Professional Documents
Culture Documents
LATVALA E., JANHONEN S. & WAHLBERG K.-E. (1999) Journal of Advanced Nursing
29(1), 64±71
Patient initiatives during the assessment and planning of psychiatric nursing
in a hospital environment
The qualitative study reported in this paper aims to describe the planning and
assessment of psychiatric nursing in a hospital environment. The theoretical
framework consists of the three types of psychiatric nursing outlined in a
developmental model of nursing: con®rmatory, educational and catalytic.
Con®rmatory psychiatric nursing is based on a hierarchical and authoritarian
model. Educational psychiatric nursing is based on a professionally driven and
behavioural model. Catalytic psychiatric nursing is systematic, theoretical, and
research-based. Catalytic psychiatric nursing may vary, depending on the
patient's needs, from con®rmatory and educational to situationally determined
nursing. However, it always enables patient initiatives. The purpose of this
paper is to describe patient initiatives during the assessment and planning of
patient care by an interdisciplinary mental health team in a psychiatric hospital
environment, and the assessment and planning as described by nurses working
in a hospital environment. The data, which were collected in two psychiatric
hospitals by videotaping interdisciplinary teamwork situations and recording
interviews of nurses afterwards, consisted of 384 pages of written text. A total of
640 sentences were identi®ed in the text as re¯ecting the assessment of care by
the interdisciplinary team and by the nurses working in the hospital environ-
ment. Deductive content analysis techniques were used to analyse the written
data. The results showed that nursing was described by the nurses to be
catalytic in 13% of the cases, while the same nurses assessed psychiatric
nursing to be most commonly educational (40%) or con®rmatory (47%).
Table 1 Different ways of assessing and planning patient initiatives in psychiatric nursing in a hospital environment
`shared image' is a triadic relationship between the during the assessment and planning of his/her care.
patient's symptoms, their referents and the staff's Co-operation in the interdisciplinary team consists of
interpretations. The unity of integrated treatment is normative consultation, and the essential way of working is
created through a process where the needs of the patient co-operation with professionals (Latvala & Janhonen 1997).
and his/her family and professional recognition of the (Table 1) However, this type of psychiatric nursing
therapeutic needs form a circle of gradually deepening approaches the principles of family therapy and the psy-
psychological understanding (Aaltonen & RaÈkkoÈlaÈinen chiatric school of educational/behavioural family therapy.
1994). On the other hand, the process of catalytic nursing According to this school, families should be instructed how
can also be compared to the processes described by social to communicate, express emotions and resolve con¯icts, to
constructivists. The core of the theory of social constructi- decrease stress in the family (Anderson et al. 1986).
vism (Gergen & College 1985) is that people come to In con®rmatory psychiatric nursing, the nurses work
describe, explain, or otherwise take into account the world with a common sense approach, which is rooted in the
they are living in. In catalytic psychiatric nursing, the traditional model of viewing psychiatric illness as having
nurse±patient relationship is based on participatory a speci®c physical cause related to the functional anatomy
dialogue, which can also be compared to the principles of the brain. The patient has little or no control. In
of the school of family therapy called `second-order con®rmatory psychiatric nursing, interaction is formal,
cybernetics' (von Foerster 1981, Sluzki 1985). According which means that the discussions in the interdisciplinary
to this school, the observer's role in constructing the mental health care team are hierarchical and the discus-
reality being observed is that the therapist co-operates sion between the nurse and the patient is at a general level
with the family and they all endeavour to recognize the (Latvala & Janhonen 1997). In con®rmatory psychiatric
reality resources together. nursing, instruction consists of routine and formal control.
