal chronology.
Conflicts arise from discussingwhether this or that dialogue (e.g. Chrm, Cra, Euthphr,
HpMa, Prt) is sufficiently "advanced" as to be placed later than the rest. This occurs
easily with "analytical"and "positivistic"interpretationsof the dialogues as if they were
philosophical treatises (see the somewhat sweeping, but pertinent remarks of Ronna
Burger, The Phaedo, 1984, 218 n. 1, about this [now] predominantlyBritishand Ameri-
can approach;cf. also Rossetti's recent bibliographyLa Filosofia Greca, Milano [s.a.],
113 f., 125 f.). The greatest stumbling-blockseems still to be the theoryof Forms(among
recent disputants, note N.P. White, Annas, Moline, Teloh, Wieland, Jordan, Ferber,
Patterson, Prior, Penner): in what sense are Forms present or implied in the "early"
dialogues? Sometimes, but too rarely, it is complained that our view of Plato's philo-
sophy is unnecessarilyanachronistic(e.g. R.W. Jordan, Plato's argumentsfor Forms,
Cambr. Philol. Soc., Suppl. Vol. 9, 1983, 1). Furtherdifficulties are occasionally seen
elsewhere, as in the supposedly early layers of Plato's theory of knowledge and argu-
mentation (again White, etc., and Maccioni, Montano, Gerstmeyer, Lafrance, Klosko,
Puster, Mohr). Cf. also the very different positions of H. Kuhn, Philos. Rundschau24,
2
often agreed that the aporiasand logical mistakesin the so-called "early
dialogues"are not on the whole real aporiasor mistakes, and that these
dialoguesimply(or mayimply)a fairlysophisticatedphilosophicalframeof
reference.7I do not knowanycase of a text beinginterpretedas particularly
"primitive"and, hence, early:scholarstoday do not seem to be interested
in pre-PlatonicPlato. Yet the writingstraditionallyregardedas "early"are
still providedwith this label, whetherthey are supposedto be somehow
"advanced"or not; in otherwords,whethera "development"in thoughtor
expression is envisaged or not.
This is also true of two recentandcomprehensivestudiesof Plato'saims
and methods:Szlezaik(1985) and Erler (1987). From somewhatdifferent
(but Tubingen-inspired)angles, both elaboratethe idea that Plato "knew
andimplied' andalso expectedhis initiatedreadersto "know",muchmore
about the topic than is explicitlywritten out in the dialogues.8Both are
mainlyconcernedwiththe so-calledearlydialogues,but"early"is usedas a
conventionalgeneral term and questions of chronologyare not seen as
really relevant.9ObviouslyPlato's distancingattitudeto writingas a sec-
ondaryaid for oral koyog (Szlezik), howeverSocraticit may be, and his
composingbasicallyprotrepticdialoguesoperatingon differentlevels of
initiation(Erler), could not have been typicalof Plato in his youth only.
Such attitudeswould equally well, and even better, suit the Academy. I
Note the new Dikaiarchos fragment PHerc 1021 on the protreptic function of Plato's
dialogues (Gaiser, CronacheErcol. 13, 1983, 53 ff.). Adverse comments on the "Tub-
ingen" approachare less violent today, though common enough (e.g. Wieland, Sayre,
Ferber, Rowe, de Rijk).
Cf. SPC 45; further references in Rossetti 121, Erler 1-18. "Reading between the
lines" is recommended in many modem discussionsof Plato (see notably L. Tarin in
Platonic investigations,ed. O'Meara, Studies in Philos. 13, 1985, 85 ff.; M.C. Stokes,
Plato's Socraticconversations,Baltimore 1986, 444 ff.; and Szlezdk and Erler, below),
though all consequences of this recommendationare apparentlynot seen; and in special
studies of the various dialogues this is normally the direction chosen for the inter-
pretation, which in fact tends to suggest that all "early" dialogues are somehow
"advanced".
8 Th.A. SzlezAk,Platon unddieSchriftlichkeitderPhilosophie,Interpretationenzu den
friihen und mittleren Dialogen, Berlin 1985 (cf. also Neschke-Hentschke, Gnomon 59,
1987, 673 ff.); M. Erler, Der Sinn der Aporien in den Dialogen Platons, Ubungsstucke
zur Anleitung im philosophischen Denken, Unters. zur ant. Lit. u. Gesch. 25, Berlin
1987 (an expanded doctoral thesis). Szlezak's work is by far the more learned and
"difficult"of the two, but they supply interestingcomplementaryevidence. Both avoid
the controversialproblems of the "oral doctrine", though they emphasize the essential
background importance of the oral discussions in Plato's circle. For the theory of
"knowledge implied" in the dialogues, cf. also SPC 45 f.
9 See esp. SzlezAk329, Erler 96 n. 62.
3
thinkit is fairto say that both scholarshave considerablystrengthenedthe
case for the "esoterist"interpretationof Plato,'"but they have in fact
weakenedour groundsfor believingthat the "early"dialoguesare early.
This I hope will become clear in the followingpages.
4
searchandquestioning,Platois likelyto haveformeda generalphilosophi-
cal modelof thoughtalreadyin the 390s.I believethismodelconstitutedthe
basis and frame of the "Proto-Republic"(below) and the Gorgias.
