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Sprciad Aspeca Avditiny io

Avtomat Envt (AE)

(AP
) y eatures } AE
lhystcal tnuiaent
At: E0sytm-ombine
fecpie
Rroesst s APp (sAP ECC)
Tech
Env.
wihih Oerall Biz Dtabuse
(Bracte 19)

Bjz Ap)s can be categnStd as.


3) 1t (ompenh
Envt (tE) inc ludy3
Packagu Sma
Sof tae Apps
(Off- Hhe
skulf aps)
Soall Medim
Medim (arge
ERP websrvers LAN
App SAP, WAN, put
taly SAP
CLntes
Cuicheko Ur ac le EnturDi
Aache
fous Enkerprise

N 5) Consiclenahn AE at tach
At: Cyclc
pea PlaninaExeus cople
to do UMent
Und. co's AE RA
SA 315)
SA230
purng Psk
AssessMte nt
as per
Audr clocunennts

hale asStssng ELCs,


Cont)S
-(Policits, proceuns p2vasiwe Ctt is int. SoD
Nti
|Conyons Duriny
-Ory stivctr Enut
-(ContyAviks At Cnpl eA'n Sag,
Dhiienis
- Moniing Data Analy. a CAAT.
6) DUe to Dyic En
Associated Rists t ei 2 ham

|Genchmakig
-|Priori5se Ris
>denshcat
BR -|Risk Asesment

SuoTe, sc e, maf
-Ehvinnntat Asstsnnt criteria
stages/
[) Typica eA's Cuycie) Skps / Duta
phases -
DAP A 40 maintain (C)As)
alability $wrty
onfd, lnteo, Av

achivenent Z7- Deptndent Sotals


-\Asst Lileihood b inpact

Contn)>

Manval Contls, maki


10) henecl 7 wls (aitc)
-stta SUYne
folicito pce durt s
shat elate my ans
ffechhe
& cUpp+ e conts
such onths ocn
In fo.
They maintaio Dale
reliaility
DAP AE laplemned itgate
IT- specifie RiSt
-(Dn
- Ace sturity known as pervasive
-iphogram change
ISy stem Sifho are ac chay, nl.
Another:1S0 34000: 2012

FR, peCaA, onpiane


caher iaoates
Sce 134
does N by iAcelt píde aSsvrance to
12) Csnkols (Acsl 13) En shy vel e sks 2 ontols (ELe) (ELc)
incwde both Aut mate A,
(ontols opnahng Co at all

openaty
Can be preventhue a cditeche
in nah

rclate to proce dis


iitte (orrl,ge (P?rvase (tls
by nahre

nne Ht t s
avthrìscd
|ELe
Inicect ELCS
revrde d b p e srd
Opeuate at leel Dont elate to
utomated Anp( c are any speahe eiz
higher hon eiz Azhiiby
pr
Ale balance hene
heck prrnt, cletect dr cant pre
pang Corre ct isstet detect r crcect
oschcts,
in hm
ERIStence Gaeiz (Permne
Vaidry Ut dtn PeNiews Qndt, ethics
Linit
polter.

|5) Data (DA) , INpy


ttostle-B)escr liey)
Jaken AeesUrt
n aud.
CAATs . DA Methods uled
aSpects
DA for cul
dbmentd t wpproe d ? inlig: ontroDPeEFnnce)
1s it to ll Ers ?

Are E Ahalyies ircum stan


obligukns? -Brsk tSsenent
its purp 2se Deiitnáto
Has Co.tken -(Eelo at on )
HJo co.Jenls wth
non- COnplience
SA 3I5 reavIres- nustnd
f y ERe Envt's cngle IC ÜnpAenA
mone rel0 vant is Jn coMMy
thi's inter-relate o

CHls anto Man frame inifr end ysr enVt.


s hn 9cesng
I6) ApprDach to bcncht fno 11) tdc auideLines, ameosrks (SqF
Use CAAts: (Brneli/ Sleps )
SAs b LCAI
Sec 142 tcA, 2013
(HindnEloaga Headbet
(Car)

(denify Rta's source forna! 2J02(S0X0


Sur bans Oxley Act
Ektract Data
"|viby Duta's completenes
(Iulo se cority Mgnt Eyslee)
LSo,
- Sd issed buy
Ni dae h contirm rsD|
May prachee
23 prvilr st proeeSses
NelH onc lusns. (SA 23)

Payment card Jndustny-


23 [pel- pSS
pata s wriy stl
SoX is
\Mcees Anericn
Soc:
o Anericas instuk
SOC 2 . Cfs framest under SSAt No.l6
Soc 3
henerl use)
soc 3 :
Restrite

Pelatd 12chnolgi s
fremeOrk

Nat. nshute Stls 1ech (NISt)

As part undecstantihg eatoatn J tnfoe,


C

Rolevant
ircum tance in ohkih Stzt hvelitbr's approac h to
isks can chang de nthy isky Syskas

-Onanges>Personn
in opuahg Envt
udders tan DoUw nt
cach bËz procs

pronouements
o
thad can lead
-
-Dnid aroeth
-Analyse risk
óSk mate rinlizg
pbabily

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