The educational type of psychiatric nursing is rooted in a The psychiatric patient with his/her illness is a hopeless
behavioural model and is dependent on professional ex- case, and the professionals' belief in positive change is
pertise. In educational psychiatric nursing, interaction is a therefore minimal. In con®rmatory psychiatric nursing
matter of monologue, which means, for instance, that the based on a hierarchical and authoritarian model, the
nurses in an interdisciplinary mental health team focus on patient is a passive recipient of care (Latvala & Janhonen
assessing what is best for the patient, while the patient is a 1997). The purpose of con®rmatory psychiatric nursing is
silent outsider (Latvala & Janhonen 1997). Underlying the to ensure the best possible medication. The professionals
monologue is a normative view of a person's possibilities to control the patient's use of medication. The occasional co-
create and change (Schegloff 1989, Markova 1990, Sarja operation is hierarchical and the patient is at the lowest
1995). Monologue does not result in mutual understanding level of the hierarchy. The patient's activities in view of
between persons. In educational psychiatric nursing, the his/her care are general and the patient is not aware of the
patient is an object of different kinds of instruction. The main goal of this care. The interdisciplinary team meets
core of instruction consists of normative supervision, only occasionally. (Table 1) However, this type of psychi-
which means nurse-driven programmes assessed by pro- atric nursing is close to the principles of family therapy
fessionals and organization of the patient's daily life. The and the psychiatric school of ®rst-order cybernetics,
main goal is to instruct the patient to manage in daily life by which is based on the assumption that the system
modifying his/her behaviour or lifestyle in accordance with observed can be considered separate from the observer
the professionals' recommendations, in order to maintain and the therapist is an authority whose advice the family
mental health. In educational psychiatric nursing, the has to follow (Minuchin 1985).
patient is a responsible recipient of his/her own care. The According to the theoretical framework, the essential
patient as a responsible recipient follows the professional's dimensions of psychiatric nursing assessment and
good advice and is a silent participant or not present at all planning are interaction, instruction, participation and
co-operation, which vary from individual human psychi- The transcribed data amounted to 384 pages. They were
atric nursing to authoritarian formal psychiatric nursing, analysed by ®rst extracting the sentences which described
from dependence to independence, from normative rules to psychiatric nursing in a hospital environment (n 640).
situational behaviour, from passive reception to active The foundation of the classi®cation consisted of the
participation and from hierarchic passiveness to real action theoretical framework. Each sentence was taken to
for a positive change. Patient initiatives are connected with constitute a classi®cation unit. The nurses' interviews
individual human nursing, independence, situational consisted of 204 sentences which described their
behaviour and real action towards positive change, which evaluations of the psychiatric patients' needs for nursing
are enabled by a catalytic type of psychiatric nursing. and the objectives of nursing. The videotaped situations
The aim of this paper is to describe patient initiatives included 436 sentences concerning patient care assess-
using the theoretical framework of different types ment. Deductive content analysis techniques (Rosengren
of psychiatric nursing (con®rmatory, educational and 1981, Burnard 1996) were then applied to the 640
catalytic) during the assessment and planning of sentences, employing the classi®cation of con®rmatory,
psychiatric nursing as observed on videotaped situations educational and catalytic psychiatric nursing derived
in an interdisciplinary psychiatric team and as described from earlier research (Janhonen 1993, Latvala & Janhonen
by psychiatric nurses in interviews. 1997). Finally, numerical values and percentages were
calculated for all the categories to illustrate the variety of
Questions to be answered assessments of psychiatric nursing.
Table 2 Assessment and planning of psychiatric nursing in a hospital environment (N = total number of sentences, n = part of
sentences)
Variables % n % n % n % N
Assessment of 0á6 4 7 47 5 33 13 84
needs for nursing
in nurses' descriptions
Planning objectives 5 32 6 39 8 49 19 120
of nursing in nurses'
descriptions
Assessment and 7 44 27 174 34 218 68 436
planning of care
in videotaped
episodes of
interdisciplinary
team work
Total 13 80 40 260 47 300 100 640
(Table 2). The nurses assessed the objectives of a patient's the time. However, his parents were dead and his brothers
nursing as catalytic in 5% of the statements, educational and sisters had moved out. The nurse described his
in 6% and con®rmatory in 8% (Table 2). According to catalytic assessment of psychiatric nursing as follows:
these ®ndings, catalytic psychiatric nursing enables
We visited the patient's old home, where we discussed his
patient initiatives.
