Professional Documents
Culture Documents
the lifespan
Guilherme Polanczyk and Luis Augusto Rohde
ADHD is a product of the western culture [19]. Others differences are more related to the way the diagnosis is
stated that differences are secondary to methodological constructed. The ICD-10 requires both a minimum
issues in the studies and have hypothesized that applying number of symptoms in all three dimensions (inattention,
similar methodologies in different countries, would result overactivity, and impulsivity), and presence of each
in equivalent findings [2,13]. symptom in at least two different settings. Furthermore,
the ICD-10 has mood, anxiety and developmental dis-
The individual and combined statistical significance of orders as exclusion diagnoses. DSM-IV and DSM-III-R
each methodological characteristic of the studies on the allow the establishment of ADHD diagnosis in the pre-
variability of results, however, had not been evaluated sence of mood and anxiety disorders, but not of pervasive
until a recent study by our group [15]. We conducted a developmental disorders. Thus, when ADHD is evalu-
comprehensive systematic review on ADHD prevalence ated through the same diagnostic interview and the
during childhood and adolescence providing an esti- diagnosis is generated according to both DSM-IV and
mated pooled prevalence for the disorder. In addition, ICD-10, higher rates are found with the DSM-IV diag-
we applied meta-regression analyses to evaluate the nostic criteria in community and clinical samples [25].
role of methodological characteristics on the variability
of results. After a broad review and a rigorous analysis of In epidemiological studies, the judgment of the abnormal
papers, we included 102 studies comprising 171 756 nature of the behavior is frequently based on an inde-
subjects from all world regions. The aggregated preva- pendent informant rather than on a clinical evaluation
lence of ADHD based on all studies was 5.29% (95% CI, [26]. The more appropriate way to define a diagnosis
5.01–5.56). The pooled prevalence for children and seems to be collecting information from different sources,
adolescents were respectively 6.48% (4.62–8.35) and evaluating the information and judging it according to the
2.74% (2.04–3.45) [15]. clinical expertise [27,28]. Other possibilities are the
requirement of positive information about a symptom
Furthermore, adjusting for methodological issues, esti- from more than one source (‘and rule’) [29] or from just
mates from North America and Europe were not signifi- one among different sources (‘or rule’) [30]. The estab-
cantly different. Differences between studies regarding lishment of the diagnosis based on only one informant has
the diagnostic criteria used [Diagnostic and Statistical some caveats. Children and adolescents have poor abil-
Manual of Mental Disorders (DSM)-III, DSM-III-R, ities to provide reliable information about their behavior
DSM-IV or International Classification of Diseases [16]. Parents and teacher are the most common sources,
(ICD)-10], source of information (best-estimate pro- but they are not always congruent [29]. This may happen
cedure, parents, ‘and rule’, ‘or rule’, teachers, or subjects), because the occurrence of each symptom is dependent
and requirement or not of impairment for the diagnosis on the setting or because parents and teacher have
were associated with significant variability of results [15]. tendencies to value or to overlook different symptoms.
In this way, it is fundamental to understand the evolved Parents have the advantage to have a good knowledge
aspects of ADHD diagnosis in epidemiological studies about their child’s behavior and to have followed his/her
and its impact on results [20]. development over time. Teachers are expected to observe
children more objectively and they are in a position where
The ADHD was operationally described in DSM-III [21] it is possible to compare children in the same develop-
in 1980. After that, two other versions of the DSM have mental stage [16,26]. For instance, in a representative
been published, with different conceptualization of the sample of 2400 Canadian children, the DSM-III-R ADHD
disorder. In the first classification, inattention and hyper- diagnosis was estimated as 3.3% according to children’s
activity were represented in two separated domains and it report, 8.9% according to teachers’ and 5% according to
was possible to derive an ADHD diagnosis based on the parents’ report.
presence of enough symptoms in only one dimension.
