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G Vallar, University of Milan-Bicocca, Milan, Italy; and IRCCS Istituto Auxologico Italiano, Milan, Italy
Ó 2017 Elsevier Inc. All rights reserved.
Introduction 2
Functional Architecture 2
Behavioral Studies in Healthy Participants 2
Short-Term Forgetting 2
Immediate Serial Recall 3
Immediate Recall and the Recency Effect 4
STM Versus LTM: Short-Term Forgetting, Recency, and Span 4
Neuropsychological Evidence From Brain-Damaged Patients 8
Impairments of Phonological STM 8
Impairments of Spatial and Visual STM 12
Neurological Architecture 13
Phonological STM 13
Visual and Spatial STM 15
Short-Term Memory and Cognition 16
Long-Term Learning 16
Language Processing 17
Sentence Comprehension 17
Speech Production 17
Spatial Orientation and Navigation 17
Conclusions 17
Acknowledgments 18
References 18
Glossary
Articulatory suppression A paradigm whereby participants (eg, defective performance in task “A,” but not in “B,”
are required to utter an irrelevant speech sound (eg, “the, in patients with parietal damage, impaired performance
the, the”), while engaged in another task, such as the short- in task “B,” but not in “A,” in patients with frontal
term retention of a list of words. This concurrent damage), the double dissociation is anatomo-
articulatory activity disrupts the process of verbal rehearsal, functional. The same logic may be applied to
and has little, if any, general interference effects. neuroimaging activation, and to invasive and non-
Buffer/store A limited capacity system, concerned with invasive brain stimulation (NIBS) paradigms.
temporary retention; with reference to “short-term Recency effect A phenomenon whereby the final events in
memory” (STM), the term is frequently used as a series are recalled better than the preceding ones; in
a synonymous of “store.” immediate free recall the recency effect reflects retention
Double dissociation A pattern of impairment whereby: in an STM system.
(1) a patient or a group of patients exhibits a defective Rehearsal A process that supports temporary retention in
performance in one task “A” (with respect to healthy a “short-term store” (STS), reviving a memory trace;
participants), but not in another task “B,” in which rehearsal may involve translation between two different
performance level is within the normal range; (2) representations or codes.
another patient or group shows an opposite disorder Similarity effect A phenomenon, whereby recall of lists
(impairment in task “B,” normal performance in task of items similar for some specific coding feature (eg,
“A”). In its “strong” or “classical” form the double phonological, visual, semantic similarity) differs from
dissociation concerns tasks of comparable difficulty. The that of lists including items dissimilar in that
double dissociation allows the inference that two particular feature. In STM paradigms similarity effects
functions (eg, “short-” and “long-” term memory, STM, typically disrupt performance, and provide indications
LTM) are independent. If this pattern of impairment is as to the representational format of the stored
associated with different neuropathological correlates material.
q
Change History: February 2016. G Vallar added abstract and Table 1, made some changes to the text, updated the figures and Further Reading section of the
entire article.
Span A classical measure of STM. Participants are required Working memory The term “working memory” (WM) is
to recall a sequence of events, such as a list of digits, words, widely used in the domain of cognitive psychology,
visual patterns, or locations of objects, immediately after neuropsychology, and cognitive neuroscience. In a restricted
presentation, and in the same order. sense, WM refers to limited capacity systems involved in
Store A store is a component of STM, with limited capacity, temporary retention (STSs), but also emphasizing the
which secures the temporary retention of a limited amount cognitive operations performed on the stored material. The
of material (see also “buffer”). concept of WM has widened, however, to include the efficient
Trace A trace refers to the event stored in memory, and is monitoring and coordination of mental activity during the
frequently used in a physiological context. simultaneous execution of two or more tasks, the planning of
Unattended speech Unattended speech is an interfering complex actions, and, more generally, the organization of
auditory stimulation consisting of phonological material behavior. In the latter, broader, sense, the relationships of the
presented to the participant, who is engaged in another term WM with its original roots in the specific domain of STM
task, such as immediate memory span. and memory in general are less close.
Introduction
The term “short-term memory” (STM) refers to a number of memory systems, with limited capacity, concerned with the temporary
(in the range of seconds) retention of a variety of materials. This article will present current knowledge concerning the functional
and anatomical organization of STM in humans, with a multidisciplinary approach. Behavioral, functional neuroimaging activa-
tion, and NIBS studies in healthy human participants, engaged in tasks assessing short-term retention, as well as neuropsychological
evidence from patients with brain damage will be considered. The article will be concerned with the more extensively investigated
aspects of STM: Verbal and visuo-spatial. Many of the data come from studies in the adult, but some pertinent evidence from
different populations (children, elderly participants) will be also mentioned.
The general idea that the faculty of memory is not unitary and monolithic, comprising instead multiple systems, dates back at
least to the “Essay concerning human understanding” by the British philosopher John Locke (1700), who suggested a broad distinc-
tion between two types of memory, one concerned with temporary retention and the other as a store-house of materials which have
been laid out of sight. This distinction between two memory systems, one shorter- and one longer-term with respect to the duration
of the trace, was revived by the North American psychologist William James (1890), who suggested the existence of a limited
capacity “Primary Memory,” embracing the present and the immediate past, and supporting consciousness. Psychological research
in the XIX century, and in the first half of the XX, was however mainly concerned with the diverse factors affecting learning and
retention, in the context of a basically unitary view of human memory. It was only in the 1950s that STM became the object of
systematic scientific investigation in healthy participants. Fig. 1 shows a model of STM and LTM, popular in the 1970s (Atkinson
and Shiffrin, 1971).