As to the circumstancesof Plato'sfirstvoyageto the Westin 388, andthe
foundingof the Academy soon after this (SPC 27-32), note the following
points. It is not probablethat Plato was invitedby DionysiusI becausehe
was a famousphilosopher:he was not very well knowneven in Athens at
that time,16 and his political and ethical views could not have amused
Dionysiusat all."7Was it perhapsyoungDion who arrangedPlato'sstay at
the Syracusancourt while Dionysius was occupied with his Italian con-
quests?18At any ratePlatoseems to have come andstayedas a tourist.The
politicalinstitutionsof the West certainlyinterestedhim,'9but Archytas'
influenceon himat thisstagehasprobablybeen overrated:Platomusthave
received from Simmias, Kebes and Echekratesmore informationabout
Pythagoreanismthan we read in Phaedo, and the give-and-takebetween
the Academy and the 4th centuryPythagoreansbegan later.20The story
aboutDionysius'irritationwith Plato, the latter'svoyagehome on a Spart-
an ship, andhow he was boughtbackinto freedomin Aegina by Annikeris,
Dion then providingthe money for reimbursementand, when Annikeris
refusedto take it, usingit for the purchaseof land at Akademeia- all this
seems to be historicallytrue, as Gaiserhas recentlymade clear.2'The last
portion of the story is particularlyinterestinghere. Plato's intimacywith
Dion continued after the Syracusanepisode. He now decided to live in
in Essays in Ancient Greek Philosophy II, ed. Anton & Preus, Albany 1983, 279 ff.; R.
Patterson, Image and reality in Plato's metaphysics, Indianapolis 1985. R.G. Tanner,
Prudentia 18, 1986, 31 ff., speculates on Plato's early Pythagorean contacts; cf. also
Demand, below, n. 38. I find it obvious that such persons as Kratylos, Hermogenes,
Eukleides, Simmias, Kebes and Echekrates, and the book of Anaxagoras, had provided
Plato with importantinformationabout Presocraticthinking,and that Plato had had time
to digest it, long before 388 B.C.; for Theaitetos, see below, n. 67.
16 Note the fact that Isocrates XIII, from the late 390s, knows Socratics (probably
Antisthenes), but does not refer to Plato in particular;see SPC 114 f., 126, and Eucken
(below, n. 23) 5 ff. Aristophanes'allusionsdo not seem to apply to a well-knownwriter
(below, n. 40).
17 L.J. Sanders, Kdxakog 25, 1979, and in his book of 1987, has not produced very
substantial evidence for his assumption that Plato and Dionysius I were on friendly
terms.
18 Diod. XIV 105.4, Strabo VI p. 261.
19 The fame of Zaleukos and Charondasmust have reached him in Greece. But the
Italian dolce vita obviously disappointedand shocked him, cf. Ep. VII 326b.
' See the classicmonographby W. Burkert(Engl. transl.Lore and science, 1972). This
is not the place to review the few points relevant here on which I disagree.
21 Festschr.f. R. Muth, InnsbruckerBeitr. 22, 1983, 111 ff.
5
comparativeseclusion extramuros, and Dion very probablyvisited him
there. An earlyversionof the Phaedrus,withits themesof the temptations
of the countryside,personalrhetoric,and love,22 would suit these happy
early days of the Academy.
The pamphletof Polykrates(SPC32 f.), whichhassome relevanceto the
chronologyof the Platonicwritings,has been not very convincinglydated
by Euckento the 380sinsteadof 392or 391as is usuallytakenfor granted.23
6
that one of the trendsof change in Plato'smannergoes from speech and
reportof dialogueto directdialogueform.
By rejectingstylometry,except for establishingthe "late group"(SPC
67-82), I touched on a controversialissue hotly debated in the days of C.
RitterandV. Lutoslawski,but now often, andwrongly,regardedas settled
in favour of the stylometrists.In fact I believe many scholarswould be
preparedto acceptmy arguments.I have little to add for the moment.27
The suggestionin SPC (83-87)thatsome dialogueshavebeen revisedand
successivelyremodelled, by Plato himself or his associates, is also less
revolutionarythansome thinkit to be. Again I insistthat this possibilityis
worthponderingin variousspecialcases, and I have little to add.28
7
Ion and the two Hippias's. Who else but Plato could have writtensuch
dialogues?My firstreplywouldbe: There has been a misleadingtendency
since the 19thcenturyto connectdoubtfulauthorshipwith the idea of late
forgery.Do we not, on the other hand, underratethe capacitiesof Plato's
friends, if we assumethat he alone was capableof producingelegant and
philosophicallyinterestingtexts?29 Also whatI havecalled"schoolaccumu-
lation"musthavebeen quitenormalin Plato'sdays,beforethe establishing
in the Hellenisticage of moremodernnotionsof an author'sindividuality.30
It is even possible that Plato's associatesnormallydid not publishtexts
undertheir own name before the death of their Master,or at least before
the slackeningof his initiativein the 350s.31I shall not repeat the other
argumentswhichled to my 1982theory, except one which I shall come to
presently.
Team work seems to be ratherout of the questionin cases such as the
dialoguesjust mentioned,32thoughI am quite preparedto imaginedrafts
producedby Plato and oral discussionsconductedby him and later elab-
orated by others. I have a candidatefor the authorshipof Crito(below).
And I still thinkLaches,EuthyphroandHippiasMaiormusthavethe same
author,whomI find it very difficultto identifywith the authorof Critoor,
say, Theagesor Minos.
More palpable than these largely hypothetical speculations are the
followingfacts. Withthe exceptionof AlcibiadesII, Axiochusand most of
the Letters,the PlatonicCorpusappearsto have come into beingin Plato's
lifetime and, with the exception of Eryxiasand Demodocus,in the very
close vicinityof Plato.33Withthe exceptionsmentioned,and in spite of its
enormousregisterof thoughts,mannersof approach,literaryforms, and
language,the Corpusanywayforms a single complex to which unambig-
I It should be rememberedthat before 347 Plato's position in the Academy was hardly
that of a veneratedsage (though Speusipposlater triedto make him the son of Apollo) or
an authoritativeteacher: he was rather the first among equals (cf. the pertinent ob-
servationsof J.P. Lynch, Aristotle'sSchool, Berkeley 1972, 55 ff.).
`0 SPC 95.
31 Note Plato's violent reactionon the attemptof Dionysius lI to appearas an indepen-
dent writer, Ep VII 341b. But I know that the generalizationof this hypothesis to the
generationof Aristotle would evoke as violent protestsfrom manyAristotelianscholars.
32 As K. Gaiser rightlyobserves (in a letter); also Crombie, Cl. R. 33, 1983,54. Yet e.g.
Aic I, Prm, or Lg, are ratherlikely to reflect the work of different hands.
