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Hydrological Sciences Journal

ISSN: 0262-6667 (Print) 2150-3435 (Online) Journal homepage: https://www.tandfonline.com/loi/thsj20

Review of methods used to estimate catchment


response time for the purpose of peak discharge
estimation

Ockert J. Gericke & Jeff C. Smithers

To cite this article: Ockert J. Gericke & Jeff C. Smithers (2014) Review of methods used to
estimate catchment response time for the purpose of peak discharge estimation, Hydrological
Sciences Journal, 59:11, 1935-1971, DOI: 10.1080/02626667.2013.866712

To link to this article: https://doi.org/10.1080/02626667.2013.866712

Published online: 24 Sep 2014.

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Hydrological Sciences Journal – Journal des Sciences Hydrologiques, 59 (11) 2014 1935
http://dx.doi.org/10.1080/02626667.2013.866712

Review of methods used to estimate catchment response time for the


purpose of peak discharge estimation
Ockert J. Gericke1,2 and Jeff C. Smithers2
1
Department of Civil Engineering, Central University of Technology, Free State, South Africa
2
School of Engineering, University of KwaZulu-Natal, Pietermaritzburg, South Africa
jgericke@cut.ac.za

Received 6 March 2013; accepted 1 October 2013; open for discussion until 1 May 2015

Editor Z.W. Kundzewicz; Associate editor Qiang Zhang

Abstract Large errors in peak discharge estimates at catchment scales can be ascribed to errors in the estimation of
catchment response time. The time parameters most frequently used to express catchment response time are the time
of concentration (TC), lag time (TL) and time to peak (TP). This paper presents a review of the time parameter
estimation methods used internationally, with selected comparisons in medium and large catchments in the C5
secondary drainage region in South Africa. The comparison of different time parameter estimation methods with
recommended methods used in South Africa confirmed that the application of empirical methods, with no local
correction factors, beyond their original developmental regions, must be avoided. The TC is recognized as the most
frequently used time parameter, followed by TL. In acknowledging this, as well as the basic assumptions of the
approximations TL = 0.6TC and TC ≈ TP, along with the similarity between the definitions of the TP and the conceptual
TC, it was evident that the latter two time parameters should be further investigated to develop an alternative approach
to estimate representative response times that result in improved estimates of peak discharge at these catchment scales.
Key words runoff; floods; catchment response time; time variables; time parameters; time of concentration; lag time; time to
peak; peak discharge; South Africa

Revue des méthodes d’évaluation du temps de réponse d’un bassin versant pour l’estimation du
débit de pointe
Résumé Les fortes erreurs d’estimations du débit de pointe à l’échelle des bassins versants peuvent être attribuées
à des erreurs dans l’estimation du temps de réponse du bassin versant. Les paramètres de temps le plus souvent
utilisés pour caractériser le temps de réponse d’un bassin sont le temps de concentration (TC), le temps de
réponse (TL) et le temps de montée au pic (TP). Cet article présente une revue des méthodes d’estimation des
paramètres temporels utilisées dans le monde, illustrée de quelques comparaisons sur des bassins versants de
moyenne et grande taille de la région de drainage secondaire C5 en Afrique du Sud. La comparaison de
différentes méthodes d’estimation des paramètres de temps avec les méthodes qu’il est conseillé d’utiliser en
Afrique du Sud, a confirmé que l’application des méthodes empiriques, qui ne présentent aucun facteur local de
correction, doit être évitée en dehors des régions où elles ont été développées. TC est reconnu comme le
paramètre de temps le plus fréquemment utilisé, suivi par TL. En reconnaissant cela, ainsi que les hypothèses
de base des approximations TL = 0,6TC et TC » TP, et la similitude entre les définitions de TP et du paramètre
conceptuel TC, il était évident que ces deux derniers paramètres de temps devraient être davantage étudiés pour
développer une approche alternative d’estimation de temps de réponse représentatifs permettant de meilleures
estimations du débit de pointe à l’échelle de ces bassins.
Mots clefs ruissellement ; crues ; temps de réponse du bassin versant ; variables temporelles ; paramètres de temps ; temps de
concentration ; temps de réponse ; temps de montée au pic ; débit de pointe ; Afrique du Sud

1 INTRODUCTION hydraulic structures (Pegram and Parak 2004). Both


the spatial and temporal distribution of runoff, as well
The estimation of design flood events, i.e. floods as the critical duration of flood-producing rainfall, are
characterized by a specific magnitude–frequency influenced by the catchment response time. However,
relationship, at a particular site in a specific region the large variability in the runoff response of
is necessary for the planning, design and operation of

© 2014 IAHS Press


1936 Ockert J. Gericke and Jeff C. Smithers

catchments to storm rainfall, which is innately vari- general use were developed and verified using local
able in its own right, frequently results in failures of data. In small, flat catchments with overland flow
hydraulic structures in South Africa (Alexander being dominant, the use of the Kerby equation
2002). A given runoff volume may or may not repre- (Kerby 1959) is recommended, while the empirical
sent a flood hazard or result in possible failure of a United States Bureau of Reclamation (USBR) equa-
hydraulic structure, since hazard is dependent on the tion (USBR 1973) is used to estimate TC as channel
temporal distribution of runoff (McCuen 2005). flow in a defined watercourse (SANRAL 2013). Both
Consequently, most hydrological analyses of the Kerby and USBR equations were developed and
rainfall and runoff to determine hazard or risk, espe- calibrated in the USA for catchment areas less than 4
cially in ungauged catchments, require the estimation and 45 ha, respectively (McCuen et al. 1984).
of catchment response time parameters as primary Consequently, practitioners in South Africa com-
input. In essence, time variables describe the indivi- monly apply these “recommended methods” outside
dual events defined on either a hyetograph or hydro- their bounds, in terms of both areal extent and their
graph, while a time parameter is defined by the original developmental regions, without using any
difference between two interrelated time variables. local correction factors.
Time parameters serve as indicators of both the The empirical estimates of TL used in South
catchment storage and the effect thereof on the tem- Africa are limited to the family of equations devel-
poral distribution of runoff. The catchment response oped by the Hydrological Research Unit, HRU
time is also directly related to, and influenced by, (Pullen 1969): the United States Department of
climatological variables (e.g. meteorology and hydro- Agriculture Natural Resource Conservation Service
logy), catchment geomorphology, catchment vari- (USDA NRCS), formerly known as the USDA Soil
ables (e.g. land cover, soils and storage), and Conservation Service SCS (USDA SCS 1985) and
channel geomorphology (Schmidt and Schulze SCS-SA (Schmidt and Schulze 1984) equations.
1984, Royappen et al. 2002, McCuen 2005). Both the HRU and Schmidt-Schulze TL equations
The most frequently used time parameters are were locally developed and verified. However, the
the time of concentration (TC), lag time (TL) and use of the HRU methodology is recommended for
time to peak (TP), which are normally defined in catchment areas less than 5000 km2, while the
terms of the physical catchment characteristics and/ Schmidt-Schulze (SCS-SA) methodology is limited
or distribution of effective rainfall and direct runoff to small catchments (up to 30 km2).
(USDA NRCS 2010). However, frequently there is McCuen (2009) highlighted that, due to differ-
no distinction between these time parameters in the ences in the roughness and slope of catchments
hydrological literature; hence, the question whether (overland flow) and main watercourses (channel
they are true hydraulic or hydrograph time para- flow), TC estimates, such as those based on the
meters, remains unrequited, while some methods, as USBR equation which considers only the main
a consequence, are presented in a disparate form. watercourse characteristics, are underestimated on
The majority of time parameters are estimated average by 50%. Consequently, the resulting peak
using either empirically- or hydraulically-based discharges will be overestimated by between 30%
methods (McCuen et al. 1984, McCuen 2005), and 50% (McCuen 2009). Bondelid et al. (1982)
although analytical or semi-analytical methods are indicated that as much as 75% of the total error in
also sometimes used. In the empirical methods, peak discharge estimates could be ascribed to errors
these time parameters are related to the geomorpho- in the estimation of time parameters. In addition,
logical and climatological parameters of a catchment McCuen (2005) highlighted that there is, in general,
using stepwise multiple regression analysis by taking no single time parameter estimation method that is
both overland and main watercourse/channel flows superior to all other methods under the wide variety
into consideration (Kirpich 1940, Watt and Chow of climatological, geomorphological and hydrologi-
1985, Papadakis and Kazan 1987, Sabol 1993). The cal response characteristics that are encountered in
hydraulically-based TC estimates are limited to the practice.
overland flow regime, which is best presented by This paper provides preliminary insight into the
either uniform flow theory or basic wave (dynamic consistency of the various methods used in South
and kinematic) mechanics (Heggen 2003). Africa and internationally to estimate catchment
In South Africa, unfortunately, none of the response times. The objectives of the study are dis-
empirical TC estimation methods recommended for cussed in the next section, followed by an overview
Review of methods to estimate catchment response time 1937

of the location and characteristics of the pilot study the most suitable time parameters derived from
area. Thereafter, the methods used to estimate catch- observed data for improved estimation of catchment
ment response time are reviewed. The methodologies response time and peak discharge would not be pos-
involved in assessing the objectives are then sible at this stage. However, when translating these
expanded on in detail, followed by the results, dis- identified inconsistent time parameter estimation
cussion and conclusions. results to design peak discharges, the significance
thereof would be at least appreciated. Therefore,
this is not regarded as a major deficit at this stage,
2 OBJECTIVES OF STUDY since such important comparisons between the exist-
ing and/or newly derived empirical methods and
The objectives of this study are: (a) to review the observed data are to be addressed during the next
catchment response time estimation methods cur- phase of the study.
rently used nationally and internationally, with In this study, it was firstly hypothesized that the
emphasis on the inconsistencies introduced by the equations used to estimate catchment response time
use of different time parameter definitions when in South Africa have a significant influence on the
catchment response times and design floods are esti- resulting hydrograph shape and peak discharge as
mated; (b) to compare a selection of overland flow TC estimated with different design flood estimation
methods using different slope–distance classes and methods. Secondly, it was hypothesized that the
roughness parameter categories; (c) to compare time most appropriate and best performing time variables
parameter estimation methods in medium and large and catchment storage effects are not currently incor-
catchment areas in the C5 secondary drainage region porated into the methods generally used in the C5
in South Africa, in order to provide preliminary secondary drainage region of South Africa.
insight into the consistency between methods; and
(d) to translate the time parameter estimation results
to design peak discharges, in order to highlight the
3 STUDY AREA
impact of these over- or under-estimations on pro-
spective hydraulic designs, while attempting to iden- South Africa is demarcated into 22 primary drainage
tify the influence of possible source(s) that might regions, which are further delineated into 148 sec-
contribute to the differences in the estimation results. ondary drainage regions. The pilot study area is situ-
Taking into consideration that this comparative ated in primary drainage region C and comprises the
study, in the absence of observed time parameters at C5 secondary drainage region (Midgley et al. 1994).
this stage, would primarily only highlight biases and As shown in Fig. 1, the pilot study area covers 34
inconsistencies in the methods, the identification of 795 km2 and is located between 28°25′ and 30°17′S

Fig. 1 Location of the pilot study area (C5 secondary drainage region).
1938 Ockert J. Gericke and Jeff C. Smithers

and 23°49′ and 27°00′E and is characterized by above which the effective rainfall volume equals the
99.1% rural areas, 0.7% urbanization and 0.2% direct runoff volume, and (ii) the constant-percentage
water bodies (DWAF 1995). The natural vegetation method, where losses are proportional to the rainfall
is dominated by Grassland of the Interior Plateau, intensity and the effective rainfall volume equals the
False Karoo and Karoo. Cultivated land is the largest direct runoff volume, can be used (McCuen 2005).
human-induced land-cover alteration in the rural However, in ungauged catchments, the separation of
areas, while residential and suburban areas dominate rainfall losses must be based on infiltration methods,
the urban areas (CSIR 2001). which account for infiltration and other losses sepa-
The topography is gentle with slopes of between rately. The SCS runoff curve number method is inter-
2.4 and 5.5% (USGS 2002), while water tends to nationally the most widely used (Chow et al. 1988).
pond easily, thus influencing the attenuation and In general, time variables obtained from hyeto-
translation of floods. The average mean annual pre- graphs include the peak rainfall intensity, the centroid
cipitation (MAP) for the C5 secondary drainage of effective rainfall and the end time of the rainfall
region is 424 mm, ranging from 275 mm year-1 in event. Hydrograph-based time variables generally
the west to 685 mm year-1 in the east (Lynch 2004), include peak discharges of observed surface runoff,
and rainfall is characterized as highly variable and the centroid of direct runoff and the inflection point
unpredictable. The rainy season starts in early on the recession limb of a hydrograph (McCuen
September and ends in mid-April, with a dry winter. 2009).
The Modder and Riet rivers are the main river
reaches and discharge into the Orange-Vaal River
drainage system (Midgley et al. 1994).
4.2 Time parameters
Most design flood estimation methods require at
4 REVIEW OF CATCHMENT REPSONSE
least one time parameter (TC, TL or TP) as input.
TIME ESTIMATION METHODS
In the previous sub-section it was highlighted that
It is necessary to distinguish between the various time parameters are based on the difference
definitions for time variables and time parameters between two time variables, each obtained from a
(TC, TL and TP) before attempting to review the hyetograph and/or hydrograph. In practice, time
various time parameter estimation methods available. parameters have multiple conceptual and/or compu-
tational definitions, and TL is sometimes expressed
in terms of TC. Various researchers (e.g. McCuen
4.1 Time variables
et al. 1984, Schmidt and Schulze 1984, Simas
Time variables can be estimated from the spatial and 1996, McCuen 2005, Jena and Tiwari 2006, Hood
temporal distributions of rainfall hyetographs and et al. 2007, Fang et al. 2008, McCuen 2009) have
total runoff hydrographs. To estimate these time vari- used the differences between the corresponding
ables, hydrograph analyses based on the separation values of time variables to define two distinctive
of: (a) total runoff hydrographs into direct runoff and time parameters: TC and TL. Apart from these two
baseflow; (b) rainfall hyetographs into initial abstrac- time parameters, other time parameters such as TP
tion, losses and effective rainfall; and (c) the identi- and the hydrograph time base (TB) are also fre-
fication of the rainfall−runoff transfer function are quently used.
required. A convolution process is used to transform In the following sub-sections the conceptual and
the effective rainfall into direct runoff through a computational definitions of TC, TL and TP are
synthetic transfer function based on the principle of detailed, and the various hydraulic and empirical
linear super-positioning, e.g. multiplication, transla- estimation methods currently in use and their inter-
tion and addition (Chow et al. 1988, McCuen 2005). dependency are reviewed. A total of three hydraulic
Effective rainfall hyetographs can be estimated and 44 empirical time parameter (TC, TL and TP)
from rainfall hyetographs in one of two different estimation methods were found in the literature and
ways, depending on whether observed streamflow evaluated. As far as possible, an effort was made to
data are available or not. In cases where both present all the equations in Système International
observed rainfall and streamflow data are available, d’Unités (SI) units. Alternatively, the format and
index methods such as: (i) the Phi-index method, units of the equations are retained as published by
where the index equals the average rainfall intensity the original authors.
Review of methods to estimate catchment response time 1939

