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PII: S2452-2236(18)30120-2
DOI: https://doi.org/10.1016/j.cogsc.2018.11.007
Reference: COGSC 227
Please cite this article as: Á.L. Santana, D.T. Santos, M.A.A Meireles, Perspectives on Small-scale
Integrated Biorefineries Using Supercritical CO2 as a Green Solvent, Current Opinion in Green and
Sustainable Chemistry, https://doi.org/10.1016/j.cogsc.2018.11.007.
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ÁDINA L. SANTANA, DIEGO T. SANTOS, M. ANGELA A. MEIRELES*
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LASEFI/DEA/FEA (School of Food Engineering)/UNICAMP (University of
“Zeferino Vaz”, Rua Monteiro Lobato, 80, Campinas 13083-862, Brazil. Phone:
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055.19.3521.0100
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Abstract
Recent demands for the reduction and reutilization of waste have motivated scientific
provide some perspective about the applications of integrated techniques for biorefining
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of plant matrices into marketable products using supercritical carbon dioxide as a green
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solvent. Considering that Brazil has enormous potential for biorefining of renewable
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produce a wide variety of products from plant matrices, including high-quality extracts,
biopolymers and particle devices, with the aim of designing integrated supercritical
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fluid-based small-scale biorefineries. Thus, in this review, a compilation of the main
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recent findings in our laboratory and others are presented in detail.
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formation.
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Abbreviations
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CWT - Cost of waste treatment
FCI - Fixed capital investment
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GAE - Gallic acid equivalents
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JP - Jabuticaba peels
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PLE - Pressurized liquid extraction
PPF - Pressed palm fiber
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RESS - Rapid expansion of supercritical solution
S/F - Solvent mass to feed mass ratio
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An important challenge for the food industry is the reduction or elimination of wastes
through intensified use of raw materials to obtain high value-added products. The
such materials for inclusion in human diet as functional ingredients and/or for biorefinery
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purposes as cheaper resources [1-3].
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The concept of biorefinery is defined as sustainable processing of feedstocks for
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natural dyes, antioxidants, proteins for food and feed, lipids for biodiesel, and carbohydrates
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Recently, supercritical carbon dioxide (SC-CO2) has been utilized as a key green
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solvent in biorefining for the extraction and recovery of products with active properties
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inherent to various plant matrices, such as lipids from algae [7], waxes from date palm
leaves [8], polyphenols from buckwheat flowers [9] and hulls [10], volatile oils [11]**,
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pigments [12]**, starches [13]**, and particle devices from turmeric [14, 15].
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processes that use supercritical fluids and pressurized liquids, as part of an integrated
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biorefinery is a recent trend for obtaining nutraceuticals [16]** and has been shown to have
This review examines the current research scenario that justifies the biorefining of
crude and waste plant matrices with the use of supercritical CO2 as the first procedure for
addition, this work highlights perspectives on the potential of waste matrices to produce
integrated with pressurized liquid extraction (PLE) has been extensively studied as an
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efficient alternative to recover a wide variety of products, such as polyphenols from
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cocoa hulls [19] and cannabinoids from hemp wastes [20]. Comparisons have been
established between these techniques and conventional low pressure solvent extraction
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(LPSE) methods, i.e., Soxhlet and maceration, considering efficiency in obtaining
nutraceuticals. The experimental data compiled and shown in Table 1 are organized by
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the raw material common name and the product of interest. The data also include the
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experimental results obtained and the economic results calculated.
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measurements of its inputs and outcomes. This evaluation consists of determining the
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parameters that influence the cost of manufacturing (COM), i.e., fixed capital
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investment (FCI), cost of operational labor (COL), cost of raw material (CRM), cost of
The FCI involves expenses related to the implementation of the production line
(extraction units and other equipment), while the COL is related to the operators of the
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processing units and the CUT considers the energy used in the solvent cycle for steam
Process variables, including temperature, pressure, solvent mass to feed mass ratio
(S/F), and time of extraction highly affect the global extract and nutraceutical yields,
particle formation from plant matrices. Particle formation is an important procedure for
the separation, stabilization and purification of active constituents of interest to the food
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and nonfood industries.
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Valorization of waste and underutilized raw materials has been proposed through
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For instance, Natolino and coworkers [36] applied supercritical antisolvent fractionation
(SAF) to SFE-grape marc extracts using ethanol as the solvent and SC-CO2 as the
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antisolvent to obtain powdered extracts with enhanced polyphenol composition.