experiences of becoming mentally ill in the kitchen, in the garden,
in the living room, in the sauna. Three days later the patient said:
Patient initiatives in terms of catalytic `Now I understand that I cannot live here. Everything has changed
psychiatric nursing since I became mentally ill. I need care in a hospital environ-
ment'. We lived with the patient in his old home for 3 days, and
In the nurses' descriptions, the percentage of sentences
during that time it was possible for him and us to understand,
re¯ecting catalytic nursing was 0á6 and 5%. One example
experience and examine the changes that had happened after he
of a catalytic description is an interview where the nurse
had fallen mentally ill.
showed all aspects of catalytic assessment: interaction,
instruction, participation, and co-operation. The nurse This example shows how important it is for the nurse to
assessed her interpersonal relationship with the patient in listen to the patient and, in mutual collaboration, to ®nd
the following way: out the experiences that are meaningful for understanding
and recognizing the patient's real resources. The patient
His inpatient period lasted for 2 months and we have continued
was psychotic and therefore needed very concrete contact
our out-patient collaboration for 2 years. I think that the most
with his real resources. It is important that nurses listen to
important thing at the beginning of our co-operation was that I
the patient's deepest feelings and thoughts and under-
listened to him and our dialogue, where we discussed reality very
stand his/her essential problems in his/her own context.
openly. By meeting and analysing the painful reality loss and
Both of the above examples illustrate patient initiatives as
memories, it was possible to ®nd out the real resources and to
described by a nurse.
initiate real action for positive change. Now our collaboration is
coming to a close, we will still meet twice. He manages in his
daily life. Educational psychiatric nursing
The second example describes catalytic psychiatric In the nurses' descriptions, 7 and 6% of the sentences
nursing in a case where the patient was psychotic and re¯ected educational nursing. These sentences illustrated
had great dif®culties in expressing himself because of educational interaction, instruction, participation and co-
hallucinations and in being compliant. The patient had operation. One aspect of educational psychiatric nursing
been mentally ill for years, but he had made no progress. assessment and planning is shown in the following
The main problem was that he wanted to go back home all nurse's description, which shows that the patient was
not present when decisions were made concerning his of them re¯ected educational or con®rmatory nursing.
nursing. The co-operation in the interdisciplinary team is This means that the patient is very seldom an active
normatively consulting, which means that all decisions participant in assessing and planning his/her care. In the
are made or con®rmed by the team. The patient is quiet or analysed video situations, 7% of all sentences described
not present in the team. For example, if the patient asks assessment and planning congruent with the principles of
his/her own nurse: `Can I visit my house next weekend?', catalytic nursing. Catalytic psychiatric nursing enables
the nurse answers: `I can answer your question tomorrow patient initiatives, which place great demands on
because I must discuss it ®rst in our team'. The interaction participatory dialogue, motivating consultation, mutual
is monologue, which makes mutual understanding collaboration and responsible participation by the patient
impossible: and the nurse. According to these ®ndings, patient initia-
tives are a major challenge for psychiatric nurses and
We have planned in our interdisciplinary team that the best place
interdisciplinary teams.
for this patient is another unit. We have organized things so that
he can move there. He was very surprised because of the change
when I told him, but he has to get used to moving to that unit. DISCUSSION
The second example shows that the nurse assessed the The question of patient initiatives in psychiatric nursing
patient's behaviour in terms of an ideal model. This is both timely and interesting. As a consequence of the de-
example also shows that when monologue and normative institutionalization of psychiatric care, patient initiatives
consultation were used, there were no results in this case. are a challenge for psychiatric nursing, the patient, and all
One nurse described her instruction in the following way: those who have been victimized in psychiatric care. The
present results provide new information concerning
I have instructed the patient time after time for many years to use
patient initiatives in a psychiatric hospital environment
the money right, but he has not learnt that. He gets a little money
and con®rm some earlier observations on psychiatric care
every week but he spends it immediately. He is a 54-year-old man
(Alanen et al. 1991, Aaltonen & RaÈkkoÈlaÈinen 1994,
and used to live abroad before he become mentally ill.