4.3 Time of concentration Table 1 Overland flow distances associated with different
slope classes (DAWS 1986).
Multiple definitions are used in the literature to
define TC. The most commonly used conceptual, Slope class, SO (%) Distance, LO (m)
physically-based definition of TC is the time 0–3 110
required for runoff, as a result of effective rainfall, 3.1–5 95
with a uniform spatial and temporal distribution 5.1–10 80
10.1–15 65
over a catchment, to contribute to the peak dis- 15.1–20 50
charge at the catchment outlet, in other words, the 20.1–25 35
time required for a “water particle” to travel from 25.1–30 20
the catchment boundary along the longest water-
course to the catchment outlet (Kirpich 1940, NSCM criteria are based on the assumption that the
McCuen et al. 1984, McCuen 2005, USDA NRCS steeper the overland slope, the shorter the length of
2010, SANRAL 2013). actual overland flow before it transitions into shallow
Larson (1965) adopted the concept of time to concentrated flow followed by channel flow.
virtual equilibrium (TVE), i.e. the time when response McCuen and Spiess (1995) highlighted that the use
equals 97% of the runoff supply, which is also of such criteria could lead to less accurate designs
regarded as a practical measure of the actual equili- and proposed that the maximum allowable overland
brium time. The actual equilibrium time is difficult to flow path length criteria must rather be estimated as
determine due to the gradual response rate to the 30.48SO0.5n-1. This criterion is based on the assump-
input rate. Consequently, TC defined according to tion that overland flow dominates where the flow
the “water particle” concept would be equivalent to depths are of the same order of magnitude as the
TVE. However, runoff supply is normally of finite surface resistance, i.e. roughness parameters in dif-
duration, while stream response usually peaks before ferent slope classes.
equilibrium is reached and at a rate lower than runoff The commencement of channel flow is typically
supply rate. Pullen (1969) argued that this water defined at a point where a regular, well-defined chan-
particle concept, which underlies the conceptual defi- nel exists with either perennial or intermittent flow,
nition of TC, is unrealistic, since streamflow responds while conveyance factors (default value of 1.3 for
as an amorphous mass rather than as a collection of natural channels) are also used to provide subjective
drops. measures of the hydraulic efficiency, taking both the
In using such a conceptual definition, the com- channel vegetation and degree of channel improve-
putational definition of TC is thus the distance tra- ment into consideration (Heggen 2003, Seybert
velled along the principal flow path, which is divided 2006).
into segments of reasonably uniform hydraulic The second conceptual definition of TC relates to
characteristics, divided by the mean flow velocity in the temporal distribution of rainfall and runoff, where
each of the segments (McCuen 2009). The current TC is defined as the time between the start of effec-
common practice is to divide the principal flow path tive rainfall and the resulting peak discharge. The
into segments of overland flow (sheet and/or shallow specific computations used to represent TC based on
concentrated flow) and main watercourse or channel time variables from hyetographs and hydrographs are
flow, after which the travel times in the various seg- discussed in the next paragraph to establish how the
ments are computed separately and totalled. Flow different interpretations of observed rainfall−runoff
length criteria, i.e. overland flow distances (LO) asso- distribution definitions agree with the conceptual TC
ciated with specific slopes (SO) are normally used as definitions in the paragraphs above.
a limiting variable to quantify overland flow condi- Numerous computational definitions have been
tions, but a flow retardance factor (ip), Manning’s proposed for estimating TC from observed rainfall
overland roughness parameter (n) and overland con- and runoff data. The following definitions, as illu-
veyance factor (ϕ) are also used (Viessman and Lewis strated in Fig. 2, are occasionally used to estimate TC
1996, Seybert 2006, USDA NRCS 2010). Seven from observed hyetographs and hydrographs
typical overland slope–distance classes, based on (McCuen 2009):
the above-mentioned flow length criteria and as con-
tained in the National Soil Conservation Manual (a) the time from the end of effective rainfall to the
(NSCM) (DAWS 1986), are listed in Table 1. The inflection point on the recession limb of the total
1940 Ockert J. Gericke and Jeff C. Smithers

Loss function

Rainfall intensity (mm h-1)


Effective rainfall (PE)
Centroid

TC (a)

TC (b), TL (a) and/or (b)


Peak

TL (c)
Direct runoff

TC (c)
Discharge (m3 h-1)

Centroid

Inflection point
Conceptual TC and TP

TC (d) Baseflow

Time (hour)

Fig. 2 Schematic diagram illustrative of the different time parameter definitions and relationships (after Heggen 2003,
McCuen 2009).

runoff hydrograph, i.e. the end of direct runoff; estimate of the catchment response in smaller catch-
however, this is also the definition used by Clark ments where the exact occurrence of the maximum
(1945) to define TL; peak discharge is of more importance. McCuen
(b) the time from the centroid of effective rainfall to (2009) analysed 41 hyetograph-hydrograph storm
the peak discharge of total runoff; however, this event datasets from 20 catchment areas ranging from
is also the definition used by Snyder (1938) to 1 to 60 ha in the USA. The results from floods esti-
define TL; mated using the Rational and/or NRCS TR-55 methods
(c) the time from the maximum rainfall intensity to indicated that the TC based on the conceptual definition
the peak discharge; or and principal flow path characteristics significantly
(d) the time from the start of total runoff (rising underestimated the temporal distribution of runoff,
limb of hydrograph) to the peak discharge of and that TC needed to be increased by 56% in order
total runoff. to correctly reflect the timing of runoff from the entire
catchment, while the TC based on TC definition (b)
In South Africa, the South African National Roads proved to be the most accurate and was therefore
Agency Limited (SANRAL) recommends the use of recommended.
TC definition (d) (SANRAL 2013), but in essence all The hydraulically-based TC estimation methods
these definitions are dependent on the conceptual defi- are limited to overland flow, which is derived from
nition of TC, as described above. It is also important to uniform flow theory and basic wave mechanics, e.g.
note that all the definitions listed in (a)–(d) are based the kinematic wave (Henderson and Wooding 1964,
on time variables with an associated probability distri- Morgali and Linsley 1965, Woolhiser and Liggett
bution or degree of uncertainty. The “centroid values” 1967), dynamic wave (Su and Fang 2004) and kine-
denote “average values” and are therefore considered matic Darcy-Weisbach (Wong and Chen 1997)
to be more stable time variables representative of the approximations. The empirically-based TC estimation
catchment response, especially in larger catchments or methods are derived from observed meteorological
where flood volumes are central to the design and hydrological data and usually consider the
(McCuen 2009). In contrast to large catchments, the whole catchment, not the sum of sequentially com-
time variables related to peak rainfall intensities and puted reach/segment behaviours. Stepwise multiple
peak discharges are considered to provide the best regression analyses are generally used to analyse
Review of methods to estimate catchment response time 1941

the relationship between the response time and geo- (2) provides accurate TC estimates for catchment
morphological, hydrological and meteorological areas up to 16 km2.
parameters of a catchment. The hydraulic and/or
25 400 0:7
empirical methods commonly used in South Africa LO 0:8  228:6
to estimate the TC are discussed in the following TC2 ¼ CN
(2)
706:9 S 0:5
paragraphs:
where TC2 is overland time of concentration (min),
CN is the runoff curve number, LO is length of over-
4.3.1 Kerby’s method This empirical method
land flow path (m), and S is average catchment slope
(equation (1)) is commonly used to estimate TC both
(m m-1).
as mixed sheet and/or shallow concentrated overland
flow in the upper reaches of small, flat catchments. It
was developed by Kerby (1959, cited by Seybert 4.3.3 NRCS velocity method This hydraulic
2006) and is based on the drainage design charts method is commonly used to estimate TC both as
developed by Hathaway (1945, cited by Seybert shallow concentrated overland and/or channel flow
2006). Therefore, it is sometimes referred to as the (Seybert 2006). Either equation (3a) or (3b) can be
Kerby-Hathaway method. The South African used to express the TC for concentrated overland or
Drainage Manual (SANRAL 2013) also recommends channel flow. In the case of main watercourse/chan-
the use of equation (1) for overland flow in South nel flow, this method is referred to as the NRCS
Africa. McCuen et al. (1984) highlighted that this segmental method, which divides the flow path into
method was developed and calibrated for catchments segments of reasonably uniform hydraulic character-
in the USA with areas of less than 4 ha, average istics. Separate travel time calculations are performed
slopes of less than 1% and Manning’s roughness for each segment based on either equation (3a) or
parameters (n) varying between 0.02 and 0.8. In (3b), while the total TC is computed using equation
addition, the length of the flow path is a straight- (3c) (USDA NRCS 2010):
line distance from the most distant point on the !
catchment boundary to the start of a fingertip tribu- nLO; CH
TC3ðiÞ ¼ 0:0167 0:667 pffiffiffiffiffiffiffiffiffiffiffiffi (3a)
tary (well-defined watercourse) and is measured par- R SO; CH
allel to the slope. The flow path length must also be
limited to ±100 m. 0 1
L
  TC3ðiÞ ¼ 0:0167@ pffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiA
 O;CH (3b)
nLO 0:467 18 log 12R RSO; CH
TC1 ¼ 1:4394 pffiffiffiffiffiffi (1) ks
SO
X
N

where TC1 is overland time of concentration (min), TC3 ¼ TCi (3c)


i¼1
LO is length of overland flow path (m), limited to
100 m, n is Manning’s roughness parameter for over- where TC3 is overland/channel flow time of con-
land flow, and SO is the average overland slope centration computed using the NRCS method (min),
(m m-1). TC3(i) is overland/channel flow time of concentration
of segment i (min), ks is Chézy’s roughness para-
4.3.2 SCS method This empirical method meter (m), LO,CH is length of flow path, either over-
(equation (2)) is commonly used to estimate TC as land or channel flow (m), n is Manning’s roughness
mixed sheet and/or concentrated overland flow in the parameter, R is hydraulic radius which equals the
upper reaches of a catchment. The USDA SCS (later flow depth (m), and SO,CH is average overland or
NRCS) developed this method in 1962 for homoge- channel slope (m m-1).
neous, agricultural catchment areas of up to 8 km2,
with mixed overland flow conditions dominating 4.3.4 USBR method Equation (4) was pro-
(Reich 1962). The calibration of equation (2) was posed by the USBR (1973) to be used as a standard
based on TC definition (c) (see Section 4.3) and a empirical method to estimate the TC in hydrological
TC:TL proportionality ratio of 1.417 (McCuen 2009). designs, especially culvert designs based on the
However, McCuen et al. (1984) showed that equation California Culvert Practice (CPP 1955, cited by Li
1942 Ockert J. Gericke and Jeff C. Smithers

and Chibber 2008). However, equation (4) is essen- hydrograph, which is the same as the TC definition
tially a modified version of the Kirpich method (b) as shown in Fig. 2. Computationally, TL can be
(Kirpich 1940) and is recommended by SANRAL estimated as a weighted TC value when, for a given
(2013) for use in South Africa for defined, natural storm, the catchment is divided into sub-areas and the
watercourses/channels. It is also used in conjunction travel times from the centroid of each sub-area to the
with equation (1), which estimates overland flow catchment outlet are established by the relationship
time, to estimate the total travel time (overland plus expressed in equation (5). This relationship is also
channel flow) for deterministic design flood estima- illustrated in Fig. 3 (USDA NRCS 2010).
tion methods in South Africa. Van der Spuy and
Rademeyer (2010) highlighted that equation (4) P
ðAi Qi TTi Þ
tends to result in estimates that are either too high TL ¼ P (5)
ðAi Qi Þ
or too low, and recommend the use of a correction
factor (τ), as shown in equation (4a) and listed in
Table 2.
where TL is lag time (h), Ai is incremental catchment
 2 0:385 area/sub-area (km2), Qi is incremental runoff from Ai
0:87LCH
TC4 ¼ (4) (mm), and TTi is travel time from the centroid of Ai to
1000SCH
catchment outlet (h).
 0:385 In flood hydrology, TL is normally not estimated
0:87LCH 2 using equation (5). Instead, either empirical or analy-
TC4a ¼τ (4a)
1000SCH tical methods are used to analyse the relationship
between the response time and meteorological and
geomorphological parameters of a catchment. In the
where TC4,4a is channel flow time of concentration following paragraph, the meteorological parameters,
(h), LCH is length of longest watercourse (km), SCH is as defined by different interpretations of observed
average main watercourse slope (m m-1), and τ is a rainfall−runoff distribution definitions are explored.
correction factor. Scientific literature often fails to clearly define
In addition to the above-listed methods used in and distinguish between TC and TL, especially when
South Africa, Table A1 in the Appendix contains a observed data (hyetographs and hydrographs) are
detailed description of a selection of other TC estima- used to estimate these time parameters. The differ-
tion methods used internationally. It is important to ences between time variables from various points on
note that most of the TC methods discussed above
and listed in Table A1 are based on an empirical
relationship between physiographic parameters and
a characteristic response time, usually TP, which is
then interpreted as TC. TT1