Functional Architecture
Behavioral Studies in Healthy Participants
The main empirical evidence suggesting the existence of a discrete limited-capacity system, concerned with short-term retention, was
provided in the 1950s and 1960s by the investigation in healthy human participants of three behavioral phenomena, which subse-
quently provided reliable paradigms for exploring also the behavior of pathological populations (Baddeley, 1976). The vast
majority of empirical studies focused on verbal material, such as words or letters, and, therefore, on the hypothetical construct
of “verbal” STM. Evidence was also provided, however, for the existence of a separate visual STS. Examples of stimuli used to inves-
tigate short-term retention are shown in Fig. 2.
Short-Term Forgetting
In the typical paradigm the participants’ task is to recall or recognize a few items after short time intervals (in the range of
seconds), filled by interfering activity. The accuracy of recall of a short list of stimuli (eg, trigrams of consonants or of words)
decreases dramatically in a few (less than 10) seconds if the participants’ repetition of the memory material (rehearsal), which
would prevent forgetting (for review and discussion of the mechanisms involved in short-term forgettingddecay of the
memory trace, as initially thought, interferencedsee Baddeley, 1976; Jonides et al., 2008) is prevented by a distracting activity
as counting backwards by threes (Fig. 3). A broadly similar forgetting occurs for visual and spatial (eg, the location of a dot,
random patterns), and auditory nonverbal stimuli (eg, a tone). This rapid short-term forgetting may be contrasted with the
long-lasting persistence in memory of other types of records, such as autobiographical events, which may last for years, up
to the entire life.
Short-Term Memory 3
RESPONSE OUTPUT
Figure 1 Short-term and long-term memory. This flow-chart illustrates a functional architecture of human memory proposed in the late 1960s by
Richard Atkinson and Richard Shiffrin, which summarizes the main features of a number of models put forward at that time. The model draws
a distinction between short- and long-term memory systems (STM/LTM). The two components are organized serially, with temporary storage in STM
being a necessary condition for retention in LTM. The short-term store (STS) is a unitary system, which is not specific for sensory modality,
receiving input from different sensory registers, and includes a number of control processes, such as rehearsal. This store plays a central role in
cognitive activity, being equated with consciousness. Source: Redrawn from Atkinson, R.C., Shiffrin, R.M., 1971. The control of short-term memory.
Sci. Am. 225, 82–90.
(G) F, K, Q, R, X, W, Z
COW, DAY, BAR, FEW, HOT, PEN, CUP
(H) B, C, D, G, P, V, T
MAD, MAN, MAT, CAD, CAN, CAT, CAP
Figure 2 Stimuli used in short-term memory tasks. (A–C) Patterns used to assess visual STM. (D–F) Stimuli used to assess visuo-spatial STM
(location of a dot in a square). (G–J) Stimuli used to assess verbal STM: phonologically dissimilar (G) and similar (H) sets of letters and words; short
(I) and long (J) sets of words. Sources: (A–C) Redrawn from Phillips, W.A., 1974. On the distinction between sensory storage and short-term
memory. Percept. Psychophys. 16, 283–290; (D–F) Reproduced from Dale, H.C., 1973. Short-term memory for visual information. Br. J. Psychol. 64,
1–8; (G and H set) From Vallar, G., Baddeley, A.D., 1984. Fractionation of working memory: neuropsychological evidence for a phonological short-
term store. J. Verbal Learn. Verbal Behav. 23, 151–161; Baddeley, A.D., 1966. Short-term memory for word sequences as a function of acoustic,
semantic and formal similarity. Q. J. Exp. Psychol. 18, 362–365; (I and J sets) From Baddeley, A.D., Thomson, N., Buchanan, M., 1975. Word length
and the structure of short-term memory. J. Verbal Learn. Verbal Behav. 14, 575–589.
100
CONTROL (CCC)
75 COUNTING BACKWARDS (CCC)
PATIENT PV (C)
PERCENT CORRECT
50
25
0
0 5 15
DELAY (sec)
Figure 3 Short-term retention of individual letters. Healthy participants: Control (recall of consonant trigrams “CCC” with no interpolated distracting
activity); Counting backwards (recall of CCC with interpolated distracting activity). Patient PV: recall of single letters “C” with no interpolated distracting
activity. In healthy participants the counting task has dramatic detrimental effects on short-term retention of CCC sequences. In the patient, who has an
auditory span of 2.5 digits, a C stimulus is forgotten in a few seconds, even under conditions of no interference. The errorless performance at the 0 s
delay rules out the possibility that the patient’s deficit reflects a perceptual impairment. Source: Data from Basso, A., Spinnler, H., Vallar, G., Zanobio,
M.E., 1982. Left hemisphere damage and selective impairment of auditory verbal short-term memory. A case study. Neuropsychologia 20, 263–274.
SHORT-TERM MEMORY
100 PV 100 PV
90 90
C C
80 80
70 70
Percent Correct
Percent Correct
60 60
50 50
40 40
30 30
20 20
10 10
0 0
1 2 3 4 5 6 7 8 9 10 11 12 1 2 3 4 5 6 7 8 9 10 11 12
Figure 4 Immediate free recall of sequences of words. Average free recall performance with lists of 12 Italian words by patient PV (see caption to
Fig. 3) and unimpaired participants (C) (s.d.), by serial position of each stimulus in the presentation order, and modality of presentation [auditory (A),
visual (B)]. In this task participants are presented with lists of words, which they subsequently recall in any order they wish. Unimpaired participants
show a higher level of performance in the final positions of the list (recency effect), with recall accuracy steadily increasing in the last six serial posi-
tions (in this particular sequence from about the 6th to the final 12th stimulus). The recency effect is present with both auditory and visual presenta-
tion of the stimuli, and an auditory advantage (“modality effect”) is typically found. Unimpaired participants also show a minor advantage of the initial
one to two positions in the sequence. In immediate free recall, the recency effect reflects the output of STM systems, while recall from the preceding
positions is mainly based on LTM systems. With auditory presentation of the stimuli patient PV (see caption to Fig. 3) shows no recency, but this is
within the normal range with visual input. Patient PV also shows a preserved recall performance in the initial and middle positions of the recall
sequence. Source: Redrawn from Vallar, G., Papagno, C., 1986. Phonological short-term store and the nature of the recency effect: evidence from
neuropsychology. Brain Cogn. 5, 428–442.
