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Contents
PREFACE xxi

part 1 Defining Supervision and Supervisory


Challenges 1
CHAPTER 1 Supervision Definitions 2
Key Concepts 2
Chapter Outcomes 3
Responding to a Supervisory Dilemma 4
Organizations and Their Levels 4
What Common Characteristics Do All Organizations Have? 5
What Are the Organizational Levels? 5
The Management Process 6
What Is Management? 6
What Are the Four Management Functions? 7
Do Management Functions Differ by Organizational Levels? 8
Changing Expectations of Supervisors 8
What Roles Do Supervisors Play? 8
Comprehension Check 1-1 9
Are Supervisors More Important in Today’s Organizations? 9
Does a Supervisor Need to Be a Coach? 10
Transition from Employee to Supervisor 10
Where Do Supervisors Come From? 11
Is the Transition to Supervisor Difficult? 11
Do You Really Want to Be a Supervisor? 13
Supervisory Competencies 13
Something to Think About (and promote class discussion) Becoming
a Supervisor 14
What Is Technical Competence? 14
News Flash! The Supervisor’s Role in Modern Organizations 15
How Do Interpersonal Competencies Help? 16
What Is Conceptual Competence? 16
Why Must One Have Political Competence? 16
How Do Competencies Shift by Managerial Level? 17
From Concepts to Skills 18
What Is a Skill? 18
What Else Is Critical for Me to Know About Supervising? 19
Comprehension Check 1-2 20
Enhancing Understanding 21
Summary 21
Comprehension: Review and Discussion Questions 21
Key Concept Crossword 22
Developing Your Supervisory Skills 23
Getting to Know Yourself 23
Building a Team 23
Mentoring Others 23
Thinking Critically 24
vii
viii Contents

CHAPTER 2 Supervision Challenges 26


Key Concepts 26
Chapter Outcomes 27
Responding to a Supervisory Dilemma 28
Global Competitiveness 29
Is There Such a Thing as “Buy American”? 29
How Does Globalization Affect Supervisors? 30
Something to Think About (and promote class discussion) Who Owns What? 31
Technology Enhancements 31
News Flash! The Cultural Variables 32
What Is Technology? 33
How Does Technology Change the Supervisor’s Job? 33
E-Business at Work 34
What Is an E-Business? 34
What Changes Can Supervisors Expect from E-Business? 35
Comprehension Check 2-1 36
Working in a Diverse Organization 37
What Is Workforce Diversity? 37
How Does Diversity Affect Supervisors? 37
Changing How Business Operates 39
Why Are Organizations Doing More with Less? 40
Why the Emphasis on Continuous-Improvement Programs? 40
How Does Work Process Engineering Differ from Continuous Improvement? 41
What Are the Supervisory Implications of Downsizing, Contingent Workforces,
Continuous-Improvement Programs, and Work Process Engineering? 42
Thriving on Chaos 43
From Chaos to Crisis 44
The Good and Profitable Organization 45
What Is a Socially Responsible Organization? 46
How Do We Act Responsibly? 46
What Is Ethics? 47
Comprehension Check 2-2 49
Enhancing Understanding 50
Summary 50
Comprehension: Review and Discussion Questions 51
Key Concept Crossword 52
Developing Your Supervisory Skills 54
Getting to Know Yourself 54
Building a Team 54
Guidelines for Acting Ethically 54
Thinking Critically 55

part 2 Planning, Organizing, Staffing,


Controlling, and Decision Making 57
CHAPTER 3 Planning and Goal Setting 58
Key Concepts 58
Chapter Outcomes 59
Responding to a Supervisory Dilemma 60
What Is Formal Planning? 61
Contents ix

Productivity 61
What Is Productivity? 61
News Flash! The Downsides of Planning 62
Why Is Productivity Important to the United States? 63
Planning and Level in the Organization 64
What Is the Breadth of Planning? 64
How Do Planning Time Frames Differ? 64
How Are Plans and Supervisory Levels Linked? 64
Can Continuous-Improvement Programs Be a Help in Planning? 65
Key Planning Guides 67
What Are Standing Plans? 67
What Are Single-Use Plans? 68
Comprehension Check 3-1 69
Something to Think About (and promote class discussion) From the Past to
the Present 73
Goal Setting 74
How Were Goals Set in Years Past? 74
What Is the Key to Making Goal Setting Effective? 74
Why Might Goal Setting Work for You? 75
Self-Fulfilling Prophecy for Your Followers 75
Balanced Scorecard: The Natural Evolution of Goal Setting? 76
A Special Case of Planning: The Entrepreneurial Supervisor 76
What Is Entrepreneurship? 76
Do Entrepreneurs Possess Similar Characteristics? 77
How Do Entrepreneurs Compare with Traditional Supervisors? 78
Comprehension Check 3-2 79
Enhancing Understanding 80
Summary 80
Comprehension: Review and Discussion Questions 80
Key Concept Crossword 81
Developing Your Supervisory Skills 82
Getting to Know Yourself 82
Building a Team 82
Setting Goals 82
Thinking Critically 83

CHAPTER 4 Organizing 86
Key Concepts 86
Chapter Outcomes 87
Responding to a Supervisory Dilemma 88
What Is Organizing? 89
Basic Organizing Concepts 89
What Is Work Specialization? 89
What Is the Span of Control? 90
What Is the Chain of Command? 91
What Is Authority? 92
News Flash! Obeying Authority 93
Something to Think About (and promote class discussion) Return to Yesteryear 94
Where Are Decisions Made? 95
What Are the Five Ways to Departmentalize? 96
Comprehension Check 4-1 98
From Departmentalization to Structure 99
A Simple Structure 99
The Functional Structure 100
The Divisional Structure 100
x Contents

The Matrix Organization 101


Team-Based Structures 102
The Boundaryless Organization 102
The Learning Organization 103
Organizing Your Employees 104
How Do You Identify the Tasks to Be Done? 104
What Is the Purpose of Job Descriptions? 104
Empowering Others Through Delegation 105
What Is Delegation? 105
Isn’t Delegation Abdication 106
Comprehension Check 4-2 107
Enhancing Understanding 108
Summary 108
Comprehension: Review and Discussion Questions 108
Key Concept Crossword 109
Developing Your Supervisory Skills 110
Getting to Know Yourself 110
Building a Team 110
Delegating 110
Thinking Critically 112

CHAPTER 5 Staffing and Recruiting 114


Key Concepts 114
Chapter Outcomes 115
Responding to a Supervisory Dilemma 116
The Legal Environment of HRM 118
Something to Think About (and promote class discussion) Is It Safe? 120
Employment Planning 121
How Does a Supervisor Conduct an Employee Assessment? 121
How Are Future Employee Needs Determined? 121
Recruitment and Selection 121
Where Do Supervisors Look to Recruit Candidates? 121
How Does a Supervisor Handle Layoffs? 123
Is There a Basic Premise to Selecting Job Candidates? 124
How Effective Are Tests and Interviews as Selection Devices? 125
News Flash! The Realistic Job Preview 127
Preparation for the Interview 127
Interview Questions You Shouldn’t Ask 128
Interview Questions You Should Ask 128
Comprehension Check 5-1 129
Orientation, Training, and Development 129
How Do You Introduce New Hires to the Organization? 129
What Is Employee Training? 130
Performance Appraisals 132
Compensation and Benefits 132
How Are Pay Levels Determined? 132
Why Do Organizations Offer Employee Benefits? 133
Current Issues in Human Resource Management 133
Workforce Diversity 133
What Is Sexual Harassment? 133
How Do “Survivors” Respond to Layoffs? 135
Comprehension Check 5-2 136
Enhancing Understanding 137
Summary 137
Comprehension: Review and Discussion Questions 137
Key Concept Crossword 138
Contents xi

Developing Your Supervisory Skills 139


Getting to Know Yourself 139
Building a Team 139
Interviewing 140
Thinking Critically 140

CHAPTER 6 Controlling 142


Key Concepts 142
Chapter Outcomes 143
Responding to a Supervisory Dilemma 144
The Control Process 145
How Do You Measure Actual Performance? 146
How Do You Compare Results with Standards? 147
When Should Corrective Action Be Taken? 149
Types of Controls 150
What Is Preventive Control? 150
When Are Concurrent Controls Used? 151
What Is Corrective Control? 151
The Focus of Control 151
News Flash! On the Rocks 152
Comprehension Check 6-1 153
What Costs Should You Control? 153
Why Pay Attention to Inventories? 154
What Is Value Chain Management? 155
Why the Focus on Quality? 156
What Are the Characteristics of Effective Controls? 157
Can Controls Create Problems? 158
Contemporary Control Issues 160
Is Employee Theft Increasing? 160
Something to Think About (and promote class discussion) Out with E-Mail 161
What Is the Sarbanes-Oxley Act? 162
Comprehension Check 6-2 163
Enhancing Understanding 164
Summary 164
Comprehension: Review and Discussion Questions 164
Key Concept Crossword 165
Developing Your Supervisory Skills 166
Getting to Know Yourself 166
Building a Team 166
Establishing Budgets 166
Thinking Critically 168

CHAPTER 7 Problem Analysis and Decision Making 170


Key Concepts 170
Chapter Outcomes 171
Responding to a Supervisory Dilemma 172
The Decision-Making Process 173
How Do You Identify the Problem? 173
How Do You Collect Relevant Information? 174
How Do You Develop Alternatives? 174
How Do You Evaluate Each Alternative? 174
How Do You Select the Best Alternative? 175
How Do You Implement the Decision? 175
How Do You Follow Up and Evaluate? 176
Decision Tools 176
What Are the Conditions of Decision Making? 176
xii Contents

What Is the Expected Value Analysis? 176


How Are Decision Trees Useful? 177
What Is Marginal Analysis? 178
Decision-Making Styles 178
What Are the Four Decision-Making Styles? 178
What’s the Point of These Four Decision-Making Styles? 179
Are Common Errors Committed in the Decision-Making Process? 179
Comprehension Check 7-1 181
Problems Versus Decisions 181
News Flash! Global Decision Making 182
How Do Problems Differ? 182
What Is the Difference Between Programmed and Nonprogrammed Decisions? 182
Group Decision Making 183
What Are the Advantages of Group Decisions? 183
Are There Disadvantages to Group Decision Making? 184
Is There a Guide for When to Use Group Decision Making? 185
How Can You Improve Group Decision Making? 185
Something to Think About (and promote class discussion) The Value of Diversity in
Decision Making 186
Ethics in Decision Making 187
What Are Common Rationalizations? 187
What Are the Three Views on Ethics? 188
Is There a Guide to Acting Ethically? 189
Comprehension Check 7-2 189
Enhancing Understanding 190
Summary 190
Comprehension: Review and Discussion Questions 190
Key Concept Crossword 191
Developing Your Supervisory Skills 192
Getting to Know Yourself 192
Building a Team 192
Becoming More Creative 193
Thinking Critically 194

part 3 Motivating, Leading, Communicating,


and Developing 197
CHAPTER 8 Motivating Followers 198
Key Concepts 198
Chapter Outcomes 199
Responding to a Supervisory Dilemma 200
What Is Motivation? 201
Understanding Individual Differences 202
Can Personality Types Help Predict Practical Work-Related Behaviors? 202
Do You Need to Develop Your Emotional Intelligence to Improve Your
Supervision Skills? 203
How Can an Understanding of Personality Help You Be a More Effective
Supervisor? 203
The Early Theories of Motivation 204
How Do You Focus on Needs? 204
Do Supervisors Focus on the Nature of People? 205
What Effect Does the Organization Have on Motivation? 205
Contents xiii

