2016 PROGRAMS - 1st Quarter

2016 TRADE PLATFORM MULTI-STEP BULLET & LONG TERM TRADE
PROGRAMS FOR CASH FUNDS & BANK INSTRUMENTS, WITH ADDITIONAL

SPECIALIZED TRADE PROGRAMS
NOTE: THIS INFORMATION IS NOT AN OFFER AND IS PRESENTED ON A BEST EFFORTS BASIS PER YOUR REQUEST AS A COURTESY
SOLELY FOR INFORMATIONAL AND EDUCATIONAL PURPOSES ONLY, WHEREBY PRINCIPALS ARE RESPONSIBLE FOR THEIR OWN DUE
DILIGENCE AND DECISIONS. THE CONTENTS OF THIS TRANSMISSION CONTAIN PRIVILEGED AND CONFIDENTIAL INFORMATION
BELONGING AND IS INTENDED ONLY FOR THE USE OF THE INDIVIDUAL OR ENTITY IDENTIFIED. BY READING BEYOND THIS POINT,
YOU HEREBY ACKNOWLEDGE AND CONFIRM THAT THIS IS A COMMUNICATION OF PRIVILEGED AND CONFIDENTIAL INFORMATION.
PROTOCOL PROGRAMS:
NON-SWIFT PROGRAMS (DUAL-CONTRACT STRUCTURE)
#1) TEAR SHEET ONLY: NO BLOCK FUNDS, NO ADMIN HOLD, NO SWIFTS – BULLET PROGRAM
#2) ADMINISTRATIVE HOLD: NO SWIFTS REQUIRED - BULLET TRADE PROGRAM
#3) CHINESE BANKS: 800 NET SCREEN / INTERBANK SCREEN / BANK TO BANK FAX TRADE PROGRAM
SWIFT PROGRAMS (DIRECT, SINGLE ISSUED TRADE CONTRACT STRUCTURE)

#4) SWIFT MT-542: BG /SBLC /CD / MTN - MULTI-STEP BULLET TRADE PROGRAM
#5) SWIFT MT-799: BLOCK FUNDS ONLY - MULTI-STEP BULLET TRADE PROGRAM
#6) SWIFT MT-760: BLOCK FUNDS ONLY - MULTI-STEP BULLET TRADE PROGRAM
#7) SWIFT MT-760: BG /SBLC /CD / MTN - MULTI-STEP BULLET TRADE PROGRAM
#8) SWIFT MT-760: SMALL CAP TRADE: BLOCK FUNDS ONLY - MULTI-STEP BULLET TRADE PROGRAM
#9) SWIFT MT-103/202: CASH FUNDS TRANSFER - FOR SPECIAL MULTI-STEP BULLET TRADE PROGRAM
SPECIALIZED PROGRAMS:
#10) EXIT BUYER OF MEDIUM TERM NOTES: BRUSSELS EUROCLEAR (VIA SELL TICKET/BUY TICKET ONLY)
#11) EXIT BUYER OF BANK GUARANTEES: BRUSSELS SWIFT SYSTEM (VIA SWIFT MT760 ONLY)
NOTE: ON ALL PROGRAMS, AT THIS LEVEL, THE CLIENT MUST ABSOLUTELY HAVE A RELATIONSHIP WITH THE
BANKER (INCLUDING HIS BANK OFFICER’S DIRECT TELEPHONE NUMBER, BANK OFFICER’S E-MAIL ADDRESS AND
BANK OFFICER’S BUSINESS CARD); AS THE TRADE PLATFORM REQUIRES AN AUTHORIZATION TO VERIFY (ATV),
WHICH WILL BE VERIFIED WITH THE BANK OFFICER - AS THE TRADE PLATFORM DOES NOT WANT TO WASTE TIME
WITH BANK STATEMENTS / TEAR SHEETS THAT ARE NOT GENUINE.
NOTE: ALL PROFITS ARE PAID OUT ON A WEEKLY BASIS; THE PROFIT STRUCTURE IS CLEARLY SPELLED OUT IN FULL
DETAIL IN THE FINAL TRADE AGREEMENT WITH PLATFORM ONCE APPROVED. FURTHER, ALTHOUGH NOT
NECESSARY AND NOT AVAILABLE ON EVERY OFFERING, THE CLIENT MAY HAVE THE OPTION TO RE-INVEST A
PORTION OF CLIENT PROFITS (COMPOUNDING) INTO A CONCURRENTLY PROVIDED CONTRACT WITH THE
SPONSORING TRADE FOUNDATION IN A MULTI-STEP PROGRAM, AS MAY BE AGREED. THIS OPTION CAN GREATLY
INCREASE TRADE PROFITS. ALSO, ASSISTANCE WITH OPENING NEW PROFIT RECEIVING ACCOUNT(S) AND
ADDITIONAL SERVICES ARE AVAILABLE TO THE TRADING CLIENT(S).
NON-SWIFT PROTOCOL PROGRAMS
(DUAL CONTRACT STRUCTURE)
#1) TEAR SHEET PROGRAM: (1 – 3 – 5 – 10 DAYS) BULLET TRADE PROGRAM
• MINIMUM AMOUNT: ONE HUNDRED MILLION (100M) TO FIVE BILLION (5B+)

