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Abstract - Ductile irons, having a spheroidal or nodular graphite structure, are well-established engineering
materials. A recent development is to use an austempering heat-treatment process to obtain improved combi-
nations of mechanical properties. In many cases, the austempered ductile irons (AOI) can be considered
competitive with heat-treated forged steels. Furthermore, the overall production cost of AOI components can be
20-30% cheaper than equivalent forged-steel components, as a result of lower raw-material, machining and
energy costs. Applications to date include gears for automotive and general-engineering uses, crankshafts,
various engine and vehicle components, and components in off-highway vehicles such as earthmovers, fighting
vehicles and agricultural equipment.
qne.o'~ .o _ • • y -. • I
• -I oQ.. •- ,-. •
o. .
ow
• Ib 3, .
Fig 2 Typical microstructure of a nodular graphite cast iron.
Fig 1 Typical microstructure of a flake graphite cast iron. Etched Etched in 4% picral
in 4% picral
all ferrous castings produced in the U K Ductile irons are
Every engineer is familiar with grey cast irons which have also used for a very diverse range of applications, including
tensile strengths of up to 400 N/mm 2 but very limited ductility spun pipe and fittings, municipal castings, valve and pump
and toughness as a result of their flake graphite structure bodies, gearbox components, and automotive components
(Fig. 1). These irons are the world's most widely used cast such as axle housings, suspension parts and crankshafts.
materials. They are used for a wide range of engineering Ductile irons having a ferritic matrix typically have a mini-
components, such as engine blocks, cylinder heads, brake mum tensile strength of 350-420 N/mm 2 and a corresponding
drums, gearbox casings, ingot moulds and lathe beds, as minimum ductility of 22-12% elongation at failure, whereas
well as finding use in architectural work, for ornamental those with a pearlitic matrix typically have minimum tensile
purposes and for cooking ware. strengths of 700-800 N/mm 2 and a minimum elongation of
Most engineers are also a w a r e that the graphite shape 2%. Ductile irons can also be quenched and tempered to
can be changed from a flake to a spheroidal or nodular give tempered martensitic materials having tensile
graphite form (Fig. 2) by treating the molten metal before or strengths and ductilities similar to the pearlitic irons, but with
as it enters the mould. The resulting spheroidal graphite a higher impact value and a higher proof strength to tensile
(SG) irons, which are also known as nodular graphite irons strength ratio.
or now generally as ductile irons, have significantly better The most recent development is to apply an austempering
combinations of tensile strength, ductility and toughness. heat treatment to ductile-iron castings to obtain a variety of
Since thenr development in the late 1940s at BCIRA (UK) and bainitic matrix structures. The heat-treatment cycle is shown
International Nickel (USA), these irons have become an schematically in Fig. 3, and consists of the following steps:
important engineering material and now represent 24% of 1. Austenitization, typically for 1 hour at 900°C.
2. Rapid quenching to a lower predetermined temperature
within the range 235~450°C.
* This article was prepared and submitted by Cast Metals 3. Holding at that temperature to allow the austenite to
Development Ltd, Alvechurch, Birmingham B48 7QB, UK. transform isothermally to bainite. The holding time
Tel." ÷ 44 (0) 527 66414. Fax: -t-44 (0) 527 585070 would typically be 1-2 hours.
400
!!iliiii!ii!i!iliiii! • The lower raw-material costs involved in ductile-iron
production, although this may be largely counteracted by
quality-control costs required in the production of high-
quality ductile-iron castings.
I I I I
• The ability of the casting process to produce castings
5 10 15 20 near to the finished form and with a higher yield results
Elongation °/o in reduced energy use and lower machining costs.
• The austempering heat treatment uses less energy and
Fig 4 Strength and ductility of ductile irons obtainable as-cast should therefore be less expensive than case-hardening
and by heat treatment
treatments applied to steels.
