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British Joournaf of Psychology (1994),85, 55-78 Printed in Great Britain 55

0 1994 The British Psychological Society

Experimental inductions of emotional states


and their effectiveness: A review

Astrid Gerrards-Hesse, Kordelia Spies* and Friedrich W. Hesse


Department of Pycbology, Georg-August-Universit_v,Gosderstrasse 14, 0-37073 Gottingen

Several procedures for the experimental induction of mood states have been
developed. This paper reviews nearly 250 studies from the last 10 years which
concern mood induction procedures. A classification system is introduced.
According to the stimuli used to influence subjects, five groups of mood induction
procedures (MIPs) are differentiated. The effectiveness of MIPs is analysed and
compared. The Film/Story MIP and the Gift MIP proved to be highly effective in
inducing elation. For the induction of depression, the Imagination MIP, the Velten
MIP, the Film/Story MIP and the Success/Failure MIP can be recommended.

There has been a growing interest in the last 10 years in the psychology of emotion
and its influence on other psychological processes. When the impact of emotions on
other processes is studied, the mood state’ of a person functions methodologically as
an independent variable. To vary subjects’ emotional states, the following procedures
are known to have been used:
Pre-experimental classification : Subjects can be classified according to their initial
emotional state, assessed at the very beginning of the experimental session (e.g.
Hettena & Ballif, 1981).
Comparison of non-clinical sthyects with clinical patients : I f one works with clinical
patients who are known to be in a certain mood state (e.g. depressed patients), one
can compare their behaviour with that of ‘normal’ subjects (e.g. Weingartner,
Cohen, Murphy, Martello & Gerdt, 1981).
Using nattraliy occtrring emotions: Specific naturally occurring environmental events
have been shown to induce certain emotions, e.g. by administering measures on rainy
vs. sunny days (Parrott & Sabini, 1990; Schwarz & Clore, 1983), or after subjects had
either succeeded or failed in their mid-term examination (Russell & McAuley, 1986;
Parrott & Sabini, 1990), or before vs. after watching a T V transmission of an exciting
or an unexciting soccer game (Schwarz, Strack, Kommer & Wagner, 1987), or after
having seen a happy, sad or aggressive movie in the cinema (Forgas & Moylan,
1987).
Experimental mood indmtion :Mood states are experimentally induced using special
mood induction procedures. The first two procedures are quasi-experimental since
they do not manipulate mood state as an independent variable. For the third
* Requests for reprints.
‘Here as well as in the following emotion, emotional state, mood and mood state are used as synonyms
56 Astrid Gerrards-Hesse and others
procedure it is impossible to standardize the observations. Therefore the most
rigorous method of varying mood states is the experimental mood induction applied
either in the laboratory or in the field.
This paper refers to the latter procedure and reviews experimental mood induction
procedures from 1979 onward. It is limited to the induction of elation and depression
and omits publications dealing with other emotional qualities such as anger and
anxiety or with aspects of stress. Nor are experimental studies dealing with clinical
groups or with children included.
First, a procedure is proposed to categorize the different mood induction
procedures (MIPs). Second, the measures and the criteria used to verify the
effectiveness of the MIPs are described. Third, the results of the manipulation checks
for each MIP are reviewed in order to compare the different MIPs with regard to
their effectiveness.

Categorization and description of the mood induction procedures


To distinguish different kinds of MIPs, we propose to classify them into five groups
according to the stimuli used to influence subjects’ moods and according to whether
the purpose of emotion induction is announced to subjects or not.

Group 1 :MIPs based on the free mental generation of emotional states


The main characteristic of this group of MIPs is that stimuli leading to the intended
emotion are not presented by the experimenter, but are activated mentally by the
subjects themselves. MIPs belonging to this group are the Hypnosis MIP and the
Imagination MIP. In the case of the Hypnosis MIP, subjects enter a deep trance and
then are instructed to remember and imagine a certain situation of their own choice
in which they felt happy or sad. In studies working with the Imagination MIP,
subjects are instructed to imagine and re-experience situations or events in order to
evoke the intended mood. Table 1 lists the studies reviewed using one of the two
MIPs in question. Here as well as later our review is assumed to include most of the
relevant studies, though it is not considered to be completely comprehensive.