A1
4.4 Lag time
Conceptually, TL is generally defined as the time
between the centroid of effective rainfall and the
TT2
peak discharge of the resultant direct runoff
A2

Table 2 Correction factors (τ) for TC (Van der Spuy and


Rademeyer 2010).
TT3
Area, A (km2) Correction factor, τ

<1 2 A3
1–100 2−0.5 logA
100–5 000 1
5 000–100 000 2.42−0.385 logA
>100 000 0.5 Fig. 3 Conceptual travel time from the centroid of each
sub-area to the catchment outlet (USDA NRCS 2010).
Review of methods to estimate catchment response time 1943

hyetographs to various points on the resultant empirical methods commonly used in South Africa
hydrographs are sometimes misinterpreted as TC. to estimate TL are discussed in the following
The following definitions, as illustrated in Fig. 2, paragraphs.
are occasionally used to estimate TL as a time para-
meter from observed hyetographs and hydrographs 4.4.1 HRU method This method was devel-
(Heggen 2003): oped by the HRU (Pullen 1969) in conjunction with
the development of synthetic unit hydrographs
(a) the time from the centroid of effective rainfall to
(SUHs) for South Africa (HRU 1972). The lack of
the time of the peak discharge of direct runoff;
continuously recorded rainfall data for medium to
(b) the time from the centroid of effective rainfall to
large catchments in South Africa forced Pullen
the time of the peak discharge of total runoff; or
(1969) to develop an indirect method to estimate TL
(c) the time from the centroid of effective rainfall to
using only observed streamflow data from 96 catch-
the centroid of direct runoff.
ment areas ranging from 21 to 22 163 km2. Pullen
As in the case of TC, TL is also based on uncertain, (1969) assumed that the onset of effective rainfall
inconsistently defined time variables. However, TL coincides with the start of direct runoff, and that the
definitions (a)–(c) listed above use centroid values TP could be used to describe the time lapse between
and are therefore considered likely to be more stable this mutual starting point and the resulting peak dis-
time variables that are representative of the catchment charge. In essence, it was acknowledged that direct
response in large catchments. Pullen (1969) also runoff is unable to recede before the end of effective
highlighted that TL is preferred as a measure of rainfall; therefore the TP was regarded as the upper
catchment response time, especially due to the incor- limit storm duration during the implementation of the
poration of storm duration in these definitions. unit hydrograph theory using the S-curve technique.
Definitions (a)–(c) are generally used or defined as In other words, a hydrograph of 25 mm of direct
TL (Simas 1996, Hood et al. 2007, Folmar and Miller runoff was initially assumed to be a TP-hour unit
2008, Pavlovic and Moglen 2008), although TL defi- hydrograph. However, due to non-uniform temporal
nition (b) is also sometimes used to define TC. and spatial runoff distributions, possible inaccuracies
Dingman (2002, cited by Hood et al. 2007) in streamflow measurements and non-linearities in
recommended the use of equation (6) to estimate catchment response characteristics, the S-curves fluc-
the centroid values of hyetographs or hydrographs: tuated about the equilibrium discharge amplitude.
Therefore, the analysis was repeated using descend-
P
N ing time intervals of 1 h until the fluctuations of the
Xi ti S-curve ceiling value diminished to within a pre-
i¼1
CP;Q ¼ (6) scribed 5% range. After the verification of the effec-
PN
Xi tive rainfall durations, all the hydrographs of 25 mm
i¼1 of direct runoff were converted to unit hydrographs
of relevant duration. To facilitate the comparison of
where CP,Q is the centroid value of rainfall or runoff these unit hydrographs derived from different events
(mm or m3 s-1), ti is time for period i (h), N is sample in a given catchment, all the unit hydrographs for a
size, and Xi is rainfall or runoff for period i (mm or given record were then converted by the S-curve
m3 s-1). technique to unit hydrographs of standard duration
Owing to the difficulty in estimating the centroid (Pullen 1969).
of hyetographs and hydrographs, other TL estimation Thereafter, the centroid of each unit hydrograph
techniques have been proposed. Instead of using TL was determined by simple numerical integration of
as an input for design flood estimation methods, it is the unit hydrograph from time zero. The TL values
rather used as input to the computation of TC. In were then simply estimated as the time lapse between
using TL definition (c), TC and TL are normally the centroid of effective rainfall and the centroid of a
related by TC = 1.417TL (McCuen 2009). In TL unit hydrograph (Pullen 1969). The catchment-index
definitions (a) and (b), the proportionality factor (LHLCSCH-0.5), as proposed by the US Army Corps of
increases to 1.67 (McCuen 2009). However, Schultz Engineers (USACE) (Linsley et al. 1988) was used to
(1964) established that for small catchments in estimate the delay of runoff from the catchments. The
Lesotho and South Africa, TL ≈ TC, which conflicts TL values (criterion variables) were plotted against
with these proposed proportionality factors. The the catchment indices (predictor variables) on
1944 Ockert J. Gericke and Jeff C. Smithers

Table 3 Generalized regional storage coefficients (HRU 4.4.3 Schmidt-Schulze (SCS-SA) method
1972). Schmidt and Schulze (1984) estimated TL from
Veld region Veld-type description CT1 observed rainfall and flow data in 12 agricultural
catchments in South Africa and the USA, with catch-
1 Coastal tropical forest 0.99 ment areas smaller than 3.5 km2, by using three
2 Schlerophyllous bush 0.62
3 Mountain sourveld 0.35 different methods to develop equation (9). This equa-
4 Grassland of interior plateau 0.32 tion is used in preference to the original SCS lag
5 Highland sourveld and Dohne sourveld 0.21 method (equation (8)) in South Africa, especially
5A Zone 5, soils weakly developed 0.53
6 Karoo 0.19 when stormflow response includes both surface and
7 False Karoo 0.19 subsurface runoff, as frequently encountered in areas
8 Bushveld 0.19 of high MAP or on natural catchments with good
9 Tall sourveld 0.13
land cover (Schulze et al. 1992).

logarithmic scales. Least-square regression analyses A0:35 MAP1:10


TL3 ¼ (9)
were then used to derive a family of TL equations 41:67 S 0:3 i30 0:87
applicable to each of the nine homogeneous veld-
type regions with representative SUHs in South where TL3 is lag time (h), A is catchment area (km2),
Africa, as expressed by equation (7). The regionali- i30 is 2-year return period 30-min rainfall intensity
zation scheme of the veld-type regions took into (mm h-1), MAP is mean annual precipitation (mm),
consideration catchment characteristics, e.g. topogra- and S is average catchment slope (%).
phy, soil type, vegetation and rainfall, which are most The three different methods used to develop
likely to influence catchment storage and there- equation (9) are based on the following approach
fore TL. (Schmidt and Schulze 1984):
  Initially, the relationship between peak discharge
LH LC 0:36 and volume was investigated by regressing linear
TL1 ¼ CT pffiffiffiffiffiffiffiffi (7)
SCH peak discharge distributions (single triangular hydro-
graphs) against the corresponding runoff volume
where TL1 is lag time (h), CT is regional storage obtained from observed runoff events to determine
coefficient (Table 3), LC is centroid distance (km), the magnitude and intra-catchment variability of TL.
LH is hydraulic length of catchment (km), and SCH is Thereafter, the incremental triangular hydrographs
average main watercourse slope (m m-1). were convoluted with observed effective rainfall to
form compound hydrographs representative of the
peak discharge and temporal runoff distribution of
4.4.2 SCS lag method In sub-section 4.3.2 it observed hydrographs. Lastly, the average time
was highlighted that this method was developed by response between effective rainfall and direct runoff
the USDA SCS in 1962 (Reich 1962) to estimate TC was measured in each catchment to determine an
where mixed overland flow conditions in catchment index of catchment lag time. It was concluded that
areas of up to 8 km2 exist. However, using the intra-catchment TL estimates in ungauged catchments
relationship TL = 0.6TC, equation (8) can also be can be improved by incorporating indices of climate
used to estimate TL in catchment areas of up to and regional rainfall characteristics into an empirical
16 km2 (McCuen 2005). lag equation. The 2-year return period 30-min rainfall
25 400 0:7 intensity proved to be the dominant rainfall parameter
LH 0:8 CN  228:6
that influences intra-catchment variations in TL esti-
TL2 ¼ (8) mates (Schmidt and Schulze 1984).
281:42 S 0:5
In addition to the above-listed methods used in
where TL2 is lag time (h), CN is the runoff curve South Africa, Table A2 in the Appendix contains a
number, LH is the hydraulic length of the catchment detailed description of a selection of other TL estima-
(km), and S is the average catchment slope (m m-1). tion methods used internationally.
Review of methods to estimate catchment response time 1945

4.5 Time to peak (driving mechanisms), and (b) estimation of catch-


ment variables and parameters (which act as buffers
The TP, which is used in many hydrological applica-
and/or responses to the drivers). The steps involved
tions, can be defined as the time from the start of
in (a) and (b) are discussed first, followed by the
effective rainfall to the peak discharge in a single-
evaluation and comparison of the catchment response
peaked hydrograph (McCuen et al. 1984, USDA
time estimation methods.
SCS 1985, Linsley et al. 1988, Seybert 2006).
It is acknowledged that the empirical methods
However, this is also the conceptual definition
selected for comparison purposes are applied outside
used for TC (see Fig. 2). The TP is also sometimes
their bounds in terms of both areal extent and their
defined as the time interval between the centroid of
original developmental regions. This is purposely
effective rainfall and the peak discharge of direct
done for comparison purposes, as well as to reflect
runoff (Heggen 2003); however, this is also one of
the engineering practitioner’s dilemma in doing so,
the definitions used to quantify TC and TL using TC
especially due to the absence of locally developed
definition (b) and TL definition (c), respectively.
and verified methods at this catchment scale in South
According to Ramser (1927), TP is regarded to be
Africa.
synonymous with TC and both these time parameters
are reasonably constant for a specific catchment. In
contrast, Bell and Kar (1969) concluded that these 5.1 Climatological variables
time parameters are far from being constant; in fact,
The average 2-year, 24-h rainfall depths, as required
they may deviate between 40% and 200% from the
by the NRCS kinematic wave method (equation
median value.
(A2)) of each catchment under consideration were
The SCS-Mockus method (equation (10)) is the
obtained from Gericke and Du Plessis (2011), who
only empirical method occasionally used in South
applied the isohyetal method at a 25-mm interval
Africa to estimate TP based on the SUH research
using the Interpolation and Reclass toolset of the
conducted by Snyder (1938), while Mockus (1957,
Spatial Analyst Tools toolbox in ArcGISTM 9.3, in
cited by Viessman et al. 1989) developed the SCS
conjunction with the design point rainfall depths as
SUHs from dimensionless unit hydrographs, as
contained in the Regional L-Moment Algorithm
obtained from a large number of natural hydro-
SAWS n-day design point rainfall database (RLMA-
graphs in various catchments with variable sizes
SAWS) (after Smithers and Schulze 2000). The cri-
and geographical locations. Only the TP and QP
tical storm durations as required to estimate TP were
values are required to approximate the associated
obtained from Gericke (2010) and Gericke and Du
SUHs, while the TP is expressed as a function of
Plessis (2013), who applied the SUH method in all
the storm duration and TL. Equation (10) is based on
the catchments under consideration. In each case,
TL definition (c), while it also assumes that the
user-defined critical storm durations based on a
effective rainfall is constant with the centroid at
trial-and-error approach were used to establish the
PD/2.
critical storm duration which results in the highest
PD peak discharge.
TP1 ¼ þ TL (10)
2
5.2 Catchment geomorphology
where TP1 is time to peak (h), PD is storm duration
(h), and TL is lag time based on equation (8) (h). All the relevant geographical information system
Table A3 in the Appendix contains a detailed (GIS) and catchment related data were obtained
description of a selection of other TP estimation from the Department of Water Affairs (DWA,
methods used internationally. Directorate: Spatial and Land Information
Management), which is responsible for the acquisi-
tion, processing and digitising of the data. The spe-
cific GIS data feature classes (lines, points and
5 METHODOLOGY
polygons) applicable to the study area and individual
To evaluate and compare the consistency of a selec- sub-catchments were extracted and created from the
tion of time parameter estimation methods in the pilot original GIS datasets. The data extraction was fol-
study area, the following steps were initially fol- lowed by data projection and transformation, editing
lowed: (a) estimation of climatological variables of attribute tables and recalculation of catchment
1946 Ockert J. Gericke and Jeff C. Smithers