These factors can be amplified as follows:
4. Cooling to room temperature.
Energysavings-General Motors[I] have used ADI to replace
The resulting austempered ductile irons (ADO have combi- case-hardened steel forgings for the manufacture of rear-
nations of tensile strength and ductility that make them axle gears and, as shown in Fig. 5, achieved a 50% energy
superior to the other grades of ductile iron. As shown in Fig. saving. Such savings have been confirmed by European
4, they can be considered as a new family of cast irons. The experience[2], as shown in Table 1. In both cases, it is clear
improvement in properties brought about by austempering, that more energy is required to produce a steel forging (even
coupled with economic attractions of lower overall produc- without heat treatment) than to cast and austemper a ductile-
tion costs, makes ADI competitive with quenched-and- iron component.
tempered and even case-carburized forged steels, which M a c h i n i n g - It is normally easier to produce ductile-iron
they have successfully replaced in a variety of engineering castings closer to the final shape than steel forgings, thereby
applications. reducing the machining required on the ductile-iron compo-
nents. Furthermore, ductile iron (prior to austempering) is
more readily machined than forged steel of an equivalent
Advantages of austempered ductile irons hardness. Both factors result in lower machining costs, an
Ductile irons have always had certain technical and commer- effective increase in machine-shop capacity, and less tool
cial advantages over cast and forged steels, and these wear. For example, Table 2 shows the improvement in tool
advantages have become more fully recognized as ADI has life, achieved by General Motors (USA) when ductile iron
started to replace some of the higher-strength forged steels. replaced forged steel for the production of rear-axle gears
Pinion blanking:
f/., Centre press 30
//I Drill 35
///
///
Rough lathes 70
Anneal and harden /-// Finish lathes 50
/// Energy saving Grind 20
/.//
/// Ring gear blanking
//'/ Bullard turning 200
7~ Drilling 20
Reaming 20
/ / / Gleason machining
Pinion Roughing 900
Forging Finishing 233
Ring Roughing 962
Finishing 100
i / /
//-t
that a reduction in cost to £0.13-0.16/kg was necessary to
make the process competitive with case-carburizing. His
r ..." 1 \\\ approach to reducing costs was to add water to the salt bath
r z /
Hot- rolled low- carbon steel to improve its quench severity. This in turn reduced the
amount of alloying elements required in the iron and hence
the overall heat-treatment cycle time. A later American esti-
\\" Costing mate suggested[5] that case-carburizing costs £0.47-1.57/
kg, whereas austempering costs £0.24-0.47/kg in large
, / ,
volumes and £0.94/kg in small volumes. The current cost of
, / j austempering in the USA is typically £0.20/kg for compo-
/ / , ,
f / , nents treated in high volumes.
Steel )uctile Sub-contract heat treaters in the UK are typically quoted
iron for austempering at prices of £0.40-1.00/kg for batch produc-
tion. When austempering is as expensive as this, it can
Fig 5 Relative energy consumption per hypoid pinion and ring-
almost double the cost of a casting. The preceding American
gear pair
data show that the key must be to develop both the market for
ADI and the heat-treatment facilities so that the process bene-
fits from the economy of scale.
Table 1 Energy consumption during the manufacture of austem-
A number of alternative suggestions have been made to
pered ductile iron and case-carburized forged steel gears
reduce the cost of austempering heat treatments. These
include a reduction in the austenitizing temperature to
Operation Energy consumption,kW.h/t reduce the austenite carbon content and hence to increase
Ductile iron Forged steel the rate of development of the bainitic structure[6]. Another
has been to use induction heating to austenitize only the
Production of blank 4500 outer rim of components such as gears[7]. A third has been
2500 that castings should be removed from the mould at a temper-
Annealing 500 ature of about 900°C and charged directly into the austenitiz-
ing furnace[8]. This would appear to have the greatest poten-
Austempermg 600 tial in die- or precision-casting processes where only small
amounts of subsequent machining would be required.