DSM-III-R [22] grouped these symptoms in a unique Considering that motor activity and attention span are
domain, along with impulsivity. DSM-IV [23] listed expressed in a continuum in the population and there
inattentive and hyperactivity–impulsivity symptoms is no clear cutoff point to categorize behavior into normal
in separate domains. It is possible to derive a diagnosis or abnormal [31], some adjunctive criteria are used.
of ADHD according to DSM-IV based on the presence DSM-IV [23] requires that symptoms must be devel-
of symptoms in one or both domains, resulting in three opmentally inappropriate and occur frequently, but does
possible subtypes. The symptoms must be associated not define this term objectively. Clinical impairment is
with functional impairment in at least two settings, another frequent indicator of abnormality, but this is also
and some symptoms associated with functional impair- dependent of environmental demands and life circum-
ment must have been present before the age of 7 years. stances of the individual. Some investigations report
The list of symptoms and the evaluated constructs are ADHD estimates using a definition of impairment
very similar between DSM-IV [23] and ICD-10 [24]; (although not always the same across studies) while
388 Services research and outcomes
others report on ADHD symptoms without any defi- by a mean age of 21 years. At this time interval, 58%
nition of impairment. Canino et al. [32] evaluated the presented a full or subthreshold (four or five symptoms)
DSM-IV ADHD prevalence without the requirement of current ADHD diagnosis. Individuals with initial diag-
impairment for the diagnosis and according to three nosis of ADHD presented a significant higher lifetime
different definitions of impairment. The proportion of risk of major depression, bipolar disorder, separation
children meeting ADHD criteria varied from 3.7 to 8.9%, anxiety, oppositional-defiant disorder, conduct disorder,
with lower rates associated with more rigorous impairment antisocial personality disorder, tics/Tourette disorder,
criterion. and nicotine dependence than controls.
be nationally representative and the imputation equation The impact of ethnic and socio-economic issues on
was statistically strong. Considering this peculiarity, this the prevalence rates of ADHD has been much less
is the best available estimate of adult ADHD prevalence investigated. In our study [15], significantly different
to date. In subsequent analyses of the NCS-R sample, the pooled ADHD prevalence estimate was detected for
persistence rate of ADHD from childhood to adulthood both African and Middle-Eastern studies when com-
was estimated in 36.3% [43]. pared to either North-American or European estimates.
This finding, however, might be related to the small
Kooij et al. [44] evaluated the presence of ADHD symp- number of studies conducted in the first two world
toms in a sample of 1813 primary care adult patients regions making their estimates less reliable. In the study
from The Netherlands. Inattentive and hyperactivity by Angold et al. [30] mentioned above, authors did not
symptoms were significantly associated with psychosocial detected significantly different ADHD prevalence rates
impairment. Subjects with four or more inattentive or in African–American (2.1%) and white (3.2%) youths.
hyperactive–impulsive symptoms were significantly Regarding the impact of poverty on the prevalence of
more impaired than subjects with two, one and without ADHD in this sample, no significant difference was
symptoms. The prevalence of ADHD was 1.0% (95% found between African–Americans and white rural chil-
confidence interval (CI), 0.6–1.6) for a cutoff of six dren categorized by income [47]. Mullick and Goodman
symptoms and 2.5% (95% CI, 1.9–3.4) for a cutoff of [48] compared the prevalence of psychiatric disorders in
four symptoms, with the requirement of the presence of a sample of 922 5–10-year-old children from rural, urban
all three core symptoms during childhood. and slum areas in Bangladesh. No significant difference
between these three areas was found regarding the
Faraone and Biederman [45] evaluated the presence of prevalence of ADHD. In southeast of Brazil, Fleitlich-
ADHD symptoms during childhood and adulthood in a Bilyk [49] did not find significant different prevalence
telephone screening survey with 966 adults from the rates of ADHD in groups of children ascertained from
community. Two criteria were used: a broad diagnosis, private, rural, and urban schools. We understand that the
symptom was considered positive if occurred sometimes influence of social, ethnic and economic factors on
or often; and a narrow one, symptom was only counted as the prevalence of ADHD should be further evaluated
positive if the participant reported that it occurred often. by studies designed to assess these factors.