Group 2 :MIPs based on the guided mental generation of emotional states


In this group of MIPs, emotion-inducing material is presented to the subjects with
the additional instruction to get into the suggested mood state. The Velten MIP, the
Film/Story+MIP and the Music+MIP are included in this category. (The ‘+’
stands for the explicit instruction to get into the suggested emotional state.) The
Velten MIP (Velten, 1968; see also reviews by Clark, 1983 and Kenealy, 1986) uses
self-referent statements describing positive or negative self-evaluations and bodily
sensations. In most studies subjects are instructed to use the statements as auto-
suggestions, i.e. to try to feel the mood described by the statement. Authors working
with the Film/Story+MIP usually present a film, story or a short description of a
situation to their subjects and instruct them to imagine the situation and ‘get
involved’ in the feelings suggested. In the case of the Music+MIP, subjects listen
to a mood-suggestive piece of classical or modern music (see Table 3) and are
Experimental induction of emotional states 57

Table 1. Studies using one of the MIPs based on the free mental generation of
emotional states

Hypnosis MIP
Bower (1981) Bower & Mayer (1985)
Bower et a/. (1981) Clore et a/. (1983)
Forgas e t a/. (1984) Gerrig & Bower (1982)
Gilligan & Bower (1983, 1984) Kavanagh & Bower (1985)
Weiss et a/. (1987)
Imagination MIP
Abele (1990) Berkowitz (1987)
Bless e t a/. (1988) Brewer et a/. (1980)
Brown & Taylor (1986) Delp & Sackeim (1987)
Fiedler & Fladung (1986, 1987) Fiedler & Strohm (1986)
Knoblauch e t al. (1989) Levine e t a/. (1987)
O’Malley & Andrews (1983) Salovey & Birnbaum (1989)
Schwartz et a/. (1981) Schwarz & Clore (1983)
Srull (1983, 1984) Strack e t a/. (1985)
Sullivan & Conway (1989) Wood et al. (1990)
Wright & Mischel (1982)

instructed to try to get into the mood expressed by the music using whatever means
they find most effective. Table 2 lists studies using the MIPs belonging to the second
category.

Group 3 :MIPs based on the presentation of emotion-inducing material


These MIPs present emotional stimuli without explicitly instructing subjects to get
into the mood state suggested. It is assumed that the emotion-inducing material will
influence a person’s mood automatically, i.e. without subjects actively trying to get
into the prescribed emotional state. MIPS belonging to this category are the
Film/Story MIP, the Music MIP and the Gift MIP. The Film/Story MIP makes use
of the phenomenon that one’s mood can change according to the emotional quality
+
of a film one sees or a story one reads. In contrast to the Film/Story MIP, subjects
are not instructed to imagine the events in question or to feel involved in the
situation described. The Music MIP presents a piece of music (see Table 3) without
emphasizing its emotional character. (For a review of the Music MIPs, see Clark,
1983.)
Researchers using the Gift MIP assume that most people are elated when they are
offered an unexpected gift, for example, 10 cents or a candy bar (for a review of the
Gift MIP see Isen, Daubman & Gorgoglione, 1987). Table 4 lists the studies reviewed
using the Film/Story MIP, the Music MIP or the Gift MIP.

Group 4 :MIPs based on the presentation of need-related emotional situations


Emotions often arise from the satisfaction or frustration of needs. Therefore the
following procedures expose subjects to situations activating certain needs, such as
58 Astrid Gerrurds-Hesseand others

Table 2. Studies using one of the MIPS based on the guided mental generation of
emotional states

Velten MIP
Albersnagel (1988) Alexander & Guenther (1986)
Alloy e t al. (1981) Andrews & Borkovec (1988)
Berkowitz (1987) Bollenbach & Madigan (1982)
Brewer et d.(1980) Brown (1984)
Brown & Taylor (1986) Buchwald et al. (1981)
Cairns & Norton (1988) Carlson et al. (1983)
Carson & Adams (1980) Cash e t al. (1986)
Challis & Krane (1988) Cohen et al. (1988)
Cunningham (1988) Cunningham e t a/. (1990)
Danzer et ul. (1990) Deldin & Levin (1986)
Ellis et a/. (1984, 1985, 1990) Elmes e t ul. (1984)
Fiedler et al. (1984, 1986) Finman & Berkowitz (1989)
Frost & Green (1982) Frost e t d (1979, 1982)
Gotlib & McCann (1984) Hawkins et al. (1988)
Henderson & Lohr (1982) Isen & Gorgoglione (1983)
Kaltenhauser (1987) Kidd & Marshall (1982)
Kuykendall et al. (1988) Leight & Ellis (1981)
Lewis & Harder (1988) Madigan & Bollenbach (1982, 1986)
Marshall-Garcia & Beck (1985) Mecklenbrauker & Hager (1984, 1986)
Miranda & Persons (1988) Mitchell & Madigan (1984)
Mukherji e t al. (1982) Murray et al. (1990)
Natale & Bolan (1980) Onon e t a/. (1983)
Polivy (1981) Polivy & Doyle (1980)
Ranieri & Zeiss (1984) Rholes e t al. (1987)
Riskind et al. (1982) Rodrigue e t a/. (1987)
Rogers et a/. (1982) Schare & Lisman (1984)
Schare et al. (1984) Schumacher & Schwarz (1984)
Schwartz e t al. (1986) Shaffer & Smith (1985)
Sherwood et al. (1981) Sirota & Schwartz (1982)
Sirota e t al. (1987) Skrypzinski (1985)
Small (1985) Small & Robins (1988)
Snyder & White (1982) Spies, (1988, 1990)
Stiles & Gotestam (1989) Sutherland e t a/. (1982)
Teasdale & Fogarty (1979) Teasdale & Russell (1983)
Teasdale & Taylor (1981) Teasdale et al. (1980)
Wetzler (1985)
+
Film/Stor_y MIP
Abele-Brehm (1986) Baumgardner & Arkin (1988)
Gage & Safer (1985) Marston e t al. (1984)
Popp (1988~) Robins (1988)
Rosenhan e t al. (1981) Russell & McAuley (1986)
Thompson e t al. (1980) Weiner (1980a, b)
Weiner et al. (1979) Williams (1980)
+
Masic MIP
Albersnagel (1988) Brewin & Harris (1985)*
Clark & Teasdale (1985) D. M. Clark et a/. (1983)*
Eich & Metcalfe (1989) Kenealy (1988)*
Experimental induction of emotional states 59
Table 2. (Cont.)
Mecklenbrauker & Hager (1986) Parrott (1991)
Parrott & Sabini (1990)* Skrypzinski (1985)
Sutherland et al. (1982)* Sutton e t al. (1988)
Teasdale & Spencer (1984)*
* N o indication of the kind of music applied.