Case hardening 800 1200 Overall c o s t s - It can be very misleading to generalize about
the overall costs of producing a component by different
routes, unless a specific component is considered, having
Total 3100 5600-6200
well-defined quality, dimensional and throughput require-
ments. Furthermore, reliable case histories are rare. In one
Total energy saving 46 50% documented example, Cummins[9] have stated that there
was an overall cost saving of 30% when ADI replaced induc-
tion-hardened AISI 4140 or case-carburized AISI 1022 forged
for passenger c a r s [ l ] Fiat (Italy) has shown[3] that tooling steels for the timing gears in their B and C Series of diesel
and sharpening costs could be reduced by 75% if an
engines. In another example, Ford have predicted savings of
annealed 18CrMo4 forged steel was replaced by a ductile
$80-120 if ADI is used to replace forged steel for the produc-
iron machined in the ferritic condition before the austemper- tion of crankshafts normally costing $300.
ing heat treatment.
Heat t r e a t m e n t - The possible advantages of reduced cost of
The production of ADI components
casting production and the larger benefits of improved
The essential steps in the production of a finished ADI compo-
machinability will be lost unless the austempering heat-
nent are:
treatment process can itself be carried out with the required
close control at reasonable cost. Energy consumption in 1. To cast the components, preferably as near to net shape
austempering has been shown by General Motors (Fig. 5) to as possible;
be less than in case-hardening. This has been confirmed by 2. To carry out any major machining operations;
George Fischer[2] as shown in Table 1. 3. To austemper the components to develop the bainitic
In 1984, Lincoln[4] suggested that an austempering cost in matrix structure;
@ BCIRA ~) BCIRA
450 1000
0% Mo
.... 0.25°/o Mo
BOO --.-- 0.50°1o Mo
400 600
~J
o
E
\ \',, ,,,, \ \
established foundry techniques, including clay-bonded, che-
mically bonded and binderless sand-moulding processes. It ~ aoo uool,o --k "t, "\ \
should be emphasized that, except for the small alloying
< o.72O/oN \ A "\ \ \.--'.
additions required, the production of ductile-iron castings for o.61o,oco \ %. ". \\
austempering is no different from the production of ductile-
iron castings for any other purpose. It is essential that full 250
attention is paid to quality and that the wide range of non- 10 20 30 40 50
Bar diameter, mm
destructive evaluation techniques available to foundries is
used to guarantee freedom from defects and that the Fig 8 Effect of copper and nickel contents on the maximum bar
required nodular graphite structure has been obtained. diameter that can be austempered without pearlite forma-
When considering the conversion of steel forgings or fabri- tion; base-iron composition: 3.5% C, 2% Si, 0.25% Mn
cations to ADI, design engineers should take full advantage of
the inherent flexibility of the casting process to produce the austempered without the formation of pearlite increases as
shape that is really required, rather than having one dictated the austempering temperature decreases, and this is the
by the constraints of the forging or fabrication process. result of the higher quenching rate that is achieved at lower
Undercut and cored sections can be produced, which allows, austempering temperatures.
for example, gear blanks to be cast with a reduced-thickness Although the presence of small amounts of pearlite in an
web section or crankshafts to be produced with hollow bores. otherwise fully bainitic matrix structure is unlikely to have a
Within this context, designers should be aware of the capabi- major effect on the mechanical properties, it is normal prac-
lities of modern moulding processes to produce near-to-net- tice to aim for a fully bainitic structure. This is achieved by
shape components of good dimensional consistency so that making alloying additions to the iron to delay the start of the
subsequent machining operations are minimized. transformation of austenite to pearlite, as illustrated in Fig. 7
Alloying additions are required for all components other for increasing additions of molybdenum. Although many
than those made up of thin sections[10]. Fig. 6 shows the alloying elements can be used to increase the hardenability
structures obtained in round bars austempered at different of steels, the choice for ductile irons is more limited since
temperatures. It can be seen that, at a given austempering many of them - chromium and vanadium, for example - are
temperature of, say, 350°C, the required fully bainitic struc- strong carbide formers. The only alloying elements that can
ture can be obtained in bars having a diameter of up to be used in ductile irons are nickel, copper, molybdenum and
18 ram. As the bar diameter (or equivalent section size) manganese.