In addition, subsequent forgetting involves other mechanisms, such as interference (Baddeley, 2003; Jonides et al., 2008). The
processes which maintain items for short time intervals may also involve a contribution from LTM processes, such as elaborative
rehearsal (Craik and Watkins, 1973), and redintegration of a short-term trace, on the basis of features such as the frequency of the
stimulus (Hulme et al., 1999).
b. Immediate memory span is influenced by lexical, syntactic, and semantic factors, which reflect LTM processes (Hurlstone et al.,
2014; Thorn and Page, 2009). Span is greater for words, compared to nonwords (Brener, 1940; Hulme et al., 1999), and for high
frequency than for low frequency words (Roodenrys et al., 2002; Watkins, 1977). Span is also greater for concrete than for
abstract words (Acheson et al., 2010; Campoy et al., 2015).
c. The recency effect is a general memory phenomenon, which may be observed also under conditions involving only LTM
processes, such as recall of remote autobiographical events. Furthermore, factors such as the relative temporal interval among the
events in the sequence influence the occurrence of the recency effect in long-term retention (Moreton and Ward, 2010).
Initially, in the early 1960s, attempts were made to explain the three phenomena (short-term forgetting, free recall, span) in
terms of the then dominant view of human memory as a unitary system, with a continuum between STM and LTM (Melton,
1963; Ruchkin et al., 2003, and commentaries therein). Such a monolithic account proved however untenable, mainly on the basis
of neuropsychological evidence from patients with brain damage (Shallice and Vallar, 1990; Vallar and Papagno, 2002), discussed
in the following section.
The functional architecture of the system concerned with the short-term retention of verbal material (“phonological short-term
memory,” PhSTM) has been investigated in further detail through the effects of phonological similarity and word length, and the
concurrent task of articulatory suppression, teasing apart “storage” versus “rehearsal” components. Suppression has three effects on
immediate retention in span tasks:
a. it brings about an overall reduction of memory performance;
b. it abolishes the effect of phonological similarity when the stimuli are presented visually, but not with auditory input;
a. it eliminates the effect of word length both with auditory and with visual presentation of the stimuli.
6 Short-Term Memory
70 DISSIMILAR 70 SHORT
60 SIMILAR 60 LONG
50 50
40 40
30 30
20 20
10 10
0 0
4 DISSIMILAR 4
2,5 2,5
2 2
1,5 1,5
1 1
0,5 0,5
0 0
(C) PATIENT PV
PHONOLOGICAL SIMILARITY EFFECT VISUAL INPUT
LETTER SPAN
5
4,5
DISSIMILAR
4
3,5 SIMILAR
2,5
1,5
0,5
0
BASELINE SUPPRESSION
Short-Term Memory 7
Figure 6 A functional model of phonological short-term memory. Auditory-verbal material, after early acoustic and phonological analysis, (1) enters
the main retention component of the system, the “phonological short-term store” (PhSTS) (2), where material is coded in a phonological format. The
PhSTS is an input-system, to which auditory material has a direct and automatic access. The process of articulatory “Rehearsal” (ArReh) is
conceived as involving a recirculation of the memory trace between the PhSTS and a phonological output system, the “Phonological Output Buffer”
or “Phonological Assembly System” (3), primarily concerned with the articulatory programming of speech output, with a recurring translation
between input (“acoustic”) and output (“articulatory”) phonological representations. The Phonological Output Buffer (ArReh) provides also access of
visually presented verbal material to the PhSTS, after “phonological recoding” or “grapheme-to-phoneme conversion” (5). The model also illustrates
the multiple-component nature of STM, showing a visual STS (4), where material is likely to be encoded in terms of shape. Source: Redrawn from
Vallar, G., Di Betta, A.M., Silveri, M.C., 1997. The phonological short-term store-rehearsal system: patterns of impairment and neural correlates. Neu-
ropsychologia 35, 795–812.
This pattern suggests a fractionation of PhSTM into two components, both contributing to immediate retention in span tasks:
a. a passive input system, the “Phonological Short-Term Store” (PhSTS), to which auditory input has a direct access; this
phonological system is non-articulatory in nature, as witnessed by the persistence of the effect of phonological similarity during
suppression;
b. a more controlled process of “Articulatory Rehearsal” (ArReh), which has the two-fold function of refreshing the phonological
trace, preventing its decay, and of conveying visual-verbal information to the PhSTS, after Phonological Recoding (PhRec), or
grapheme-to-phoneme conversion.
Articulatory suppression, interfering with the operation of ArReh, reduces span performance, and prevents access of visual-verbal
material to the PhSTS, as witnessed by the disappearance of the effect of phonological similarity. The word length effect, being abol-
ished by suppression, is likely to reflect articulatory factors, such as the spoken duration and complexity of the stimuli, and may be
taken as an index of the activity of the ArReh process. A model of PhSTM is shown in Fig. 6, based on Vallar et al. (1997).
=
Figure 5 Coding in phonological short-term memory. (A) In immediate serial recall the memory performance of healthy participants is better when
the stimuli are phonologically dissimilar rather than similar (phonological similarity effect), and shorter rather than longer (word length effect).
