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Quantification of Nonlinear Soil Compressibility/Stiffness Parameters using CPT & DMT View
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Ain Shams Engineering Journal (2016) xxx, xxx–xxx
CIVIL ENGINEERING
Geotechnical Engineering, Structural Engineering Department, Faculty of Engineering, Ain Shams University, Cairo, Egypt
KEYWORDS Abstract The cone penetration test (CPT) is a valuable geotechnical insitu test. Yet, the CPT cor-
Cone penetration test (CPT); relations with the small strain shear modulus and seismic shear wave velocity still need more
Behavioral index; research to enhance their accuracy. In this study, the stress normalizations for the net cone tip resis-
Sand; tance and the small strain shear modulus are scrutinized. Subsequently, enhanced CPT correlations
Small strain shear modulus; with the small strain shear modulus and the seismic shear wave velocity for sands are presented. The
Shear wave velocity; proposed approach utilizes published databases of CPT in sands and recent researches that quantify
Stress normalization the small strain shear modulus using sand gradation parameters. Four case histories are analyzed
using the suggested correlation and the results confirm that the presented approach is a promising
enhancement to the CPT correlations with the small strain shear modulus and seismic shear wave
velocity in sands.
Ó 2016 Ain Shams University. Production and hosting by Elsevier B.V. This is an open access article under
the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
1. Introduction mic cone penetration test (SCPT). The small strain shear mod-
ulus G0 is determined at the depth of velocity measurement
Determination of cohesionless soil stiffness relies mainly on using the following relationship:
the correlation of the soil moduli with the penetration tests G0 ¼ qV2s ð1Þ
such as the SPT and the CPT because of the recognizable dif-
ficulties to obtain undisturbed samples from such formations. where q is the soil density, which equals to the soil unit weight
Specifically, the CPT is considered a reliable, repeatable and divided by the gravity acceleration [3].
cost-effective geotechnical in situ test in sands [1,2]. The small strain shear modulus G0 represents the shear
The CPT may be equipped with geophones to measure the modulus at shear strains less than 106. It applies to different
velocity of the shear wave Vs generated from a source placed at types of loading (viz., monotonic, cyclic, static and dynamic)
the ground surface. In such case, the test is termed as the seis- and different types of drainage (viz., drained and undrained
conditions) [4,5].
The small strain shear modulus G0 and the interrelated
E-mail address: sayed_mohamed@eng.asu.edu.eg
shear wave velocity VS are considered important parameters
Peer review under responsibility of Ain Shams University.
in geotechnics. They are commonly utilized in the following
geotechnical studies:
http://dx.doi.org/10.1016/j.asej.2016.08.010
2090-4479 Ó 2016 Ain Shams University. Production and hosting by Elsevier B.V.
This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
Please cite this article in press as: Ahmed SM, Enhancing the CPT correlation with the small strain shear stiffness of sands, Ain Shams Eng J (2016), http://dx.doi.org/
10.1016/j.asej.2016.08.010
2 S.M. Ahmed
a
Specific units are to be used, as indicated, since the related correlations are derived empirically from databases with variables having the
same units.
b
A consistent set of units are to be used in both sides of the correlation.
(1) Dynamic and seismic analysis of foundations (e.g., The following definitions are interrelated to Table 1: rv and
[6,7]). r’v are the total and the effective overburden stress, respec-
(2) Determination of the liquefaction susceptibility (e.g., tively; pa is the atmospheric pressure (100 kPa). The behavior
[8,9]). index Ic, the normalized net tip resistance Qtn, the friction ratio
(3) Determination of the load-deformation relationships for FR and the stress exponent n are estimated as follows [21,18]:
foundations under operative loads (e.g., [10,11]). qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
(4) Soil-structure interaction of underground structures Ic ¼ ½3:47 logðQtn Þ2 þ ½1:22 þ logðFr Þ2 ð2Þ
(e.g., [12,13]).
0 n
qc rv rv
Therefore, relating the penetration tests to the small strain Qtn ¼ ð3Þ
pa pa
modulus G0 and the shear wave velocity VS were frequently
addressed in many previous studies. fs
The direct measurement of shear wave VS using the SCPT FR ¼ 100 ð4Þ
qc rv
allows an accurate determination of the small strain shear
0
modulus G0. Yet, there is still a crucial need to rigorously cor- r
relate G0 and VS with the basic measurements of the cone test n ¼ 0:381ðIc Þ þ 0:05 v 0:15 6 1:00 ð5Þ
pa
(i.e., the tip resistance qt and the skin friction fs). These corre-
lations are commonly utilized when the available shear wave The obtained shear wave velocity Vs from the CPT-Vs cor-
measurements are limited while the CPT penetrations are relations can be converted into the small strain shear modulus
abundant. Additionally, the CPT is simpler, cheaper and faster G0 using the relationship between the shear wave velocity VS
than the SCPT. Hence, the CPT is more appealing to many and the small strain shear modulus G0 given in Eq. (1).