increases beyond this value, increasing amounts of pearlite The effects of the first three of these elements are sum-
are formed in the material, and a fully pearlitic matrix is marized in Figs 8 and 9, which show that molybdenum is by
obtained in bars having a diameter greater than 32 mm. Fig. far the most potent. However, all four alloying elements have
6 also shows that the maximum bar diameter that can be d i s a d v a n t a g e s - cost (nickel and molybdenum), limited solid
(~ BCIRA © BCIRA
\ \ 0.6
e/
'~'&00 l- Uncllloyed / ~0.15°/o ~0.30°,o ~0.52°t
,
0.4
Austempering
mperat u re
235°C
0.2
o ~
0 10 20 30 40 50
Bar diometer, mm 375o C
%
None +143 (4-10) 155.8 4-127.4 E
Rolled under 5 kN load -78.4 (4-20) 183 ±150.2
Rolled under 9 kN load -215.6 (4-29) 211 4-172.4
Z L5(
Peened to 6 Atmen A -241 (4-49) 212 4- 173 .E
intensity
Peened to 16 Almen A -248 (4- 10) 282.7 4-231.3
intensity
Carbo-nitrided forged - 284 ( 4- 20) 298 4- 244.5 L0C
18CrMo4 steel, not peened
I hour x w x Iron A
2ooi
1600 o---e Iron B
1400
E /" x ~ J " ~ x ~ Tensile strength
z : / -%
~1200 / 1501
C
1000 X m .,,.g.
.c" oAp~itempered for
E
~ 80o
E
I..-- 10G
600
• Austempered steel
15 • g 8, T sleel
O &T ductile iron
14 ADI
50C 13
E
E 12
o
Z
.c"
CJ~ 11
C
8 8
~ 4O0
_
"N e ~ o 10
._~
9
"T
I I I I
30 40 50 60
0
c-
Hardness Rc
O
Fig 19 Comparison of pin abrasion test results on Aah ductile iron
and two steels
200 I I I I
250 300 350 400
Austempering temperature, °C
*Not mandatory
dries will not be able to produce them economically and standard for ADI based on the interim grades proposed by
profitably. BCIRA.
An extensive R&D p r o g r a m m e carried out at BCIRA during
the 1980s demonstrated the flexibility of the austempering USA
process, and led to the proposal that there should be the The American Society for Testing and Materials (ASTM) has
following three engineering grades: recently issued two specifications for ADI (Table 5), one in
ADI 950•6 metric units (A897M-90) and the other in Imperial units (A897-
90). Both standards contain five grades, but they are not
ADI 1050/3
ADI 1200/1 exact equivalents and grades from one standard should not
be interchanged with grades from the other. Each grade is
where the first figure refers to the minimum tensile strength designated in terms of its minimum tensile strength, yield
in N/mm 2 and the second to the minimum ductility, expressed strength and percentage elongation. The metric grades
as percentage elongation. In order to ensure that engineers range from the tough, ductile 850/550/10 grade to the strong
would have comprehensive design data for this new family of but relatively brittle 1600/1300/- grade.
materials, an Interim Engineering Data Sheet was drawn up As well as minimum tensile properties, the ASTM
which specified the minimum values of tensile, compressive, standards also specify a minimum unnotched Charpy value
torsional, shear and rotating-bending fatigue properties for for four of the five grades. This is in contrast to British and
the three grades. The Data Sheet also provided values of the European practices for materials standards, which normally
tensile and compressive moduli of elasticity, the modulus of specify a V- or a U-notched Charpy value. A typical Brinell
rigidity, Poisson's ratio and hardness, as well as recom- hardness range is also quoted for each ASTM grade, but
mended design stresses and factors interrelating the princi- these are not mandatory.