• BANKS: ALL MAJOR BANKS WORLDWIDE ARE ACCEPTED (CASH FUNDS MUST BE HELD IN BANK ACCOUNT AT ALL
MAJOR BANKS WITH, AND AT, EU BRANCHES – ACCOUNT HOLDERS IN OTHER REGIONS, SUCH AS ASIA,
INCLUDING HONG KONG, SOUTH AMERICA, RUSSIA, INDIA, AND AFRICA ARE NOT ACCEPTABLE).
• CASH FUNDS ONLY: LEASED FUNDS; RESTRICTED FUNDS; HERITAGE FUNDS; HERITAGE INTEREST FUNDS; BANK
INSTRUMENTS OR CERTIFICATE OF TIME DEPOSITS - ABSOLUTELY NOT ACCEPTABLE
• CURRENT TEAR SHEET: MANDATORILY REQUIRED – PLEASE DO NOT SUBMIT AN OLD TEAR SHEET
• DUAL CONTRACT STRUCTURE – TWO CONTRACTS ARE REQUIRED WITH THIS TRANSACTION TYPE: AFTER
PRELIMINARY APPROVAL, THE CLIENT WILL EXECUTE AN ENGAGEMENT 70/30 JV AGREEMENT PACKAGE WITH
THE SPONSORING / TRADE FOUNDATION, AND FOLLOWING COMPLIANCE APPROVAL AN AGREEMENT WITH THE
TRADER INDICATING FINAL PROFIT AND SCHEDULING.
• REQUIREMENTS: (1) THE CLIENT HAS TO BE THE ACTUAL ACCOUNT OWNER / SIGNATORY AND WILL BE REQUIRED
TO SPEAK WITH THE TRADER ON A CONFERENCE CALL; THEN SIGN THE TRADE AGREEMENT. (2) ONCE THE
TRADE AGREEMENT IS SIGNED, THE CLIENT WILL THEN BE REQUIRED TO PULL THE FIRST TEAR SHEET AND THE
TRADE STARTS THAT VERY SAME DAY. (3) THE CLIENT WILL BE REQUIRED TO PULL ONE TEAR SHEET FOR EACH
BULLET TRADE.
 BULLET TRADE PROGRAM OPTIONS AS FOLLOWS: 1 DAY BULLET TRADE – 3 DAYS BULLET TRADE – 5 DAYS
BULLET TRADE OR 10 DAYS BULLET TRADE. PROFIT PAYMENTS ARE MADE TO THE DESIGNATED PROFIT
ACCOUNT AT THE END OF EACH WEEK. BASED ON TRADER AND CLIENT PREFERENCE, OPENINGS AND
TRADING CYCLE THE 1, 3, 5 OR 10 DAY DURATION IS DECIDED (PLEASE DO NOT SUGGEST TO DEMAND IN
ADVANCE).
BREAKDOWN OF PROFIT DISBURSEMENTS AND ADDITIONAL INFORMATION:
• ALL PROFITS ARE PAID OUT ON A WEEKLY BASIS: THE PROFIT STRUCTURE IS CLEARLY DEFINED IN THE FINAL
TRADE AGREEMENT. FURTHER, ALTHOUGH NOT NECESSARY, THE CLIENT HAS THE OPTION TO RE-INVEST A
PORTION OF CLIENT PROFITS (COMPOUNDING) INTO A CONCURRENTLY EXECUTED MULTI-STEP PROGRAM AS
MAY BE AGREED WITH THE SPONSORING TRADE FOUNDATION. THIS OPTION CAN GREATLY INCREASE TRADE
PROFITS. ALSO, ASSISTANCE WITH OPENING NEW PROFIT RECEIVING ACCOUNTS AND ADDITIONAL SERVICES
ARE AVAILABLE TO THE TRADING CLIENT.
• CLIENT WILL SPLIT THE NET PROFITS 70/30 - WITH THIRTY PERCENT (30%) GOING TO THE SPONSORING TRADE
FOUNDATION. IMPORTANT: THE CLIENT HAS THE OPTION OF SENDING THEIR PROFITS TO ANY ACCOUNT THEY
CHOOSE; HOWEVER, BECAUSE OF THE FEE PAYMENT AGREEMENT WITH THE FOUNDATION, THE CLIENT WOULD
FIRST NEED TO HAVE THE PROFITS LODGED WITH THE RECEIVING BANK OF THE AGREED PAYMASTER ON BEHALF
OF THE FOUNDATION AND THE CLIENT, WHO WOULD THEN DEDUCT THE FOUNDATION’S SHARE AND SEND THE
BALANCE TO THE CLIENT’S DESIGNATED BANK.
• THE CLIENT MUST SUBMIT A VERY CURRENT BANK ACCOUNT STATEMENT OR TEAR SHEET WITH THE KYC
PACKAGE, INCLUDING PASSPORT COPY AND AUTHORIZATION TO VERIFY (ATV) TO PROVE THE VALIDITY OF CASH
FUNDS IN HIS BANK IN ORDER TO QUALIFY. THE COOPERATIVE CLIENT MUST BE ABLE TO PULL SUPPLEMENTAL
TEAR SHEETS WHENEVER REQUESTED BY THE PLATFORM, AT LEAST ONE AT SUBMISSION, THEN DURING THE
COMPLIANCE APPROVAL PROCESS – if necessary – AND BEFORE PROGRAM BEGINS. DO NOT SUBMIT IF THE
APPLICANT WILL NOT COOPERATE AS NEEDED WITH TEAR SHEETS WHEN REQUESTED.
 MUST BE ACTUAL ACCOUNT OWNER / SIGNATORY! ABSOLUTELY NO THIRD PARTY TRANSACTIONS; NOR
LEASED FUNDS; NOR POWER OF ATTORNEY; NOR RESTRICTED FUNDS; NOR HERITAGE FUNDS; NOR HERITAGE
INTEREST FUNDS; NOR BANK INSTRUMENTS WILL BE ACCEPTED FOR THE TEAR SHEET PROGRAM. PLEASE DO
NOT WASTE TIME AS SUCH SUBMISSION TYPES WILL NOT BE ACCEPTED FOR THIS TRADE PROGRAM.
=======================
#2) ADMINISTRATIVE HOLD TRADE PROGRAM: ONLY CLIENTS AT HSBC / LONDON or BARCLAYS / LONDON ARE
ACCEPTED. (OPTIONAL - TABLE TOP MEETING {TTM} IN LONDON WITH TRADE PLATFORM)