" In SPC, I argued this separatelyfor the variousdubia and spuria. The first standard
"edition" must have been produced in the Early Academy (by Xenokrates?); cf. F.
Solmsen, Illinois Class. Stud. 6, 1981, 102 ff.; Rossetti 117. - Cf. above, n. 27, and
below, n. 51.
8
uouscriteriaof authenticityor spuriousnessareverydifficultto apply.Most
of the featuresof contentsand expressionin the dialoguescan be arranged
on slidingscales extendingfrom the "certainlyPlatonic"throughthe less
dubious and the more dubious to the "certainlyun-Platonic";and the
differentlines of criteriaseldomcoincideso as to suggestreliablepatterns.
To drawa sharpline between what Plato wrote (or said) and what he did
not, appears today impossible- as is also shown by the continuingdis-
agreementbetween specialists.I was perhapsover-criticalin SPC. It may
be advisableto regard,say, the LachesandEuthyphro,or even the Crito,as
correspondingmore closely to Plato'sintentionsthan the chapterheading
"Dubia and Spuria"(SPC 204) suggests.
Yet, since I am here concernedwithauthorship,I shouldpreferthe label
"'semi-authentic" for such works. Some additionalobservationswill be
made below. For the momentit is sufficientto referto the almostcertain
datingof SisyphusandMinosto the 350s, andwhatI regardas the probable
datingof HippiasMaiorin approximatelythe same period. Who is able to
trace one and the same finishinghand in these dialogues,and the Sophist,
and the Laws?
9
methodaresoundas faras they go - namely,to providean alternativebasis
for a seriousdiscussion.
On the followingpages I shallonly commenton some centralor partic-
ularlycontroversialissues in my construction.
10
wortha more detailedreconsiderationthan can be made here. Like many
others, I regardthe Republicas Plato'scentralwork- this is why I thinkhe
hadto returnto its issuesagainandagain-, butunlikemanyothersI cannot
see it as a monolithicwhole.' Here I shallconcentrateon two problems,the
"Proto-Republic",and what becamelater Book I of the work.
3 For the monolithic interpretation, see now e.g. White's commentary (1979); G.
Muller, Sitz.ber. d. Wiss. Ges. an d. J.W. Goethe-Univ., Frankfurta.M., 18:4, 1981,
153 ff.; D. Babut, Bull. d'Ass. G. Budd1983, 31 ff. (esp. againstElse'svery late datingof
parts of R X, still argued by the latter in his posthumous book Plato and Aristotle on
poetry, 1986); Szlezak, Ant. u. Abendl. 30, 1984, 38 ff.; Tarin 1985 (above, n. 7). Julia
Annas, in her Introduction(1981), separates Book I but stresses the coherence of the
rest. In fact the traditional view that Plato "wrote and published the Republic in the
mid-370s"is quite commonlyagreedon today;for instance, Eucken (above, n. 23) uses it
for his Isocrateanchronology. My considerationsin SPC of course concernedthe genesis
of the present R; to read it as a single philosophicalwhole is both naturaland reasonable,
if it is seen as a forty years' intellectual adventurereshaped at a given moment.
' To the referencesin SPC 104, add now E. David, Mnem. Suppl. 81,1984,20 ff.,who
however considers only part of the relevant details.
3 Partly following de Vogel, Nancy Demand (Gr., R. & Byz. St. 23, 1982, 179 ff.)
argues that Eccl 446 ff. refers to the Fourth Speech, IambI. V.P. 55, and that the three
hags at the end of the comedy give a nonsensical echo of the three Graiae in the latter
passage. She also thinks that the Socraticsknew the traditionabout the Four Speeches.
This last point seems very probable, in fact (cf. also Isocr. XI (Bus.) 28-29, and perhaps
the emphaticaluse of 6LaoUravin the Second Speech, V.P. 49, recurringin Pi. R V 462b,
11
rean, though there are traits in it which may have a Pythagoreanback-
ground.39 If the womanin a youngman'sdisguise(427ff.) "represents"any
particularpersonthispersonis Plato, I believe, seen as a young,effeminate
intellectual revolutionary.' Aristophanesmade the "equal" women of
Plato'scommunisticsocietyplan a take-overof the leadership.4'Basically,
however,he operateswith reminiscencesof whatBusirisandthe summary
464c, and parodically in Eccl 1076; but what is the relation of ALoL1'ULa &vdyxni
meaning a "tearingasunder", Eccl 1029and R VI 493d? cf. schol. Arist. ad 1., Apollod.
Bibl. 115.8, ). I am also willingto admit that AristophanesincludedSocraticsother than
Plato in his parody (note e.g. the repeated referencesto Laconianshoes and to cobblers
keeping in the shadow 269, 282, 345, 385 ff., 428 ff, 496, cf. Antisthenes' explicit
laconism, GiannantoniIII 363 ff., cobblers as a favourite topic of Socrates, Dio Chrys.
III 26, and "pale Socratics"Nub 120, 262; ideas "born"529, 549, cf. Nub 137, 747; aq[Og
705; Antisthenes 366, 806; cf. SPC 104 n. 12): obviouslyAristophanesregardedPlato as
a member of Socrates' mysterious "school". I am not, however, prepared to accept
Demand's suggestion that the Speeches were written by an orthodox Pythagoreanin
replyto currentSocraticpoliticaltheories andthat the comedy reflectsthis contemporary
discussion. Plato appears to have been the only Socratic to develop explicit political
theories (apart from such loose laconism, power ethics, and dreams about rulers as we
know from Antisthenes and Xenophon), and he was the first to set forth such a
"communistic"scheme as Aristophanes here "revises" for his own ends (see SPC 104
n. 10); and the Speeches do not sound polemical at all (to be sure, they may have been
re-writtenlaterin the 4th century,cf. Burkert,Lore 115). PerhapsAntistheneshad made
the "Pythagorean"point about the Graiaein one of his speeches before the Pythagorean
Speeches as we know them from Iamblichushad been publishedfor general readers?