Comprehension Check 8-1 207


Contemporary Theories of Motivation 207
What Is a Focus on Achievement? 207
How Important Is Equity? 208
Do Employees Really Get What They Expect? 209
Something to Think About (and promote class discussion) Motivated to Do
What? 210
How Do You Create an Atmosphere in Which Employees Really Want to
Work? 211
Designing Motivating Jobs 212
Motivation Challenges for Today’s Supervisors 214
What Is the Key to Motivating a Diverse Workforce? 214
Should Employees Be Paid for Performance or Time on the Job? 215
How Can Supervisors Motivate Minimum-Wage Employees? 216
What’s Different in Motivating Professional and Technical Employees? 217
What Can a Supervisor Do to Improve Employees’ Work–Life Balance? 218
News Flash! The Growing Urgency for Work–Life Balance 219
How Can Employee Stock Ownership Plans Affect Motivation? 219
Comprehension Check 8-2 220
Enhancing Understanding 221
Summary 221
Comprehension: Review and Discussion Questions 221
Key Concept Crossword 222
Developing Your Supervisory Skills 223
Getting to Know Yourself 223
Building a Team 223
Designing Jobs 223
Thinking Critically 224

CHAPTER 9 Leading Followers 226


Key Concepts 226
Chapter Outcomes 227
Responding to a Supervisory Dilemma 228
Understanding Leadership 229
Are Leaders Born or Made? 229
What Are the Traits of Successful Leaders? 229
What Is This Thing Called Charisma? 230
What Is Visionary Leadership? 232
Comprehension Check 9-1 233
How Do You Become a Leader? 234
Why Does a Leader Need Technical Skills? 234
How Do Conceptual Skills Affect Your Leadership? 234
How Do Networking Skills Make You a Better Leader? 235
What Role Do Human Relations Skills Play in Effective Leadership? 235
Something to Think About (and promote class discussion) Growing Leaders 236
Leadership Behaviors and Styles 237
What Is Task-Centered Behavior? 237
What Are People-Centered Behaviors? 238
What Behavior Should You Exhibit? 239
Effective Leadership 239
Contemporary Leadership Roles 240
Do Credibility and Trust Really Matter? 240
News Flash! National Culture Could Affect Your Leadership Style 241
Why Are Credibility and Trust Important? 242
What If You Play Favorites? 242
How Can You Lead Through Empowerment? 243
xiv Contents

Leadership Issues Today 243


What Are Transactional and Transformational Leaders? 243
What Is Team Leadership? 244
What Is E-Leadership? 245
Is Leadership Always Relevant? 245
Comprehension Check 9-2 246
Enhancing Understanding 247
Summary 247
Comprehension: Review and Discussion Questions 247
Key Concept Crossword 248
Developing Your Supervisory Skills 249
Getting to Know Yourself 249
Building a Team 249
Mentoring Others 249
Thinking Critically 250

CHAPTER 10 Communicating Effectively 252


Key Concepts 252
Chapter Outcomes 253
Responding to a Supervisory Dilemma 254
What Is Communication? 256
The Communication Process 256
Methods of Communication 257
How Do You Communicate Orally? 258
Why Do You Use Written Communication? 258
Something to Think About (and to promote class discussion) Do Women and
Men Communicate Differently? 258
Is Electronic Communication More Efficient? 259
What Issues Are Created by IM and Text Messaging? 259
How Does Nonverbal Communication Affect Your Communication? 261
What Is the Grapevine? 261
Barriers to Effective Communication 263
How Does Language Affect Communication? 263
What Did You Say? 264
Did You Get My Message? 264
Do You See What I See? 264
What Do Roles Have to Do with Communication? 264
Comprehension Check 10-1 265
Is There a Preferred Information Medium? 265
How Does Honesty Affect Communication? 266
How Can You Improve Your Communication Effectiveness? 266
A Special Communication Skill: Active Listening 269
News Flash! Communication Differences in the Global Village 270
The Importance of Feedback Skills 270
What’s the Difference Between Positive Feedback and Feedback for Improvement? 270
How Do You Give Effective Feedback? 271
Comprehension Check 10-2 272
Enhancing Understanding 273
Summary 273
Comprehension: Review and Discussion Questions 273
Key Concept Crossword 274
Developing Your Supervisory Skills 275
Getting to Know Yourself 275
Building a Team 275
Active Listening 276
Thinking Critically 277
Contents xv

CHAPTER 11 Developing Groups 280


Key Concepts 280
Chapter Outcomes 281
Responding to a Supervisory Dilemma 282
What Is a Group? 282
Why Do People Join Groups? 283
Understanding Informal Workgroups 284
What Are Norms and How Do They Affect Work Behavior? 284
News Flash! Solomon Asch and Group Conformity 285
Are Cohesive Groups More Effective? 286
What Is an Emergent Leader? 286
How Can Informal Groups Be Helpful? 287
Are There Ways to Influence the Informal Workgroup? 287
Comprehension Check 11-1 288
The Increasing Use of Teams 289
Turning Groups into Teams 289
The Five-Stage Model of Group Development 290
A Model of Development for Deadline-Driven Ad Hoc Groups 292
How Do You Build Effective Teams? 293
Team Challenges for Supervisors 294
What Obstacles Exist in Creating Effective Teams? 294
Something to Think About (and to promote class discussion) Fast
Times! 295
How Can Team Obstacles Be Overcome? 296
Contemporary Team Issues 298
Why Are Teams Central to Continuous-Improvement Programs? 298
How Does Workforce Diversity Affect Teams? 298
Comprehension Check 11-2 299
Enhancing Understanding 300
Summary 300
Comprehension: Review and Discussion Questions 300
Key Concept Crossword 301
Developing Your Supervisory Skills 302
Getting to Know Yourself 302
Building a Team 302
Developing Your Coaching Skills 303
Thinking Critically 303

part 4 Appraisal, Safety, Negotiation,


Change, and Labor Relations 305
CHAPTER 12 Performance Appraisal 306
Key Concepts 306
Chapter Outcomes 307
Responding to a Supervisory Dilemma 308
The Purpose of Employee Performance Appraisals 310
When Should Appraisals Occur? 310
What Is Your Role in Performance Appraisals? 311
What Are the Legal Issues in Performance Appraisals? 314
Are There Appropriate Criteria for Appraising Performance? 314
How Do You Gather Performance Data? 315
xvi Contents

Performance Appraisal Methods 315


What Are the Absolute-Standards Measurements? 316
How Do You Use Relative Standards? 318
Comprehension Check 12-1 319
Objectives 320
Potential Problems in Performance Appraisals 320
What Is Leniency Error? 320
How Do Halo Errors Affect Appraisals? 321
What Is Similarity Error? 321
What Is Recency Error? 321
Something to Think About (and promote class discussion) Evaluating Students 321
How Does Central Tendency Error Affect Appraisals? 322
Are You Inclined to Use Inflationary Pressures? 322
How Can You Overcome the Hurdles? 322
Responding to Performance Problems 325
News Flash! Performance Appraisals in Contemporary Organizations 325
What Do You Need to Know About Counseling Employees? 326
Is Your Action Ethical? 326
Comprehension Check 12-2 327
Enhancing Understanding 328
Summary 328
Comprehension: Review and Discussion Questions 328
Key Concept Crossword 329
Developing Your Supervisory Skills 330
Getting to Know Yourself 330
Building a Team 330
Conducting a Performance Evaluation 330
Thinking Critically 332

CHAPTER 13 Workplace Health and Safety 334


Key Concepts 334
Chapter Outcomes 335
Responding to a Supervisory Dilemma 336
The Occupational Safety and Health Act 338
What Are the OSHA Enforcement Priorities? 338
How Does a Supervisor Keep OSHA Records? 339
What Are the OSHA Punitive Actions? 341
Does OSHA Work? 342
News Flash! OSHA and Needlesticks 344
Comprehension Check 13-1 344
Job Safety Programs 345
What Causes Work-Related Accidents? 345
How Can Accidents Be Prevented? 345
How Do Supervisors Ensure Job Safety? 345
A Special Case of Safety: Workplace Violence 346
Maintaining a Healthy Work Environment 348
How Do You Create a Smoke-Free Environment? 348
Something to Think About (and promote class discussion) Save Lives, Save Money:
Make Your Business Smoke-Free 349
What Are Repetitive Stress Injuries? 350
Stress 350
Are There Common Causes of Stress? 351
What Are the Symptoms of Stress? 352
How Can Stress Be Reduced? 352
Helping the Whole Employee 352
Where Did EAPs Come From? 352
Why Provide Wellness Programs? 353
Contents xvii

Comprehension Check 13-2 354


Enhancing Understanding 355
Summary 355
Comprehension: Review and Discussion Questions 355
Key Concept Crossword 356
Developing Your Supervisory Skills 357
Getting to Know Yourself 357
Building a Team 357
Developing Safety Skills 357
Thinking Critically 358

CHAPTER 14 Conflict, Politics, Discipline, and Negotiation 360


Key Concepts 360
Chapter Outcomes 361
Responding to a Supervisory Dilemma 362
What Is Conflict? 363
Is All Conflict Bad? 363
Where Do Conflicts Come From? 364
How Do You Manage Conflict? 364
What Resolution Techniques Can You Use? 365
Which Conflicts Do You Handle? 366
How Do You Choose the Appropriate Resolution Technique? 366
How Do You Stimulate Conflict? 367
How Cautiously Should You Proceed in Stimulating Conflict? 368
Comprehension Check 14-1 369
Understanding Organizational Politics 369
What Is Politics? 369
Why Does Politics Exist in Organizations? 370
Can You Play Politics and Still Be Ethical? 371
How Do You Know When You Should Play Politics? 371
News Flash! Status in Organizations 372
The Disciplinary Process 373
What Types of Discipline Problems Might You Face? 374
Is Discipline Always the Solution? 375
Basic Tenets of Discipline 375
How Do You Lay the Groundwork for Discipline? 375
How Do You Make Discipline Progressive? 377
What Factors Should You Consider in Discipline? 378
What About the Law? 378
Negotiation 379
How Do Bargaining Strategies Differ? 380
How Do You Develop Effective Negotiation Skills? 381
Something to Think About (and promote class discussion) Hand Me a Towel 382
Comprehension Check 14-2 383
Enhancing Understanding 384
Summary 384
Comprehension: Review and Discussion Questions 384
Key Concept Crossword 385
Developing Your Supervisory Skills 386
Getting to Know Yourself 386
Building a Team 386
Disciplining an Employee 388
Thinking Critically 390