• BANKS: HSBC / LONDON or BARCLAYS / LONDON ACCOUNT HOLDERS ONLY
 CURRENT TEAR SHEET: MANDATORILY REQUIRED – PLEASE DO NOT SUBMIT AN OLD TEAR SHEET
• DURATION: ALTHOUGH THE TRADE PLATFORM WILL NOT REQUIRE A SWIFT, THE CLIENT MUST BE PREPARED TO
HAVE HOST BANK EXECUTE AN ADMINISTRATIVE HOLD ON THE ACCOUNT FOR THE DURATION OF THE TRADE
PROGRAM WHICH IS FOR A PERIOD OF ONE (1) YEAR.
PRELIMINARY APPROVAL, THE CLIENT WILL EXECUTE AN ENGAGEMENT 70/30 JV AGREEMENT PACKAGE WITH
THE SPONSORING / TRADE FOUNDATION, AND FOLLOWING COMPLIANCE APPROVAL AN AGREEMENT WITH THE
TRADER INDICATING FINAL PROFIT AND SCHEDULING.
 REQUIREMENT: THE CLIENT HAS TO BE THE ACTUAL ACCOUNT OWNER / SIGNATORY.
• OPTION: IF THE CLIENT CHOOSES AND, IF APPROVED ON A CASE-BY-CASE BASIS, CLIENT CAN TRAVEL TO
LONDON TO MEET AT THE TRADE PLATFORM'S ATTORNEY'S OFFICE TO SIGN THE FINAL TRADE CONTRACT.
BECAUSE SO MANY NON-GENUINE BANK DOCUMENTS ARE CIRCULATING OUT OF EUROPE, THE TRADE
PLATFORM REQUIRES THE FOLLOWING IF THIS OPTION IS REQUESTED AND APPROVED – AFTER THE FOUNDATION
RECEIVES THE INITIAL KYC PACKAGE WITH BANK ACCOUNT STATEMENT AND PRE-COMPLIANCE IS COMPLETED,
THE CLIENT’S ATTORNEY MUST THEN SEND THE COMPLETE CLIENT’S PRE-APPROVED KYC PACKAGE INCLUDING
AN UDPATED, CURRENT BANK STATEMENT DIRECTLY TO THE TRADE PLATFORM ATTORNEY AND CONFIRM THAT
THE CLIENT’S BANK DOCUMENTS ARE GENUINE AND AUTHENTIC.
INTEREST FUNDS; NOR BANK INSTRUMENTS WILL BE ACCEPTED FOR THE ADMINISTRATIVE HOLD PROGRAM.
PLEASE DO NOT WASTE TIME AS SUCH SUBMISSION TYPES WILL NOT BE ACCEPTED FOR THIS TRADE PROGRAM.
======================
#3) CHINESE BANKS ONLY PROGRAM: 800 NET SCREEN / INTERBANK SCREEN / BANK TO BANK FAX TRADE
PROGRAM (USD / EUR / RMB)
• MINIMUM AMOUNT: FIVE HUNDRED MILLION (500M) TO FIFTY BILLION (50B+)