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Afterwards, Guamán-Balcázar and coworkers fractionated mango leaf extracts from
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high-quality and consistent feedstock supply [1]. Turmeric (Curcuma longa L.) is a
widespread plant in Brazil, but its use is limited to rhizomes, while some countries such
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Extraction and other processes that use green solvents such as carbon dioxide,
ethanol and water are relatively new and promising techniques for obtaining valuable
biological substances from different botanical sources [38]. These procedures were
recently successfully applied for polymer modification from waste annatto seeds [39],
curcuminoid and sugar recovery from turmeric wastes [40-41], energy recovery from
paper sludge powder [42], and isolation of phenolic compounds from black carrot [43].
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Integrated processes reusing the SFE turmeric waste fraction [11] for further PLE
procedures have been successfully applied to increase the yield of curcuminoids with
the use of ethanol [12] and the yield of fermentable sugars with the use of hot
solid matrix are converted into sugars called cellulosic sugars or second-generation
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sugars to produce renewable chemicals and fuels [45].
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Turmeric volatile oils and curcuminoid-rich extracts are extensively used for the
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constituents, encapsulation techniques using supercritical and compressed fluids are
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Considering the cited approaches, Figure 1 proposes a chart for biorefining
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turmeric based on our latest research findings [12, 13, 44, 46]. To justify the above
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process, we have previously quantified the degree of bioactive recovery in terms of the
product selling price after each unit process. Therefore, starting from crude turmeric at
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turmeric worth US$ 17.86/kg using PLE with ethanol as the solvent and subsequent
pressurized hot water extraction of curcuminoids and fermentable sugar fractions that
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retail for US$ 0.43/kg [44], thus significantly increasing the economic value of turmeric
use.
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products and may become commercially interesting as starch raw material [47]. Starch
is a cheap natural resource widely used in industry. The use of new starches, i.e.,
The chemical compounds of the volatile fraction extracted from crude turmeric
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turmerone, α-turmerone and β-turmerone [50]. Aromatic-turmerone (ar-turmerone) is
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one of the sesquiterpenes of great interest due to its anti-inflammatory, antioxidant,
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Curcumin and its two other important analogues, demethoxycurcumin and
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responsible for the biological activity of turmeric oleoresin [51]. Experimental evidence
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has indicated beneficial health aspects of turmeric, such as antimicrobial [52], anti-
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inflammatory [53], inhibitory [54], repellent [55], and antitumor [56] activities.
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5. Pressed palm fibers and jabuticaba peels as feedstocks for small-scale integrated
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obtaining extracts of bioactive constituents from plant matrices and evaluating the
process parameters using integrated or comparative SFE, PLE and LPSE processes [49,
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57-59].
fluid extraction from emulsions (SFEE) [62] techniques and hydrolysis of agroindustrial
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waste using sub/supercritical water + SC-CO2 to produce sugar oligomers [63]. Figure 2
reports a schematic diagram of the other two study cases performed in our research
group, and the reviewed process conditions and results are shown in Table 2.
Pressed palm fiber (PPF), waste from cold-pressing extraction applied to palm
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role as feedstocks for fuel production in the palm oil industry. The PPF extracts contain
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more than 5% of the residual oil and high concentrations of free fatty acids, a
characteristic that facilitates carotenoid purification when the SFE process using CO2 as
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a solvent is employed [64].
Water has been applied for the treatment of residues derived from several
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industrial plants and agriculture and municipal wastes. Yields higher than 90% of
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converted material have been obtained under mild conditions using subcritical water
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MPa [65] in the cases of ginger [66] and turmeric [67], to obtain sugars. Nevertheless,
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lower yields of converted materials with SWH have recently been obtained for the
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production of sugar oligomers from beet [68] and peptides from tuna skin collagen [69].
capable of providing selective processes while significantly reducing the reaction time,
An effective utilization of PPF using SFE and SWH has been presented. SFE
using CO2 as a solvent of pressed palm fiber provides an oil rich in carotenoids, while
SWH produces hydrolysates with considerable amounts of fermentable sugars [71, 72].
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In addition, pressurized liquid extraction as a complementary alternative for the
recovery of carotenoid-rich extracts from these materials was performed [73] (Figure 2).
For the use of jabuticaba peel (JP) as feedstock in our proposed integrated
biorefinery concept (Figure 2), the use of supercritical CO2 as a solvent also has an
important purpose during the first step in addition to being used during the RESS
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process as a solvent. Anthocyanins are water-soluble pigments present in jabuticaba, a
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plant of the Myrciaria genus native to Brazil. The peels and waste fraction from jelly
industry production are important antioxidant sources for the human diet [76].
