SHIVA KUMAR
Business Specialist | Business Analyst
CONTACT
+852 9748 7392
shivavarun907@gmail.com
Flat A, 39/F, Montara, TKO,
Hong Kong.
linkedin.com/in/shiva-kumar-
sanghisetty-35834337
EDUCATION
May 2011
Bachelor Of Technology
in Computer science,
T.K.R College of Engineering –
Hyderabad, India
KEY SKILLS
Sybase / T-SQL
Agile Methodologies
Requirements Gathering
JIRA / Confluence
Capital Markets
Business Analysis
Affiliate Clearing Module
Visio / Lucid Chart
PROFILE
Senior Business Analyst with experience in gathering requirements, elicitation,
documentation of requirements and analysis for a back-office settlement
system. Over 11 years of vast experience in capital markets domain played
diverse roles as a Developer, Technical Analyst, Product Management, Scrum
Master, implementing projects and Delivering Client Demos.
Thorough functional knowledge on Trade life cycle processing, Collateral
valuations, Affiliate Clearing Module, Japanese Margin Trading, Securities
Lending & Borrowing, Repos, ETD Derivatives, Position management, Clearing
& Settlement, and various user report generations.
PROFESSIONAL EXPERIENCE
November 2022 – Present
Implementation Consultant
Broadridge Asia Ltd – Hong Kong SAR
▪ Primarily working as Implementation consultant responsible in implementing
Gloss for various ongoing projects based in Hong Kong.
▪ Working with end users and various stakeholders of client bank to analyse and
validate project requirements.
▪ Delivering client demos on the new functionalities in Gloss.
▪ Implement, Support, and validate Operations Readiness Testing, BAT & User
Acceptance testing.
▪ Majorly working for Gloss (Settlement System), CCASS Adapter, SGX Adapter,
Affiliate clearing, SWIFT settlement instructions and extract like Stock position
reports, Journal (Accounting) extract and various user reporting.
▪ Handled project migration activities as control tower responsible for S.O.P and
migration strategies and liaise with stakeholders.
March 2020 – October 2022
Business Specialist
BROADRIDGE FINANCIAL SOLUTIONS – Hyderabad, India
▪ Completed in-depth analysis for back-office settlement system’s business
projects of UBS Wealth management, RJ O’Brien, Standard Chartered Bank, and
Société Générale Hong Kong
▪ Developed and maintained business requirements and ensured they aligned with
both functional and technical requirements
▪ Reconcile client data errors to ensure the accuracy of business requirements
▪ Manage a scrum team as Scrum Master responsible in aligning team to Agile
framework by improving the Transparency, Adaptability and Productivity in each
iteration.
▪ Perform daily scrum, sprint reviews and analyses of current processes using
operational metrics and reports
▪ Monitor project progress by tracking activity; resolving problems; publishing
progress reports; recommending actions
 Microsoft Office suite ▪ Designed, developed, and deployed CFTC (US) regulations for Segregation moves,
Derivatives Account segregations, Custody market rules, Seg Moves aggregations
in Gloss (Back-office settlement system).
Notepad++
October 2016 – February 2020
Implementation / Business Lead
VB Scripting / Macros BROADRIDGE (Japan) LTD – Tokyo, Japan

▪ Responsible for specifications, implementations, and system analysis aligning to

requirements of APTP - SocGen Japan Fixed Income Phase project.
Window OS / Unix / Linux ▪ Served customers and businesses by creating user specific reports in the system
per usage.
▪ Execute, validate, and support SIT & UAT testing.
Core Java ▪ Played diverse roles as Business Analyst, Implementation Analyst, Migration
activities, Client support and trainings
▪ Collaborated with various stakeholders for effective implementation of
requirements in the product and handing over to Development teams
▪ Managed offshore team in developing the latest functionalities using the
specifications developed by me.
▪ Negotiate and liaise between business teams, technology teams, and support
teams
▪ Worked with users and stakeholders to analyse and validate requirements

September 2011 – September 2016

Sr. Member Technical / Sr. Business Analyst
BROADRIDGE FINANCIAL SOLUTIONS – Hyderabad, India

▪ Played various diverse roles from start of my career as Developer, Technical

Analyst, Business Analyst, Implementation consultant.
▪ Developed various system enhancements, bug fixes in the Back-office settlement
system (Gloss) as an entry level developer.
▪ Worked for a span of 6 months (Aug’2013 – Feb’2014) for an implementation
project at Mizuho Securities (client site) in Tokyo, Japan.
▪ Responsible in developing Business Requirement Documents, System
Specifications, High-Level estimates for the system as Technical & Business
Analyst by collaborating with various stakeholders.
▪ Garnered knowledge on various capital market functionalities like Securities
Lending & Borrowing, Repos, Collateral Valuations, ETD Derivatives, Trade life
cycle, Back-office operations, Reference Data processing, Trade confirmations,
Settlement generation etc.,

IMPLEMENTATION PROJECTS
▪ Mizuho Foreign Bond, Clearing Gloss & JASDEC FI MT MX
conversion project.
▪ APTP – SocGen HK (Dragonstone) Phase Implementation.
▪ Skandinaviska Enskilda Banken AB project for Gloss
▪ APTP – SocGen Japan Fixed Income Phase Implementation.
▪ APTP – SocGen Japan Equity Margin Trading Module in Gloss.
▪ Accenture Post Trade Processing Suite for Barclays JP.
▪ ETD Derivatives Implementation for CIBC.
 ❖
CERTIFICATIONS & ACCOLADES

▪ Scrum Master Certified from Project Management Institute

▪ Certified from New York Institute of Finance (NYIF) in Fundamentals of Securities Industry, Equities,
Fixed Income Securities and Brokerage Operations.
▪ Certified from National Stock Exchange (NSE) on Financial Markets modules.
▪ Certified from Broadridge University on Fixed Income Securities for professionals.
▪ Certified Scrum Master learnings from LinkedIn promoted by PMI.
▪ Received accolades for the best performance and supporting the implementation project go-live.
▪ Received ACE internal appreciation awards for accountability, engagement & client centric.