• BANKS: ONLY MAJOR BANKS IN CHINA ARE ACCEPTED
PRELIMINARY APPROVAL, THE CLIENT WILL EXECUTE AN ENGAGEMENT 70/30 JV AGREEMENT PACKAGE WITH THE
SPONSORING / TRADE FOUNDATION, AND FOLLOWING COMPLIANCE APPROVAL AN AGREEMENT WITH TRADER
INDICATING FINAL PROFIT AND SCHEDULING.
• REQUIREMENTS: (1) THE CLIENT HAS TO BE THE ACTUAL ACCOUNT OWNER / SIGNATORY AND WILL BE REQUIRED
TO SPEAK WITH THE TRADER ON A CONFERENCE CALL; THEN SIGN THE TRADE AGREEMENT. (2) ONCE THE TRADE
AGREEMENT IS SIGNED, THE CLIENT WILL THEN BE REQUIRED TO PULL THE FIRST TEAR SHEET AND THE TRADE
STARTS THAT VERY SAME DAY. (3) THE CLIENT WILL BE REQUIRED TO PULL ONE TEAR SHEET FOR EACH BULLET
TRADE.
 BULLET TRADE PROGRAM OPTIONS AS FOLLOWS: 1 DAY BULLET TRADE – 3 DAYS BULLET TRADE – 5 DAYS
BULLET TRADE OR 10 DAYS BULLET TRADE. PROFIT PAYMENTS ARE MADE TO THE DESIGNATED PROFIT
ACCOUNT AT THE END OF EACH WEEK. BASED ON TRADER AND CLIENT PREFERENCE, OPENINGS AND
TRADING CYCLE THE 1, 3, 5 OR 10 DAY DURATION IS DECIDED (PLEASE DO NOT SUGGEST TO DEMAND IN
ADVANCE).
INTEREST FUNDS; NOR BANK INSTRUMENTS WILL BE ACCEPTED FOR THIS TRADE PROGRAM. PLEASE DO NOT
WASTE TIME AS SUCH SUBMISSION TYPES WILL NOT BE ACCEPTED FOR THIS TRADE PROGRAM.
END OF NON-SWIFT PROTOCOL PROGRAMS
=======================
SWIFT PROTOCOL PROGRAMS
(DIRECT ISSUED TRADE CONTRACTS)
#4) SWIFT MT-542 PROGRAM: FREE DELIVERY OF BANK INSTRUMENTS (BG, SBLC, CD, MTN - 80% LTV)

• BANKS: ALL MAJOR BANKS WORLDWIDE ARE ACCEPTED (NO ACCOUNTS IN SOUTH AMERICA, INDIA OR RUSSIA)
• INSTRUMENTS ONLY: BANK GUARANTEE (BG), STAND BY LETTER OF CREDIT (SBLC), TIMED CERTIFICATE OF
DEPOSIT (CD), MEDIUM TERM NOTE (MTN) ACCEPTABLE
 NOTES:
 WHEN SENDING A SWIFT MT-542 THE BANK INSTRUMENT IS USED AS COLLATERAL FOR THE DURATION OF
THE TRADING ACTIVITY.
 FOR THIS PROGRAM A PRE-ADVICE SWIFT MT-199 OR MT-799 OR MT-999 IS REQUIRED PRIOR TO SENDING
THE SWIFT MT-542.
 FOR THIS PROGRAM THIRD PARTY TRANSACTIONS ARE ACCEPTABLE.
BREAKDOWN OF PROFIT, DISBURSEMENTS AND ADDITIONAL INFORMATION:
TRADE AGREEMENT. FURTHER, ALTHOUGH NOT NECESSARY AND ALLOWED ON A CASE-BY-CASE BASIS IN THIS
PROGRAM, THE CLIENT MAY HAVE THE OPTION TO RE-INVEST A PORTION OF CLIENT PROFITS (COMPOUNDING)
INTO THE NEXT STEP OF THE MULTI-STEP PROGRAM AS MAY BE AGREED BETWEEN THE PARTIES. THIS OPTION
CAN GREATLY INCREASE TRADE PROFITS. ALSO, ASSISTANCE WITH OPENING NEW PROFIT RECEIVING
ACCOUNTS AND ADDITIONAL SERVICES ARE AVAILABLE TO THE TRADING CLIENT. FURTHER, AS A SPECIAL
OPTION THE CLIENT MAY USE PROFITS RECEIVED TO ENTER INTO A SECOND, CONCURRENT RUNNING MULTI-STEP
PROGRAM.
• PROFITS: (1) FIVE PERCENT (5%) ADVANCE* OF THE FACE VALUE RECEIVED, PAID IN THREE (3) BANKING DAYS
AFTER SWIFT RECEIPT / VERIFICATION) THEN; PROFIT (2) TEN (10) DAY BULLET TRADE PROGRAM (2X THE FACE
VALUE RECEIVED, HISTORICAL) THEN; PROFIT (3) SECOND TEN (10) DAY BULLET TRADE PROGRAM (2X THE FACE
VALUE RECEIVED, HISTORICAL) THEN; PROFIT (4) THIRTY (30) DAY BULLET TRADE PROGRAM (8X THE FACE VALUE
RECEIVED, HISTORICAL) THEN; PROFIT (5) SECOND THIRTY (30) DAY BULLET TRADE PROGRAM (8X THE FACE
VALUE RECEIVED, HISTORICAL) THEN; PROFIT (6) FORTY (40) WEEKS LONG TERM TRADE PROGRAM (1X THE FACE
VALUE RECEIVED, HISTORICAL) THEN; PROFIT (7) THE OPTION TO ENTER THREE TO FIVE (3-5) YEARS EVERGREEN
TRADE PROGRAM (1X THE FACE VALUE RECEIVED, HISTORICAL).
 *ADVANCE – AS A SPECIAL CONSIDERATION, AN ADVANCE OF FIVE PERCENT (5%) IS PAID TO CLIENT
WITHIN THREE (3) BANKING DAYS, FOLLOWING RECEIPT, VERIFICATION AND AUTHENTICATION OF A
GENUINE BANK INSTRUMENT SENT VIA SWIFT MT-542.
=======================
#5) SWIFT MT-799 PROGRAM: BLOCK/RESERVE HOLD OF CASH FUNDS