3 Notably the "henology"can be regardedas an originallyPythagoreanidea taken up
by Plato; see SPC 104 n. 10, and below, n. 45. Some additionalcommentscan be found
in my contributionto Equalityand Inequalityof Manin Ancient Thought,ed. I. Kajanto,
Comm. Hum. Litt. 75, Helsinki 1984, 17 ff.
' Certainlynot Socratesor any other Socratic,cf. above, n. 38; the point about Nikias
428 is unclear (nervous timidity? cf. Plut. Nic., esp. 2.4). As I noted in SPC 103 f.,
Praxagora,after some nonsensicalpreliminaries(but not the section 170-240,ending up
in the emphatic MbaILovoire;g T6v P(ov ML6?e?E), presents her manifesto as a piece
of "philosophy" (571 ff., cf. 1155) with five or six leading ideas, all having some
correspondencein Plato's Republic.- If Aristyllos (647) also representsPlato (SPC 104
and n. 11), the allusionis slightlycomicalif the publichas already"identified"Praxagora
with Plato. The referenceis to an effeminate young man, because XwXu'Otseems to imply
womanly behaviour (Ussher ad 1.) and xctkaXL'vOperfume (not ordure) in the first
place. Again, in the nonsensical context of Plutus 427 ff., Aristyllos can be taken to
"follow still his mother" (i.e., to preach feminism?) though he has been punished (in
Eccl?); note IttLv6ooMvhere (not unambiguouslyreferringto a pervert, though this is
probablyimplied), and the tone of the hypocoristicform of the name.
" Possibly this trick is also meant to reflect contemporarynon-Socraticfeminist theo-
ries; cf. Demand (above, n. 38) 182 n. 8. It is interestingthat TUvaLxoxnatLa occursas a
title of plays by Amphis (frg 8) and Alexis (frgs 41-42), but that these comedies do not
seem to allude to Plato; probablythey linked up with Aristophanes.
12
in the Timaeusprove to be an early version of Plato's Republic,Books
II-III, V and VII. And this "manifesto"must have been sufficientlywell
knownin Athens to motivatea parody.42 Thisis whatthe evidencesuggests
to me.
The date of the Busirisis still controversial,but puttingit later than the
370s seems out of the question,and for variousreasonsits Platonicechoes
are likely to come from the Proto-Republicrather than from the final
version (or the Timaeus).43
A specificproblemwith a considerablebearingon the interpretationof
Plato, is how muchof explicitphilosophy(and, notably,metaphysics)this
Proto-Republicincluded. Plato cannot have meant his proposals to be
realizedin practicallife, andthe finalRepubliccertainlyis a Utopia." What
do the phrasings ptX6ooqpov (qovTLba Eccl571and b=LvdV 'v 6(QV
Ep VII 326a (or for that matter, a'xs
qpLXocoqnpLav t n6XEw;Ap 36c8)
imply?Withoutnow enteringinto details,I suggestthatthe basicpatternof
Plato's theory of the Ideal State - the upper level of society manifesting
Unity andtheoreticalknowledge,the lowerlevel representingPluralityand
practicalskill, everybodyspecializingand yet feeling bound together and
actingfor the benefit of the whole - presupposesPlato'stypicaltwo-level
view of Universeand Being which,as was said above, can be regardedas a
synthesisof the Presocraticinfluencesthat reachedhim at an early date.
The Spartan echoes are less essential. Of course the complex macro/
microcosmicparallelsbetween the universeon the one hand and the ideal
state andits socialclasseson the other, the soul andits aspects,the levels of
knowledge, etc., as recorded and discussed in the final version of the
Republic,are the resultof successiveelaboration;andso is presumablythe
"esoteric"doctrine of the ultimate Principles'Ev and 'A6QLOro; AUdg
knownfrom the secondarytradition.But the roots of all this must, in my
42 I imagine that the "manifesto"was a speech which Plato had read in his own name
(note ktyetv Avayx6a"v Ep VII326a, cf. SPC 106 n. 16) at a gatheringof a more or less
private character (cf. e.g. Prt and the two Symposia). His ideas were soon abroad,
however, and copies or notes of the speech were circulating,with or without the author's
consent (cf. Ps.-Lysias in Phdr). The speech must have been remodelled for the final
version of our RepublicV, though the essence remainedthe same (cf. SPC 103).
" See SPC 105 f. (where I was slightlymore scepticalthan I am now); Eucken (above,
n. 23) 172 ff. The latterdoes not take properaccountof the Proto-Republiccomplex, but
he admits that Isocrates might have had access to a "not-yet-published"text of R (!). I
cannot see why the (alleged) echoes of R in Isocr. ad Nicocl and Euag (Eucken 181 if.,
216 ff., 255 ff.) could not come from the Proto-Republicas well.
4 See my Equality paper (above, n. 39) with references.
13
view, reach back to the 390s. And the glimpses of metaphysicsin the
Gorgiassuggestthe same.45
The separationof Book I of the Republic(SPC 107-110)is an altogether
differentquestion:althoughmanycriticsdo not thinkso, it hasverylittle to
do with the problemof the "Proto-Republic".As far as I can see, there is
reasonable proof of the dialogue "Thrasymachus" IHEQi TOV btxaioV hav-
ing existed, at least as a draft,independentlyandlong beforethe restof the
Republicreceivedits presentshape;andthereis littleor no evidenceto the
contrary.' It is the relativeand absolutedate of this earlytext that is more
problematic.