the need for achievement or affiliation (see Murray, 1938). In the Success/Failure
MIP, dealing with the need for achievement, subjects are given false-positive or false-
negative feedback concerning their performance in a test alleged mainly to assess
cognitive abilities. Referring to subjects’ need for affiliation, the Social Interaction
MIP exposes subjects to certain social interactions arranged by the experimenter in
order to induce emotional states. Studies using the Success/Failure MIP and the
Social Interaction MIP are listed in Table 5.

Group 5: MIPs aiming at the generation of emotionalEy relevant pbysiological states


Many authors (e.g. Mandler, 1975; Schachter & Singer, 1962) claim that emotions
in general presuppose an unspecific physiological arousal, while the cognitive
evaluation of situational aspects determines the specific quality of the emotion. Thus,
the systematic variation of physiological states-mostly in combination with a
variation of situational stimuli-is used as a procedure to influence mood states. T o
induce physiological arousal, studies applying the Drug MIP used a drug, for
example epinephrine, or a placebo introduced to subjects as a mood-inducing drug.
In accord with the facial feedback hypothesis (Leventhal, 1980), facial expression
influences the mood state. Accordingly, experimenters using the Facial Expression
MIP instruct subjects to contract and relax different muscles to produce a frown or
a smile, thereby inducing a negative or positive emotional state. Table 6 lists the
studies reviewed using the Drug MIP or the Facial Expression MIP.

Combination of mood induction procedures


To increase their effectiveness some authors combine different types of MIPs. Thus,
the Velten MIP has been combined with the Hypnosis MIP (Natale & Hantas, 1982),
the Imagination MIP (Richardson & Taylor, 1982) or the Music MIP (Hesse &
Gerrards, 1989; Hesse & Ueffing, 1991; Kaltenhauser, 1987; Mathews & Bradley,
1983; Mayer, Gayle, Mechan & Haarman, 1990; Spies, Hesse, Gerrards-Hesse &
Uefing, 1991). There are other combinations, such as using the Music MIP either
with the Imagination MIP (Bower, 1987) or the Film/Story MIP (Bower, 1987;
Gustafson, 1987;no indication of the kind of music applied) or the Film/Story MIP +
(Morrow & Nolen-Hoeksema, 1990). Parrott (1982, no indication of the kind of
music applied) combined the Music MIP with looking at paintings of modern art.
Other studies used the Success/Failure MIP together with the Film/Story MIP by
presenting a film clip after subjects had received positive or negative feedback
(Mueller & Donnerstein, 1981).
Since these combinations are only rarely used and since the combinations vary
from study to study they will not be further considered in this review.
Table 3. Pieces of music used for mood induction (Music + MIP, Music MIP, Combination MIP) s
Emotional
quality Piece of music Study