CHAPTER 15 Change Management 392


Key Concepts 392
Chapter Outcomes 393
xviii Contents

Responding to a Supervisory Dilemma 394


The Forces for Change 395
What Are the External Forces Creating a Need for Change? 395
News Flash! EA Sports 396
What Are the Internal Forces Creating a Need for Change? 396
How Can Supervisors Serve as Change Agents? 397
Two Views of the Change Process 397
What Is the Traditional View of Change? 398
What Is the Contemporary View of Change? 398
Will You Face a World of Constant and Chaotic Change? 399
Why Do People Resist Change? 399
How Can You Overcome Resistance to Change? 400
Something to Think About (and promote class discussion) Robot Doc 402
Comprehension Check 15-1 402
Stimulating Innovation 403
How Are Creativity and Innovation Related? 403
What Is Involved in Innovation? 404
How Can a Supervisor Foster Innovation? 405
Comprehension Check 15-2 406
Enhancing Understanding 407
Summary 407
Comprehension: Review and Discussion Questions 407
Key Concept Crossword 408
Developing Your Supervisory Skills 409
Getting to Know Yourself 409
Building a Team 409
Thinking Critically 410

CHAPTER 16 Supervision and Labor 412


Key Concepts 412
Chapter Outcomes 413
Responding to a Supervisory Dilemma 414
What Is Labor Relations? 414
Why Do Employees Join Unions? 415
Labor Legislation 418
The Wagner Act 418
The Taft-Hartley Act 419
Other Laws Affecting Labor–Management Relations 419
Comprehension Check 16-1 420
How Are Employees Unionized? 421
Collective Bargaining 422
What Are the Objective and Scope of Collective Bargaining? 422
News Flash! When the Union Arrives 423
What Is the Collective Bargaining Process? 424
What Happens When Agreement Cannot Be Reached? 426
Something to Think About (and promote class discussion) Can Boeing Shift the
Work? 428
Comprehension Check 16-2 429
Enhancing Understanding 430
Summary 430
Comprehension: Review and Discussion Questions 430
Key Concept Crossword 431
Developing Your Supervisory Skills 432
Getting to Know Yourself 432
Building a Team 432
Resolving a Grievance 433
Thinking Critically 434
Contents xix

POSTSCRIPT Personal Development 436


Introduction 436
What Is a Career? 437
How Do I Make a Career Decision? 437
Can I Increase My Chances for Getting into the Organization? 438
Where Can I Find Jobs Advertised on the Internet? 439
Preparing a Résumé 439
Excelling at the Interview 440
Some Suggestions for Developing a Successful Career 441
A Final Word 443

GLOSSARY 445

ANSWERS TO CROSSWORD PUZZLES 455

INDEX 465

PHOTO CREDITS 475


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Preface
Welcome to the seventh edition of Supervision Today! We continue to present this
book in a way that our users have found useful. Many of you helped make the previous
editions of this book a resounding success. In this edition, we continue that trend and
make your reading experience even better.
In our quest to make this the most complete supervision text currently available,
we’ve taken into account feedback from our readers. We continue to present a book that
focuses on the basic elements of supervision—one that covers the essential and traditional
concepts in effectively supervising employees; that has a strong applied, practical, and skill
focus; and that is user friendly. This new edition continues to be rich in instructional aids
and experiential opportunities. Let’s highlight some of these elements: specifically, the
basis for the content, the new features, and the “student-friendly” approach of this edition.

Foundations of the Seventh Edition


Most of us understand concepts better when we can relate them to our everyday lives.
In this edition we help you build an understanding of supervising through real-life
concepts, examples, and practice. We believe that when you have an opportunity to
apply what you are learning—in an educational setting that encourages risk taking—
you will perform more effectively on the job. Moreover, in the process you will build
your supervisory skills portfolio!
We recognize that the supervisor’s job continues its rate of dramatic change.
Supervisors are working with a more diverse workforce in terms of race, gender, and
ethnic background. Supervisors’ jobs are constantly affected by technological changes,
a more competitive marketplace, and corporate restructuring and workflow redesign.
Despite all of these changes, supervisors still need to understand the traditional elements
of directing the work of others and the specific skills required: goal setting, budget-
ing, scheduling, delegating, interviewing, negotiating, handling grievances, counseling
employees, and evaluating employees’ performance.
A good supervision text must address both traditional and contemporary issues.
We believe we’ve done this by focusing on relevant issues and by including lots of
examples and visual stimuli to make concepts come alive. The full-color design format
captures visually the reality and the excitement of the supervisor’s job. We’ve also
spent years developing a writing style that has been called “lively, conversational, and
interesting.” That’s just another way of saying that you should be able to understand
what we’re saying and feel as though we’re actually in front of you giving a lecture.
Of course, only you can judge this text’s readability. We ask you to read a few pages
at random. We think you’ll find the writing style both informative and lively.

What’s New for the Seventh Edition?


We have been very pleased with the response to the previous edition of the textbook.
Reviewers and current adopters tell us that the content is solid and that the skill-build-
ing exercises work well in the classroom. For the seventh edition we have concen-
trated on refining the presentation and addressing the evolving roles that supervisors
are asked to embrace in today’s workplace. Significant additions to the seventh edition
include the following:
■ Contingent workforces
■ Balanced scorecard
xxi
xxii Preface

■ Entrepreneurship
■ Overcoming layoff survivor sickness
■ Employee theft
■ Work–Life balance
■ Coaching
■ IM and texting issues and guidelines
■ Assimilating immigrant workers into the culture
■ Workplace violence
■ Creating a disciplinary paper trail
■ Suggestions for developing a successful career

Key Features of the Seventh Edition


Before you start a journey, it’s valuable to know where you’re headed so you can mini-
mize detours. The same holds true in reading a text. To make learning more efficient,
we continue to include the following features.

CHAPTER OUTCOMES Each chapter opens with a list of outcomes that describe what
you will be able to do after reading the chapter. These outcomes are designed to focus
your attention on the major issues in each chapter. Each outcome is a key learning
element.

KEY CONCEPTS Each chapter contains a list of the key concepts addressed in the
chapter. These terms represent critical comprehension areas. And through the Key
Concept Crossword you can get feedback on how well you’ve understood the key
concepts.

RESPONDING TO A SUPERVISORY DILEMMA These interesting chapter-opening stories


focus on an issue regarding a topic that will be discussed in the chapter. Although
they have value, these vignettes are often overlooked. To address this problem, and to
focus heavily on supervisory issues, all of our opening vignettes are posed as situational
dilemmas. No matter where you may work as a supervisor, at some point in your career
you will be faced with a difficult issue—one that goes beyond simply following the law.
These opening vignettes are designed to encourage you to think about what you may
face and to begin to develop a plan of action for handling workplace dilemmas. For
this edition 50 percent of the opening vignettes are new, offering a contemporary view
of workplace dilemmas.

MARGIN NOTES Key concepts identified at the beginning of each chapter are set bold-
face when they first appear in the chapter. The margin note defines the term for quick
reference.

NEWS FLASH! Because of the popularity of these vignettes in previous editions, we con-
tinue to include them in this new edition. Each vignette presents an issue that highlights
a distinction between traditional and contemporary supervisory roles. For this edition
each chapter contains a news flash item specific to the topics included in the chapter.

SOMETHING TO THINK ABOUT Supervisors make many decisions every day. Some deci-
sions present clear-cut answers based on legal and company rules and regulations.
Other resolutions may not be so obvious. You need to evaluate and think through a
number of variables in order to develop an answer or course of action. These sections
are excellent class discussion starters and for this edition are included in each chapter
to focus on the presented topics.
Preface xxiii

FOCUS ON COMPREHENSION We continue to present our second-level headings in the


form of questions. Each of these questions was carefully written to reinforce under-
standing of very specific information. After reading a chapter (or a section), you should
be able to return to these headings and answer the question. If you can’t answer a
question or are unsure of your response, you’ll know exactly what sections you need to
reread or review, or where to place more of your effort. All in all, this format provides
a self-check on your reading comprehension.

COMPREHENSION CHECK This is a quick “Are-you-understanding-what-you’re-reading?”


feature. In each chapter there are two Comprehension Checks with objective questions
(which are answered at the end of the chapter) that offer quick feedback on whether
you’ve understood what you’ve read. If you have problems answering these questions
correctly, you should reread those sections before moving on to new material in the
book. Of course, not every element of the chapter’s material can be tested—nor can
simply answering these questions correctly guarantee comprehension. But answering
these questions correctly can indicate that you are making progress and that learning
has taken place.

THINKING CRITICALLY Critical thinking is also an important outcome. Several years


ago, training organizations began taking a hard look at themselves. Typically, they
found that their programs needed to expand language-based skills, knowledge, and
abilities across the curriculum. What outcomes did this achieve? In essence, it indi-
cated the need for all training programs to cover the basic skill areas of communica-
tion, critical thinking, computer technology, globalization, diversity, and ethics and
values.
This edition of Supervision Today! continues this feature to help you acquire these
key skills by upgrading levels of thinking from knowledge to comprehension and, finally,
to application. We convey relevant supervisory knowledge, give you an opportunity to
reinforce your comprehension, and demonstrate how you can apply the concepts.

END-OF-CHAPTER FEATURES: A SKILL-FOCUSED APPROACH


Today it’s not enough simply to know about supervision; you need skills to succeed in
your supervisory efforts. So we’ve maintained our skill component in the Enhancing
Understanding and Developing Your Supervisory Skills sections at the end of each
chapter, which include the following features:
■ Summary
■ Comprehension Questions
■ Key Concept Crossword
■ Getting to Know Yourself
■ Building a Team
■ A step-by-step description of how to develop your skills in the area that is discussed
in that chapter
■ Two case studies
These features are designed to help you build analytical, diagnostic, team-building,
investigative, Internet, and writing skills. We address these skill areas in several ways.
For example, we include experiential exercises to develop team-building skills; cases to
build diagnostic, analytical, and decision-making skills; suggested topical writing assign-
ments to enhance writing skills; and Web activities to develop Internet research skills.

SUMMARY Just as chapter outcomes clarify where you are going, chapter summaries
remind you where you’ve been. Each chapter of this book concludes with a concise
summary organized around the opening learning outcomes.
xxiv Preface

COMPREHENSION: REVIEW AND DISCUSSION QUESTIONS These questions reinforce chapter


content. If you have read and understood the content of a chapter, you should be able to
answer the review questions, which are drawn directly from the material in the chapter.
The discussion questions, on the other hand, tend to go beyond comprehension of
chapter content. They’re designed to foster higher-order thinking skills. The discussion
questions enable you to demonstrate that you not only know the facts in the chapter
but can also use those facts to deal with more complex issues.

KEY CONCEPT CROSSWORD Crossword puzzles using the key concepts from each chapter pro-
vide another way to reinforce comprehension on a level, and in a way, that you may enjoy.

GETTING TO KNOW YOURSELF Before you can effectively supervise others, you must
understand your current strengths as well as areas in need of development. To assist
in this learning process, we encourage you to complete these self-assessments from the
Prentice Hall Self-Assessment Library 3.4.

EXPERIENTIAL EXERCISES These exercises give you an opportunity to work as a team,


learning and practicing the supervisory skills introduced in the chapter. By combining
your new knowledge and natural talents, you will be able to practice a supervisory
activity and assess your own progress.