Lehtinen 1994, Butterworth 1995, Hall 1996). The authors
The nurse taught the patient to use some money every have not tested these results in any other environment
day during the week, instead of spending it all right away. with any other subjects. Videotape recordings provide a
The patient needed help with his money problems, but are credible method of data collection (Bottorff 1994). The
monologue and normative consultation always the best authors have ensured the credibility of the observations in
way? this context by using triangulation (Lincoln & Cuba 1985).
These results are reliable in Finnish hospital
environments, but cannot be generalized to any other
Con®rmatory psychiatric nursing
environments. The results, however, agree with the earlier
In the nurses' descriptions, the sentences pertaining to ®ndings concerning participatory dialogue (Janhonen
con®rmatory nursing accounted for 5 and 8%. In 1993, Hartrick et al. 1994, Haarakangas 1997, Bushy
con®rmatory psychiatric nursing, the nurse's approach is 1997) and the earlier observations on psychiatric nursing
traditional and the view of nursing is that the patient has concerning patients' participation in psychiatric care
little or no control over him/herself. The patient is passive (Connelly et al. 1993, McKenna 1994, Miettinen 1995,
and not aware of what his/her nursing aims at. Butterworth 1995, LindstroÈm 1995, Nikkonen 1996).
Co-operation is occasional and the purpose is hence At each of these three levels of assessing psychiatric
to ensure that the norms and rules are followed. The nursing, the de®nition of patients' management varies, as
following example shows features of authoritarian and does the focus of the nursing practice. These ®ndings need
formal con®rmatory psychiatric nursing. The nurse sees to be further developed and tested with quantitative
the patient as a hopeless case and the patient's illness as a methods.
stable condition which cannot be helped. One nurse Catalytic psychiatric nursing allows scope for patient
described her assessment in the following way: initiatives in psychiatric care. Patient initiatives have been
described in family nursing by Hartrick et al. (1994) as the
I control the patient's medication, visitors and eating habits. I
`socio-environmental perspective'. Mutual collaboration
think this is best for the patient. Our patients have serious mental
in catalytic psychiatric nursing is one of the prerequisites
disorders, they have little resources and little hope. They cannot
for patient initiatives, and it can be compared to the
live without control because they have not got used to that kind of
descriptions of Alanen et al. (1991) and Lehtinen (1994)
life.
about patient initiatives using such terms as `¯exibility'
According to the ®ndings, 13% of all sentences and `individuality' in need-speci®c treatment. Similar
(n 640) described the patient's needs for nursing and results have also been reported by Aaltonen & RaÈkkoÈlaÈi-
only 0á6% of these were assessed as catalytic, while most nen (1994), who described patient initiatives as `shared
images' guiding the treatment process. Catalytic Alanen Y.O., RaÈkkoÈlaÈinen V., Laakso J., Rasimus R. & Kaljonen A.
psychiatric nursing is situationally determined nursing, (1986) Towards need-speci®c treatment of schizophrenic psy-
which is similar to the theory of social constructivism choses. Monographien aus dem Gesamtgebiete der Psychiatrie.
described by Gergen & College (1985). Psychiatry Series 41, 1±295.
Anderson H. & Goolishian H.A. (1988) Human systems as
The catalytic type of psychiatric nursing varies
linguistic systems: preliminary and evolving ideas about the
according to the patient's needs and the situation from
implications for clinical theory. Family Process 27 (4), 371±393.
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For the purposes of further research, it will be important
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Haarakangas K. (1997) The Voices in Treatment Meeting. A
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the signi®cance of his/her active participation in his/ team activity. University of JyvaÈskylaÈ, JyvaÈskylaÈ (Finnish
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