Depression Albinoni : ‘Adagio G-Minor ’ Hesse & Ueffmg (1991, Combination MIP)
Mecklenbraucker & Hager (1986, Music MIP)
+
Spies et al. (1991, Combination MIP)
Eich & Metcalfe (1989, Music+MIP)
Barber : ‘Adagio pour cordes ’ Eich & Metcalfe (1989, Music+MIP)
Morrow & Nolen-Hoeksema (1990, Combination MIP)
Beethoven ‘Mondscheinsonate’ Kaltenhauser (1987, Combination MIP) b
Michel Colombier : ‘Emmanuel’ Mayer e t a/. (1990, Combination MIP) B
s
Gtieg: Peer Gynt Suite (selected Parrott (1982, Combination MIP)
passages)
Holst: ‘Mars-Bringer of war’ (out of Hesse & Gerrards (1989, Combination MIP)
The Planets) McFarland (1984, Music MIP)
Skrypzinski (1985, Music MIP)
+
Spies e t al. (1991, Combination MIP)
Keith Jarrett : ‘Spheres ’ Wenzlaff et al. (1991, Music MIP) a
Prokofiev : ‘Russia under the Mongolian Clark & Teasdale (1985, Music+MIP) B
Yoke’ (half speed) Mathews & Bradley (1983, Combination MIP)
Sutton e t al. (1988, Music MIP)
+
Parrott (1991, Music+MIP))
Prokofiev : ‘Russia under Mongolian Mayer ef al. (1990, Combination MIP)
Yoke’ Wenzlaff ef al. (1991, Music MIP)
Wood ef al. (1990, Music MIP)
Sibelius: ‘Swan of Tuonela’ Albersnagel (1988, Music MIP)
+
Stivell: ‘Renaissance of the Celtic harp ’ Mecklenbraucker & Hager (1986, Music +MIP)
Elation Bach: Brandenburg Concerto No. 2 Mayer ef al. (1990, Combination MIP)
Beatles: ‘Yellow Submarine’ ‘Obladi Mecklenbraucker & Hager (1986, Music MIP)
+
Oblada ’
David Byrne : ‘Beleze Tropical, Brazil Wenzlaff e t al. (1991, Music MIP)
Classics 1’
Delibes : ‘Coppelia’ Clark & Teasdale (1985, Music MIP)
+
Albersnagel (1988, Music MIP)
+
Mayer e t al. (1990, Combination MIP)
Parrott (1991, Music+MIP)
Doldinger’s Passport ‘Bale the Jack’ Mecklenbraucker & Hager (1986, Music MIP)
+
Holst: ‘Venus-Bringer of peace’ (out McFarland (1984, Music MIP)
of The Planets)
Hubert Laws : Brandenburg Concerto Wenzlaff e t al. (1991, Music MIP)
No. 3, jazzy version Wood et al. (1990, Music MIP) c
Mozart: ‘Eine kleine Nachtmusik’ Eich & Metcalfe (1989, Music+MIP)
k$.
Mozart : ‘Divertimento ’ Eich & Metcalfe (1989, Music+MIP) 9
Mozart: Toy Symphony Mayer et al. (1990, Combination MIP)
Tschaikowsky : Nutcracker Suite Parrott (1982, Combination MIP)
$
(selected passages)
Waldteufel: ‘Estudianta’ Kaltenhauser (1987, Combination MIP)
Tim Weisberg: ‘The Good Life’ Mayer et al. (1990, Combination MIP)
Neutral John Adams: ‘Common Tones in Wenzlaff et al. (1991, Music MIP)
Simple Time’
Chopin: Waltzes no. 11 and 12 Wood e t al. (1990, Music MIP)
Delibes : ‘Coppelia ’ (half speed) Parrott (1991, Music MIP)
+
Dvorak: The New World (Largo) Mecklenbraucker & Hager (1986, Music MIP)
+
Michael Hedges : ‘Aerial Boundaries ’ Wood et al. (1990, Music MIP) sP
Holst: ‘Neptune-the Mystic’ (out of Hesse & Gerrards (1989, Combination MIP)
The Planets) Hesse & Ueffmg (1991, Combination MIP)
Kaltenhauser (1987, Combination MIP)
McFarland (1984, Combination MIP)
Spies et al. (1991, Combination MIP)
Faure: Ballad for piano and orchestra Albersnagel (1988, Music+ MIP)
Kraftwerk : ‘Pocket calculator’ Sutton e t al. (1988, Music MIP)
+
Lefevre : ‘Canon de Pachelbel ’ Mecklenbrauker & Hager (1986, Music +MIP)
62 Astrid Gerrards-Hesse and others

Table 4. Studies using one of the MIPs based on the presentation of emotion
inducing material

FilmlStoty MIP
Erdmann e t al. (1984) Forgas (1990)
Forgas et al. (1990) Isen & Daubman (1984)
Isen & Gorgoglione (1983) Isen et al. (1985, 1987)
Johnson & Tversky (1983) Knapp (1986)
Murray et al. (1990) Popp (1988a)
Radenhausen (1989) Rosenhan e t al. (1981)
ShafTer & Graziano (1983) Thompson e t al. (1980)
Van Rooijen & Vlaander (1984) Yinon & Landau (1987)
Zachary (1982)
Music MIP
Eifert et al. (1988) Kenealy (1988)*
McFarland (1984) Parrott & Sabini (1990)*
Pignatiello et al. (1986)* WenzlafT et al. (1991)
Wood e t al. (1990)
Ggt MIP
Bohner (1988) Cunningham et a/. (1980)
Isen & Daubman (1984) Isen & Geva (1987)
Isen & Patrick (1983) Isen & Shalker (1982)
Isen e t al. (1985, 1987) Schwarz (1983)
Worth & Mackie (1987) Yinon & Landau (1987)
*No indication of the kind of music applied.