My attemptto date it to the 390s admittedlyrestson somewhatprecari-
ous grounds,such as the lack of sophisticationin the contents,47the sup-
posed developmentof the standardtheme of "Socratesat Kallias"',the
nameof Thrasymachossupposedlyalludingto Thrasybulos(while"Kalli-
kles"mayalludeto Kallistratos)and,in particular,theindicationsof Repub-
lic I beingearlierthanthe largelysimilardialogueGorgias.4I amtodayless
optimisticaboutthis issuethanI wasin 1982,thoughI still feel the prosand
cons point to the 390s for the "Thrasymachus",49 and to the early 380s
14
(before or after 388) for the Gorgias. Some further argumentsmight
perhapsbe extractedfromthe fact thatRepublicI on the whole is also more
"Socratic"than Gorgias in the sense that it operates with topics and
approachesknown from the writingsand fragmentsof the minor Socrat-
ics.? But the absolutedate remainsvery mucha matterfor conjecture.
15
Gorgias' andMenexenus55 stilldealwithAtheniandemagogyversustrue
philosophy.However, when Plato had left the city definitelyand settled
downin the Academy,morepersonalthemesof persuasionandpsychagogy
come to the fore withthe earlyPhaedrus.56 Then, havingdistancedhimself
from rhetoricand his failuresin Athenian politics, and havingsomehow
institutionalizedhis own school, Platorealizedthat he had to deal with the
sophists as teachersof "virtue".In a ratherplayful mood he wrote the
dialogueProtagoras.57 Probablyit was a success, and copies were passed
aroundoutside the Academy. This caused Plato to plan and publishhis
literarymasterpiece,the Symposium(about 384, no doubt),58and to start
planningand elaboratingthe Republic:59 at this stage he certainlyhad a
widerpublicin view. Themesof the Protagoraswere takenup in the more
16
esoteric MenoWwhich apparentlyintroduceda new manner of literary
technique:the directdramaticdialoguewithcharacterizationof the speak-
ers and the situation.The much-readGorgiaswas re-writtenin this man-
ner61and some prologueswere possiblyadded.62In the Phaedo,whichwas
composedin a moodverydifferentfromthatof the Symposium,yet like the
latterconcentratingon the portraitof the ideal Philosopher,we can see the
two techniques,narratedand dramaticdialogue,interwoven.63
By now we have probablyreachedthe mid-370s,though this is pretty
conjectural.Plato'sfame as a writerand leaderof difficult"seminars"was
well-establishedamongGreek intellectuals;yet relativelyfew felt inclined
to visitthe Academyandto riska personalconfrontation.Therewas always
a distancebetweenPlato andhis public.The activitiesof the Academyhad
two main aspects. The esoteric, oral discussionsdeveloped methods of
dialecticand doctrinaltopicssuch as the theoriesof Principlesand Forms,
the theoryof soul andanamnesis,the theoryof knowledgeandpsychagogy,
the theoriesof virtue,mathematics,cosmology,andthe role of the philoso-
pher in society. The exoteric activitiesmust have consistedchiefly of the
publishingof literarydialogueswhichfunctionedas "protreptic"exhorta-
tions to philosophyand at the same time as a challengefor the initiatedto
reflect on controversialissues.' The writingof Gorgias, Protagorasand
Symposiumhad provedworthwhile.
' SPC 163-167.This dialogue is primarilyintended for initiated readers (see now also
SzlezAk[above, n. 81 179 ff., and note the dramaticform), and hence it is more soph-
isticatedthan, say, Smp. Obviously it operates with the theory of Forms, the "doctrine"
of anamnesis,and the hypotheticalmethod, as ratherfresh "discoveries"(SPC166;here
I agree with what is almost a consensus). But the aporiaof the conclusion is hardlya real
one (as has been recently again arguedby J.T. Bedu-Addo, A.J. Ph. 104, 1983, 228 ff.):
very probably it is meant to challenge readers to think for themselves (like the end of
Prt). Perhaps it initiated the aporetic mode of the minor dialogues?
61 SPC 86 f., 162 f. Cf. above, n. 28.
6 Cf. above, n. 53.
3 SPC 140-144; add a reference to Burger's comprehensive running commentary
(1984). The discussionof the Form is somewhat more explicit in Phd than in Men (and
Smp), but the traditionalexplanationthat this discussionrepresentsa new stage (i.e., in
relation to the supposedly "preliminary"stage in Euthd, Cra, Men and some minor
dialogues) hardlyholds good. Some polemic against different views is traceable, as has
been often noted, but the targetsare not to be found in any of the writtenworksas far as I
can see.
'4 Cf. esp. Szlezak and Erler, above, n. 8.
17
This many-levelfunction- somethingfor everybody- is very typicalof
the Euthydemus,writtenin one of Plato'swhimsicalmoods,65andthe minor
dialoguesLysisand Charmides.fI see no reasonto doubtthatthe latterare
by Plato'shand;and the earlyversionof Theaetetuswhichclearlylinksup
with Charmides,is certainlyauthentic.Suchshortishdialoguesof a mixed
didactic/protreptic naturerepresenta new mannerand attitudeand prob-
ablyconstitutethe modelfor the HippiasMinortype (below). In factthere
is little to suggest that Plato started his literarycareer by writingsuch
dialogues.
It seems that Plato now beganto abandonthe notionof composinglarge
pieces for predominantlyexotericuse, and the ever-growingproblemsin-
volved with the Republic (below) may have had a share in this. The
remodellingof the Phaedrusremainedan exception.
The backgroundand genesis of Theaetetusis a more complicatedques-
tion than is commonlyrealized. By dating the final version soon before
Plato's second voyage to Sicily in 367 (or 366) B.C., I do not differ very
muchfromwhatseems to be the generalconsensustoday. It is the process
which terminatedin this final version that I would explain differently.
Havingbegunthe dialogueas a Charmides-like piece in the mid-370s,Plato
some years later, I believe, remodelledit for internaluse in the Academy
61 SPC 144 147. I still insist that Euthdcan be naturallyexplainedas coming after Phd.
The playful references to dialectic, Forms, and the Kingly Art, are of course not
"preliminary"(see also R.S.W. Hawtrey'scommentary, Mem. Am. Philos. Soc. 147,
1981, and Szlezak49 ff.), and severalcriticshave seen some advancefromthe positionof
Men (which is more explicit; cf. SPC 167, add L. Maccioni, Filosofia e matematicain
Platone, Napoli 1978; Szlezak ibid.).