Healthy participants exhibit these effects with both auditory and visual presentation of the stimuli. For each effect, the recall performance of healthy
participants with 6-item auditory sequences of similar and dissimilar letters, long (5-syllable) and short (2-syllable) words is shown. These effects are
taken as evidence of phonological coding in verbal STM. (B) Patient PV (see caption to Fig. 3) shows a dramatic reduction of auditory span perfor-
mance (less than 2.5 letters) and a preserved effect of phonological similarity, which indicates that auditory-verbal material is, as in healthy partici-
pants, coded in a phonological format, even though the capacity of the PhSTS is dramatically reduced. The absence of any effect of word length with
auditory input indicates that the process of ArReh is not used by PV. (C) Patient PV, at variance from healthy participants, shows neither the detri-
mental effect of phonological similarity on serial span with visual presentation of the letter stimuli, nor the detrimental effect of articulatory suppres-
sion. This pattern indicates that PV does not convey visually presented verbal material to the PhSTS via ArReh, for the purpose of short-term
retention, after recoding it into a phonological format. As the visually presented stimuli are stored by PV in a non-phonological format, presumably
visual, articulatory suppression, that engages ArReh, does not affect PV’s span performance. Source: Data from Vallar, G., Baddeley, A.D., 1984.
Fractionation of working memory: neuropsychological evidence for a phonological short-term store. J. Verbal Learn. Verbal Behav. 23, 151–161.
8 Short-Term Memory
In line with the PhSTS/ArReh fractionation illustrated in Fig. 6, unattended auditory speech disrupts immediate memory span for
verbal material, presented in both the visual and the auditory modality, preempting the storage capacity of the PhSTS. Suppression,
however, abolishes the disruptive effect of unattended speech on immediate retention of verbal material presented in the visual
modality. This effect takes place because suppression, interfering with the operation of ArReh, prevents visual-verbal material from
entering the PhSTS, corrupted by unattended speech (Salamé and Baddeley, 1982). Finally, some perceptual “phonological judgments”
are held to specifically involve the ArReh process, because the performance of healthy participants is slightly, but significantly, impaired
by suppression. The term “phonological judgment” refers to the conscious processing (“phonological awareness”) of a number of
phonological aspects of strings of letters, either words or nonwords. In most studies the material is presented visually, in order to prevent
the direct activation of acoustic-phonological representations. These judgments include deciding whether or not two letter strings have
identical initial sounds, or two words have stress in the same position (Burani et al., 1991; Vallar and Baddeley, 1984b).
In the non-verbal domain a similar distinction is drawn between visual and spatial STM and LTM systems, with the relevant
representational format being in terms of the spatial location or of the shape of the stimulus (Logie and Della Sala, 2005; Repovs
and Baddeley, 2006; Zimmer, 2008). Spatial and visual STM systems are likely to comprise storage and rehearsal (spatial and picto-
rial) components. In the case of spatial locations, rehearsal may be conceived in terms of planned movements (eg, ocular, manual
reaching, locomotion) towards a target coded in a spatial reference frame (eg, egocentric), although this may be not the only
possible format involved.
The relationships between knowledge stored in LTM and STM systems are schematically depicted in Fig. 7.
Figure 7 LTM effects on STM systems. For spatial and visual STM, LTM effects are based on objects’ lexicon, visual semantics and spatial refer-
ence frames; for PhSTM, on lexical, semantic, and syntactic knowledge. Possible effects from “Episodic Memory” are not shown. Sources: Repro-
duced from Baddeley, A.D., 2003. Working memory: looking back and looking forward. Nat. Rev. Neurosci. 4, 829–839; Heyden, A., Sparr, G.,
Nielsen, M., Johansen, P. (Eds.), 2002. Computer Vision – ECCV 2002. In 7th European Conference on Computer Vision Copenhagen, Denmark, May
28–31, 2002 Proceedings, Part IV. Springer-Verlag, Berlin.
Short-Term Memory 9
5 LETTERS
4 WORDS
Figure 8 Auditory and visual span in patients with defective auditory-verbal (phonological) STM. Repetition span for all types of auditory-verbal
material (digits, letters, words) is defective, while level of performance is higher with visual presentation. In healthy participants, by contrast, a minor
advantage of the auditory input modality is typically found (“modality effect”). The histograms indicate average spans, the vertical bars the ranges of
the patients’ span performances, the horizontal dashed line the cut-off for auditory digit span. Source: Meta-analytic data from Vallar, G., Papagno,
C., 2002. Neuropsychological impairments of verbal short-term memory. In: Baddeley, A., Wilson, B., Kopelman, M. (Eds.), Handbook of Memory
Disorders. Wiley, Chichester, England, pp. 249–270.
10 Short-Term Memory
Figure 9 Long-term verbal learning in a patient with defective PhSTM. Patient PV (see caption to Fig. 3) shows unimpaired paired-associate
learning of Italian words (C: control participants). In a paired-associate learning paradigm, participants are presented with an auditory list of pairs of
stimuli (eg, unrelated words, such as “dog”d“pint,” “hammer”d“truth”). Immediately after presentation, or after a delay, participants are presented
with the first member of each pair, in an order different from presentation, and are required to provide the second member (eg, “hammer”. /
“truth,” “dog”. / “pint”). Source: Redrawn from Baddeley, A.D., Papagno, C., Vallar, G., 1988. When long-term learning depends on short-term
storage. J. Mem. Lang. 27, 586–595.