INTERNET: WEB ACTIVITIES This feature gives you an opportunity to use the Internet as
an investigative/informational tool.

CHAPTER TOPIC HOW-TO FOCUS This section begins with step-by-step instructions on
how to develop a skill directly related to a topic addressed in the chapter.

COMMUNICATING EFFECTIVELY In this feature, suggested writing projects help you


develop writing skills. Projects can also become presentations to reinforce verbal and
presentation skills.

THINKING CRITICALLY: CASE ANALYSES Each chapter concludes with two case studies
designed to make you think critically as you make decisions regarding a supervisory
issue. These cases enable you to apply your knowledge to solve problems faced by
supervisors. For this edition 25 percent of the cases have been replaced and updated
with new topical situations dealing with current workplace issues.

Supplemental Materials
FOR THE STUDENT
MyBizSkillsKit contains a wealth of study aids, illustrated case simulations, and access
to the Golden Personality Type Profiler Assessment. An access code to MybBizSkillsKit
can be value-packaged with the textbook or purchased online. It includes the following:
BizSkills Illustrated Business Simulation Cases present students with workplace
situations where they have to make the call. These illustrated case applications
contain built-in feedback and scoring and can feed a gradebook, if desired.
The Golden Personality Type Profiler. This popular personality assessment, simi-
lar to the full Myers-Briggs assessment program, but oriented toward workplace
behavioral assessment, provides students with information about fundamental
personality dimensions. It takes about 15–20 minutes to complete, and students
receive an easy-to-use and practical feedback report based on their results. This tool
helps students improve their self-knowledge and ability to work effectively with
others by providing students with feedback on their leadership and organizational
Preface xxv

strengths, communication and teamwork preferences, motivation and learning style,


and opportunities for personal growth.
Test-prep Quizzes for each chapter, including true/false, multiple choice, and short
essay questions; all questions include immediate feedback.
Web Exercises for each chapter
Web Links to useful online resources

gives students access to EBSCO’s ContentSelect Research Database.


MySearchLab also includes a plagiarism tutorial, citation tutorial, and tools to help
improve student writing including Longman Online Handbook of Writing. Preview at
www.mysearchlab.com.
Supervision Today! Textbook can be value-packaged with MyBizSkillsKit for Supervision
Student Access Code. Order: ISBN (0-13-296461-9)
A stand-alone MyBizSkillsKit Student Access Code can also be ordered online at
wwww.mypearsonstore.com.
Also available separately:

SELF-ASSESSMENT LIBRARY 3.4 ONLINE ACCESS PACKAGED WITH EVERY BOOK SAL is a
unique learning tool that allows students to assess their knowledge, beliefs, feelings,
and actions in regard to a wide range of personal skills, abilities, and interests. SAL
3.4 contains 67 research-based self-scoring exercises that generate immediate individ-
ual analysis for the student. SAL 3.4 Online Access is packaged at no additional cost
with each book. A print version is also available. Additional Online Access Codes and
printed copies of SAL 3.4 are available for purchase from www.prenhall.com. Features
of this release include the following:
■ 18 additional research-based instruments
■ Save feature allows students to create an assessment portfolio easily
■ The in-depth Instructor’s Manual guides instructors in interpreting class results,
thereby facilitating greater classroom discussion.

FOR THE INSTRUCTOR


INSTRUCTOR MATERIALS AVAILABLE ONLINE The Instructor’s Manual, PowerPoint
Lecture Slides, and Test Generator are available online for download. To access
supplementary materials online, instructors need to request an instructor access code.
Go to www.pearsonhighered.com/irc, where you can register for an instructor access
code. Within 48 hours of registering you will receive a confirming e-mail including an
instructor access code. Once you have received your code, locate your text in the online
catalog and click on the Instructor Resources button on the left side of the catalog
product page. Select a supplement and a log-in page will appear. Once you have logged
in, you can access instructor material for all Prentice Hall textbooks.

THE INSTRUCTOR’S MANUAL includes a suggested course syllabus, sample exam, lecture
index, lecture outlines, solutions to review and discussion questions, suggested answers
to Thinking Critically case studies, additional activities, chapter tests, and midterm and
final exams.

POWERPOINT LECTURE SLIDES Slides provide detailed lecture notes, including key
figures from the book, to guide classroom discussion.

TEST GENERATOR The Test Generator is a testing program that lets instructors view
and edit test bank questions, create tests, and print or post them online in a variety of
formats.
xxvi Preface

JWA VIDEO OFFER This offer gives you the opportunity to select Emmy-award-winning
videos from the JWA library. Videos address all kinds of training issues related to
supervision. Complimentary copies are available upon adoption. Contact your Prentice
Hall sales representative for details.

COURSECONNECT SUPERVISION ONLINE COURSE: CONVENIENCE, SIMPLICITY, SUCCESS


Looking for robust online course content to reinforce and enhance your student
learning? We have the solution: CourseConnect! CourseConnect courses contain cus-
tomizable modules of content mapped to major learning outcomes. Each learning
object contains interactive tutorials, rich media, discussion questions, MP3 down-
loadable lectures, assessments, and interactive activities that address different learning
styles. When you buy a CourseConnect course, you purchase a complete package that
provides you with detailed documentation you can use for your accreditation reviews.
CourseConnect courses can be delivered in any commercial platform such as WebCT,
BlackBoard, Angel, Moodle, or eCollege platforms. For more information contact your
Prentice Hall representative or call 800-635-1579.
Acknowledgments
Writing a textbook is often the work of a number of people whose names generally
never appear on the cover. Yet, without their help and assistance, a project like this
would never come to fruition. We’d like to recognize some special people who gave so
unselfishly to making this book a reality.
We want to thank the users of previous editions and students who provided a
number of suggestions for this revision. Special thanks to the reviewers of the fifth edi-
tion: Linda McGurn, Johnson County Community College, William Milz, Northeast
Wisconsin Technical College, Andy C. Saucedo, NMSU Dona Ana Community College,
and Joe Wright. And to the reviewers of the sixth edition: Valeria Truitt, Craven
Community College; Martha A. Hunt, New Hampshire Technical Institute; Jacquelyn
Blakely, Tri County Technical College; George Cleaver, Manatee Community College;
Robert D. Lewallen, Iowa Western Community College; Eva M. Smith, Spartanburg
Technical College; Dr. Thomas W. Lloyd, Westmoreland County Community College;
and Jerry L. Thomas, Arapahoe Community College.
To all of our reviewers, please know that we take your comments and feedback
seriously. We review each comment and see how it might be incorporated into the text.
Unfortunately, in a few instances, although the comments and suggestions were abso-
lutely on target, sometimes adding specific information isn’t feasible. That’s not to say
that we discounted what you said, but we had to balance the focus of the book with
the feedback given.
Finally, we’d like to add personal notes.
From Steve’s corner: To my wife, Laura Ospanik. Laura continues to be a phenom-
enal source of ideas and support. For that I am grateful.
From Dave’s corner: I want to give special thanks to my family, who give me the
encouragement and support to do my job. Each of you is special to me in that you
continue to bring love and warmth into my life. Terri, Mark, Meredith, Gabriella, and
Natalie, thank you. You continue to make me proud to be part of your lives.
From Rob’s corner: I want to thank my wife, and best friend, Sheila, for encouraging
and supporting me in my work on the seventh edition of Supervision Today! I am grate-
ful for the opportunity to be part of this learning endeavor.

An Invitation
Now that we’ve explained the ideas behind the text, we’d like to extend an open invi-
tation. If you’d like to give us some feedback, we encourage you to write. Send your
correspondence to Dave DeCenzo at E. Craig Wall, Sr. College, Coastal Carolina
University, P.O. Box 269154, Conway, SC 29528-6054. Dave is also available via
e-mail at ddecenzo@coastal.edu
We hope you enjoy reading this book as much as we enjoyed preparing it for you.

Steve Robbins
Dave DeCenzo
Rob Wolter

xxvii
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PART

Defining Supervision
and Supervisory
Challenges 1
Part 1 introduces you to the world of work and the functions of a Chapter 1 ■ Supervision
supervisor. Emphasis in this section is placed on supervisory roles Definitions
and the skills needed to be successful in today’s ever-changing
work environment. Supervisory positions are also being influ-
Chapter 2 ■ Supervision
Challenges
enced by a number of environmental factors. What these factors
are and how they affect the supervisory function are discussed.
1 Supervision Definitions
CHAPTER

Key Concepts
After completing this chapter, you will be able to define these supervisory terms:

■ conceptual competence ■ organization


■ controlling ■ organizing
■ effectiveness ■ planning
■ efficiency ■ political competence
■ first-level managers ■ process
■ interpersonal competence ■ skill
■ leading ■ supervisors
■ management ■ supervisory competencies
■ management functions ■ technical competence
■ middle managers ■ top management
■ operative employees
Chapter Outcomes
After reading this chapter, you will be able to:

1. Explain the difference among supervisors, middle managers, and top management.
2. Define supervisor.
3. Identify the four functions in the management process.
4. Explain why the supervisor’s role is considered ambiguous.
5. Describe the four essential supervisory competencies.
6. Identify the elements that are necessary to be successful as a supervisor.
4 Part 1 Defining Supervision and Supervisory Challenges

Responding to a Supervisory Dilemma


Organizations are changing, but are organizations changing their traditional structures?
By and large, the answer is yes, traditional organizational structures are still evident
today. However, some organizations, to appeal to potential employees, are changing
the traditional organizational structure. One such company is Google. According
to Fortune magazine (http://money.cnn.com/magazines/fortune/bestcompanies/2011/
index.html), Google ranks in the top five best places to work and has ranked so for
five consecutive years. What makes this organization so different from others? Why
are employees flocking to organizations such as Google?
The traditional organizational pyramid has operative employees at the bottom
of the triangle, supervisors above them, middle managers above supervisors, and top
management above all (see Exhibit 1-1). This structure is a vertical approach to man-
agement where the decision making is done at the top and orders are sent down to
the operational employees at the bottom of the organizational hierarchy. Operative
employees do not have much say in the organization’s operations.
Google uses a cross-functional organizational structure combined with a unique
philosophy. Their cross-functional organizational structure is more of a team approach
to management and is structured horizontally. According to Google.com (http://www.
google.com/intl/en/corporate/), they purposively maintain a small-company feel, believ-
ing every employee is a hands-on contributor and everyone is an equally important part
of Google’s success. Google’s benefits package also plays a major part in attracting
employees. Google states that, from employee retirement funds to their free lunch and
dinner program, they strive to offer customizable programs that suit the needs of each
of their employees. What more could an employee want?
Which organizational structure do you think works best and why? Do you think
the vertical structure works better in some cases whereas the horizontal structure works
better in others? Would you prefer a more relaxed working environment or do you
prefer something more structured?

his book is about the millions of supervisors working in today’s dynamic

T organizations and the jobs they do in helping their organizations reach their goals.
This book will introduce you to the challenging activities and the rapidly changing
world of supervision today!