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Integrated and nonintegrated supercritical technologies have been applied to
obtain value-added extract products from jabuticaba peels [74, 75, 77] with further
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application in petit-suisse cheese [78] and as particles for application in food and
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nonfood industries [32]** (Table 2).
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Conclusions
The total utilization of plant matrices using multistep procedures for biorefining
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yield and recovery of active constituents. New perspectives on how biomasses can be
better valorized with the aid of the SFE process using CO2 as a green solvent were
shown in this article, indicating that SFE can be effectively used during the first step in
biorefinery concepts aiming for full use of biomass prior to its chemical conversion.
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Turmeric, pressed palm fibers and jabuticaba peels were considered as feedstocks in the
Considering the current increase in the demand for technologies that extend the
use of raw materials, the exploitation of waste fractions using CO2 as a green solvent
may improve economic sustainability for food and nonfood crop production, in addition
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to promoting value-added products, which was demonstrated in this article and should
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be a focus in the future of scientific researchers since the use of SC-CO2 in biorefineries
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Acknowledgements
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Diego T. Santos would like to thank CNPq (processes 401109/2017-8; 150745/2017)
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for the postdoctoral fellowship. Ádina L. Santana would like to thank CAPES
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(1764130) for the postdoctoral fellowship. M. Angela A. Meireles would like to thank
CNPq for the productivity grant (302423/2015-0). The authors acknowledge financial
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2015/13299-0).
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FIGURE CAPTIONS
liquids.
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Figure 2. Review of research applied for pressed palm fiber and jabuticaba peel
valorization.
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Table 1. Reviewed applications of extraction methodologies using SC-CO2 during the first step and of coupled extraction and particle formation
from plant matrices
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Raw material Product of interest Type of procedure and Results Reference
conditions
Extraction methodologies
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using SC-CO2 as first
step
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Algae Scenedesmus Carotenoids Type: Integrated Process 1: SFE [21]
obliquus Chlorophylls Process 1: SFE Extraction yield:0.41-1.15 g/100g raw
Polyphenols Temperature: 40-60 oC material
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Pressure: 10-40 MPa Carotenoids: 2.32-48.39 mg/g extract
S/F= 75.9 Chlorophylls: 0.26-15.68 mg/g extract
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Polyphenols: -
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Temperature:50oC Extraction yield:4.83-78.04 g/100g raw
Pressure: 10 MPa material
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S/F= 35 Carotenoids: 0.45-35.63 mg/g extract
Chlorophylls: 0.66-113.69 mg/g extract
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Polyphenols: 6.89-59.25 mg GAE/g
S/F=2
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Temperature: 50-80oC Extraction yield: 35 g/100g raw material
Pressure: 10–30 MPa Flavonolaglycone: 0.4-0.8 g/100g raw
S/F=100-500 material