STM or LTM, either of which may be selectively disrupted by brain damage. The learning abilities of these patients are however
dramatically impaired when the phonological material to be learned does not possess pre-existing lexical-semantic represen-
tations in LTM. This is the case of pronounceable meaningless sequences of letters: nonwords, or words in a language unknown
to the participant (eg, “svieti,” “tevome,” Russian words, transliterated into Italian, in which language they are nonwords, to be
learned by an Italian participant) (Fig. 10). This deficit of phonological learning indicates that, within a specific representa-
tional domain, temporary storage in STM is necessary for a stable long-term learning and retention, as predicted by the serial
model illustrated in Fig. 1.
Figure 10 Long-term phonological learning in a patient with defective PhSTM. Patient PV (see caption to Fig. 3) is entirely unable to learn
pronounceable nonwords (Russian words transliterated into Italian, eg,: “orange”d“apielsin,” “bear”d“miedvied”) in a paired-associate word-
nonword paradigm (see caption to Fig. 9) (C: unimpaired control participants). Source: Redrawn from Baddeley, A.D., Papagno, C., Vallar, G., 1988.
When long-term learning depends on short-term storage. J. Mem. Lang. 27, 586–595.
elucidates the mechanisms underlying the recency effect in immediate free recall of lists of auditory stimuli, as based on the capacity
of the PhSTS.
Articulatory suppression, which interferes with ArReh, does not further impair serial recall performance of auditory stimuli by
patients with a selective deficit of this component of PhSTM (patient TO, Vallar et al., 1997). Conversely, suppression reduces audi-
tory serial recall of patients with a selective deficit of the PhSTS, with ArReh being spared (patient LA, Vallar et al., 1997).
In accord with the main role of phonological representations in verbal STM, patients with Semantic Dementia have a largely
preserved level of performance in STM tasks, such as digit span, and show the effects of phonological similarity and word length
(Jefferies et al., 2005). This indicates a basically normal function of the PhSTS-ArReh system, although, support from Semantic
Memory to performance in STM tasks is reduced (Jefferies et al., 2011; Papagno et al., 2013).
Table 1 Patterns of preserved/defective performance and present/absent effects found following damage to the PhSTS, and to the ArReh
components of PhSTM, and to PhRec
Task
Span PhSE WLE RE
Damaged component A V A V A V PhJ-V A V
PhSTM
PhSTS XX (O) (O/X) X X X O X (O)
ArReh X (O) O X X X X (O) (O)
PhRec O (O) O X O X X # #
A/V, Auditory/visual input; PhS/WL/E, phonological similarity/word length effect; PhJ-V, phonological judgments on visual stimuli; RE, recency effect; O, performance preserved/effect
present; X, performance defective/effect absent; XX, maximal deficit; (), performance level reduced as compared with healthy participants; #, not assessed.
The patterns of defective and impaired performance of patients with selective deficits of the PhSTS, of ArReh, and of PhRec are
summarized in Table 1.
3
1 6 2
1
2
3 0
PATIENT 1 PATIENT 2
Figure 11 Impairments of STM for spatial locations. (A) The board of the Block Tapping Test. The patient’s task is to reproduce the sequence of
spatial positions pointed to by the examiner. As for verbal span, sequences of increasing length are presented. In the actual board, numbers are on
the examiner’s side. (B) Patient #1 shows a defective visuo-spatial span, associated with a normal auditory digit span; patient #2 the opposite pattern
of performance. The dashed line indicates the cut-off for digit span, the dotted line for visuo-spatial span. This double dissociation illustrates the
independence of STM for spatial locations from PhSTM. Source: Data from De Renzi, E., Nichelli, P., 1975. Verbal and non-verbal short-term
memory impairment following hemispheric damage. Cortex 11, 341–354.
Short-Term Memory 13
visuo-spatial information, such as the path of a visual maze. These findings suggest a complete independence of STM and LTM
spatial systems concerned with spatial locations.
Suggestions have been repeatedly made (see eg, Malhotra et al., 2004; Wansard et al., 2014) that deficits of spatial STM, or, more
widely, WM (Striemer et al., 2013; Van Vleet and DeGutis, 2013) may be a component of the syndrome of left spatial unilateral
neglect (review in Vallar and Bolognini, 2014). However, as originally reported by De Renzi et al. (1977, 1975), deficits of spatial
STM may occur in patients without spatial neglect, and, vice versa, patients with spatial neglect may show no impairments of spatial
STM (see eg, Wansard et al., 2015). Also patients with a spatial neglect confined to mental images may show no impairment of
spatial STM span (patient LG, see Piccardi et al., 2008). This pattern of selective deficits conjures up a double dissociation between
impairments of spatial STM, and the core attentional and representational deficit featuring left spatial neglect (Vallar and Bolognini,
2014).
Patients with neurodegenerative disorders such as Alzheimer’s disease show impairments of spatial span as assessed by the Block
Tapping Task, which requires the retention of sequences of targeted movements; these deficits may occur in the absence of impair-
ment of STM for visuo-spatial patterns (Grossi et al., 1993).
Neurological Architecture
The investigation of the neural correlates of STM systems takes advantage of three main sources of evidence:
a. the traditional anatomo-clinical correlations between the site and the size of the cerebral lesion and the behavioral impairment;
b. the functional neuroimaging methods, involving the measurement of regional cerebral activity in neurologically unimpaired
participants engaged in behavioral tasks probing the function of the component under investigation;
c. the brain stimulation methods, involving the measurement of behavioral performance under condition of interference with, or
increase of, the activity of cerebral areas and networks involved in the function of interest.