 NOTES:
 WHEN SENDING A SWIFT MT-799 THE FUNDS ARE NOT MOVED, HOWEVER A BLOCK/RESERVE HOLD ON
THOSE FUNDS IN THE ACCOUNT OF THE CLIENT AT THE SENDING BANK IS EXECUTED, AND THE
BLOCK/RESERVE HOLD SWIFT MT-799 IS THEN USED AS NEGOTIATED COLLATERAL (IT IS NON-CALLABLE)
FOR THE DURATION OF THE TRADING ACTIVITY.
 FOR THIS PROGRAM A PRE-ADVICE SWIFT IS NOT REQUIRED AND WILL NOT BE ACCEPTED.
 FOR THIS PROGRAM THIRD PARTY PROVIDERS FUNDS ARE ACCEPTABLE.
ACCOUNTS AND ADDITIONAL SERVICES ARE AVAILABLE TO THE TRADING CLIENT.
• PROFITS: (1) THREE PERCENT (3%) ADVANCE* OF THE FACE VALUE RECEIVED, PAID IN THREE (3) BANKING DAYS
RECEIVED, HISTORICAL) THEN; PROFIT (4) FORTY (40) WEEKS LONG TERM TRADE PROGRAM (1X THE FACE VALUE
RECEIVED, HISTORICAL).
 *ADVANCE – AS A SPECIAL CONSIDERATION, AN ADVANCE OF THREE PERCENT (3%) IS PAID TO CLIENT
GENUINE SWIFT MT-799.
=======================
#6) SWIFT MT-760 PROGRAM: BLOCK/RESERVE HOLD OF CASH FUNDS

 NOTES:
 FOR THIS PROGRAM A PRE-ADVICE SWIFT MT-199 OR MT-799 OR MT-999 IS NOT REQUIRED PRIOR TO
SENDING THE BLOCKING SWIFT MT-760.
ACCOUNTS AND ADDITIONAL SERVICES ARE AVAILABLE TO THE TRADING CLIENT. ALSO, ASSISTANCE WITH
OPENING NEW PROFIT RECEIVING ACCOUNTS AND ADDITIONAL SERVICES ARE AVAILABLE TO THE TRADING
CLIENT. FURTHER, AS A SPECIAL OPTION THE CLIENT MAY USE PROFITS RECEIVED TO ENTER INTO A SECOND,
CONCURRENT RUNNING MULTI-STEP PROGRAM.
=======================
#7) SWIFT MT-760 PROGRAM: BLOCK/RESERVE HOLD OF BANK INSTRUMENTS (BG, SBLC, CD, MTN - 80% LTV)

• INSTRUMENTS ONLY: BANK GUARANTEE (BG), STAND BY LETTER OF CREDIT (SBLC), TIMED CERTIFICATE OF
DEPOSIT (CD), MEDIUM TERM NOTE (MTN) ACCEPTABLE
 NOTES:
 WHEN SENDING A SWIFT MT-760 THE INSTRUMENT IS NOT MOVED, HOWEVER A BLOCK/RESERVE HOLD ON
THE INSTRUMENT IN THE ACCOUNT OF THE CLIENT AT THE SENDING BANK IS EXECUTED, AND THE
 FOR THIS PROGRAM A PRE-ADVICE SWIFT MT-199 OR MT-799 OR MT-999 IS REQUIRED PRIOR TO SENDING
THE BLOCKING SWIFT MT-760.
ACCOUNTS AND ADDITIONAL SERVICES ARE AVAILABLE TO THE TRADING CLIENT. FURTHER, AS A SPECIAL
OPTION THE CLIENT MAY USE PROFITS RECEIVED TO ENTER INTO A SECOND, CONCURRENT RUNNING MULTI-STEP
PROGRAM.
=======================
#8) SWIFT MT-760 PROGRAM: BLOCK/RESERVE HOLD OF CASH FUNDS FOR SMALL CAP CLIENTS
• MINIMUM AMOUNT: FIVE MILLION (5M) TO FIFTY MILLION (50M)