geometry (areas, perimeters, widths and hydraulic (A37)), were based on the default values proposed
lengths). These geographical input datasets were by Heggen (2003) for natural channels. However, in
transformed to a projected coordinate system using practice, detailed surveys and mapping are required
the Africa Albers Equal-Area projected coordinate to establish these conveyance factors more
system with modification (ESRI 2006). accurately.
The average slope of each catchment under con-
sideration was based on a projected and transformed
version of the Shuttle Radar Topography Mission
5.5 Estimation of catchment response time
(SRTM) digital elevation model (DEM) data for
Southern Africa at 90-m resolution (USGS 2002). The current common practice of dividing the princi-
The catchment centroids were determined by making pal flow path into segments of overland flow and
use of the Mean Center tool in the Measuring main watercourse or channel flow to estimate the
Geographic Distributions toolset contained in the total travel time, was acknowledged. However,
Spatial Statistics Tools toolbox of ArcGISTM 9.3. since this study focuses on medium to large catch-
Thereafter, all the above-mentioned catchment infor- ments in which the main watercourse, i.e. channel
mation was used to estimate the catchment shape flow, presumably dominates, the overland flow TC
parameters, circularity and elongation ratios, all of estimation methods were not evaluated for specific
which may have an influence on the catchment catchments, but were estimated for the seven differ-
response time. ent NSCM slope–distance classes (DAWS 1986), as
listed in Table 1.
Six overland flow TC estimation methods, equa-
5.3 Catchment variables tions (1), (2) and (A2)–(A4), (A6) from Table A1,
Both the weighted runoff curve numbers (CN), as with similar input variables were evaluated by taking
required by equations (2), (8) and (A32), and cognisance of the maximum allowable overland flow
weighted runoff coefficients, as required by equation path length criteria as proposed by McCuen and
(A4), were obtained from the analyses performed by Spiess (1995). In addition, five different categories
Gericke and Du Plessis (2013). The catchment sto- defined by specific, interrelated overland flow retar-
rage coefficients, as applicable to the HRU TL esti- dance (ip), Manning’s roughness (n) and overland
mation method (equation (7)), were obtained from conveyance (ϕ) factors were also considered. The
Gericke (2010), while the catchment storage coeffi- five different categories (ip, n and ϕ) were based on
cients applicable to the TL estimation methods of the work done by Viessman and Lewis (1996), who
Snyder (1938) (equation (A16)), USACE (1958) plotted the ϕ values as a function of Manning’s n and
(equation (A18)) and Bell and Kar (1969) (equation ip values. Typical ϕ values ranged from 0.6 (n = 0.02;
(A21)), were based on the default values as proposed ip = 80%), 0.8 (n = 0.06; ip = 50%), 1.0 (n = 0.09;
by the original authors. ip = 30%), 1.2 (n = 0.13; ip = 20%) to 1.3 (n = 0.15;
ip = 10%). By considering all these factors, it was
argued that both the consistency and sensitivity of the
5.4 Channel geomorphology methods under consideration in this flow regime
The main watercourses in each catchment were firstly could be evaluated.
manually identified in ArcMap. Thereafter, a new A selection of seven TC (equations (4), (4a) and
shapefile containing polyline feature classes repre- equations (A8–A10, A13, A15b) from Table A1), 15
sentative of the identified main watercourse was cre- TL (equations (7), (8) and equations (A16–A18, A21,
ated by making use of the Trace tool in the Editor A23–A25, A27–A29, A31–A33) from Table A2) and
Toolbar using the polyline feature classes of the 20-m five TP (equation (10) and equations (A34–35, A37–
interval contour shapefile as the specified offset or A38) from Table A3) estimation methods were also
point of intersection, to result in chainage distances applied to each sub-catchment under consideration
between two consecutive contours. The average slope using an automated spreadsheet developed in
of each main watercourse was estimated using the Microsoft Excel 2007. The selection of the methods
10–85 method (Alexander 2001, SANRAL 2013). was based on the similarity of catchment input vari-
The channel conveyance factors, as required by the ables required, e.g. A, CN, CT, ip, LC, LCH, LH, S, SCH
Espey-Altman TP estimation method (equation and/or ϕCH (see Table 4).
Review of methods to estimate catchment response time 1947

5.6 Comparison of catchment response time deterministic-probabilistic in nature and applicable


estimation results to catchment areas of up to 40 000 km2 (Alexander
2002, Gericke and Du Plessis 2012, SANRAL 2013).
Taking into consideration that this study only
attempts to provide preliminary insight into the con-   
sistency of the various time parameter estimation C2 YT C100 C2
QT ¼ 0:278 þ  IT A
methods in South Africa, as well to provide recom- 100 2:33 100 100
mendations for improving catchment response time (12)
estimation in medium to large catchments, the com-
parison of the methods is intended to highlight only
biases and inconsistencies in the methods. Therefore, where QT is design peak discharge (m3 s-1), A is
in the absence of observed time parameters at this catchment area (km2), C2 is a 2-year return period
stage of the study, the selected methods were com- runoff coefficient (15% for the pilot study area), C100
pared to the generally “recommended methods” cur- is a 100-year return period runoff coefficient (60%
rently used in South Africa, e.g. overland flow TC for the pilot study area), IT is average design rainfall
(Kerby’s method, equation (1)), channel flow TC intensity (mm h-1), and YT is a log-normal standard
(USBR method, equation (4)), TL (HRU method, variate (return period factor).
equation (7)) and TP (SCS-Mockus method, equation
(10)). The mean error (difference in the average of
the “recommended value” and estimated values in 6 RESULTS
different classes/categories/sub-catchments) was
used as a measure of actual bias. However, a meth- 6.1 Review of catchment response time
od’s mean error could be dominated by errors in the estimation methods
large time parameter values; subsequently a standar- The use of time parameters based on either hydraulic
dized bias statistic (equation (11); McCuen et al. or empirical estimation methods was evident from the
1984) was also introduced. The standard error of literature review conducted. It was confirmed that
the estimate was also used to provide another mea- none of these hydraulic and empirical methods are
sure of consistency: highly accurate or consistent in providing the true
value of the time parameters, especially when applied
" #
1X z
jTY  TX j outside their original developmental regions. In addi-
BS ¼ 100 (11) tion, many of these methods/equations proved to be
z i¼1 TX
in disparate forms and are presented without explicit
unit specifications or suggested values for constants.
where BS is the standardized bias statistic (%), TX is For example, with the migration between dimen-
the time parameter estimate based on the recom- sional systems, what seems to be a Manning’s rough-
mended methods (min or h), TY is the time parameter ness coefficient (n) value, is in fact a special-case
estimate using other selected methods (min or h), and roughness coefficient. Heggen (2003), who summar-
z is the number of slope–distance categories or sub- ized more than 80 TC, TL and TP estimation methods
catchments. from the literature, confirmed these findings.
To appreciate the significance of the inconsisten-
cies introduced by using the various time parameter
estimation methods, the results were translated to
6.2 General catchment information
design peak discharges. In order to do so, the 100-
year design rainfall depths associated with the critical The general catchment information (e.g. climatologi-
storm duration in each of the 12 sub-catchments cal variables, catchment geomorphology, catchment
(Gericke and Du Plessis 2011), along with the catch- variables and channel geomorphology) applicable to
ment areas and regional runoff coefficients (Table 4), each of the 12 sub-catchments in the pilot study area
were substituted into the Standard Design Flood is listed in Table 4. The influence of each variable or
(SDF) method to estimate design peak discharges. parameter listed in Table 4 will be highlighted where
The SDF method (equation (12)) is a regionally applicable in the subsequent sub-sections which
calibrated version of the Rational method, and is focus on the time parameter estimation results.
1948

Table 4 General catchment information. P2: 2-year return period 24-h rainfall depth (mm); PD: unit hydrograph critical storm duration (h); A: area (km2); AC: circle-area
(km2) with perimeter = catchment perimeter; P: perimeter (km); W: width (km); LC: centroid distance (km); LH: hydraulic length of catchment (km); LM: max. length
parallel to principal drainage line (km); LS: max. straight-line catchment length (km); S: average catchment slope (m m-1); FS1: shape parameter; RC1: circularity ratio;
RE: elongation ratio; ip: imperviousness/urbanization factor (%); CN: weighted runoff curve number; C: weighted rational runoff coefficient; CSDF: regional SDF runoff
coefficient; CT1: HRU regional storage coefficient; CT2: Snyder’s storage coefficient; CT3: USACE storage coefficient ; CT4: Bell-Kar storage coefficient; LCH: length of
channel flow path (km); SCH: average slope of channel flow path (m m-1); ϕCH: channel conveyance factor; τ: USBR channel flow correction factor.
Catchment C5R001 C5R002 C5R003 C5R004 C5R005 C5H003 C5H012 C5H015 C5H016 C5H018 C5H022 C5H054
descriptors

Climatological variables
P2 (mm) 50 48 54 54 54 54 48 54 50 52 54 54
PD (h) 10 17 7 16 2 7 8 12 40 34 1.5 7
Catchment geomorphology
A (km2) 922 10 260 937 6 331 116 1 650 2 366 6 009 33 277 17 360 38 688
AC (km2) 2063 22 269 1 743 13 377 168 2 903 4 210 10 029 77 208 50 930 134 1 696
P (km) 161 529 148 410 46 191 230 355 985 800 41 146
W (km) 17 98 23 66 10 32 47 66 125 64 11 12
LC (km) 53 97 31 113 8 41 48 101 237 233 4 33
LH (km) 86 202 54 187 16 71 87 167 431 375 8 68
LM (km) 55 136 42 141 14 54 60 125 301 272 7 55
LS (km) 49 132 43 118 14 54 59 118 250 225 7 51
S (m m-1) 0.03054 0.04369 0.05044 0.04186 0.05501 0.05044 0.04771 0.04186 0.03598 0.03211 0.05501 0.03659
FS1 2.6 1.7 2.0 2.2 1.7 1.8 1.5 2.3 1.9 2.9 1.3 3.8
RC1 1.5 1.5 1.4 1.5 1.2 1.3 1.3 1.3 1.5 1.7 1.9 1.6
RE 0.6 0.8 0.8 0.6 0.9 0.8 0.9 0.7 0.7 0.5 1.0 0.5
Catchment variables
ip (%) 5 8 5 5 8 5 10 5 5 5 8 5
Ockert J. Gericke and Jeff C. Smithers

CN 78 77.6 76.3 74.4 76.2 76.3 78.3 74.4 69.8 69.8 76.2 77.6
C (T = 2-year) 0.368 0.365 0.358 0.319 0.491 0.358 0.417 0.319 0.283 0.283 0.491 0.283
CSDF (T = 100-year) 0.600 0.600 0.600 0.600 0.600 0.600 0.600 0.600 0.600 0.600 0.600 0.600
CT1 0.268 0.221 0.320 0.317 0.320 0.320 0.194 0.317 0.246 0.246 0.320 0.291
CT2 1.350 1.350 1.500 1.600 1.500 1.500 1.350 1.600 1.600 1.600 1.500 1.500
CT3 0.249 0.268 0.278 0.266 0.327 0.278 0.273 0.266 0.254 0.254 0.327 0.259
CT4 0.05 0.05 0.05 0.05 0.05 0.05 0.05 0.05 0.05 0.05 0.05 0.05
Channel geomorphology
LCH (km) 86 202 54 187 16 71 87 167 431 375 8 68
SCH (m m-1) 0.00229 0.00133 0.00273 0.00131 0.00895 0.00232 0.00269 0.00139 0.00078 0.00079 0.01687 0.00261
ϕCH 1.3 1.3 1.3 1.3 1.3 1.3 1.3 1.3 1.3 1.3 1.3 1.3
τ 1 0.876 1 0.956 1 1 1 0.965 0.679 0.788 1.210 1
Review of methods to estimate catchment response time 1949

6.3 Comparison of catchment response time On average, the SCS and NRCS kinematic wave
estimation results methods provided relatively small biases (<35%),
with mean errors of ≤3.1 min. Both the standardized
The results from the application of the time parameter
bias (469.2%) and mean error (26 min) of the Espey-
estimation methods applicable to the overland flow
Winslow method (equation (A6)) were large com-
and predominant channel flow regimes, as well as a
pared to the other methods. The SCS method resulted
possible combination thereof, are listed and discussed
in the smallest maximum absolute error of 5 min,
in the following sections.
while the Espey-Winslow method had a maximum
absolute error of 82 min. The standard deviation of
6.3.1 Catchment time of concentration The the errors provides another measure of consistency;
five methods used to estimate the TC in the overland only the NRCS kinematic wave method resulted in a
flow regime, relative to the TC estimated using the standard error of <1 min.
Kerby equation (equation (1)), showed different Table 6 contains the NSCM flow length criteria
biases when compared to this recommended method (cf. Table 1, DAWS 1986) and the maximum allow-
in each of the five different flow retardance cate- able overland flow path length results based on the
gories and associated slope–distance classes. As McCuen and Spiess (1995) criteria. The results dif-
expected, all the TC estimates decreased with an fered significantly and could be ascribed to the fact
increase in the average overland slope, while TC that McCuen and Spiess (1995) associated the occur-
gradually increases with an increase in the flow rence of overland flow with flow depths that are of
retardance factors (ip, n and ϕ). Two of the methods the same order of magnitude as the surface resistance,
(SCS and Miller) constantly underestimated TC, while the NSCM criteria are based on the assumption
except in Categories 1 and 2 for average overland that the steeper the overland slope, the shorter the
slopes <0.05 m m-1. The other three methods (NRCS, length of actual overland flow before it transitions to
FAA and Espey-Winslow) overestimated TC in all shallow concentrated flow followed by channel flow.
cases, with the poorest results demonstrated by the In applying the McCuen-Spiess criteria, the shorter
Espey-Winslow method (equation (A6)). These poor overland flow path lengths were associated with flat-
estimates could be ascribed to the use of default ter slopes and higher roughness parameter values.
conveyance (ϕ) factors that might not be representa- Although, the latter association with higher rough-
tive, since the latter method is the only method using ness parameter values seems to be logical in such a
ϕ as a primary input parameter. Significant biases, case, the proposed relationship of 30.48SO0.5n-1 occa-
e.g. over- or under-estimations, also highlighted the sionally resulted in overland lengths of up to 835 m.
presence of systematic errors. It is important to note that most of the overland flow
Table 5 contains the overall average consistency equations are assumed to be applicable up to ±100 m
measures based on the above-mentioned comparisons. (USDA SCS 1985), which almost coincides with the
In each case, the bias is summarized using equation maximum overland flow length of 110 m as proposed
(11), while the mean error represents the average dif- by the DAWS (1986).
ference between the mean recommended TC and the The six methods used to estimate TC, under
mean estimated TC values as established considering predominant channel flow conditions, relative to the
each of the afore-mentioned classes and categories. TC estimated using the USBR equation (equation

Table 5 Consistency measures for the test of overland flow TC estimation methods compared to the “recommended
method” (equation (1)).
Method Consistency measure

Mean recommended Mean estimated Standard Mean Maximum Standard


TC (min) TC (min) bias statistic (%) error (min) error (min) error (min)

SCS, equation (2) 5.3 3.8 −30.6 −1.5 4.7 1.8


NRCS, equation (A2) 5.3 8.4 32.7 3.1 −17.6 0.5
Miller, equation (A3) 5.3 2.4 −57.3 −2.9 −6.0 1.1
FAA, equation (A4) 5.3 9.7 97.4 4.4 14.0 1.7
Espey-Winslow, equation (A6) 5.3 31.1 469.2 25.8 −81.5 1.8
1950 Ockert J. Gericke and Jeff C. Smithers

Table 6 Comparison of maximum overland flow length criteria.