Phonological STM
Correlations performed in patients with defective auditory-verbal span suggest an association between damage to a number of areas
in the left cerebral hemisphere, located around the sylvian fissure, and the dysfunction of PhSTM. The neural correlates of the PhSTS-
ArReh system are shown in Fig. 12. The association posterior parietal cortex (PPC) in the left hemisphere [supramarginal gyrus of
the Inferior Parietal Lobule (IPL), Brodmann’s area, BA 40, at the temporo-parietal junction (TPJ)] represents the main neural
correlate of the STS component of PhSTM. The frontal ventral premotor regions in the left hemisphere (BA 44, BA 6), and other
structures, such as the insula, constitute the major neural correlates of the ArReh component (reviews in Buchsbaum and
D’Esposito, 2008; Vallar and Papagno, 2002). Damage to the right hemisphere does not affect immediate verbal memory,
suggesting a marked left-sided lateralization of the system.
Cerebellar lesions impair immediate retention of verbal material, with disruptive effects, that may particularly affect the ArReh
process (Silveri et al., 1998), or involve more extensively the whole PhSTM system (Ravizza et al., 2006); in any case, the STM deficit
is milder than that caused by left hemispheric cortical lesions (see Fig. 12), and does not extent to visuo-spatial STM. In the light of
the predominantly cerebellar-cerebral contralateral connections suggestions have been made that the right cerebellar hemisphere
may be more involved in language (Jansen et al., 2005) and, specifically, in verbal STM (Silveri et al., 1998; Tomlinson et al.,
2014) functions.
Studies in healthy participants using functional neuroimaging methods concur with this pathological evidence, to suggest
a left-hemisphere-based network (Buchsbaum and D’Esposito, 2008; Jonides et al., 2008; Paulesu et al., 1996). The STS compo-
nent of PhSTM appears associated with activation in the left IPL (supramarginal gyrus, BA 40) at the temporo-parietal junction, the
ArReh component with activation in the left frontal premotor regions (Broca’s area, BA 44; premotor area, BA 6; supplementary
motor area), and in the left insula. In these studies, in line with the behavioral evidence from healthy participants and brain-
damaged patients, an immediate verbal span task activates both the IPL at the TPJ (PhSTS), and the premotor cortex (ArReh),
in the left hemisphere. Conversely, a phonological judgment task selectively activates the left premotor regions, but not the supra-
marginal gyrus.
14 Short-Term Memory
Figure 12 STM systems in the brain: neural correlates. A simplified and schematic summary of the main neural correlates of STM systems in the
two cerebral hemispheres, and in the cerebellum (box). M1, primary motor cortex; S1, primary sensory cortex; CS, central sulcus; IPS, intraparietal
sulcus; STS, superior termporal sulcus; SMG, supramarginal gyrus; AG, angular gyrus; STG, superior temporal gyrus; TPJ, temporo-parietal junction.
(1) The verbal (phonological) STM system (PhSTS and ArReh) is based on neural networks markedly lateralized to the left cerebral hemisphere. The
main neural correlates of the PhSTS component of PhSTM include the left IPL (SMG, BA 40), at the TPJ. The ArReh process’ main neural bases
include Broca’s area (BA 44), the premotor area (BA 6), and the supplementary motor area in the left hemisphere. These two neural STM systems are
likely to be connected through the arcuate fasciculus, the superior longitudinal fasciculus (SLF), and white matter fiber tracts in the insular region.
The PhRec process (“orthographic-to-phonological recoding,” grapheme-to-phoneme conversion) involves activity in the left motor cortex. For the
cerebellum, the dotted lines on the left side denote a possible less definite role. (2) Spatial STM is based on networks including the occipital visual
association cortices, bilaterally, the PPC, the dorsal premotor cortex, and the dorso-lateral prefrontal cortex, with a lateralization to the right cerebral
hemisphere. (3) Visual STM is based on neural networks including the occipital visual association cortices, with a possible greater role of the left
hemisphere, the PPC, the frontal (premotor and prefrontal), and temporal regions, more ventrally with respect to the dorsal regions involved in STM
for spatial locations. Sources: modified from Petrides, M., Tomaiuolo, F., Yeterian, E.H., Pandya, D.N., 2012. The prefrontal cortex: Comparative
architectonic organization in the human and the macaque monkey brains. Cortex 48, 46–57; Kelly, C., Uddin, L.Q., Shehzad, Z., Margulies, D.S.,
Castellanos, F.X., Milham, M.P., Petrides, M., 2010. Broca’s region: linking human brain functional connectivity data and non-human primate tracing
anatomy studies. Europ J. Neurosci. 32, 383–398; Bonnì, S., Perri, R., Fadda, L., Tomaiuolo, F., Koch, G., Caltagirone, C., Carlesimo, G.A., 2014.
Selective deficit of spatial short-term memory: role of storage and rehearsal mechanisms. Cortex 59, 22–32; Courtney, S.M., 2004. Attention and
cognitive control as emergent properties of information representation in working memory. Cogn. Affect. Behav. Neurosci. 4, 501–516; Fletcher, P.C.,
Henson, R.N., 2001. Frontal lobes and human memory: insights from functional neuroimaging. Brain 124, 849–881; Jonides, J., Lewis, R.L.,
Nee, D.E., Lustig, C.A., Berman, M.G., Moore, K.S., 2008. The mind and brain of short-term memory. Annu. Rev. Psychol. 59, 193–224; Papagno,
C., Lucchelli, F., Vallar, G., 2008. Phonological recoding, visual short-term store and the effect of unattended speech: evidence from a case of slowly
progressive anarthria. Cortex 44, 312–324; Vallar, G., 2006. Memory systems: the case of phonological short-term memory. A festschrift for Cogni-
tive Neuropsychology. Cogn. Neuropsychol. 23, 135–155; Zimmer, H.D., 2008. Visual and spatial working memory: from boxes to networks. Neuro-
sci. Biobehav. Rev. 32, 1373–1395.