I SPC 147-152. Many scholars have in recent years pointed out "advanced"traits in
both; for Ly, add to my references e.g. R. Laurenti,Atti della Acc. di Sc. mor. e pol.,
Soz. naz. di Napoli, 87, 1976,7 ff.; H.Kuhn (above, n. 3); Szlezak 117 ff.; for Chrm,e.g.
N. van der Ben, The Charmides,Amsterdam 1985; R. McKim, T. A. Ph. A. 115, 1985,
59 ff.; Szlezak 127, 149 f. R.W. Puster'sanalyses of the forms of argument(Zur Argu-
mentationsstrukturplatonischer Dialoge, Munchen1983)suggeststo me that Chrmin this
respect, too, has served as the model for Tht, La, and Euthphr.
67 SPC 152-157, 182 f., 188. H. Tarrant(in a paper known to me from a draft) has now
propounded a new theory about the early version which he would connect with the
Chrm. I find it essential to note that the historiansof mathematicswho take for granted
that Theaitetos was still active in the 370s must be wrong. He made some important
discoveriesas a young man, and Plato and his friendswere deeply impressedby this. But
he is likely to have died in 390 B.C. (add a reference to X.Hell IV 5.14 ff.: Athenian
hoplites under Kalliasjoined Iphikrates'peltastsin 391/0), and not likely to have written
anything.When Plato wrote his firstdraftof the dialogue, presumablyin the 370s, he saw
this friend of his youth from an idealizing perspective, somewhat in the way he
rememberedhis uncle Charmides.
18
andincludedup-to-datereferencesto histheoryof knowledgeandpolemics
againstvariousrecenttrendsof criticism.'
Before this final version took shape, however, Plato had producedtwo
importantandpuzzlingworks.One of them, Cratylus,is evidentlyesoteric,
provocativelyplayful,and full of allusionsof variouskinds.69The other is
the finalversionof the Phaedrus.Thisis an odd literaryexperiment,Plato's
last semi-exotericwriting(disregardingthe SeventhLetterand, in a sense,
the Laws). The themes of seduction and persuasionand the play with
rhetoricderivefromthe 380s, in my view, but the criticismof prosewriting
in the latter part, and various referencesin passing to dialectic, Forms,
cosmologyand psychologysuggestthe later 370s. It is also an interesting
fact that Plato here againintroducesa new literarytechniqueby lettingthe
speakersthemselvespresentthe backgrounddescriptionwhich originally
and properlybelongedto the report.70
19
"Proto-Republic", were not writtendownin thisfinalshapebeforethe 350s.
Plato'sreluctanceto publishthis ever-growingworkis understandable.72
I shall not now proceedby commentingon my views, andothers'views,
of Plato's "late works".Nobody will be shockedby my opinionthat their
order of composition is Timaeus - Critias - Sophist - Politicus - Seventh
Letter- Philebus- Laws.But I haveto addthatI am now, stillmorethanin
1982,inclinedto tracea "secretary'sstyle"in Plato'sso-called"latestyle"
(compareespeciallythe style of the Laws and Epinomis)and, hence, to
think that his youngerassociatesparticipatedin the formulatingof these
worksto a greaterextent than is usuallybelieved.73However, thoughthe
SeventhLetterperhapsis not entirelywritten(or dictated)by Platohimself,
and thoughits tendencyis clearlyapologetic,I would regardit as a fairly
reliabledocument.74
n SPC 159, 184 ff. Eccentricallyagain, I doubt that the final R, however magnificent
the composition is, ever in Plato's lifetime reached the extra-Academicpublicfor whom
it was (originally and partly) intended. It was too large, too difficult, and certainlytoo
provocative a work to be digested by "general readers". There are no unambiguous
references to the final version in contemporarysources (cf. above, n. 36), including
Middle Comedy and Isocrates (cf. above, n. 43). Instead of publishingR, Plato set out
planning the more down-to-earthLg (below) which, however, others finished for him
and which did not turn out a best-seller, either.
73 SPC 186-203.But in the very late Phlb,"Socrates"standsfor Plato, I believe, rather
more than Timaios, The Elean Guest, and the Athenian Guest do. Probably"Socrates
the Younger" somehow represents Plato, too, as a former pupil of mine hopefully is
going to prove.
7 SPC 200 f.; cf. also Szlezak's interpretation386 ff. The notorious digression, which
tends to make criticsover-suspicious,can in my view be easily regardedas authentically
Platonic (cf. above, n. 69) if it is assumedthat it serves the same kind of slightly playful
mystificationas the lecture "On the Good" (in my view) probablydid:it makesit plainto
the reader that these points are indeed exceedingly difficult.
71 SPC 205 if.; see now also S.R. Slings' commentary(Amsterdam 1981).
20
hard to accept as genuinely Platonic but, consistentlywith my theory,
comparativelyeasy to explainas writtenby a close associateof Plato in the
370s. Some additionalevidence could be adduced.76The case of Laches,
again, is not so difficulttoday when the label "very early" seems to be
fading away from it: its relationshipwith (I should say: dependenceon)
Charmides,its protrepticbut not very sophisticatedgrip, the somewhat
clumsyeffortsto characterizethe speakersat lengththroughthe dramatic
76 SPC 208-210. The main points, with additionsproducedin various oral communica-
tions, are the following. Cri'slack of philosophicalinterest (unless it is over-interpreted,
as by R. Kraut, Socrates and the State, 1984), and its portrait of Socrates as a very
respectableold gentlemanwith patrioticsentiments, have misled generationsof scholars
to date it soon after the events described in it. In fact, since Cri is partly a reply to
Polykrateswho accused Socratesof despisingthe laws of Athens and who seems to have
used the curious word bLap0oQElvS, Cri 53b, cf. Themistius Or. 23, 296bc (Plato,
however, was not very embarrassedby this pamphlet;cf. e.g. Smp and Men), it belongs
to a period when Plato had turnedhis back on Athens or was, at least, stronglycriticalof
its institutions(Plato's respect for humaninstitutionsas such is very disputablein view of
passagessuch as Ap 36c, R VI 501a ff., Plt 294a ff., and the whole of Mx, but the laws of
the Best or Second Best State are different;this point is not made quite clear by e.g. F.L.