 NOTES:
 FOR THIS PROGRAM A PRE-ADVICE SWIFT IS NOT REQUIRED AND WILL NOT BE ACCEPTED.
ACCOUNTS AND ADDITIONAL SERVICES ARE AVAILABLE TO THE TRADING CLIENT.
• PROFITS: (1) TWO PERCENT (2%) ADVANCE* OF THE FACE VALUE RECEIVED, PAID IN THREE (3) BANKING DAYS
AFTER SWIFT RECEIPT / VERIFICATION) THEN; PROFIT (2) THIRTY (30) DAY BULLET TRADE PROGRAM (3X THE FACE
VALUE RECEIVED, HISTORICAL) THEN; PROFIT (3) FORTY (40) WEEKS LONG TERM TRADE PROGRAM (1/2 X THE
FACE VALUE RECEIVED, HISTORICAL) WITH OPTION TO RE-ENTER LONG TERM TRADE PROGRAM.
 *ADVANCE – AS A SPECIAL CONSIDERATION, AN ADVANCE OF TWO PERCENT (2%) IS PAID TO CLIENT
WITHIN THREE (3) BANKING DAYS, FOLLOWING RECEIPT, VERIFICATION AND AUTHENTICATION SENT VIA
SWIFT MT-760.
 SPECIAL NOTE: THE BULLET(S) AND WEEKLY PROFIT FOR THE SMALL CAP PROGRAM MAY ADJUST CASE-BY-CASE
BASED ON THE CLIENT SUBMISSION (I.E. SENDING BANK, BRANCH, AMOUNT, TYPE, ETC.), COMPLIANCE, TIMING
IN THE TRADING CYCLE, AND THE SPECIFIC PLATFORM PLACEMENT PROPOSAL TO THE CLIENT FOR THE SMALL
CAP CONTRACT PREPARED FOR THE APPLICANT. EXAMPLE – HISTORICAL RETURNS ON A 5M SUBMISSION FROM
A LOWER RATED BANK COULD VARY FROM A 50M SUBMISSION FROM A TOP RATED BANK.
=======================
#9) GENUINE SWIFT MT-103/202 FOR SPECIAL MULTI-STEP BULLET TRADE PROGRAM: THIS MUST BE A
GENUINE CASH TRANSFER OF FUNDS – ALL CURRENCIES ACCEPTED