pal mechanical properties. The ASTM Standards state that the material for testing is
More recently, the European Committee for Standardiza- to be produced as separately cast keel blocks (25 mm thick)
tion (CEN) has set up a Technical Committee on Foundry or Y-blocks having a thickness that is related to the section
Technology, TC 190, which has in turn formed a Working size of the casting being produced. For castings produced
Group WG 2.30, which is charged with drawing up European using nodularization in the mould, the test bars can be cut
Standards on ductile iron and austempered ductile iron. The from a casting or from a separately cast test block. The
Wqrking Group is composed of French, German and UK ASTM Standards also allow specimens to be machined
representatives (including BCIRA) and is currently concen- before heat treatment if manufacturer and purchaser agree.
trating on a standard for conventional ductile irons, prior to As far as can be ascertained, there are no further mecha-
establishing a standard for AOh Once agreement has been nical-property data (such as for compressive, torsional or
reached on a given CEN standard, it is mandatory for each fatigue loading) available for the ASTM grades. Likewise,
EC country to introduce this as its own national standard. there appears to be little published information providing
This therefore obviates the need to develop a British guidance on the combinations of composition and heat-treat-
ADPGrades produced by Hbgfors Foundry Limited (part ofthe JOT group of companies. Finland)
K-9007 730 900 280-310
K-10005 800 1000 300-350
K-12003 1000 1200 380-430
~) BCIRA
1600
\
\
•
•
[]
ASTM A 8 9 7 M - 9 0
Kymmene/Meehanite
Georg Fischer
,,01
% \ • Sulzer Brothers
1500
• Amcast (earlier g r a d e s )
~
z
14oo Wrought olloy
steels
C 1250
"~ 1200 E
ca
Z
C
E 1000
~ 1000
e- ca
'~ 750 Wrought C & C-Mr
C steels
Ca
I--
80(
5001--
0
I
2
I
/-, 6
I
8
I i
10
Ductileirons
M i n i m u m elongation %
250
Fig 22 Comparison of proprietary grades of AO/
The crucial issue is w h e t h e r the r e l a t i v e l y high levels of c o m b i n a t i o n of economic and technical a d v a n t a g e s which
properties specified in ASTM A897M-90 can be achieved in makes them preferable in certain applications.
practice. It should be stressed that the ASTM standard was
drawn up by a c o m m i t t e e consisting of r e p r e s e n t a t i v e s from
c o m m e r c i a l foundries or h e a t - t r e a t m e n t plants with practical
References
e x p e r i e n c e of w h a t can be reliably achieved. 1. Lottridge, N M and Grindahl R B. Nodular iron hypoid gears.
Statistical evidence has been provided[16] of the ability to Proceedings of SAE Conference on Fatigue (P. 109). Dearborn,
meet the m i n i m u m properties of the most ductile grade. USA, 14-16 April 1982. SAE, Warrendale, PA, 1982, pp213-218.
Keough[17] has provided further e v i d e n c e of the ability to 2 Hornung K and Hauke W. Cast iron materials for highly stressed
meet the ASTM specification for the most ductile grade. automobile components such as gears. VDI-Zeitschrift123, No.
During a production run of m o r e than 300 batches of r a i l w a y 4, February 1981. $16-$24 (in German).
e n g i n e e r i n g c o m p o n e n t s (each batch w e i g h i n g 1800 kg), a 3 Corso S. Development of bainitic nodular iron for the construc-
25.4 m m - d i a m e t e r test bar was included in each batch. The tion of speed gears for the car industry. EEC Commission
Report EUR 8639 (final report). 1983. Commission of the Euro-
yield and tensile strengths w e r e a l w a y s achieved and only a
pean Communities. Luxembourg. In Italian, with an extended
v e r y small n u m b e r of bars w e r e found to fail on the elonga- summary in English,
tion requirement, and all of those was found to have a silicon 4 Lincoln J A. Austempered ductile iron. In American Society of
content that e x c e e d e d the m a x i m u m specified. Metals, Austempered Ductile Iron: your means to improved
Extensive testing has also been carried out[18] at Deere & performance, productivity and cost. 1st International Confer-
C o m p a n y (USA). Results on several hundred test bars ence, Chicago, 2-4 April 1984. Metals Park, Ohio, ASM, 1984.
s h o w e d that mean values of yield and tensile strengths and ILL, pp167-184.