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Cosolvent: ethanol and Flavonolglucosyde: 2.20-28.40
water g/100graw material
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Process 2: PLE Process 2: PLE:
Solvent: ethanol Extraction yield: -
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65°C Flavonolaglycone: 0.4-0.6 g/100g raw
Pressure:10 MPa material
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S/F=152.09 Flavonolglucosyde: 8-10 g/100g raw
material
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Process 3: Soxhlet Process 3: Soxhlet
Solvent methanol Extraction yield: -
Temperature: 100oC
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Flavonolaglycone: 0.6 g/100g raw
Time of extraction: 4 h material
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Flavonolglucosyde: 67 g/100g raw
material
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Blackcurrant pomace Polyphenols Type: Integrated [24]
Process 1: SFE Process 1: SFE
Temperature: 30-60oC Extraction yield: 12.9-14.71 g/100g raw
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extract
PT
Process 3: PLE Process 3: PLE
Temperature:70-130oC Extraction yield:12.3-19.05 g/100g raw
Pressure:10.3MPa material
RI
S/F=- Polyphenols:10.07-79.84 mg GAE/g
extract
SC
Process 4: EAE Process 4: EAE
Solvent: Sodium acetate Extraction yield: 16.98-39.47 g/100g
U
buffer raw material
Temperature:25-55oC Polyphenols: 9.29-36.32 mgGAE/g
AN
Extraction time: 7h extract
M
Process 1: SFE Process 1: SFE
Temperature: 60oC Extraction yield: 1.78-2.63 g/100g raw
Pressure: 45 MPa material
D
S/F= 32.4 Polyphenols: -
TE
Process 2: PLE
Temperature:70-140oC Process 2: PLE
EP
Pressure:10.3MPa Extraction yield:3.10-27.8 g/100g raw
S/F=- material
Polyphenols:11.1-75.6 g/100g raw
C
material
AC
Process 2: PLE
Solvent: Ethanol Process 2: PLE
PT
Temperature: 70 oC Extraction yield: 7.2 g/100g raw
Pressure: 10 MPa material
S/F=- Polyphenols: 9.6 mgGAE/g extract
RI
Integrated SFE-PLE
Temperature: 40-70 oC
SC
Pressure: 10 MPa Integrated SFE-PLE
S/F=- Extraction yield: 35-51 g/100g
Polyphenols: 39-51 mgGAE/g
U
Goldenrod Polyphenols and tocopherols Type: Integrated [25]
Process 1: SFE Process 1: SFE
AN
Temperature:60 oC Extraction yield:2.4-5.52 g/100g
Pressure:45 MPa Polyphenols: -
S/F= 32.4
M
Process 2: PLE Process 2: PLE
Solvent: hexane, acetone, Extraction yield: 3.86-28.9 g/100g
D
ethanol/water mixture and Polyphenols: 12.4-50.3mg GAE/g
TE
water
Temperature:70-140 oC Integrated SFE-PLE
Pressure: 10.3MPa Extraction yield: 15.7-24.1 g/100g
EP
S/F=- Polyphenols: 15.4-34.2 mg GAE/g
S/F=- material
Pressure:10-50MPa Cannabinoids: 18.3-64.2 mg/g extract
Temperature:30-130oC material
Pressure: 10.3MPa Polyphenols 0.6-10.1 mgGAE/g extract
Process 3: EAE Process 3: EAE
PT
Solvent: sodium acetate Extraction yield: 20.2g/100g raw
buffer material
Temperature: 40oC Polyphenols: 6.38mg GAE/gextract
RI
Time of extraction: 7h
SC
Mango leaf Polyphenols: mangiferin Type: Comparative [26]
Process 1: SFE Process 1: SFE
Temperature: 55oC Extraction yield: 5-8 g/100g raw
U
Pressure: 10 MPa material
S/F=960-1,920 Yield of mangiferin: 50-700 mg/100g
AN
raw material
M
Solvent: ethanol Extraction yield: 15-35 g/100g raw
Temperature: 100oC material
Pressure: 20 MPa Mangiferin: 4000-6000 mg/100graw
D
S/F=360-1,200 material
TE
Passionfruit Tocotrienols and polyphenols Type: Integrated [27]
Process 1: SFE Process 1: SFE
Temperature: 60oC
EP
Extraction yield: 6.56 g/100g raw
Pressure: 17 MPa material
S/F=150
C
PT
S/F= 420
Capsaicinoids: 0.21-0.55mg/g extract
RI
Process 2: Soxhlet Process 2: Soxhlet
Solvents: hexane, ethanol, Extraction yield: 2.1-38g/100g raw
SC
acetone, methanol material
Time of extraction: 6h Capsaicinoids: 0.02-0.0239 mg/g extract
U
Pitanga Polyphenols Type: Comparative [29]
Process 1: SFE Process 1:SFE
AN
Temperature: 35-50oC Extraction yield:-
Pressure: 8.1-26.2 MPa Polyphenols: 18.08-73.48 µg/100g
S/F=- extract
M
Process 2: PLE Process 2:PLE
Temperature: 60oC Extraction yield:-
D