Average overland slope class (SO, m m-1) 0.03 0.05 0.10 0.15 0.20 0.25 0.30
NSCM flow length criteria (LO, m) 110 95 80 65 50 35 20
McCuen-Spiess flow length criteria (LO, m)
Roughness parameters 0.02 264 341 482 590 682 762 835
0.06 88 114 161 197 227 254 278
0.09 59 76 107 131 151 169 185
0.13 41 52 74 91 105 117 128
0.15 35 45 64 79 91 102 111

(4)), showed different biases when compared to this small negative biases (<–50%), but their associated
recommended method in each of the 12 sub-catch- negative mean errors were 5.5 h and 21.7 h, respec-
ments of the study area, as illustrated in Fig. 4. As tively. Both the standardized biases (315% and
expected, all the TC estimates increased with an 538%) and mean errors (87 h and 172 h) of the
increase in catchment size, although in the areal Colorado-Sabol (equation (A15b)) and Sheridan
range between 922 km2 (C5R001) and 937 km2 (equation (13)) methods, respectively, were much
(C5R003), the TC estimates decreased despite the larger when compared to the other methods.
increase in area. This is most likely due to the steeper Most of the methods showed inconsistency in at
average catchment slope and shorter channel flow least one of the 12 sub-catchments. The Kirpich
path characterizing the larger catchment area. method (equation (A9)) resulted in the smallest maxi-
Table 7 contains the overall average consistency mum absolute error of –0.1 h in three sub-catchments,
measures based on the comparisons depicted in while Sheridan’s method had a maximum absolute
Fig. 4. The Kirpich method (equation (A9)) showed error of 472 h in catchment C5H016. Typically, the
the smallest bias and a mean error of zero; this was high errors associated with Sheridan’s method could be
expected since equation (4) is essentially a modified ascribed to the fact that only one predictor variable (e.g.
version of the Kirpich method. The USBR (equation only main watercourse length) was used in attempt to
(4a), with correction factors) and Johnstone-Cross accurately reflect the catchment response time, i.e. the
(equation (A10)) methods also provided relatively criterion variable.

600

550

500

450
Time of concentration (TC , hours)

400

350

300

250

200

150

100

50

0
0 5000 10000 15000 20000 25000 30000
Areal range of 12 sub-catchments of the study area (A, km²)

Recommended Tc, eq. (4) USBR correction, eq. (4a) Bransby-Williams, eq. (A8)
Kirpich, eq. (A9) Johnstone-Cross, eq. (A10) Sheridan, eq. (A13)
Colorado-Sabol, eq. (A15b)

Fig. 4 TC estimation results.


Review of methods to estimate catchment response time 1951

Table 7 Consistency measures for the test of channel flow TC estimation methods compared to the “recommended method”,
equation (4).
Method Consistency measure

Mean recommended Mean estimated Standard Mean Maximum Standard


TC (h) TC (h) bias statistic (%) error (h) error (h) error (h)

USBR correction, equation (4a) 37.3 31.8 −4.4 −5.5 −35.7 6.4
Bransby-Williams, equation (A8) 37.3 54.9 57.8 17.6 43.5 1.4
Kirpich, equation (A9) 37.3 37.3 0.0 0.0 −0.1 0.0
Johnstone-Cross, equation (A10) 37.3 15.6 −5.0 −21.7 −71.0 3.0
Sheridan, equation (A13) 37.3 209.6 537.9 172.3 472.0 1.8
Colorado-Sabol, equation (A15b) 37.3 124.0 315.4 86.7 205.4 3.5

In translating these mean errors of between 6.3.2 Catchment lag time Figure 5 illustrates
–15% and 462% to design peak discharges using the results of the 14 methods used to estimate TL
the SDF method, their significance is truly appre- relative to the TL estimated using the HRU equation
ciated. The underestimation of TC is associated with (equation (7)) in each of the 12 sub-catchments of the
the overestimation of peak discharges or vice versa, pilot study area. It is interesting to note that, as in the
viz. the overestimation of TC results in underesti- case of the TC estimates, most of the methods based
mated peak discharges. Typically, the TC underesti- on (LCHSCH-1)X ratios as primary input, resulted in TL
mations ranged between 20% and 65%, which estimates that decreased despite the increase in area.
resulted in peak discharge overestimations of This was quite evident in catchments with a decreas-
between 30% and 175%, while TC overestimations ing channel flow path length (LCH) and increasing
of up to 700% resulted in maximum peak discharge average channel slope (SCH) associated with an
underestimations of 90%. increase in catchment size. In addition, these lower

160

140

120
Lag time (TL, hours)

100

80

60

40

20

0
0 5000 10000 15000 20000 25000 30000

Areal range of 12 sub-catchments of the study area (A, km²)


Recommended TL, eq. (7) SCS, eq. (8) Snyder, eq. (A16) Taylor-Schwarz, eq. (A17)
USACE, eq. (A18) Bell-Kar, eq. (A21) Putnam, eq. (A23) Rao-Delleur, eq. (A24c)
NERC, eq. (A25) Mimikou, eq. (A27) Watt-Chow, eq. (A28) Hatanir-Sezen, eq. (A29)
McEnroe-Zhao, eq. (A31a) Simas-Hawkins, eq. (A32) Folmar-Miller, eq. (A33)

Fig. 5 TL estimation results.


1952 Ockert J. Gericke and Jeff C. Smithers

LCH values contributed to shape parameter (FS1, consistency measures (Table 9) showed significantly
Table 4) differences of more than 0.5. This also different biases when compared to the recommended
confirms that catchment geomorphology and catch- method (SCS-Mockus, equation (10)), with maxi-
ment variables play a key role in catchment response mum absolute errors ranging from ±50 to 365 h.
times. These errors might be ascribed to the fact that all
Table 8 contains the overall average consistency these methods had only one predictor variable (LH) in
measures based on the comparisons depicted in Fig. 5. common with the recommended method, while the
The 14 TL estimation methods (Table 8) proved inclusion of predictor variables such as catchment
to be less biased than the TC estimation methods area and conveyance factors (equations (A34) and
when compared to the recommended method (HRU, (A37)) proved to be most inappropriate in this case.
equation (7)), with standardized biases ranging from Taking cognisance of the proportionality ratio
–78.3% to 82.7%. Five methods (e.g. SCS, Snyder, between the TC and TL, as discussed in Section
Putnam, NERC and Folmar-Miller) with similar pre- 6.3.2, it is also important to take note of the relation-
dictor variables (e.g. LH and SCH) as used in the ship between TC, TL and TP by revisiting equation
recommended method showed the smallest biases (10). In recognition of TL = 0.6TC and assuming that
(<20%) and mean errors (<2 h). The USACE method TC represents the critical storm duration of which the
(equation (A18)), which is essentially identical to the effective rainfall is constant, while the centroid is at
recommended method, apart from the different regio- PD/2, then equation (10) becomes:
nal storage coefficients, proved to be less satisfacto-
rily with mean errors up to 7 h. The latter results once TC
Tp ¼ þ 0:6TC ¼ 1:1 Tc (13)
again emphasise that these empirical coefficients 2
represent regional effects. Hence, the use of these
methods outside their region of original development where TP is time to peak (h), and TC is time of
without any adjustments is regarded as inappropriate. concentration (h).
In addition, it was also interesting to note that Comparing the “mean recommended TC” (Table 7)
comparing the “mean recommended TC” (Table 7) estimates with the “mean recommended TP” (Table 9)
estimates with the “mean recommended TL” (Table 8) estimates, resulted in a proportionality factor of 0.87,
estimates, resulted in a proportionality factor of 0.64, which is, in essence, almost the reciprocal of the pro-
which is in close agreement with the literature, i.e. portionality ratio in equation (13). However, such a ratio
TL = 0.6TC. difference, especially at a medium to large catchment
scale, might imply and confirm that stream responses
would most likely peak before equilibrium is reached
6.3.3 Catchment time to peak The individual and at a lower runoff supply rate. Consequently, this
TP estimation results (Fig. 6) and overall average close agreement (ratio difference of 0.1) with Larson’s

Table 8 Consistency measures for the test of TL estimation methods compared to the “recommended method”, equation (7).
Method Consistency measure

Mean recommended Mean estimated Standard Mean Maximum Standard


TL (h) TL (h) bias statistic (%) error (h) error (h) error (h)

SCS, equation (8) 23.9 25.6 –0.5 1.7 17.8 5.0


Snyder, equation (A16) 23.9 23.1 12.1 –0.8 –6.0 2.2
Taylor-Schwarz, equation (A17) 23.9 4.6 –78.3 –19.3 –46.6 4.2
USACE, equation (A18) 23.9 30.6 25.4 6.8 22.5 3.7
Bell-Kar, equation (A21) 23.9 29.1 5.2 5.2 30.3 4.7
Putnam, equation (A23) 23.9 23.7 4.4 –0.2 –5.2 2.3
Rao-Delleur, equation (A24c) 23.9 41.1 56.1 17.2 72.4 6.1
NERC, equation (A25) 23.9 23.8 15.0 –0.1 –7.0 4.0
Mimikou, equation (A27) 23.9 13.3 –38.3 –10.6 –28.1 6.1
Watt-Chow, equation (A28) 23.9 51.2 82.7 27.4 98.8 4.8
Haktanir-Sezen, equation (A29) 23.9 16.9 –29.8 –7.0 –15.9 4.4
McEnroe-Zhao, equation (A31a) 23.9 20.7 –24.8 –3.2 –10.5 4.2
Simas-Hawkins, equation (A32) 23.9 10.2 –40.0 –13.7 –37.4 7.3
Folmar-Miller, equation (A33) 23.9 24.9 20.2 1.0 8.2 4.3
Review of methods to estimate catchment response time 1953

500

450

400

350
Time to peak (TP , hours)

300

250

200

150

100

50

0
0 5000 10000 15000 20000 25000 30000
Areal range of 12 sub-catchments of the study area (A, km²)
Recommended Tp, eq. (10) Espey-Morgan, eq. (A34) Williams-Hann, eq. (A35)
Espey-Altman, eq. (A37) James-Winsor, eq. (A38)

Fig. 6 TP estimation results.

Table 9 Consistency measures for the test of TP estimation methods compared to the “recommended method” (equation
(10)).
Method Consistency measure

Mean recommended Mean estimated Standard Mean Maximum Standard


TP (h) TP (h) bias statistic (%) error (h) error (h) error (h)

Espey-Morgan, equation (A34) 32.3 5.4 –75.7 –26.9 –84.5 9.8


Williams-Hann, equation (A35) 32.3 143.5 295.9 111.1 365.6 4.3
Espey-Altman, equation (A37) 32.3 5.2 –74.9 –27.1 –85.4 10.5
James-Winsor, equation (A38) 32.3 42.8 9.1 10.4 52.2 11.5