Lisi, Einheit und Vielheitdes platonischen Nomos-Begriffes, Beitrage z. klass. Philol.
167, 1987). Cri would suit this period better if it were mockinglyironical like Mx, or at
least provocative like Ap. To try to explain why Socrates refused to leave prison was a
common topic (see now also PKoln 205), but Cri lacks specifically Platonic arguments
(present already in Ap, such as the need of moral reform to be accomplished by the
Socratics,the unique conditions of a Philosopher,or the bal5vLov of Socrates), and the
religious points at the beginning and the end are plainly not typical of Plato (before the
period of Lg). Some recent critics have interpreted Cri as an (insincere?) attempt to
idealize Socratesin terms acceptableto ordinaryAthenian citizens (e.g. L. Straussin the
'70s, cf. his posthumous Studies in Platonic political philosophy, Chicago 1983; M.
Montuori, Socrate, Firenze 1974, Engl. transl. 1981; R.E. Allen, Socrates and legal
obligation, 1980; J. Kostman in New Essays on Socrates, ed. Kelly, 1984, 107 ff.; also
Lisi), but this again stresses the difference, not only from Ap, but from Grg, Mx, or Prt
(not to speak of otherwise suspect pieces such as HpMi; but Thg would offer a kind of
parallel, as Straussnoted). Cri49a seems to implythe complicateddiscussionsin Grg and
R I; the background situation in Cri seems to imply Phd rather than vice versa. The
details of Attic legislation dealt with in Cri (cf. Plato's comments on petty legislation, R
IV 425a ff.) may reflectpost-387discussionsof Solonianlaw (cf. Cri50de: Aeschin. Or. I
9 ff., Plut. Sol. 22). The structure of the argument is climactic (as in Grg where it is
motivatedby Socrates'growingself-assertion,and in variousdubia, as Thg, Min; also Ep
VIIIwhere there is a fictitious speech at the end), not pedimental (as in most of the
authentic works and also some dubia, as Alc I, Ion). Language and style are quite
"Platonic"(as in most dubia, too), with a somewhathighrate of rareidioms and hapaxes.
I find it probable that the author is Speusippos who took an interest in law-givingand
religion (cf. also Lg and Ep VIII) andwho in social matterswas more of a conformistthan
Plato ever was. Plato perhaps accepted with a benevolent smile this portrait of a
bourgeois Socrates whose fate, from the perspective of the 370s, was legend anyway.
21
dialogue, and varioussuspectdetails, make me rathersure aboutits semi-
authenticity.' By consideringAlcibiadesI, Theages,Amatores,Eryxias,
Hipparchus,Minos, Sisyphus,Demodocus,De Virtute,De Justo,andAlci-
biadesII, as semi-authenticand/oras spurious,I feel myselfto be in very
good company.78And nobody could seriouslyarguetoday that Plato has
writtenthe Definitions,Halcyon,Axiochus, and most of the Letters."
Withthe ratherabsurdlyironicalHippiasMinor,Ion, andEuthyphro,we
mayagainfeel to be close to Menexenus,butat leastHippiasandEuthyphro
includesuchplaywith technicalitiesas to point to the Academy,and there
areothersignsalso to suggestthatEuthyphrobelongsto the environmentof
Cratylus.Y'
Finally, there is the notoriouslycontroversialHippias Maior. In 1982
(SPC 226-228) I regardedthe question of its semi-authenticityas settled
and, indeed, as an importantcorner-stonefor my "new model". Yet the
problemmay now appearto be far from settled. Woodruff'sfresh (1982)
interpretationof the dialogueas a comparativelyearly authentictext has
been largely accepted - but on very weak grounds,it seems to me.8"A
T SPC 210-214. I did not note there that the rejection of jitookoyLaLa 188cdand the
reommendationof xoLvt lt-eiv at the end are much more appropriateto their context
in Phd 89d ff. "Advanced" features have sometimes become emphasized in recent
interpretationsof La, e.g. H. Kay, Diss. ColumbiaUniv. 1980, Puster (above, n. 66),
SzlezAk 151 ff., and especially Kahn (above, n. 4) who takes La as introducingthe
Academic groupof "early"dialogues. I have not seen D. L. Blank'snew commentary(in
preparationin '87).
78 SPC 214-220, 228-232. Regarding these dialogues, I have seen no recent com-
prehensive arguments for full authenticity;J. Ketchum, Diss. State Univ. New York
1981, only deals with a structuralaspect of Alc I; and Annas, PlatonicInvestigations,ed.
O'Meara, Studies in Philosophy 13, 1985, 111 ff., is more concernedwith provingthat
Amat, Alc I, Hipparchand HpMa are no late fabrications.
' SPC 231-235. A renewed examinationof the Platonic "letter romances"is needed.
'" SPC 220-226. For a comparativelylate date of HpMi, cf. now Szlezak79 ff.; for Ion,
cf. V. Tejera, Plato's dialogues, 1984, 317; Kahn (OxfordStudiesin Ancient Philos., ed.
Annas, I, 77 f.) takes the treatment of TEXVaLas a sign of an early date, but such a
(playful) approachis certainlypossible later. Euthphris now often admitted among the
sophisticateddialogues (e.g. C.C.W. Taylor, Phron. 27, 1982, 109 ff., Szlezdk 107 ff.),
though the reflectionsof the theory of Forms are also often, and in my view perversely,
explained as a preliminarystage.