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specified in the ASTM Standard. (5), May 1985, 24-28.
6 Janowak J F and Morton P A. A guide to mechanical properties
The ability to meet the ASTM grades is supported by the
possible by austempering 1.5% Ni-0.3% Mo ductile iron. Tran-
results of previous 13CIRA work, with only a few exceptions, sactions of the American Foundrymen's Society 92, 1984, 489-
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c o m p r o m i s e b e t w e e n o p t i m i s m and conservatism. In the ductile iron properties by controlling cooling in the foundry.
Journal of Heat Treating 4 (1), 1985, 25-31.
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9 Hagar F M. Austempered gears used for engine timing gears:
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should a g r e e to w o r k to ASTM A897M-90. Metals, Austempered Ductile Iron: your means to improved
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Conclusions ence, Chicago, ILL, 2-4 April 1984. Metals Park, Ohio, ASM,
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c o m b i n a t i o n s of mechanical properties, AOIS are potentially tempered ductile irons. Metals & Materials 2, No. 2, February
cost c o m p e t i t i v e with forged steels and can offer the engi- 1986, 65-72. ~
11 Park Y J et al. Continuous cooling transformation and austem-
neer c o n s i d e r a b l e flexibility in the design of components.
pering behaviour of Cu-Mo ductile irons. Transactions of the
Within the fields outlined above, it is b e l i e v e d that ADI will American Foundrymen's Society 92, 1984, 395-400. Preprint 84-
find success in the areas of: 153.
• G e n e r a l - e n g i n e e r i n g c o m p o n e n t s designed on the basis 12 Oberg E, Jones F D and Horton H L, Machinery's Handbook
(21st edition) (Ed. Schubert P B), Industrial Press Inc., New
of c o n v e n t i o n a l mechanical properties and which
York, 1979.
require little or no prototype testing. The provision of 13 Johansson M, Vesanen A and RetUg H. Austenitic-bainitic cast
specifications should e n a b l e such markets to be deve- iron with spheroidal graphite as construction material for
loped r e l a t i v e l y quickly. gears. Antribstechnik, 15, No. 11, 1976, 593-600. In German.
• C o m p o n e n t s for use in applications such as agricultural BCIRA Translation T1507.
and e a r t h m o v i n g e q u i p m e n t w h e r e a c o m p r o m i s e 14 Watmough T and Malatesta M J. Strengthening of ductile iron
between toughness and w e a r resistance is required. for crankshaft applications. Transactions of the American Foun-
• Specialized l a r g e - v o l u m e e n g i n e e r i n g components such drymen's Society92, 1984, 83-99. Preprint 83-32.
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Cast Metals 2, No. 2, 1989, 71-93.
(or redesign) of c o m p o n e n t s in ADI, their e v a l u a t i o n as
16 Ruff G and Prucha T. Austempered ductile iron. Unpublished
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v o l u m e markets will need close c o o p e r a t i o n between austempered ductile iron. In American Foundrymen's Society,
foundries and their customers and, w h e r e necessary, Inc. World Conference on Austempered Ductile Iron, 12-14
with sub-contract machinists and heat treaters. March 1991, Bloomingdale, Illinois, USA, pp638-658.
18 Christ R J. The status of world-wide specifications for austem-
It would be w r o n g to think that a u s t e m p e r e d ductile irons pered ductile irons. In American Foundrymen's Society, Inc.
could fully replace cast or forged steels, but a g r o w i n g World Conference on Austempered Ductile Iron, 12-14 March
n u m b e r of case histories s h o w that they have a particular 1991, B!oomingdale, Illinois, USA, pp549-566.