Results revealed a prevalence rate of 16.4 and 2.9% for
the broad and narrow diagnoses. Two main methodologi- Regarding adult samples, Kessler et al. [42] found a
cal issues were key limitations for this study: diagnoses higher prevalence in males (1.6 male–female ratio),
were obtained only based on rating scales, and the and in non-Hispanic white subjects in comparison to
attrition rate was 80%, which raises important question Hispanics and non-Hispanic blacks. Kessler et al. [43]
about the generalizability of data, as discussed by retrospectively assessed sociodemographic and childhood
the authors. clinical factors evaluating their association with persist-
ence of ADHD in adulthood. Subjects with childhood
Attention deficit/hyperactivity disorder combined symptoms of inattention and hyperactivity-
prevalence and socio-demographic impulsivity had significantly elevated odds ratios of
characteristics persistence in comparison to those with pure symptoms
Studies in children consistently suggest that the ADHD in either domain. Similar findings were detected for
prevalence is higher in boys than in girls. The male retrospectively assessed pervasiveness of childhood role
to female ratio varies from 3 : 1 to 9 : 1, depending on impairment and childhood treatment of ADHD. Gender,
the origin of the sample ascertainment [46]. In our race-ethnicity, comorbidity profile, childhood adversities,
systematic review and meta-regression [15], the pooled and childhood trauma exposure were not associated
ADHD prevalence for boys was 2.45 times higher with persistence into adulthood [43]. It is important
than the one detected for girls (only nonreferred to note that the understanding of risk factors for per-
samples were included). The prevalence among girls sistence of symptoms has an important role on patient
seems to be higher in community samples than in and family education, as well as on treatment strategies.
clinical samples, probably because there is a barrier Nevertheless, these results are limited by the retrospective
to diagnosis and treatment referral for females [46]. nature of reports.
A school-based study conducted by Angold et al. [30]
evidenced that the impact of the child’s problem on Conclusion
the family was strongly associated with the probability As summarized in Table 1, recent findings on the epi-
of receiving care. This might be related to the lower demiology of ADHD have better elicited the disorder.
prevalence of girls in clinical samples, since there The understanding of distinctive features involved in
are evidences that they have less behavioral symptoms ADHD diagnosis is fundamental to a critical appraisal
than boys [46]. of epidemiological studies. Different methodological
390 Services research and outcomes
Table 1 Recent original studies that evaluated epidemiological issues of attention-deficit/hyperactivity disorder
First author, year Site Design Age Sample size Main result
Bener, 2006 [3] Qatar Prevalence study 6–12 years 1541 subjects ADHD prevalence: 9.4%
Cardo, 2007 [4] Island of Prevalence study 6–11 years 1509 subjects ADHD prevalence: 4.6%
Majorca
Skounti, 2006 [5] Greece Prevalence study 7 years 1285 subjects ADHD prevalence: 6.5%
Mugnaini, Italy Prevalence study 6–7 years 1891 subjects ADHD prevalence: 7.1%
2006 [11]
Polanczyk, in Systematic review of Up to 18-years 102 studies The ADHD worldwide pooled
press [15] prevalence studies old prevalence: 5.29%
and meta-regression (95% CI 5.01–5.56)
analyses of results Geographic location plays a
limited role in the explanation
of the large variability of
ADHD/HD prevalence
estimates worldwide
which seems to be explained
primarily by methodological
characteristics of studies
Kessler, USA Prevalence study 18–44 years 3199 screens ADHD prevalence: 4.4%
2006 [42] 154 diagnostic
assessment
Zuddas, Italy Evaluation of the validity 6–12 years 1575 subjects DSM-IV constructs of ADHD,
2006 [29] of the DSM-IV constructs ODD, and CD were validated
of disruptive behaviors
disorders
Barkley, USA Follow-up study of 19–25 years 149 cases Adults with hyperactivity in
2006 [34] hyperactive children 72 controls childhood had significantly
lower educational performance
and attainment, had fewer close
friends, more trouble keeping
friends, had become parents
and had been treated for
sexually transmitted disease
more frequently than controls
Biederman, USA Follow-up study of mean 22 112 cases The lifetime prevalence for all
2006 [40] ADHD children 105 controls categories of psychopathology
was significantly greater in
ADHD young adults in
comparison to controls
Faraone, USA Clinical and demographic 18–55 years 41 subthreshold Adults with late-onset and full
2006 [39] comparison of three 79 late-onset ADHD had similar patterns
clinical groups of adult 127 full of psychiatric comorbidity,
ADHD patients (divided ADHD functional impairment, and
according to age of onset 123 controls familial transmission
and number of symptoms) Subthreshold ADHD was milder
and controls and showed a different pattern
of familial transmission than
the other forms of ADHD
Faraone, 2006 [35] Systematic review of 10–30 years 32 studies When persistent ADHD is defined
follow-up studies and as meeting full criteria for ADHD,
meta-analysis of the rate of persistence is 15%
results at age 25 years; when cases
consistent with the DSM-IV
definition of ADHD in partial
remission are included, the rate
of persistence is 65%
Estimates of ADHD persistence
rely heavily on how one defines
persistence
Analyses show evidence that
ADHD lessens with age
ADHD, attention-deficit/hyperactivity disorder; CD, conduct disorder; CI, confidence interval; HD, hyperkinetic disorder; ODD, oppositional-defiant
disorder.