81 Defenders of the dialogueincludeH. Teloh, Thedevelopmentof Plato'smetaphysics,
1981; Puster (above, n. 66); R. Ferber, Platos Idee des Guten, 1984; Annas (above,
n. 78); and Szlezlk 91 ff. (admittingmanyof the allusions,but not drawingthe chronolo-
gical conclusions). I largely agree with Kahn'scomments on Woodruffs book (Oxford
Studies in Ancient Philos., ed. Annas, III, 261 ff.), but I emphaticallydisagreewith the
former'sview that this dialogue could not have been written in Plato's lifetime.
22
comprehensivere-assessmentof the issue would have to deal with a long
series of details, circumstances,and considerations,pointing to a date
around360 B.C., with practicallyno positive evidence of an early date.
Sucha reconsiderationcannotbe madehere, but I trustodds will fall in my
favour.82
23
the Academiccommunity,with Plato (the "newSocrates")as primusinter
pares, comes to the fore in the process of the articulationof Platonic
thought - as I see it.
Plato'sown philosophy,basicallyand originallya two-levelmodel with
"metaphysical"(especiallyontological)overtonesandwithpolitical/ethical
applications,took form in the 390s (above, p. llff.), before the extant
writingsbeginto reflectit. GorgiasandMeno,however,manifestits earlier
phasesratherexplicitly.
The centralissueof thisphilosophyis the questionof (T6) &yafo'vandits
epistemologicaland ontologicalpremises.
Fromthe outset, however,Platohadpoliticalinterests.He becamemore
and more criticalof the politicaland social conditionsof Athens and all
other city-stateshe knew, and also of variouscategoriesof "competitors"
(politicians,writers,sophists, Socratics).This broughthim alreadyin the
390s to elaborate,on a theoreticalbasis, a utopianschemeof the just and
happyState. He neverabandonedthisvision,thoughit receivedsuccessive-
ly new dimensions,especially after 367 B.C. But to speak of a gradual
"betrayal"of the Socraticlegacy, is misleading.
Persuasionand guidingtowardsa consciousapprehensionof T6 eyacoxv
are the drivingforces in most of the dialoguesfrom the 380s and 370s,
howeverironicaltheir gripmay be.
The theory of Forms developed graduallyand was subject to various
thoughtexperiments;but owingto the interesttakenin it by Aristotleand
posterity,the importanceof this theory to Plato has been overrated.It is
probablytrue in a very general sense only that its roots lie in Socratic
definitionseeking. Still, I am not much at variancewith the majorityof
specialistswhen I assertthat Plato began by searchingfor fixed points of
reference,what we shouldcall "abstractions","universals",or just "con-
cepts", on the upperlevel of his model (cf. above, p. 4), to correspondto
the pluralityand flux of the lower level. At first he perhapslooked for
abstractionsrelated to T6 &yaf&6v, as &QEnT,IO &iXaLov, T6 xacoXv,T6
aoov.Later (after Meno), with geometryprovidingadditionalarguments,
he extendedthe rangeof Forms,andthe questionsof causalityandfinality
becameinvolvedwiththe theory,whilethe problemof the interrelationsof
concepts,and the relationof Formsto particulars,becamemoreandmore
complicated,as is well knowntodaybut notoriouslyunclearin details.The
consequenceof my view of the dialoguesto these problemsis twofold:(1)
dialogues such as Euthydemus,Lysis, Cratylus,Euthyphro,or Hippias
Maior,shouldnot be takenas evidenceof the earlystagesof the theory;and
(2) since the referencesto the theory are mostly indirect, defective, or
24
playful,it is advisableto harmonizeas far as possiblethe few scrapsof solid
evidence to be gathered,primarily,from Phaedo, Republic(the Divided
Line, ratherthan Book X), Parmenides,and Timaeus,and to apply this
pictureto the interpretationof relevantpassageselsewhere.83In spiteof the
very impressiveeffortsof scholarsin recentyears,84a thoroughreconsider-
ation of the issue along these lines woulddoubtlessbe rewarding.
The "oral doctrine"of Principleswas alwaysimplicitin the two-level
model (cf. above, p. llf.) but becamemorearticulateafterthe 360s, under
renewedPythagoreaninfluence.
The theoryof knowledgereceivedadditionsalongwiththe development
of the two-levelmodel, the theoryof Forms,the theoryof psyche,andlater
theoriesof the physicalworld.But Platonevergave up his view that "real"
knowledge is concerned with the upper level of reality and that o6yo;
functions as an intermediarybetween the levels. I think epistemology
illustrates,even betterthanthe theoryof Forms,howeverythingis involved
with everythingin Plato'sthought.
The dialecticbetween a leader (Plato/"Socrates",or his stand-in)and
one or two (or several)opponents/disputants, was alwaysconsideredas the
essential activity in Academic ovvouo(a. In particular,the "dialectic"
method of dichotomic analysis (bLacLQEOLg) and synthesis (ruvay y )
becamepopularwith some of Plato'syoungerfriends(Speusippos,Mene-
demos, and others).
Questionsof ontology, language("logic"), and epistemologyhad come
to the fore in Plato'sthinkingfromthe 360s (Cratylus,Phaedrus,Theaete-
tus), but his associatesdevelopedfurthervarioustrendsof method(Parme-
nides,Sophist,Politicus),cosmologyandphysics( Timaeus,Epinomis),and
politicaland social d'yal6v (Timaeus,Critias,Politicus,Laws).
The probable semi-authenticityof large portions of the "late works"
should alwaysbe taken into account.
Mock-aporetic"Socratic"dialoguesbeganto be writtenafterthe 380sfor
protrepticand naLW&C/nac6Eta. Severalof the minordialoguesof thistype
are also semi-authentic.
25
uous revisionof this dialogue,too) may be regardedas highlydesirablein
spite of all the difficultiesit will meet. But to insist, as I have done, that
something went wrong with the dialogue when the Ritter - Raeder -
Wilamowitzview of "earlyPlato" began to be taken for grantedand the
warningsof Zeller, Shorey,Pohlenz,andsomeotherswereforgotten,is not
so trivial. I almost hope that somebody will give me solid reasons for
believingthat I am mistaken.
Bergmansgatan3
SF - 00140 Helsinki
Finland
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