Table 5. Studies using one of the MIPs based on the presentation of need-related
emotional situations

Success/ Failure MIP


Baucom & Aiken (1981) Beckmann (1989)
Bohner tt al. (1988) Casanova et al. (1988)
Clark & Waddell (1983) Clark, M. S. et a/. (1983)
Fiedler et al. (1984) Forgas & Bower (1987)
Forgas e t al. (1990) Gerlsma & Albersnagel (1987)
Ingram (1984) Ingram e t al. (1983)
Isen & Means (1983) Isen 8c Shalker (1982)
Johnson & Klinger (1988) McFarland & Ross (1982)
Parrott & Sabini (1990) Pittman & Pittman (1980)
Ritchie (1986) Staudel & Paetzold (1984)
Weary (1980) Willy et a/. (1988)
Social Interaction MIP
Marks & Hammen (1982) Yinon & Landau (1987)
Experimental induction of emotional states 63

Table 6 . Studies using one of the MIPS aiming at the generation of emotionally
relevant physiological states

Drug MIP
Erdmann (1983)
Forest e t al. (1979)
Manucia e t al. (1984)
Facial Expression MIP
Duncan & Laird (1980)
Laird e t al. (1982)
McAnhur et al. (1980)
Riskind (1983)
Riskind & Gotay (1982)

Manipulation check procedures


T o test the effectiveness of a MIP, manipulation checks are used. In most studies,
the manipulation check immediately follows the MIP, whereas in some it is
postponed until the end of the experiment. As experimentally-induced emotional
states are assumed to be relatively short-lived, it is better to carry out the
manipulation check immediately after the induction procedure, as is done in about
81 per cent of the studies reviewed here.

Description of manipulation check procedures


In most cases, one of the following three procedures is used as a manipulation check :
assessment of subjective emotional experience, assessment of physiological state, or
observation of overt behaviour. Subjective emotional experiences are assessed either
informally by asking subjects to describe their feelings, by using self-constructed
rating scales, or by referring to standardized mood checklists (e.g. the Multiple Affect
Adjective Check List (MAACL) by Zuckerman & Lubin, 1965). Some studies use
physiological variables, such as heart rate and blood pressure. Variations in
physiological variables, however, can only be considered as indicators of emotions
in general (Mandler, 1975; Schachter & Singer, 1962), since, as far as we know, no
valid pattern of physiological responses has yet been found to differentiate between
emotional states. Subjects’ overt behaviour is mostly assessed using special tasks,
since it is known, for example, that depressed persons need more time for
psychomotor speed tasks than non-depressed subjects (Goodwin & Williams, 1982)
and differ from control subjects with respect to their ratings of pleasantness (Bower,
1981). In other studies, gestures, facial expressions and other spontaneous modes of
overt behaviour are observed.
The most common of the described procedures has been the assessment of
emotions with self-constructed rating scales or standardized mood questionnaires.
The next most used procedure has been the observation of behaviour, especially in
psychomotor speed tasks or pleasantness ratings. Only a few studies used
physiological measures. In many studies there was more than one manipulation check
measure. To make the contribution of each study more comparable for our
64 Astrid Gerrards-Hesse and others
evaluation of effectiveness, we considered only one measure for each type of
manipulation check.
To assess subjective emotional experience, we preferred standardized to self-
constructed rating scales. In the case of the MAACL, which is most often used, we
only referred to results for the depression scale. For self-constructed rating scales we
only considered scales that directly addressed positive or negative mood states. If
both mood qualities were assessed separately we gave an effectiveness value of 1 if
the method proved equally effective on both scales, a value of 0.5 if the expected
effect could be shown on only one scale, and a value of 0 if no effect was found on
either scale. In the case of physiological variables we referred to systolic blood
pressure or heart rate. If both measures were used we proceeded in the same way as
described for the rating scales. In a similar manner, for behaviour observation we
used the most frequently applied measures of psychomotor speed, such as writing
time, counting time, or graphic expansion.