• BANKS: ALL MAJOR BANKS WORLDWIDE ARE ACCEPTED AND ALL CURRENCIES ACCEPTED
 NOTES:
ACCOUNTS AND ADDITIONAL SERVICES ARE AVAILABLE TO THE TRADING CLIENT. ALSO, ASSISTANCE WITH
OPENING NEW PROFIT RECEIVING ACCOUNTS AND ADDITIONAL SERVICES ARE AVAILABLE TO THE TRADING
CLIENT. FURTHER, AS A SPECIAL OPTION THE CLIENT MAY USE PROFITS RECEIVED TO ENTER INTO A SECOND,
CONCURRENT RUNNING MULTI-STEP PROGRAM.
• PROFITS: THE TRADE PROFITS ARE EXTEMELY HIGH FOR THIS SPECIAL MULTI-STEP BULLET TRADE PROGRAM.
THEY WILL ONLY BE DISCUSSED WITH THE CLIENT, IN DETAIL, BY THE COMPLIANCE OFFICER ONCE THE PROPER
DOCUMENTS ARE RECEIVED.
 ADVANCE – AS A SPECIAL CONSIDERATION, AN ADVANCE OF TEN PERCENT (10%) IS PAID TO CLIENT
WITHIN THREE (3) BANKING DAYS, FOLLOWING RECEIPT, VERIFICATION AND AUTHENTICATION VIA SWIFT
MT-103/202.
=======================
» GENERAL NOTES:
• MINIMUM AMOUNT: ONE HUNDRED MILLION TO FIVE BILLION (EXCEPT FOR SMALL CAPS PROGRAM), OR AS
NOTED ABOVE OR AS PROGRAM MAY ADJUST THROUGH THE PERIOD. CONTRACTS ARE EXECUTED FOR THE
TOTAL AMOUNT, HOWEVER WITH AMOUNTS LARGER THAN 500M THE PLATFORM(S) PREFER TO BE SENT WITH
THE INITIAL TRANCHE OF NO MORE THAN 500M; THEREAFTER, THE TRANCHE SCHEDULE AS AGREED WITH THE
TRADE PLATFORM. NOTE: ENTRIES WITH AMOUNTS OF 100M AND/OR SMALLER THAN 300M MAY HAVE THE
NUMBER OF PROGRAM STEPS AND WEEKLY PROFIT RETURNS ADJUSTED SLIGHTLY.
• THIRD-PARTY ENTRIES ARE ALSO ACCEPTABLE ON THE PROPERLY DENOTED PROGRAMS IF THE CLIENT CAN DO A
SWIFT.
• UNLESS APPROVED OTHERWISE, MINIMUM ONE (1) YEAR IN DURATION FOR ALL TRADING PROGRAMS. THIS
WILL INCLUDE THE MULTI STEP SERIES OF BULLET TRADE PROGRAMS WITH THE OPTION TO ENTER 3-5 YEARS
EVERGREEN LONG-TERM TRADE PROGRAM.
• TRADE PROGRAMS WILL AUTOMATICALLY STEP IN SEQUENCE UNLESS OTHERWISE AGREED IN ADVANCE AND/OR
PRIOR TO THE SUBSEQUENT PROGRAM (MULTI) STEP.
• HERITAGE FUNDS; INTEREST ON HERITAGE FUNDS; OR RESTRICTED FUNDS ARE DEFINITELY NOT ACCEPTED.
• ALL SWIFTS MUST BE SENT VIA BRUSSELS SWIFT SYSTEM (ONLY) ON A BANK-TO-BANK BASIS (AND NOT VIA
EUROCLEAR), AND MUST THEN BE VERIFIED AND AUTHENTICATED BY SENDING/RECEIVING BANK OFFICER(S) AS
GENUINE.
• IMPORTANT: THE TRADE PLATFORM WILL NOT DEVIATE FROM THE ABOVE PROCEDURES.
PROCEDURES FOR ALL TRANSACTIONS: (1) PRELIMINARY DUE DILIGENCE REVIEW OF APPLICANT CURRENT INTAKE
KYC PACKAGE. FOLLOWING PRELIMINARY PRE-APPROVAL, (2) SPECIAL TRANSACTION DOCUMENTATION IS
PREPARED EXCLUSIVELY FOR THE CLIENT (INCLUDES TRADE AGREEMENT AND PROTECTION FOR REGISTERED
CONSULTANTS (AGENTS).
=======================
SPECIALIZED PROGRAMS
#10) EXIT BUYER OF MEDIUM TERM NOTES (BRUSSELS EUROCLEAR ONLY) (VIA SELL TICKET / BUY TICKET)
• MINIMUM AMOUNT: FIVE HUNDRED MILLION (500M) TO FIFTY BILLION (50B+) W/ ROLLS & EXTENSIONS
• SUBMIT: COMPLETE CLIENT INFORMATION SHEET (CIS), PASSPORT, AND PROOF OF MEDIUM TERM NOTES ON
BRUSSELS EUROCLEAR SCREEN
• FIRST PREFERENCE: CASH BACKED MEDIUM TERM NOTES
 SECOND PREFERENCE: GOLD BACKED MEDIUM TERM NOTES
• REQUIREMENTS:
(1) SELLER MUST FIRST PLACE SELL TICKET ON EUROCLEAR IN THE NAME OF THE EXIT BUYER (NON
NEGOTIABLE);
(2) EXIT BUYER WILL – WITHIN ONE (1) HOUR – PLACE BUY TICKET ON EUROCLEAR IN THE NAME OF THE
SELLER;
(3) FUNDS ARE TRANSFERRED AND TRANSACTION CLOSES WITHIN FOUR (4) HOURS ON BRUSSELS
EUROCLEAR.
(4) SUBSEQUENT TRANCHES ARE REPEATED UNTIL THE ENTIRE CONTRACT IS COMPLETED.
=======================
#11) EXIT BUYER OF BANK GUARANTEES (BRUSSELS SWIFT SYSTEM ONLY) (VIA SWIFT MT760 ONLY)
• MINIMUM AMOUNT: FIVE HUNDRED MILLION (500M) TO FIFTY BILLION (50B+) W/ ROLLS & EXTENSIONS
• SUBMIT: COMPLETE CLIENT INFORMATION SHEET (CIS), PASSPORT, AND SIGNED MOU FOR BANK GUARANTEES
• FIRST PREFERENCE: CASH BACKED BANK GUARANTEES
 SECOND PREFERENCE: STANDBY LETTERS OF CREDIT
• REQUIREMENTS:
(1) SELLER MUST FIRST SEND PRE-ADVISE SWIFT MT-199 OR MT-799 TO THE EXIT BUYER’S BANK;
(2) EXIT BUYER’S BANK WILL THEN RESPOND WITH SWIFT MT-199 OR MT-799 TO CLOSE TRANSACTION;
(3) SELLER WILL THEN SEND BANK GUARANTEE VIA SWIFT MT-760 TO EXIT BUYER’S BANK FOR CLOSING;
(4) TRANSACTION CLOSES AND FUNDS ARE TRANSFERRED TO SELLER’S BANK VIA SWIFT MT-103.
(5) SUBSEQUENT TRANCHES ARE REPEATED UNTIL THE ENTIRE CONTRACT IS COMPLETED.
=======================
IMPORTANT NOTICE / DISCLOSURE, CONFIDENTIALITY & PRIVACY: THIS MATERIAL OR COMMUNICATION IS NOT AN OFFER OR SOLICITATION. THIS MATERIAL IS IN
DIRECT RESPONSE TO YOUR EXPRESS REQUEST FOR INFORMATION AND/OR A PRIVATE, PROPRIETARY AND CONFIDENTIAL COMMUNICATION AND IS PROVIDED FOR
INFORMATION AND EDUCATIONAL PURPOSES ONLY. CONTENT IS SUBJECT TO ERRORS AND OMISSIONS. THIS COMMUNICATION AND ANY DOCUMENTS OR FILES
ACCOMPANYING THE COMMUNICATION CONTAIN CONFIDENTIAL INFORMATION IS FOR THE INTENDED RECIPIENT ONLY. IF YOU ARE THE RECIPIENT, YOU ARE
HEREBY NOTIFIED THAT ANY DISCLOSURE, COPYING, DISTRIBUTION OR USE OF ANY OF THE INFORMATION CONTAINED IN, OR ATTACHED TO THIS TRANSMISSION IS
STRICTLY PROHIBITED. INFORMATION IS PRESENTED PER YOUR REQUEST FOR INFORMATIONAL AND REVIEW, WHEREBY PRINCIPALS ARE RESPONSIBLE FOR THEIR
OWN DUE DILIGENCE, DECISIONS AND ACTIONS. IT IS AGAINST ALL PRIVATE PLACEMENT REGULATIONS FOR ANY INTERMEDIARY, BROKER OR INTRODUCER TO
STIPULATE RATES OF RETURN; THEREFORE, ANY SUCH REFERENCE OR REPRESENTATIONS ARE EXEMPLARY ONLY. RATES OF RETURN AND ACTUAL MECHANICS FOR
PROGRAM PERFORMANCE CAN ONLY BE RELIED UPON WHEN COMING DIRECT FROM PLATFORM. ALSO, IT MUST BE CLEARLY UNDERSTOOD THAT ALL
PERFORMANCE IS ON A ‘BEST EFFORTS BASIS’ ONLY. THUS, HISTORICAL PERFORMANCE DOES NOT EQUATE TO PRESENT OR FUTURE PERFORMANCE. ONLY
PLATFORM MANAGEMENT CAN BE DEEMED AS THE FINAL WORD IN TERMS OF ACCURACY OF INFORMATION RELATIVE TO THE PROGRAM, YIELDS AND TERMS.
CONTENT IS SUBJECT TO ERRORS AND OMISSIONS. SENDER IS NOT A REGISTERED SECURITIES, INVESTMENT, INSURANCE, TAX, LEGAL AGENT, BROKER, DEALER OR
ADVISOR, AND THIS DOCUMENT, CONTENT, AND/OR ANY/ALL ACCOMPANYING MATERIAL REFERRED TO, AND FORTHCOMING IN THIS OR IN ANY OTHER RELATED
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2016 PROGRAMS - 1st Quarter