Pressure: 10 MPa Polyphenols: -
TE
S/F=-
S/F=9.5
AC
PT
Rosemary Polyphenols: rosmarinic acid Type: Integrated [30]
Process 1: SFE Process 1: SFE
Temperature=40oC Extraction yield: 2.5g/100g raw material
RI
Pressure: 30MPa
S/F=2.5
SC
Process 2: PLE Process 2: PLE
Solvent: water Extraction yield:
Temperature: :40-172oC
U
Rosmarinic acid: 0.05-0.65 mg/100g
Pressure:10MPa raw material
AN
S/F=0.5 COM: US$7.5/kg extract (100 L scale;
integrated SFE-PLE)
Coupled extraction and
M
particle formation
Grape marc Fractionation of polyphenols Process 1: SFE Process 1: SFE [31]
(catechins) Temperature: 45oC Extraction yield: 5.03 g/100g raw
D
Pressure: 28 MPa material
TE
Solution flow rate: 10
kg/h
EP
Process 2: SAF Process 2: SAF
Solvent/Antisolvent: Particle size: 5-10 µm
Ethanol/ SC-CO2 Catechin: 24.23-51.73 mg/kg raw
C
PT
Process 2: RESS Process 2: RESS
Solvent/Antisolvent: Particle size: -
RI
Ethanol/ SC-CO2 Encapsulation efficiency: 23.86-25.94%
Temperature: 40oC
SC
Pressure: 20 MPa
Solution flow rate: 0.030
L/h
U
SC-CO2flow rate: 0.71
kg/h
AN
[33]
Mango leaves Fractionation of polyphenols Process 1: SFE Coupled SFE-SAF
(mangiferin) Cosolvent: ethanol Extraction yield: -
M
Temperature: 35-50oC
Pressure:10 MPa
Solvent flow rate: 5-19
D
g/min
TE
Cosolvent flow rate: 1-15
g/min
EP
Process 2: PLE Coupled PLE-SAF
Solvent: ethanol and Extraction yield: -
water Coupled SAF-SFE
C
PT
mixtures / SC-CO2
Solution flow rate: 5
g/min
RI
SC-CO2 flow rate: 30
g/min
SC
[34]
Rosemary Fractionation of polyphenols (carnosic Process 1: PLE Process 1: PLE
acid and carnosol) Solvent: Ethanol Extraction yield: 39.86 g/100g
Temperature: 150-200 oC
U
Carnosic acid: 109 mg/g extract
Pressure: 10 MPa Carnosol: 20.5 mg/g extract
AN
Process 2: SAF Process 2: SAF
Solvent/Antisolvent: Particle size: -
M
Ethanol/ SC-CO2 Precipitation efficiency: 4.2-78.5%
Temperature: 40oC
Pressure: 10-30 MPa
D
Solution flow rate: -
TE
SC-CO2flow rate: -
[15]
Turmeric Fractionation of polyphenols Process 1: PLE Process 1: PLE
EP
(curcuminoids) Solvent: Ethanol Extraction yield: 13 g/100g
Curcuminoids:12.08 g/100g precipitates
C
PT
Onion peels Fractionation of polyphenols Process 1: PLE Coupled PLE-SAF
(quercetin) Temperature: 40-60oC Particle size: 119-234 µm
Pressure: 10-12 MPa Precipitation yield: 4.1-5.2%
RI
Process 2: SAF Precipitation efficiency: 12.9-26%
Solvent/Antisolvent: Quercetin: 12.9-26 g/100g precipitates
SC
ethanol/ SC-CO2
Solution flow rate: 0.024
kg/h
U
SC-CO2flow rate: 1.020
kg/h
AN
PLE - Pressurized liquid extraction; SC-CO2 - Supercritical carbon dioxide; SFE - Supercritical fluid extraction; GAE - Gallic acid equivalents;
S/F - Solvent mass to feed mass ratio; EAE - Enzyme-assisted extraction; COM - Cost of manufacturing; SAF - Supercritical antisolvent
fractionation; RESS - Rapid expansion of supercritical solutions
M
D
TE
C EP
AC
ACCEPTED MANUSCRIPT
Table 2. Reviewed researches on the valorization of pressed palm fibers and jabuticaba
peels
PT
SFE
Integrated
RI
SFE-SWH
SC
SFE 5–30 45-55 0.81mg β-carotene/g extract [71]
U
AN g/100g PPF
g/100g PPF
M
SWH PPF
D
g/100g
vessel capacity)
PLE
0.7-2.5 mg Cy-
ACCEPTED MANUSCRIPT
3-glycoside/g
JP
COM for
anthocyanin
fraction: 0.85-
PT
1.06 US$/g JP
(0.3 m3 vessel
RI
capacity)
SC
0.6-2.546 mg
Cy-3-
U glycoside/g JP
AN
PLE 11.7 80 Anthocyanins:
0.58 mg Cy-3-
M
glycoside/g JP
D
Integrated PLE-RESS
TE
PLE 5 80 [32]
efficiency: 50-
80%
C
PLE - Pressurized liquid extraction; SFE - Supercritical fluid extraction; COM - Cost of
manufacturing; RESS - Rapid expansion of supercritical solutions; SWH - Subcritical
AC
PT
RI
U SC
AN
M
D
TE
EP
C
AC
ACCEPTED MANUSCRIPT
PT
RI
U SC
AN
M
D
TE
EP
C
AC
ACCEPTED MANUSCRIPT
Highlights
- Development of novel supercritical fluid-based biorefinery concepts
- Synergy between supercritical CO2 extraction and biomass valorization
- Use of supercritical CO2 during the first-step in biorefinery concepts
- Use of multistep procedures for biorefining plant matrices into marketable products
PT
RI
U SC
AN
M
D
TE
C EP
AC