Evaluation of manipulation check data


To evaluate the effectiveness of a given MIP in most of the studies reviewed, the
mean score of the manipulation check measure for an ‘emotion’ group is compared
with that of a control group assumed to be in a neutral emotional state. Many
studies did not include such a control group and only compared elation and
depression groups. However, if in this case mean scores differ significantly, one
cannot judge whether the depression induction or the elation induction, or both,
were effective.
A significant difference between post-induction scores of the emotion and neutral
groups does not exclude a significant difference befre the induction. Therefore, some
experiments calculated and compared the pre- and post-induction scores for each
group or combined between- and within-group tests by comparing the change in
scores for emotion and for neutral groups.
Only a few studies looked at each subject individually, calculating the percentage
of subjects showing the intended MIP effect. This kind of assessment was made
mostly by measuring the subject’s mood after the induction against a previously
defined criterion or by measuring the pre-post difference against a change criterion.

The effectiveness of the mood induction procedures


In the following the results of the manipulation check procedures are summarized
and evaluated for each group of MIPS, followed by an overall comparison of MIP
effectiveness. The detailed results of the manipulation checks are reported in the form
of five separate tables (see Tables 7-11).
The top of each table contains general information: the number of studies
reviewed using the MIP in question, the number of studies with a manipulation
check, the number of studies reporting statistical comparisons between and within
groups, and the total number of statistical comparisons evaluated. The latter is
limited to the manipulation check measures we considered. In most studies several
statistical comparisons were carried out, as there were comparisons between different
groups, such as between elation and neutral groups or depression and neutral groups,
and because most of all there was more than one type of manipulation check measure.
Experimental indtction of emotional states 65

Table 7. Results of the manipulation checks for group 1: MIPs based on the free
mental generation of emotional states
~~

Hypnosis MIP Imagination MIP

Based on the number of:


Studies reviewed 14 31
Studies with manipulation check 9 26
Studies with statistical comparisons 1 23
Statistical comparisons evaluated 1 43
Comparisons between groups ;*
E-N E-D
Subjective emotional experience 7/11 15/16
Physiological measures 1/1 0/1
Behavioural observation - -

Comparisons within groups :*


N=
-
Subjective emotional experience
Physiological measures
Behavioural observation
~ ~~ ~~ ~

Notes. E = elation; D = depression; N = neutral. The symbol = indicates the expected constant mood
in the neutral group; += indicates the expected mood change of the emotion groups.
* Data indicate the ratio of significant to total number of comparisons.

Such measures may have included assessment of subjective emotional experience as


well as behaviour observation.
In the main part of the tables the statistical comparisons are classified according to
two aspects : (1) the kind of manipulation check procedure (subjective emotional
experience, physiological measures, and behavioural observation), and (2) the kind
of group comparisons (between or within groups). The comparisons between groups
refer to differences between elation and neutral (E-N), depression and neutral
(D-N), and elation and depression groups (E-D) with respect to post-induction
scores and change scores. The comparisons within groups contain pre-post changes
within elation (E+), depression (D+) and neutral groups (N =). The symbol ‘=I=’
indicates the expected mood change of the emotion groups whereas ‘ = ’ indicates the
expected constant mood in the neutral group.
In each category the number of significant comparisons is indicated relative to the
total number of evaluated statistical comparisons.
In order to compare the effectiveness of all MIPs we referred to the comparisons
of subjective emotional experience between groups, as this effectiveness score was
used in most of the studies reviewed. Table 12 lists these effectiveness scores for the
elation (E-N) as well as for the depression induction (D-N). Additionally, in the
third column effectiveness scores are given on the basis of studies directly comparing
elated with depressed groups. These are the studies that did not include a neutral
control group. The last column contains a total score. As pointed out earlier, a
significant difference between elation and depression leaves it unclear whether the
3 PSY 85
66 Astrid Gerrards-HeJse and others

Table 8. Results of the manipulation checks for group 2 : MIPS based on the guided
mental generation of emotional states

Velten MIP Film/Story+ MIP Music+ MIP

Based on the nnmber of:


Studies reviewed 93 13 16
Studies with manipulation 88 13 16
check
Studies with statistical 80 9 16
comparisons
Statistical comparisons 194 16 37
evaluated
Comparisons between gt-onps:*
E-N D-N E-D E-N D-N E-D E-N D-N E-D
Subjective emotional 24/36 40150 42/44 414 515 414 0.512 3.514 12/12
experience
Physiological measures - 0.511 - - - - - - -
Behavioural observation 318 3.5111 6/11 - 011 - 012 012 517
Comparisons within groups:*
E+ D+ N= E+ D=!= N = E+ D+ N=
Subjective emotional 7/10 12/15 717 - 212 - 113 414 111
experience
Physiological measures - 111 - - - - - - -
Behavioural observation - - - - - - - - -

Notes. E = elation; D = depression; N = neutral. The symbol = indicates the expected constant mood
in the neutral group; =!= indicates the expected mood change of the emotion groups.
*Data indicate the ratio of significant to total number of comparisons.