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2016 PROGRAMS - 1st Quarter

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2016 TRADE PLATFORM MULTI-STEP BULLET & LONG TERM TRADE

PROGRAMS FOR CASH FUNDS & BANK INSTRUMENTS, WITH ADDITIONAL

SWIFT PROGRAMS (DIRECT, SINGLE ISSUED TRADE CONTRACT STRUCTURE)

#1) TEAR SHEET PROGRAM: (1 – 3 – 5 – 10 DAYS) BULLET TRADE PROGRAM

• MINIMUM AMOUNT: ONE HUNDRED MILLION (100M) TO FIVE BILLION (5B+)

BREAKDOWN OF PROFIT DISBURSEMENTS AND ADDITIONAL INFORMATION:

• MINIMUM AMOUNT: ONE HUNDRED MILLION (100M) TO FIVE BILLION (5B+)

BREAKDOWN OF PROFIT DISBURSEMENTS AND ADDITIONAL INFORMATION:

• MINIMUM AMOUNT: FIVE HUNDRED MILLION (500M) TO FIFTY BILLION (50B+)

BREAKDOWN OF PROFIT DISBURSEMENTS AND ADDITIONAL INFORMATION:

• MINIMUM AMOUNT: ONE HUNDRED MILLION (100M) TO FIVE BILLION (5B+)

BREAKDOWN OF PROFIT, DISBURSEMENTS AND ADDITIONAL INFORMATION:

#5) SWIFT MT-799 PROGRAM: BLOCK/RESERVE HOLD OF CASH FUNDS

• MINIMUM AMOUNT: ONE HUNDRED MILLION (100M) TO FIVE BILLION (5B+)

BREAKDOWN OF PROFIT, DISBURSEMENTS AND ADDITIONAL INFORMATION:

#6) SWIFT MT-760 PROGRAM: BLOCK/RESERVE HOLD OF CASH FUNDS

• MINIMUM AMOUNT: ONE HUNDRED MILLION (100M) TO FIVE BILLION (5B+)

BREAKDOWN OF PROFIT, DISBURSEMENTS AND ADDITIONAL INFORMATION:

• MINIMUM AMOUNT: ONE HUNDRED MILLION (100M) TO FIVE BILLION (5B+)

BREAKDOWN OF PROFIT, DISBURSEMENTS AND ADDITIONAL INFORMATION:

• MINIMUM AMOUNT: FIVE MILLION (5M) TO FIFTY MILLION (50M)

BREAKDOWN OF PROFIT, DISBURSEMENTS AND ADDITIONAL INFORMATION:

• MINIMUM AMOUNT: ONE HUNDRED MILLION (100M) TO FIVE BILLION (5B+)

BREAKDOWN OF PROFIT, DISBURSEMENTS AND ADDITIONAL INFORMATION:

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