geotechnical engineers to be incorporated in geotechnical site
investigations than the SCPT [14]. 3. Database of CPT and undisturbed sand samples
2. Previous CPT-VS/CPT-G0 correlations This study utilizes a database that was presented by Mayne [4].
It comprises the geotechnical properties and the CPT resis-
Robertson & Campanella [1], Yu [15] and others stated that tances for 15 high-quality undisturbed samples of siliceous
there are no comprehensive closed-form solutions to the prob- sands from Japan, Canada, Norway, China and Italy. Table 2
lem of the cone penetration in sands. Therefore, the CPT cor- lists the samples and their depth from the ground surface depth
relations are typically obtained by means of regression z, the ground water depth, fines content FC (in decimals), uni-
analyses of databases of the CPT resistances and the measured formity coefficient Cu, unit weights, effective vertical stress r0 v,
soil parameters. Numerous correlations were envisaged to the small strain shear modulus G0 and cone resistances qt and
relate the CPT resistances to either the shear wave velocity fs. The database of sands includes natural alluvial deposits,
Vs or the small strain shear modulus G0. Some of the recent hydraulically placed fills, and tailings from mining operations.
and common CPT correlations are listed in Table 1. Fig. 1 shows that the database samples are classified as clean
Please cite this article in press as: Ahmed SM, Enhancing the CPT correlation with the small strain shear stiffness of sands, Ain Shams Eng J (2016), http://dx.doi.org/
10.1016/j.asej.2016.08.010
Enhancing the CPT correlation 3
Figure 1 Behavioral classification of the database points based on Robertson [22] classification chart.
sands to silty sands/sandy silt (zones 5 and 6) in accordance mated by 16% or overestimated by 109%, based on the rela-
with the updated CPT behavioral classification system [22]. tionship between G0 and VS (Eq. (1)).
The aforementioned considerable deviations between the
4. Performance of the previous correlations CPT correlations and the actual values of the small strain
shear modulus G0 may be attributed, at least to some extent,
The performances of the selected previous CPT correlations to the difference between the stress normalization for the
using the database are compared in terms of the square of CPT cone tip resistance (Eq. (3)) and the stress normalization
the coefficient of determination R2 as shown in Fig. 2. It was for the small strain modulus G0. This could be the reason to
found that the coefficients of determination R2 for the selected have a factor representing the CPT depth below the ground
correlation ranged between 0.56 and 0.87. The most accurate surface in some of the equations; yet, it is noted that this aspect
correlations are [20,19] with coefficients of determination R2 is not well addressed in the previous studies. In the following
of 0.87 and 0.86, respectively. sections, a harmonized stress normalization scheme for both
It is demonstrated in Fig. 2 that the previous correlations the CPT tip resistance and the small strain modulus is pro-
show an error margin ranging between 30% and +335% posed to enhance the CPT correlations with the small strain
in estimating the small strain modulus G0. Subsequently the shear modulus G0 and, subsequently, the shear wave velocity
predicted seismic shear wave velocity VS may be underesti- VS.
Please cite this article in press as: Ahmed SM, Enhancing the CPT correlation with the small strain shear stiffness of sands, Ain Shams Eng J (2016), http://dx.doi.org/
10.1016/j.asej.2016.08.010
4 S.M. Ahmed
(a) The net cone tip (qt rv) is normalized by the stress fac-
tor (r0 v/pa)n to neutralize the effect of the overburden
pressure (Eq. (3)).
(b) The numerator and the denominator of the friction ratio
FR (viz., fs & qt rv, respectively) are commonly
assumed to have approximately same stress normaliza-
tion [27]. Therefore, this factor may not need stress
normalization.
(c) For sites/locations with uniform conditions (i.e., having
insignificant variations of the void ratio, relative density,
mineralogy, etc.), the normalized net tip resistance Qtn,
the friction ratio FR and consequently the behavioral
index Ic have constant values irrelevant to the depth or
the overburden effective stress r0 v. Nevertheless, for
the same uniform site (i.e., having constant Qtn, FR &
Ic), the ratio is G0/r0 v is dependent on r0 v as explained
hereafter.
Please cite this article in press as: Ahmed SM, Enhancing the CPT correlation with the small strain shear stiffness of sands, Ain Shams Eng J (2016), http://dx.doi.org/
10.1016/j.asej.2016.08.010
Enhancing the CPT correlation 5
As demonstrated by Eq. (8), G0/pa is proportional to (r0 v/ pa)m. The modified form of the behavioral index Icc is termed
Hence, the ratio G0/r0 v is also stress dependent as shown hereafter as the compressibility index.
below:
G0 ðG0 =pa Þ ðr0v =pa Þm 5.5. CPT-G0 correlation utilizing the proposed compressibility
¼ 0 / 0 ð11Þ index Icc
r0v ðrv =pa Þ ðrv =pa Þ
Thus Using the database, the relationship between the proposed com-
G0 1 pressibility index Icc and the ratio G0/r0 v is investigated. The
/ ð12Þ
r0v ðr0v =pa Þ1m same analysis is also attempted using the behavioral index Ic, fol-
lowing the approach of Ahmed et al. [20], for the sake of com-
Eq. (12) indicates that ratio G0/r0 v is inversely proportional to parison with the proposed approach of adopting Icc in lieu of Ic.