elation induction, the depression induction, or both, were effective. Nevertheless, a


large number of studies proceeded in this way. Therefore we list these scores as well
as the total score as additional information for the reader. Judging MIP effectiveness,
however, will be based on the elation and depression scores in the first two columns
only.
In evaluating all MIPS for their effectiveness scores for elation and depression, only
MIPS showing more than 75 per cent effectiveness will be considered as highly
effective. As a second criterion, this percentage score should be based on at least half
a dozen statistical comparisons.
For elation induction, the Film/Story+ (100 per cent), Drug (100 per cent),
Film/Story (92 per cent), Success/Failure (88 per cent) and Gift MIPS (83 per cent)
proved highly effective. However, six or more statistical comparisons were only
carried out for the Film/Story and Gift MIPS. For depression induction, nine out of
11 MIPS are highly effective. However, for only four, the Imagination MIP (100 per
cent), the Film/Story MIP (94per cent), the Success/Failure MIP (92 per cent) and
the Velten MIP (80 per cent), were at least six comparisons carried out. Thus, taking
both the effectiveness score and the number of statistical comparisons as criteria, we
Experimental induction of emotional states 67

Table 9. Results of the manipulation checks for group 3: MIPs based on the
presentation of emotion-inducing material

Film/Story MIP Music MIP Gift MIP


Based on the number of:
Studies reviewed 27 10 14
Studies with manipulation 25 10 6
check
Studies with statistical 24 10 6
comparisons
Statistical comparisons 41 34 6
evaluated
Comparisons between groups :*
E-N D-N E-D E-N D-N E-D E-N D-N E-D
Subjective emotional 11/12 16/17 10/10 3.5/6 3.5/6 9.5/10 5/6 - -
experience
Physiological measures
Behavioural observation
Comparisons within groups :*

Subjective emotional
experience
Physiological measures
Behavioural observation
Notes. E = elation; D = depression; N = neutral. The symbol = indicates the expected constant mood
in the neutral group;+ indicates the expected mood change of the emotion groups.
*Data indicate the ratio of significant to total number of comparisons.

judge the Film/Story and Gift MIPs to be most effective in inducing an elated mood
state, and the Imagination, Film/Story, Success/Failure and Velten MIPs to be most
effective in inducing a depressed mood state in the laboratory. Only the Film/Story
MIP proved equally suited for both elation and depression induction.
Additional information concerning the MIPS’ effectiveness-not listed in the
tables--comes from studies carrying out ‘individual tests ’. Such tests involve
evaluating each subject individually to calculate the percentage of subjects showing
the intended MIP effect. Individual tests were carried out for the Velten MIP, the
Music+MIP and the Facial Expression MIP. Eight out of the 17 studies with
individual tests for the Velten MIP listed overall effectiveness for elation, depression
and neutral induction taken together. The average effectiveness score is 58 per cent
(with a range from 32 per cent to 92 per cent). One further study carrying out
individual tests reported no results. In the remaining eight studies, scores were
reported for each induction separately : on average the elation induction (four
studies) proved to be effective for 62 per cent of the subjects (with a range from 40
per cent to 100 per cent), the depression induction (eight studies) for 70 per cent
(with a range from 30 per cent to 93 per cent), and the neutral induction (five studies)
for 54 per cent of the subjects (with a range from 26 per cent to 79 per cent).
3-2
68 Astrid Gerrards-Hesse and otbers

Table 10. Results of the manipulation checks for group 4: MIPs based on the
presentation of need related emotional situations

Success/Failure MIP Social Interaction MIP


Based on the number of:
Studies reviewed 21
Studies with manipulation check 17
Studies with statistical comparisons 17
Statistical comparisons evaluated 25
Comparisons between groups :*
E-N D-N E-D E-N D-N E-D
Subjective emotional experience 3.514 5.5/6 9.5/11 112 111 111
Physiological measures -
Behavioural observation
Comparisons within groups :*

Subjective emotional experience


Physiological measures
Behavioural observation
Notes. E = elation; D = depression; N = neutral. The symbol = indicates the expected constant mood
in the neutral group; =Iindicates
= the expected mood change of the emotion groups.
*Data indicate the ratio of significant to total number of comparisons.