Interference by repetitive rTMS with neural activity in the left IPL (BA 40), and in BA 44 of the left hemisphere disrupts imme-
diate memory span (Romero et al., 2006); interference with neural activity in the left IPL (including BA 40) reduces the recency effect
in immediate free recall of auditory-verbal stimuli (Innocenti et al., 2013).
These findings qualify ArReh as a process which makes use of components (see Fig. 6) also concerned with the planning (ie,
programming in the left premotor cortex) of articulated speech. Finally, seen in this perspective, PhSTM may be regarded as
a component part of the language system. In line with the neuropsychological findings in brain-damaged patients that a dysfunction
of PhSTM disrupts the acquisition of new words (ie, nonwords to the patient, Baddeley et al., 1988), when healthy participants learn
nonwords, structures implicated in PhSTM (left BA 44, Broca’s area, the left TPJ) are activated (Paulesu et al., 2009).
When participants are engaged in tasks that require more “executive” processes, in addition to “storage” (eg, free recall, match-
ing a target one-, two-, or three-back in a sequence), the pattern of activation becomes more anterior, extending to the dorsolat-
eral prefrontal cortex (ie, BA 8, 45, 46), and bilateral (Fletcher and Henson, 2001; Smith and Jonides, 1999; Wager and Smith,
2003).
As often found in neuroimaging studies in healthy participants, the network activated by an immediate verbal retention task
tapping PhSTM is more extensive and bilateral, compared to the anatomo-clinical observations in brain-injured patients. In the
study by Paulesu et al. (1996), the activation extends to Wernicke’s area (BA 22) in the left hemisphere, and to a number of
regions in the right hemisphere homologous to the ones active in the left hemisphere (inferior frontal gyrus: Broca’s area, BA
44, and BA 6; supramarginal gyrus, BA 40; superior temporal gyrus, BA 22; insula). Similarly, a phonological judgment task acti-
vates in unimpaired participants also Wernicke’s area in the left hemisphere, and the insula in the right hemisphere. In a similar
vein, Romero et al. (2006) found that rTMS delivered not only to BA 44, but also to BA 40, impairs the ability of unimpaired
Short-Term Memory 15
participants to perform phonological judgments on written words. Differences between evidence from lesion studies in brain-
damaged patients, on the one hand, and functional neuroimaging activation and interference by NIBS, on the other hand,
may be related to the redundancy of any neural system supporting a given function. Though the active network is bilateral,
its major components are however lateralized to the left hemisphere, where the regions mainly contributing to the execution
of the task of interest (in the present case, immediate memory span) are localized. Accordingly, only damage to these mainly
involved regions typically brings about clinically relevant behavioral consequences in brain-damaged patients. As for paradigms
using interference by NIBS in healthy participants, it should be noted that the behavioral effects are comparatively minor, as
compared with those of a cerebral lesion, not clinically apparent, and are shown only through sensitive paradigms, such as
response latencies, as in the study by Romero et al. (2006). In conclusion, while the network involved in a given function of
interest may be extensive, as revealed by functional neuroimaging and NIBS, brain damage elucidates the more relevant regions
and connections supporting the function of interest.
This approach implies that the complete understanding of the neural correlates of cognitive functions requires evidence from
lesion studies in brain-injured patients, neuroimaging activation, and NIBS experiments in unimpaired participants, reviving the
time-honored concept of “converging operations” (Garner et al., 1956), where “inferences (are) built upon many intersecting
and overlapping observations” (Hicks, 1971).
In the preceding sections behavioral and anatomical evidence for the existence of a number of discrete systems concerned with
short-term retention has been considered. In this section, STM systems are seen from the perspective of their relationships with other
components of the cognitive system, and their role in cognitive activity. A general starting question may be the following. Is there
a use for a system providing the temporary retention of a limited amount of stimuli, in addition to infrequent situations, namely:
a friend says us once an unfamiliar eight-digit number, which we have to dial on a mobile telephone we left in a building placed on
the other side of a large street, and we have no paper and pencil to write it down?
Serial models of memory (see Fig. 1) imply that STM is a necessary stage for the stable acquisition of new information in LTM.
More specifically, there is definite evidence that PhSTM plays an important role in learning new vocabulary. In addition, this system
participates in the processes of speech comprehension and production. The evidence concerning visual and spatial STM is less
definite.
Long-Term Learning
The observation that patients with defective auditory-verbal span are also impaired in learning unfamiliar pronounceable letter
sequences raises the possibility that PhSTM may contribute to a relevant aspect of language development, the acquisition of
vocabulary (Fig. 10). Similarly, participants with a developmental deficit of phonological memory are impaired in vocabulary
acquisition and in nonword learning. An opposite pattern is provided by individual participants with a congenital cognitive
impairment, which selectively spares PhSTM: Acquisition of vocabulary, foreign languages and nonword learning are also
preserved (Vallar and Papagno, 1993). Converging evidence from different participants’ populations supports this view. First,
correlational studies in children show that the capacity of PhSTM is a main predictor of the subsequent acquisition of vocab-
ulary, both in the native and in a second language (Baddeley et al., 1998). Second, in unimpaired adult participants, the vari-
ables which disrupt immediate memory span (phonological similarity, item length, articulatory suppression) also impair the
acquisition of nonwords (Papagno and Vallar, 1992). Third, polyglot participants have a higher auditory-verbal span,
compared to non-polyglots, and a better ability to learn novel words (Fig. 13) This advantage of polyglots in nonword learning
is not related to differences in general intelligence, verbal or spatial LTM, * and is likely to reflect a greater capacity and superior
function of PhSTM (Papagno and Vallar, 1995).