(1965) concept of virtual equilibrium, i.e. TVE ≈ 0.97TP TP in medium to large catchments, could rather be
is presumably not by coincidence. Therefore, the expressed as the duration of the total net rise (exclud-
approximation of TC ≈ TP at this scale could be regarded ing the recession limbs in-between) of a multiple-
as sufficiently accurate. peaked hydrograph, e.g. TP = t1+ t2+ t3, if three
However, this relationship is based on the discernible peaks are evident.
assumption that effective rainfall remains constant,
with the critical storm duration under consideration
being regarded as short; this is not the case in med- 7 DISCUSSION
ium to large catchments. It is also important to note It was quite evident from the literature review that
that TP is normally defined as the time interval catchment characteristics, such as climatological vari-
between the start of effective rainfall and the peak ables, catchment geomorphology, catchment vari-
discharge of a single-peaked hydrograph, but this ables and channel geomorphology, are highly
definition is also regarded as the conceptual defini- variable and have a significant influence on the
tion of TC (McCuen et al. 1984, USDA SCS 1985, catchment response time. Many researchers identified
Linsley et al. 1988, Seybert 2006). However, single- the catchment area as the single most important geo-
peaked hydrographs are more likely to occur in small morphological variable, as it demonstrates a strong
catchments, while Du Plessis (1984) emphasised that correlation with many flood indices affecting the
1954 Ockert J. Gericke and Jeff C. Smithers

catchment response time. Apart from the catchment distribution, time parameters for an individual event
area, other catchment variables, such as hydraulic and cannot always be measured directly from autographic
main watercourse lengths, centroid distance, average records owing to the difficulties in determining the
catchment and main watercourse slopes, also proved start time, end time and temporal and spatial distribu-
to be equally important and worth considering as tion of effective rainfall. Problems are further com-
predictor variables to estimate TC, TL and/or TP at a pounded by poorly synchronized rainfall and runoff
medium to large catchment level. recorders which contribute to inaccurate time para-
In addition to these geomorphological catchment meter estimates.
variables, the importance and influence of climatolo- Apart from the afore-mentioned variables, the
gical and catchment variables on the catchment use of multiple definitions to define time parameters
response time were also evident. Owing to the high is regarded as also having a large influence on the
variability of catchment variables at a large catchment inconsistency between different methods. The defini-
level, the use of weighted CN values as representative tions of TC introduced highlighted that TC is a
predictor variables to estimate time parameters as hydraulic time parameter, and not a true hydrograph
opposed to site-specific values could be considered. time parameter. Hydrological literature, unfortu-
Simas (1996) and Simas and Hawkins (2002), proved nately, often fails to make this distinction. Time
that CN values can be successfully incorporated to intervals from various points during a storm extracted
estimate lag times in medium to large catchments from a hyetograph to various points on the resultant
(see Table A2). However, weighted CN values are hydrograph are often misinterpreted as TC. Therefore,
representative of a linear catchment response and, these points derived from hyetographs and hydro-
therefore, the use of MAP values as a surrogate for graphs should be designated as TL or TP. Some TL
these values could be considered in order to present estimates are interpreted as the time interval between
the nonlinear catchment responses better. the centroid of a hyetograph and hydrograph, while
The inclusion of climatological (rainfall) vari- in other definitions the time starts at the centroid of
ables as suitable predictors of catchment response effective rainfall, and not the total rainfall. It can also
time in South Africa has, to date, been limited to be argued that the accuracy of TL estimation is, in
the research conducted by Schmidt and Schulze general, so poor that differences in TL starting and
(1984), which used the two-year return period 30- ending points are insignificant. The use of these
min rainfall intensity variable in the SCS-SA method multiple time parameter definitions, along with the
(equation (9)). Rainfall intensity-related variables fact that no “standard” method could be used to
such as this might be worth considering as catchment estimate time parameters from observed hyetographs
response time predictor variables in small catch- and hydrographs, emphasises why the proportionality
ments. However, in medium to large catchments, ratio of TL to TC could typically vary between 0.5 and
the antecedent soil moisture status and the quantity 1 for the same catchment.
and distribution of rainfall relative to the attenuation The comparison of the consistency of time para-
of the resulting flood hydrograph as it moves towards meter estimation methods in medium to large catch-
the catchment outlet are probably of more importance ment areas in the C5 secondary drainage region in
than the relationship between rainfall intensity and South Africa highlighted that, irrespective of whether
the infiltration rate of the soil. Furthermore, the an empirical time parameter estimation method (e.g.
design accuracy of time parameters obtained from TC, TL or TP) is relatively unbiased with insignificant
observed hyetographs and hydrographs depends on variations compared to the recommended methods
the computational accuracy of the corresponding used in South Africa, the latter recommended meth-
observed input variables. The rainfall data in South ods would most likely also show significant variation
Africa are generally only widely available at more from the observed catchment response times charac-
aggregated levels, such as daily, and this reflects a terizing South African catchments. These significant
paucity of rainfall data at sub-daily timescales, both variations could be ascribed to the fact that these
in the number of rainfall gauges and length of the methods have been developed and calibrated for
recorded series. Under natural conditions, especially values of the input variables (e.g. storage coefficients,
in medium to large catchments, uniform effective channel slope, main watercourse length and/or cen-
rainfall seldom occurs, since both spatial and tem- troid distances) that differ significantly from the pilot
poral variations affect the resulting runoff. Apart study area and with the values summarized in
from the paucity of rainfall data and non-uniform Table 4. Consequently, the use of these empirical
Review of methods to estimate catchment response time 1955

methods must be limited to their original develop- assumed to be constant. However, this simplification
mental regions, especially if no local correction fac- might ignore the “memory effect” of previous rainfall
tors are used, otherwise these estimates could be events. These compounded hyetographs also require
subjected to considerable errors. In such a case, the that the degree of synchronization between point
presence of potential observation, spatial and tem- rainfall datasets be established first, after which, the
poral errors/variations in geomorphological and conversion to averaged compound rainfall hyeto-
meteorological data cannot be ignored. graphs could take place. These inherent procedural
However, in South Africa at this stage and catch- shortcomings, along with the difficulty in estimating
ment level, practitioners have no choice but to apply catchment rainfall for large catchments due to the
these empirical methods outside their bounds, since lack of continuously recorded rainfall data, as well
apart from the HRU (equation (7)) and Schmidt- as the problems encountered with the estimation of
Schulze (equation (9)) TL estimation methods, none hyetographs and/or hydrographs centroid values at
of the other methods have been verified using local this catchment scale, emphasise that an alternative
hyetograph-hydrograph data. Unfortunately, not only approach should be developed.
the empirical time parameter estimation methods are The approximation of TC ≈ TP could be used as
used outside their bounds, but practitioners frequently basis for such an alternative approach, while the use
also apply some of the deterministic flood estimation thereof could be justified by acknowledging that, by
methods, e.g. the Rational method, beyond their definition, the volume of effective rainfall is equal to
intended field of application. Consequently, such prac- the volume of direct runoff/stormflow. Therefore,
tice might contribute to even larger errors in peak when separating a hydrograph into direct runoff and
discharge estimation. baseflow, the separation point could be regarded as
The inclusion or exclusion of predictor vari- the start of direct runoff which coincides with the
ables to establish calibrated time parameters repre- onset of effective rainfall. In using such approach, the
sentative of the physiographical catchment-indices required extensive convolution process is eliminated,
influencing the temporal runoff distribution in a since TP is directly obtained from observed stream-
catchment should always be based on stepwise flow data. However, it is envisaged that TP derived
multiple regression analyses using the maximiza- from a miscellany of flood events would vary over a
tion of total variation and testing of statistical wide range. Consequently, factors such as antecedent
significance. In doing so, the temporal runoff dis- moisture conditions and non-uniformities in the tem-
tribution would not be condensed as a linear catch- poral and spatial distribution of storm rainfall have to
ment response. Apart from the maximization of be accounted for when flood events are extracted
total variation and testing of statistical significance, from the observed streamflow datasets. Upper limit
is it also of paramount importance to take cogni- TP values and associated maximum runoff volumes
sance of which time parameters are actually would most probably be observed when the entire
required to improve estimates in medium to large catchment receives rainfall for the critical storm dura-
catchments in South Africa. In design flood estima- tion. Lower limit TP values would most likely be
tion, TC is primarily used to estimate the critical observed when effective rainfall of low average
storm duration of a specific design rainfall event intensity does not cover the entire catchment, espe-
used as input to deterministic methods; TL is used in cially when a storm is centred near the outlet of a
the SCS method, but the TC could be used instead. catchment.
Furthermore, calibrated TL values are also used to
re-scale the SUH method.
The estimation of either TC or TL from observed
8 CONCLUSIONS
hyetograph-hydrograph data at a large catchment
scale normally requires a convolution process based The use of different conceptual definitions in the lit-
on the temporal relationship between averaged com- erature to define the interrelationship between two time
pound hyetographs (due to numerous rainfall sta- variables to estimate time parameters, not only creates
tions) and hydrographs. Conceptually, such a confusion, but also results in significantly different
procedure would assume that the volume of direct estimates in most cases. Evidence of such conceptual/
runoff is equal to the volume of effective rainfall, and computational misinterpretations also highlights the
that all rainfall prior to the start of direct runoff is uncertainty involved in the process of time parameter
initial abstraction, after which the loss rate is estimation.
1956 Ockert J. Gericke and Jeff C. Smithers

The parameter TC is the most frequently used and Askew, A.J., 1970. Derivation of formulae for a variable time lag.
Journal of Hydrology, 10, 225–242.
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followed by TL. In acknowledging this, as well as the design flood estimation. Journal of Hydrology, 8, 173–196.
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Austin, TX: Water Development Board.
ESRI (Environmental Systems Research Institute), 2006. ArcGIS
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APPENDIX

Table A1 Summary of TC estimation methods used internationally.


Approach (Flow regime) Method Mathematical relationship Comments
 
Hydraulic Kinematic wave method 6:978 nLO 0:6 • This method is based on a combination of
TC5 = 0:4 pffiffiffiffiffiffi (A1)
(Sheet overland flow) (Morgali and Linsley 1965) i SO Manning’s equation and a kinematic wave
approximation
where: • Assumes that the hydraulic radius of the flow
TC5 = time of concentration (min), path is equal to the product of travel time and
i = critical rainfall intensity of duration TC (mm h-1), rainfall intensity
LO = length of overland flow path (m), • The iterative use of this method is limited to
n = Manning’s roughness parameter for sheet flow (between paved areas
0.01 and 0.8), and
SO = average overland slope (m m-1).

Hydraulic NRCS kinematic wave   • This method was originally developed to avoid
5:476 nLO 0:8
(Sheet overland flow) method TC6 = pffiffiffiffiffi
ffi (A2) the iterative use of the original Kinematic wave
(Welle and Woodward 1986) P2 0:5 SO method (equation (A1))
• It is based on a power–law relationship between
where: design rainfall intensity and duration
TC6 = time of concentration (min),
LO = length of overland flow path (m),
n = Manning’s roughness parameter for sheet flow,
P2 = 2-year return period 24-h design rainfall depth (mm), and
SO = average overland slope (m m-1).
" #
Empirical/Semi-analytical Miller’s method nLO 0:333 • This method is based on a nomograph for
(Sheet overland flow) (Miller 1951, ADNRW 2007) TC7 = 10:7 (A3) shallow sheet overland flow as published by the
ð100SO Þ0:2 Institution of Engineers, Australia (IEA 1977)

where:
TC7 = time of concentration (min),
LO = length of overland flow path (m),
Review of methods to estimate catchment response time

n = Manning’s roughness parameter for overland flow, and


SO = average overland slope (m m-1).
Empirical/Semi-analytical Federal Aviation Agency 1:8ð1:83  C ÞLO 0:5 • Commonly used in urban overland flow
(Mixed sheet/concentrated (FAA) method TC8 = 0:333
(A4) estimations, since the Rational method’s runoff
ð100SO Þ
overland flow) (FAA 1970, coefficient (C) is included
McCuen et al. 1984)
where:
TC8 = time of concentration (min),
LO = length of overland flow path (m),
C = Rational method runoff coefficient, and
SO = average overland slope (m m-1).

(Continued )
1959
1960

Table A1 (Continued).
Approach (Flow regime) Method Mathematical relationship Comments
!
Empirical/Semi-analytical Eagleson’s method nLO; CH • This method provides an estimation of TL, i.e.
TC9 = 0:0165 pffiffiffiffiffiffiffiffiffiffiffiffi (A5)
(Concentrated overland/ (Eagleson 1962, R0:667 SO; CH the time between the centroid of effective
channel flow) McCuen et al. 1984) rainfall and the peak flow rate of a direct runoff
hydrograph
where: • A conversion factor of 1.67 was introduced to
TC9 = time of concentration (min), estimate TC in catchment areas smaller than
LO,CH = length of flow path, either overland or channel flow (m), ±20 km2
n = Manning’s roughness parameter, • The variables that were used during the
R = hydraulic radius which equals the flow depth (m), and development and calibration were based on the
SO,CH = average overland or channel slope (m m-1). characteristics of a sewer system
" #
Empirical/Semi-analytical Espey-Winslow method ϕ LO; CH 0:29 • According to Schulz and Lopez (1974, cited by
(Concentrated overland/ (Espey and Winslow 1968) TC10 = 44:1 (A6) Fang et al. 2005), this method was developed by
channel flow) SO; CH 0:145 ip 0:6 Espey and Winslow (1968) for 17 catchments in
Houston, USA
where: • The catchment areas varied between 2.6 and
TC10 = time of concentration (min), 90.7 km2 while 35% of the catchments were
ip = imperviousness factor (%), predominantly rural
LO,CH = length of flow path, either overland or channel flow (m), • Imperviousness (ip) and conveyance (ϕ) factors
ϕ = conveyance factor, and were introduced
SO,CH = average overland or channel slope (m m-1). • The imperviousness factor (ip) represents
overland flow retardance, while the conveyance
factor (ϕ) measures subjectively the hydraulic
efficiency of a watercourse/channel, taking both
the condition of channel vegetation and degree
of channel improvement into consideration
• Typical ϕ values vary between 0.8 (concrete
Ockert J. Gericke and Jeff C. Smithers

lined channels) to 1.3 (natural channels)


(Heggen 2003)
Empirical/Semi-analytical Kadoya-Fukushima method  0:22 
A • This method is based on the kinematic wave
(Concentrated overland/ (Kadoya and TC11 = CT 0:35
(A7) theory and geomorphological characteristics of
channel flow) Fukushima 1979, Su 1995) i E the slope-channel network in catchment areas
between 0.5 and 143 km2
where • It is physically-based with the catchment area
TC11 = time of concentration (h), and effective rainfall intensity incorporated to
A = catchment area (km2), estimate TC
CT = catchment storage coefficient (typically between 190 and 290), and
iE = effective rainfall intensity (mm h-1).