(r0 v/pa)1m in uniform sites with constant behavioral index Ic. Figs. 5 and 6 show the correlation of G0/r0 v as a function of
As such, the current formulation of the behavioral index Ic the behavioral index Ic and compressibility index Icc, respec-
should be modified to achieve a stress-dependency similar to tively. The coefficient of determination R2 is higher for the case
the ratio G0/r0 v. of adopting the proposed factor Icc (R2 = 0.90) than the case
of adopting Ic (R2 = 0.77). The higher determination coeffi-
5.4. Introducing a stress normalization related to sand cient indicates the beneficial effect of adopting the proposed
compressibility stress normalization in addressing the CPT correlations related
to compressibility aspects.
In order to enhance the relationship between the CPT behav- Based on the presented analyses and using regression anal-
ioral index Ic and the ratio G0/r0 v, then the following are yses, the following relationship was obtained for the small
suggested: strain shear modulus G0:
Please cite this article in press as: Ahmed SM, Enhancing the CPT correlation with the small strain shear stiffness of sands, Ain Shams Eng J (2016), http://dx.doi.org/
10.1016/j.asej.2016.08.010
6 S.M. Ahmed
Figure 6 The relationship between the ratio G0/r0 v and the Figure 7 The performance of proposed correlation using the
compressibility index Icc. database.
Please cite this article in press as: Ahmed SM, Enhancing the CPT correlation with the small strain shear stiffness of sands, Ain Shams Eng J (2016), http://dx.doi.org/
10.1016/j.asej.2016.08.010
Enhancing the CPT correlation 7
Figure 8 Performances of the proposed correlation in McDonald Farm case study (SCPT data were reported by Robertson et al. [3]).
Figure 9 Performances of the proposed correlation in Patterson Park case study (SCPT data were reported by Cruz [31]).
Please cite this article in press as: Ahmed SM, Enhancing the CPT correlation with the small strain shear stiffness of sands, Ain Shams Eng J (2016), http://dx.doi.org/
10.1016/j.asej.2016.08.010
8 S.M. Ahmed
Figure 10 Performances of the proposed correlation in Massey Tunnel case study (SCPT data were reported by Cruz [31]).
Figure 11 Performances of the proposed correlation in Dubai calcareous sand reclamation case study.
Please cite this article in press as: Ahmed SM, Enhancing the CPT correlation with the small strain shear stiffness of sands, Ain Shams Eng J (2016), http://dx.doi.org/
10.1016/j.asej.2016.08.010
Enhancing the CPT correlation 9
The proposed formulation of G0 is compared with the data- should be noted that the presented approach is limited to unce-
base points in Fig. 7. It is noted that the coefficient of determi- mented young sands.
nation R2 of the proposed relationship in Eq. (17) is 0.92,
which is higher than the coefficients of determinations of the References
previous correlations as previously discussed.
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the CPT (i.e., the cone tip resistance qt and the sleeve friction [17] Mayne PW. In-situ test calibrations for evaluating soil parame-
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G0 and the shear wave velocity VS (Eqs. (17)–(19)). The small Natural Resources Engineering, University of Canterbury; 2014.
strain shear modulus G0 may be predicted using the presented [20] Ahmed SM, Agaiby SW, Mayne PM. Sand compressibility
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Please cite this article in press as: Ahmed SM, Enhancing the CPT correlation with the small strain shear stiffness of sands, Ain Shams Eng J (2016), http://dx.doi.org/
10.1016/j.asej.2016.08.010
10 S.M. Ahmed
[21] Robertson PK, Wride CE. Evaluating cyclic liquefaction potential [30] Wichtmann T, Navarrete Hernández MA, Triantafyllidis T. On
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and DMT at research sites. Front Struct Civ Eng 2014;8(1):83–92. of British Columbia; 2009.
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wave velocity from CPT data at Eskisehir (Turkey), using a
polynomial model. Near Surface Geophys 2015;13(2):155–67. Dr. Sayed M. Ahmed is an associate professor
[25] Janbu N, Senneset K. Effective stress interpretation of in-situ in Geotechnical Engineering, Structural
static penetration tests. Eur Sympos Penetration Test 1974;2 Engineering Department, Faculty of Engi-
(2):181–93. neering, Ain Shams University. He graduated
[26] Vesic AS. Expansion of cavities in infinite soil mass. J Soil Mech with a Ph.D. from Ain Shams University,
Foundations Div, ASCE 1972;98(SM3):265–90. Egypt, in 2001. He has a broad experience in
[27] Moss RES, Seed RB, Olsen RS. Normalizing the CPT for both academia and consultancy related to
overburden stress. J Geotech Geo-environ Eng 2006;132 geotechnical engineering. His main interests
(3):378–87. are soft-ground tunneling, deep excavations,
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design equations and curves. J Soil Mech Foundations Div, ASCE
1972;98(SM7):667–91.
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silty sand. J Geotech Geoenviron Eng 2000;126(5):451–62.
Please cite this article in press as: Ahmed SM, Enhancing the CPT correlation with the small strain shear stiffness of sands, Ain Shams Eng J (2016), http://dx.doi.org/
10.1016/j.asej.2016.08.010