strategies adopted in studies explain the huge variability of ADHD prevalence across continents, especially
in prevalence estimates found. Cross-national data on between North America and Europe.
ADHD prevalence estimates do not significantly differ
when findings were adjusted for methodological vari- Studies conducted up to now report a variable proportion
ables. The data discussed above support the consistency of individuals who remain with ADHD symptoms across
Attention-deficit/hyperactivity disorder Polanczyk and Rohde 391
38 McGough JJ, Barkley RA. Diagnostic controversies in adult attention deficit 43 Kessler RC, Adler LA, Barkley R, et al. Patterns and predictors of attention-
hyperactivity disorder. Am J Psychiatry 2004; 161:1948–1956. deficit/hyperactivity disorder persistence into adulthood: results from the
national comorbidity survey replication. Biol Psychiatry 2005; 57:1442–
39 Faraone SV, Biederman J, Spencer T, et al. Diagnosing adult attention deficit
1451.
hyperactivity disorder: are late onset and subthreshold diagnoses valid? Am J
Psychiatry 2006; 163:1720–1729. 44 Kooij JJ, Buitelaar JK, van den Oord EJ, et al. Internal and external validity of
This paper evaluates the validity of subthreshold diagnoses in adulthood in a attention-deficit hyperactivity disorder in a population-based sample of adults.
clinical sample. Psychol Med 2005; 35:817–827.
40 Biederman J, Monuteaux MC, Mick E, et al. Young adult outcome of attention 45 Faraone SV, Biederman J. What is the prevalence of adult ADHD? Results of
deficit hyperactivity disorder: a controlled 10-year follow-up study. Psychol a population screen of 966 adults. J Atten Disord 2005; 9:384–391.
Med 2006; 36:167–179.
46 Staller J, Faraone SV. Attention-deficit hyperactivity disorder in girls:
A case–control clinical study that assessed psychopathology associated with
epidemiology and management. CNS Drugs 2006; 20:107–123.
ADHD longitudinally in young adulthood.
This is a comprehensive review of ADHD in girls.
41 Demyttenaere K, Bruffaerts R, Posada-Villa J, et al. Prevalence, severity,
47 Costello EJ, Keeler GP, Angold A. Poverty, race/ethnicity, and psychiatric
and unmet need for treatment of mental disorders in the World Health
disorder: a study of rural children. Am J Public Health 2001; 91:1494–1498.
Organization World Mental Health Surveys. JAMA 2004; 291:2581–
2590. 48 Mullick MS, Goodman R. The prevalence of psychiatric disorders among 5–
10 year olds in rural, urban and slum areas in Bangladesh: an exploratory
42 Kessler RC, Adler L, Barkley R, et al. The prevalence and correlates of adult
study. Soc Psychiatry Psychiatr Epidemiol 2005; 40:663–671.
ADHD in the United States: results from the National Comorbidity Survey
Replication. Am J Psychiatry 2006; 163:716–723. 49 Fleitlich-Bilyk B, Goodman R. Prevalence of child and adolescent psychiatric
This paper describes the most representative epidemiological data for ADHD in disorders in southeast Brazil. J Am Acad Child Adolesc Psychiatry 2004;
the US adult population. 43:727–734.