(Continued )
Table A1 (Continued).
Approach (Flow regime) Method Mathematical relationship Comments
 
Empirical Bransby-Williams method LCH • The use of this method is limited to rural
TC12 = 0:2426 0:1 (A8)
(Channel flow) (Williams 1922, Li and A SCH 0:2 catchment areas less than ±130 km2
Chibber 2008) (Fang et al. 2005, Li and Chibber 2008)
where: • The Australian Department of Natural
TC12 = time of concentration (h), Resources and Water (ADNRW 2007)
A = catchment area (km2), highlighted that the initial overland flow travel
LCH = length of main watercourse/channel (km), and time is already incorporated; therefore an
SCH = average main watercourse slope (m m-1). overland flow or standard inlet time should not
be added
Empirical Kirpich method  0:385 • Kirpich (1940) calibrated two empirical
LCH 2
(Channel flow) (Kirpich 1940) TC13 = 0:0663 (A9) equations to estimate TC in small, agricultural
SCH catchments in Pennsylvania and Tennessee,
USA
where: • The catchment areas ranged from 0.4 to 45.3 ha,
TC13 = time of concentration (h), with average catchment slopes between 3% and
LCH = length of longest watercourse (km), and 10%
SCH = average main watercourse slope (m m-1). • The estimated TC values should be multiplied by
0.4 (overland flow) and 0.2 (channel flow)
respectively where the flow paths in a catchment
are lined with concrete/asphalt
• Although this method is proposed to estimate TC
in main watercourses as channel flow,
McCuen et al. (1984) highlighted that the
coefficients used probably reflect significant
portions of overland flow travel time, especially
if the relatively small catchment areas used
during the calibration are taken into
consideration
Review of methods to estimate catchment response time

• The empirically-based coefficients represent


regional effects, therefore the use thereof outside
the calibration catchments must be limited
• McCuen et al. (1984) also showed that this
method had a tendency to underestimate
TC values in 75% of the urbanized catchment
areas smaller than 8 km2, while in 25% of the
catchments (8 km2 < A ≤ 16) with substantial
channel flow, it had the smallest bias
• Pilgrim and Cordery (1993) also confirmed that
the latter was also evident from studies
conducted in Australia
(Continued )
1961
Table A1 (Continued).
Approach (Flow regime) Method Mathematical relationship Comments
1962

 
Empirical Johnstone-Cross method LCH 0:5 • This method was developed to estimate TC in
TC14 = 0:0543 (A10)
(Channel flow) (Johnstone and Cross 1949, SCH the Scioto and Sandusky River catchments
Fang et al. 2008) (Ohio Basin)
where: • The catchment areas ranged from 65 to
TC14 = time of concentration (h), 4206 km2
LCH = length of longest watercourse (km), and • It is primarily a function of the main
SCH = average main watercourse slope (m m-1). watercourse length and average main
watercourse slope
Empirical/Semi-analytical McCuen-Wong method 0:5552 • Two empirical equations were developed to
LCH
(Channel flow) (McCuen et al. 1984) TC15 = 3:686 0:7164 0:2070
(A11a) estimate TC in 48 urban catchment areas less
i2 SCH than 16 km2
LCH 0:4450 ϕ0:5517 • Stepwise multiple regression analyses were used
TC15 = 4:401 0:7231 (A11b) to select the predictor variables
i2 SCH 0:2260 • There was not a substantial difference in the
goodness-of-fit (GOF) statistics of these
where: equations
TC15 = time of concentration (h), • Equation (A11a) is preferred to estimate TC,
i2 = 2-year critical rainfall intensity of duration TC (mm h-1), except when the hydraulic characteristics of a
LCH = length of longest watercourse (km), main watercourse/channel differ substantially
ϕ = conveyance factor, and from reach to reach
SCH = average main watercourse slope (m m-1). • In such cases, the conveyance factor (ϕ) should
be estimated and used as input to equation
(A11b)
Empirical/Semi-analytical Papadakis-Kazan method • Data from 84 rural catchment areas smaller than
(Channel flow) (Papadakis and Kazan 1987, n0:52 LCH 0:5 ±12.4 km2, as well as experimental data from
TC16 = 2:154 (A12)
USDA NRCS 2010) i0:38 SCH 0:31 the United States Army Corps of Engineers
(USACE), Colorado State University and the
where: University of Illinois, USA were analysed
TC16 = time of concentration (h), • Stepwise multiple regression analyses were used
Ockert J. Gericke and Jeff C. Smithers

i = critical rainfall intensity of duration TC (mm h-1), to select the predictor variables from a total of
LCH = length of longest watercourse (km), 375 data points to estimate TC
n = Manning’s roughness parameter, and
SCH = average main watercourse slope (m m-1).
Empirical Sheridan’s method TC17 = 2:2LCH 0:92 (A13) • Sheridan (1994) performed a study on nine
(Channel flow) (Sheridan 1994, catchment areas of between 2.6 and 334.4 km2
USDA NRCS 2010) where: in Georgia and Florida, USA
TC17 = time of concentration (h), and • Multiple regression analyses were performed
LCH = length of longest watercourse (km). using geomorphological catchment parameters
to estimate TC
• The main watercourse/channel length proved to
be the overwhelming characteristic that
correlated with TC
• On average, the coefficient of determination (r2)
equalled 0.96
(Continued )
Table A1 (Continued).
Approach (Flow regime) Method Mathematical relationship Comments
" 0:861
#
Empirical Thomas-Monde method LCH 0:475 101  ip ðWB þ 1Þ0:154 100:194AP 100:366CP
• Thomas et al. (2000) estimated average
(Channel flow) (Thomas et al. 2000) TC18 =0:133 TC values for 78 rural and urban catchment
SCH 0:187 ð101  FR Þ0:144
areas of 4 to 1280 km2 in three distinctive
(A14) climatic regions (Appalachian Plateau, Coastal
Plain and Piedmont) of Maryland, USA
where: • It was developed by using stepwise multiple
TC18 = time of concentration (h), regression analyses, i.e. transforming TC and the
AP = 1 if the catchment is in the Appalachian Plateau, otherwise 0, catchment characteristics (area, main
CP = 1 if the catchment is in the Coastal Plain, otherwise 0, watercourse length and average slope,
FR = forest areas (%), %-distribution of land use and vegetation, water
ip = imperviousness factor (%), bodies and impervious areas) to logarithms and
LCH = length of longest watercourse (km), fitting a linear regression model to the
SCH = average main watercourse slope (m km-1), and transformed data
WB = waterbodies (lakes and ponds) (%). • This method was compared with the catchment
lag times observed by the USGS and estimated
with the SCS and Kirpich methods. It
overestimated the USGS values by 5%, while
the two other methods were consistently lower
Empirical Colorado-Sabol method Rocky Mountain/Great
" Plains/Colorado
# Plateau: • Sabol (2008) proposed three different empirical
(Channel flow) (Sabol 2008) A0:1 ðLCH LC Þ0:25 TC methods to be used in drainage regions with
TC19 = 0:498 (A15a) distinctive geomorphological and land-use
SCH 0:2 characteristics in the State of Colorado, USA
" #
Rural: A0:1 ðLCH LC Þ0:25 • Stepwise multiple regression analyses were used
TC19 = 1:495 (A15b) to select the predictor variables based on the
SCH 0:2 catchment geomorphology and developmental
variables
" #
Urban: • Thereafter, the catchments were grouped as: (i)
Review of methods to estimate catchment response time

A0:1 ðLCH LC Þ0:25


TC19 = 0:963 (A15c) Rocky Mountains, Great Plains and Colorado
ip 0:36 SCH 0:14 Plateau, (ii) rural, and (iii) urban

where:
TC = time of concentration (h),
A= catchment area (km2),
ip = imperviousness factor (%),
LC = centroid distance (km),
LCH = length of longest watercourse (km), and
SCH = average main watercourse slope (m m-1).
1963
1964

Table A2 Summary of TL estimation methods used internationally.


Approach Method Mathematical relationship Comments

Empirical/Semi- Snyder’s method TL4 ¼ CT2 ðLH LC Þ0:3 (A16) • Snyder (1938, cited by Viessman et al. 1989;
analytical (Snyder 1938) Pilgrim and Cordery 1993, McCuen 2005) developed a SUH
method derived from the relationships between standard unit
where:
hydrographs and geomorphological catchment descriptors
TL4 = lag time (h),
• The catchment areas evaluated varied between 25 and
CT2 = catchment storage coefficient (typically between 1.35
25 000 km2 and are located in the Appalachian Highlands, USA
and 1.65),
• The catchment storage coefficients (CT) were established
LC = centroid distance (km), and
regionally and include the effects of slope and storage
LH = hydraulic length (km).
• TL is defined as the time between the centroid of effective rainfall
and the time of peak discharge
Empirical Taylor-Schwarz method 0:6 • Taylor and Schwarz (1952, cited by Chow 1964) proved that the
TL5 pffiffiffi ðLH LC Þ (A17)
(Taylor and Schwarz S catchment storage coefficient (CT) as used in Snyder’s method
1952) (1938) is primarily influenced by the average catchment slope
• Subsequently, a revised version of Snyder’s method was
where:
proposed
TL5 = lag time (h),
• A total of 20 catchments in the North and Middle Atlantic States,
LC = centroid distance (km),
USA were evaluated
LH = hydraulic length of catchment (km), and
S = average catchment slope (%).

 
Empirical/Semi- USACE method LH LC 0:38
analytical (Linsley et al. 1988) TL6 = CT 3 pffiffiffiffiffiffiffiffi (A18) • According to Linsley et al. (1988), the United States Army
Ockert J. Gericke and Jeff C. Smithers

SCH
Corps of Engineers (USACE) developed a general expression for
TL in 1958 based on the Snyder (1938) and Taylor-Schwarz
where: (1952) methods
TL6 = lag time (h), • In this method, the average catchment slope (S, %) was replaced
CT3 = catchment storage coefficient, with the average main watercourse slope (SCH, m m-1)
LC = centroid distance (km), • Typical CT values proposed were: 0.24 (valleys; 0–10% slopes),
LH = hydraulic length of catchment (km), and 0.50 (foothills; 10–30% slopes) and 0.83 (mountains; >30%
SCH = average main watercourse slope (m m-1). slopes)

(Continued )
Table A2 (Continued).
Approach Method Mathematical relationship Comments
"pffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi0:65 #
Empirical Hickok-Keppel method LCSA þ WSA • Rainfall and runoff records for 14 catchment areas of between
(Hickok et al. 1959) TL7 = 2:297 pffiffiffiffi (A19) 27 and 1952 ha in Arizona, New Mexico and Colorado, USA
SSA D were analysed
• It was established that the runoff represented by unit hydrographs
where: is related to the spatial distribution of effective rainfall and
TL7 = lag time (h), subsequently controlled the runoff source area by using possible
D = drainage density of entire catchment (km-1), sub-divided catchments
LCSA = centroid distance of source area (km), • It was also found that the slope of the runoff source areas could
SSA = average slope of source area (%), and be useful in TL estimations, while a runoff source area was
WSA = average width of source area (km). defined as that portion of the catchment with the highest average
catchment slope
• The TL estimates are significant in relating the influences of
catchment variables to the hydrograph shape, with the average
catchment slope more correlated than the average main
watercourse slope
• The drainage density parameter reflects the proportion of channel
versus overland flow and provided thus a measure of the
hydraulic efficiency of a catchment
2  0:667 3
Empirical Kennedy-Watt method pLffiffiffiffiffi
H ffi
SCH
• This method takes into consideration the distribution and extent
6 7
(Kennedy and Watt 1967, TL8 = 0:61884 1:21 5
(A20) of waterbodies (lakes, marshes and ponds) in a catchment
Heggen 2003) 1þ 20 AAW • Multiple regression analyses were used to establish the predictor
variables from the catchment geomorphology and distribution of
waterbodies in the upper two-thirds of the catchments
where:
TL8 = lag time (h),
A = catchment area (km2),
AW = area of waterbodies in the upper two-thirds of the
catchment (km2),
Review of methods to estimate catchment response time

LH = hydraulic length of catchment (km), and


SCH = average main watercourse slope (m m-1).
Empirical/Semi- Bell-Kar method • TL is primarily dependent on the geomorphological catchment
analytical (Bell and Kar 1969) LH 0:77 characteristics
TL9 = CT4 (A21) • Critical TL values, which are arguably suitable representatives of
SCH 0:39 the critical storm duration of design rainfall were used
• This method is a modified version of the Kirpich method
where:
TL9 = lag time (h),
CT4 = catchment storage coefficient (typically between 1 and
3.4 × 10-4),
LH = hydraulic length of catchment (km), and
SCH = average main watercourse slope (m m-1).
1965

(Continued )
Table A2 (Continued).
1966

Approach Method Mathematical relationship Comments

Empirical/Semi- Askew’s method A0:57 • The variable temporal rainfall distributions had a little effect on
analytical (Askew 1970) TL10 = 2:12 0:23
(A22) TL, while TL can only be correlated with the weighted mean
QWM runoff rate in a catchment
• The weighted mean runoff rate was defined as the mean ratio of
where: the total runoff rate divided by the time of occurrence of direct
TL10 = lag time (h), runoff, weighted in proportion to the direct runoff discharge rate
A = catchment area (km2), and • A constant exponent was used as a fixed regression coefficient to
QWM = weighted mean runoff rate (m3 s-1). develop a means of predicting the constant term in this method,
which reflects a measure of a linear model’s estimation of TL
• A high degree of association existed between the regression
  constant and the catchment area
0:082 LCH 0:5
Empirical Putnam’s method TL11 = pffiffiffiffiffiffiffi
ffi (A23) • According to Haan et al. (1994), this method was developed by
(Putnam 1972) ip 0:57 SCH Putnam (1972) for 34 catchments in North Carolina, USA
• Multiple regression analyses were used to establish the predictor
where: variables from the catchment geomorphology and degree of
TL11 = lag time (h), urbanization
ip = imperviousness factor (fraction), • TL is defined as the time from the centroid of effective rainfall to
LCH = main watercourse length (km), and the centroid of direct runoff
SCH = average main watercourse slope (m m-1).
Empirical/Semi- Rao-Delleur method ! • It was established that average TL values (based on the time lapse
analytical (Rao and Delleur 1974, A0:496 LCH 0:073 between the centroid’s of effective rainfall and direct runoff)
TL12 = 0:295 1:289
(A24a)
Heggen 2003, SCH 0:075 1 þ ip could not be used alone for runoff estimation, since it’s
Fang et al. 2005, depending on various geomorphological and meteorological
!
ADNRW 2007) A0:542 characteristics
TL12 = 0:307 1:210
(A24b) • Three equations based on stepwise multiple regression analyses
SCH 0:081 1 þ ip were developed with the predictor variables only related to
!
A0:512 catchment geomorphology and developmental variables.
TL12 = 0:493 1:433
(A24c) • It was establish that equation (A24c), which included only the
Ockert J. Gericke and Jeff C. Smithers