Organizations and Their Levels


organization Supervisors work in places called organizations. Before we identify who supervisors
A systematic grouping of people are and what they do, it’s important to clarify what we mean by the term organization.
brought together to accomplish some
specific purpose. An organization is a systematic grouping of people brought together to accomplish
some specific purpose. Your college or university is an organization. So are super-
markets, charitable agencies, churches, neighborhood gas stations, the Indianapo-
lis Colts football team, Nokia Corporation, the Australian Dental Association, and
Cedars-Sinai Hospital. These are all organizations because each comprises specific
common characteristics.
Chapter 1 Supervision Definitions 5

WHAT COMMON CHARACTERISTICS DO ALL


ORGANIZATIONS HAVE?
Top
All organizations, regardless of their size or focus, share Management
three common characteristics. First, every organization
has a purpose. The distinct purpose of an organization
is typically expressed in terms of a goal or set of goals Middle
that the organization hopes to accomplish. Second, each Managers
organization is composed of people. It takes people to
establish the purpose as well as to perform a variety of
activities to make the goal a reality. Third, all organiza-
tions develop a systematic structure that defines the vari- Supervisors
ous roles of members and that often sets limits on their
work behaviors. This may include creating rules and reg-
ulations, giving some members supervisory responsibility Operative Employees
over other members, forming work teams, or writing job
descriptions so that organizational members know their
responsibilities.
Although organizations and their structures vary Exhibit 1-1
Levels in the traditional organizational
widely, often adapting to the environment in which the organization operates, in pyramid.
most traditional organizations, we can show an organization’s structure as a pyramid
containing four general categories (see Exhibit 1-1).

WHAT ARE THE ORGANIZATIONAL LEVELS?


Generally speaking, organizations can be divided into four distinct levels: operative
employees, supervisors, middle managers, and top management. Let’s briefly look at
each level.
The base level in the pyramid is occupied by operative employees. These employees operative employees
physically produce an organization’s goods and services by working on specific tasks. Employees who physically produce an
organization’s goods and services by
The counter clerk at Burger King, the claims adjuster at Progressive Insurance, the working on specific tasks.
assembly-line worker at the Toyota auto plant, and the UPS representative who delivers
your packages are examples of operative employees. This category may also include
many professional positions: doctors, lawyers, accountants, engineers, and information
technology specialists. The common feature these operative workers share is that they
generally don’t manage or oversee the work of any other employee.
Now turn your attention to the top two levels in Exhibit 1-1. These are
traditional management positions. Top management is a group of people responsi- top management
ble for establishing the organization’s overall objectives and developing the policies A group of people responsible for
establishing an organization’s overall
to achieve those objectives. Titles of typical top management positions in business objectives and developing the policies
firms include chair of the board, chief executive officer, president, and senior vice to achieve those objectives.
president. Among nonprofit organizations, top management may have such titles as
museum director, superintendent of schools, or governor of a state. Middle managers middle managers
include all employees below the top management level who manage other managers. All employees below the top manage-
ment level who manage other manag-
These individuals are responsible for establishing and meeting specific goals in their ers and are responsible for establishing
particular department or unit. Their goals, however, are not established in isolation. and meeting specific departmental or
unit goals set by top management.
Instead, the objectives set by top management provide specific direction to middle
managers regarding what they are expected to achieve. Ideally, if each middle man-
ager meets his or her goals, the entire organization meets its objectives. Examples of
job titles held by middle managers include vice president of finance, director of sales,
division manager, group manager, district manager, unit manager, or high school
principal. supervisors
Part of an organization’s management
Let’s again return to Exhibit 1-1. The only category that we haven’t described is team, supervisors oversee the work
supervisors. Like top and middle managers, supervisors are also part of an organiza- of operative employees and are the
only managers who don’t manage
tion’s management team. What makes them unique is that they oversee the work other managers. See also first-level
of operative employees. Supervisors, then, are the only managers who don’t manage managers.
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DANCE ON STILTS AT THE GIRLS’ UNYAGO, NIUCHI

Newala, too, suffers from the distance of its water-supply—at least


the Newala of to-day does; there was once another Newala in a lovely
valley at the foot of the plateau. I visited it and found scarcely a trace
of houses, only a Christian cemetery, with the graves of several
missionaries and their converts, remaining as a monument of its
former glories. But the surroundings are wonderfully beautiful. A
thick grove of splendid mango-trees closes in the weather-worn
crosses and headstones; behind them, combining the useful and the
agreeable, is a whole plantation of lemon-trees covered with ripe
fruit; not the small African kind, but a much larger and also juicier
imported variety, which drops into the hands of the passing traveller,
without calling for any exertion on his part. Old Newala is now under
the jurisdiction of the native pastor, Daudi, at Chingulungulu, who,
as I am on very friendly terms with him, allows me, as a matter of
course, the use of this lemon-grove during my stay at Newala.
FEET MUTILATED BY THE RAVAGES OF THE “JIGGER”
(Sarcopsylla penetrans)

The water-supply of New Newala is in the bottom of the valley,


some 1,600 feet lower down. The way is not only long and fatiguing,
but the water, when we get it, is thoroughly bad. We are suffering not
only from this, but from the fact that the arrangements at Newala are
nothing short of luxurious. We have a separate kitchen—a hut built
against the boma palisade on the right of the baraza, the interior of
which is not visible from our usual position. Our two cooks were not
long in finding this out, and they consequently do—or rather neglect
to do—what they please. In any case they do not seem to be very
particular about the boiling of our drinking-water—at least I can
attribute to no other cause certain attacks of a dysenteric nature,
from which both Knudsen and I have suffered for some time. If a
man like Omari has to be left unwatched for a moment, he is capable
of anything. Besides this complaint, we are inconvenienced by the
state of our nails, which have become as hard as glass, and crack on
the slightest provocation, and I have the additional infliction of
pimples all over me. As if all this were not enough, we have also, for
the last week been waging war against the jigger, who has found his
Eldorado in the hot sand of the Makonde plateau. Our men are seen
all day long—whenever their chronic colds and the dysentery likewise
raging among them permit—occupied in removing this scourge of
Africa from their feet and trying to prevent the disastrous
consequences of its presence. It is quite common to see natives of
this place with one or two toes missing; many have lost all their toes,
or even the whole front part of the foot, so that a well-formed leg
ends in a shapeless stump. These ravages are caused by the female of
Sarcopsylla penetrans, which bores its way under the skin and there
develops an egg-sac the size of a pea. In all books on the subject, it is
stated that one’s attention is called to the presence of this parasite by
an intolerable itching. This agrees very well with my experience, so
far as the softer parts of the sole, the spaces between and under the
toes, and the side of the foot are concerned, but if the creature
penetrates through the harder parts of the heel or ball of the foot, it
may escape even the most careful search till it has reached maturity.
Then there is no time to be lost, if the horrible ulceration, of which
we see cases by the dozen every day, is to be prevented. It is much
easier, by the way, to discover the insect on the white skin of a
European than on that of a native, on which the dark speck scarcely
shows. The four or five jiggers which, in spite of the fact that I
constantly wore high laced boots, chose my feet to settle in, were
taken out for me by the all-accomplished Knudsen, after which I
thought it advisable to wash out the cavities with corrosive
sublimate. The natives have a different sort of disinfectant—they fill
the hole with scraped roots. In a tiny Makua village on the slope of
the plateau south of Newala, we saw an old woman who had filled all
the spaces under her toe-nails with powdered roots by way of
prophylactic treatment. What will be the result, if any, who can say?
The rest of the many trifling ills which trouble our existence are
really more comic than serious. In the absence of anything else to
smoke, Knudsen and I at last opened a box of cigars procured from
the Indian store-keeper at Lindi, and tried them, with the most
distressing results. Whether they contain opium or some other
narcotic, neither of us can say, but after the tenth puff we were both
“off,” three-quarters stupefied and unspeakably wretched. Slowly we
recovered—and what happened next? Half-an-hour later we were
once more smoking these poisonous concoctions—so insatiable is the
craving for tobacco in the tropics.
Even my present attacks of fever scarcely deserve to be taken
seriously. I have had no less than three here at Newala, all of which
have run their course in an incredibly short time. In the early
afternoon, I am busy with my old natives, asking questions and
making notes. The strong midday coffee has stimulated my spirits to
an extraordinary degree, the brain is active and vigorous, and work
progresses rapidly, while a pleasant warmth pervades the whole
body. Suddenly this gives place to a violent chill, forcing me to put on
my overcoat, though it is only half-past three and the afternoon sun
is at its hottest. Now the brain no longer works with such acuteness
and logical precision; more especially does it fail me in trying to
establish the syntax of the difficult Makua language on which I have
ventured, as if I had not enough to do without it. Under the
circumstances it seems advisable to take my temperature, and I do
so, to save trouble, without leaving my seat, and while going on with
my work. On examination, I find it to be 101·48°. My tutors are
abruptly dismissed and my bed set up in the baraza; a few minutes
later I am in it and treating myself internally with hot water and
lemon-juice.
Three hours later, the thermometer marks nearly 104°, and I make
them carry me back into the tent, bed and all, as I am now perspiring
heavily, and exposure to the cold wind just beginning to blow might
mean a fatal chill. I lie still for a little while, and then find, to my
great relief, that the temperature is not rising, but rather falling. This
is about 7.30 p.m. At 8 p.m. I find, to my unbounded astonishment,
that it has fallen below 98·6°, and I feel perfectly well. I read for an
hour or two, and could very well enjoy a smoke, if I had the
wherewithal—Indian cigars being out of the question.
Having no medical training, I am at a loss to account for this state
of things. It is impossible that these transitory attacks of high fever
should be malarial; it seems more probable that they are due to a
kind of sunstroke. On consulting my note-book, I become more and
more inclined to think this is the case, for these attacks regularly
follow extreme fatigue and long exposure to strong sunshine. They at
least have the advantage of being only short interruptions to my
work, as on the following morning I am always quite fresh and fit.
My treasure of a cook is suffering from an enormous hydrocele which
makes it difficult for him to get up, and Moritz is obliged to keep in
the dark on account of his inflamed eyes. Knudsen’s cook, a raw boy
from somewhere in the bush, knows still less of cooking than Omari;
consequently Nils Knudsen himself has been promoted to the vacant
post. Finding that we had come to the end of our supplies, he began
by sending to Chingulungulu for the four sucking-pigs which we had
bought from Matola and temporarily left in his charge; and when
they came up, neatly packed in a large crate, he callously slaughtered
the biggest of them. The first joint we were thoughtless enough to
entrust for roasting to Knudsen’s mshenzi cook, and it was
consequently uneatable; but we made the rest of the animal into a
jelly which we ate with great relish after weeks of underfeeding,
consuming incredible helpings of it at both midday and evening
meals. The only drawback is a certain want of variety in the tinned
vegetables. Dr. Jäger, to whom the Geographical Commission
entrusted the provisioning of the expeditions—mine as well as his
own—because he had more time on his hands than the rest of us,
seems to have laid in a huge stock of Teltow turnips,[46] an article of
food which is all very well for occasional use, but which quickly palls
when set before one every day; and we seem to have no other tins
left. There is no help for it—we must put up with the turnips; but I
am certain that, once I am home again, I shall not touch them for ten
years to come.
Amid all these minor evils, which, after all, go to make up the
genuine flavour of Africa, there is at least one cheering touch:
Knudsen has, with the dexterity of a skilled mechanic, repaired my 9
× 12 cm. camera, at least so far that I can use it with a little care.
How, in the absence of finger-nails, he was able to accomplish such a
ticklish piece of work, having no tool but a clumsy screw-driver for
taking to pieces and putting together again the complicated
mechanism of the instantaneous shutter, is still a mystery to me; but
he did it successfully. The loss of his finger-nails shows him in a light
contrasting curiously enough with the intelligence evinced by the
above operation; though, after all, it is scarcely surprising after his
ten years’ residence in the bush. One day, at Lindi, he had occasion
to wash a dog, which must have been in need of very thorough
cleansing, for the bottle handed to our friend for the purpose had an
extremely strong smell. Having performed his task in the most
conscientious manner, he perceived with some surprise that the dog
did not appear much the better for it, and was further surprised by
finding his own nails ulcerating away in the course of the next few
days. “How was I to know that carbolic acid has to be diluted?” he
mutters indignantly, from time to time, with a troubled gaze at his
mutilated finger-tips.
Since we came to Newala we have been making excursions in all
directions through the surrounding country, in accordance with old
habit, and also because the akida Sefu did not get together the tribal
elders from whom I wanted information so speedily as he had
promised. There is, however, no harm done, as, even if seen only
from the outside, the country and people are interesting enough.
The Makonde plateau is like a large rectangular table rounded off
at the corners. Measured from the Indian Ocean to Newala, it is
about seventy-five miles long, and between the Rovuma and the
Lukuledi it averages fifty miles in breadth, so that its superficial area
is about two-thirds of that of the kingdom of Saxony. The surface,
however, is not level, but uniformly inclined from its south-western
edge to the ocean. From the upper edge, on which Newala lies, the
eye ranges for many miles east and north-east, without encountering
any obstacle, over the Makonde bush. It is a green sea, from which
here and there thick clouds of smoke rise, to show that it, too, is
inhabited by men who carry on their tillage like so many other
primitive peoples, by cutting down and burning the bush, and
manuring with the ashes. Even in the radiant light of a tropical day
such a fire is a grand sight.
Much less effective is the impression produced just now by the
great western plain as seen from the edge of the plateau. As often as
time permits, I stroll along this edge, sometimes in one direction,
sometimes in another, in the hope of finding the air clear enough to
let me enjoy the view; but I have always been disappointed.
Wherever one looks, clouds of smoke rise from the burning bush,
and the air is full of smoke and vapour. It is a pity, for under more
favourable circumstances the panorama of the whole country up to
the distant Majeje hills must be truly magnificent. It is of little use
taking photographs now, and an outline sketch gives a very poor idea
of the scenery. In one of these excursions I went out of my way to
make a personal attempt on the Makonde bush. The present edge of
the plateau is the result of a far-reaching process of destruction
through erosion and denudation. The Makonde strata are
everywhere cut into by ravines, which, though short, are hundreds of
yards in depth. In consequence of the loose stratification of these
beds, not only are the walls of these ravines nearly vertical, but their
upper end is closed by an equally steep escarpment, so that the
western edge of the Makonde plateau is hemmed in by a series of
deep, basin-like valleys. In order to get from one side of such a ravine
to the other, I cut my way through the bush with a dozen of my men.
It was a very open part, with more grass than scrub, but even so the
short stretch of less than two hundred yards was very hard work; at
the end of it the men’s calicoes were in rags and they themselves
bleeding from hundreds of scratches, while even our strong khaki
suits had not escaped scatheless.