(A) (B)
SPAN
9 AUDITORY DIGIT SPAN CORRECT RECALL
7 7
6 6
5 5
4 4
3 P-WORDS
3
P-NONWORDS
2 2
NP-WORDS
1 1 NP-NONWORDS
0 0
P NP 1 2 3 4 5 6 7 8 9 10
TRIALS
Figure 13 Phonological STM and learning of nonwords by polyglot and non-polyglot participants. (A) Polyglot (P) participants have a higher
average immediate auditory-verbal digit span (*), while their average spatial span is comparable to that of non-polyglot (NP) participants. (B) In
a word-nonword paired-associate learning task, P participants show a better learning of pronounceable strings of letters, not corresponding to any
lexical item known to them. The P participants’ superior learning of new phonological information does not reflect higher learning skills in general, as
shown by their word learning performance, which is comparable to that of NP participants. Similarly, the comparable performance of the two groups
in spatial span indicates that the short-term memory advantage of P participants is confined to the phonological system. Source: Redrawn from
Papagno, C., Vallar, G., 1995. Verbal short-term memory and vocabulary learning in polyglots. Q. J. Exp. Psychol. 48A, 98–107.
Short-Term Memory 17
In line with these observations, anodal excitatory tDCS to the left temporo-parietal cortex enhances immediate serial recall of
nonwords (Savill et al., 2015), and the acquisition of new vocabulary (Flöel et al., 2008; Meinzer et al., 2014). This system may
be considered as a learning device for the acquisition of novel phonological representations and the building up of the phonological
lexicon. Some observations in brain-damaged patients suggest a similar role for visuo-spatial STM in the acquisition of new visual
information, such as unfamiliar faces and objects (Hanley et al., 1990, 1991).
Language Processing
Sentence Comprehension
The general idea that temporary retention in phonological memory may contribute to aspects of speech comprehension is far
from novel, dating back at least to the late 1970s (Clark and Clark, 1977; Just and Carpenter, 1992). WM resources are involved
in the comprehension of sentences (Martin, 2006), particularly for aspects of syntactic processing (Caplan and Waters, 1999).
Specifically, PhSTM may hold incoming auditory-verbal strings, while syntactic and lexical-semantic analyses are performed.
Patients with defective PhSTM show preserved comprehension of individual words, and of many sentential materials, and
a normal ability to decide whether or not sentences are grammatically correct. This may reflect on the one hand the operation
of on-line syntactic and lexical-semantic processes, heuristics and pragmatic, on the other hand the complete independence of
syntactic and lexical-semantic processes from PhSTM. Patients with a deficit of PhSTM are impaired, however, with “complex”
sentences. “Complexity” may refer to a number of non-mutually exclusive factors, with word order being a relevant and widely
investigated parameter. There patients exhibit a defective performance in the Token Test (De Renzi and Faglioni, 1978), partic-
ularly with long commands, in which word order is crucial (eg, “Touch the small green square and the large black circle”), and,
similarly, with sentences in which word order conveys information crucial for meaning, such as when a semantic anomaly is
introduced by a change in their linear arrangement (eg, “The world divides the equator into two hemispheres, the southern and
the northern,” Vallar and Baddeley, 1984b). Syntactically complex sentences, such as center-embedded subject and object
relative sentences (“The dog which chases the cat looks at grandpa,” and “The cat which the child caresses drinks milk”) are
difficult to be understood for these patients (Papagno et al., 2007). With complex sentential material of this sort, an adequate
interpretation may require backtracking to the verbatim (phonological) representation of the sentence, temporarily held in
PhSTM, through the process of ArReh. This may provide a “backup” or “mnemonic window” resource, for performing the
supplementary operations necessary for comprehension.
Speech Production
In spontaneous speech some errors involve the sequential misplacement of consonant or vowels (phonemic Spoonerism, eg,
“You have missed all my history lectures” / “You have hissed all my mistery lectures.” This type of errors shows that parts of
speech several words in length are planned in advance, and stored in a phonological format, before actual articulation. The
short-term retention component “Phonological Assembly System” or “Phonological Output Buffer” (Caramazza et al.,
1986; Shallice et al., 2000) where such errors are generated may be conceived as a working memory space, in which phono-
logical segments are temporarily stored prior to the application of various output processes, such as planning and editing of
the articulatory procedures needed to produce speech. This output retention system, in addition, participates in the process of
rehearsing material held in the PhSTS (see Fig. 6), and may be hence involved in the comprehension of complex sentences,
that need to be temporarily held in a phonological format, as discussed in the preceding section. Seen in this perspective,
ArReh is an activity, which makes use of components primarily concerned with a basic linguistic function: speech production.
Finally, the Phonological Output Buffer provides a WM space where operations such as segmentation and deletion may be
performed. These may support phonological skills involving a comparison between segments of pairs of stimuli, for example:
phonological judgments about stress assignment or similarity of the initial sound of words (Papagno et al., 2007; Vallar et al.,
1997).
Conclusions
Behavioral observations and neuroanatomical evidence from healthy participants and brain-injured patients concur to suggest that
STM should be conceived as a multiple-component system with specific functional properties and discrete neural correlates. Current
18 Short-Term Memory
evidence suggests the existence of phonological, spatial and visual STM systems, each including store and rehearsal components.
These systems secure retention of a limited amount of material in the time range of seconds, and contribute to relevant aspects
of cognition, such as long-term learning of new, unfamiliar material. Specifically, PhSTM is related to a number of aspects of
language: vocabulary acquisition, speech production, phonological judgments, and comprehension of complex sentences. Spatial
and visual STM may be involved in spatial orientation and navigation.
Acknowledgments
Supported in part by ATE grants from the University of Milan-Bicocca, and Ricerca Corrente from the Ministry of Health to the IRCCS Istituto
Auxologico Italiano.
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