1 þ ip catchment area and imperviousness factor (ip), is as effective as


equations (A24a and A24b), which include both the main
!
A0:458 DPE 0:371 watercourse length and average catchment slope
TL12 = 1:274 1:662
(A24d) • An additional equation (A24d) was developed to take
PE 0:267 1 þ ip meteorological parameters (effective rainfall and duration) also
into consideration
where: • TL is not only a unique catchment characteristic, but varies from
TL12 = lag time (h), storm to storm
A = catchment area (km2),
DPE = duration of effective rainfall (h),
ip = imperviousness factor (fraction),
LCH = main watercourse length (km),
PE = effective rainfall (mm), and
SCH = average main watercourse slope (m m-1).
(Continued )
Table A2 (Continued).
Approach Method Mathematical relationship Comments
 
Empirical NERC method LCH 0:47 • The United Kingdom Flood Studies Report (UK FSR)
(NERC 1975) TL13 ¼ 2:8 pffiffiffiffiffiffiffiffi (A25) (NERC 1975) proposed the use of this method to estimate TL in
SCH
ungauged UK catchments
• TL is primarily dependent on the geomorphological catchment
where: characteristics, e.g. main watercourse length and average slope
TL13 = lag time (h),
LCH = main watercourse length (km), and
SCH = average main watercourse slope (m km-1).
Empirical/Semi- CUHP method Urban   • This method (Colorado Urban Hydrograph Procedure) is a
analytical Drainage and Flood LH LC 0:48 modified version of Snyder’s method as used in urban catchment
TL14 = CT pffiffiffiffiffiffiffiffi (A26)
Control District SCH areas between 40 and 80 ha in the State of Colorado, USA
(UDFCD 1984, cited by
Heggen 2003) where:
TL14 = lag time (h), • This method was also commonly used to derive unit hydrographs for
CT = aip2+bip+c, imperviousness storage coefficients, both urban and rural catchment areas ranging from 0.36 to 13 km2
ip = imperviousness factor (%), • In catchment areas larger than 13 km2, it is recommended that the
LC = centroid distance (km), catchment be subdivided into sub-catchments of 13 km2 or less
LH = hydraulic length of catchment (km), and • This method was developed for catchment areas of between 202
SCH = average main watercourse slope (m m-1). and 5005 km2 in the western and north western regions of Greece
• TL and unit hydrograph peaks (QP) were estimated at the
Empirical Mimikou’s method catchment outlets from unit hydrographs produced by 10 mm
(Mimikou 1984) TL15 = 0:430A0:418 (A27) effective rainfall and 6-h storm durations
• Storm durations of 6 h were used in all the catchments in order to
where: avoid the effect of variable storm durations on the variation of TL
TL15 = lag time (h), and and QP values from catchment to catchment. In other words,
A = catchment area (km2). complex areal storms of various durations were delineated in 6-h
intervals according to the well known multi-period technique
described in the literature (Linsley et al. 1988)
Review of methods to estimate catchment response time

• It was established that TL and QP associated with specific storm


durations, are increasing power functions of the catchment size
• Mimikou (1984) also emphasised that the developed regional
TL relationship is only applicable to the study area
 
1000LCH 0:79 • This method is based on geomorphological data from 44
Empirical Watt-Chow method TL16 = 0:000326 pffiffiffiffiffiffiffiffi (A28) catchment areas between 0.01 and 5840 km2 across the USA and
(Watt and Chow 1985) SCH
Canada
where: • The main watercourse slopes ranged between 0.00121 and
TL16 = lag time (h), 0.0978 m m-1
LCH = main watercourse length (km), and
SCH = average main watercourse slope (m m-1).
(Continued )
1967
Table A2 (Continued).
1968

Approach Method Mathematical relationship Comments

Empirical Haktanir-Sezen method TL17 = 0:2685LCH 0:841 (A29) • SUHs based on two-parameter Gamma and three-parameter Beta
(Haktanir and Sezen 1990, distributions for 10 catchments in Anatolia were developed
cited by where: • Regression analyses were used to establish the relationships
Fang et al. 2005) TL17 = lag time (h), and between TL and the main watercourse length
LCH = main watercourse length (km).

Analytical Loukas-Quick method ! • This method estimates TL in forested mountainous catchments


(Loukas and Quick 1996) B0:6 where most of the flow is generated through subsurface
TL18 = 0:072 0:2
(A30) pathways
k 0:4 iE KAvg SCH • The data acquired from field experiments were combined with
the kinematic wave equation to describe the flow generation
where: from steep, forested hillslopes
TL18 = lag time (h), • The hillslope runoff was used as input to the main watercourses,
B = catchment shape factor as a ƒ(k, LCH and regressed where the runoff movement in the channels was described by
catchment parameters), roughness parameters and slopes that vary from point to point
iE = effective rainfall intensity (mm h-1), along the main watercourse
KAvg = average saturated hydraulic conductivity of soil (mm h-1), • The resulting equations were integrated to obtain this method,
k = main watercourse shape factor, as a ƒ(channel side slopes which relates the geomorphological characteristics, effective
and bed width), and rainfall intensity and average saturated hydraulic conductivity of
SCH = average main watercourse slope (m m-1). a catchment to its response time through an analytical
mathematical procedure
• This method provides reliable TL estimates, however, compared
to existing empirical methods (Snyder 1938, NERC 1975, Watt-
Chow 1985), it underestimated TL significantly in catchment
areas ranging from 3 to 9.5 km2 in Coastal British Columbia,
Canada
Empirical McEnroe-Zhao method   • TL was estimated utilizing geomorphological catchment
LCH 0:74 3:5ip
e (A31a) characteristics
Ockert J. Gericke and Jeff C. Smithers

(McEnroe and Zhao 2001) TL19 = 0:058 pffiffiffiffiffiffiffiffi


SCH • Individual and average TL values were estimated in gauged
 
LCH 0:63 0:1RD catchments from 85 observed rainfall and runoff events at 14
TL19 = 0:106 pffiffiffiffiffiffiffiffi e (A31b) different sites in Johnson County, Kansas, USA
SCH
• Two regression equations were developed through multiple
regression analyses to estimate TL in urban and developing
where: catchments
TL19 = lag time (h), • The catchment and channel geomorphology were obtained from
ip = imperviousness factor (fraction), DEMs and manipulated in an ArcGISTM environment
LCH = main watercourse length (km), • It was established that urbanization has a major impact on TL; in
RD = road density (km-1), and fully developed catchments, TL can be as much as 50% less than
SCH = average main watercourse slope (m m-1). in a natural catchment
• In small urban catchments with curb-and-gutter streets and storm
sewers, the TL values can even be shorter
(Continued )
Table A2 (Continued).
Approach Method Mathematical relationship Comments
0 0:5937 1
Empirical/Semi- Simas-Hawkins method A 25 400 0:3131 • TL is defined as the time difference between the centroid of
analytical (Simas 1996, Simas and B LH CN  254 C effective rainfall and direct runoff and was estimated from over
TL20 = 0:22653 @ A (A32)
Hawkins (2002)) S 0:1505 50 000 rainfall–runoff events in 168 catchment areas of between
0.1 and 1412.4 ha in the USA
• The catchments were grouped into different geographical,
catchment management practice, land- use and hydrological
where:
behaviour regions to explain the variation of TL between
TL20 = lag time (h),
catchments
A = catchment area (km2),
• Multiple regression analyses were conducted to establish the
CN = runoff curve number,
most representative TL relationship
LH = hydraulic length of catchment (km), and
S = average catchment slope (m m-1).
ð1 000LH Þ0:65
Empirical Folmar-Miller method TL21 = (A33) • Multiple regression analyses were performed on TL values
(Folmar and Miller 2008) 83:4 obtained from 10 000 direct runoff events in 52 gauged
catchment areas of between 1 and 4991 ha in eight different
where: states throughout the USA
TL21 = lag time (h), and • It was established that TL correlates strongly (r2 = 0.89; N = 52)
LH = hydraulic length of catchment (km). with the catchment hydraulic length (LH) and therefore only this
parameter was used to develop this method
• The inclusion of any other geomorphological catchment
characteristics in the method did not improve its ability to predict
TL
Review of methods to estimate catchment response time

• This method, as well as the NRCS methods, were used to


estimate TL in all the catchments, after which the results were
compared with the TL values obtained from observed
hyetographs and hydrographs
• Overall, this method and the NRCS methods underestimated the
TL values by 65% and 62%, respectively
1969
1970

Table A3 Summary of TP estimation methods used internationally.


Approach Method Mathematical relationship Comments
 
Empirical Espey-Morgan method LCH 0:12 • Multiple regression analyses were used to establish TP for 11
(Espey et al. 1966, cited by TP2 = 0:1167 (A34) rural and 24 urban catchments in Texas, New Mexico and
SCH 0:52
Fang et al. 2005) Oklahoma, USA
• This method is only applicable to the large, rural catchments used
where: during this study
TP2 = time to peak (h),
LCH = main watercourse length (km), and
SCH = average main watercourse slope (m m-1).
"  0:133 #
Empirical Williams-Hann method A0:422 LH • This method is incorporated in the problem-oriented computer
(Williams and Hann 1973, cited TP3 = 0:1792 0:460
(A35) language for hydrological modelling (HYMO) to simulate
by Viessman et al. 1989) SCH W surface runoff from catchments
• Regional regression analyses were used to establish TP for 34
where: catchment areas between 1.3 and 65 km2 in Texas, Oklahoma,
TP3 = time to peak (h), Arkansas, Louisiana, Mississippi and Tennessee, USA
A = catchment area (km2),
LH = hydraulic length of catchment (km),
SCH = average main watercourse slope (m m-1), and
W = width of catchment (km).
Empirical/Semi- NERC method   • TP was related to the climate, catchment and channel
LCH 0:14
analytical (NERC 1975) TP4 = 46:6 0:38 1:99 0:4 (A36) geomorphology and developmental variables by using stepwise
SCH ð1þip Þ Ci
multiple regression analyses
• The average main watercourse slope and degree of
where: imperviousness were identified as the most important variables
TP4 = time to peak (h), explaining the variance of TP
Ci = climatic index of the flood runoff potential, • The main watercourse length was surprisingly less critical than
ip = imperviousness factor (%), the degree of imperviousness due to the significant inverse
Ockert J. Gericke and Jeff C. Smithers

LCH = main watercourse length (km), and correlation of main watercourse length with average slope
SCH = average main watercourse slope (m km-1). • The degree of imperviousness had a direct influence on the
efficiency of drainage networks, flow velocities and the
proportion of total runoff due to surface runoff
!
LH 0:23 ϕ1:57
Empirical/Semi- Espey-Altman method TP5 = 0:3326 (A37) • A set of regional regression equations to represent 10-min SUHs
analytical (Espey and Altman 1978) SCH 0:25 ip 0:18 from a series of effective rainfall events were developed
• Forty-one catchment areas of between 4 and 3885 ha were
where: analysed
TP5 = time to peak (h), • This method is based on the concept of Snyder’s UHs (1938)
ip = imperviousness factor (%),
LH = hydraulic length of catchment (km),
ϕ = conveyance factor, and
SCH = average main watercourse slope (m m-1).

(Continued )
Table A3 (Continued).
Approach Method Mathematical relationship Comments

Empirical James-Winsor method Mild slope (<5%): • 283 rainfall events were analysed in catchment areas of between
(James et al. 1987, cited by   0.7 and 62 km2 in 13 states in the USA
A0:9
Fang et al. 2005) TP6 = 0:85 (A38a) • The climate and geomorphology in these catchments were highly
HT 0:1 LCH 0:6 variable
• Only 48 catchments (31 calibration catchments and 17
Medium slope (5–10%): verification catchments) were used in the multiple regression
  analyses to relate the physical catchment characteristics to TP
A0:5 • Three empirical equations were developed for three distinctive
TP6 = 0:92 (A38b) slope classes: mild, medium and steep
HT 0:2 LCH 0:2

Steep slope (>10%):


 
A0:2
TP6 = 0:91 (A38c)
HT 0:3 LCH 0:8

where:
ip = imperviousness factor (%),
LH = hydraulic length of catchment (km),
ϕ = conveyance factor, and
SCH = average main watercourse slope (m m-1).
Empirical Jena-Tiwari method 1-hour SUH: • 1-h and 2-h SUHs were developed for two catchments (158 and
(Jena and Tiwari 2006) TP7 = 1:688LM 0:270 LC 0:280 (A39a) 69 km2) in India based on SUH parameters such as TP, QP and
TB, which are all related to the catchment and channel
geomorphology
Review of methods to estimate catchment response time

2-hour SUH: • A correlation matrix between the SUH parameters and


TP7 = 2:099LC 0:546 (A39b) geomorphological parameters was generated to identify the most
suitable geomorphological parameters
where: • The best single predictor for TP was found to be the catchment
TP7 = time to peak (h), hydraulic length, followed by the main watercourse length and
LC = centroid distance (km), and centroid distance
LM = maximum catchment length parallel to the principal • Regression equations were developed between the individual
drainage line (km). SUH parameters and the selected geomorphological parameters
1971

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