NATIVE PATH THROUGH THE MAKONDE BUSH, NEAR


MAHUTA

I see increasing reason to believe that the view formed some time
back as to the origin of the Makonde bush is the correct one. I have
no doubt that it is not a natural product, but the result of human
occupation. Those parts of the high country where man—as a very
slight amount of practice enables the eye to perceive at once—has not
yet penetrated with axe and hoe, are still occupied by a splendid
timber forest quite able to sustain a comparison with our mixed
forests in Germany. But wherever man has once built his hut or tilled
his field, this horrible bush springs up. Every phase of this process
may be seen in the course of a couple of hours’ walk along the main
road. From the bush to right or left, one hears the sound of the axe—
not from one spot only, but from several directions at once. A few
steps further on, we can see what is taking place. The brush has been
cut down and piled up in heaps to the height of a yard or more,
between which the trunks of the large trees stand up like the last
pillars of a magnificent ruined building. These, too, present a
melancholy spectacle: the destructive Makonde have ringed them—
cut a broad strip of bark all round to ensure their dying off—and also
piled up pyramids of brush round them. Father and son, mother and
son-in-law, are chopping away perseveringly in the background—too
busy, almost, to look round at the white stranger, who usually excites
so much interest. If you pass by the same place a week later, the piles
of brushwood have disappeared and a thick layer of ashes has taken
the place of the green forest. The large trees stretch their
smouldering trunks and branches in dumb accusation to heaven—if
they have not already fallen and been more or less reduced to ashes,
perhaps only showing as a white stripe on the dark ground.
This work of destruction is carried out by the Makonde alike on the
virgin forest and on the bush which has sprung up on sites already
cultivated and deserted. In the second case they are saved the trouble
of burning the large trees, these being entirely absent in the
secondary bush.
After burning this piece of forest ground and loosening it with the
hoe, the native sows his corn and plants his vegetables. All over the
country, he goes in for bed-culture, which requires, and, in fact,
receives, the most careful attention. Weeds are nowhere tolerated in
the south of German East Africa. The crops may fail on the plains,
where droughts are frequent, but never on the plateau with its
abundant rains and heavy dews. Its fortunate inhabitants even have
the satisfaction of seeing the proud Wayao and Wamakua working
for them as labourers, driven by hunger to serve where they were
accustomed to rule.
But the light, sandy soil is soon exhausted, and would yield no
harvest the second year if cultivated twice running. This fact has
been familiar to the native for ages; consequently he provides in
time, and, while his crop is growing, prepares the next plot with axe
and firebrand. Next year he plants this with his various crops and
lets the first piece lie fallow. For a short time it remains waste and
desolate; then nature steps in to repair the destruction wrought by
man; a thousand new growths spring out of the exhausted soil, and
even the old stumps put forth fresh shoots. Next year the new growth
is up to one’s knees, and in a few years more it is that terrible,
impenetrable bush, which maintains its position till the black
occupier of the land has made the round of all the available sites and
come back to his starting point.
The Makonde are, body and soul, so to speak, one with this bush.
According to my Yao informants, indeed, their name means nothing
else but “bush people.” Their own tradition says that they have been
settled up here for a very long time, but to my surprise they laid great
stress on an original immigration. Their old homes were in the
south-east, near Mikindani and the mouth of the Rovuma, whence
their peaceful forefathers were driven by the continual raids of the
Sakalavas from Madagascar and the warlike Shirazis[47] of the coast,
to take refuge on the almost inaccessible plateau. I have studied
African ethnology for twenty years, but the fact that changes of
population in this apparently quiet and peaceable corner of the earth
could have been occasioned by outside enterprises taking place on
the high seas, was completely new to me. It is, no doubt, however,
correct.
The charming tribal legend of the Makonde—besides informing us
of other interesting matters—explains why they have to live in the
thickest of the bush and a long way from the edge of the plateau,
instead of making their permanent homes beside the purling brooks
and springs of the low country.
“The place where the tribe originated is Mahuta, on the southern
side of the plateau towards the Rovuma, where of old time there was
nothing but thick bush. Out of this bush came a man who never
washed himself or shaved his head, and who ate and drank but little.
He went out and made a human figure from the wood of a tree
growing in the open country, which he took home to his abode in the
bush and there set it upright. In the night this image came to life and
was a woman. The man and woman went down together to the
Rovuma to wash themselves. Here the woman gave birth to a still-
born child. They left that place and passed over the high land into the
valley of the Mbemkuru, where the woman had another child, which
was also born dead. Then they returned to the high bush country of
Mahuta, where the third child was born, which lived and grew up. In
course of time, the couple had many more children, and called
themselves Wamatanda. These were the ancestral stock of the
Makonde, also called Wamakonde,[48] i.e., aborigines. Their
forefather, the man from the bush, gave his children the command to
bury their dead upright, in memory of the mother of their race who
was cut out of wood and awoke to life when standing upright. He also
warned them against settling in the valleys and near large streams,
for sickness and death dwelt there. They were to make it a rule to
have their huts at least an hour’s walk from the nearest watering-
place; then their children would thrive and escape illness.”
The explanation of the name Makonde given by my informants is
somewhat different from that contained in the above legend, which I
extract from a little book (small, but packed with information), by
Pater Adams, entitled Lindi und sein Hinterland. Otherwise, my
results agree exactly with the statements of the legend. Washing?
Hapana—there is no such thing. Why should they do so? As it is, the
supply of water scarcely suffices for cooking and drinking; other
people do not wash, so why should the Makonde distinguish himself
by such needless eccentricity? As for shaving the head, the short,
woolly crop scarcely needs it,[49] so the second ancestral precept is
likewise easy enough to follow. Beyond this, however, there is
nothing ridiculous in the ancestor’s advice. I have obtained from
various local artists a fairly large number of figures carved in wood,
ranging from fifteen to twenty-three inches in height, and
representing women belonging to the great group of the Mavia,
Makonde, and Matambwe tribes. The carving is remarkably well
done and renders the female type with great accuracy, especially the
keloid ornamentation, to be described later on. As to the object and
meaning of their works the sculptors either could or (more probably)
would tell me nothing, and I was forced to content myself with the
scanty information vouchsafed by one man, who said that the figures
were merely intended to represent the nembo—the artificial
deformations of pelele, ear-discs, and keloids. The legend recorded
by Pater Adams places these figures in a new light. They must surely
be more than mere dolls; and we may even venture to assume that
they are—though the majority of present-day Makonde are probably
unaware of the fact—representations of the tribal ancestress.
The references in the legend to the descent from Mahuta to the
Rovuma, and to a journey across the highlands into the Mbekuru
valley, undoubtedly indicate the previous history of the tribe, the
travels of the ancestral pair typifying the migrations of their
descendants. The descent to the neighbouring Rovuma valley, with
its extraordinary fertility and great abundance of game, is intelligible
at a glance—but the crossing of the Lukuledi depression, the ascent
to the Rondo Plateau and the descent to the Mbemkuru, also lie
within the bounds of probability, for all these districts have exactly
the same character as the extreme south. Now, however, comes a
point of especial interest for our bacteriological age. The primitive
Makonde did not enjoy their lives in the marshy river-valleys.
Disease raged among them, and many died. It was only after they
had returned to their original home near Mahuta, that the health
conditions of these people improved. We are very apt to think of the
African as a stupid person whose ignorance of nature is only equalled
by his fear of it, and who looks on all mishaps as caused by evil
spirits and malignant natural powers. It is much more correct to
assume in this case that the people very early learnt to distinguish
districts infested with malaria from those where it is absent.
This knowledge is crystallized in the
ancestral warning against settling in the
valleys and near the great waters, the
dwelling-places of disease and death. At the
same time, for security against the hostile
Mavia south of the Rovuma, it was enacted
that every settlement must be not less than a
certain distance from the southern edge of the
plateau. Such in fact is their mode of life at the
present day. It is not such a bad one, and
certainly they are both safer and more
comfortable than the Makua, the recent
intruders from the south, who have made USUAL METHOD OF
good their footing on the western edge of the CLOSING HUT-DOOR
plateau, extending over a fairly wide belt of
country. Neither Makua nor Makonde show in their dwellings
anything of the size and comeliness of the Yao houses in the plain,
especially at Masasi, Chingulungulu and Zuza’s. Jumbe Chauro, a
Makonde hamlet not far from Newala, on the road to Mahuta, is the
most important settlement of the tribe I have yet seen, and has fairly
spacious huts. But how slovenly is their construction compared with
the palatial residences of the elephant-hunters living in the plain.
The roofs are still more untidy than in the general run of huts during
the dry season, the walls show here and there the scanty beginnings
or the lamentable remains of the mud plastering, and the interior is a
veritable dog-kennel; dirt, dust and disorder everywhere. A few huts
only show any attempt at division into rooms, and this consists
merely of very roughly-made bamboo partitions. In one point alone
have I noticed any indication of progress—in the method of fastening
the door. Houses all over the south are secured in a simple but
ingenious manner. The door consists of a set of stout pieces of wood
or bamboo, tied with bark-string to two cross-pieces, and moving in
two grooves round one of the door-posts, so as to open inwards. If
the owner wishes to leave home, he takes two logs as thick as a man’s
upper arm and about a yard long. One of these is placed obliquely
against the middle of the door from the inside, so as to form an angle
of from 60° to 75° with the ground. He then places the second piece
horizontally across the first, pressing it downward with all his might.
It is kept in place by two strong posts planted in the ground a few
inches inside the door. This fastening is absolutely safe, but of course
cannot be applied to both doors at once, otherwise how could the
owner leave or enter his house? I have not yet succeeded in finding
out how the back door is fastened.