Table 11. Results of the manipulation checks for group 5: MIPs aiming at the
generation of emotionally relevant physiological states

Drug MIP Facial Expression MIP

Based on the number of:


Studies reviewed
Studies with manipulation check
Studies with statistical comparisons
Statistical comparisons evaluated
Comparisons between groups :*
E-N E-D
Subjective emotional experience 012 315
Physiological measures -
Behavioural observation
Comparisons within groups :*

Subjective emotional experience


Physiological measures
Behavioural observation
Notes. E = elation; D = depression; N = neutral. The symbol = indicates the expected constant mood
in the neutral group; =Iindicates
= the expected mood change of the emotion groups.
* Data indicate the ratio of significant to total number of comparisons.
Experimental induction of emotional states 69

Table 12. Effectiveness scores for elation and depression induction (percentages in
parentheses)

Elation vs.
Elation Depression depression
(E-N) (D-N) (E-D) Total score

Group I :
Hypnosis MIP - - 1/1 (100) 1/1 (100)
Imagination MIP 7/11 (64) 10/10 (100) 15/16 (94) 32/37 (86)
Group 2:
Velten MIP 24/36 (67) 40/50 (80) 42/44 (95) 106/130 (82)
Film/Story + MIP 4/4 (100) 5/5 (100) 4/4 (100) 13/13 (100)
Music+ MIP 0.5/2 (25) 3.5/4 (88) 12/12 (100) 16/18 (89)
Group 3 :
Film/Story MIP 11/12 (92) 16/17 (94) l o p 0 (100) 37/39 (95)
Music MIP 3.5/6 (58) 3.5/6 (58) 9.5/10 (95) 16.5/22 (75)
- -
Gift MIP 5/6 (83) 5/6 (83)
Group 4 :
Success/Failure MIP 3.5/4 (88) 5.5/6 (92) 9.5/11 (86) 18.5/21 (88)
Social Interaction MIP 1/2 (50) 1/1 (100) 1/1 (100) 3/4 (75)
Group 5 :
Drug MIP 1/1 (100) 1/1 (100) 2/2 (100) 4/4 (100)
Facial Expression MIP 0/2 (0) 2/2 (100) 3/5 (60) 5/9 (56)

+
For the Music MIP, three of the five studies carrying out individual tests found
an overall average effectiveness of 83 per cent (ranging from 77 per cent to 88 per
cent). The two remaining studies reported results for elation and depression
separately: Mecklenbrauker & Hager (1986) found an effectiveness of 50 per cent in
the elation groups, 43 per cent in the depression groups, and 71 per cent in the neutral
groups. An even better percentage for the depression induction (83 per cent) was
reported by Skrypzinski (1985).
For the Facial Expression MIP, two studies by Laird e t al. (1982) reported an
average effectiveness of 57 per cent for expression manipulation and 43 per cent for
situational cues. Results for the elation and depression induction were not
differentiated.
The results of the individual tests were similar to the effectiveness scores listed in
Table 12 for the Velten MIP and clearly better for the Music+MIP. However, one
has to consider that the single scores differed widely from study to study, possibly
due to different criteria. Additionally, the number of studies carrying out individual
tests was rather low.
Interestingly, as it becomes obvious from Table 12, a MIP's effectiveness does
not covary with the classification into a certain group. Apparently other
characteristics of a MIP beyond the kind of stimuli used to influence subjects or the
announcement of the purpose of emotion induction are responsible for the degree of
effectiveness. Thus, the classification helps to structure the different MIPS with
70 Astrid Gerrards-Hesse and others
regard to their underlying functional principles. However, it does not allow
conclusions to be drawn about the differential effectiveness of MIP groups.
The effectiveness of MIPs differed between elation and depression induction.
Whereas for the elation induction, comparisons of subjective emotional experience
between groups were non-significant in 30 per cent of the cases, for depression
induction this percentage only amounted to 14 per cent. Thus, it appears to be easier
to put a subject into a depressed mood than to make her/him feel elated. This might
be due to the fact that the base mood normally is already biased in a positive
direction.
The poor effectiveness especially for the elation induction has important
implications. In about 30 per cent of the studies, reported effects of elation on the
interesting dependent variables cannot with absolute certainty be attributed to mood,
since the experiments could not be sure their subjects really were in an elated mood
state. Therefore perhaps some effects of elation reported in the literature have to be
questioned, at least those based on experimentally-induced mood without reliable
control (see also Kenealy, 1986). As the effectiveness of the depression induction is
generally higher, this question is less relevant to the observed effects of depressed
mood.
In conclusion, the classification of MIPs into five groups reflects the resemblance
of their underlying functional principles and will help the reader to structure the
variety of different procedures currently used to induce elation and/or depression.
For the elation induction, the Film/Story MIP as well as the Gift MIP proved to be
effective in a sufficient number of studies. For the depression induction, the
Imagination MIP, the Film/Story MIP, the Success/Failure MIP as well as the
Velten MIP satisfied this criterion. If the same procedure is to be used for both
elation and depression induction, the Film/Story MIP should be first choice.

Acknowledgements
This research was supported by a grant from the Deutsche Forschungsgemeinschaft (Lu 176/2-3) to
Gerd Liier and Friedrich W. Hesse.

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Received 5 November 1991; revised version received 7 April 1993

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