MAKONDE LOCK AND KEY AT JUMBE CHAURO


This is the general way of closing a house. The Makonde at Jumbe
Chauro, however, have a much more complicated, solid and original
one. Here, too, the door is as already described, except that there is
only one post on the inside, standing by itself about six inches from
one side of the doorway. Opposite this post is a hole in the wall just
large enough to admit a man’s arm. The door is closed inside by a
large wooden bolt passing through a hole in this post and pressing
with its free end against the door. The other end has three holes into
which fit three pegs running in vertical grooves inside the post. The
door is opened with a wooden key about a foot long, somewhat
curved and sloped off at the butt; the other end has three pegs
corresponding to the holes, in the bolt, so that, when it is thrust
through the hole in the wall and inserted into the rectangular
opening in the post, the pegs can be lifted and the bolt drawn out.[50]

MODE OF INSERTING THE KEY

With no small pride first one householder and then a second


showed me on the spot the action of this greatest invention of the
Makonde Highlands. To both with an admiring exclamation of
“Vizuri sana!” (“Very fine!”). I expressed the wish to take back these
marvels with me to Ulaya, to show the Wazungu what clever fellows
the Makonde are. Scarcely five minutes after my return to camp at
Newala, the two men came up sweating under the weight of two
heavy logs which they laid down at my feet, handing over at the same
time the keys of the fallen fortress. Arguing, logically enough, that if
the key was wanted, the lock would be wanted with it, they had taken
their axes and chopped down the posts—as it never occurred to them
to dig them out of the ground and so bring them intact. Thus I have
two badly damaged specimens, and the owners, instead of praise,
come in for a blowing-up.
The Makua huts in the environs of Newala are especially
miserable; their more than slovenly construction reminds one of the
temporary erections of the Makua at Hatia’s, though the people here
have not been concerned in a war. It must therefore be due to
congenital idleness, or else to the absence of a powerful chief. Even
the baraza at Mlipa’s, a short hour’s walk south-east of Newala,
shares in this general neglect. While public buildings in this country
are usually looked after more or less carefully, this is in evident
danger of being blown over by the first strong easterly gale. The only
attractive object in this whole district is the grave of the late chief
Mlipa. I visited it in the morning, while the sun was still trying with
partial success to break through the rolling mists, and the circular
grove of tall euphorbias, which, with a broken pot, is all that marks
the old king’s resting-place, impressed one with a touch of pathos.
Even my very materially-minded carriers seemed to feel something
of the sort, for instead of their usual ribald songs, they chanted
solemnly, as we marched on through the dense green of the Makonde
bush:—
“We shall arrive with the great master; we stand in a row and have
no fear about getting our food and our money from the Serkali (the
Government). We are not afraid; we are going along with the great
master, the lion; we are going down to the coast and back.”
With regard to the characteristic features of the various tribes here
on the western edge of the plateau, I can arrive at no other
conclusion than the one already come to in the plain, viz., that it is
impossible for anyone but a trained anthropologist to assign any
given individual at once to his proper tribe. In fact, I think that even
an anthropological specialist, after the most careful examination,
might find it a difficult task to decide. The whole congeries of peoples
collected in the region bounded on the west by the great Central
African rift, Tanganyika and Nyasa, and on the east by the Indian
Ocean, are closely related to each other—some of their languages are
only distinguished from one another as dialects of the same speech,
and no doubt all the tribes present the same shape of skull and
structure of skeleton. Thus, surely, there can be no very striking
differences in outward appearance.
Even did such exist, I should have no time
to concern myself with them, for day after day,
I have to see or hear, as the case may be—in
any case to grasp and record—an
extraordinary number of ethnographic
phenomena. I am almost disposed to think it
fortunate that some departments of inquiry, at
least, are barred by external circumstances.
Chief among these is the subject of iron-
working. We are apt to think of Africa as a
country where iron ore is everywhere, so to
speak, to be picked up by the roadside, and
where it would be quite surprising if the
inhabitants had not learnt to smelt the
material ready to their hand. In fact, the
knowledge of this art ranges all over the
continent, from the Kabyles in the north to the
Kafirs in the south. Here between the Rovuma
and the Lukuledi the conditions are not so
favourable. According to the statements of the
Makonde, neither ironstone nor any other
form of iron ore is known to them. They have
not therefore advanced to the art of smelting
the metal, but have hitherto bought all their
THE ANCESTRESS OF
THE MAKONDE
iron implements from neighbouring tribes.
Even in the plain the inhabitants are not much
better off. Only one man now living is said to
understand the art of smelting iron. This old fundi lives close to
Huwe, that isolated, steep-sided block of granite which rises out of
the green solitude between Masasi and Chingulungulu, and whose
jagged and splintered top meets the traveller’s eye everywhere. While
still at Masasi I wished to see this man at work, but was told that,
frightened by the rising, he had retired across the Rovuma, though
he would soon return. All subsequent inquiries as to whether the
fundi had come back met with the genuine African answer, “Bado”
(“Not yet”).
BRAZIER

Some consolation was afforded me by a brassfounder, whom I


came across in the bush near Akundonde’s. This man is the favourite
of women, and therefore no doubt of the gods; he welds the glittering
brass rods purchased at the coast into those massive, heavy rings
which, on the wrists and ankles of the local fair ones, continually give
me fresh food for admiration. Like every decent master-craftsman he
had all his tools with him, consisting of a pair of bellows, three
crucibles and a hammer—nothing more, apparently. He was quite
willing to show his skill, and in a twinkling had fixed his bellows on
the ground. They are simply two goat-skins, taken off whole, the four
legs being closed by knots, while the upper opening, intended to
admit the air, is kept stretched by two pieces of wood. At the lower
end of the skin a smaller opening is left into which a wooden tube is
stuck. The fundi has quickly borrowed a heap of wood-embers from
the nearest hut; he then fixes the free ends of the two tubes into an
earthen pipe, and clamps them to the ground by means of a bent
piece of wood. Now he fills one of his small clay crucibles, the dross
on which shows that they have been long in use, with the yellow
material, places it in the midst of the embers, which, at present are
only faintly glimmering, and begins his work. In quick alternation
the smith’s two hands move up and down with the open ends of the
bellows; as he raises his hand he holds the slit wide open, so as to let
the air enter the skin bag unhindered. In pressing it down he closes
the bag, and the air puffs through the bamboo tube and clay pipe into
the fire, which quickly burns up. The smith, however, does not keep
on with this work, but beckons to another man, who relieves him at
the bellows, while he takes some more tools out of a large skin pouch
carried on his back. I look on in wonder as, with a smooth round
stick about the thickness of a finger, he bores a few vertical holes into
the clean sand of the soil. This should not be difficult, yet the man
seems to be taking great pains over it. Then he fastens down to the
ground, with a couple of wooden clamps, a neat little trough made by
splitting a joint of bamboo in half, so that the ends are closed by the
two knots. At last the yellow metal has attained the right consistency,
and the fundi lifts the crucible from the fire by means of two sticks
split at the end to serve as tongs. A short swift turn to the left—a
tilting of the crucible—and the molten brass, hissing and giving forth
clouds of smoke, flows first into the bamboo mould and then into the
holes in the ground.
The technique of this backwoods craftsman may not be very far
advanced, but it cannot be denied that he knows how to obtain an
adequate result by the simplest means. The ladies of highest rank in
this country—that is to say, those who can afford it, wear two kinds
of these massive brass rings, one cylindrical, the other semicircular
in section. The latter are cast in the most ingenious way in the
bamboo mould, the former in the circular hole in the sand. It is quite
a simple matter for the fundi to fit these bars to the limbs of his fair
customers; with a few light strokes of his hammer he bends the
pliable brass round arm or ankle without further inconvenience to
the wearer.
SHAPING THE POT

SMOOTHING WITH MAIZE-COB

CUTTING THE EDGE


FINISHING THE BOTTOM

LAST SMOOTHING BEFORE


BURNING

FIRING THE BRUSH-PILE


LIGHTING THE FARTHER SIDE OF
THE PILE

TURNING THE RED-HOT VESSEL

NYASA WOMAN MAKING POTS AT MASASI


Pottery is an art which must always and everywhere excite the
interest of the student, just because it is so intimately connected with
the development of human culture, and because its relics are one of
the principal factors in the reconstruction of our own condition in
prehistoric times. I shall always remember with pleasure the two or
three afternoons at Masasi when Salim Matola’s mother, a slightly-
built, graceful, pleasant-looking woman, explained to me with
touching patience, by means of concrete illustrations, the ceramic art
of her people. The only implements for this primitive process were a
lump of clay in her left hand, and in the right a calabash containing
the following valuables: the fragment of a maize-cob stripped of all
its grains, a smooth, oval pebble, about the size of a pigeon’s egg, a
few chips of gourd-shell, a bamboo splinter about the length of one’s
hand, a small shell, and a bunch of some herb resembling spinach.
Nothing more. The woman scraped with the
shell a round, shallow hole in the soft, fine
sand of the soil, and, when an active young
girl had filled the calabash with water for her,
she began to knead the clay. As if by magic it
gradually assumed the shape of a rough but
already well-shaped vessel, which only wanted
a little touching up with the instruments
before mentioned. I looked out with the
MAKUA WOMAN closest attention for any indication of the use
MAKING A POT. of the potter’s wheel, in however rudimentary
SHOWS THE a form, but no—hapana (there is none). The
BEGINNINGS OF THE embryo pot stood firmly in its little
POTTER’S WHEEL
depression, and the woman walked round it in
a stooping posture, whether she was removing
small stones or similar foreign bodies with the maize-cob, smoothing
the inner or outer surface with the splinter of bamboo, or later, after
letting it dry for a day, pricking in the ornamentation with a pointed
bit of gourd-shell, or working out the bottom, or cutting the edge
with a sharp bamboo knife, or giving the last touches to the finished
vessel. This occupation of the women is infinitely toilsome, but it is
without doubt an accurate reproduction of the process in use among
our ancestors of the Neolithic and Bronze ages.
There is no doubt that the invention of pottery, an item in human
progress whose importance cannot be over-estimated, is due to
women. Rough, coarse and unfeeling, the men of the horde range
over the countryside. When the united cunning of the hunters has
succeeded in killing the game; not one of them thinks of carrying
home the spoil. A bright fire, kindled by a vigorous wielding of the
drill, is crackling beside them; the animal has been cleaned and cut
up secundum artem, and, after a slight singeing, will soon disappear
under their sharp teeth; no one all this time giving a single thought
to wife or child.
To what shifts, on the other hand, the primitive wife, and still more
the primitive mother, was put! Not even prehistoric stomachs could
endure an unvarying diet of raw food. Something or other suggested
the beneficial effect of hot water on the majority of approved but
indigestible dishes. Perhaps a neighbour had tried holding the hard
roots or tubers over the fire in a calabash filled with water—or maybe
an ostrich-egg-shell, or a hastily improvised vessel of bark. They
became much softer and more palatable than they had previously
been; but, unfortunately, the vessel could not stand the fire and got
charred on the outside. That can be remedied, thought our
ancestress, and plastered a layer of wet clay round a similar vessel.
This is an improvement; the cooking utensil remains uninjured, but
the heat of the fire has shrunk it, so that it is loose in its shell. The
next step is to detach it, so, with a firm grip and a jerk, shell and
kernel are separated, and pottery is invented. Perhaps, however, the
discovery which led to an intelligent use of the burnt-clay shell, was
made in a slightly different way. Ostrich-eggs and calabashes are not
to be found in every part of the world, but everywhere mankind has
arrived at the art of making baskets out of pliant materials, such as
bark, bast, strips of palm-leaf, supple twigs, etc. Our inventor has no
water-tight vessel provided by nature. “Never mind, let us line the
basket with clay.” This answers the purpose, but alas! the basket gets
burnt over the blazing fire, the woman watches the process of
cooking with increasing uneasiness, fearing a leak, but no leak
appears. The food, done to a turn, is eaten with peculiar relish; and
the cooking-vessel is examined, half in curiosity, half in satisfaction
at the result. The plastic clay is now hard as stone, and at the same
time looks exceedingly well, for the neat plaiting of the burnt basket
is traced all over it in a pretty pattern. Thus, simultaneously with
pottery, its ornamentation was invented.
Primitive woman has another claim to respect. It was the man,
roving abroad, who invented the art of producing fire at will, but the
woman, unable to imitate him in this, has been a Vestal from the
earliest times. Nothing gives so much trouble as the keeping alight of
the smouldering brand, and, above all, when all the men are absent
from the camp. Heavy rain-clouds gather, already the first large
drops are falling, the first gusts of the storm rage over the plain. The
little flame, a greater anxiety to the woman than her own children,
flickers unsteadily in the blast. What is to be done? A sudden thought
occurs to her, and in an instant she has constructed a primitive hut
out of strips of bark, to protect the flame against rain and wind.
This, or something very like it, was the way in which the principle
of the house was discovered; and even the most hardened misogynist
cannot fairly refuse a woman the credit of it. The protection of the
hearth-fire from the weather is the germ from which the human
dwelling was evolved. Men had little, if any share, in this forward
step, and that only at a late stage. Even at the present day, the
plastering of the housewall with clay and the manufacture of pottery
are exclusively the women’s business. These are two very significant
survivals. Our European kitchen-garden, too, is originally a woman’s
invention, and the hoe, the primitive instrument of agriculture, is,
characteristically enough, still used in this department. But the
noblest achievement which we owe to the other sex is unquestionably
the art of cookery. Roasting alone—the oldest process—is one for
which men took the hint (a very obvious one) from nature. It must
have been suggested by the scorched carcase of some animal
overtaken by the destructive forest-fires. But boiling—the process of
improving organic substances by the help of water heated to boiling-
point—is a much later discovery. It is so recent that it has not even
yet penetrated to all parts of the world. The Polynesians understand
how to steam food, that is, to cook it, neatly wrapped in leaves, in a
hole in the earth between hot stones, the air being excluded, and
(sometimes) a few drops of water sprinkled on the stones; but they
do not understand boiling.
To come back from this digression, we find that the slender Nyasa
woman has, after once more carefully examining the finished pot,
put it aside in the shade to dry. On the following day she sends me
word by her son, Salim Matola, who is always on hand, that she is
going to do the burning, and, on coming out of my house, I find her
already hard at work. She has spread on the ground a layer of very
dry sticks, about as thick as one’s thumb, has laid the pot (now of a
yellowish-grey colour) on them, and is piling brushwood round it.
My faithful Pesa mbili, the mnyampara, who has been standing by,
most obligingly, with a lighted stick, now hands it to her. Both of
them, blowing steadily, light the pile on the lee side, and, when the
flame begins to catch, on the weather side also. Soon the whole is in a
blaze, but the dry fuel is quickly consumed and the fire dies down, so
that we see the red-hot vessel rising from the ashes. The woman
turns it continually with a long stick, sometimes one way and
sometimes another, so that it may be evenly heated all over. In
twenty minutes she rolls it out of the ash-heap, takes up the bundle
of spinach, which has been lying for two days in a jar of water, and
sprinkles the red-hot clay with it. The places where the drops fall are
marked by black spots on the uniform reddish-brown surface. With a
sigh of relief, and with visible satisfaction, the woman rises to an
erect position; she is standing just in a line between me and the fire,
from which a cloud of smoke is just rising: I press the ball of my
camera, the shutter clicks—the apotheosis is achieved! Like a
priestess, representative of her inventive sex, the graceful woman
stands: at her feet the hearth-fire she has given us beside her the
invention she has devised for us, in the background the home she has
built for us.
At Newala, also, I have had the manufacture of pottery carried on
in my presence. Technically the process is better than that already
described, for here we find the beginnings of the potter’s wheel,
which does not seem to exist in the plains; at least I have seen
nothing of the sort. The artist, a frightfully stupid Makua woman, did
not make a depression in the ground to receive the pot she was about
to shape, but used instead a large potsherd. Otherwise, she went to
work in much the same way as Salim’s mother, except that she saved
herself the trouble of walking round and round her work by squatting
at her ease and letting the pot and potsherd rotate round her; this is
surely the first step towards a machine. But it does not follow that
the pot was improved by the process. It is true that it was beautifully
rounded and presented a very creditable appearance when finished,
but the numerous large and small vessels which I have seen, and, in
part, collected, in the “less advanced” districts, are no less so. We
moderns imagine that instruments of precision are necessary to
produce excellent results. Go to the prehistoric collections of our
museums and look at the pots, urns and bowls of our ancestors in the
dim ages of the past, and you will at once perceive your error.
MAKING LONGITUDINAL CUT IN
BARK

DRAWING THE BARK OFF THE LOG

REMOVING THE OUTER BARK


BEATING THE BARK

WORKING THE BARK-CLOTH AFTER BEATING, TO MAKE IT


SOFT

MANUFACTURE OF BARK-CLOTH AT NEWALA


To-day, nearly the whole population of German East Africa is
clothed in imported calico. This was not always the case; even now in
some parts of the north dressed skins are still the prevailing wear,
and in the north-western districts—east and north of Lake
Tanganyika—lies a zone where bark-cloth has not yet been
superseded. Probably not many generations have passed since such
bark fabrics and kilts of skins were the only clothing even in the
south. Even to-day, large quantities of this bright-red or drab
material are still to be found; but if we wish to see it, we must look in
the granaries and on the drying stages inside the native huts, where
it serves less ambitious uses as wrappings for those seeds and fruits
which require to be packed with special care. The salt produced at
Masasi, too, is packed for transport to a distance in large sheets of
bark-cloth. Wherever I found it in any degree possible, I studied the
process of making this cloth. The native requisitioned for the
purpose arrived, carrying a log between two and three yards long and
as thick as his thigh, and nothing else except a curiously-shaped
mallet and the usual long, sharp and pointed knife which all men and
boys wear in a belt at their backs without a sheath—horribile dictu!
[51]
Silently he squats down before me, and with two rapid cuts has
drawn a couple of circles round the log some two yards apart, and
slits the bark lengthwise between them with the point of his knife.
With evident care, he then scrapes off the outer rind all round the
log, so that in a quarter of an hour the inner red layer of the bark
shows up brightly-coloured between the two untouched ends. With
some trouble and much caution, he now loosens the bark at one end,
and opens the cylinder. He then stands up, takes hold of the free
edge with both hands, and turning it inside out, slowly but steadily
pulls it off in one piece. Now comes the troublesome work of
scraping all superfluous particles of outer bark from the outside of
the long, narrow piece of material, while the inner side is carefully
scrutinised for defective spots. At last it is ready for beating. Having
signalled to a friend, who immediately places a bowl of water beside
him, the artificer damps his sheet of bark all over, seizes his mallet,
lays one end of the stuff on the smoothest spot of the log, and
hammers away slowly but continuously. “Very simple!” I think to
myself. “Why, I could do that, too!”—but I am forced to change my
opinions a little later on; for the beating is quite an art, if the fabric is
not to be beaten to pieces. To prevent the breaking of the fibres, the
stuff is several times folded across, so as to interpose several
thicknesses between the mallet and the block. At last the required
state is reached, and the fundi seizes the sheet, still folded, by both
ends, and wrings it out, or calls an assistant to take one end while he
holds the other. The cloth produced in this way is not nearly so fine
and uniform in texture as the famous Uganda bark-cloth, but it is
quite soft, and, above all, cheap.
Now, too, I examine the mallet. My craftsman has been using the
simpler but better form of this implement, a conical block of some
hard wood, its base—the striking surface—being scored across and
across with more or less deeply-cut grooves, and the handle stuck
into a hole in the middle. The other and earlier form of mallet is
shaped in the same way, but the head is fastened by an ingenious
network of bark strips into the split bamboo serving as a handle. The
observation so often made, that ancient customs persist longest in
connection with religious ceremonies and in the life of children, here
finds confirmation. As we shall soon see, bark-cloth is still worn
during the unyago,[52] having been prepared with special solemn
ceremonies; and many a mother, if she has no other garment handy,
will still put her little one into a kilt of bark-cloth, which, after all,
looks better, besides being more in keeping with its African
surroundings, than the ridiculous bit of print from Ulaya.
MAKUA WOMEN

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